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15 - Transformative Governance for Ocean Biodiversity

from Part IV - Transforming Biodiversity Governance in Different Contexts

Published online by Cambridge University Press:  26 May 2022

Ingrid J. Visseren-Hamakers
Affiliation:
Radboud Universiteit Nijmegen
Marcel T. J. Kok
Affiliation:
PBL Netherlands Environmental Assessment Agency

Summary

The ocean’s enormity and depth are illustrated by the limited ability of humankind to comprehend it. The current science and policy seascape remains largely fragmented, and as a result the integrity of marine life and the well-being of those (human and nonhuman) dependent on a healthy ocean is being negatively impacted. Fragmented governance is an indirect driver of ocean biodiversity loss due to its inability to provide synergistic solutions to address simultaneously multiple direct drivers for such loss (overfishing, land-based and marine pollution, and climate change). This governance problem is well known (Kelly et al., 2019; Watson-Wright and Valdés, 2018), and to some extent it is being addressed in ongoing international negotiations on an international instrument on marine biodiversity of areas beyond national jurisdiction (A/RES/72/249, 2017).

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Chapter
Information
Publisher: Cambridge University Press
Print publication year: 2022
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15.1 Introduction

The ocean’s enormity and depth are illustrated by the limited ability of humankind to comprehend it. The current science and policy seascape remains largely fragmented, and as a result the integrity of marine life and the well-being of those (human and nonhuman) dependent on a healthy ocean is being negatively impacted. Fragmented governance is an indirect driver of ocean biodiversity loss due to its inability to provide synergistic solutions to address simultaneously multiple direct drivers for such loss (overfishing, land-based and marine pollution, and climate change). This governance problem is well known (Reference Kelly, Ellis and FlanneryKelly et al., 2019; Reference Watson-Wright, Valdés, Werle, Boudreau and BrookesWatson-Wright and Valdés, 2018), and to some extent it is being addressed in ongoing international negotiations on an international instrument on marine biodiversity of areas beyond national jurisdiction (A/RES/72/249, 2017).

This chapter will shed new light on these well-known problems by applying the lens of “transformative governance,” understood as “formal and informal (public and private) rules, rule-making systems and actor-networks at all levels of human society (from local to global) that enable transformative change … towards biodiversity conservation and sustainable development more broadly,” with a view to “respond[ing] to, manag[ing], and trigger[ing] regime shifts in coupled socio-ecological systems at multiple scales” (Reference Visseren-Hamakers, Razzaque and McElweeVisseren-Hamakers et al., 2021: 21; see also Reference Chaffin, Garmestani and GundersonChaffin et al., 2016 and Chapter 1 of this volume). We share the editors’ views that there is a need to shift away “from the technocratic and regulatory fix of environmental problems to more fundamental and transformative changes in social-political processes and economic relations” (Reference OtsukiOtsuki (2015: 1; see also Chapter 1 of this volume). This can also help us to better understand how ocean biodiversity can contribute to “other environmental and social justice issues”Footnote 1 that are interwoven with the ocean in less visible ways than terrestrial biodiversity, such as poverty (Reference Singh, Cisneros-Montemayor and SwartzSingh et al., 2018) and resource-grabbing (Reference Virdin, Vegh and JouffrayVirdin et al., 2021).Footnote 2

In particular, the chapter will illustrate the broad recognition of the vital need for integrative and inclusive governance of ocean biodiversity, to ensure that solutions also have sustainable impacts at other scales and in other sectors, and to empower those whose interests are currently not being met and represent transformative sustainability values.Footnote 3 The complementary roles of adaptive governance (enabling learning, experimentation, reflexivity, monitoring and feedback) and anticipatory (precautionary) governance will also be touched upon. The latter has been extensively debated in international legal scholarship (Reference GustonGuston, 2014; Reference Birnie, Boyle and RedgwellBirnie et al., 2009), so we will reflect on how the former can contribute to the latter. Fundamentally, however, the chapter will focus on the role of transdisciplinary governance (the recognition of different knowledge systems and the inclusion of underrepresented types of knowledge) in supporting integration, inclusion and learning in ocean affairs for transformative change.

Accordingly, this chapter will first engage in a brief analysis of the major underlying causes of marine biodiversity loss, by drawing on global synthesis reports. Second, considering the extensive literature assessing existing regulatory mechanisms and their effects on the status and uses of marine biodiversity, this chapter proposes to focus specifically on the lessons learned for transformative ocean governance in the context of area-based management and spatial planning from the international to the local level. Finally, an alternative governance approach will be proposed as a possible way forward, building on the factual and legal interdependencies between human rights and marine biodiversity. The chapter will suggest taking a broader approach to fair and equitable benefit-sharing to shift toward transformative governance for the ocean at different scales.

15.2 Marine Biodiversity Loss: Causes and Consequences

The ocean is an integrated physical and biological system that provides a multitude of planetary services. These include the provision of half of the oxygen we breathe, absorption of 26 percent of anthropogenic CO2 emissions from the atmosphere, and rich and diverse life (UNGA, 2016: A/70/112). The full extent of the ocean’s biodiversity is not fully known or understood, but there is sufficient knowledge indicating that marine life is declining dramatically, albeit not yet irreversibly (Reference Serrao-Neumann, Davidson and BaldwinSerrao-Neumann et al., 2016). Additionally, we have limited understanding of the intrinsic, as well as the social and cultural, values of marine biodiversity, and its multiple contributions to human identity and well-being (IPCC, 2019).

The causes of marine biodiversity loss are numerous, pervasive and interconnected. Globally, the major direct drivers include overexploitation, climate change and pollution. The increasing number of zoonotic pathogens associated with biodiversity loss is also affecting marine life, as well as humans (Reference Morand, Lajaunie, Morand and LajaunieMorand and Lajaunie, 2017). Examples include outbreaks of influenza in seabird populations, and distemper morbillivirus in seal colonies (Reference Bogomolni, Gast and EllisBogomolni et al., 2008; Reference Morand, Lajaunie, Morand and LajaunieMorand and Lajaunie, 2017; Reference Waltzek, Cortés-Hinojosa, Wellehan Jr. and GrayWaltzek et al., 2012). This led to calls for a more comprehensive global approach in 2020 as the COVID-19 pandemic raged (Reference CorlettCorlett, 2020; Reference OstfeldOstfeld, 2009), and serves as a reminder of the links between human well-being and healthy, resilient ecosystems. The following subsections will explore threats to marine biodiversity on the basis of seminal global scientific assessments (UNGA, 2016: A/70/112; FAO, 2020; IBPES, 2019; IPCC, 2019).

15.2.1 Exploitation of Living and Nonliving Marine Resources

The exploitation of marine resources has brought about the largest relative impact on biodiversity since 1970 (IPBES, 2019). Illustrative examples may be drawn from fisheries and aquaculture, as well as the projected impacts of commercial mining activities in the deep seabed, all of which can contribute to habitat and biodiversity loss in the ocean.

Fishing has had the most impact on marine biodiversity in the past fifty years, including impacts across scales on target and nontarget species, habitats and ecosystems (IPBES, 2019). Combined with the effects of climate change, fishing is expected to remain a leading driver in worsening the state of marine biodiversity (IPBES, 2019). Funded by harmful government subsidies, commercial fishing fleets have expanded geographically and into deeper waters that were previously not financially viable to exploit (IPBES, 2019; Reference Sumaila, Ebrahim and SchuhbauerSumaila et al., 2019), directly contributing to a global decline in fish stocks (FAO, 2020). Fishing above sustainable levels causes negative impacts on marine biodiversity and reduces fish productivity and ecosystem functioning (FAO, 2020). Bycatch caused by nonselective fishing methods impacts marine biodiversity, and some fishing gear, such as bottom trawls and pelagic drift nets, also cause damage to habitats and biodiversity. The United Nations has recognized that the threat of illegal, unreported and unregulated (IUU) fishing goes beyond the depletion of fish populations, and there is a close nexus between the illegal activities in fisheries and transnational organized criminal activity, known as fisheries crime (A/63/111, 2008).Footnote 4 Fisheries crime threatens fish stocks and undermines the international goal to conserve and use the ocean for sustainable development (A/RES/70/1, 2015; A/RES/60/31/2006). Finally, the impacts of fisheries crime are being exacerbated by climate change (Reference CheungCheung, 2016; IPBES, 2019; NIC, 2016).

