Taphonomic processes in deep-water environments differ markedly from those in shallow waters. These differences are illustrated by the preservational style of a large cetacean skeleton lying at the bottom of the Santa Catalina Basin in 1,240 m of water. The degree of skeletal articulation contrasts with that documented in the shallow North Sea where gas-filled, buoyant carcasses disarticulated during flotation. Increased hydrostatic pressure at greater depth is presumed to have prevented the whale carcass from floating and promoted increased levels of preservation. We present a model that relates gas evolution during decay to carcass buoyancy with depth. Application of this model may ultimately allow the degree of skeletal articulation to be used as a rough index of paleobathymetry.

When the isthmian land bridge triggered the Great American Interchange, a large majority of land-mammal families crossed reciprocally between North and South America at about 2.5 Ma (i.e., Late Pliocene). Initially land-mammal dynamics proceeded as predicted by equilibrium theory, with roughly equal reciprocal mingling on both continents. Also as predicted, the impact of the interchange faded in North America after about 1 m.y. In South America, contrary to such predictions, the interchange became decidedly unbalanced: during the Pleistocene, groups of North American origin continued to diversify at exponential rates. Whereas only about 10% of North American genera are derived from southern immigrants, more than half of the modern mammalian fauna of South America, measured at the generic level, stems from northern immigrants. In addition, extinctions more severely decimated interchange taxa in North America, where six families were lost, than in South America, where only two immigrant families became extinct.

This paper presents a two-phase ecogeographic model to explain the asymmetrical results of the land-mammal interchange. During the humid interglacial phase, the tropics were dominated by rain forests, and the principal biotic movement was from Amazonia to Central America and southern Mexico. During the more arid glacial phase, savanna habitats extended broadly right through tropical latitudes. Because the source area in the temperate north was six times as large as that in the south, immigrants from the north outnumbered those from the south. One prediction of this hypothesis is that immigrants from the north generally should reach higher latitudes in South America than the opposing contingent of land-mammal taxa in North America. Another prediction is that successful interchange families from the north should experience much of their phylogenetic diversification in low latitudes of North America before the interchange. Insofar as these predictions can be tested, they appear to be upheld.

Crinoid genera of the subclass Camerata generally dominated Late Silurian through Middle Mississippian pelmatozoan echinoderm assemblages. This dominance reached a peak during the early and middle Mississippian (Kinderhookian-Meramecian), but abruptly ended at the close of the Genevievian Stage (=lowermost Chesterian) in eastern North America. During the Genevievian Stage, crinoids of the subclass Inadunata became taxonomically more diverse but a few camerates, especially Platycrinites and Batocrinus, continued to be numerically dominant in many pelmatozoan assemblages. In eastern North America, platycrinids and batocrinids were reduced drastically near the Genevievian-Gasperian boundary. So obvious is this faunal change that, until recently, the Meramecian-Chesterian Series boundary was recognized as the last occurrence of Platycrinites penicillus. The sudden and drastic decline of numerically dominant platycrinids and batocrinids in eastern North America suggests a mass extinction, but is better interpreted as a range contraction and loss of dominance. Platycrinids, in particular, continued to be significant components of pelmatozoan assemblages in Europe and Asia long after the end of the Genevievian Stage. We infer that this reorganization of pelmatozoan assemblages in eastern North America was a product of predation, siliciclastic tolerance, and current-energy preference, with predation playing a major role. Reorganization resulted in post-Genevievian dominance by (1) cladid crinoids, (2) camerate crinoids that were cladid homeomorphs, and (3) the blastoid Pentremites. Foraminifera, conodonts, corals, brachiopods, bryozoans, and other echinoderm groups were affected little, if any, during this same time.

Studies in the past 20 years have often interpreted size fluctuations in fossil mammal remains as a response to climatic change, in accord with Bergmann's rule. However, such paleoecological inference requires careful consideration of changes in community composition that could cause ecological character displacement or release. Recent size gradients of mammals should be screened for the possibility of character displacement if fossil size gradients are to be used as a “paleothermometer” for past climate. The use of teeth in paleontological studies as a measure of body size presents a further complication; for several carnivore guilds, it appears that competitive pressures act most strongly on tooth size. Teeth may therefore inaccurately estimate body size, even if body size accurately indicates climatic conditions. In the fossil record different species exhibit different size patterns under the same conditions of climatic change, and the same species may show diametrically opposite size fluctuations under similar conditions of climatic change, in different regions.

Three major arguments have been raised against the crucial claim, documented by Whittington and colleagues for the Burgess Shale fauna, and so contrary to traditional views, that disparity of anatomical design reached an early maximum in the history of multicellular life: (1) the presence of many early taxa with low membership and high rank is an artifact of naming; (2) cladistic analysis of Burgess arthropods negates the claim for greater early disparity; and (3) Whittington's argument is a retrospective fallacy based on assigning high rank to differentia only by virtue of their later capacity to define major branches. I show that all these arguments are either false or illogical, and that the claim for increased early disparity is justified: (1) Taxonomic rank is an artifact, but no one has ever based a claim for greater disparity on this false criterion. (2) Cladistics can only deal with branching order, whereas disparity is a phenetic issue. These two legitimate aspects of evolutionary “relationship” are logically distinct. The rooting of a cladogram only illustrates monophyletic ancestry (which no one doubts, as we are not creationists), and cannot measure disparity. (3) The active stabilization of the differentia of Baupläne (for genetic and developmental reasons only dimly understood) provides a powerful rationale for weighting these characters in considerations of disparity; nothing had so stabilized in the Burgess fauna. If these differentia were steadily changing contingencies, rather than actively stabilized features with “deep” architectural status, then the retrospective argument would be justified. Although the three arguments are wrong, the claim for greater early disparity cannot be confidently established until we develop quantitative techniques for the characterization of morphospace and its differential filling through time. This is a dauntingly difficult problem, much harder than cladistic ordering, but not intractable.

