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The Security Council and international criminal law*

Published online by Cambridge University Press:  07 July 2009

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There is no agreed definition of international criminal law, but the term is a useful way of describing those aspects of public international law and domestic law that are concerned with crimes having an international aspect or dimension. It therefore ranges from the important, but generally unexciting, topic of mutual assistance in criminal matters to the more gripping subject of ‘international crimes’. That term is a convenient way to describe those offences that are the concern of every state because they corrode society. Even when the crime is committed on behalf of a state, international law places individual criminal responsibility on those who commit them. Furthermore, international law generally allows states to prosecute international crimes regardless of where they are committed or the nationality of the accused (universal jurisdiction). The acts constituting international crimes are not a new invention but as old as mankind, but, with the notable exception of piracy, it was only in the twentieth century that a concerted international effort was made to confront them. We will look at how the Security Council has tried to deal with international crimes, inevitably in a piecemeal way.

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Articles
Copyright
Copyright © T.M.C. Asser Press 2002

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References

1. Bassiouni usefully distinguishes between (1) the international legal source of international crimes and (2) enforcement mechanisms, like extradition and mutual legal assistance, that depend on both international and domestic mechanisms: see Bassiouni, C.M., ed., International Criminal Law, 2nd edn. (Ardley NY, Transatlantic Publishers 1999) at pp. 417Google Scholar, in which he takes a lengthy overview of the topic.

2. On individual criminal responsibility, see Cassese, A., International Law (Oxford, Oxford University Press 2001) Ch.XII.Google Scholar

3. Res. 96(I). See Schabas, W.A., Genocide in International Law: the crimes [sic] of crimes (Cambridge, Cambridge University Press 2000) at p. 4.Google Scholar

4. 78 UNTS 277 (Reg. No. 1021).

5. Res. 95(I).

6. Watts, A., The International Law Commission 1949–1998 (Oxford, Oxford University Press 1999) Vol. III, p. 1657, n. 4.Google Scholar

7. Ibid., at pp. 1658–1765.

8. Ibid., Vol. II, at pp. 1447–1627.

9. UNTS Reg. No. 38544: ILM (1998) p. 999. See Schabas, W.A., An Introduction to the International Criminal Court (Cambridge, Cambridge University Press 2001).CrossRefGoogle Scholar

10. Watts, op. cit. n. 6, Vol. III, at p. 1698.

11. See Crawford, J., ed., The International Law Commission's Articles on State Responsibility (Cambridge, Cambridge University Press 2002), at pp. 1620 and 3538Google Scholar, and compare with Pellet, A., ‘Can a State Commit a Crime? Definitely, Yes’, 10 EJIL (1999) p. 425CrossRefGoogle Scholar; and Pellet, A., ‘The new Draft Articles of the International Law Commission on the responsibility of states for internationally wrongful acts: A requiem for states’ crime?’, 32 NYIL (2001) pp. 5579.CrossRefGoogle Scholar

12. A.-G. of the Government of Israel v. Adolf Eichmann, 36 ILR 5.

13. See Fawcett, J., ‘The Eichmann Case’, 38 BYIL (1962) p. 181.Google Scholar

14. See Jennings, R. and Watts, A., eds., Oppenheim's International Law, Vol. I, 9th edn. (London, Longman 1992) pp. 388390, n. 16.Google Scholar

15. Alvarez-Machain, ILM (2002) p. 130.Google Scholar

16. In practice, the Council uses this formulation rather than that of Article 39 (‘shall determine the existence of any threat to the peace, breach of the peace, or act of aggression’). Even in the first Iraq resolution (660 (1990)) the Council could not bring itself to utter the crude word ‘aggression’.

17. See Guillaume, G., ‘Terrorisme et Droit’, 215 Hague Recueil (1989) pp. 287416.Google Scholar

18. See Resolutions 337 (1973), 457 (1979) and 461 (1979).

19. S/17554. See also Resolutions 618 (1988), 638 (1989), 667 (1990) and 674 (1990).

The practice of issuing such presidential statements had been developing and was to increase in the 1990s, despite the fact that they require at least a consensus of the Council members, and therefore any member can ‘veto’ their issue. Presidential statements have recently come into the limelight (see the preamble to Resolution 1441 (2002).

20. See S/18641.

21. For the full history of the struggle to obtain the accused for trial, see Aust, A., ‘Lockerbie: the other case’, 49 ICLQ (2000) pp. 278 et seq.CrossRefGoogle Scholar

22. S/23500.

23. See S/24378 and Res. 769 (1992), 771 (1992), 787 (1992), 819 (1993)(Srebrenica), 824 (1993)(‘safe areas’), 859 (1993), 941 (1994) (ethnic cleansing in Bosnia) and 1034 (1995).

24. The writer fully believed in the arguments against an international tribunal, mainly due to his having served as Legal Adviser to the British Military Government in Berlin in the late 1970s, which included responsibility for Spandau Prison and its sole prisoner.

25. As to how the Council does its work informally, see Aust, A., ‘The Procedure and Practice of the Security Council Today’, in Dupuy, R.-J., ed., The Development of the Role of the Security Council (Hague Academy Workshop/Dordrecht, Martinus Nijhoff 1993) pp. 365374.Google Scholar

26. Unlike the Statute of the ICTR, the ICTY Statute was not annexed to the resolution but can be found in S/25704 + Add. 1, and now in numerous other places.

27. Not to mention Art. 16 of the Statute and the use or misuse of it by Resolution 1422 (2002) and agreements between the United States and other States pursuant to Art. 98.

