Decision
regarding complaints against Bjørn Lomborg
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1. The cases and their consideration
During the first quarter of 2002 the Danish Committees
on Scientific Dishonesty (UVVU, or DCSD in English) received three
complaints about Bjørn Lomborg (BL):
Case I: On 21 February 2002 DCSD received a complaint
from Mr Kåre Fog, MSc, PhD, a biologist (Case No. 612-02-0001)
Case II: On 7 March 2002 DCSD received a complaint
from Ms Mette Hertz & Mr Henrik Stiesdal (Case No. 612-02-0002)
Case III: On 22 March 2002 DCSD received a complaint
from Messrs Stuart Pimm & Jeffrey Harvey (Case No. 612-02-0004).
DCSD has adhered to customary preliminary investigation
practice and has obtained the written contributions of the parties
in accordance with Section 4, subs. 2 of the Rules of Procedure
for the Danish Committees on Scientific Dishonesty.
Furthermore, on 22 November 2002, DCSD received
a complaint from Dr Torben Stockfleth Jørgensen, DPhil. In
view of the consideration being given to the other complaints, however,
this complaint was received so late on that it has not been subject
to separate consideration. The complainant will receive a copy of
the present ruling, which is deemed to be adequate at general level,
also in relation to his complaint.
The complaints about scientific dishonesty were
directed at Bjørn Lomborg’s book "The Skeptical
Environmentalist", Cambridge University Press, 2001. The complaints
include many counts and deliberations. Following the round of consultative
comments from interested parties, the cases considered include a
total of 656 pages (Case I: 378 pages, Case II: 143 pages and Case
III: 135 pages).
DCSD discussed the three cases at a joint meeting
of all DCSD's committees on Tuesday, 11 June 2002. Discussions at
the meeting centred mainly on whether or not the book "The
Skeptical Environmentalist" should be classified as science.
A number of DCSD members stated that the book fails to meet the
customary requirements of science and that DCSD ought therefore
not to deal with the case. Other members thought that the term "bad
science" should not be an obstacle to a complaint being admitted
for consideration by DCSD.
It was decided to form a working party under DCSD
with an eye to reviewing the extensive material and considering
whether a book of this nature can warrant an assessment of scientific
dishonesty on the basis of the standards otherwise applied to scientific
works. The Working Party was made up as follows:
Dr Nils Axelsen, MD, consultant, head of department
(Chairman)
Professor Finn Collin, DPhil
Professor Jørgen Dalberg-Larsen, LLD
Professor Arne Helweg, DSc (Agronomy), research professor
Professor Margareta Järvinen, DPolSci
In September 2002 the working party submitted its
report. DCSD's three committees considered the case at joint meetings
on 9 October and 10 December 2002.
2. The Working Party’s examination of "The Skeptical
Environmentalist"
"The Skeptical Environmentalist" is published
by Cambridge University Press, 2001. The book is more than 500 pages
in length, as well as including 25 chapters, divided into Parts
I-VI, notes totalling 2,930 numbers and more than 1,800 references
(bibliography). Combined, the notes and bibliography take up 152
pages. The book has 173 figures and 9 tables. The Danish version,
entitled "Verdens sande tilstand" (literally: ”The
True State of the World” ) is included in the Department of
Political Science’s list of publications in the University
of Aarhus’s 1998 annual report, the English-language version
being listed as a monograph under the Department’s research
publications for the year 2001.
The contents of "The Skeptical Environmentalist"
can be briefly summarized as follows:
Part I, The Litany (klagesang), describes
how one of the sources of the litany is the Worldwatch Institute's
annual reports, "The State of the World", which have appeared
since 1984. One of the protagonists in the criticism of the Worldwatch
Institute is Lester Brown of the Earth Policy Institute. Bjørn
Lomborg does not feel that this and other institutions live up to
their objectives and points out that the premises, the facts, must
be set straight. That is what he has set out to do in this book.
Part II, Human Welfare, examines the size
of the world’s population and its development, life expectancy
and health, food and hunger, and prosperity. It is concluded that
there has never been such a great degree of prosperity as now.
Part III, Can Human Prosperity Continue?,
discusses the prospects of having sufficient future resources: food,
forests, energy, non-energy resources and water. It is concluded
that there are enough resources for continued prosperity.