When the Bering Strait between Alaska and Siberia opened about 3.5 Ma during the early Pliocene, cool-temperate and polar marine species were able to move between the North Pacific and Arctic-Atlantic basins. In order to investigate the extent, pattern, and dynamics of this trans-Arctic interchange, I reviewed the Recent and fossil distributions of post-Miocene shell-bearing Mollusca in each of five northern regions: (1) the northeastern Atlantic (Lofoten Islands to the eastern entrance of the English Channel and the northern entrance of the Irish Sea), (2) northwestern Atlantic (southern Labrador to Cape Cod), (3) northeastern Pacific (Bering Strait to Puget Sound), (4) northwestern Pacific (Bering Strait to Hokkaido and the northern Sea of Japan), and (5) Arctic (areas north of the Lofoten Islands, southern Labrador, and Bering Strait).

I have identified 295 molluscan species that either took part in the interchange or are descended from taxa that did. Of these, 261 are of Pacific origin, whereas only 34 are of Arctic-Atlantic origin. Various analyses of the pattern of invasion confirm earlier work, indicating that there is a strong bias in favor of species with a Pacific origin.

A geographical analysis of invaders implies that, although trans-Arctic interchange contributed to a homogenization of the biotas of the northern oceans, significant barriers to dispersal exist and have existed for trans-Arctic invaders within the Arctic-Atlantic basin. Nevertheless, trans-Arctic invaders in the Atlantic have significantly broader geographical ranges than do taxa with a pre-Pliocene history in the Atlantic.

Among the possible explanations for the asymmetry of trans-Arctic invasion, two hypotheses were explicitly tested. The null hypothesis of diversity states that the number of invaders from a biota is proportional to the total number of species in that biota. Estimates of Recent molluscan diversity show that the North Pacific is 1.5 to 2.7 times richer than is the Arctic-Atlantic, depending on how faunistic comparisons are made. This difference in diversity is much smaller than is the asymmetry of trans-Arctic invasion in favor of Pacific species. Rough estimates of regional Pliocene diversity suggest that differences in diversity during the Pliocene were smaller than they are in the Recent fauna. The null hypothesis was therefore rejected.

The hypothesis of ecological opportunity states that the number of invaders to a region is proportional to the number of species that became extinct there. The post-Early Pliocene magnitude of extinction was lowest in the North Pacific, intermediate in the northeastern Atlantic, and probably highest in the northwestern Atlantic. The absolute number and faunistic importance of post-Early Pliocene invaders (including trans-Arctic species, as well as taxa previously confined to warm-temperate waters and western Atlantic species that previously occurred only in the eastern Atlantic) was lowest in the North Pacific, intermediate in the northeastern Atlantic, and highest in the northwestern Atlantic. Further support for the hypothesis of ecological opportunity comes from the finding that hard-bottom communities, especially those in the northwestern Atlantic, show a higher representation of molluscan species of Pacific origin, and are likely to have been more affected by climatic events, than were communities on unconsolidated sandy and muddy bottoms. Support for the hypothesis does not rule out other explanations for the observed asymmetry of trans-Arctic invasion.

A preliminary study of species-level evolution within lineages of trans-Arctic invaders indicates that anagenesis and cladogenesis have been more frequent among groups with Pacific origins than among those with Atlantic origins, and that the regions within the Arctic-Atlantic basin with the highest absolute number and faunistic representation of invaders (western Atlantic and Arctic) are the regions in which speciation has been least common among the invaders. The asymmetry of invasion is therefore distinct from the asymmetry of species-level evolution of invaders in the various northern marine regions.

Patterns of bipolar or antitropical distributions occur in a diverse array of marine invertebrate, vertebrate, and plant groups in the eastern Pacific Ocean. Available geologic and paleontological evidence does not support vicariance as a process in the creation of these distributions but instead favors biotic interchange between hemispheres. Moreover, the timing of these events suggests several breaches (both northward and southward) of the tropics rather than a single event. The fossil record is extremely important in delimiting potential hypotheses and allowing correlation with vicariance events. The congruence of some interchanges with major regional tectonic activity and others with Pleistocene glaciations is not surprising and argues for a plurality of mechanisms. Extinction of endemic taxa following interchange among marine invertebrates is rare, and none of the antitropical distributions reviewed here suggests that the arrival of a taxon in the adjoining hemisphere resulted in the extinction of an endemic taxon. Instead, interchange and endemic taxa coexist. In contrast to the extinction patterns, the patterns of radiations are extremely diverse with some immigrant taxa undergoing remarkable radiations, whereas other taxa are represented by single species. Temperate nearshore rocky communities in both the northern and southern hemispheres appear to be mosaics of species that share common ancestry (because of interchange), are cosmopolitan, and have independent origins within the region. Although some communities appear to be organized around products of interchange (e.g., kelp forests of California and Chile), only the taxa have immigrated; linkages and interactions between species are independent and locally derived.