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9 - Taking complementarity seriously

On the sense and sensibility of ‘classical’, ‘positive’ and ‘negative’ complementarity

from PART III - Analytical dimensions of complementarity

Published online by Cambridge University Press:  05 November 2014

Carsten Stahn
Affiliation:
Universiteit Leiden
Mohamed M. El Zeidy
Affiliation:
International Criminal Court
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Summary

Complementarity has many faces. Today, it is traditionally theorized on the basis of a distinction between ‘classical’ and ‘positive complementarity’. This chapter revisits this categorization. It argues that both conceptions are inherent in the framework of the Rome Statute, but underdeveloped in their articulation and meaning due to the framing of Article 17. Both concepts are often misunderstood or used in order to justify specific policy choices. This chapter argues that forum allocation is governed by three cardinal principles which underpin the functioning of the Rome system of justice: (i) effectivenes, (ii) impartiality and (iii) fairness. It defines means and methods of ‘classical’ complementarity, including its use as a carrot and stick. It challenges the assumption that ‘positive’ complementarity is merely a policy principle or a tool to strengthen domestic jurisdiction. It argues that the ICC is empowered to use techniques to overcome ‘inability’ and ‘unwillingness’ as part of its mandate. It claims that the move from a passive to a managerial understanding of complementarity requires greater attention to the foundational goals of the Court, i.e. judicial independence, effective justice, fairness and sustainability.

Introduction

The concept of complementarity has undergone significant transformation in international criminal justice. In the ad hoc tribunals, the virtue of complementarity was largely revealed as a byproduct of judicial activity. It is inherent in the referral mechanism under Rule 11bis which was introduced as part of the completion strategy. In this context, i.e. the process of transfer of cases to national jurisdictions, complementarity has become a ‘main priority’ for the tribunals. Under the Rome Statute, complementarity is not only a technical concept, but a systemic feature of the International Criminal Court (ICC). It marks the very foundation of a new system of justice. Its potential to create a broader culture of accountability and prevention of mass atrocity crimes constitutes one of the prerequisites for the long-term impact and success of the ICC.

Type
Chapter
Information
The International Criminal Court and Complementarity
From Theory to Practice
, pp. 233 - 282
Publisher: Cambridge University Press
Print publication year: 2011

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References

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See Office of the Prosecutor (OTP), Prosecutorial Strategy 2009–2012, 21 December 2009, paras. 81–82. See also ICC Assembly of States Parties (ASP), Report of the Bureau on Stocktaking: Complementarity, Taking Stock of the Principle of Complementarity: Bridging the Impunity Gap, ICC-ASP/8/51 (18 March 2010) para. 3 (‘Rome system of international criminal justice’); OTP, Draft Policy Paper on Preliminary Examinations (4 October 2010) para. 21
Moreno-Ocampo, Luis and Méndez, Juan E., , ‘Justice and Prevention’. In his Report Implementing the Responsibility to Protect (R2P), the Secetrary-General identified complementarity as a key instrument for the operationalization of the ‘protection responsibilities of the state’ under the R2P doctrine. See Report of the Secretary-General, Implementing the Responsibility to Protect, UN Doc. A/63/677 (12 January 2009) paras. 18 and 19
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No detailed treatment was offered in Katanga (Pre-trial Chamber I, Prosecutor v. Germain Katanga, Warrant of Arrest for Germain Katanga, 2 July 2007); Harun (Pre-trial Chamber I, Prosecutor v. Ahmad Muhammad Harun, Warrant of Arrest for Ahmad Harun, 27 April 2007); Bemba (Pre-trial Chamber III, Prosecutor v. Jean-Pierre Bemba Gombo, Warrant of Arrest for Jean-Pierre Bemba Gombo, 23 May 2008)
See OTP, Criteria for Selection of Situations and Cases (June 2006) 5–6 (‘The OTP position is that these factors should be considered jointly: no fixed weight should be assigned to the criteria, but rather a judgment will have to be reached on the facts and circumstances of each situation’). See also OTP Draft Policy Paper on Preliminary Examinations, supra note 3, paras. 67–70
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See OTP, Criteria for Selection of Situations and Cases (June 2006) 2. See also OTP Draft Policy Paper on Preliminary Examinations, supra note 3, para. 34 (‘shall not be altered by the presumed or known wishes of any party or by the cooperation seeking process’)
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