Part IV, Pollution, Does it Undercut Human Prosperity?,
examines air pollution, acid rain and forest death, indoor air pollution,
water pollution and waste. It is concluded that the pollution burden
has diminished.
Part V, Tomorrow's Problems, examines chemicals,
biodiversity and global warming. It is concluded that the fear of
chemicals and reduction of species is exaggerated, and that the
colossal sums it is planned to deploy on reducing global warming
will be money ill spent.
Part VI, The Real State of the World, is
introduced thus: "Throughout this book I have tried to present
all the facts, to give us a rounded feel of the real state of the
world, and I have tried to compare and contrast it to our current
understanding, stemming from the recurrent incantations of the Litany".
The message is that priorities must be assigned and that prioritization
must be done on the basis of facts. Cost-benefit analyses must be
established. Being overly optimistic is not without its costs, but
being overly pessimistic is very expensive. The book concludes:
"Thus, this is the very message of the book: Children born
today – in both the industrialized world and developing countries
– will live longer and be healthier. They will get more food,
a better education, a higher standard of living, more leisure time
and far more possibilities – without the global environment
being destroyed. And that is a beautiful world".
3. The Working Party's reproduction of the professional
published critique of "The Skeptical Environmentalist"
prior to the complaints to DCSD
"The Skeptical Environmentalist" has
given rise to extensive public discussion and debate, both in Denmark
and internationally. There have been enthusiastic reviews in some
of the world’s top newspapers such as the Washington Post
and the New York Times, and in The Economist.
The magazine Scientific American asked four leading
experts to assess Bjørn Lomborg’s treatment of their
own fields: global warming, energy, population and biodiversity,
devoting 11 pages to this in January 2002.
Stephen Schneider: "Global Warming, Neglecting
the Complexities"
Schneider is a particularly respected researcher who has been discussing
these problems for 30 years with thousands of fellow scientists
and policy analysts in myriad articles and formal meetings.
Most of Bjørn Lomborg’s quotes allude
to secondary literature and media articles. Bjørn Lomborg
uses peer-reviewed articles only when they support his rose-coloured
point of view. By contrast, the authors on the Intergovernmental
Panel on Climate Change (IPCC) were subjected to three rounds of
audits by hundreds of external experts.
Bjørn Lomborg employs no clear and discrete
distinction between various forms of probabilities. He makes frequent
use of the word "plausible" but, strangely for a statistician,
he never attaches any probability to what is "plausible".
IPCC gives a large "range" for the majority of projections,
but Bjørn Lomborg selects the least serious outcomes.
Stephen Schneider then provides a specific criticism
of Bjørn Lomborg’s four main arguments:
1. Climate Science: Bjørn Lomborg
quotes an article in Nature (from the Hadley Center, 1989), uncritically
and without the authors’ caveats. BL quotes Lindzen's controversial
"iris effect" as evidence that IPCC's climate range needs
to be reduced by a factor of almost three. BL either fails to understand
this mechanism or else omits to state that the data stem from only
a few years’ data in a small part of a single ocean. Extrapolating
this sample to the entire globe is wrong. Similarly, he quotes a
controversial Danish paper claiming that solar magnetic events can
modulate cosmic radiation and produce a clear connection between
global low-level cloud cover and incoming cosmic rays as an alternative
to CO2 in order to explain climate change. The reason IPCC discounts
this theory is "that its advocates have not demonstrated any
radiative forcing sufficient to match that of much more parsimonious
theories, such as anthropogenic forcing."
2. Emissions scenarios: Bjørn Lomborg
assumes that over the next several decades, improved solar machines
and other new technologies will crowd fossil fuels off the market,
which will be done so efficiently that the IPCC scenarios vastly
overestimate the chance of major increases in CO2. This is not so
much analysis as wishful thinking contingent on policies capable
of reinforcing the incentives for such development, and BL is opposed
to such policies. No credible analyst can just assert that a fossil-fuel-intensive
scenario is not "plausible" and, typically, BL gives no
probability that this might occur.