28. ILM (1991) p. 726. For details about the Convention, see Implementation Kits for the International Counter-Terrorism Conventions (Legal and Constitutional Affairs Division, Commonwealth Secretariat, London 2002) pp. 224241.Google Scholar

29. A fuller statement could not be produced in case it might prejudice the trial.

30. Parallel action was taken by the United States, but, for simplicity, we may sometimes speak only of action taken by the United Kingdom.

31. 974 UNTS 177 (Reg. No. 14118); UKTS (1974) 10. For a detailed commentary, see the Implementation Kits, loc. cit. n. 28, pp. 75–101.

32. See Art. 5(3): ‘This Convention does not exclude any criminal jurisdiction exercised in accordance with national law.’ Starting with the Hague Convention for the Suppression of Unlawful Seizure of Aircraft 1970 (860 UNTS 105; UKTS (1972) 39), this provision is found in all the universal counter-terrorism conventions that provide for universal jurisdiction. See further, Implementation Kits (n. 27 above), pp. 45–74.

33. The case was discontinued in October 2003 by agreement.

34. S/23221, S/23226.

35. S/23308.

36. S/23306.

37. S/1999/726.

38. In 1991 the Libyan Police Syndicate had sent a cheque for £250,000 to the United Kingdom Police Dependants Trust, which the latter declined. Later, in November 1999, Libya, having expressed its regret at the killing of policewoman Fletcher, paid an undisclosed sum to her parents.

39. S/23918.

40. S/23226.

41. S/23306, S/23307 and S/23308.

42. A/46/840 and A/46/840 Corr 1.

43. S/23396.

44. In Res. 665 (1990), and later resolutions, the use of minimum force is translated into UN English as ‘measures commensurate to the specific circumstances as may be necessary’. Unlike Art. 2(4) of the Charter itself, Council resolutions today avoid use of the word ‘force’, especially when authorising its use.

45. S/23574 and S/23672.

46. ICJ Rep. (1992) p. 3; ILM (1992) p. 662. Later, in Lockerbie (Libya v. United Kingdom) (Preliminary Objections), ICJ Rep. (1998) p. 9, the Court found that it had jurisdiction.

47. UN Reg. No. 34375; S/1998/166. See Aust, A., Modern Treaty Law and Practice (Cambridge, Cambridge University Press 2000) pp. 2021Google Scholar, and Ch. 3, about the misleading use for treaties of the designation ‘Memorandum of Understanding’.

48. S/24209.

49. S/26859.

50. S/1994/900.

51. S/26859.

52. S/26500.

53. But not published.

54. S/26523 and S/26629.

55. S/1995/226.

56. S/1997/991.

57. S/1994/373, S/1995/834, S/1997/35, S/1997/273, S/1997/406, S/1997/497 and S/1997/529.

58. See S/1997/529, para. 6.

59. S/1998/795.

60. The text of the resolution, and of the letter, is annexed to the Netherlands/UK Agreement: see UKTS (1999) 43, at pp. 14 and 16. For the texts in Dutch, see Trb. 1999 No. 1, p. 19.

61. S/1999/378 (ILM (1999) p. 939).

62. See S/PRST/1999/10 confirming the suspension of sanctions as from 5 April 1999.

63. S/1999/726, para. 18. Under French law if a person convicted in absentia is later apprehended, a full trial must be held.

64. Res. 2625 (xxv); ILM (1970) p. 1392.

65. Cf., the Dutch Taliban of Afghanistan Sanction Orders of 2001, infra pp. 315–316.

66. See the judgment of the European Court of Justice in Centro-Com (case C-124/95).

67. Since any Council resolution needs to have 9 affirmative votes and no veto, if any 7 members vote against or abstain they can prevent adoption. Since there are 10 elected members and usually 5 or 6 are non-aligned, it is not difficult (at least arithmetically) to muster 7 abstentions or negative votes. In practice, this possibility is an important factor that has to be taken into account by all members.

69. EU legislation already allowed for humanitarian exceptions (Common Position 2001/931/ CFSP of 27.12.01 and Regulation 2580/2001 of the same date implementing SCR 1373). In the United Kingdom there has been one application for release of funds to pay private school fees. It was rejected. See also Resolution 1455 (2003).

70. UNTS Reg. No. 37517. See Aust, A., ‘Counter-Terrorism – A New Approach’, Max Planck Yearbook of United Nations Law (2001) pp. 285306.Google Scholar

71. See Art. 2(1).

72. Although there have been one or two challenges to listings, no listing by the United Kingdom for the purpose of its implementing legislation has yet been challenged.

73. The late Szasz, Paul C. in ‘The Security Council Starts Legislating’ (96 AJIL (2002) pp. 901905CrossRefGoogle Scholar) was also not concerned at this development. He pointed out that earlier resolutions, such as 1265 (1999), 1291 (1999), 1296 (2000), 1314 (2000) and 1325 (2000) dealt in general terms with matters such as the protection of women and children during armed conflicts, albeit only Resolution 1291 (2000) on the Democratic Republic of the Congo was made under Chapter VII.

74. The handful which are of some significance would include Resolution 242 (1967) and Resolution 688 (1991), on which the British, French (initially) and US governments relied to justify intervention in Northern Iraq for humanitarian purposes, and later to establish the two no-fly zones. Contrary to popular belief, the zones were never authorised or endorsed by the Council.

75. There is still no Chapter VII resolution on Palestine, though there may be sound political reasons for this continuing until there is a freely negotiated settlement.