Preliminary Remarks
Why should we care about dialectic? With Hegel, we can probably say three things in answer to this question: (1) It is the task of philosophy to justify all principles of thought. This seems impossible because, for every justification, one must presuppose other principles. We can therefore only be helped by a way of thinking that develops a non-discursive, non-linear justification strategy. Dialectic is such a way of thinking. (2) In philosophy, we are looking for good determinations and good ways of determining things. There are phenomena for which many of us would say that we do not do them justice if we determine them based on a simple principle of either/or. They are too complex, too dynamic, or too full of tension. For example, we want to say what freedom is. It seems wrong to say that it means limiting oneself for the sake of other people. But it also seems wrong not to say that it means limiting oneself because of others. We can only be helped by a way of thinking that allows us to think about dynamics and tensions. Dialectic is such a way of thinking. (3) Even a superficial glance at the history of philosophy reveals that there are things (and concepts) about which one can make conflicting claims, each of which can be well justified. For example, there are conflicting claims in philosophy’s history about whether there are a priori concepts. It is unsatisfactory to simply say that one claim is right and the other is wrong. We need a theory that can take account of the conflicting claims. This is dialectic.
If this is the case, why should we hesitate at all to embrace dialectical thinking? Hegel’s opponents have at least three answers to this: (1) Dialectic is not a transparent procedure. It is something of a sleight of hand. In particular, it is unclear where the necessity assumed to guide dialectical movement according to Hegel is supposed to come from. (2) Dialectic suggests that it is about contradictions; in reality, it is about tensions, and no special procedure is needed to think or harmonise them. (3) In dialectic, something is attributed to things or ‘thinking’ that should be attributed to the decision of the thinking subject. In dialectic, for example, there is often a transition from the descriptive to the normative or from the individual to the general or from one perspective to another. These transitions are presented as if they lie in the thing or the concept, thereby inadmissibly excluding alternatives. All this speaks against dialectic.
The pros and cons are addressed in this Element. However, the Element will attempt to uncover a theory of dialectic in Hegel and contextualise it historically. By looking at the pros and cons that have already been mentioned, it is easy to see that assessing and discussing them appropriately requires a great deal of preliminary work.
1 Introduction and First Sketch of Hegel’s Dialectic
In this Element, I intend to argue that Hegel’s philosophy contains a dialectical method and that Hegel develops this conception of a dialectical method uniformly across his various works. Dialectic is a method in which contradictions and negations play a special role: it stands in a special (intimate) relation to reality. Hegel himself probably held the view that dialectic can only be understood dialectically. This makes a text on dialectic somewhat difficult to write and understand. I have not tried to write dialectically about dialectic, but it seems to me that it is nevertheless appropriate to write about this subject in a special way. I have done this in the following sense: I begin, in this introduction, with a sketch of dialectic in which much is only hinted at. The reader will therefore have to accept some provisional explanations in this introduction and some repetition of topics as we proceed. In Section 2, I will then answer the question of what dialectic is by analysing some central passages in Hegel’s work. I have chosen passages in which Hegel talks about dialectic, and I do not interpret them in chronological order but from the most central (for me) to the less central. This kind of textual work is important because the dominant history of dialectic after Hegel makes it vital to go back to what he said about this concept.Footnote 1 Based on this text analysis, I will then put forward some basic questions of interpretation. In Section 3, I will consider a broader context by embedding Hegel’s conception of dialectic very roughly in the history of dialectic. Then, in Section 4, I will try to give an overview of the (secondary) literature. Some aspects of the history of how Hegel’s dialectic was received will again play a role here. These two parts on literature and history take up a relatively large amount of space because the concept of dialectic has a particularly interesting reception history, and it plays a not always conscious but decisive role in our understanding of Hegel. In Section 5, I will again develop my interpretation of Hegel’s concept of dialectical movement. The role of contradictions and the understanding of negation will be discussed against the now richer background. Furthermore, the relation between reality and logic must be dealt with again. Attention must also be paid to the extent to which transitions in thinking can or should be legitimised in dialectic (such as that from the descriptive to the normative). In Section 6, I will return to the topic of ‘contradictions in reality’. This is not only about interpreting examples but also about thematising their multitude. One of the difficulties with Hegel’s understanding of dialectic seems to lie in the following: so many different kinds of examples can be given for a dialectical movement – semantic (the concept of being), logical (the logical principles of thought as, e.g., the principle of identity), social (recognition; power and exploitation), juridical (the relation of reward and punishment), political (the relation of state and civil society), psychological (habits; being oneself), and even more. There are serious reasons to doubt that all these examples are ultimately structured by one idea (‘the dialectic’). It therefore seems to me that an important question is how we can understand this multitude of examples. In Section 7, I try to uncover some advantages and disadvantages of the dialectical method. I will return to some critical questions here. The crucial point will be what Hegel means by saying that we need a dialectical method in philosophy because we cannot arrive at philosophical solutions using other methods.
Dialectic is a way of thinking whereby a movement is carried out in which different determinations are brought into a connection that considers their differences and commonalities by conceptualising them as moments of a movement. The differences are such that they can be formulated as contradictions. And ‘moment’ is not primarily to be understood as something temporal but as something like being part of another. For example, I can think of freedom as both the satisfaction of my individual needs and the common political will of all.Footnote 2 These two determinations seem mutually exclusive, and perhaps can even be formulated as contradicting each other initially, because the common will can be understood in a way that excludes our striving to satisfy our individual needs. However, together, the two determinations can make up the concept of freedom if I specify both ways of being free in such a way that the other kind of freedom is revealed as part of the whole. The latter is only possible if freedom is thought of as a dynamic process. Dialectical thinking is necessary because there are cases whose circumstances and relations have a structure to which one cannot do justice with other ways of thinking. Dialectic is thus a method of thinking. It is the method of rational or ‘speculative’ thinking, which can be distinguished from other kinds of thinking, such as thinking of what Hegel calls the ‘understanding’. It implies that thinking (properly grasped) is a complex and somehow circular and repetitive movement.
But the matter is even more complicated. Ironically, one could say that at this point we need to understand dialectical thinking itself more dialectically: contrary to what we might initially assume, dialectic is also, firstly, a way of thinking that should somehow encompass the other ways of thinking too. Secondly, although dialectic as a method of thinking can be presented as distinct from reality (which Hegel does in the Logic), the relation to reality is again one in which we must maintain that thinking and reality, despite all differences, ultimately constitute a common movement. These dialectical determinations of dialectic will be spelled out later. To reduce the complexity of my first sketch, I treat thinking and reality as two issues that can be considered independently and start Section 1.1 from thinking.
1.1 Thinking
What does it mean to say that thinking (properly understood) is a dialectical movement? The dialectical method of thinking has to do with 1.1.2 contradictions and 1.1.2 negation.Footnote 3
1.1.1 Contradictions
I will say more about what ‘contradictions’ are over the course of this Element, but here I am talking about contradictions in the sense that contradictory claims can be made about something – like the claims that something is blue and not blue. By contradiction, I mean a relation in which one element or proposition contradicts another. The thesis to be elaborated in this Element is that, for Hegel, articulating a contradiction in a moment of thinking is constitutive in determining something.Footnote 4 One could say that dialectical movement represents a movement of thought in which two contradictory statements about a concept are brought together in a third, more complex statement that forms the basis of a richer concept. According to Hegel, many complex concepts need to be developed in this way: for Hegel, freedom, space and time, recognition, life, perception, reality, and so on are concepts that are – properly developed and grasped – unities of processes in which contradictory statements play a crucial role. Although I sometimes use colour examples (something is blue and not blue) because they make it relatively easy to illustrate certain things, I think a distinction needs to be made here: the attribution of contradictory colour predicates (blue and not blue) can happen, but it is not a necessary part of the determination of objects or the object in question. This is where this example differs from other examples, such as freedom. Let’s assume that we have quite simple concepts as the starting point of a dialectical movement; with respect to them, contradictory statements arise. These are brought into relation to each other, resulting in a more complex concept. For example, we can take a concept of perception that takes perception as immediate awareness. Then two contradictory statements could be made about the object of perception: (1) the object is a simple unit and (2) the object is a multiplicity of properties. As long as we take perception as immediate awareness, we cannot accept both statements. But we can if we take perception as a product of mediation.