3. Cost-benefit calculations: Bjørn
Lomborg’s most egregious distortions and feeblest analyses
are his citations of cost-benefit calculations. First, he chides
the governments that modified the penultimate draft of the IPCC
report. But there was a reason for that modification, which downgraded
aggregate cost-benefit studies: these studies fail to consider so
many categories of damage held to be important by political leaders,
and it is therefore not the "total cost-benefit" analysis
that Bjørn Lomborg wants. Again, BL cites only a single value
for climate damage – 5 trillion dollars – although the
same articles indicate that climate change can vary from benefits
to catastrophic losses. It is precisely because the responsible
scientific community cannot rule out catastrophic outcomes at a
high level of confidence that climate mitigation policies are seriously
proposed. For some inexplicable reasons, BL fails to provide a range
of climate damage avoided, only a range for climate policy costs.
This estimate is based solely on the economics literature but ignores
the findings of engineers and does not take into account pre-existing
market imperfections such as energy-inefficient machinery, houses
and processes. Thus, five US Dept. of Energy laboratories have suggested
that such a substitution can actually reduce some emissions at below-zero
costs.
4. The Kyoto Protocol: Bjørn Lomborg’s
invention of a 100-year regime for the Kyoto Protocol is a distortion
of the climate policy process. Most analysts know that "an
extended" Kyoto Protocol cannot deliver the 50% reduction in
CO2 emissions needed to prevent large increases at the end of the
21st century and during the 22nd century, and that developed and
developing countries alike will have to cooperate to fashion cost-effective
solutions over time. Kyoto is a starting point, and yet with his
100-year projection BL would squash even this first stage.
Bjørn Lomborg’s book is published
by the social sciences side of Cambridge University Press. It is
no wonder, then, that the reviewers failed to spot BL's unbalanced
presentation of the natural science. It is a serious omission on
the part of an otherwise respected publishing house that natural-science
researchers were not taken on board. ”Lomborg admits, ’I
am not myself an expert as regards ENVIRONMENTAL PROBLEMS’
– truer words are not found in the rest of the book".
John P. Holdren: "Energy: Asking the Wrong
Questions"
Bjørn Lomborg’s chapter on energy covers a scant 19
pages and is devoted almost entirely to attacking the belief that
the world is running out of energy, a belief that BL appears to
regard as part of the ”environmental litany”. But only
a handful of environmental researchers, if any at all, believe this
today. Conversely, what they do say about this topic is that we
are not running out of energy, but out of environment, i.e. the
capacity of air, water, soil and biota to absorb, without intolerable
consequences for human well-being, the effects of energy extraction,
transport, energy transformation and energy use. They also say that
we are running out of the ability to manage other risks of the energy
supply, such as overdependence on Middle East oil and the risk of
nuclear energy systems leaking weapons materials and expertise into
the hands of proliferation-prone nations or terrorists. This has
been the position of the environmental researchers for decades (e.g.
from 1971, 74, 76 and 77).
So whom is BL so resoundingly refuting with his
treatise on the abundance of world energy resources? The professional
analysts have not been arguing that the world is running out of
energy, only that the world could run out of cheap oil. BL's dismissive
rhetoric notwithstanding, this is not a silly question, nor one
with an easy answer.
Oil is currently the most valuable of the conventional
fossil fuels that have long provided the bulk of the world’s
energy, including almost all energy for transport. The quantity
of recoverable oil resources is thought to be far less than coal
and natural gas, and those reserves are located in the politically
volatile Middle East. Much of the rest is located offshore and in
other difficult and environmentally fragile areas. There is, accordingly,
a serious technical literature, produced mainly by geologists and
economists, exploring the questions of when world oil production
will peak and begin to decline, and what the price might be in 2010,
2030 or 2050 – with considerable disagreement among informed
professionals.
- seems not to recognize that the transition from oil to other
sources will not necessarily be a smooth one or occur at prices
as low as the price of oil today. BL shows no sign of understanding
why there is real debate about this among serious-minded people.
- offers no explanation of the distinction between "proved
reserves" and "remaining ultimately recoverable resources",
nor of the fact that the majority of the latter category is located
in the Middle East, but placidly informs us that it is "imperative
for our future energy supply that this region remains reasonably
peaceful" – as if that observation does not undermine
any basis for complacency.
- is right in his basic proposition that the resources of oil,
oil shale, nuclear fuels and renewable energy are immense. But
that is disputed by only few environmental researchers—and
no well-informed ones. But his handling of the technical, economic
and environmental factors that will govern the circumstances and
quantities in which these resources might actually be used is
superficial, muddled and often plain wrong. His mistakes include
apparent misreadings and misunderstandings of statistical data,
the very kinds of errors he claims are pervasive in the writings
of environmentalists. By the same token, there are other elementary
blunders of a type that should not be committed by any self-respecting
statistician. Thus, it is wrong that measures in the developed
countries have eliminated the vast majority of SO2 and NO2 from
smoke from coal-burning facilities: it is only a minor proportion.
