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Re-thinking the Late Imperial Chinese Economy: Development, Disaggregation and Decline, circa 1730–1930

Published online by Cambridge University Press:  22 April 2010

Extract

In this paper, I want to explore a very simple contrast which has many potential implications. China at the end of the nineteenth and in the early twentieth century was, by most measures, a very poor society. China in the latter part of the eighteenth century seemed – both to its own members and to most, though not all, visitors from abroad – a very rich society. So what happened in between?

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Conference: European Miracle
Copyright
Copyright © Research Institute for History, Leiden University 2000

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References

Notes

1 Pan, Ming-te, ‘Who was Worse Off?’ (Unpublished paper, Meeting of Chinese Historians in the United States, Seattle 1998) 1011Google Scholar.

2 Marks, Robert, Tigers, , Rice, , Silk, , ‘Rice Prices, Food Supply, and Market Structure in 18th Century China’, Late Imperial China 12/2 (December) 7778Google Scholar for ajustification of this figure.

3 Perkins, Dwight, Agricultural Development in China: 1368–1968 (Chicago 1969) 301Google Scholar.

4 Clark, Gregory, Huberman, Michael, and Linden, Peter H., ‘A British Food Puzzle, 1770–1850’, Economic History Review 48/1 (1995) 223226Google Scholar. Pan, Ming-te, ‘Rural Credit Market and the Peasant Economy, 1600–1949 – the State, Elite Peasant, and “Usury”’ (PhD dissertation, University of California, Irvine 1994) 327Google Scholar and accompanying notes, makes a good case for estimating adult male consumption double at that for adult females. If this is true, which is the conversion used to get the adult male equivalent consumption figure above. It is, however, a much larger male-female differential than that used by Clark, Huberman and Lindert, ‘British Food Puzzle’, 226 n. 25, which complicates comparisons considerably.

5 See, for instance, Ho, Ping-ti, ‘The Introduction of American Food Plants Into China’, The American Anthropologist 57 (1955) 191201CrossRefGoogle Scholar and idem, ‘Meizhou zuowu di yinjin zhuanbo qi dui Zhongguo liangshi shengchan de yingxiang’ (‘The Introduction and Diffusion of American Crops and their Effect on Chinese Food Production’) in: Dagongbao zaigang fukan sanshi zhouji jinian wenji II (Hongkong 1978) 673–731.

6 See for instance Adshead, S.A.M., Material Culture in China and Europe 1400–1800 (New York 1997)CrossRefGoogle Scholar. For ajapanese parallel, see MacFarlane, Alan, The Savage Wars of Peace: England, Japan and the Malthusian Trap (Oxford 1997)Google Scholar.

7 Compare Lavely, William and Wong, R. Bin, ‘Revising the Malthusian Narrative: The Comparative Study of Population Dynamics in Late Imperial China’, Journal of Asian Studies 57/3 (08 1998) 714748CrossRefGoogle Scholar(especially Table II and Figure III), and Lee, James (Li Zhongqing) and Campbell, Cameron, Fate and Fortune in Rural China: Social Stratification and Population Behaviour in Liaoning 1774–1873 (Cambridge 1997) 79CrossRefGoogle Scholar with Wrigley, E.A. and Schofield, Roger, The Population History of England, 1540–1871 (Cambridge 1981) 230, 708–713 (and seeGoogle ScholarRazzell, Peter, ‘The Growth of Populatio n in Eighteenth Century England: A Critical Reappraisal’, Journal of Economic History 53/4 (12 1993) 757763CrossRefGoogle Scholar for a suggestion that these figures are too high; Razzell has suggested an adjustment for under-reported infant mortality which would bring an English life expectancy at birth of 37.0 down to somewhere between 31.6 and 34.0). For a fairly high continental (German) example see Knodel, John, Demographic Behaviour in the Past (Princeton 1988) 6869CrossRefGoogle Scholar; for lower ones, which seem to have been typical of France, see Blayo, Yves, ‘La Mortalite en France dè 1740 á 1829’, Population (1112 1975)Google Scholar.

