Hostname: page-component-848d4c4894-x24gv Total loading time: 0 Render date: 2024-05-22T17:54:31.128Z Has data issue: false hasContentIssue false

Votes Can Be Confidently Bought in Some Ranked Ballot Elections, and What to Do about It

Published online by Cambridge University Press:  06 May 2024

Jack R. Williams
Affiliation:
Democracy Works, Brooklyn, NY, USA
Samuel Baltz*
Affiliation:
Department of Political Science, Massachusetts Institute of Technology, Cambridge, MA, USA
Charles Stewart III
Affiliation:
Department of Political Science, Massachusetts Institute of Technology, Cambridge, MA, USA
*
Corresponding author: Samuel Baltz; Email: sbaltz@umich.edu

Abstract

We show that, in some ranked ballot elections, it may be possible to violate the secret vote. There are so many ways to rank even a handful of candidates that many possible rankings might not be cast by any voter. So, a vote buyer could pay someone to rank the candidates a certain way and then use the announced election results to verify that the voter followed through. We examine the feasibility of this attack both theoretically and empirically, focusing on instant runoff voting (IRV). Although many IRV elections have few enough candidates that this scheme is not feasible, we use data from San Francisco and a proposed election rule change in Oakland to show that some important IRV elections can have large numbers of unused rankings. There is no evidence that this vote-buying scheme has ever been used. However, its existence has implications for the administration and security of IRV elections. This scheme is more feasible when more candidates can be ranked in the election and when the election results report all the ways that candidates were ranked.

Type
Article
Copyright
© The Author(s), 2024. Published by Cambridge University Press on behalf of The Society for Political Methodology

