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Why Liberal States Accept Unwanted Immigration

Published online by Cambridge University Press:  13 June 2011

Christian Joppke
Affiliation:
University Institute in Florence, Italy
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Abstract

This article explores why liberal states accept unwanted immigration, discussing the cases of illegal immigration in the United States and family immigration in Europe. Rejecting the diagnosis of state sovereignty undermined by globalization, the author argues that self-limited sovereignty explains why states accept unwanted immigration. One aspect of self-limited sovereignty is a political process under the sway of interest-group politics (“client politics,” as Gary Freeman says). The logic of client politics explains why the United States accepts illegal immigration. The case of family immigration in Europe suggests two further aspects of self-limited sovereignty: legal-constitutional constraints on the executive, and moral obligations toward historically particular immigrant groups. However, these legal and moral constraints are unevenly distributed across Europe, partially reflecting the different logics of guest worker and postcolonial immigration regimes.

Type
Research Article
Copyright
Copyright © Trustees of Princeton University 1998

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References

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2 While frequently used in the literature—see, for example, Freeman, Gary, “Can Liberal States Control Unwanted Migration?” Annals of the American Academy of Political and Social Science 534 (1994), 1730CrossRefGoogle Scholar; Cornelius, Martin, and Hollifield (fn. 1), 5—the notion of “unwanted” immigration may be criticized on analytical and normative grounds. Analytically, it reifies states as collective individuals with clear-cut preferences. Normatively, it endows a political fighting term with academic respectability. Against such objections, I wish to point out that “unwanted” is used here in a purely descriptive sense, denoting immigration that occurs despite and against explicit state policies. Qualifying illegal immigration in the United States, the first case discussed here, as “unwanted” requires no further elaboration. Family immigration in Europe, the second case, is rendered “unwanted” by uniform zero-immigration policies since the early 1970s.

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22 Comparing state responses to illegal immigration and family immigration may seem odd. Why not compare state responses to only one form of immigration, be it illegal or family-based? Illegal immigration in Western Europe is too recent and protean to warrant a comparison with the U.S., where it has been a recurrent stake of political debate for two decades. Family immigration in the United States is not unwanted immigration, in the sense of occurring against the backdrop of explicit zero-immigration policies. Rather, family reunification in the U.S. is the major principle of selecting wanted new quota-immigrants, having precedence even over the criterion of skills. It would have been possible to compare state responses to mass asylum-seeking, the third major source of unwanted immigration in liberal states, but it raises additional issues of refugee law and politics. I have discussed asylum policy separately, see Joppke (fn. 18).

23 Inserted in the 1952 Immigration and Nationality Act at the behest of Texan growers, the so-called Texas Proviso stated that employing illegals did not constitute the criminal act of “harboring.” Accordingly, it was legal to employ illegal immigrants, although they were still subject to deportation.

24 New York Times, August 16,1982, A12.

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31 Fuchs (fn. 29).

32 Congressman Charles Schumer, quoted in the New York Times, October 12,1984,17.

33 Swartz (fn. 26).

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37 Kitty Calavita, “U.S. Immigration and Policy Responses,” in Cornelius, Martin, and Hollifield (fh. 1), 71.

38 Martin (fn. 36), 6f.

39 Lamar Smith, Republican representative from Texas, used this phrase to characterize his sweeping House bill that dealt jointly with legal and illegal immigration. “House G. O. P. Moves to Cut Immigration,” New York Times, June 22,1995.

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41 In its Plyler v. Doe decision (1982), the Supreme Court ruled that the children of illegal immigrants have the constitutional right to a public school education. Plyler indicates that, in addition to a political process under the sway of client politics, the legal process has bolstered the position of illegal immigrants in the U.S. For the lack of space, I cannot discuss this further here, but see Schuck, Peter, “The Transformation of Immigration Law,” Columbia Law Review 84, no. 1 (1984)CrossRefGoogle Scholar.

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47 “House Panel Approves Plan to Register Immigration Status,” New York Times, November 22, 1995.

48 Quoted in “Senate Votes Bill to Reduce Influx of Illegal Aliens,” New York Times, May 3,1996.

49 Schuck (fn. 40), 91.

50 A second example for the absence of source-country universalism in European immigration policy is the phenomenon of ethnic-priority immigration, such as the “patrials” in Britain or the “Aussiedler” (ethnic German resettlers) in Germany, for which there is no parallel in the U.S.

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57 The German Constitutional Court thus did not go as far as the French Conseil d'Etat, which (in effect) recognized a constitutional right of family reunification in a famous 1978 decision.

58 The Court thus argued that even aliens not residing in Germany had rights under the Constitution. As Neuman (fn. 53) notes, this went far beyond the most generous rulings of the U.S. Supreme Court regarding the rights of aliens.

59 Frankfurter Allgemeine Zeitung, November 9,1974.

60 Gerhard Baum (FDP), quoted in Das Parlament 32, no. 9 (1982).

61 This isrecognizedin the literature as the “exceptional” efficacy of British immigration control. Gary Freeman even argues: “The British experience demonstrates that it is possible to limit unwanted immigration,” Freeman, 1994b. “Britain, the Deviant Case,” in Cornelius, Martin, and Hollifield (fn. 1), 297.

62 This processing contrasts the German guest-worker policy, which followed the logic of client politics before the oil crisis and the recruitment stop of 1973.

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65 Section 1(5) of the 1971 Immigration Act stipulated: “The rules shall be so framed that Commonwealth citizens settled in the United Kingdom at the coming into force of this Act and their wives and children are not, by virtue of anything in the rules, any less free to come into and go from the United Kingdom than if this Act had not been passed.”

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68 Gerald Kaufman, quoted in ibid., col. 901.

69 Interestingly, Minister of State Timothy Renton sought to soften this break of commitment by pointing out that those who now profited from Section 1(5) had been infants in 1971: “Those who are receiving the benefit of section 1(5) are not those who were adult males at the time of the 1971 Act but the young children who had then just been born.” Renton, quoted in Ibid., col. 856.

70 Freeman (fh. 2).

71 Building on John Ruggie's analysis of “embedded liberalism,”James Hollifield has suggested that domestic, “rights-based liberalism” has undermined effective immigration controls in Western states. This is similar to the argument presented here. Hollifield, , “Migration and International Relations,” International Migration Review 26, no. 2 (1992)Google Scholar.