8 Zhongqing, Li (James Lee), ‘Zhongguo lishi renkou zhidu: Qingdai renkou xingwei ji qi yiyi’ in: Zhongqing, Li and Songyi, Guo eds, Qingdai huangzu renkou xingwei de shehui huanjing (Beijing 1994) 3Google Scholar., Lee and Feng, Wang, Malthusian Mythologies and Chinese Realities (Cambridge 1999) 8490Google Scholar.

9 Bozhong, Li, ‘Kongzhi zengchan g yi bao fuyu – Qingdai qian, zhong, qi Jiangnan de renkou xingwei’, Xin shixue 5/3 (09 1994) 3234Google Scholar; compare McEvedy, Colin and Jones, Richard, Atlas of World Population History (New York 1979) 2829Google Scholar.

10 Xing, Fang, ‘Qingdai Jiangnan nongmin de xiaofei’, Zhongguo jingji xhi yanjiu 3 (1996) 93, 95Google Scholar.

11 Brown, Henry Phelps and Hopkins, Sheila V., A Perspective of Wages and Prices (London 1981) 14Google Scholar.

12 Pan, , ‘Rural Credit Market’, 85Google Scholar.

13 See the complaint about peasants' ‘gaudy’ clothing at religious festivals by the official Chen Hongmou in: Changling, He, Yuan, Wei et al. eds, Huang chao jingshi wenbian [original edition 1820] (Beijing 1992) 68: 5a–6aGoogle Scholar.

14 Particularly striking accounts may be found in the novels Jin ping mei and Xingshi yinyuan zhuan – striking in part because they deal with a medium sized city and a small town, respectively, in North China rather than with any of the country's great metropolises. For some reflections on consumption in China by a leading historian of early modern European consumption, see Burke, Peter, ‘Res et Verba: Conspicuous Consumption in the Early Modern World’ in: Brewer, John and Porter, Roy eds, Consumption and the World of Goods (London 1993) 148161Google Scholar. I deal with this at much greater length in Pomeranz, Kenneth, The Great Divergence: China, Europe and the Making of the Modern World Economy (Princeton 2000) chapter 3Google Scholar.

15 Staunton, George, An Authentic Account of an Embassy from the King of Great Britain to the Emperor of China II (London 1801)Google Scholar, 48 and Macartney, (1793) in: Cranmer-Byng, L. ed., An Embassy to China: Being the Journal Kept by Lord Macartney During his Embassy to the Emperor ch'ien-lung 1793–1794 (London 1962) 225Google Scholar.

16 Cited in Dermigny, Louis, Chine, La et L'Occident: Le Commerce a Canton au XVIIIe Siecle, 1719–1833 III (Paris 1964) 1253Google Scholar.

17 DaCruz, in: Boxer, Charles ed., South China in the Sixteenth Century (London 1953) 106Google Scholar; see also 99.

18 Cited in Daniels, Christian, ‘Agro-Industries: Sugarcane Technology’ in: Needham, Joseph, Science and Civilization in China VI, part III (Cambridge 1996) Section 42a: 97, 105Google Scholar.

19 For further discussion, see Pomeranz, The Great Divergence, chapter 3.

20 Based on figures for forested area from Daxie, Ling, ‘Wo guo senlin ziyuan de bianqian’, Zhongguo nongshi 3/2 (1983) 3435Google Scholar and a population of 100–120 million in 1700 and 450–500 million in 1937. Deforestation an d trends in harvestable wood supply per capita per year are discussed in muc h greater detail in Pomeranz, The Great Divergence, chapter 5.

21 DeVries, Jan, ‘Peasant Demand and Economic Development: Friesland 1550–1750’ in: Parker, William and Jones, E.L. eds, European Peasants and Their Markets (Princeton 1975)Google Scholar table 6–16; Buck, John L., Land Utilization in China (New York 1964/1937) 456Google Scholar.

22 Kjaergaard, Thorkild, The Danish Revolution 1500–1800 (Cambridge 1994) 3738, 123, 151–158CrossRefGoogle Scholar; Pomeranz, , The Great Divergence, 225242Google Scholar.

23 If one adds the three soybean crops on the North China plot, versus two clover crops for the British crop, the North China land is probably a better total food producer.