Aquaculture, whether it is coastal farming or offshore aquaculture (Reference HolmerHolmer, 2010), has been promoted as a means to address both overfishing and food security, but may have a negative impact on the environment and biodiversity, mainly arising from excess feed, pesticides and medicines leaching into the marine environment (Reference Tovar, Moreno, Mánuel-Vez and Garcı́a-VargasTovar et al., 2000). Aquaculture may affect ecosystems and biodiversity with the loss of critical habitats like mangrove or wetlands, with consequences for coastal protection (Reference Páez-OsunaPáez-Osuna, 2001), or the alteration of hydrologic regimes by the use of structures such as fish cages (Reference Eng, Paw and GuarinEng et al., 1989). The intensification of aquaculture has a dramatic effect on seabed fauna and their abundance (Reference DianaDiana, 2009; Reference Tsutsumi, Kikuchi and TanakaTsutsumi et al., 1991). In turn, coastal pollution (agriculture, hydrocarbon, heavy metals) and marine pollution affect the success of aquaculture (Reference Eng, Paw and GuarinEng et al., 1989).

15.2.2 Pollution

Pollution is the direct or indirect introduction by humans of substances that result or are likely to result in deleterious effects to the environment (UNCLOS, Art. 1(4)). Marine and coastal areas are highly vulnerable to pollution from activities on land or at sea, which have a direct impact on marine biodiversity. Land-based pollution comes in many forms, including nutrient run-off (untreated sewage), agricultural and industry run-off such as pesticides, heavy metals or oils entering river systems and then the open ocean (UNEP/EA.4/Res.11, 2019). Marine pollution can come from a variety of activities at sea, including plastics from discarded fishing gear, dumping from vessels and underwater noise (UNEP/EA.3/L.19, 2018).Footnote 5 Marine environmental pollution has gathered international attention, as captured in Sustainable Development Goal (SDG) 14.1: “By 2025, prevent and significantly reduce marine pollution of all kinds, in particular from land-based activities, including marine debris and nutrient pollution.”

Plastic pollution is pervasive in the marine environment, and the widespread impacts of macro- and microplastics on marine biodiversity at all levels are sobering. Addressing plastic pollution presents a complex governance challenge and is subject to intensified international attention. For example, the UN has highlighted the pervasive nature of plastic pollution, highlighting that between 4.8–12.7 million tons of plastic enters the ocean annually (UNEP/EA.3/L.19, 2017). The vast majority of this (~80 percent) is from land-based sources,Footnote 6 while the rest comes from maritime activities, including fishing (Reference Isensee and ValdesIsensee and Valdes, 2015), which requires stronger monitoring and control by states to prevent plastic entering ocean systems (Reference HawardHaward, 2018) and potentially new measures at the international level (Reference Borrelle, Rochman and LiboironBorrelle, et al., 2017).

Deep-seabed mining for minerals and rare-earth metals at a commercial scale occurs in areas within national jurisdiction and may soon be a reality in the Area (which is the seabed beyond the jurisdiction of any state; one of the two areas outside national jurisdiction, together with the high seas) (Reference Casson, Alexander and MillerCasson et al., 2020).Footnote 7 Noise and light pollution, as well as sediment plumes, may have a harmful effect on marine species, while the mining itself may permanently destroy deep-sea habitats and may impact communities relying on fish stocks, with potential human rights implications (Reference Miller, Thompson, Johnston and SantilloMiller et al., 2018). Deep-sea sediments act as long-term stores of atmospheric carbon, meaning mining activities may pose an additional climate risk by releasing carbon through sediment disturbance (Reference Sala, Mayorga and BradleySala et al., 2021).Footnote 8 Climate change is also predicted to alter deep-ocean environments and to be exacerbated by other deep-sea extractive activities such as oil and gas extraction and bottom fishing (Reference Levin, Wei and DunnLevin et al., 2020).

15.2.3 Climate Change

There is scientific consensus that human-induced climate change is altering the physical and chemical makeup of the ocean (Reference Stocker, Qin and PlattnerStocker et al., 2013). The main impacts of climate change on the ocean are warming (IPCC, 2019), acidification and deoxygenation, which simultaneously occur due to increasing carbon dioxide (CO2) and other greenhouse gas emissions (Reference Beaugrand, Edwards and RaybaudBeaugrand et al., 2015; Reference Molinos, Halpern and SchoemanMolinos et al., 2016). These changes are expected to persist throughout this century, as levels of CO2 increase to those unseen in human times (Reference Gattuso, Magnan and BilléGattuso et al., 2015). Transformative governance has thus been recommended by the Intergovernmental Panel on Climate Change to address and adapt to these issues (IPCC, 2018).

The consequences of climate change on marine biodiversity include species extinction, local changes in species richness, proliferation of invasive species, ecosystem collapse, and disruption of ecosystem functioning and services (Reference Beaugrand, Edwards and RaybaudBeaugrand et al., 2015; Reference Cheung, Lam and SarmientoCheung et al., 2009; FAO, 2018; IPCC, 2019; Reference Molinos, Halpern and SchoemanMolinos et al., 2016). In addition, climate change is projected to decrease net ocean primary production and fish biomass (IPBES, 2019). Changes in the distribution of fish populations from historical locations can affect livelihoods, income and food security (IPCC, 2019), and increase conflicts between fishers, communities, authorities and states, highlighting a need for adaptive governance in the conservation and management of marine species (Reference Spijkers, Singh and BlasiakSpijkers et al., 2019; SROCC, 2019).

Roughly half of the CO2 emitted by anthropogenic activities between 1800 and 1994 is stored in the deep ocean as organic matter from absorption by planktonic organisms (Reference Sabine, Feely and GruberSabine et al., 2004). Since 1980, this uptake has been between 20 percent and 30 percent of total anthropogenic CO2 emissions, causing an increase in ocean acidification (IPCC, 2019). Acidification of the ocean decreases its ability to uptake and store carbon (IPBES, 2019), and leads to habitat destruction, with coral reef ecosystems particularly under threat (IPCC, 2019), alteration of marine food webs (Reference Feely, Sabine and LeeFeely et al., 2004; Reference Kleypas, Buddemeier and ArcherKleypas et al., 1999) and sensory perception changes in marine species (Reference Dixson, Munday and JonesDixson et al., 2010; Reference Munday, Dixson and DonelsonMunday et al., 2009; Reference Munday, Dixson and McCormick2010).

As a result of both climate change and pollution, ocean deoxygenation has become a pervasive yet overlooked issue. Deoxygenation is caused by the warming of ocean waters, from agricultural run-off into rivers and from the atmosphere from the burning of fossil fuels (Reference Laffoley and BaxterLaffoley and Baxter, 2019). This causes species loss, resulting in changes in ecosystem structure and function (Reference Laffoley and BaxterLaffoley and Baxter, 2019). There has been a marked loss in ocean oxygen levels from the surface to 1000 m depth since 1970, leading to the prevalence of oxygen minimum zones, which are uninhabitable for many marine species (IPCC, 2019).

