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Judges Guarding Judges: Investigating Regional Harbours for Judicial Independence in Africa

Published online by Cambridge University Press:  09 June 2023

Sègnonna Horace Adjolohoun*
Affiliation:
Centre for Human Rights, Faculty of Law, University of Pretoria, Pretoria, South Africa

Abstract

A body of jurisprudence is emerging in Africa's most active regional courts on the independence of national judiciaries. This article reveals that while regional case law relevantly echoes efforts by municipal courts to safeguard themselves, circumstances demonstrate that such case law requires greater contextualization across systems. In this regard, the traditional paradigm of linking independence to executive appointments does not empirically stand the test of the multiplicity of independence factors, executive-free regimes have not proved effective in safeguarding independence, and legal traditions or judicial systems have increasingly become irrelevant to the effectiveness of any independence regime. Factors that transcend the traditional determinants of executive control include the nature and functions of the court involved, and the history and background of the judicial structure of the country or region. Notably, the discussion also reveals the need to strike a critical balance between individual rights to a fair trial and inter-state directive policy towards judicial independence as set out in the African Charter.

Type
Research Article
Copyright
Copyright © The Author(s), 2023. Published by Cambridge University Press on behalf of SOAS University of London

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Footnotes

*

Extraordinary Lecturer, Centre for Human Rights, Faculty of Law, University of Pretoria; Faculty Member, Constitution Building in Africa Course, Central European University.

References

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5 State obo HRDC and Others v President of Malawi and Others (Judicial Review Case Number 33 of 2020) [2020] MWHC 26 (27 August 2020).

6 Id, paras 74–75.

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9 IACHR, Report no 109/18, Case 12.840, merits. See also Casa Nina v Peru, IACHR Series C no 59, judgment of 17 November 1999.

10 Application no 3594/19, judgment of 5 May 2020.

11 African Charter on Human and Peoples’ Rights (adopted 27 June 1981, entry into force 21 October 1986) OAU Doc CAB/LEG/67/3 rev 5.

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14 Protocol to the African Charter on Human and Peoples’ Rights on the Establishment of an African Court on Human and Peoples’ Rights (adopted 10 June 1998, entry into force 25 January 2004), available at: <http://www.refworld.org/docid/3f4b19c14.html> (last accessed 14 September 2022). The African Commission was established under art 30 of the African Charter and started its operations in 1987.

15 ECCJ: Protocol A/Pl/7/91 on the Community Court of Justice (adopted and entry into force provisionally 6 July 1991, definitely 5 November 1996); SADC Tribunal: Protocol on the Tribunal in the Southern African Development Community (adopted 7 August 2000, entry into force 14 August 2011). The SADC Tribunal was disbanded in 2010 and reconstituted in 2014 after states adopted a new protocol which limits its jurisdiction to inter-state complaints. The EACJ was established under art 9 of the EAC Treaty and started its operation on 30 November 2001.

16 Art 7(1) provides for the rights to a fair trial, including the right to have one's cause heard, access competent courts and be tried by a competent court within a reasonable time, while art 26 obligates state parties to guarantee the independence of courts.

17 See arts 6(d) and 7(2) of the EAC Treaty.

18 See generally Adjolohoun and Fombad “Separation of powers”, above at note 2 at 359.

19 See for example Delcourt v Belgium, ECHR Ser A no 11, para 31.

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25 See Sutter v Switzerland [1984] ECHR 2, 8209/78 (decision and reports) 16, 173: Campbell and Fell v UK ECHR Application no 7819/77, judgment of 28 June 1984 (merits and just satisfaction), para 79; Langborger v Sweden, Ser A no 155, paras 30, 32.

26 ECHR Zand v Austria Application no 7360/76, decision of 16 May 1977, 83; Inter-American Commission on Human Rights, Report no 28/94 (Case 10.026, Panama), Annual Report 1994, 67.

27 Sramek v Austria Ser A no 84, para 42.

28 The Constitutional Rights Project (in respect of Wahab Akamu, G Adega and Others) v Nigeria (Communication 60/91).

29 LM Singhvi “The administration of justice and the human rights of detainees: Study on the independence and impartiality of the judiciary, jurors and assessors and the independence of lawyers”, UN Doc E/CN 4/Sub 2/1985/18, available at: <https://digitallibrary.un.org/record/108406?ln=fr> (last accessed 14 September 2022).

30 Campbell, above at note 25, para 80.

32 See Saba, AMThe constitutional role of Judicial Service Commission in protecting independence of the judiciary” (2019) 6 KAS African Law Study Library 105 at 105–18Google Scholar; Nkhata, MJSafeguarding the integrity of judicial appointments in Malawi: A proposed reform agenda” (2018) 62/3 Journal of African Law 377 at 383CrossRefGoogle Scholar.