24 Very wide observed variation around mean for individual cases of both clover and soybeans – relatively little is known about what.determines these variations.

25 Compare Chung-li, Chang, The Income of the Chinese Gentry (Seattle 1955) 303Google Scholar and Jinzan, Wu, ‘Zhonghua Mingo linye fazhan zhi yanjiu – Minguo yuan nian zhi Minguo sanshiwu nian’ (PhD thesis, Zhongguo Wenhua Daxue, Taibei 1982) 99Google Scholar, dividing by a population of 380,000,000.

26 See, for instance, the estimate of-roughly 2.2 pounds of sugar consumption per capita for the 1930's cited by Daniels, ‘Agro-Industries: Sugarcane Technology’, 85. For cotton, see Gang, Zhao (Kang Chao), The Development of Cotton Textile Production in China (Cambridge, MA 1977) 233Google Scholar.

27 Calculated based on Skinner, G.W., ‘Regional Urbanization in Nineteenth Century China’ in: Skinner, G.W. ed., The City in Late Imperial China (Stanford, CA 1977) 213Google Scholar; Skinner, G.W., ‘Sichuan's Population in the Nineteenth Century: Lessons from Disaggregated Data’, Late Imperial China 8/1 (06 1987) 6776CrossRefGoogle Scholar; and Fangzhong, Liang, Zhangguo Lidai hihou, tiandi, tianfu tongji (Shanghai 1980) 395413Google Scholar.

28 The effect of the regional redistribution of population alone would lower an average consumption of 4.3 pounds to about 2.5, and Buck reported average consumption of centrifugal sugar of 2.2 pounds. Sugar processed in other ways, plus what was eaten raw in producing areas (where sucking on cane was common) could easily, make up the remaining difference.

29 Susuma, Yamamoto, ‘Shindai Shikawa no chi-iki keizai’ (‘Regional Development in Qing Dynasty Sichuan’), Shigaku Zasshi 100/12 (12 1991) 131Google Scholar; idem, ‘Shonin seisan kenkyu no kiseki’ (‘Directions in Research on the Production of Commodities’) in: Mori Masao ed., Min Shinjidaishi no kihon mondai (Tokyo 1997).

30 Vermeer, Eduard, Provincial Development in Modem China: The Central Shaanxi since 1930 (Cambridge 1989) 332333Google Scholar.

31 Kraus, Richard, ‘Cotton and Cotton Goods in China’ (PhD thesis, Harvard University 1968)Google Scholar cited in: Huang, Philip, The Peasant Economy and Social Change in North China (Stanford 1985) 126128Google Scholar.

32 Gang, Zhao, The Development of Cotton Textile Production in China (Cambridge, MA 1977) 23Google Scholar.

33 Guancheng, Fang quoted in Gang, Zhang, ‘Qingdai Zhili shangpin jingji fenxi’, Hebei shiyuan xuebao 3 (1985) 99Google Scholar.

34 See Pomeranz, The Great Divergence, Appendix F for details.

35 For official figures on cultivated acreage, which are far too low, and a plausible correction o t them, see Huang, , The Peasant Economy, 325Google Scholar.

36 Marks, Tigers, Rice, Silk, ‘Rice Prices’, 77, noting estimates that range from 1.74 to 2.62 shi per person, uses 2.17 for Lingnan, which was more prosperous than North China.

37 Perkins, , ‘Agricultural Development’, 219Google Scholar.

38 Pomeranz, Kenneth, ‘How Exhausted an Earth? Some thoughts on Qing (1644–1911) Environmental History’, Chinese Environmental History Newsletter 2/2 (11 1995)Google Scholar.

39 Huang, , The Peasant Economy, 322Google Scholar.

40 Ho, Ping-ti, Studies on the Population of China, 1368–1953 (Cambridge 1959) 184190CrossRefGoogle Scholar; idem, ‘The Introduction and Diffusion of American Crops’ Perkins, , Agricultural Development, 4748Google Scholar.