On closer examination, contradictory statements appear at various points. Firstly, one can formulate contradictory statements on the one hand about one concept – as in the example of perception – or, on the other hand, between propositions about different concepts (Being and Nothing). Here, the assumption seems to be that one kind of contradiction can be transferred to another. (The concept of being is contradictory in itself, and it becomes clear that it is also contradictory to the concept of nothing.) Secondly, there are contradictions at two levels. To understand this, we have to bear in mind that we can talk about two elements/individual items (or tokens). And we can speak of the individual and the universal. In both relations, contradictions can appear. There can be a contradiction between the elements that are in relation to each other and between the elements and what they have in common or in general. These two contradictions are also linked for Hegel (and negation plays an important role here).
To illustrate what I mean by this second point, I will again take freedom as an example. In this example, I shall switch between concepts and reality. Contrary to how I introduced this example before, I start now from a different point, namely from the relation between individuals. This is the first level, and a contradiction should arise here. It may go like this: when I want to say what freedom is, I come to the claim that, if I am free, my will can determine itself autonomously. Thus, I can act according to my will. As something that is not limited, according to this understanding, freedom is absolute. In this way, however, it excludes the freedom of all other individuals. This contradicts the assumption that all people are free. Thus, we can say it may be better that my freedom has its limits in the freedom of the other person or that my free acts can only go as far as the freedom of the other person is not violated. It seems that I have to limit my freedom to make the latter possible. So we have two contradictory statements about freedom: freedom is absolute and not absolute (because the other individual is also free). In other words, the claim that one person is free contradicts the claim that others are free. This – the relation between individuals – is the first level of the consideration. For Hegel, the solution to this contradiction lies in the claim that the freedom of all makes one’s own freedom and the freedom of others possible (and also absolute, but on another level). But, to come to this solution, we have to see that there is a second contradiction,Footnote 5 namely the one between two different concepts of freedom: the concept of individual or personal freedom and the concept of general or common freedom. The mediation between these two concepts of freedom should also explain why the contradiction between the freedom of all individuals (the contradiction on the first level) is not disastrous in the end. Hegel’s solution is not that all personal freedom must be subordinated to general freedom. Instead, the solution is that general freedom is constituted by the individual ones, so that there is both difference and identity at the level of individuals, as well as between individual and common freedom. It is important to see that the problem does not only exist at a conceptual level, and that the solution is not to replace one concept of freedom with a better concept of freedom. It is true that the concept of individual freedom seems to contain a contradiction. Nevertheless, there really is this individual freedom (according to Hegel), and it is not simply a wrong concept.Footnote 6 Dialectic is necessary to show how the concept of individual freedom is rational. It is rational if we reconstruct it in the context of another concept of freedom that initially seems to contradict it.
The point here regarding dialectic is that we can only understand what freedom is if we take the opposition of one individual and the other individual seriously, which should also mean that we have to conceptually comprehend that freedom contains mutually exclusive and contradictory determinations. When we think about freedom, we run into contradictions for which we have to seek a solution that is only possible because we give the matter a new twist. To do this is to make a dialectical movement. The realisation of my will can be in tension with the realisation of another person’s will. We must then say that the claim that I am free contradicts the claim that the other person is free. This is the correct description of the situation as long as the persons don’t have a conception of freedom according to which freedom includes the self-limitation of the different persons. So, at least in some sense, we can see why contradictions are part of dialectic: although Hegel’s concept of freedom ultimately contains no contradictions, the formulation of contradictions is important for this concept of freedom. If we did not consider the contradictory statements as contradictions, we would not grasp the character of freedom. This is so firstly because we would not understand that freedom is the achievement of a constellation of elements that are not per se in a harmonious relation with one another. Secondly, without thinking about contradictions, we would also miss what freedom is, because even ‘successful freedom’ (meaning a concept of freedom in which the contradictions are resolved) still contains these tensions. However, these tensions are no longer dominant and disastrous but integrated as moments of a whole. Individual needs and their fulfilment are an expression of freedom, and they often contradict each other. It is only because they are embedded in a common togetherness that we can still live together in freedom.Footnote 7
1.1.2 Negation
The process already involves negation (though not in the sense of a logical operator) insofar as contradictory statements are in a relation of negation. In addition, negation should play a special role in the ‘turn’ I have mentioned. Tentatively formulated: the negation relations of the various assumptions develop a dynamic in which even negation ultimately becomes a kind of affirmation. My freedom negates the freedom of the other. Although this is not yet propositional, this kind of negation leads to statements that involve types of opposition and relations of negation. It seems that only one of the statements can be true: that I am free or that the other is free. The statements about the freedom of individual needs present themselves as mutually exclusive and negating. However, when considering what freedom is, we also come to a point where we see ourselves as active participants in a state that we all support. At that moment, we as individual persons all negate all individual freedom. This is because the general is recognised as dominant within the individual.Footnote 8 This leads to a new relation of negation: the statement that there is general freedom includes a negation of the statement that freedom emanates from the individual and that individual needs are an expression of freedom. However, if we jointly acknowledge general freedom, we (can) also acknowledge individual freedoms as moments of this general freedom. Here, an alternation of negation and recognition takes place: by all of us negating individual freedom, this individual freedom is rehabilitated. General freedom depends on individual freedom, but individual freedom is absolute only as general freedom, and individual freedom is limited by general freedom. We might even say here: individual freedom must be negated to be realised.
The role of contradictions and relations of negation is decisive for Hegel’s understanding of thinking as a dialectical movement. So far, I have only provided a vague idea of this, but I will return to it repeatedly in the Element. A slightly different third point that is also part of the grounding idea of dialectic should be added: the beginning of thinking plays a special role in dialectical thinking.Footnote 9 Dialectic is an immanent process, that is, thinking to which nothing is external. For Hegel, this is linked to the thesis that the beginning of philosophy already contains – even if only implicitly – ‘everything in itself that is then developed’. This is why Hegel also works with the concepts of ‘in itself’, ‘for itself’, and ‘in and for itself’, as well as with ‘abstract’ and ‘concrete’, to take account of this idea of immanent development.
1.2 Reality
What does it mean to say that reality is dialectically constituted? Hegel means this in (at least) two respects: that reality is full of contradictions and that these must undergo a dialectical movement. First, when we think about reality, we do so in contradictions. Second, reality is not static but a becoming in which opposites play an essential role.
In Section 1.1.1 on contradictions, I sometimes spoke in a way that left it unclear whether I was talking about reality or statements about it. Let’s assume that, so far, we have referred to statements: for example, I cannot simultaneously say that there is individual freedom and that there is general freedom. These statements are mutually exclusive or are in a relation of negation to each other. Since both are justified (according to Hegel), we must try to mediate between them. What about reality, then? Are there contradictions in reality?
Hegel seems to be saying this because he talks as if the contradictions are in real life. One can interpret this in different ways. First, this way of talking can be understood as being only metaphorical. Second, one can claim that Hegel talks like this because he wants to say that there are oppositions that must be expressed in thinking as contradictions. In this second sense, we can say that reality is contradictory – we mean by this that it is to be expressed in contradictions. Third, one can offer another theory of contradictions that justifies this talk of contradictions as being in reality. In what follows, I will argue for the second option: reality leads to contradictory statements about it. However, I also think Hegel has a new, special theory of contradictions (which might sometimes sound like the third option), and I think it is important to add that, for Hegel, reality is not independent of thinking. Because Hegel thinks that reality is structured essentially by thinking, it can also be said that the structure of thinking can be found in reality.Footnote 10
The most significant point about this option is that the contradictions here do not only concern concepts. This is clear from what I have said so far. I have said, for example, that one does not do justice to the concept of freedom if one does not think of the contradiction between individual freedoms. When we say something like that, we usually mean that things are that way: things are such that we have to think of them partly in terms of statements that contradict each other, and thus it is not just a matter of concepts.Footnote 11 Otherwise, we could simply have a concept of freedom that contradicts itself and is therefore a useless concept that must be abandoned. For Hegel, however, this is not what is meant, for the concept of individual freedom cannot simply be abandoned. What needs to be clarified is how we resolve the contradictions that it causes in thinking.
