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Obstetric complications and risk of schizophrenia

Effect of gender, age at diagnosis and maternal history of psychosis

Published online by Cambridge University Press:  02 January 2018

Hollie V. Thomas*
Affiliation:
Department of Psychological Medicine, University of Wales College of Medicine, Cardiff
Christina Dalman
Affiliation:
Community Medicine, Unit for Psychosis Research, Stockholm, Sweden
Anthony S. David
Affiliation:
Institute of Psychiatry and GKT School of Medicine, London
Johan Gentz
Affiliation:
Sachsska Children's Hospital, Stockholm, Sweden
Glyn Lewis
Affiliation:
University of Wales College of Medicine, Cardiff
Peter Allebeck
Affiliation:
Department of Social Medicine, University of Göteborg, Sweden
*
Dr H. V. Thomas, Psychological Medicine Academic Unit, 2nd Floor Monmouth House, Heath Park, Cardiff CF14 4XN, UK. Tel: 029 2074 3229; fax: 029 2074 6595; e-mail: thomashv@cardiff.ac.uk
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Abstract

Background

Obstetric complications have been studied frequently as possible risk factors for schizophrenia.

Aims

To test the hypotheses that individual obstetric complications are most strongly associated with an increased risk of schizophrenia in males, in patients with an early age at first diagnosis and in subjects with a maternal history of psychosis.

Method

Cases of schizophrenia diagnosed between January 1971 and June 1994 were identified in the Stockholm County In-Patient Register. Controls were matched on age, gender, hospital of birth and parish of birth. Obstetric data were recorded blind to case–control status for 524 cases and 1043 controls.

Results

This study did not find any large or consistent effect of gender, age at diagnosis or maternal history of psychosis on the risk of schizophrenia associated with individual complications.

Conclusions

Future studies should examine these effects using a much larger sample that includes patients with schizophrenia and control subjects whose genetic risk of schizophrenia has been assessed accurately.

Type
Papers
Copyright
Copyright © Royal College of Psychiatrists, 2001 

The neurodevelopmental model of schizophrenia suggests that the condition results from early abnormal brain development due to genetic risk and/or environmental insults (Weinberger, Reference Weinberger1987, Reference Weinberger1995). Obstetric complications have been the most frequently studied early environmental insults that might act as possible risk factors. However, most babies with obstetric complications do not develop schizophrenia (Reference Buka, Tsuang and LipsittBuka et al, 1993) and most patients with schizophrenia do not have a history of such complications. Therefore, the risk associated with obstetric complications might apply only to a certain group of patients with schizophrenia. We have examined the associations between a range of individual obstetric complications and risk of schizophrenia (Reference Dalman, Thomas and DavidDalman et al, 2001, this issue). In this paper we test the hypotheses that individual obstetric complications are most strongly associated with an increased risk of schizophrenia in males, in patients with an early age at first diagnosis and in subjects with a maternal history of psychosis.

METHOD

Study subjects

A total of 648 cases of schizophrenia born in Stockholm County since January 1960 were identified through the Stockholm County In-Patient Register. All cases received a diagnosis of schizophrenia between January 1971 and June 1994. Age at diagnosis was defined as the age at first admission with a diagnosis of schizophrenia. The control subjects were selected as the next two births following the birth of the case subject that were documented in the same parish records. The controls were further matched on year of birth (within 2 years for children born in the 1960s, within 1 year for children born after the 1960s), gender and hospital of birth. All control subjects were still residents of Stockholm County at the time of diagnosis of their matched case.

Of the identified cases, 51 had died, 32 were no longer living in Stockholm County, obstetric notes could not be retrieved for 37 cases (6.5%) and 4 were excluded that lacked controls owing to a low number of births in that parish. Obstetric notes could not be retrieved for 89 (7.9%) of the eligible controls. The present analyses include 524 cases of schizophrenia and 1043 matched controls for whom obstetric records were retrieved from the archives.