41 See Pomeranz, The Great Divergence for a review of the evidence from one part of North China.

42 Li, forthcoming: cited by permission.

43 Hejdra, Martin, ‘The Ming – Rural Socio-Economic Development’ in: Jvlote, Frederick and Twitchett, Dennis eds, The Cambridge History of China: The Ming Dynasty VIII/II (Cambridge 1998) 429439Google Scholar. Hejdra argues for a much higher population by 1700, but the evidence seems to me very weak. H e extrapolates from Ming dynasty growth rates for a few counties, mostly in Honan and Shandong (437), which we know to have been among the areas most severely depopulated by the wars that brought the Ming to power, and therefore to have experienced unusually rapid population increase in the Ming (in part through conscious repopulation efforts). Other historical demographers seem to be standing by earlier estimates like those I have used.

44 Dixin, Xu and Chengming, Wu, Zhonggo zibenzhuyi de mengya (Beijing 1985) 322Google Scholar.

45 For an example of North China problems causing misery in the seventeenth century Yangzi Delta, see Elvin, Mark, ‘Market Towns and Waterways: The County of Shang-hai from 1480 to 1910’ in: Skinner, G. William ed., The City in Late Imperial China (Stanford 1977) 447Google Scholar.

46 The surface area of Dongting Lake – largest in th e Middle Yangzi and second largest in China – is one fairly good proxy for population-driven ecological stress, since much land reclamation was achieved at the lake's expense, and the resulting drainage problems greatly increased flood dangers in the region. This surface area seems to have declined by almost 800 square miles (thirteen per cent of the lake's previous size) between 1825 and 1850, but then held roughly steady for the rest of the century; dramatic decline began with renewed rapid population growth and industrial development after 1949. Ecological problems in North China – from the falling water table to erosion of over-exploited hillsides to enormous problems associated with the shift of the Yellow River and soil salinisation – were far more dramatic. See Perdue, Peter, Exhausting the Earth: State and Peasant in Hunan 1500–1850 (Cambridge, MA 1987) 204CrossRefGoogle Scholar; Pomeranz, , The Great Divergence, 237238, 244Google Scholar; idem, The Making of a Hinterland: State, Society and Economy in Inland North China, 1835–1937 (Berkeley 1993) 120–265.

47 Perdue, , Exhausting the Earth, 110Google Scholar.

48 Perkins, , ‘Agricultural Development’, 116124;Google ScholarSkinner, , ‘Regional Urbanization’, 234, 713 n. 32Google Scholar.

49 Dixin, Xu and Chengming, Wu, Chinese Capitalism, 1522–1840 [translated and abridged by Anthony Curwen] (New York 2000) 241CrossRefGoogle Scholar;Lombard-Salmon, Claudine, Un exampled'accul-turation Chinoise: la province du Gui Zhou au XVIIeme siècle (Paris 1972) 8385, 204–205Google Scholar.

50 Bray, Francesca, Fabrics of Power: Technology and Gender in Late Imperial China (Berkeley 1997) 217221Google Scholar.

51 Pomeranz, , The Making of a Hinterland, 120265;Google ScholarEsherick, Joseph, Origins ofthe Boxer Uprising (Berkeley 1987) 137Google Scholar; Thaxton, Ralph, Salt of the Earth (Berkeley 1997) 4649Google Scholar; Lombard-Salmon, , Un example d'acculturation Chinoise, 205–205Google Scholar; Vermeer, , Provincial Development, 2835Google Scholar; Perry, Elizabeth J., Rebels and Revolutionaries in North China, 1845–1945 (Stanford 1980)Google Scholar.

52 Pan, , ‘Rural Credit Market’, 382383Google Scholar, relying on estimates derived on 344–382 and 119–123.

53 The population of Beijing, by far the region's largest city, changed litde if at all over this period; the same is probably true for Jinan, Shandong's provincial capital and largest city; two of the three next largest cities in Shandong (Linqing and Dongchangfu, each with around 100,000 people in 1800) declined over the next century, while the third (Jining) probably roughly held its own. Tianjin grew significantly (mostly after 1860) and Baoding perhaps a little, but probably not even enough to offset the absolute decline in Linqing and Dongchangfu. North China's total population, meanwhile, more than doubled over the same time span.