Other examples are given, and when it comes to nuclear energy,
plutonium is such a great security problem as regards the potential
production of nuclear weapons that it may preclude use of the
"breeding" approach unless a new technology is invented
that is just as cheap.
- uses precise figures, where there is no basis for such, and
he produces assertions based on single citations and without detailed
elaborations, which is far from representative of the literature.
Most of what is problematic about the global energy
picture is not covered by BL in the chapter on energy but in the
chapters dealing with air pollution, acid rain, water pollution
and global warming. The latter has been devastatingly critiqued
by Schneider.
There is no space to deal with the other energy-related
chapters, but their level of superficiality, selectivity and misunderstandings
is roughly consistent with what has been reviewed here.
"Lomborg is giving skepticism – and
statisticians – a bad name."
John Bongaarts: "Population: Ignoring Its
Impact"
Bjørn Lomborg’s view that the number of people is not
the problem is simply wrong. The global population growth rate has
declined slowly, but absolute growth remains close to the very high
levels observed in past decades. Any discussion of global trends
is misleading without taking account of the enormous contrasts between
world regions, where the poorest nations of Africa, Asia and Latin
America have rapidly growing and young populations, whereas Europe,
North America and Japan have virtually zero, and in some cases even
negative, growth. As a consequence, all future growth will be concentrated
in the developing countries, where four-fifths of the world’s
population lives: from 4.87 to 6.72 billion between 2000 and 2025,
or just as large as the record-breaking increase in the past quarter
of the (21st) century. This growth in the poorest parts of the world
continues virtually unabated. The growth has led to high population
density in many countries, but BL dismisses concerns about this
issue, based on a simplistic and misleading calculation of density
as the ratio of people to land. In Egypt this would make 88/km2,
but deducting the uncultivated and unirrigated part of Egypt, it
makes 2,000/km2 – no wonder Egypt has to import foodstuffs!
Measured correctly, population densities have reached extremely
high levels, particularly in large countries in Asia and the Middle
East. This makes demands in terms of agricultural expansion on more
difficult, hitherto untilled terrain, increased water consumption
and a struggle for the scarce water resources between households,
industry and farming. The upshot will be to make growth in food
production more expensive to achieve. BL's view that increased food
production is a non-issue rests heavily on the fact that foodstuffs
are cheap; but BL overlooks the fact that it is large-scale subsidies
to farmers, particularly in the developed countries, that keep prices
artificially low.
Appreciably expanding farming will result in a
reduction of woodland areas, loss of species, soil erosion, and
pesticide and fertilizer run-offs. Reducing this impact is possible
but costly, and would be easier if the growth in population were
slower.
- overlooks the fact that population growth contributes to poverty.
First, children have to be fed, housed, clothed and educated –
while economically non-productive – then jobs have to be
created once they reach adulthood. Unemployment lowers wages to
subsistence level. Counteracting population growth has fuelled
"economic miracles" in a number of East Asian countries.
- overlooks the fact that the favourable trend in life expectancy
is due to intensive efforts on the part of governments and the
international community, but despite this, 800 million are still
malnourished and 1.2 billion are living in abject poverty. Population
is not the main cause of the world’s social, economic and
environmental problems, but it is a substantial contributory factor.
If future growth can be slowed down, future generations would
be better off.
Thomas Lovejoy: "Biodiversity: Dismissing
Scientific Progress"
In less than a page, Bjørn Lomborg discounts the value of
biodiversity both as a library for the life sciences and as a provider
of ecosystem services (partly due to the general absence of markets
for these services). When he does get round to extinction, he confounds
the process by which a species is judged to have been made extinct
with estimates and projections of extinction rates. In contrast
to BL's claim, the loss of species from habitat remnants is a widely
documented phenomenon. A number of factual errors are highlighted.
BL takes particular exception to Norman Myer's 1979 estimate that
40,000 species are being lost every year, failing to acknowledge
that Myer deserves credit for being the first to point out that
the number was large and at a time when it was difficult to do so
accurately. Current estimates are given in terms of the increases
over normal extinction rates. BL cynically spurns this method, because
such estimates sound more ominous. Instead, he ought to acknowledge
that this method is an improvement in the science. These rates are
currently 100 to 1,000 times’ the normal, and are certain
to rise as natural habitats continue to dwindle.