For now, it is enough that we get a first hint as to why we can say that reality is dialectical: reality is a dynamic movement in which oppositions play a constitutive role that we can only grasp if we, in thinking, perform a movement in which, in a moment, we articulate the opposition as contradiction. This is what we do in dialectical thinking.
This is my first sketch of what dialectic is in Hegel. According to this sketch, dialectic is a movement of thought in which contradictory determinations are analysed in such a way that they are articulated clearly as contradictory and that it is recognised that they are to be taken into account. However, they can also be recognised as moments that together can form different moments of a more comprehensive movement. According to Hegel, one can also say more generally, and not only about thought, that dialectic is a movement of both thinking and reality in which contradictory elements are brought together in a development in which the changes of the elements are related to their standing in a relation of negation to each other. I will develop this sketch in the following sections.
2 Hegel’s Texts and Fundamental Interpretative Questions
Did Hegel develop the conception of dialectic I have sketched? Did he develop a full theory of dialectic at all? If Hegel developed a theory of dialectic, where is it to be found? Can it be found in specific passages of the work, or does it embody his method of philosophy in a way that we as interpreters must uncover, so that we reconstruct his theory? It is true that Hegel does not speak of the ‘dialectical method’ but of the ‘scientific method’ or ‘speculative method’.Footnote 12 He links this talk of scientific or speculative method with dialectic and ‘the dialectical’ – this will become clear in the passages I shall interpret. He does this in a way that leaves it unclear whether he wants to call the method itself the dialectical method. However, because of this close connection between method and dialectic, I think we can speak of the dialectical method: a method that works with contradictions, negations, and sublation, with which we can comprehend movements, and with which we also understand that concepts and reality cannot be separated. As will become clear in the following, Hegel sometimes speaks of one (or two) moment(s) of his method as dialectical. Some scholars would say that we therefore cannot identify the whole method with the dialectical. However, I would answer that Hegel wants to allow a change in the meaning of dialectic within his philosophy: it is negative, but it becomes positive or speculative (I shall come back to this in Section 2.2).Footnote 13 For this reason, we can also call the scientific method a dialectical method. Otherwise, for example, it would not be convincing that Hegel criticises Plato and Kant for having a negative understanding of dialectic (as is spelled out in Section 3).Footnote 14
As we shall see shortly, Hegel’s works contain some relevant passages concerning dialectic. However, Hegel also points out in these passages that the method can be found everywhere in his philosophy. Therefore, any work on Hegel’s dialectic is also a ‘reconstruction’, that is, something that must go beyond the explicit statements on dialectic. It is mainly because of the latter that we must also recognise that we are giving the concept of dialectic in Hegel a meaning that will probably be influenced by the history of its reception.
There are a few passages in which Hegel helps scholars determine what dialectic is. The most substantial one is found in the last part of his Logic (SL 739ff. [GW 12: 240ff.]). There is another substantial one in the introduction to the Logic (SL 31–38 [GW 21: 36–43]). Other important passages for Hegel’s theory of dialectic can be found in the Encyclopaedia and the Phenomenology.
2.1 Some Passages from the Logic
I will begin with the passage at the end of the ‘Logic of the Concept’ from Hegel’s Logic. It is about the method of logic (SL 741 [GW 12: 242]). The same is true of the passage in the introduction to the Logic that is the other important passage about dialectic in Hegel’s work (see later in this section). Therefore, it can surely be stated that, for Hegel, dialectic is most relevant for the method of thinking. As already indicated, I would go further and say that it can be identified with the scientific method of thinking because of its close connection and characteristics: Hegel’s ‘speculative’ and ‘scientific’ method can be called the ‘dialectical’ method. It should also be said that he considers this method the most adequate method of thinking and thinks it is the method of his Logic and his philosophy in general. Although I maintain the thesis that it is important to see that, for Hegel, dialectic is a method of thinking, I also think it is important to recognise that he does not consider it to be only applicable to thinking. Generally (and vaguely), I would say that, for Hegel, thinking is so deeply involved in what reality is that he would say the dialectical is never only an ‘external’ method we simply use to think reality.
The passage from the ‘Logic of the Concept’ contains (a) a brief historical excursus and (b) various explanations of what dialectic is. We find an explanation of key aspects such as opposition, negation, beginning, and form. In addition, Section 2.1.3 explains what dialectic means for philosophy as a system and a science.
2.1.1 Historical Excursus
Regarding the historical excursus, it should be noted that Hegel argues against understanding dialectic only as an ‘art of speaking’. An understanding of dialectic as a procedure for the exchange of opinions fails to recognise that there are contradictions where it is not the case that one of the contradictory items is true and the other is false. In these cases of contradiction, there is not always a resolution that enables one proposition to be rejected. Hegel particularly credits Plato and Kant for seeing dialectic as more than this. The idea that his method takes up the dialectic of Plato and Kant is significant, on the one hand as a historical outline (which I will come to in Section 3) and on the other hand as a basis for characterising dialectic. The main point here is that, for Plato, Kant, and Hegel, dialectic is (according to Hegel) seen as a kind of thinking that has as a part of itself a thinking with or through contradictions.
Hegel wants to distinguish himself from Plato and Kant by not agreeing with their claim that dialectic only produces negative results. Thus, although Plato and Kant recognised that contradictions can be essential for philosophy, they still (according to Hegel) overlooked the positive result of this. Hegel sees the peculiarity of his dialectic in the ability to consider that a positive result can be achieved by passing through contradictions. For example, regarding Kant’s texts, one could say that, according to Hegel, one has not fully grasped the concept of causality as long as one does not see that the (third) antinomy arises, because (also according to Kant, but without his seeing this himself) causality is determined in terms of content by the distinction between purposiveness and freedom. According to Hegel, we can say that (in Kant’s text) one learns something positive about the concept of causality in the antinomy.
2.1.2 Key Expressions
In this passage of the Logic (SL 741 [GW 12: 242]), ‘the dialectical’ could be understood as ‘thinking through the contradictory’. At the same time, the dialectical should be thought of as a moment in the determination of something. This moment is actually composed of two moments, which Hegel also distinguishes as the analytic and the synthetic (SL 741 [GW 12: 242]) or as the first and the second dialectical moment (SL 745 [GW 12: 245]). The first moment, the analysis, reveals what lies in the concepts being analysed. Here, a contradiction arises (or may arise). In the second moment, this contradiction becomes the subject. Thinking through this contradiction also seems to involve resolving it. This sounds puzzling. Hegel usually tries to explain it primarily by referring to the concepts ‘negation’ and ‘negativity’. In this first passage from this part of the Logic (the ‘Logic of the Concept’), however, he does not yet refer to negation. He only states that ‘its subject matter … [proves] through the determinateness … to be an other’ (SL 741 [GW 12: 242]). I think this means the following: to understand that the synthetic or second moment means changing the contradiction and also resolving it, it is crucial to realise that it is thinking that makes the determinations. First, the fact that thinking pays attention to its activity makes it clear that what is referred to is not to be thought of statically but dynamically. What is referred to is changed by the activity of referring: it is dynamic. Second, this activity of thinking implies the possibility of perspectives and levels that allow the contradiction to be resolved. For example, in the analytical moment, a certain colour can be both attributed and not attributed to an object (sometimes it appears blue and sometimes it does not). In the second moment, when the activity of determination comes to the fore, we can see that the object is blue but that it is blue under generally defined lighting conditions, which also allows us to explain why it is not blue at certain moments. We can only think of objecthood in this way if we abandon the idea of a simple given and think of an object as a dynamic relation of interrelated determinations. Thus, contradictions are resolved by mediating the determinations in various ways through something general that was not explicit in the first moment. One consequence of reproducing the mediations is that the determinations can both be asserted as moments of the object’s determinateness.