54 Compare Will, Pierre-Etienne and Wong, R. Bin, Nourish the People: The State Civilian Granary System in China, 1650–1850 (Ann Arbor 1991)CrossRefGoogle Scholar with Vermeer, , Provincial Development, 3537Google Scholar and Wong, R. Bin, China Transformed: Historical Change and the Limits of European Experience (Ithaca 1997) 157251Google Scholar.

55 Perkins, , ‘Agricultural Development’, 61Google Scholar. The data are rather shaky, but if one omits East China (for which the data are essentially worthless) North China counted for half of the national decline, and the Southwest for one third.

56 Cited in Rawski, Thomas, Economic Growth in Pre-War China (Berkeley 1989) 287Google Scholar; a brief discussion of problems with the sample follows (287–288). Fora more extended discussion of how the Buck data over-represents both better-off parts of each region and more successful families within them, see Esherick, Joseph, ‘Number Games: A Note on Land Distribution in Prerevolutionary China’, Modem China 7/4 (1981) 387412CrossRefGoogle Scholar.

57 Pomeranz, The Great Divergence, Appendix E.

58 Marks, Robert, Tigers, Rice, Silk, and Silt: Environment and Economy in Guangdong, 1250–1850 (Cambridge 1997) 280Google Scholar.

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60 Pomeranz, , The Great Divergence, 313315Google Scholar.

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62 Calculated based on Ibid., 709–711.

63 Compare Farnie, D.A., The English Cotton Industry and the World Market, 1815–1896 (New York 1979) 7Google Scholar;Mitchell, , British Historical Statistics, 910Google Scholar and Bruchey, Stuart, Cotton and the Growth of the American Economy, 1790–1860 (New York 1967) table 2-AGoogle Scholar.

64 On the growing trade with Southeast Asia prior to 1800 – with most exports being manufactures, and most imports being fairly land-intensive goods – see Marks, , Tigers, Rice, Silk, 163195Google Scholar;Viraphol, Sarasin, Tribute andProfit: Sino-Siamese Trade 1652–1853 (Cambridge, Mass. 1977) 107121, 181–209CrossRefGoogle Scholar;Cushman, Jennifer, ‘Fields from the Sea’ (PhD thesis, Cornell University 1975) 105106Google Scholar, 124, 200–211. On the integration of South Chinese and Southeast Asian rice markets in the late nineteenth and especially twentieth century, see Brandt, Loren, ‘Chinese Agriculture and the International Economy 1870s-1930s: A Reassessment’, Explorations in Economic History 22 (1985) 168193CrossRefGoogle Scholar.

65 Brandt, , ‘Chinese Agriculture’, 170181Google Scholar.

66 Osborne, Anne, ‘Barren Mountains, Raging Rivers: The Ecological and Social Effects of Changing Landuse on the Lower Yangzi Periphery in Late Imperial China’ (PhD thesis, Colombia University 1989) 6670Google Scholar; Averill, Stephen, ‘The Shed People and the Opening of the Yangzi Highlands’, Modern China 9/1 (01 1983)CrossRefGoogle Scholar.

67 Bernhardt, Kathryn, Rents, Taxes and Peasant Resistance: The Lower Yangzi Region, 1840–1950 (Stanford 1992) 4383Google Scholar.

68 For quota figures Bernhardt, , Rents, 44Google Scholar. For disparities in the rate of land registration across the empire Yeh-chien, Wang, Land Taxation in Imperial China, 1750–1911 (Cambridge, MA 1973) 84109Google Scholar, especially 96–101.

69 Ho, ‘Introduction of American Food Plants’ idem, Studies; idem, ‘Introduction and Diffusion of American Crops’; Osborne, ‘Barren Mountains’.

70 Pomeranz, Kenneth, ‘More Malthusian Mythologies? Rethinking Living Standards, Environment, and “Population Pressure” in the Nineteenth Century Lower Yangzi' [Paper for conference on Living Standards in Pre-Industrial Times] (Arild 2000)Google Scholar;Leong, S.T., Migration and Ethnicity in Chinese History: Hakkas, Pengmin, and Their Neighbors (Stanford 1997) 118Google Scholar, 122–123, though not concerned with precisely this issue, also argue s that ‘shed people’ tended to move into highland areas near economically advanced regions during economic upturns in order to seek cash-cropping opportunities, rather than out of a desperate need for places to grow subsistence crops.