Data collection

The birth records were copied in the archives and given code numbers to conceal case/control status, randomly assembled and given in batches to a midwife who extracted obstetric data according to a protocol devised by the research group. Signs of asphyxia at birth were defined as Apgar score <7 at 1, 5 or 10 min (Reference Sykes, Johnson and AshworthSykes et al, 1982; Reference Silverman, Suidan and WassermanSilverman et al, 1985). For full information on definition of obstetric complications, see previous paper (Reference Dalman, Thomas and DavidDalmanet al, 2001, this issue).

The National In-Patient Register provided information on mothers who were admitted with a psychotic illness during 1971-1996 (coded 295-299 ICD-8 or 295-298 ICD-9, i.e. all non-organic psychoses; World Health Organization, 1967, 1978).

Statistical analyses

The frequency distribution of age at diagnosis was split approximately into thirds (<23, 23-27 and 27+ years). Odds ratios for schizophrenia in relation to individual obstetric complications were calculated for matched case—control sets using conditional logistic regression stratified by gender and stratified separately by the three categories of age at diagnosis. It was impossible to calculate odds ratios stratified by maternal history of psychosis while maintaining the matching, because maternal history was not a matching criterion. Instead, indicator variables that combined presence/absence of maternal history and presence/absence of each obstetric complication were created, with subjects with no maternal history and no record of each complication acting as the baseline in the odds ratio analyses. Tests for interaction between two variables were based on the likelihood ratio statistic. Exact P values for tests of interaction are quoted in the text for signs of asphyxia at birth because this variable was demonstrated to be the only independent risk factor for schizophrenia in this data-set (Reference Dalman, Thomas and DavidDalman et al, 2001, this issue).

Ninety-five per cent confidence intervals (95% CI) and two-sided P values are quoted. Statistical tests were considered significant atP<0.05. All analyses were performed using Stata Version 5 (Stata Corporation, College Station, TX, USA).

RESULTS

Characteristics of schizophrenia cases and control subjects

Sixty-seven per cent of cases were male. The mean age at onset among the schizophrenia cases was 24.7 years (range 9-34 years). There were 173 cases with early age of onset of schizophrenia (<23 years), 160 cases with an onset during 23-27 years of age and 191 with an onset later than 27 but before 35 years of age (the upper limit determined by the end of the follow-up period). The mean age of both the cases and controls was 29 years at the time of the study. A higher proportion of the mothers of cases than of controls had a history of psychotic illness (9.2% v. 1.7%; χ2=47.8, d.f.=1, P<0.001).

Odds ratios for schizophrenia stratified by gender

The increase in risk of schizophrenia associated with asphyxia at birth, pre-eclampsia, head circumference less than 32 cm and being small for gestational age was greater in males than in females (Table 1). However, the 95% CI around each odds ratio was wide and did not support any statistically significant difference in risk. None of the tests for interaction between gender and individual obstetric complications was statistically significant (test for interaction between gender and signs of asphyxia at birth,P=0.84).

Table 1 Odds ratios (ORs)1 for schizophrenia in relation to delivery complications, foetal growth and gestational age stratified by gender