Hegel expresses this point in this passage of the Logic by saying that the second moment includes and preserves the first as its moment (SL 744f. [GW 12: 245]). Perhaps this idea of preservation can be illustrated by another example: when we listen to a melody, we hold the first notes in our minds while we listen to the others. According to Hegel, this is only possible through a dialectical movement: we can only hear the melody as a melody because the notes are present and past at the same time, and they can only be so because we actively hear them as moments of the melody, that is, mediated by what they express together.
Can one capture what I just said through the concept of negation, as Hegel tries to do? One can see different negations in the two moments and in their relation to each other. However, the fact that one can see different relations of negation also makes it confusing again. But I do think there is a basic idea behind the various aspects: the contradiction that arises in the analysis is a negation in which the contradictory elements negate each other. If the first moment is not understood dialectically, one of the contradictory elements must be excluded. This is the first negation. This negation (of the exclusion of something) of the first moment is negated in the second moment (SL 744f. [GW 12: 244f.]). For the second moment is intended to show, among other things, that none of the elements must be excluded. This – the negation of the first negation – is a second negation. In contrast to the one that excludes, it integrates the elements.Footnote 15
In addition to this basic idea, other relations of negation can be identified. A negation of the first can be seen in the second in that it is (in various respects) the opposite of the first: that simple, this complex; that immediate, this mediated; and so on. Since, in this sense, the first and second moments stand in opposition, they also negate each other. So we can also say that the first moment hides the activity of determining that is reflected in the second moment. Thus, the (intrinsic) activity that comes to light in the second moment is negated in the first moment.Footnote 16
What is distinctive here is that the second movement, in negating the first, does not abandon it. Rather, as Hegel says, it preserves it through a self-reflective negation. Though the first and second moments are in contradiction, there is asymmetry in the fact that the second negates the first without excluding it, that is, it performs a different kind of negation. We can return to the colour example: the complex attribution of ‘blue’ and ‘not blue’ ascribes ‘being blue’ to the table in such a way that it includes ‘not being blue’ as a moment of certainty (under non-ideal lighting conditions) and therefore does not simply negate it.
The basic structure of dialectical thinking is therefore a transition from one moment to another, in which the second moment is a conscious resumption of the first, with the effect that the first moment is preserved as a moment in the second.
In this passage, not only does Hegel speak of these two moments but he also speaks of a ‘third’ (SL 746 [GW 12: 247]). He clarifies that the movement does not have to have precisely three steps but can also include more. He also clarifies that the steps are not to be thought of separately from one another. He therefore says that the ‘third’ ‘is not a dormant third but, exactly like this unity, self-mediating movement and activity’ (SL 747 [GW 12: 248]). However, the ‘third’ is also distinct from the two moments explained so far, despite his emphasis that the moments are moments of a whole movement. Hegel makes this (i.e. that the third moment is also something distinct from the other two) clear by describing the third as the ‘second immediate’ (SL 746 [GW 12: 247]). The ‘third’ is thus presented as something in which identity is re-established. This, in turn, seems to be related to the fact that the contradiction is removed in the third moment. This can be interpreted in several ways, which I shall explore in more detail later.
Dialectic is therefore a method by which something is determined by resolving contradictions through a process of negation, whereby the fact that one has arrived at contradictions and resolved them step by step should be a determining factor for what one determines. Since this is the case, and since it is realised in the process, dialectic can also be seen as an attitude towards contradictions. Hegel says this very clearly in the Logic (SL 745 [GW 12: 246]). This attitude is characterised by the fact that one sees it as one’s task to think through contradictions. Furthermore, someone who follows this method is characterised by the fact that they do not conduct the determinations in a linear way but in a back-and-forth,Footnote 17 in which a thing is examined from different directions.
Several other things are worth noting in this passage of the Logic. Some remarks refer to the ‘beginning’ and the question of the sense in which everything that is developed already lies ‘in the beginning’ (SL 740 [GW 12: 241]). I have already indicated in Section 1.1.2 what Hegel’s purpose is in dealing with the topic of the beginning: dialectic can represent an immanent procedure, since contradictions – such as those of a concept – are elaborated and reconciled without anything else being added to the concept. It can be seen here that, for Hegel, dialectic as a method of philosophy is also important because for him – as for Kant, Fichte, Schelling, and others – philosophy is about the complete justification of principles of thought and about philosophy as a system. Dialectic as a method of thought does not have to be seen in this function, but it clearly is for Hegel. His idea is that you can have a presuppositionless system of science by making presuppositions that are then freely integrated into the thought process – making self-referentiality perhaps the system’s most important property.Footnote 18
The question of how dialectic is justified as the method of thinking is also addressed in the considerations at the end of the Logic. It is tempting to assume that dialectic is practised in the Logic from the very beginning but that it is only justified as the proper method over the entire course of the Logic.Footnote 19 This must mean that the method is justified by its success, since any other justification of the method (such as a justification by another principle, etc.) has the problem that the justification would presuppose the method itself. A success could be said to have been achieved when the movement of the Logic has captured absolutely all the points that can be considered constitutive of thinking, not only showing their interconnectedness and thus their validity but also justifying the method by which these connections could be made. This would be a justification of dialectic by the entirety of the Logic. However, this passage contains some succinct remarks that could be alternatives: it states that everyone can easily see that dialectic is the correct method (SL 744 [GW 12: 245]); that logic gives many examples of dialectic; and that concepts give rise to dialectic (SL 740f. [GW 12: 241f.]). These remarks can be taken to mean that no justification is needed for this method. One could therefore also say with Hegel – especially if one wanted to dispense with the function of justifying the principles of thought (unlike Hegel) – that dialectic is a method that does not require justification, and that it can be successfully demonstrated with individual examples.Footnote 20 However, one could also argue both that the method is initially self-evident in its application and that it has proved to be the successful method at the end of the Logic when all the principles of thought are connected and justified. It can be assumed that Hegel wants to say both that dialectic is self-evident in every application and that it has been justified as a method of philosophy throughout the Logic.Footnote 21
Hegel also addresses the question of the appropriate form for dialectic (SL 744f. [GW 12: 245]). The idea that dialectic is a method of thinking that also requires a special form of expression is an interesting one. At this point, Hegel clearly states that judgement is an inappropriate form for expressing the dialectical movement. Here, however, he does not say (as in the well-known passage in the Phenomenology)Footnote 22 that there is a special kind of sentence that expresses dialectical thinking. Rather, the considerations lead to the idea of combining different judgements and proceeding in several steps. Judgements that are made need to be brought into different contexts with others (as in inference procedures) and, in this way, they also become expanded, shown in dependencies and changed contexts. For example, one could say that the judgement ‘The table is blue’ is brought into a ‘thought game’ with the judgement ‘The table is not blue’, in which a complicated sentence is created: ‘Under ideal lighting conditions, which are defined by a social community, this table is blue, which fact can be thought of together with the fact that it is not blue under other conditions.’ With this sentence, the judgement about the table must be repeated and expanded in the various contexts, including those that are more social-philosophical and perhaps part of a social theory of cognition. The idea of a repetitive movement of thought is also taken up in the idea of a system, which will be interpreted in Section 2.1.3.
