Implications of a changing BSI prevention paradigm

Hospital-onset bacteremia/fungemia provides an opportunity to re-evaluate current HAI prevention strategies given the scope and complexity of underlying etiologies and root causes. Quality teams will need to innovate and expand notions of “preventable” infections (Table 1).

Table 1. Expanding the paradigm of bloodstream infection (BSI) prevention for a hospital-onset bacteremia and fungemia metric

However, as with any other measure, there can be negative consequences and the potential to “game” the system, particularly if the measure is not supported by practice guidance and an implementation toolkit. Diagnostic stewardship will be necessary to prevent clinically unnecessary “surveillance” blood cultures on admission (to classify positive blood cultures as infections “present on admission”), and intentionally reduce blood culturing during hospital stay when clinically indicated (e.g., sepsis).

The HOB metric may work counter to antimicrobial stewardship by incentivizing clinically non-indicated antibiotic prophylaxis. This compunction may reflect an effort to reduce HOB events that do not appear preventable by current standards. To minimize this risk, HOB measurement and reporting should allow identification of potentially nonpreventable events, particularly HOB resulting from mucosal barrier injury or gastrointestinal translocation. ^{Reference Leekha, Robinson and Jacob6}

Developing a framework for evaluating HOB prevention

With the introduction of HOB as a novel quality metric, acute care hospitals across the country will find themselves collecting and reporting data on a larger number and a greater breadth of BSIs. ^{Reference Leekha, Robinson and Jacob6} This will include HOB events with sources of infection less familiar to Infection Prevention or Quality Improvement/Patient Safety teams. For the existing cadre of reported HAI metrics, there is robust, evidence-based guidance to prevent these infections. ⁷ Thus, a practical approach to assessing HOB prevention that improves patient safety is needed to avoid the fate of previously failed healthcare quality measures, which led to unintentional and at times detrimental results. ^{Reference Wachter, Flanders and Fee8}

One common method of evaluating the care delivery processes associated with HAIs is the root cause analysis (RCA). Considering the potential scope of HOB scenarios, variability in the structure and completeness of RCAs would hinder the ability of front-line care teams to utilize the new HOB metric to its fullest extent in identifying gaps in patient care. Therefore, as part of a study supported by the Centers for Disease Control and Prevention Prevention Epicenters Program, we developed a framework to help hospitals evaluate HOB events and identify root causes for quality improvement.

Anticipating that evaluation of HOB events would widen the lens of preventability, we sought to develop a comprehensive, yet adaptable framework that could be employed for routine use in RCAs. We performed a literature review of existing frameworks for the evaluation and categorization of patient safety events and selected the Joint Commission on Accreditation of Healthcare Organizations (JCAHO) Patient Safety Event Taxonomy as the foundation for our framework. ^{Reference Chang, Schyve and Croteau9} We then filtered the JCAHO taxonomy through the lens of infection prevention for HOB event evaluations and expanded the framework to meet the current challenges and priorities of healthcare delivery.

The result of our work is a question-based, case review framework intended for multi-disciplinary engagement that greatly expands upon the current areas of focus for currently reportable HAIs (Figure 1). The primary domains of root causes explored within the framework are infection prevention factors, infection-site-specific factors, system factors, and human factors. Within each domain of the framework, cascading questions become more granular with affirmative responses, getting closer to the root causes and areas for improvement. Because the linkage between root causes – especially system-related – and patient outcomes is not always apparent to participating care teams, our case reviews exercise the “Five Whys,” an investigative technique to identify the root causes of events. ¹⁰ The HOB event is established as a problem statement, to which the moderator asks “Why did this occur?,” and repeatedly does so as the layers beneath the HOB event are revealed. In this process, there is opportunity for participants to explore contributing factors and generate robust discussion even before the more directed portion of the framework begins.

Figure 1. Flow diagram of a structured framework for the review of hospital-onset bacteremia and fungemia (HOB) cases (left). An example of a real-world HOB event as part of an ongoing prospective, multi-center study is provided to demonstrate the process and outcome of these case reviews (right).

In an ongoing multi-center study of the usability of HOB as a quality improvement metric, we are using this framework to discuss real-world HOB events with stakeholders. More expansive and exploratory, yet standardized, approaches such as this will be required to assess HOB preventability beyond what traditional device and procedure-related infection prevention toolkits offer.

New challenges and new opportunities

Hospital-onset bacteremia and fungemia is a simplified BSI measure that pushes the boundaries of preventability, and as hospitals find themselves confronting unfamiliar root causes, new opportunities for harm prevention will be uncovered. The greatest benefit of an ambitious effort to reduce HOB rates may be its connectedness to other aspects of patient care, driving patient-centered quality improvement beyond the current scope of nosocomial infection prevention. It is critical, however, that infection prevention teams, hospital leaders, and public health agencies are prepared for this paradigm shift in HAI reporting to manifest the intended benefit and avoid gamesmanship. Development of standardized frameworks for HOB evaluation while in parallel identifying and investigating new strategies for prevention will be critical to a successful drive toward higher quality care.