Variable Males Females
Cases Controls OR (95% Cl) Cases Controls OR (95% Cl)
Delivery complications
Labour (hours)
0-12 324 632 1.00 159 319 1.00
> 12 25 65 0.75 (0.47-1.21) 15 26 1.23 (0.62-2.41)
Presentation2
Normal 323 647 1.00 153 310 1.00
Abnormal 9 19 1.00 (0.44-2.29) 7 12 1.20 (0.44-3.30)
Instrumental delivery3
No 326 644 1.00 163 328 1.00
Yes 23 50 0.90 (0.53-1.53) 10 15 1.43 (0.63-3.22)
Cord around neck
No 192 395 1.00 101 190 1.00
Yes 116 228 1.08 (0.81-1.46) 54 103 0.95 (0.61-1.47)
Foetal heart rate
Normal 327 656 1.00 163 331 1.00
<100 or> 160 b.p.m. 15 33 0.92 (0.49-1.73) 3 6 1.50 (0.34-6.70)
Asphyxia at birth4
No signs of asphyxia 326 677 1.00 168 338 1.00
Signs of asphyxia 22 17 2.76 (1.43-5.35) 6 5 2.40 (0.73-7.86)
Foetal growth and gestational age
Pre-eclampsia
No 342 688 1.00 171 341 1.00
Yes 8 10 1.60 (0.63-4.05) 3 4 1.00 (0.18-5.46)
Birth weight (g)
0-2499 15 18 1.69 (0.83-3.45) 10 11 1.88 (0.78-4.56)
2500-4499 328 654 1.00 163 329 1.00
Ponderal index (g/mm3)
<0.25 74 158 0.91 (0.66-1.24) 34 55 1.17 (0.73-1.90)
0.25+ 275 539 1.00 140 290 1.00
Head circumference (cm)
<32 18 28 1.39 (0.75-2.58) 24 39 1.33 (0.76-2.31)
32-37 309 631 1.00 140 286 1.00
Gestation (weeks)
<33 4 4 2.26 (0.49-10.42) 2 1 4.00 (0.36-44.11)
33-36 22 37 1.22 (0.70-2.14) 8 18 0.83 (0.34-2.05)
37-42 304 631 1.00 157 309 1.00
Small for gestational age
No 317 652 1.00 157 315 1.00
Yes 22 24 1.67 (0.93-3.01) 10 16 1.22 (0.55-2.74)

Odds ratio for schizophrenia stratified by age at diagnosis

The estimate of schizophrenia risk associated with an instrumental delivery, an abnormal foetal heart rate and a gestation of less than 37 weeks was increased in those subjects diagnosed before 23 years of age (Table 2). However, the 95% CI around each odds ratio was wide and did not support any statistically significant difference in risk. The only significant interaction was that between age at onset and a labour lasting more than 12 h (χ2=7.2, d.f.=2, P=0.03; test for interaction between age at onset and signs of asphyxia at birth, P=0.57).

Table 2 Odds ratios (ORs)1 for schizophrenia in relation to delivery complications, foetal growth and gestational age stratified by age at diagnosis

Variable <23 Years 23-27 Years 27+Years
Cases Controls OR (95% CI) Cases Controls OR (95% CI) Cases Controls OR (95% CI)
Delivery complications
Labour (hours)
0-12 165 308 1.00 144 302 1.00 174 341 1.00
> 12 8 35 0.43 (0.19-0.95) 15 17 1.76 (0.87-3.58) 17 39 0.86 (0.47-1.56)
Presentation2
Normal 156 316 1.00 145 294 1.00 175 347 1.00
Abnormal 3 12 0.52 (0.14-1.95) 5 10 1.11 (0.37-3.32) 8 9 1.70 (0.63-4.60)
Instrumental delivery3
No 158 319 1.00 152 296 1.00 179 357 1.00
Yes 15 23 1.34 (0.68-2.64) 7 22 0.58 (0.24-1.40) 11 20 1.09 (0.49-2.39)
Cord around neck
No 92 205 1.00 90 174 1.00 111 206 1.00
Yes 62 101 1.40 (0.92-2.14) 50 105 0.89 (0.57-1.40) 58 125 0.87 (0.59-1.30)
Foetal heart rate
Normal 164 330 1.00 153 302 1.00 173 355 1.00
<100 or >160 b.p.m. 6 9 1.50 (0.52-4.32) 3 14 0.39 (0.11-1.40) 9 16 1.22 (0.51-2.90)
Asphyxia at birth4
No signs of asphyxia 163 332 1.00 153 311 1.00 178 372 1.00
Signs of asphyxia 9 9 2.00 (0.79-5.04) 7 7 2.31 (0.71-7.47) 12 6 4.00 (1.50-10.66)
Foetal growth and gestational age
Pre-eclampsia
No 171 339 1.00 155 316 1.00 187 374 1.00
Yes 2 5 0.80 (0.16-4.12) 5 3 3.33 (0.80-13.95) 4 6 1.33 (0.38-4.72)
Birth weight (g)
0-2499 6 12 0.98 (0.35-2.78) 9 8 2.30 (0.84-6.24) 10 9 2.22 (0.90-5.47)
2500-4499 164 321 1.00 149 301 1.00 178 361 1.00
Ponderal index (g/mm3)
<0.25 29 75 0.74 (0.46-1.18) 41 68 1.27 (0.81-1.99) 38 70 1.09 (0.71-1.68)
0.25+ 143 268 1.00 119 251 1.00 153 310 1.00
Head circumference (cm)
<32 11 23 1.05 (0.49-2.27) 14 22 1.33 (0.65-2.68) 17 22 1.65 (0.83-3.30)
32-37 157 314 1.00 137 282 1.00 155 321 1.00
Gestation (weeks)
<33 2 1 4.00 (0.36-44.11) 2 1 2 3 1.33 (0.22-7.98)
33-36 12 19 1.32 (0.60-2.88) 10 17 1.15 (0.51-2.60) 8 19 0.83 (0.34-2.01)
37-42 151 312 1.00 142 287 1.00 168 341 1.00
Small for gestational age
No 159 314 1.00 143 298 1.00 172 355 1.00
Yes 7 17 0.80 (0.33-1.93) 12 14 1.75 (0.80-3.84) 13 9 2.43 (1.02-5.80)