2.1.3 Philosophy as a System and a Science
Hegel’s system of philosophy, of which Hegelian logic must be the quintessence, is described as a movement of forwards and backwards. This is expressed by the circle of circles (SL 751 [GW 12: 252]) in yet another image. The image of circles probably refers to the Logic alone and to logic and Realphilosophie. It illustrates that the beginning can be considered an integral part of the system and describes the movement of forward and backward motion, or repetition. In this context, there is an interesting remark that the concept is preserved in its otherness in the absolute method (SL 750 [GW 12: 250]). I read this to mean that the dialectical movement in logic and science that follows this method explicitly and transparently differs from the one that we follow or that arises when we do not yet have this method explicitly and transparently before our eyes. If the method is transparent as method, then it is no longer the case that the method goes hand in hand with the event that something is abandoned and passed over. This remark suggests that we can speak of dialectic in two ways: on the one hand, dialectic can be a movement whose principles are hidden, which implies that the movement and reversals in this movement are surprising. On the other hand, if the method is transparent, as it is in the Logic, then the movements are not unexpected either. The character of the dialectic is thus different. Although this is not a detailed statement, it significantly impacts the overall understanding of dialectic.Footnote 23 One of the consequences is that dialectic can also be described in two different ways with Hegel: as a rational thought process or as a rather inscrutable process one is involved in.
The passage from the end of the Logic, which has been interpreted so far, has a parallel passage in the introduction to the Logic. The role of the negative, the praise and demarcation of Kant, and the idea that dialectic, despite all negation and opposition, is also about unity can also be found here. It is emphasised even more that dialectic is suitable as a scientific method. This is because its procedure does not assume or presuppose anything ‘from the outside’. In this way (and only in this way), a demanding claim to justification in philosophy can be considered. Immanence is made possible by the fact that the contradictory or the negative lies in the object or concept itself. Thus it emphatically states: ‘What propels the concept onward is the already mentioned negative which it possesses in itself; it is this that constitutes the truly dialectical factor’ (SL 34 [GW 12: 39]). This fits well with what Hegel says about the beginning (that everything must be implicitly preserved in it).
I think these two passages from the Logic (the one from the end and the one from the beginning) are consistent with each other, and what they say is fundamental to understanding Hegel’s dialectic. They make it clear that, for Hegel, dialectic is a method of thinking in which contradictions are developed and mediated in a process of thinking with analytic and synthetic moments, whereby Hegel thinks of this mediation as being possible through various kinds of negation. The meaning and functions of this idea of dialectic have been explained here based on the text. The historical positioning of Hegel’s dialectic has become clear, especially with regard to Kant. Other theses have also become clear, such as the thesis that dialectic can take place in two forms (transparent or not) and that a philosophy of dialectic is also expressed in an assessment of and attitude towards contradictions. However, this idea of dialectic needs further explanation. Among other things, questions arise about the resolution of contradictions or ‘the character of the third’, about necessity, and about their relation to the real world. These questions will be further developed in this Element.
2.2 A Prominent Passage from the Encyclopaedia
In one of the other most prominent passages that deal with the topic of dialectic, in the third edition of the Encyclopaedia (§§ 79–82),Footnote 24 Hegel again speaks of dialectic as a moment of logic. At first read, it sounds here more as though dialectic is not the whole movement but only the second step of a three-step movement. Let us take a closer look at this.
Hegel writes: ‘In terms of form, the logical domain has three sides: (α) the abstract side or that of the understanding, (β) the dialectical or negatively rational side, (γ) the speculative or positively rational side’ (Enc. 125, § 79 [GW 20: 118]). Hegel talks of three moments of the logical. He does not identify these three moments with the three parts of the Logic. He explicitly notes: ‘These three sides do not constitute three parts of logic but are moments of every properly logical content [Momente jedes Logisch-Reellen], that is to say, of every concept or everything true in general’ (Enc. 125, § 79 [GW 20: 118]). What is meant is not the structure of the Logic as a book but the movement of logic or thought. Thus, the topic is the same as the one I discussed with respect to the Logic. But now it sounds (more explicitly) as though dialectic is only the second moment.
The claim here is that there is a dialectical moment of logical thinking, followed by a speculative moment that forms the third moment. We can think of two interpretative ideas here. One is that, for Hegel, dialectic is a part of a movement but not to be equated with the whole movement of logic or thought. A second is that we can distinguish two meanings of dialectic in Hegel: one in which we can describe the whole movement of thought (or other movements) as dialectical and a second in which a moment is singled out and described as dialectical. With this proposal, one would certainly not want to say that these are completely different meanings but rather assume a connection between them. In the narrower sense, the dialectical means the ‘passing through contradictions’; in the broader sense, it means the whole movement with contradictions, which, according to Hegel, should be the method of thinking.
The latter suggestion as to the two meanings seems to me to be appropriate. It can be supported by the fact that in other places – as in the passage from the Logic already discussed – Hegel stresses the unity of the movement of the different moments.
One can even explain the different meanings. For one can say that they arise because Hegel always adopts different points of view, and now also does so on the subject of dialectic. The dialectical movement can be analysed separately in three (or more) steps. But it can also be seen as a movement of merging and encompassing each other, which would then itself be the dialectical way of looking at it. In this sense, Hegel himself says, in the Encyclopaedia: ‘They can all be brought under the first moment, i.e. that of the understanding, and thus separated and kept apart, but in this way they are not considered in their truth’ (Enc. 125, § 79 [GW 20: 118]). This means that ‘in truth’ we have to regard the dialectical as a moment of a movement in which the negative and the positive cannot be separated.Footnote 25 This also means, I think, that das Verständige is not to be confused with an activity of understanding, for the rational consists precisely in grasping the Verständige in the end only as a moment,Footnote 26 and, in this grasping it as a moment, Hegel distinguishes what we attribute to reason from what we attribute to the understanding that treats things and concepts as fixed entities.Footnote 27 In short, the dialectical movement contains a negative moment, which is also called dialectical but is integrated into a movement that, as a whole, is a thought with positive content.
One interesting aspect of this interpretative situation is that often, in the history of reception, Hegel is criticised precisely because of the idea that Hegel understands dialectic to be only a moment of a movement. This criticism is more difficult to understand if one maintains the thesis that the whole movement is dialectical, although it is not excluded by this understanding of dialectic. Kierkegaard, Marx, Adorno, Theunissen, and others assume, in one way or another, that, for Hegel, dialectic is only a moment, and that speculation puts an end to dialectic, so that it results in a unity that is no longer in motion. Their criticism of Hegel starts here.Footnote 28 Many, like me, do not see the end of dialectic in speculation, following the idea that the whole movement is dialectical. In this case, the way Kierkegaard, Adorno, and others criticised Hegel is not as easy to understand as if dialectic were understood only as a moment. Since the history of reception will be dealt with later, I would like to concentrate here on the issues that are connected with these different readings. The objection that has often been raised in a line of reception that sympathised with Hegel’s idea of dialectic, and which Adorno already alludes to in his title Negative Dialektik,Footnote 29 is that, in his conception of dialectic, Hegel overemphasises the moment that is introduced in the Logic and the Encyclopaedia as a ‘third’. The general objection is that, for Hegel, all differences are ultimately resolved by the universal, which does not do justice to the differences or somehow does violence to them. In my opinion, this objection can go in (at least) three directions.Footnote 30
This criticism can be levelled at the fact that Hegel, in the third moment, sets up a universal that is too overarching. This is the criticism of Adorno and also (in a different way) of Theunissen. Marx, too, makes a criticism that could be formulated in this way.
This criticism can also be directed at how, in Hegel, this third is to be achieved as the restoration of a unity of something, which, in its contradictoriness, no longer seemed capable of unity. According to my interpretation – this has already been hinted at and will be discussed later – this unity and resolution of contradictions is possible in Hegel primarily because the mediation is of a spiritual character.Footnote 31 Marx and Engels opposed this spiritual kind of mediation in their critique of Hegel’s dialectic.