33 See generally ÉG Nonnou “Le Conseil supérieur de la magistrature et l'indépendance du pouvoir judiciaire dans les états francophones d'Afrique” (2018) 4 Les Cahiers de la Justice 717 at 721–32.

34 See S Evans and J Williams “Appointing Australian judges: A new model” (2008) 20 Sydney Law Review 295 at 299–303.

35 See for instance Nkhata “Safeguarding”, above at note 32 at 387–401.

36 See generally Association des Cours Constitutionelles Francophones “L'indépendance des juges et des juridictions” (2005) Bulletin no 7, available at: <https://accf-francophonie.org/publication/bulletin-n7/#avant-propos> (last accessed 14 September 2022).

37 Communication 423/12, adopted on 18 February 2016, 19th Extraordinary Session, 16–25 February 2016.

38 Zimbabwe Lawyers for Human Rights and Institute for Human Rights and Development in Africa (on behalf of Andrew Barclay Meldrum) v Zimbabwe Communication 294/04 (2009) AHRLR 268 (ACHPR 2009), para 122; Wetsh'okonda Koso and Others v DRC Communication 281/03 (2008) AHRLR 93 (ACHPR 2008), para 79.

40 Mack Kit, above at note 37, paras 76–78.

41 Id, para 79.

42 Id, para 80.

43 Id, para 83.

44 Pursuant to art 26 of the Charter, “State Parties to the present Charter shall have the duty to guarantee the independence of the Courts and shall allow the establishment and improvement of appropriate national institutions entrusted with the promotion and protection of the rights and freedoms guaranteed by the present Charter.”

45 Gunme and Others v Cameroon Communication 266/03 (2009) AHRLR 9 (ACHPR 2009), para 211, and see paras 209–12.

46 Id, paras 12, 121–31.

47 Id, para 19(2).

48 Id, paras 209–12.

49 ACtHPR, Application no 062/2019, judgment of 4 December 2020 (merits and reparations), paras 301–305.

50 Id, paras 306–308.

51 Id, paras 319–20.

52 Id, para 322.

53 Id, para 323.

54 Id, para 48.

55 As opposed to civil law jurisdictions, JSCs in common law seldom include the president of the republic or head of the executive as an active member or chair. In instances where the executive is represented, it does not outnumber members from the judiciary, and its decision-making prerogatives are limited in respect of appointment processes and disciplinary procedures. See generally T Masengu “The vulnerability of judges in contemporary Africa: Alarming trends” (Summer 2017) 63/4 Africa Today 3; H Adjolohoun “‘Made in courts’ democracies’: Constitutional adjudication and politics in African constitutionalism” in Fombad (ed) Constitutional Adjudication, above at note 7 at 247; C Rickard “Judicial independence infringed when Uganda's Chief Justice has to ‘plead’ for funds – Constitutional Court”, available at: <https://africanlii.org/article/20200318/judicial-independence-infringed-when-ugandas-chief-justice-has-plead-funds> (last accessed 14 September 2022).

56 See generally Hourquebie, FL'indépendance de la justice dans les pays francophones” (2012) 2/2 Les Cahiers de la justice 41Google Scholar; Adjolohoun and Fombad “Separation of powers”, above at note 2 at 371–72.

57 The Kenya JSC is composed of the Chief Justice, who is its chairperson, one Supreme Court judge, one Court of Appeal judge, one High Court judge and one magistrate, elected by their peers; the Attorney General, two advocates elected by the Law Society, one person nominated by the Public Service Commission and, lastly, two members of the public, appointed by the president with the approval of the National Assembly.

58 The Malawi JSC is composed of the Chief Justice, who is also the chair; the chairman of the Civil Service Commission or his / her designate; a justice of appeal or a judge designated by the president in consultation with the Chief Justice; a legal practitioner; and a magistrate designated by the president in consultation with the Chief Justice.

59 Communication 408/11, 40th Activity Report, 2016.

60 Id, paras 1–8.

61 Id, para 8.

62 Id, paras 81–82.

63 Id, paras 84–85.

64 Id, para 86.

65 See Adjolohoun, SHThe making and remaking of national constitutions in African regional courts” (2018) 1 Africa Journal of Comparative Constitutional Law 35 at 56–57Google Scholar.

66 Communication 408/11, above at note 59, para 115(v).

67 [2014] UGGC 13.

68 Pursuant to art 152(2) of the 2006 Constitution of the DRC, the CSM is headed by the president of the Constitutional Court and is composed of 18 members, all judicial officers, representing the heads of upper and lower ordinary and military courts and state prosecution.