Odds ratios for schizophrenia stratified by maternal history of psychotic illness

Maternal history of psychotic illness was strongly associated with risk of schizophrenia (odds ratio=5.9, 95% CI=3.3-10.3). The increase in schizophrenia risk associated with an instrumental delivery was greater among those subjects with a maternal history of psychosis (Table 3). However, the 95% CIs did not support any statistically significant difference in risk. None of the tests for interaction between maternal psychotic history and individual complications was statistically significant (test for interaction between maternal history and signs of asphyxia at birth, P=0.42).

Table 3 Odds ratios (ORs)1 for schizophrenia in relation to delivery complications, foetal growth and gestational age stratified by maternal history of psychotic illness

Variable No maternal history Maternal history
Cases Controls OR (95% CI) Cases Controls OR (95% CI)
Delivery complications
Labour (hours)
0-12 441 936 1.00 42 15 5.93 (3.23-10.90)
> 12 35 88 0.85 (0.56-1.28) 5 3 4.60 (1.01-20.90)
Presentation2
Normal 430 939 1.00 46 18 5.11 (2.88-9.08)
Abnormal 16 31 1.22 (0.64-2.30) 0 0 -
Instrumental delivery3
No 447 956 1.00 42 16 5.41 (2.99-9.78)
Yes 27 64 0.92 (0.57-1.48) 6 1 12.09 (1.37-106.49)
Cord around neck
No 265 572 1.00 28 13 4.60 (2.24-9.45)
Yes 154 327 1.01 (0.78-1.30) 16 4 10.42 (2.95-36.80)
Foetal heart rate
Normal 443 971 1.00 47 16 6.83 (3.68-12.64)
< 100 or > 160 b.p.m. 18 37 1.06 (0.59-1.89) 0 2 -
Asphyxia at birth4
No signs of asphyxia 450 998 1.00 44 17 6.12 (3.38-11.08)
Signs of asphyxia 25 21 2.90 (1.58-5.35) 3 1 2.07 (0.20-21.54)
Foetal growth and gestational age
Pre-eclampsia
No 468 1011 1.00 45 18 5.47 (3.09-9.70)
Yes 8 14 1.25 (0.52-2.99) 3 0 -
Birth weight (g)
0-2499 24 29 1.80 (1.02-3.17) 1 0 -
2500-4499 444 965 1.00 47 18 5.72 (3.24-10.11)
Ponderal index (g/mm3)
<0.25 99 208 1.03 (0.79-1.35) 9 5 3.52 (1.15-10.73)
0.25+ 376 816 1.00 39 13 6.87 3.51-13.48)
Head circumference (cm)
<32 39 66 1.35 (0.88-2.06) 3 1 4.64 (0.47-45.97)
32-37 410 901 1.00 39 16 5.43 (2.94-10.03)
Gestation (weeks)
<33 6 5 3.05 (0.83-11.30) 0 0 -
33-36 28 54 1.10 (0.67-1.80) 2 1 3.82 (0.33-44.34)
37-42 417 923 1.00 44 17 5.88 (3.26-10.61)
Small for gestational age
No 430 949 1.00 44 18 5.06 (2.84-9.01)
Yes 31 40 1.51 (0.93-2.44) 1 0 -