Furthermore, this criticism can also be levelled at the fact that, for Hegel, the process and its third moment are necessary, transparent, and comprehensible. In contrast, one can, like Kierkegaard, and to some extent Horkheimer and Adorno, but also Sartre and Merleau-Ponty, assume more contingency and opacity and criticise Hegel accordingly.
Let us return to the passage in the Encyclopaedia: Hegel says here that dialectic ‘ends’ in speculation. If Hegel really were to claim this, it would suggest that what some people like to accuse him of is correct: that he is concerned with the universal and wants to subordinate the individual or the particular to it. The universal can then be the conceptual, the state, freedom as the common good, or anything. The situation is complicated. The context of this passage can be cited against this reading, as I have done in this section so far. To reject this reading, one can also refer to the passages of the Logic that have already been interpreted. It then seems clear that the dialectical as a moment cannot be separated from the movement. Even then, however, it is not clear what thirdness and unity mean here – and this is what Hegel is talking about in these passages – and it is also a matter of interpretation how this unity comes about.
Therefore, the criticism can still be justified, even if one does not interpret the passage to mean that the ‘third’ or the unity is separated from the movement.
Concerning these forms of criticism, one must distinguish between the two questions: whether they rightly attribute something to Hegel or whether one should criticise Hegel for what they attribute to him. As far as the question is concerned of whether something is rightly attributed to Hegel, the first assumption in the first criticism (that Hegel sets up a universal as overarching) does not seem to me to be applicable, even though some formulations of Hegel may suggest it and even though it is also indeed interesting to discuss it. The other two assumptions, namely that mediation is primarily spiritual and that it is necessary and can be made transparent, seem to me to be roughly correct, even if not in the sense that Hegel wanted to detach this third from the movement. This is why spiritual and comprehensible mediation has nothing closed or static in my eyes. Nevertheless, I would say that, for Hegel, there is indeed a possibility of mediation, and it is spiritual and transparent. For example, for Hegel, the modern state, whose structure is understood by the people who live in it, can be a state that enables freedom. Even within it, there are still tensions between individual freedoms and between individual and general freedom, but there is then a rational structure in which these tensions are resolved. So, although I would say that dialectic does not come to an end in speculation, I would agree that Hegel construes dialectic in such a way that a spiritually mediated reconciliation of tensions is linked to the realisation of this dialectic. In my opinion, ‘reconciliation’ should be understood dialectically: it does not come about through causal necessity or fate. Only the free insight of the individual into the general can represent a solution in which the individual is mediated with the general. It is precisely for this reason that, for Hegel, reconciliation is the necessary result of dialectic and, above all, of insight into it. But I shall return to this character of ‘the third’ in Section 5.
Regarding all these points of criticism concerning the end of the dialectical movement, it seems reasonable to also take into account the difference within Hegel’s concept of dialectic that I have highlighted in this section so far. As I pointed out in my interpretation of Hegel’s Logic, Hegel himself seems to make a distinction between the dialectic that prevails in the system and that which concerns other developments. One could say that dialectic describes a movement. It seems to be a particularly interesting concept for the interpretation of a complex, comprehensible development. Processes, whether historical, intellectual, or psychological, can therefore be dialectical. Now, some processes also show a development, in the sense that they arrive at some kind of result. At least this seems to be the case for Hegel. Developing a complex concept – for example, freedom or recognition – leads to a concept as a result and therefore to an end.Footnote 32 Admittedly, one could say that this result should not be something fixed either, that for Hegel concepts are ‘dynamic’ and always imply some kind of movement – but, even if one says this, one would want to distinguish the movement of the (rich and convincing) concepts as a result from the movement through which one has arrived at the concept as a result. If one does this, one will probably also assume a different dialectic for them. This question of a difference within Hegel’s conception of dialectic also concerns (as does the question in Section 2.2 of what this third is supposed to be) the question of whether and to what extent Hegel sees dialectic as something that must in some sense be ‘left behind’. It also concerns the question of the opacity of a dialectical process. We need to consider what this means in more detail. It would be too hasty to say that, for Hegel, the dialectic is only opaque as long as it is not understood. The transitions are complex, and the more one engages in the process (emotionally, factually, culturally), the less one can recognise what is really happening. Moreover, the transitions are not causal, so they cannot be predicted even if we are aware of the dialectic of the movements. Therefore, a certain surprise remains even if we have insight into the dialectic. As we can see, we have to make a lot of restrictions here regarding what is really transparent. Nevertheless, it seems true that Hegel assumes that, at least in retrospect or from a distance, a logically satisfying comprehension of dialectical movements is possible. And that is certainly more than many in the nineteenth century (and later) would want to say.
Looking back on my interpretation of the passages in the Encyclopaedia, I would say in summary that Hegel can understand dialectic to mean the entire process of the movement of thought but that this does not clarify the question of how and to what extent he conceives of a final unity in the dialectical process. Regarding this question of the unity as the result (or the ‘end’ or the ‘third’) of dialectic, I have already made some distinctions and raised some questions that I will develop further in the following sections.
The point about the two meanings or kinds of dialectic within Hegel’s idea of dialectic has to be considered when looking at the passages presented in the following. They will deal with the movement carried out in the Phenomenology of Spirit – the experiences of consciousness. The question of whether this movement is overcome at the end of the writing – or even within the writing – arises here in particular, since the Phenomenology is supposed to be the introduction to the system.
2.3 Passages from the Phenomenology
In the preface, the introduction, and the first part of the Phenomenology of Spirit, we find the expression ‘dialectical movement’. In the preface – and one of the passages in the Logic – the expression is used in connection with considerations about how to represent dialectical thinking. It is said that ‘the dialectical movement’ must also use sentences (PhG 41 [GW 9: 46]). Dialectical movement here means something like speculative thinking, which (as was mentioned earlier) is a form of thinking that is a complex and somehow circular and repetitive movement. Leaving aside the question of what can be said about the appropriate form of representation – whether there is a special kind of sentence,Footnote 33 or a special way of dealing with judgements and sentences – the idea seems related to that of the Logic as interpreted earlier: if thinking is essentially a mode of moving, we must express this accordingly in our modes of representation, paying particular attention to the question of the proper form and expression of thinking.
The passage in the introduction in which the expression ‘dialectical movement’ is found is about the method of the Phenomenology. It is about the possibility of examining positions on what knowledge is without presupposing an external standard for this examination. Hegel claims that the positions to be examined ‘themselves provide’ the standard, as the distinction between knowledge and truth is made within the position. Here, ‘knowledge’ is understood as the epistemic state of the subject’s beliefs, and ‘truth’ as what the object represents independently of the subject. Cognition must be the correspondence between knowledge and object. In this way, the position sets the standard: it must be possible to distinguish knowledge and truth by its means, although (in the case of cognition) they must coincide. Thus, according to the idea, the nature of knowledge and truth/object is not externally predetermined; instead, the examination focuses only on whether the resources are provided to consider them distinct and identical. As in the Logic, Hegel ascribes to dialectic an important function in justifying something, since the dialectical is an internal process.Footnote 34 It is a movement in which it is possible to justify its own standard of cognition.
One surprising thing about these methodological considerations is that the object is not immutable in the subject’s relation to the object either. Hegel comments on this as follows: ‘However, in knowing’s alteration, the object itself is, to consciousness, also in fact altered.’ He adds shortly afterwards, ‘This dialectical movement which consciousness practices in its own self (as well as in its knowing and in its object), insofar as, for consciousness, the new, true object arises out of this movement, is properly what is called experience’ (PhG 57 [GW 9: 60]). These remarks align with the remark in the Logic that the dialectical consists in the fact that the second moment of movement is synthetic because, in it, the object shows itself as changed by consciousness.
In the following, there are some additional specifications of this movement, and overall one can say: the movement is characterised by the fact that it is a movement of two elements in a relation in which changes occur. These changes can be uncovered as necessary, and this necessity is related to the interdependence of the elements. However, this necessity and its reason are not obvious. They only become apparent when observing the relation from the outside, not when one is part of it oneself. When one is part of this relation and this process, the changes seem different: haphazard, and as if they happened independently of the other elements.