The chapter on acid rain is equally poorly researched
and presented. BL establishes that acid rain has nothing to do with
urban pollution, though it is a fact that nitrogen compounds (NOx)
from traffic are a major source. Errors are pointed out in BL's
view of acid rain on forests.
The chapter on forests suffers from BL not knowing
that FAO’s data are marred by the weight of so many different
definitions and methods that any statistician should know they are
not valid in terms of a time series. There are errors in the figures
from Indonesia in 1997. BL confuses forests with tree plantations,
and asserts that the only value of forests is harvestable trees.
That is analogous to valuing computer chips for their silicon content
only.
It is important to know that while deforestation
and acid rain are reversible, extinction of species is not.
- entirely overlooks the fact that environmental scientists identify
a problem, posit hypotheses, test them and, having reached their
conclusions, suggest remedial policies. By focusing on the first
and last stages in this process, BL implies incorrectly that all
environmentalists do is exaggerate.
Continued discussion between BL and the critics
in Scientific American
Bjørn Lomborg, in his replies to the scientists mentioned,
accepts virtually nothing of the full-scale criticism levelled at
him. On Scientific American’s homepage (15 April 2002) John
Rennie and John Holdren presented a powerful rebuttal of Bjørn
Lomborg’s replies to Scientific American’s examination
of the four topics, also including a critique of BL's style of argument.
This is how Holdren's rejection is set out under the headings:
"Misrepresenting what I wrote, Obfuscating
what he wrote, Persistent conceptual confusions, Vagueness where
specificity was required, Illusory precision where only approximations
are possible, Concluding observation"
Time Magazine devotes 60 pages on 2 September
2002 to a series of articles under the heading "How to Preserve
the Planet and Make This a Green Century". Bjørn Lomborg’s
book is referred to on page 58 under the heading "Danish darts.
Reviled for sticking it to the ecological dogma. Bjorn [sic] Lomborg
laughs all the way to the bank." It says the following about
the scientific critique: "Some scientists say they initially
hoped to ignore Lomborg, but in the wake of this book's popularity
have reacted with a fury rarely seen in academia. Peter Raven, chairman
of the American Association for the Advancement of Science, calls
Lomborg ’the prime example in our time of someone who distorts
statistics and statements to meet his own political end.’
A dozen esteemed scientists, including Raven and Harvard's Edward
O. Wilson, are demanding that Lomborg's publisher cut him loose.
’We are deeply disturbed that Cambridge University Press would
publish and promote an error-filled, poorly referenced and non-peer-reviewed
work’, they write in a letter calling on Cambridge to transfer
publishing rights to a popular, nonscholarly press."
The Working Party concludes its examination
of the criticism thus:
The topics dealt with by Bjørn Lomborg’s book are of
great social import and hence of corresponding political interest.
It is the view of the Working Party that the many, particularly
American researchers, who have received Bjørn Lomborg’s
book with great gusto, even in a specifically negative fashion,
are unlikely to have even given the book the time of day unless
it had received such overwhelmingly positive write-ups in leading
American newspapers and in The Economist. The USA is the society
with the highest energy consumption in the world, and there are
powerful interests in the USA bound up with increasing energy consumption
and with the belief in free market forces. The USA is also responsible
for a substantial part of the research into this and other areas
dealt with by Bjørn Lomborg.
Bjørn Lomborg claims that he has presented
all the facts and has substantiated this with a large body of notes
and a bulky bibliography. The exchanges of views between Bjørn
Lomborg and his critics are technical, scientific and scholarly
in content. What is not usual in "common" specialist-scientific
discussion is Bjørn Lomborg’s personal attacks and
apparent inability to take part in such a discussion, cf. the critique
of BL's style of argument and of the fact that he, so to speak,
accepts nothing of the massive criticism.
Apart from the unusually widespread professional
disagreement with Bjørn Lomborg, the critics are offended
at his belittling a number of researchers and lumping researchers
together with environmental activists, parts of the serious scientific
research community at any rate being accused of having misunderstood
the relevant concepts, of misrepresenting relevant facts, of understating
uncertainties, of cherry-picking data and of not acknowledging errors
when these had been proven – in a nutshell, at members of
the research community being guilty of large-scale infractions of
the researchers’ code of conduct.