DISCUSSION

Main findings

This study tested the hypothesis that the risk of schizophrenia associated with individual obstetric complications would be increased in males and in patients with early onset, because these subgroups of patients are more likely to have a history of neurodevelopmental problems (Reference Castle, Wessely and MurrayCastle et al, 1993). Neither gender nor age at diagnosis had any large or consistent differential effect on the risk of schizophrenia associated with these factors. Therefore, the results provide little evidence to support the idea that males and patients with an early onset of schizophrenia are particularly susceptible to any single obstetric complication as infants that then increases their risk of neurodevelopmental problems, culminating in a diagnosis of schizophrenia.

Several studies previously have compared the proportion of male and female patients with schizophrenia who have a history of obstetric complications, or the proportion of patients with early and late disease onset who have a history of complications (Reference Kirov, Jones and HarveyKirov et al, 1996; Reference Verdoux, Geddes and TakeiVerdoux et al, 1997; Reference Smith, Kopala and LapointeSmith et al, 1998). However, by simply comparing frequencies of complications between subgroups of patients with schizophrenia, these studies could not examine whether gender or age at onset actually modified the effect of any individual complication on schizophrenia risk.

Using a more appropriate analysis, three studies have reported the risk of early-onset schizophrenia associated with individual obstetric complications stratified by gender. Hultman et al (Reference Hultman, Sparén and Takei1999) reported that the risk associated with being small for gestational age was increased in males compared with females; the test for interaction between this variable and gender was statistically significant (P<0.05). Dalman et al (Reference Dalman, Allebeck and Cullberg1999) demonstrated that the risk of schizophrenia associated with pre-eclampsia, bleeding during pregnancy, a prolonged labour, uterine inertia, vacuum extraction, being small for gestational age and head circumference less than 32 cm was greater in males than in females. However, the 95% CIs did not support any statistically significant difference in risk and no statistical tests for interaction were carried out. Finally, Byrne et al (Reference Byrne, Browne and Mulryan2000) reported a significant association between a history of a definite complication and an increased risk of schizophrenia among males presenting before the age of 30 years, whereas a history of definite complication was not associated significantly with schizophrenia in females at any age of presentation. In conclusion, no individual complication has been shown to be associated significantly with an increase in schizophrenia risk in both males and females, with the increase in risk among males being significantly greater than that among females.

Our study also aimed to examine the relative aetiological importance of genetic and early environmental risk factors within the neurodevelopmental model of schizophrenia. The results did not demonstrate any evidence to support a modification of the schizophrenia risk associated with obstetric complications by maternal history of psychotic illness.

The manner in which genetic factors and obstetric complications are associated with risk of schizophrenia could be explained by three possible mechanisms. First, obstetric complications might be aetiologically important only in those individuals who already carry some genetic predisposition (Reference Mednick, Parnas and SchulsingerMednick et al, 1987). Alternatively, obstetric complications alone might be sufficient to increase schizophrenia risk in at least some individuals (Reference Murray, Lewis and ReveleyMurray et al, 1985). It has been suggested also that environmental and genetic risk factors are not completely independent of each other; instead, the obstetric complications might actually be the consequence of some genetic predisposition (Reference Owen, Lewis and MurrayOwen et al, 1988).

Marcelis et al (Reference Marcelis, van Os and Sham1998) used familial morbid risk of schizophrenia as an indicator of genetic liability to examine whether obstetric complications were associated positively with genetic predisposition in both psychosis and control probands. The authors found no significant associations between the complications and a family history of psychosis or schizophrenia, and concluded that it was unlikely that obstetric complications are purely the expression of genes predisposing to schizophrenia. This suggests that genetic risk and early environmental insults are more likely to be independent risk factors for schizophrenia. The results of our study did not provide any evidence to support an interaction between these two risk factors.