The necessity of change can also be specified as being that the various objects that function on the side of truth have their differences through the mediation of the subject and are each the result of a negation of the preceding object. This negation is special because it does not simply negate or reject the preceding object because it is inadequate. Rather, the preceding object proves to be inadequate in a certain way: a way that is compensated for by the new object. What is obviously being described here is the movement that constitutes the Phenomenology, or at least the beginning of the Phenomenology: While various epistemological positions seem to be irreconcilably opposed to each other in Hegel’s time, he believes that one can see a necessary development in them, as each responds to the deficits of the others. Tracing this movement should lead us to answer the question they all ask: what cognition actually is. The correct answer here would be the end of the movement of examining positions.
But what exactly makes this movement dialectical? Hegel does not explain this in the passage. Characteristics that are associated with dialectic seem to play a role: that something is a movement or a ‘becoming’, that the changes in this development are necessary, that relations of negation exist between the elements, and that the changes – if they are not regarded as a dialectical movement – contain surprises because they were not intended. According to the parallel passage in the Logic, this movement is called dialectical above all because the spiritual takes on a mediating role here. Regarding this passage from the Phenomenology, one could say that certain relations only become comprehensible if they are understood as a complex movement of their elements in which spiritual mediations are constitutive – and this is a dialectical movement. One would then say (although this is not stated in the text) that the relation of cognition between subject and object dealt with in the Phenomenology may be uncovered as a dialectical relation because it is a relation in which two elements must be claimed to be different and identical at the same time. To think this is (only) possible if subject and object are seen as being in a movement in which their differences are no longer regarded as substantial and in which complex mediations between them occur that are at least partly because they are related by thinking.
To understand dialectic, I would then say: a relation is dialectical if its elements are in a complex relation to each other whereby they must be understood as both identical and distinct. According to Hegel, this is only possible if one assumes a particular kind of movement or development of the relation in which spiritual mediation plays a role. This fits with what I have said about the Logic. In the Phenomenology, however, one could also assume that this process or its true principles are hidden, at least at first, or can only be revealed externally. This hiddenness often seems to be constitutive of dialectic.Footnote 35 However, this form – as actually constitutive of dialectic – would contradict the Logic. Consequently, I suggest the following: there are two ways of being dialectical. One is a process of becoming transparent – a process in which the process itself becomes transparent, although it is not clear from the outset that this is also part of the project – the other is (only) a process of following the process retrospectively and comprehensively. In the latter case (which corresponds to the project of the Logic), the project and its implications are clear – at least in principle – from the beginning. I have made a similar distinction between two types of dialectic in the context of the Logic. Here, in the context of the Phenomenology, it sounds as if the difference between the two ways of being dialectical is primarily a difference in knowledge of what will happen in the movement. We need to come back to this and ask how we can describe this difference more precisely.
In the first part of the Phenomenology, Hegel speaks again of a ‘dialectical movement’. In one passage, the course of the Phenomenology is addressed (PhG 77 [GW 9: 79f.]). In another passage, at the beginning of the chapter on ‘Force and the Understanding’ (PhG 79 [GW 9: 82]), he says retrospectively, ‘In the dialectic of sensuous-certainty, hearing and seeing are bygones for consciousness, and, as perceiving, consciousness has arrived at thoughts.’ Here, it seems at first that the expression ‘dialectic’ is not strictly reserved for Hegel’s own method but is also used less specifically for the reversal of one opinion or position into another. However, there is a remark before this passage that fits with the passage in the Logic that states that we must find a correct way of dealing with contradictions and that this is the dialectical method. This is what it says at the end of the chapter on perception (PhG 79 [GW 9: 81]): ‘to push it [the understanding] to bring together the thoughts of these non-essences and thereby to sublate them. In contrast, the understanding strives to avoid this by basing its support on the Insofar.’ Based on this passage, we can say that at the beginning of the chapter on ‘Force and Understanding’, ‘dialectic’ means there are contradictions at work, and one opinion changes into the opposite opinion (all this is dialectical) but that these changes are not yet understood as dialectical. This means the expression ‘dialectic’ is not used non-specifically to refer to a reversal of opinions but has the strict Hegelian meaning. The passage only says that the strict dialectical movement looks at the moment for the ‘consciousness’, as if these changes were only accidental.Footnote 36
Another passage in which the term ‘the dialectical’ is mentioned in the Phenomenology is in the context of scepticism (PhG 121 [GW 9: 119f.]).Footnote 37 It says:
The dialectical, as negative movement in the way that such movement immediately is, initially appears to consciousness as something to which consciousness must give way and which does not exist through consciousness itself. In contrast, as scepticism, it is a moment of self-consciousness, to which it does not simply happen that the true and the real for it vanishes without its knowing how this comes about.
Firstly, it is interesting to note here that, according to Hegel, the sceptic adopts dialectic to actively argue for their scepticism. Here, one could again translate dialectic as a succession of contradictory (reasoned) opinions. The sceptic shows that contradictory – yet rational – things can be said. They want to show by this that no position or knowledge is justified. Secondly, it is interesting to note that, according to Hegel, dialectic thus becomes an increasingly conscious procedure in the dialectical process of the Phenomenology itself – the sceptic actively does what has previously merely happened to consciousness. In this way, the dialectical process of the Phenomenology also leads to a dialectical understanding of what we do in the Phenomenology – and thus of dialectic. Thirdly, this dialectical process is also clearly characterised here in such a way that one moment of its determination is that it is merely negative – this is why scepticism is a moment in the Phenomenology – but that this determination of dialectic is overcome in the course of the dialectical determination of dialectic. As in the Logic, here dialectic is a method that can function in procedures of justification, and it is particularly suitable in some contexts because it proceeds internally. It is an internal development in which the activity of thinking, on the one hand, and the necessity in the development process, on the other, play a decisive role. In this development, differences and identities are to be realised, and one of the particular theses is that this only succeeds if one works with contradictions and negations. Unlike in the Logic, the process is considered to be hidden. I have already said something about this in this section, but it bears repeating that the transparency of a dialectical process is probably always different from that of a calculable, predictable process. Nevertheless, the hiddenness of the principles of the process in the Phenomenology is of a different kind, at least initially. It is more of a change than a transition, so it is surprising and possibly painful. The kind of hiddenness found in the Phenomenology can be attributed to some processes, even though, as dialectical processes, they have an inherent tendency to become transparent to themselves in the process. Hiddenness is thus due to a lack of self-transparency. However, this is itself not only epistemically motivated but also, for example, psychologically motivated. In this context, we might think of Sartre’s ideas on self-deception as a contribution to the hiddenness of dialectic.Footnote 38 Analyses of social processes that are supposed to represent a dialectical movement have become particularly influential.Footnote 39 Here, Hegel’s dialectic seems to imply that the oppressed gain in the end epistemic superiority. This is surprising and thus another example of the hidden nature of dialectical processes. I will not go into detail here about how the thesis of epistemic asymmetry is supposed to arise. From my thesis on dialectic as a productive method for thinking through contradictions, one could say that both mutually exclusive parties (‘master’ and ‘slave’, for example) must represent perspectives that cannot be reduced to the other.
What is also striking in the Phenomenology in comparison with the Logic, and once again prompts questions, is the reference of the dialectical movement to a relation. Is a dialectical movement always a movement of elements of a relation for Hegel? It is clear that the Phenomenology aims to expose the relation in cognition as dialectical but is there always a relation in dialectic? The answer here seems evident but nonetheless remarkable: dialectical movements can be based on just one concept or several, but, since the aim is to somehow bring difference and unity into a proper relation, it must also be possible to express every concept as a relation (and every relation as only one concept). The concept of cognition dealt with in the Phenomenology consists in the relation between subject and object or (in other words) between concept and thing – which are paradigmatic dialectical relations. According to Hegel, to understand ‘cognition’, one must enter a dialectical movement and, for cognition, this movement must become self-transparent.