69 The 19 members of the CSM include only the president of the republic and the Minister of Justice, who are, however, the chair and vice-chair of the Commission. See arts 1, 2 and 3 of Loi organique n° 2017-11 du 17 janvier 2017 portant organisation et fonctionnement du Conseil supérieur de la Magistrature.

70 The Ivorian CSM is headed by a senior judicial officer appointed by the president of the republic, and is largely composed of judicial officers. See art 145 of the 2016 Constitution.

71 Ajavon, above at note 49, paras 267–69.

72 Id, paras 270–73.

73 Id, paras 276–80.

74 Id, paras 281–82.

75 Id, para 283.

76 Id, para 284.

77 Id, para 286.

78 Id, paras 285–87.

79 Id, para 287.

80 Id, para 288.

81 Id, para 289.

82 Id, para 299.

83 Id, para 295.

84 Id, para 297.

85 Alfred Agbesi Woyome v Ghana (merits and reparations) [2019] 3 AfCLR 235.

86 Id, paras 124–32.

87 Id, para 131.

88 Id, para 129.

89 See generally CM Oldfather “Judges as humans: Interdisciplinary research and the problems of institutional design” (2007) 36 Hofstra Law Review 125; Pokol, B A Sociology of Constitutional Adjudication (2015, Schenk Verlag)Google Scholar.

90 G Tusseau Contentieux constitutionnel comparé: une introduction critique au droit processuel constitutionnel (2021, Librairie Générale de Droit et de Jurisprudence) at 553–59.

92 J Melton and T Ginsburg “Does de jure judicial independence really matter? A reevaluation of explanations for judicial independence” (Fall 2014) 2/2 Journal of Law and Courts 187 at 190–91.

93 See generally M Böckenförde et al (eds) Les juridictions constitutionnelles en Afrique de l'Ouest: analyse comparée (2016, Institut pour la Démocratie et l'Assistance Electorale); AS Ould Bouboutt “Les juridictions constitutionnelles en Afrique: évolutions et enjeux” (1997) 13 Annuaire International de Justice Constitutionnelle 31.

94 See generally P Massina “Le juge constitutionnel africain francophone: entre politique et droit” (2017) 3 Revue Française de Droit Constitutionnel 641; Diakhate, MLes ambiguïtés de la juridiction constitutionnelle dans les états de l'Afrique noire francophone” (2015) 3 Revue du Droit Public et de la Science Politique en France et à l’Étranger 785Google Scholar.

95 Tusseau, Contentieux constitutionnel, above at note 90.

96 Application no 010/2020, judgment of 27 November 2020 (merits and reparations).

97 As opposed to other courts in the region, the EACJ's jurisdiction expressly extends, among other things, to enforcing the rule of law as a fundamental community principle under arts 6(d) and 7(2) of the EAC Treaty. A significant number of the EACJ's rulings involve failure of member states to abide by the rule of law; this is not the case in other similar courts which deal occasionally and only implicitly with rule of law-related questions. On the jurisdiction of the EACJ and its relevant case law, see generally Possi, AStriking a balance between community norms and human rights: The continuing struggle of the East African Court of Justice” (2015) 15 African Human Rights Law Journal 192CrossRefGoogle Scholar.

98 See Simon Peter Ochieng and Another v Attorney General of Uganda Reference no 11 of 2013 [55].

99 Id, para 56.

100 Id, para 59.

101 Id, para 60.

102 Id, para 63.

103 Id, para 66.

104 See Karuhanga, above at note 67.

105 ECW/CCJ/JUD/08/18, judgment of 19 February 2018.

106 Id, 4–6.

107 ECW/CCJ/JUD/07/20, judgment of 24 June 2020.

108 Id, paras 49–57.

109 ECW/CCJ/JUD/28/20, judgment of 10 November 2020.

110 Id, paras 130 and 137.

111 James Katabazi and 21 Others v The Secretary General of the East African Community and the Attorney General of the Republic of Uganda, Reference no 01/2007, EALS Law Digest 29.

112 [2000] AHRLR 235 (ACHPR 1999) Communication 143/95; 150/96, para 30.

113 Katabazi, above at note 111, para 57.

114 See generally Wiebush, M et al “Backlash against international courts: Explaining the forms and patterns of resistance to international courts” (2018) 14 International Journal of Law in Context 197Google Scholar; Soley, X and Steininger, SParting ways or lashing back? Withdrawals, backlash and the Inter-American Court of Human Rights” (2018) 14 International Journal of Law in Context 237CrossRefGoogle Scholar; and Adjolohoun, SHA crisis of design and judicial practice? Curbing state disengagement from the African Court on Human and Peoples’ Rights” (2020) 20 African Human Rights Law Journal 1Google Scholar.