Strengths and limitations of the study

This study benefits from using obstetric data from birth records coded by a midwife blind to the case/control status of each subject, rather than relying on maternal recall. The unique personal identification numbers allowed careful matching of cases and control subjects and verified that the control subjects were still residents of Stockholm County at the time of inclusion into the study, thus minimising selection bias.

Although our case-control study benefited from a large sample size, after stratifying by gender, age at diagnosis or maternal history of psychosis only very small numbers of subjects remained in each category who had also experienced any of the obstetric complications. Hence, we had little statistical power to examine the relationships very accurately. The tests for interaction were particularly prone to a lack of statistical power and their results should not be heavily relied upon. It is still possible that gender, age at diagnosis or genetic risk might alter the association between signs of asphyxia at birth and schizophrenia risk that we have reported (Reference Dalman, Thomas and DavidDalman et al, 2001, this issue), but very large studies would be needed to detect this.

Unfortunately our only measurement of genetic risk of schizophrenia was a recorded maternal history of psychosis; data on paternal history would have improved the measurement. It is likely that the transmission of predisposing genes to schizophrenia does not necessarily result in the overt manifestation of the disorder (Reference Gottesman and BertelsenGottesman & Bertelsen, 1989; Reference Cannon, Zorrilla and ShtaselCannon et al, 1994), so even having full knowledge of maternal and paternal history of overt psychosis would not be an ideal measurement of genetic risk. The ideal measurement would require the identification of the genetic factors necessary for schizophrenia development, or at least markers that are very closely linked to them.

In conclusion, this study did not find any large or consistent effect of gender, age at diagnosis or maternal history of psychotic illness on the risk of schizophrenia associated with individual obstetric complications and indicators of foetal growth. Future studies should aim to examine these effects using a much larger study sample that includes patients with schizophrenia and control subjects whose genetic risk of schizophrenia has been assessed accurately.

Clinical Implications and Limitations

CLINICAL IMPLICATIONS

  1. The increased risk of schizophrenia associated with asphyxia at birth was not modified significantly by gender, age at diagnosis or maternal history of psychosis.

  2. A more conclusive investigation of such interactions would require a much larger population-based sample.

  3. A sufficiently sized sample for a stratified analysis might be generated only by a meta-analysis of individual patient data.

LIMITATIONS

  1. Statistical power was limited after stratifying by gender, age at diagnosis or maternal history of psychosis.

  2. Our only indicator of genetic risk of schizophrenia was a recorded maternal history of psychosis.

  3. Age at diagnosis was defined as age at first in-patient admission with a diagnosis of schizophrenia.

Acknowledgements

We thank Professor Johan Cullberg, MD, for valuable comments. We thank Birger Winblad, MD, for assessing records and Charlotta Grunewald, MD, for obstetric advice. We also thank Dr Karin Nyberg for sharing her knowledge on obstetric case records and working routines. We are grateful to Aslög Malmberg, MRCPsych, for her help in designing the study and to the midwives Gunilla Lilja and Åsa Weitzberg for assessing records.

Footnotes

See invited commentaries, pp. 415–416, this issue.

See pp. 403–408, this issue

Declaration of interest

No conflict of interest. Support from the Swedish Medical Research Council, the Stanley Foundation, the Söderberg–Königska Foundation and the Torsten and Ragnar Söderberg Foundation.

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Figure 0

Table 1 Odds ratios (ORs)1 for schizophrenia in relation to delivery complications, foetal growth and gestational age stratified by gender

Figure 1

Table 2 Odds ratios (ORs)1 for schizophrenia in relation to delivery complications, foetal growth and gestational age stratified by age at diagnosis

Figure 2

Table 3 Odds ratios (ORs)1 for schizophrenia in relation to delivery complications, foetal growth and gestational age stratified by maternal history of psychotic illness

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