15.2.4 Lessons Learned

While our global understanding of the multiple threats to marine biodiversity is growing, ocean science is “still weak in most countries” due to limited holistic approaches for understanding cumulative impacts of various threats, and lack of capacity to conduct science (A/71/733, 2017). Low- and middle-income countries face the greatest challenges in this regard: to prevent and mitigate negative development impacts connected to the ocean, participate in traditional and emerging ocean activities (Reference Blasiak, Jouffray and WabnitzBlasiak, 2018), and predict and harness the socioeconomic benefits of ocean conservation (Reference Blasiak, Jouffray and WabnitzBlasiak, 2018). As a result, scientific understanding of the effectiveness of conservation and management responses is poor, meaning it is more difficult to predict the productivity limits and recovery time of marine ecosystems in these countries. Meanwhile, the negative social, economic and cultural impacts of degraded mangroves and corals on local communities are increasingly noted (CBD, Decision XII/23, 2014), as are the negative impacts of declining fisheries on the human rights to food and culture (A/67/268, 2012). The urgency of advancing ocean science, in and to the benefit of all countries, is expected to take centerstage globally, with the UN declaring 2021–2030 as the Decade of Ocean Science for Sustainable Development (UNESCO, 2020).

This situation is compounded by limited efforts to bridge different knowledge systems (notably Indigenous and local knowledge), which contributes to marginalizing these knowledge holders from relevant decision-making, even if these groups are disproportionally affected by the negative consequences. Furthermore, limited understanding of the benefits that derive from a healthy ocean for society and the economy fuels a “disconnect” between some communities and the ocean (Reference Jamieson, Singleman, Linley and CaseyJamieson et al., 2021). In effect, only recently have global scientific reviews highlighted the multiple dependencies of people’s right to health on the marine environment (WHO/CBD, 2015; A/HRC/34/49, 2017; A/75/161, 2020).

From a transdisciplinary governance perspective, all the facts observed and anticipated scenarios in the global reports analyzed above are not equally known, and even less equally predictable. For instance, if the recent rate of fishing capture is maintained, the collapse of some fisheries is almost certain, while others, especially close to the shores of the more important fishing nations, have already collapsed, leading these states to travel greater distances, thereby replicating the process elsewhere. It is also projected that the warming and acidification of the ocean will exacerbate this. In contrast, the severity and the intensity of the impacts that will result from deep-sea mining is very difficult to evaluate, as are as the effects of all the occurring changes that are cascading through unpredictable interactions. Here, the limited predictability of changes in the state of the ocean and marine resources is not a matter of observation, monitoring techniques or models (Reference MazzegaMazzega, 2018). Rather, unpredictability is intrinsic to the complex dynamics of the ocean system, emphasizing the need for ocean governance to be anticipatory and adaptive.Footnote 9

Furthermore, while the main trends summarized above represent scientific consensus, these global syntheses of current knowledge are based on a small fraction of the volume of articles annually published on these themes.Footnote 10 The limitation of these systematic reviews is of particular concern because the impacts of human activities and environmental changes on biodiversity are for the vast majority manifesting at relatively local scales, in specific ecosystems or biomes. They require careful observations and analysis in context (Reference Allan, Weisser and FischerAllan et al., 2013).

15.3 An Assessment of Existing Mechanisms for Ocean Governance

The international legal framework for the ocean is considered “critical” to make progress in all target areas of SDG 14: “life below water” (A/71/733, 2015). The international framework, though, is notoriously so complex and fragmented (sectorally and geographically) that it presents colossal challenges to effective, let alone transformative, ocean governance. To an extent, fragmentation is the result of historical processes of international lawmaking. The earliest marine treaties focused on clarifying the rights and obligations of states over portions of the ocean,Footnote 11 establishing safeguards,Footnote 12 regulating discharge of wastes and pollution from shipping,Footnote 13 and managing fishing resources. The next wave of treaties prioritized specific objectives, including the protection of (marine) species.Footnote 14 However, the narrow scope and diverse approaches encapsulated within these instruments often failed to consider the impacts on ecosystems in a holistic and integrated manner (Reference KimballKimball, 2001; Reference MossopMossop, 2007). As these treaties resulted in a patchwork approach to marine management, early attempts at integrated ocean governance began with the negotiations of the 1982 United Nations Convention of the Law of the Sea (UNCLOS).Footnote 15

UNCLOS, commonly referred to as the “constitution of the oceans,” firmly embodies elements of customary international law, as well as several innovative features for a more comprehensive approach to the regulation of ocean activities, including on the basis of a general obligation to protect and preserve the marine environment. UNCLOS, however, heavily relies on other international instruments and mechanisms, thereby confirming the continued relevance of sectoral and regional governance approaches.

Table 15.1 Main biodiversity-related changes

Direct drivers (climate change: CC; fisheries: F; exploitation of nonliving resources: E), spatial scales (local, regional, global), concerned conventions and organizations analyzed in the chapter. An x indicates that the authors understand the conventions concerned, or the decisions adopted under them, or the instruments deployed by the organizations have sought to address these changes and drivers. A question mark indicates the conventions or their decisions may be applicable to these changes and drivers, but need further study. The table is meant as a basis for discussion with other legal and nonlegal experts, as the understanding of governance landscape may be subject to differing interpretations.

For instance, the UN Fish Stocks Agreement (UNFSA) implements UNCLOS Articles 63–68, and 116–120 on straddling and highly migratory fish, and sets out obligations to ensure sustainable fishing activities and mitigate the impacts of fishing on the marine environment and biodiversity, applying the precautionary principle when scientific information is inadequate or absent (Art. 6). UNFSA, in turn, is significantly underpinned by regional, collaborative approaches (Arts. 9 and 15). Arguably, therefore, UNFSA both requires, and sets the conditions for, an integrative, anticipatory and inclusive approach at the regional level, which, with the correct synergies, may be scaled up to the global level. Examples of such approaches will be discussed in Section 15.2.3.

While UNCLOS reflects to some extent the evolution of natural sciences and ecosystem management by referring to the interrelatedness of the problems of ocean spaces and the need to consider them as a whole, a parallel legal development under international environmental law has also contributed to a more integrative and inclusive approach to ocean governance. This is the case of the Convention on Biological Diversity (CBD)Footnote 16 and its objectives of conservation, sustainable use, and fair and equitable benefit-sharing (Reference Morgera and RazzaqueMorgera and Razzaque, 2017). Over the years, the CBD has provided integrative tools to complement earlier biodiversity-related treaties, including the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) and the Convention on the Conservation of Migratory Species of Wild Animals (CMS) (UNEP-WCMC, 2012), and contributed to addressing the nexus between the ocean, climate change and biodiversity (Reference MorgeraMorgera, 2011; Reference Diz, Morgera and RazzaqueDiz, 2017). It has also addressed an increasing number of new and emerging human activities that pose challenges to biodiversity conservation and sustainable use, such as renewables development, which can increase demands for ocean space (UNCTAD/DITC/TED/2014/5). In doing so, the CBD has also addressed the specific concerns of Indigenous peoples and local communities (IPLC), and highlighted the importance of their knowledge (Reference MorgeraMorgera, 2020), thereby contributing to defining inclusive and transdisciplinary ocean governance.