4. The Working Party’s examination of the three complaints
In the three complaints, BL is accused of fabricating
data, selectively and surreptitiously discarding unwanted results,
of the deliberately misleading use of statistical methods, consciously
distorted interpretation of the conclusions, plagiarization of others’
results or publications, and deliberate misrepresentation of others’
results. Together, the three complaints cover the bulk of the chapters
in Bjørn Lomborg’s book. In Case III Stuart Pimm and
Jeffrey Harvey use an extensive portion of the published criticism,
including the Scientific American discussion, as a basis for their
complaint.
In his replies, BL dismisses practically all the
counts on which he offers his position, but as with the discussion
in Scientific American, his rebuttals are not accepted by the complainants.
5. The Working Party’s deliberations on the scientific
process and dissemination of scientific results to the public
The scientific process
In the report that formed the basis for the creation of DCSD in
the health science domain, the following brief description of the
scientific process was given:
"The result of scientific work is knowledge,
cognition, in the form of notions, assumptions and hypotheses about
’the correct correlation between things’. Given that
the point of the exercise is to broaden our knowledge, the actual
core of science is the critical reasoning conducted in the scientific
literature, based on documented observations. By virtue of this
process, it is decided whether new ideas can withstand massive criticism
and be declared sound, and whether less sustainable ideas should
be sidelined."
The best quality control is achieved when science
is published in scientific journals. These are prolific in number
and, particularly within health and natural science, output is high.
Every specialist discipline has a kind of hierarchy of journals,
and special interest and attention attaches to those located at
the top end of the range in terms of scholarly scientific quality.
High quality is statistically correlated with the stringent requirements
imposed on the manuscripts submitted with the aid of their adjudicators,
referees who provide the authors with pointed, critical counterthrust.
A manuscript will often pass back and forth several times, with
the possible addition of new observations and lines of reasoning,
before a final editorial stance is taken on publication or rejection.
The referee system is a mainstay of the scientific world. So it
is with good reason that researchers ascribe great importance to
where a scientific paper has been published.
Dissemination of scientific results to the public
Safeguarding the public’s legitimate interest in being kept
informed of progress in research is the ongoing subject of many
deliberations in many scientific fora and on the editorial boards
of many journals etc.
It is out of keeping with good scientific practice
for a researcher to publish by bypassing specialist academic fora,
i.e. to notify news media of a result that has not yet been subjected
to professional scrutiny in the customary fashion. Good journals
make publication conditional on no such form of publication having
taken place. It is in the interest of all parties that these simple
guidelines be followed in order to deter unclear, unreliable or
possibly misleading information from being disseminated to the public,
thus ensuring that the public debate and any potential political
consequences rest on a foundation that is as sure-footed and substantial
as possible.
Furthermore, when researchers make statements to
the press about research results, their opinions are often ascribed
greater importance than those of non-researchers, regardless of
whether such statements relate to topics remote from their own area
of expertise and in which they therefore have no qualified opinion
to match their formal position and any academic degree they may
hold. This requires researchers not to misuse their title and position
in communications with the public.
6. The Working Party’s recommendation to DCSD
Against the backdrop of their review of the material,
the Working Party has discussed the question on which DCSD had directed
it to take up a position:
Can a book of this nature warrant an evaluation
of scientific dishonesty on the basis of the standards otherwise
applied to scientific works?
No consensus on the Working Party was forthcoming
in its reply to this question, as some members of the Working Party
argued that the book is not science/research but in its manifest
onesidedness gives the appearance of a topical debate-generating
book, while other members of the Working Party argued that the book
has been presented and, in wide circles including the scientific
community, perceived as research/science and must therefore be assessed
in accordance with scientific standards, i.e. be examined on its
individual merits in accordance with the Executive Order on the
Danish Committees on Scientific Dishonesty.
7. DCSD's consideration of the complaints
As already mentioned, there has been extremely
extensive correspondence during DCSD's deliberation of the matter.
Rather than record this in detail, DCSD has deemed it fit to present
not only the Working Party’s summary but the complaints in
full, complete with appendices, so that as an appendix to this ruling,
incl. the discussions in Scientific American, they form part of
the description of the case. The same applies to Bjørn Lomborg’s
replies to the complaints. The interested public will thus be granted
an opportunity to have full access to the facts of the case.
