Skip to main content Accessibility help
×
  1. Home
  2. Books
  3. Managing Records in Global Financial Markets
    Principles and Practice in Records Management and Archives
    • You may already have access via personal or institutional login
  • Select format
  • Publisher:
    Facet
    Publication date:
    June 2018
    August 2011
    ISBN:
    9781856049177
    9781856046633
    DOI:
    https://doi.org/10.29085/9781856049177
    Dimensions:
    Weight & Pages:
    Dimensions:
    Weight & Pages:
    • Subjects:
    Humanities, General
You may already have access via personal or institutional login
    • Selected: Digital
    Add to cart View cart Buy from Cambridge.org
    Subjects:
    Humanities, General
    Facet logo 563x216
    Information

    Book description

    Although there are a number of publications covering records management generically, very few are focused on the challenges for business, and global business in particular, and fewer still on regulatory, legal and governance issues associated with managing records in the global banking and financial sector. This book fills the gap by exploring these complex issues and offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. While the book focuses on the financial sector, it will also be of relevance to multinational businesses in other sectors, covering as it does the issues that arise from operating across borders and in different jurisdictions. The book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches. Expert contributors to the book come from Europe, North America and Australasia and include legal, regulatory and technology specialists as well as records managers and archivists. Whilst the book reflects recognized records management principles, the accessible language used will assure its value to information professionals and others without a formal records management background. This book will be essential reading for records managers, archivists and information professionals who manage records in the financial sector. It will also be invaluable for individuals in a wide range of disciplines who rely on records, and their effective management, to meet the increasing number of legal and regulatory obligations to which financial institutions and global businesses are now subject. These include compliance professionals, privacy and data protection officers, risk managers and IT specialists, together with the senior managers, directors and chief operating officers who have ultimate accountability for ensuring compliance and mitigating risk.

    Refine List

    Actions for selected content:

    Select all | Deselect all
    • View selected items
    • Export citations
    • Download PDF (zip)
    • Save to Kindle
    • Save to Dropbox
    • Save to Google Drive

    Save Search

    You can save your searches here and later view and run them again in "My saved searches".

    Please provide a title, maximum of 40 characters.
    Cancel
    ×

    Contents

    Contents

    Metrics

    Full text views

    Total number of HTML views: 0
    Total number of PDF views: 0 *
    Loading metrics...

    Book summary page views

    Total views: 0 *
    Loading metrics...

    * Views captured on Cambridge Core between #date#. This data will be updated every 24 hours.

    Usage data cannot currently be displayed.

    Accessibility standard: Unknown

    Why this information is here

    This section outlines the accessibility features of this content - including support for screen readers, full keyboard navigation and high-contrast display options. This may not be relevant for you.

    Accessibility Information

    Accessibility compliance for the PDF of this book is currently unknown and may be updated in the future.