71 Osborne, ‘Barren Mountains’, 158170Google Scholar, 210–219, 234–239.

72 Murray, Laura, ‘New World Food Crops in China: Farms, Food and Families in the Wei River Valley’ (PhD thesis, University of Pennsylvania 1985) 359360Google Scholar; Dixin, Xu and Chengming, Wu, Chinese Capitalism, 151Google Scholar.

73 On shipments down the Yangzi and from the Southwest see Bozhong, Li, ‘Ming Qing shiqijiangnan de mucai wenti’, Zhongguo shehuijingji shi yanjiul (1994) 8991Google Scholar and Rowe, William, Hankow: Commerce and Society in a Chinese City, 1796–1889 (Stanford 1984). 5761Google Scholar; for Gan river shipments see Jifu, Lu and Bosheng, Chen, Changzou shi mucai zhi 1800–1985 ( A Registry of Changzhou Timber Resources) (Changzhou 1986) 29Google Scholar, 31–32 and Bozhong, Li, Jiangnan de zaoqi gongyehua (Beijing 2000) 339340Google Scholar; for shipments from Shaanxi, see Xu, and Wu, , Chinese Capitalism, 241242Google Scholar, 417 and Zeyi, Peng ed., Zhongguo jindai shougongye shi ziliao I (Historical Materials on China's Modern Handicraft Industries) (Beijing 1962) 306310Google Scholar; for shipments from Fujian see Bozhong, Li, ‘Ming Qing’, 90Google Scholar, 93. For a general overview of wood imports to Jiangnan see Bozhong, Li, Jiangnan de taoqi gongyehua, 322337Google Scholar.

74 Bozhong, Li, Jiangnan de zaoqi gongyehua, 338339Google Scholar.

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78 I work through what we know of the numbers in Pomeranz, ‘More Malthusian Mythologies?’. See also Bozhong, Li, ‘Ming Qing’, 93Google Scholar on timber prices over the longer haul.

79 Osborne, Anne, ‘The Local Politics of Land Reclamation in the Lower Yangzi Highlands’, Late Imperial China 15/1 (06 1994) 2139CrossRefGoogle Scholar.

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83 Ibid., 234.

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85 Ibid., 129, 132.

86 Pomeranz, The Great Divergence, chapter 1.

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98 Pomeranz, The Great Divergence, chapter 2.

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127 Pomeranz, , The Making of a Hinterland, 138142Google Scholar. Note the parallels to the ways in which opium and prostitution were increasingly discussed, not as problems of the individual customer and his family, but as wastes of national resources; Hershatter, Gail, Dangerous Pleasures: Prostitution and Modernity in Twentieth Century Shanghai (Berkeley 1997) 249250Google Scholar and DesForges, Alexander, ‘Opium/Leisure/Shanghai: Urban Economies of Consumption’ in: Brook, Timothy and Wakabayashi, Bob Tadashi eds, Opium Regimes (Berkeley 2000) 178Google Scholar.

128 Jinzan, Wu, ‘Zhonghua Mingo linye fazhan zhi yanjiu – Minguo yuan nian zhi Minguo sanshiwu nian’, 7173Google Scholar; Pomeranz, , The Making of a Hinterland, 140Google Scholar.

129 Pomeranz, , The Making of a Hinterland, 138142Google Scholar, 146–152.

130 It is worth noting that one important ‘modern’ investment which could potentially have been spread widely across the landscape – the provision of public schooling – lagged seriously, and since it was funded locally or provincially, was concentrated in richer areas. I have argued elsewhere that Chinese literacy rates may well have declined between 1750 and 1930, though the evidence is thin. It is also probably true that the share of the central government budget going for uses besides the military, debt service, and support of the court declined in the century after 1850; this would be in very sharp contrast to most of Europe, where those three items had often taken up almost the entire state budget before the nineteenth century, but declined gradually thereafter.

131 Pomeranz, , The Making of a Hinterland, 159162Google Scholar, 201–211.

132 Ibid., 21.