These developments have occurred under the CBD ecosystem approach (CBD Decisions V/6, 2000; VII/11, 2004), which aims at integrating the management of land, water and living resources, and balancing the three objectives of the Convention, as well as integrating different legal and management strategies, depending on local, national, regional or global conditions (CBD Decision V/6, 2000, Annex, para. 5), through adaptive management and precaution (thereby contributing to adaptive and anticipatory governance) (Reference MorgeraMorgera, 2011). The ecosystem approach also aims to integrate modern science and Indigenous and local knowledge (CBD Decision V/6, 2000, Principle 11), as well as equity concerns, recognizing that human beings and their cultural diversity are an integral component of many ecosystems (CBD Decision V/6, 2000, para. 2). Under this umbrella, one of the key obligations under the CBD is to establish a system of protected areas (CBD, Art 8[a]). This was complemented with a target of a 10 percent increase in marine protected areas (MPA) coverage by 2020 among the Aichi Biodiversity TargetsFootnote 17 by implementing effective and equitable protection of marine and coastal areas, particularly those important for biodiversity and ecosystem services (Aichi target 11).Footnote 18 Scientific guidance for the development of representative MPA networks had been previously adopted by CBD Parties in 2008 (CBD Decision X/2, 2010, target 11),Footnote 19 and “ecologically or biologically significant marine areas” (EBSAs) have been described by states as meeting the scientific requirements to benefit from enhanced conservation and management measures, protected status and impact assessments.Footnote 20 That said, commentators (Reference Diz, Johnson and RiddelDiz et al., 2018) have underscored that while progress has been made toward the 10 percent target in quantitative terms, the qualitative elements of the MPA target (effectively and equitably managed, ecologically representative and well connected systems), which would contribute to inclusive and integrative governance, have received far less attention (Reference Rees, Foster, Langmead, Pittman and JohnsonRees et al., 2018).

Also linked to the ecosystem approach, the guidance elaborated under the CBD in relation to marine spatial planning places a focus on the need to identify stakeholder roles and interests, promoting a deeper understanding of their dependence on ecosystem services, enhancing collaboration across different cultures, and demonstrating fairness, transparency and inclusiveness, including by employing a long-term historical perspective on how current conditions and issues evolved in a given area (CBD Decision XIII/9, 2016). This approach can address one of the main sources of opposition to the creation of MPAs: rather than pitting conservation against fisheries as competing interests, it could support the co-development of MPAs as integral components of ecosystem-based fisheries management (Reference Rees, Sheehan and StewartRees et al., 2020). This approach can also support the fair and equitable sharing of benefits arising from the establishment of MPA networks (discussed in Section 15.3.1) with ecosystem stewards and traditional knowledge holders, thereby contributing to integrative, inclusive and transdisciplinary governance (Reference MorgeraNtona and Morgera, 2018).

15.3.1 A Common but Differentiated Strategy: The Use of Area-Based Management Tools in Achieving Integrative Governance of the Ocean

UNCLOS,Footnote 21 as well as treaties aimed at improving safety at sea,Footnote 22 support area-based management tools (ABMTs)Footnote 23 such as MPAs (Reference Baxter, Laffoley and SimardBaxter et al., 2016; Reference De SantoDe Santo, 2018; Reference WarnerWarner, 2019), and previous experiences led by regional organizations serve to illuminate key opportunities and challenges (Reference De SantoDe Santo, 2018). ABMTs have in effect been promoted from early on in the regional context, most notably through the Regional Seas Programme, which was birthed from early attempts by UNEP to catalyze a more specialized and integrated methodology at the regional level (Reference Akiwumi and MelvasaloAkiwumi and Melvasalo, 1998).Footnote 24 Described as one of UNEP’s most significant achievements in the past thirty-five years,Footnote 25 the concept’s linchpin is to engage neighboring countries in comprehensive and specific actions for the sustainable management and use of the marine and coastal environment (A/9625, 1974). An additional advantage of the framework is the opportunity that the Regional Seas Programme provides stakeholders to share experiences and support more integrative ocean governance. For instance, relevant states participating in the regional seas Abidjan Convention in West Africa have cooperated with the Benguela Current CommissionFootnote 26 for the management of the Benguela Large Marine Ecosystem (Reference Cochrane, Augustyn and FairweatherCochrane et al., 2009), and the OSPAR Convention for the Protection of the Marine Environment of the North-East AtlanticFootnote 27 provides almost complete coverage of the Eastern Atlantic.Footnote 28 This has led to exchanging knowledge and capacity, as well as ensuring coherent implementation of the ecosystem approach, beyond the scope of the respective conventions. That said, there is widespread understanding that UNCLOS provides limited guidance on MPA networks, and progress has been too limited in areas beyond national jurisdiction. For these reasons, ABMTs are currently being addressed in international negotiations on a new international instrument on marine biodiversity of areas beyond national jurisdiction (Reference De SantoDe Santo, 2018).

Regional fisheries management organizations (RFMOs) have also established ABMTs. The advantage of RFMOs is that they can adopt targeted management measures that are adapted to the political and ecological characteristics of a given region. The key difference with regional seas organizations is that RFMOs can adopt measures that are binding on their member states. Many RFMOs now include an ecosystem and precautionary approach to fisheries.

While such provisions do not confer upon RFMOs the mandate to regulate activities other than fisheries, they generally allow them to conduct cumulative impact assessments to evaluate the aggregate effects of human activities on the ecosystems in their regulatory area.

Nevertheless, RFMOs are still not cooperating with other organizations to the extent necessary to ensure cross-sectoral cooperation for MPAs, other area-based management and risk assessments “in adopting integrated and coherent conservation and management measures within ecologically meaningful boundaries (or ecosystem-based units/ functional units)” (Reference Diz and NtonaDiz and Ntona, 2018: 19; Reference Kenny, Campbell and Koen-AlonsoKenny et al., 2018). Thus, their sector-focused approach to management still poses an obstacle to the integrated management of fisheries (Reference Leroy and MorinLeroy and Morin, 2018; Reference Pentz, Klenk, Ogle and FisherPentz et al., 2018).

For that reason, synergies between the Regional Seas Programme and RFMOs have been pursued. One approach has been to focus on large marine ecosystems (LMEs),Footnote 29 wide areas of ocean space along the planet’s continental margins, spanning 200,000 km2 or more. LMEs are another type of ABMT that include both ocean space and connected coastal land areas, such as river basins and estuaries (Reference Sherman and AlexanderSherman and Alexander, 1986), to maintain and restore ecosystem functions. As discussed in Section 15.3.2, the establishment of the Benguela Current Commission between Angola, Namibia and South Africa, as the three states that border the LME, is an example of transformative ocean governance. The connection between the Regional Seas Programme, RFMOs and LMEs is being deepened by the Sustainable Ocean Initiative, led by the CBD (CBD, 2016).

Against this background, a case study will serve to illustrate progress and continued challenges in creating MPAs as a leading ABMT methodology that is integral to marine spatial planning for balancing ocean uses to support sustainable development and enhance ocean governance. (Reference Finke, Gee and GxabaFinke et al., 2020a; Reference Kirkman, Holness and HarrisKirkman et al., 2019). The next subsection will thus identify lessons learned in ensuring integrative and inclusive ocean governance, understood as inclusivity of diverse representative species and biodiversity hotspots, as well as of varied human dependences on marine ecosystems through stakeholder engagement, securing of resource rights, and the recognition of Indigenous and local knowledge systems that can contribute to biodiversity conservation goals (Reference MacKinnon, Lemieux and BeazleyMacKinnon et al., 2015).