The whole of DCSD can endorse the Working Party’s
description of the three complaints and of the problems associated
with the issue of whether Bjørn Lomborg’s book should
even be evaluated on the basis of scientific criteria and thus with
determining the continued course of action in its consideration
of the case.
Nor during DCSD's discussion of the cases has there
been consensus as to whether the book "The Skeptical Environmentalist"
is a scientific work and should be assessed in accordance with scientific
standards. Some members do not regard the book as science, but rather
as a debate-generating book. In this, they refer to the fact that,
with the vast breadth of topics treated and the lack of qualification
of any scientific method – including criteria for the selection
of sources – the book does not present the appearance of a
scientific work but precisely that of a provocative debate-generating
publication. Other members refer to the fact that Bjørn Lomborg
himself has opted to present himself as Associate Professor of Statistics
at the Department of Social Sciences at the University of Aarhus
and has given his book scientific shape by virtue of the copious
use of notes and references. Adding to this that the book appears
as a research monograph in the University of Aarhus Yearbook for
2001 and is widely perceived as being scientifically founded, these
members did not feel that DCSD could merely decline to deal with
the complaints.
Accordingly, by way of conclusion to this discussion,
all members of the three DCSD committees concur in the view that
DCSD should not simply decline to take a position on the complaints.
Both in Denmark and abroad, in broad professional
circles and particularly from the pens of natural scientists, powerful
professional objections have emerged concerning the correctness
of the conclusions cited by Bjørn Lomborg. The correctness
of Bjørn Lomborg’s conclusions is thus disputed, inter
alia by the researchers who have expressed their opinions in Scientific
American at the request of the editors concerned.
However, it is not DCSD's remit to decide who is
right in a contentious professional issue, but merely whether a
complaint about scientific dishonesty is justified.
This task is laid down in Danish Executive Order
No. 933 of 15 December 1998:
Section 2. The Danish Committees
on Scientific Dishonesty are mandated to consider cases of scientific
dishonesty lodged with the Committees in the form of a complaint
………………
Section 3. Scientific dishonesty
includes actions or omissions in research which give rise to falsification
or distortion of the scientific message or gross misrepresentation
of a person’s involvement in the research, and includes:
1. Fabrication and construction of data.
2. Selective and surreptitious discarding of undesirable results.
3. Substitution with fictitious data.
4. Deliberately misleading use of statistical methods.
5. Deliberately distorted interpretation of results and distortion
of conclusions.
6. Plagiarization of others’ results or publications.
7. Consciously distorted reproduction of others’ results.
8. Inappropriate credit as the author or authors.
9. Applications containing incorrect information.
Subs. 2. In order to label a conduct as scientific dishonesty,
it must be possible to document that the person in question has
acted deliberately or exercised gross negligence in connection
with the activities under consideration.
Section 3, subs. 1 stipulates the objective fundamental
condition governing scientific dishonesty, namely that there has
been falsification or distortion of a scientific message, enumerating
a non-exhaustive list of examples of such actions. Subs. 2 of the
provision lays down the subjective requirements that must always
have been met for an action to be able to be characterized as scientifically
dishonest.
The thing which is special about scientific assertions
is the process implemented by scientists prior to presenting the
result. In simplified terms, the process consists of formulating
a hypothesis, an outline of a method which lends itself to falsifying
or proving the probability of the correctness of the hypothesis,
completing the investigation described and publishing the result
following a thorough review process.
Those who conduct such scientific investigations
are usually researchers who already command an in-depth knowledge
of the specialist area within which the investigation is to be done.
Within the field of the health and life sciences, especially, it
is currently very common for research to be conducted by several
individuals jointly, so that together they cover the different academic
and specialist fields involved.
One problem peculiar to all research is that of
avoiding a situation in which the prior advancement of a hypothesis
by the scientist results in that scientist, in his or her work on
the material under investigation, eliciting the very data and facts
capable of supporting the hypothesis and omitting to admit those
considerations and observations that fail to support the hypothesis.
