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Divergent Learning and the Failed Politics of Soviet Economic Reform

Published online by Cambridge University Press:  13 June 2011

James Clay Moltz*
Affiliation:
Research Fellow at the Institute of International Studies of the University of California, Berkeley
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Abstract

Attempts at economic reform in the late Gorbachev years suffered from a critical lack of consensus among top leaders on the desired direction of change. As the crisis worsened, top leaders did not band together but instead fell back upon their underlying organizational interests, adopting new economic programs largely to promote their own political constituencies. This article critiques the “collective learning” literature that has been applied widely to explain the Gorbachev reforms, and it suggests a typology to account for its strengths and weaknesses in both foreign and domestic policy settings.

In examining the politics of the late Soviet economic crisis, it proposes a model of divergent (rather than collective) learning and suggests the new concept of “borrowing” to explain the instrumental use of foreign economic models by rival Soviet politicians.

Type
Research Article
Copyright
Copyright © Trustees of Princeton University 1993

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References

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16 Herbert Simon has called this “selective attention,” that is, political leaders exhibit a “deliberate ignoring of the remainder of a package of information] as irrelevant to the subject's goals and motives.” See Simon, , Administrative Behavior: A Study of Decision-Mailing Processes in Administrative Organization, 3d ed. (New York: Free Press, 1976), 309.Google Scholar

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18 Ibid., 273. Breslauer explained that evidence of differentiation among leaders could be traced to the necessity of “authority building” within the Politburo.

19 Ibid. As Breslauer correctly cautioned on the limits of the learning model as he looked beyond 1990: “To be an effective contributor to problem solving, learning processes require a stable frame of reference. When the situation changes fundamentally … lessons derived from earlier experience may no longer be applicable. That is precisely what has happened to Gorbachev's economic reform program” (p. 276).

20 Gourevitch (fn. 2), 19.

21 For an excellent analysis of these processes from a public policy perspective, see Richard Rose, “What Is Lesson-Drawing?” and Bennett, Colin J., “How States Utilize Foreign Evidence,” both in Journal ofPublic Policy 2 (January–March 1991).CrossRefGoogle Scholar

22 For a previous use of this term, see Moltz, James Clay, “Commonwealth Economics in Perspective: Lessons from the East Asian Model,” Soviet Economy 7 (October–December 1991).Google Scholar

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24 An epistemic community is a group of individuals united by shared beliefs about cause-and-effect relationships in a particular domestic or international policy environment; the group is united across institutional, professional, and sometimes national boundaries. For our purposes, it may include Soviet academics, industrial officials, Foreign Ministry bureaucrats, and advisers in various Central Committee departments who promoted a particular set of economic reforms. For a detailed discussion of this concept, see the special issue of International Organization (“Knowledge, Power, and International Policy Coordination,” ed. Peter M. Haas) 46 (Winter 1992).

25 See “An Interview with Gorbachev,” Time, September 9, 1985, p. 24.

26 Ibid. He admitted only one area of Soviet weakness: “We have not yet learned proper managerial skills as is required by a modern economy.”

27 For an analysis of the nuances of the debate at this time, see Aslund, Anders, Gorbachev's Struggle for Economic Reform (Ithaca, N.Y.: Cornell University Press, 1991), 2568.Google Scholar

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34 Figures provided by Russian economist Aleksey Isyumov, IREX Younger Scholars U.S.Soviet Exchange in International Economic Security, Rockefeller Center, Dartmouth College, October 11–14, 1991.

35 Despite its illegality, this practice continued throughout the final days of the Soviet Union.

36 Kuzin, D. V. et al., Ekpnomicheskiy uspekh: novye faktory v sovremennyKh usloviyakh (Economie success: New factors in contemporary conditions), A Report of the Sector on Foreign Experience and Criticism of Bourgeois Theories (Moscow: Institute of Economics, USSR Academy of Sciences, December 21, 1989), 11.Google Scholar

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40 For more details on these changes, see Moltz (fn. 22).

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42 Unfortunately, these goals often worked at cross-purposes, something Gorbachev did not realize until late 1991.

43 For more on the Shatalin plan, see Lavigne, Marie, “Financing the Transition in the USSR: The Shatalin Plan and the Soviet Economy,” Public Policy Paper 2 (New York: Institute for East-West Security Studies, 1990)Google Scholar; on the various revisions of the plan, see Schiffer, Jonathan R., “Soviet Territorial Pricing and Emerging Republican Politics,” Journal of Soviet Nationalities 1 (Fall 1990), 6768.Google Scholar

44 Interview in Soyuz 43 (October 1990), 2 (FBIS-SOV-90–224, pp. 45–47). Abalkin further stated that the accelerated time frame of the Shatalin plan and unpredictable effects made it “unrealistic” (p. 46).

45 Alekseyev in Izvestiya, November 10, 1990 (FBIS-SOV-90-224, p. 51).

46 For one example of this school of economic thinking, see Vorobyev, V., “Bread Roll for One in Ten?SovetsKaya Rossiya, December 16, 1989, p. 3 Google Scholar (FBIS-SOV-89–244, p. 85). The article is a scathing critique of Moscow mayor Gavriil Popov's promarket reform proposals.

47 She is particularly well known for her letter in Sovetslaya Rossiya of March 13, 1988; th letter criticized the Gorbachev reforms and stirred up rumors of a conservative coup attemf by Ligachev.

48 Remarks by Yanayev quoted by TASS, December 26, 1990 (FBIS-SOV-90–248, p. 10).

49 The only form of learning this does approximate is Deutschs rare “pathological” learring (fn. 5).

50 One author summarizes these views by saying that Rasputin is “an ultra-nationalist who wants to strengthen the Soviet military and is contemptuous of Western-style democracy and free markets.” See Braun, Aurel and Day, Richard B., “Gorbachevian Contradictions,” Problems of Communism 39 (May-June, 1990).Google Scholar

51 See Solzhenitsyn, Alexander I., “Kak nam obustroit' Rossiyu” (How we can reestablish [Old] Russia), Literaturnaya Gazeta, September 18, 1990, pp. 16.Google Scholar

52 For more on the philosophy of this wing, see Darst, Robert G. Jr, “Environmentalism in the USSR: The Opposition to the River Diversion Projects,” Soviet Economy 4 (July-September, 1988).Google Scholar

53 Information from comments by Soviet economists attending the IREX Younger Scholars Exchange on International Economic Security (fn. 34).

54 For further details regarding these trips, see Moltz (fn. 22).

55 See Ovchinnikov, , “Formula for Success,” Business in the USSR 15 (March 1991), 5859.Google Scholar

56 Remarks by economist Vladimir Popov at the IREX U.S.-Soviet Younger Scholars Exchange on International Economic Security (fn. 34).

57 Parks, Michael, “Yeltsin Party Fragments over Russian Unity,” Los Angeles Times (San Diego County Edition), November 11, 1991, p. A8.Google Scholar

58 This finding is supported by other work in the international relations literature. See e.g., Pool, Ithiel de Sola and Kessler, Allen, “The Kaiser, the Tsar, and the Computer: Infor mation Processing in a Crisis,” in Rosenau, James N., ed., International Relations and Foreign Policy: A Reader in Research and Theory (New York: Free Press of Glencoe, 1961).Google Scholar

59 For a comparative historical case, we might consider Soviet borrowing from the American experience in the 1920s and 1930s. This interest grew out of Soviet respect for the mass production processes pioneered by Henry Ford and other leading American industrialists, as well as for rapid advancement of the United States as a world power after World War I.