15.3.2 Experiments in Integrated and Inclusive Approaches: The Benguela Current Commission and South Africa’s MSP Process

The Benguela Current Commission is a notable example of integrating and upscaling efforts between the Regional Seas Programme, RFMO and a large marine ecosystem (CBD, 2016).Footnote 30 The establishment of the Commission resulted from the cooperation over two decades in ocean governance between Angola, Namibia and South Africa toward a multisectoral ocean governance approach.Footnote 31 Cooperation culminated in several international instruments, including the 1999 Strategic Action Programme for the Ecosystem, which was given effect through a voluntary 2007 Interim Agreement on the Establishment of the Benguela Current Commission.Footnote 32 This was to ensure effective longstanding transboundary cooperation and the sustainable management and protection of the LME (Reference O’Toole, Shannon, Hemper and ShermanO’Toole and Shannon, 2003). In 2013, the Interim Agreement was replaced by the Benguela Current Convention (BCC), cementing the legal status of the Benguela Current Commission.Footnote 33

Several remarkable features of the BCC make it a good basis for more inclusive and integrative ocean governance. First, the BCC addresses the complex legacy of fragmented governance left by colonial and political histories (Reference Cochrane, Augustyn and FairweatherCochrane et al., 2009), including Angola’s independence and forty years of debilitating war (Reference Cochrane, Augustyn and FairweatherCochrane et al., 2009), Namibia’s independence from South Africa,Footnote 34 and the end of apartheid in South Africa (Reference Finke, Gee and GxabaFinke et al., 2020a), with the social impacts spilling over into the establishment and effectiveness of South Africa’s MPA system (Reference Sowman and SundeSowman and Sunde, 2018).

Secondly, the Commission links the Benguela Current Large Marine Ecosystem with the neighboring Agulhas and Somali LMEs, which is vital, as these boundaries are highly dynamic and the neighboring warmer waters directly influence the Benguela ecosystem and its living marine resources (Reference Heileman and O’TooleHeileman and O’Toole, 2001).

Thirdly, the arrangement reinforces the framework under the Abidjan Regional Seas Convention, as well as relevant regional fisheries arrangements.Footnote 35 Finally, there is an established linkage between the Benguela Current Commission and the Orange-Senqu Commission that comprises the four riparian statesFootnote 36 fed by the largest river discharging into the Benguela LME (Reference Finke, Gee, Kreiner, Amunyela and BrabyFinke et al., 2020b). This in turn allows a link between ocean management and a wetland of international importance under the Ramsar Convention.Footnote 37

The BCC allows its members to manage transboundary resources holistically while balancing different ocean users’ needs with conservation imperatives. Its objective is “to promote a coordinated regional approach to the long-term conservation, protection, rehabilitation, enhancement and sustainable use of the [LME], to provide economic, environmental and social benefits” (BCC, Art. 2). According to the BCC, member states must be guided by principles on sustainable use and management, precautionary and prevention (BCC, Art. 4; Reference VranckenVrancken, 2011), thereby providing the legal basis for integrative and anticipatory governance.

Member states and the Commission are guided by a five-year Strategic Action Programme (Reference Hamukuaya, Attwood and WillemseHamukuaya et al., 2016), which addresses the following eight themes: living marine resources; nonliving marine resources; productivity and environmental variability; pollution; ecosystem health and biodiversity; human dimensions; enhance the economic development potential; and governance (Reference HamukuayaHamukuaya, 2020). The Strategic Action Programme is based on a transboundary diagnostic analysis, consisting of a scientific and technical assessment to identify important transboundary issues related to the marine environment and their impacts on the environment and socioeconomy of the region (Reference Hamukuaya, Attwood and WillemseHamukuaya et al., 2016). Both instruments are reviewed and updated every five years.Footnote 38 The Commission included marine spatial planning into its 2015–2019 Strategic Action Programme (Reference Finke, Gee and GxabaFinke et al., 2020a) to support a variety of ecosystems and sectors, make contributions to the existing economies of member states and tackle increasing demands on the region’s marine space (Reference Finke, Gee, Kreiner, Amunyela and BrabyFinke et al., 2020b). This is in line with the progress already made under the Benguela Ecologically or Biologically Significant Areas Project (Reference Kirkman, Holness and HarrisKirkman et al., 2019), the Second National Biodiversity Strategy and Action Plan (to implement the CBD) of NamibiaFootnote 39 and Angola,Footnote 40 and the three countries’ commitment to implementing an ecosystem approach to fisheries (Reference Kirkman, Blamey and LamontKirkman et al., 2016).

Through the Benguela Current Commission, a regional working group for MSP was established to foster cooperation between different stakeholders (Reference Finke, Gee and GxabaFinke et al., 2020a), including government officials, technical experts and representatives of civil society, supporting the implementation of MSP within the three states and enabling information exchange, mutual learning and capacity-building in the form of expertise (Reference Finke, Gee and GxabaFinke et al., 2020a). These are not limited to the region. The regional working group has engaged with the European Commission, the Baltic Marine Environment Protection Commission and the Baltic Sea Spatial Planning Organization (Reference Finke, Gee and GxabaFinke et al., 2020a). A valuable output from the regional working group is enabling a uniform approach to MSP in the region (Reference Finke, Gee and GxabaFinke et al., 2020a). For the successful implementation of MSP within the region, however, extensive data is required on the state of the marine area, the impact of human activities and the effect of external pressures such as climate change.

To date, the Benguela Current Commission has undertaken projects to inform the regional MSP process, such as the spatial biodiversity assessment of marine and coastal biodiversity in the ecosystem, focusing on the ecosystem threat status, ecosystem protection levels and priority areas for protection (Reference Holness, Wolf and LombardHolness et al., 2012). In addition, through the Marine Spatial Management and Governance Project (MARISMA), member states have been supported in describing the region’s EBSAs, in line with the CBD, as part of MSP.

The main challenge facing the Benguela Current Commission, in addition to lack of long-term funding for the MSP process, is how to engage with stakeholders across different sectors as part of its efforts to strategically organize the use of the marine space, to avoid conflicts and limit threats while ensuring the long-term sustainable development of the blue economy in the region.Footnote 41 The challenge facing the Commission is, therefore, encompassing inclusive, transdisciplinary and adaptive governance.

Regarding national efforts, there are currently no MPAs legislated in Angola.Footnote 42 In Namibia, the Namibian Islands are currently the sole MPA, but will be one of seven marine areas that have been described as an EBSA under the CBD (Reference Finke, Gee, Kreiner, Amunyela and BrabyFinke et al., 2020b). South Africa has legislated forty-four MPAs in line with Operation Phakisa MPA Network.Footnote 43 Of the three states, only South Africa promulgated legislation specifically on marine spatial planning (Marine Spatial Planning Act of 2018). Nevertheless, Namibia and Angola have established similar institutional structures to South Africa, enabling different government agencies to work together to implement MSP through the National Working Groups by using experts of the MARISMA project (Reference Finke, Gee, Kreiner, Amunyela and BrabyFinke et al., 2020b). The three states are thus developing plans sequentially to focus on one marine area at a time to integrate learning from one planning process into the next (Reference Finke, Gee, Kreiner, Amunyela and BrabyFinke et al., 2020b).