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Footnotes

Edited by: Lonna Atkeson

References

Adler, E. Scott, and Hall, Thad E.. 2013. “Ballots, Transparency, and Democracy.” Election Law Journal 12 (2): 146161. https://doi.org/10.1089/elj.2012.0179 CrossRefGoogle Scholar
Adler, Ilan, and Ross, Sheldon M.. 2001. “The Coupon Subset Collection Problem.” Journal of Applied Probability 38 (3): 737746.CrossRefGoogle Scholar
Atkeson, Lonna Rae, McKown-Dawson, Eli, Hood, M. V. III, and Stein, Robert. 2023. “Voter Perceptions of Secrecy in the 2020 Election.” Election Law Journal 22 (3): 234253. https://doi.org/10.1089/elj.2022.0064 Google Scholar
Atsusaka, Yuki. 2023. “Causal Inference with Ranking Data: Application to Blame Attribution in Police Violence and Ballot Order Effects in Ranked-Choice Voting.” Preprint, arXiv:2207.07005.Google Scholar
Australia Electoral Commission. 2019. “Practise Voting—House of Representatives.” https://www.aec.gov.au/voting/how_to_vote/practice/practice-house-of-reps.htm.Google Scholar
Baltz, Samuel. 2022a. “Computer Simulations of Elections, with Applications to Understanding Electoral System Reform.” PhD Thesis, University of Michigan.Google Scholar
Baltz, Samuel. 2022b. “The Probability of Casting a Pivotal Vote in an Instant Runoff Voting Election.” Preprint, arXiv:2210.01657 [cs].Google Scholar
Baltz, Samuel, Agadjanian, Alexander, Chin, Declan, Curiel, John, DeLuca, Kevin, Dunham, James, Miranda, Jennifer, et al. 2022. “American Election Results at the Precinct Level.” Scientific Data 9: 651. https://doi.org/10.1038/s41597-022-01745-0 CrossRefGoogle ScholarPubMed
Benaloh, Josh, and Tuinstra, Dwight. 1994. “Receipt-Free Secret-Ballot Elections.” In STOC ’94: Proceedings of the Twenty-Sixth Annual ACM Symposium on Theory of Computing, 544553. New York: Association for Computing Machinery. https://doi.org/10.1145/195058.195407 CrossRefGoogle Scholar
Bernhard, Matthew, Benaloh, Josh, Halderman, J. Alex, Rivest, Ronald L., Ryan, Peter Y. A., Stark, Philip B., Teague, Vanessa, Vora, Poorvi L., and Wallach, Dan S.. 2017. “Public Evidence from Secret Ballots.” Preprint, arXiv:1707.08619 [cs].CrossRefGoogle Scholar
Birch, Sarah. 2007. “Electoral Systems and Electoral Misconduct.” Comparative Political Studies 40 (12): 15331556. https://doi.org/10.1177/0010414006292886 CrossRefGoogle Scholar
Brusco, Valeria, Nazareno, Marcelo, and Stokes, Susan C.. 2004. “Vote Buying in Argentina.” Latin American Research Review 39 (2): 6688.CrossRefGoogle Scholar
Castelló, Sandra Guasch. 2016. “Individual Verifiability in Electronic Voting.” PhD Thesis, Universitat Politècnica de Catalunya.Google Scholar
Chao, Anne, and Jost, Lou. 2012. “Coverage-Based Rarefaction and Extrapolation: Standardizing Samples by Completeness Rather Than Size.” Ecology 93 (12): 25332547. https://doi.org/10.1890/11-1952.1 CrossRefGoogle ScholarPubMed
Commission on Electronic Voting. 2004. “First Report of the Commission on Electronic Voting on the Secrecy, Accuracy, and Testing of the Chosen Electronic Voting System.” https://web.archive.org/web/20050523021828/http://www.cev.ie/htm/report/first_report/pdf/05Part.pdf.Google Scholar
Coughlin, Peter J. 1992. Probabilistic Voting Theory. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Cox, Gary W., and Kousser, J. Morgan. 1981. “Turnout and Rural Corruption: New York as a Test Case.” American Journal of Political Science 25 (4): 646663. https://doi.org/10.2307/2110757 CrossRefGoogle Scholar
Cruz, Cesi. 2018. “Social Networks and the Targeting of Vote Buying.” Comparative Political Studies 52 (3): 382411. https://doi.org/10.1177/0010414018784062 CrossRefGoogle Scholar
Dominion Voting Systems. 2023. “RCV Brochure.” https://www.dominionvoting.com/optional-solutions/.Google Scholar
Fitz, Rebecca M. 2022. “Peering into Passive Electioneering: Preserving the Sanctity of Our Polling Places.” Idaho Law Review 58: 270287.Google Scholar
Good, I. J. 1953. “The Population Frequencies of Species and the Estimation of Population Parameters.” Biometrika 40, no. 3/4: 237. https://doi.org/10.2307/2333344 CrossRefGoogle Scholar
Hicken, Allen. 2007. “How Do Rules and Institutions Encourage Vote Buying?” In Elections for Sale: The Causes and Consequences of Vote Buying, edited by Schaffer, Frederic Charles, 6787. Boulder, Colorado: Lynne Rienner.CrossRefGoogle Scholar
Hicken, Allen. 2011. “Clientelism.” Annual Review of Political Science 14: 289310. https://doi.org/10.1146/annurev.polisci.031908.220508 CrossRefGoogle Scholar
Koutsoulias, Isidora. 2018. “Ballot Selfies: Balancing the Right to Speak Out on Political Issues and the Right to Vote Free from Improper Influence and Coercion.” Journal of Law and Policy 26: 349394.Google Scholar
Kuriwaki, Shiro. 2020. “The Administration of Cast Vote Records in U.S. States.” Preprint. Open Science Framework. https://doi.org/10.31219/osf.io/epwqx CrossRefGoogle Scholar
Kuriwaki, Shiro, Lewis, Jeffrey B., and Morse, Michael. 2023. “The Still Secret Ballot: The Limited Privacy Cost of Transparent Election Results.” Working Paper. https://arxiv.org/abs/2308.04100.Google Scholar
Maloy, J. S. 2019. Smarter Ballots: Electoral Realism and Reform. New York: Palgrave Macmillan.CrossRefGoogle Scholar
Mattei, Nicholas, and Walsh, Toby. 2013. “PrefLib: A Library for Preferences http://www.preflib.org.” In Algorithmic Decision Theory, edited by Perny, Patrice, Pirlot, Marc, and Tsoukiàs, Alexis. Lecture Notes in Computer Science, 259270. Berlin–Heidelberg: Springer. https://doi.org/10.1007/978-3-642-41575-3˙20 CrossRefGoogle Scholar
Mukherjee, Shomik. 2023. “Why Didn’t Oakland’s Ranked Choice Ballot Follow City Charter?” The Mercury News.Google Scholar
Nwankwo, Cletus Famous. 2018. “Vote Buying in the 2018 Governorship Election in Ekiti State, Nigeria.” Open Political Science 1 (1): 9397. https://doi.org/10.1515/openps-2018-0005 CrossRefGoogle Scholar
Quinn, Ciaran. 2004. “Vote Buying, Intimidation of Voters—The Unintended Consequences of Electronic Voting in Ireland.” https://web.archive.org/web/20041215021221/http://election.polarbears.com/art0037.htm.Google Scholar
Rae, Douglas. 1967. The Political Consequences of Electoral Laws. New Haven: Yale University Press.Google Scholar
San Francisco. 2023. “Past Election Results—Department of Elections.” https://sfelections.sfgov.org/past-election-results.Google Scholar
Santucci, Jack. 2022. More Parties or No Parties: The Politics of Electoral Reform in America. Oxford: Oxford University Press.CrossRefGoogle Scholar
State of Maine. 2018. “Instructions for Voters: Marking a Ranked-Choice Voting Contest.” https://www.maine.gov/sos/cec/elec/upcoming/pdf/HORZ.boothposterFINALDRAFT.061218.pdf.Google Scholar
Stewart, Charles III. 2022. “Trust in Elections.” Daedalus 151 (4): 234253. https://doi.org/10.1162/daed˙a˙01953 CrossRefGoogle Scholar
Tolbert, Caroline J., and Kuznetsova, Daria. 2021. “The Promise and Peril of Ranked Choice Voting.” Politics and Governance 9 (2): 354364. https://doi.org/10.17645/pag.v9i2.4385 CrossRefGoogle Scholar
Tomlinson, Kiran, Ugander, Johan, and Kleinberg, Jon. 2023. “Ballot Length in Instant Runoff Voting.” Proceedings of the AAAI Conference on Artificial Intelligence 37 (5): 58415849. https://doi.org/10.1609/aaai.v37i5.25724 CrossRefGoogle Scholar
Williams, Jack R., Baltz, Samuel, and Stewart, Charles III. 2024. “Replication Code for ‘Votes Can Be Confidently Bought in Some Ranked Ballot Elections, and What To Do about It’.” Version 1. https://codeocean.com/capsule/0741918/tree.CrossRefGoogle Scholar
Xia, Lirong. 2012. “Computing the Margin of Victory for Various Voting Rules.” In Proceedings of the 13th ACM Conference on Electronic Commerce—EC ’12, 982999. Valencia: ACM Press. https://doi.org/10.1145/2229012.2229086 CrossRefGoogle Scholar
Supplementary material: File

Williams et al. supplementary material

Williams et al. supplementary material
Download Williams et al. supplementary material(File)
File 1.5 MB