If this is done intentionally or as a result of gross negligence,
the outcome is scientific dishonesty. As DCSD's cases show, such
a thing is very seldom documented. On the other hand, in the scientific
process there is always reason to be highly alert to the potential
risk of a scientist admitting data to corroborate a hypothesis more
subconsciously than data militating against it. The fear of such
a bias is at the root, for example, of the widespread use by the
health sciences of double-blind studies, in which the researcher
him/herself is kept in the dark about the desirability or undesirability
of a result in relation to the hypothesis in the particular instance
at hand. However, a research technique of this kind does call for
particularly randomized trial material normally unavailable in other
branches of science such as the social sciences.
With the volume of data present in this day and
age in virtually all fields, any research process will typically
involve the need to make a selection too. This, coupled with the
risk of bias just mentioned, makes it particularly imperative to
be aware of and describe the criteria on the basis of which the
underlying material has been chosen, and for the researcher not
to be blinkered in his or her selection, but precisely to bear in
mind that the scientific process is based on a critical approach,
in which the aim is to investigate whether or not the hypothesis
put forward can be supported by data.
Moreover, it should be noted that there are quite
specific difficulties associated with the elaboration of cost-benefit
analyses aimed at serving to elucidate where the application of
resources provides best value for money. Such an analysis consists
of converting all goods into a financial amount. Such conversion
often reflects a particularly discretionary choice on the part of
the analyst.
In the context of the present case, DCSD has been
sensitive to the World Bank’s World Development Report 2003:
"Sustainable Development in a Dynamic World" and the UN's
summary of the publication: "Providing Global Public Goods,
Managing Globalization", published in 2002. In the latter publication,
reference is made to an attempt to draw up a cost-benefit analysis
that illustrates the annual cost of providing certain global public
goods (including a reduction in comprehensive illness burdens and
climate change) as compared with the cost of remaining passive.
It is mentioned that making such cost-benefit analyses requires
considerable effort and in-depth analyses of concept, measurement
method and data. Yet a provisional attempt at such an analysis indicates
that passivity is particularly costly and that the cost of doing
nothing exceeds the cost of any initiative taken. This is mentioned
only to highlight the caution that needs to be exercised in connection
with such cost-benefit analyses.
As reproduced above under item 3, Scientific American
has asked leading experts to assess Bjørn Lomborg’s
treatment of the fields in which they have special scientific insight.
DCSD did consider whether a better basis for evaluating
the cases under review would be obtained by itself forming ad hoc
committees with accredited experts in the respective fields. A number
of members voiced the view that sourcing new expert evaluations
might possibly create scope to establish whether the defendant has
not only—as the experts at Scientific American claim—used
selective data, but whether he has done so wilfully in order to
delude the public, and hence enable DCSD to ascertain the presence
or absence of the subjective conditions required to uphold scientific
dishonesty.
DCSD, however, has reached the conclusion that
new experts would scarcely be able to add new dimensions to the
case. In this process of deliberation, a crucial role has also been
played by the fact that even on the existing basis there is agreement
at DCSD in adjudging the defendant’s conduct to be contrary
to good scientific practice, as expressed below.
8. DCSD's position
On the basis of the material adduced by the complainants,
and particularly the assessment in Scientific American, DCSD deems
it to have been adequately substantiated that the defendant, who
has himself insisted on presenting his publication in scientific
form and not allowing the book to assume the appearance of a provocative
debate-generating paper, based on customary scientific standards
and in light of his systematic onesidedness in the choice of data
and line of argument, has clearly acted at variance with good scientific
practice.
Subject to the proviso that the book is to be evaluated
as science, there has been such perversion of the scientific message
in the form of systematically biased representation that the objective
criteria for upholding scientific dishonesty—cf. Danish Order
No. 533 of 15 December 1998—have been met. In consideration
of the extraordinarily wide-ranging scientific topics dealt with
by the defendant without having any special scientific expertise,
however, DCSD has not found—or felt able to procure—sufficient
grounds to deem that the defendant has misled his readers deliberately
or with gross negligence.
In accordance herewith and subject to the proviso
that the book under review is to be evaluated as science, DCSD has
arrived at the following
Ruling:
Objectively speaking, the publication
of the work under consideration is deemed to fall within the concept
of scientific dishonesty.
In view of the subjective requirements made in terms of intent or
gross negligence, however, Bjørn Lomborg’s publication
cannot fall within the bounds of this characterization. Conversely,
the publication is deemed clearly contrary to the standards of good
scientific practice.
For and on behalf of the Committees
Hans Henrik Brydensholt
Chairman of DCSD
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