In South Africa, researchers and government partners have identified Algoa Bay in the Eastern Cape as a case-study area for developing the first marine spatial plan, with a view to using lessons learned for the development of marine area plans as set out in the Marine Spatial Planning Act (Reference Dorrington, Lombard and BornmanDorrington et al., 2018). Algoa Bay has been extensively researched and is home to government-funded research platforms, therefore providing a substantial body of data, allowing an understanding and management of the complexity of legal and socioeconomic requirements, on one hand, and environmental (physical, chemical and biological) considerations, on the other (Reference Dorrington, Lombard and BornmanDorrington et al., 2018). The development of the Algoa Bay marine spatial plan is following the Intergovernmental Oceanographic Commission of UNESCO (IOC-UNESCO) ten-step approach, underpinned by the CBD ecosystem approach principles, which include recognition of Indigenous knowledge systems (CBD Decision V/6, 2000, Principle 11). This case study can, therefore, become an entry point for recognizing human rights as part of the governance of the ocean and its resources, integrating different systems of knowledge. In addition, the case study is viewed through a systems approach lens and the development of system dynamic tools/models that provide opportunities for scenario-planning and determining possible inter-sectorial impacts and environmental impacts (Reference Lombard, Ban and SmithLombard et al., 2019). Algoa Bay, therefore, entails a research-stakeholder-led “enabling approach” to developing capacities for the “governance of transformations” (i.e. governance to actively trigger and steer a transformation process).Footnote 44 It aims to bring together natural science findings and methods across fisheries, marine ecology and oceanography, with social sciences, law and art to support transdisciplinary, integrative, adaptive and inclusive ocean governance. Algoa Bay provides an example that could be scaled up not only to the national but also the regional level, including with a view to supporting the Benguela Current Commission and the Western Indian Ocean in constructively engaging with stakeholders over trade-offs, by expanding their current integrative and anticipatory governance approaches to include inclusive, adaptive and transdisciplinary approaches. Lessons learned are providing guidance for the development of the Western Indian Marine Spatial Planning Strategy (Reference Lombard, Clifford-Holmes and SnowLombard et al., 2021). This is for marine planning at a regional scale, rather than at local levels, which is considered key for the development of a sustainable blue economy (Reference Friess and Grémaud-ColombierFriess and Grémaud-Colombier, 2021).

15.3.3 Ways Forward

Among the possible ways forward for transformative ocean governance in all its dimensions at different scales, this section will investigate the potential of the interdependence between human rights and marine biodiversity to address indirect drivers of biodiversity loss, including power dynamics.

From an international law perspective, even if the CBD and its guidelines do not use explicit human rights language, they have made significant conceptual and normative contributions to the relationship with human rights, specifically with regard to Indigenous peoples’ rights to natural resources (Reference MorgeraMorgera, 2018a). As a result, the CBD and its instruments have been increasingly relied upon by international human rights bodies (A/HRC/37/59, 2018). This recognition has implications both for national-level action, as well as for international cooperation, at the global and regional levels (A/HRC/34/49, 2017, paras. 36–48), and can have a bearing on the inclusiveness and integration of ocean governance. Notably, human rights can help address, from a legal perspective, the “politics of transformative change,”Footnote 45 preventing a shifting of the burden of response onto the vulnerable; paying attention to social differentiation, through the lens of nondiscrimination; and addressing issues of power and legitimacy. In other words, human rights can serve to address questions of justiceFootnote 46 in ocean governance. The integration of international human rights law into the interpretation and application of the law of the sea, however, is not very advanced (Reference Barnes, Bogojević and RayfuseBarnes, 2018).

One way in which human rights considerations can be put into practice in the context of ocean governance, with a view to making it more integrated and inclusive, is reliance on the international legal concept of fair and equitable benefit-sharing, which is already included in the law of the sea and international human rights law, and has been elaborated upon under the CBD (Reference MorgeraMorgera, 2018b). As will be argued below, fair and equitable benefit-sharing can support transformative governance in terms of framing and agenda-setting, leadership, financial investment, capacity for learning and increasing institutionalization.Footnote 47

Fair and equitable benefit-sharing norms in the law of the sea are conceived narrowly in relation to deep-seabed mining and marine scientific cooperation (UNCLOS, Arts. 82(1) and (4), 242–244 and Part XI; Reference NoyesNoyes, 2011; Reference Salpin, Morgera, Buck and TsioumaniSalpin, 2013), and they are currently being developed with regard to bioprospecting in areas beyond national jurisdiction as part of the negotiations of a new legally binding instrument on marine biodiversity of these areas (Reference MorgeraMorgera, 2018–19). Benefit-sharing has, however, become a broader obligation in international biodiversity law (Reference MorgeraMorgera, 2016) arising from the conservation and sustainable use of natural resources (both within and outside national jurisdiction, beyond access to genetic resources) to address equity and sustainability issues as part of the ecosystem approach (Contra Reference BaslarBaslar, 1998).Footnote 48 Along parallel lines, under international human rights law, benefit-sharing has been identified as a safeguard to protect the human rights of Indigenous peoples (A/HRC/27/59, 2018, Principle 15; Reference MorgeraMorgera, 2019), small-scale fishing communities (A/RES/73/165, 2019; Reference Morgera and NakamuraMorgera and Nakamura, forthcoming) and rural women (CEDAW/C/GC/34, 2016), including in connection with their effective participation in the creation and management of protected areas. In addition, benefit-sharing is part and parcel of the human right to science (the right of everyone to benefit from scientific advancements), which reveals the human rights dimensions of interstate obligations related to scientific cooperation, capacity-building and technology transfer (International Covenant on Economic, Social and Cultural Rights, Art. 15(3); Reference MorgeraMorgera, 2015).

That said, benefit-sharing implementation is often dominated by a transactional logic to obtain a “green light” for conservation or development projects, rather than redress power asymmetries that threaten biodiversity conservation and sustainable use (Reference Martin, Akol, Phillips and SikorMartin et al., 2014). A different interpretation, however, emerges from CBD guidance that is more aligned with human rights standards. This interpretation focuses on the active participation of beneficiaries in the identification of benefits, which relies on an iterative, concerted and good-faith dialogue to develop a common understanding as part of mutual learning and an adaptive approach. Based on a combined reading of interpretative materials, “sharing” principally conveys the idea of agency, as opposed to the passive enjoyment of benefits (Reference MancisidorMancisidor, 2015), and therefore a shift away from unidirectional (likely, top-down) or one-off flows of benefits. In addition, benefit-sharing usually relies on a menu of benefits, the nature of which can be economic and noneconomic. This arguably allows taking into account, through the concerted, dialogic process of sharing, the beneficiaries’ needs, values and priorities through a contextual selection of the combination of benefits that may best serve to lay the foundation for partnership (Reference MorgeraMorgera, 2016). The expressions “fair and equitable,” which is generally left to subsequent negotiations, can be interpreted to express the rationale of balancing competing rights and interests (Reference BurkeBurke, 2014), with a view to integrating both procedural and substantive dimensions of justice (Reference KlägerKläger, 2011) into a relationship regulated by international law that is characterized by power imbalances (Reference KlägerKläger, 2011).

Applied at the multilateral level, this interpretation of benefit-sharing can support the voice of developing countries in co-identifying the benefits and needs for transformative ocean governance through the integrated implementation of capacity-building, technology transfer, scientific cooperation and information-sharing obligations (Reference MorgeraMorgera, 2016). In particular, this can be applied to the creation and management of MPA networks, with a focus on equity and power imbalances in ocean science production and area-based management and impacts at local levels. It could also support the co-development of MPAs as integral components of ecosystem-based fisheries management based on better understanding of the dependence on ecosystem services for different actors and sectors. As the Post-2020 Global Biodiversity Framework indicates, this would be aligned with the broader goal of valuing and maintaining nature’s contributions to people through conservation and sustainable use “for the benefit of all” and would take into account the importance of spatial approaches to this end:

The number of people who can benefit from nature’s contributions to people depends not only on nature’s ability to provide the benefit, but also on societies’ ability to manage their distribution, fairly and equitably, within and between generations.

(CBD/SBSTTA/24/3.Add.2, 2021, para. 36)

This approach is aligned with the innovative theory of change in the Global Biodiversity Framework, which emphasizes “a whole-of-government and society approach” for transformative change and the role of a rights-based approach and cross-scale partnerships for ensuring that “biodiversity is used sustainably in order to meet people’s needs,” notably gender equality, youth inclusion, and the full and effective participation of Indigenous peoples and local communities in the implementation of this framework (CBD/POST2020/PREP/2/1, 2020).

This co-identification and delivery of benefits can be supported by a process of institutionalization:Footnote 49 multilateral facilitative and brokering arrangements can serve to operationalize relevant duties of cooperation with a view to ensuring equitable distribution across different regions, monitoring of effectiveness, and learning from experience. The need for such an approach has already been demonstrated in other international processes, such as the International Seabed Authority (ISA) and the International Maritime Organization (IMO) (Reference Morgera and NtonaMorgera and Ntona, 2018). In addition, benefit-sharing is a key element to recognizing Indigenous peoples and local communities for their global contributions to the conservation and sustainable use of biodiversity, and to respectfully integrate their knowledge systemsFootnote 50 in relation to MPA creation and management at different levels. This could allow for the co-identification of benefits and needs for transformative ocean governance beyond the current state-centric model, with a view to enhancing both transdisciplinary and inclusive ocean governance.

The key elements of a benefit-sharing inspired multilateral approach to transformative ocean governance would then be the following:

  • Joined-up thinking on the implementation of various international obligations on scientific cooperation and information-sharing, financial and technological solidarity, capacity-building and their human rights dimensions (integrative and transdisciplinary governance);

  • Dialogue to enhance collaboration across sectors, among duty-bearers and among human rights-holders, to contribute to the achievement of international biodiversity, ocean, climate change and human rights objectives (integrative governance);

  • Deliberation and mutual learning with a view to setting priorities to the benefit of the most vulnerable (inclusive governance);

  • The provision of international institutional support for facilitating and brokering scientific cooperation opportunities;

    1. o Co-identifying information-sharing, technology transfer and regulatory and institutional capacity-building needs and available assistance; and

    2. o Building, and assessing the effects of partnerships, including public–private partnerships (adaptive governance);

  • Multistakeholder identification and assessment of obstacles, co-development of proposals for enhancement, joint monitoring and reflection on lessons learned on emerging transformative approaches (inclusive and adaptive governance); and

  • Transparency about, and assessment of, the distribution of benefits across regions, as well as good practices and lessons learned at the local, national and regional levels, with a view to ensuring fairness and equity in benefit-sharing (arising from the dialogue and incrementally shaping funding and governance across scales – adaptive governance).Footnote 51

15.4 Conclusions

These elements could be applied in the context of area-based management and spatial approaches under the ongoing negotiations of an international instrument on marine biodiversity of areas beyond national jurisdiction (Reference Morgera, De Lucia, Nguyen and Oude ElferinkMorgera, 2022), and under the Sustainable Ocean Initiative. This chapter focuses on the latter, as an already institutionalized opportunity for transformative governance. The Initiative has become a regular process to facilitate the exchange of experiences, to identify options and opportunities to enhance cross-sectoral collaboration toward internationally agreed goals and to discuss the need for specific tools, guidelines or other initiatives to strengthen collaboration among not only regional seas conventions and RFMOs, but also sectoral international organizations like the Food and Agriculture Organization of the United Nations, the IMO and the ISA (Reference Diz and NtonaDiz and Ntona, 2018). The Initiative could take the approach outlined above to understand the reasons why “many protected areas are not effectively or equitably managed,” as well as “the importance of focusing on biodiversity outcomes rather than spatial area” included within MPAs, and the “provision of ecosystem services and to maintain integrity of planetary ecological processes” (CBD/SBSTTA.24/3/Add.2, 2021, paras. 54–56). Equally, the Initiative could provide a forum to reflect on equity issues across scales in interregional scientific cooperation, notably in relation to carrying out fisheries assessments in data-poor environments (Reference Kenny, Campbell and Koen-AlonsoKenny et al., 2018), implementation of the precautionary approach to fisheries (UNFSA, Art. 6 and Annex II; A/Conf.210/2016/5, 2016, para. 36), habitat protection in the context of conflicts of use (i.e. fishing or fishing survey activities vs seismic activities) (NAFO, 2016), and the effects of climate change and ocean acidification on marine ecosystems (A/RES/72/73, 2018, para. 196). Furthermore, scientific and participatory methodologies for assessing coastal communities’ and coastal and marine ecosystems’ vulnerabilities to climate change and ocean acidification are a crucial area of scientific cooperation and capacity-building to identify adaptation measures in most vulnerable regions (Reference Cochrane, Rakotondrazafy and AswaniCochrane et al., 2017).

A reflection has already been started on the role of the Regional Seas Programme for contributing to the Post-2020 Biodiversity Framework (CBD/SBSTTA/24/INF/24, 2021). Based on the key challenge facing the Benguela Current Commission and the findings from the Algoa Bay case study in South Africa, the SOI could share learning across scales on integrating social and natural sciences insights, as well as different knowledge systems. This could support regional seas organizations to engage in complex stakeholder engagements and deliberations on trade-offs in a constructive manner, to maximize the potential for transformation, by expanding their current integrative and anticipatory governance approaches to inclusive, adaptive and transdisciplinary approaches. The Initiative could also provide a forum to engage with the increasing concentration of businesses in the blue economy and explore how to build fair partnerships with the private sector in the context of MPA networks at different scales (Virdin, 2021). These efforts could contribute to strengthening the adaptive and transdisciplinary governance dimensions of efforts on EBSAs and ABMTs across scales, contributing to implementing CBD obligations to monitor biodiversity components that require urgent conservation measures and those that offer the best potential for sustainable use through international technical and scientific cooperation on conservation and the sustainable use of biodiversity (CBD, Arts. 7 and 17–18). It could also support CBD Parties in providing the evidence base to identify processes with (likely) significant adverse impacts on biodiversity conservation and sustainable use (CBD, Art 7 (c)), as well as to assess and minimize adverse impacts (CBD, Art. 14), while building capacity by sharing cross-regional learning on transboundary MSP approaches (CBD, Art. 12; CBD/EBSA/EM/2017/1/INF/1, 2017).

At the national level, this rights-based interpretation of benefit-sharing could be explored as part of marine spatial planning processes. It could support bottom-up forms of deliberations (Reference Cotula and WebsterCotula and Webster, 2020), characterized by the agency of beneficiaries, the respect of human rights, and mutual understanding of different benefits and priorities in MPA creation and other area-based management tools, as well as in the sustainable use of marine resources and the advancement of ocean science. Such dialogues could be informed by interdisciplinary and transdisciplinary research (Reference Morgera, Parks, Schroeder, Heyvaert and Duvic-PaoliMorgera et al., 2021) to assist different actors in the respectful and constructive engagement with beneficiaries’ choice and capabilities, knowledge systems, and different worldviews of nature and development, and an understanding of different benefits and risks across scales (Reference MorgeraNtona and Morgera, 2018). The partnership that is being built among researchers from different disciplines, different sectors of government and different knowledge holders could also contribute to the contextual application of the precautionary principle and new technologies (anticipatory governance), through learning, experimentation and reflexivity (adaptive governance). Research is equally needed to document good practices in integrating the evidence base across marine sciences and social sciences through inclusive approaches, with a view to understanding barriers and opportunities to scaling up to the national, regional and international levels.

Footnotes

All the authors are part of the One Ocean Hub, a collaborative research for sustainable development project funded by UK Research and Innovation (UKRI) through the Global Challenges Research Fund (GCRF) (Grant Ref: NE/S008950/1). GCRF is a key component in delivering the UK AID strategy and puts UK-led research at the heart of efforts to tackle the United Nations Sustainable Development Goals. In addition, Mr. Hamukuaya was financially supported by the National Research Foundation (NRF) toward this research: Opinions expressed and conclusions arrived at are those of the author and are not necessarily to be attributed to the NRF.

1 Chapter 1 in this volume.

2 The term “ocean-grabbing” is increasingly utilized to refer to a situation “[w]here the benefits from use of finite ocean space and resources characterized as public goods are captured by a few, while traditional ocean users (who are often politically marginalized) lose access to resources and a just operating space within the ocean economy. For example, loss of access for small-scale fisheries, which are by far the ocean’s largest employers, has threatened human rights and exacerbated inequity” (Reference Virdin, Vegh and JouffrayVirdin et al., 2021).

3 Chapter 1 in this volume.

4 There is no universally accepted definition of fisheries crime, and different organizations describe this concept differently. The United Nations Office on Drugs and Crime (UNODC), for example, describes fisheries crime as “[a]n ill-defined legal concept referring to a range of illegal activities in the fisheries sector. These activities – frequently transnational and organised in nature – include illegal fishing, document fraud, trafficking, and money laundering. Criminal activities in the fisheries sector are often regarded as synonymous with illegal fishing, which many States do not view or prosecute as criminal offences, but rather as a fisheries management concern.” Refer to the UNODC Fisheries Crime, at https://bit.ly/3GYAGUv.

5 See also, for example, https://bit.ly/3tSSBYU.

6 Reference Isensee and ValdesIsensee and Valdes (2015) estimated that around 4.8–12.7 million tonnes of plastic is dumped in the ocean from land-based sources.

7 Article 1(1)(1) of UNCLOS defines the “Area” to be “the seabed and ocean floor and subsoil thereof, beyond the limits of national jurisdiction.” Within Namibia’s jurisdiction, commercial seabed mining activities for diamonds occur and may soon expand to mining the seabed for phosphate. (Reference Casson, Alexander and MillerCasson et al., 2020).

8 Seabed disturbance can remineralize carbon stored in the seabed into CO2 which can be subsequently dissolved into the ocean or released into the atmosphere; the following study suggests protecting the carbon-rich seabed as a nature-based solution to climate change (Reference Sala, Mayorga and BradleySala et al., 2021).

9 Chapter 1 in this volume.

10 This situation should be compared with the synthesis of knowledge on the climate (see Reference Minx, Callaghan, Lamb, Garard and EdenhoferMinx et al., 2017).

11 For example, the Byzantine Lex Rhodia, the Rolls of Oléron and the Laws of Wisby.

12 For example, the General Treaty for the Cessation of Plunder and Piracy by Land and Sea, Dated February 5, 1820 and the 1914 International Convention for the Safety of Life at Sea.

13 International Convention for the Prevention of Pollution from Ships 1973/38; Convention on the Prevention of Marine pollution by Dumping of Wastes and other Matter 1972; 1996 Protocol (London Protocol).

14 For example, the International Convention for the Regulation of Whaling (ICRW), Washington DC, December 2, 1946, in force November 10, 1948; 161 UNTS 17, 338 UNTS 336; Convention on the Conservation of Migratory Species of Wild Animals (CMS), Bonn, June 23, 1979, in force November 1, 1983, 19 ILM (1980) 15; Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES), Washington DC, March 3, 1973, in force July 1, 1975, 993 UNTS 243.

15 United Nations Convention on the Law of The Sea (UNCLOS), Montego Bay, December 10, 1982, in force November 16, 1994, 21 ILM 1261.

16 Convention on Biological Diversity (CBD) 1992, 1760 UNTS 79 (CBD), Art 1.

18 It is estimated that there are 15,292 MPAs covering 6.4 percent of the global ocean area or 14.4 percent of coastal and marine areas under national jurisdiction, as of July 2017; see www.unep-wcmc.org/; See also SDG 14.2 Update source: https://mpatlas.org/.

19 The criteria for describing “ecologically or biologically significant marine areas in need of protection and guidance” for designing representative networks of MPA required sites to reflect at least one of the listed criteria of uniqueness or rarity; special importance for life history stages of species; importance for threatened, endangered or declining species and/or habitats; vulnerability, fragility, sensitivity or slow recovery; biological productivity; biological diversity and naturalness.

20 Areas described as EBSA range from relatively small sites to very extensive oceanographic features representative of a full range of ecosystem habitats, biotic diversity and ecological processes.

21 E.g. Articles 61(2), (3) and (4).

22 Such as those under the International Maritime Organization (IMO) that give rise to special areas and particularly sensitive sea areas.

23 Area-Based Management Tools (ABMTs) could be defined as “regulations of human activity in a specified area to achieve conservation or sustainable resource management objectives.” Examples include marine protected areas, ridge to reef, marine spatial planning, areas of particular environmental interest, pollution control zones or fisheries closure (https://bit.ly/33DJlgJ).

24 UNEP, Regional Seas Programme (online) at https://bit.ly/3IyiiCg; refer also to the Strategic Action Plan document available at https://bit.ly/3GW5EN2.

27 Convention for the protection of the marine environment of the North-East Atlantic, Paris, September 22, 1992, in force March 25, 1998, 2354 UNTS 67. www.ospar.org/convention/text.

31 Two noteworthy regional cooperative initiatives were the Benguela-Environment-Fisheries Interaction & Training (BENEFIT) Programme and the BCLME Programme. The BENEFIT Programme goal was to increase the science capability required for the optimal and sustainable utilization of marine living resources of the BCLME. The BCLME Programme’s goal was “to sustain the ecological integrity of the BCLME through integrated transboundary ecosystem management.” For more information refer to Reference O’Toole, Shannon, Hemper and ShermanO’Toole, and Shannon (2003).

33 Adopted March 18, 2013; in force December 10, 2015. Available at https://bit.ly/3GXwUL3.

34 In regard to the complex legacy between South Africa and Namibia, which was formally known as South West Africa, for more detail refer to Reference DevineDevine (1986); Security Council Resolution 276 (1970); and Advisory Opinion on Legal Consequences for States of the Continued Presence of South Africa in Namibia/ South West Africa, ICJ Rep. 16, 1970.

35 See FAO, Regional Fisheries Bodies Map Viewer: www.fao.org/figis/geoserver/factsheets/rfbs.html.

36 The whole of Lesotho and parts of Botswana, Namibia and South Africa.

38 The Benguela Current Commission has undertaken to update the Strategic Action Programme document as the current one “expired” in 2019.

41 For example, the successful implementation of MSP in South Africa hinges upon elaborating marine spatial plans within the framework of South Africa’s MPAs, based on increasing representation of marine habitats, benchmarking and precaution. Reference Sowman and SundeSowman and Sunde (2018), however, underscored that a failure to address social impacts under Operation Phakisa, including historical injustices experienced by communities in the establishment of MPAs, has led to growing discontent among coastal fishing communities. The Gongqose and Others v Minister of Agriculture, Forestry and Others, Gongqose and S (1340/16, 287/17) [2018] ZASCA 87 is an example of South African case law where these conflicts were present.

42 Even though Angola has no MPAs at present, the government has recognized the potential of the blue economy and expanded the mandate of the Ministry of Fisheries. It launched a marine spatial plan to address conflicting uses of marine resources and is planning to set up the first MPA contiguous with Angola’s largest national park. These plans are coupled with the doubling of terrestrial protected areas, which are impacted by illegal occupation of the vulnerable Quiçama coastline as a consequence of the Angolan war, but also after the peace in 2002.

43 The Network is a unique initiative, developed in a unique context, with participation from seventeen ministries as part of the Operation Phakisa Oceans Economy Lab.

44 See Chapter 1 in this volume.

45 Chapter 1 in this volume.

46 Chapter 8 in this volume.

48 Who instead suggested that common heritage as such should be applied to other natural resources of different international legal status as a functional rather than territorial concept.

49 Chapter 1 in this volume.

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Figure 0

Table 15.1 Main biodiversity-related changes

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