Regarding the Phenomenology, it is also clear that, while it says relatively little about dialectic directly, it also contributes to this subject through the fact that its procedure is considered to be dialectical. At the very beginning of the Phenomenology, we can see the meaning of an object showing itself as a determinate negation of the previous object. But it is precisely here that a particularly interesting question arises as to how this transition is paradigmatic for the dialectical movement as a whole.Footnote 40 Hegel’s Phenomenology sometimes presents it as if it is the form of examination (in which one also tests a standard) that makes it dialectical.Footnote 41 In contrast, I would like to stress that it seems more appropriate to say that the dialectical method is suitable for this kind of examination. This is because dialectic is an internal, self-referential procedure. Thinking can also be dialectical without an explicit project of examining the standard. The Logic also implies the justification of its own standard. But that is clear from the beginning and it is explicitly covered in the process. In the Phenomenology, this is not clear from the start. The examination of the standard turns out to be dialectical. After all, we can say that it is part of the dialectic as a method of thinking that reflects its own standard – and because of the interconnection with reality, one can also say that the dialectical movements in reality tend to reflect themselves – that they tend to achieve clarity in thinking.
2.4 Passages from Realphilosophie (Philosophy of Right)
Apart from the explanations of dialectic in those passages of Hegel’s writings that deal with what thinking is, there are also repeated remarks on dialectic in relation to other topics. A passage from the Philosophy of Right (PR 60, § 31 [GW 14,1: 47]) states that dialectic is called the moving principle of the concept, in which the determination is understood not only as a limit and opposite but also as positive content and result. What Hegel means here is that, if we follow his logic (outlined in the Logic) in the sciences (here, the science of philosophy of right), then we also know our method. Thus, we understand that, in the sciences, we do not give up opinions but instead have a process of complex enrichment of judgements and concepts.Footnote 42 We see the continuity and the positive results in developing different positions. One might think that this passage also refers to the above-mentioned difference in the concept of dialectic, thus proving the thesis that these two meanings exist. But this is not the case. The distinction between it and a negative dialectic clearly relates to Plato’s ‘negative’ dialectic. It is not that Hegel makes a distinction with respect to his own concept of dialectic but that he wants to distance himself from Plato in taking a positive result from dialectic when he thinks Plato uses dialectic only negatively, to show what cannot be claimed. The distinction between a hidden dialectic and a transparent dialectic is not explained here by Hegel – and little else is, either. Nevertheless, it seems clear that Hegel thinks that dialectic is different when it is not transparent. That there are different kinds of dialectic must be relevant for Realphilosophie.Footnote 43
There are also repeated passages in Hegel’s Realphilosophie that do not seem to refer to the Logic but assert dialectic or contradictions in reality. For example, § 246 (PR 267f. [GW 14,1: 195]) of the Philosophy of Right speaks of the dialectic of civil society as its contradictoriness, which it (civil society) ‘drives beyond itself’. We can react to these passages in different ways. If one assumes that the structure of reality is revealed in the Logic, then these passages ultimately refer to the Logic. However, we can also assume that reality shows the dialectic we can comprehend by thinking, as is explained in the Logic. In the first case, we tend to say that reality is an expression of logic; in the latter case, we can at least say, too, that thinking can also learn dialectic from reality. In both cases, we can speak of dialectic in thinking and in reality, which is undoubtedly what Hegel wants to do.Footnote 44
2.5 Fundamental Interpretative Questions
Obviously, when it comes to dialectic, one can discuss small and large questions of almost infinite scope. However, three groups of questions seem particularly obvious and central to me. I shall mention these at the end of this section (as before, I will continue to add other questions of interpretation throughout the entire Element).
2.5.1 First Question
With the understanding of dialectic that has now emerged, the question arises as to what Hegel understands by contradiction. Does he want to abandon the principle of non-contradiction? I do not think this is the case. Still, I do believe that Hegel intends to also develop a conception of logic in which contradictions play a different (positive) role than in the tradition. This should be clear from what has been said so far. I would suggest that, according to Hegel, we must prove, by exposing different perspectives, that the emerging contradictions are (only) contrary opposites, whereby the moment of the representation and articulation as contradiction is assumed to be necessary for processes of determination.Footnote 45 It is not just the case that my freedom is in tension with that of others. According to Hegel, the definition of freedom as individual freedom implies that my freedom excludes that of others. This must be expressed in thinking freedom as a contradiction. I can only resolve this contradiction from another perspective, namely that of universal freedom. With regard to dialectic as a method of thinking, the question arises not only of what is meant by contradictions but also – and related to this – what can be understood by negation, necessity, and transition.
2.5.2 Second Question
I have already mentioned another of the crucial questions that Hegel’s conception of dialectic raises: the question of what the result or the ‘third’ of dialectic means. As we have already seen, this question has many facets. Hegel’s talk of the sublation or cancellation of contradictions requires interpretation. In Section 2.4, I put forward the explanation that the analysis itself opens up perspectives through which what had to present itself as a contradiction can be placed in a new relation. The questions that arise here are also related to the fact that it is unclear what a result in the real world can be and contain. This is also interesting for the question of an end in, or even of, history.
However, this also raises many questions that, as I have tried to show, are linked to a critique of Hegel’s conception of universality and spirituality. We can again use the subject of freedom when explaining this range of questions. The conflict of individual freedoms is solvable for Hegel because freedom is more than individual freedom. However, the complex, universal concept of freedom does not exclude or simply negate individual freedom; rather, individual freedom is a moment of universal freedom. Does this mean that the general is the dominant, determining factor? This is again a question that Adorno and Theunissen would have asked. Furthermore, the resolution of the conflicts is also connected to insight into the constitution of the rational state, which seems to stand in the way of a more radical change – and perhaps can even be used to legitimise real conditions that do not directly mean good living conditions. This suspicion is another that Marx directed at Hegel. With these questions of interpretation, we have already made the transition to the history of reception, which I would like to deal with in Section 3.
2.5.3 Third Question
Before that, however, I would like to mention a third fundamental question of interpretation regarding dialectic. It concerns the relation between logic and reality. I have already said that Hegel saw this relation itself as dialectical. This must mean that the two areas are distinct but should also be understood as a unity mediated in themselves. However, it is not yet clear what this means in more detail. Among other things, it calls into question, in a way that is little discussed, whether Hegel can still recognise an a priori logic at all.
3 History and Reception
The history of ‘dialectic’ goes back long before the time of Hegel. Despite this long history of the concept of dialectic, it can be said that Hegel so strongly shaped this concept that, after him, no one has spoken of dialectic without at least thinking of him.Footnote 46 A concept of dialectic strongly influenced by Hegel plays a key and guiding role in Kierkegaard, Marx, Adorno, Sartre, Theunissen, and Žižek, among others. It can also be said that two very different lines of critique of Hegel have each orientated themselves towards the concept of dialectic: those who are fundamentally critical of the approach – a line on which Trendelenburg and Popper stand – and those who criticise Hegel based on an unmistakable proximity to him – as can undoubtedly be said of Kierkegaard, Marx, and Adorno.Footnote 47
It is unclear whether it is possible to identify a common core in the concept of dialectic in the traditions (even before Hegel) and directions (even in the critiques of Hegel) as a whole. The most appropriate would probably be that dialectic is a movement in which something emerges from contradictions. This can also be understood to mean that discussing opposing (reasoned) opinions clarifies what cannot be held, and that the true opinion can thus emerge. This would be the merely negative meaning, which Hegel thinks is insufficient.Footnote 48
It is interesting to ask how Hegel’s relation to the earlier conceptions of dialectic can be interpreted more precisely.Footnote 49 In the reception of Hegel, among other things, there have been repeated attempts to link Hegelian dialectic closely with dialogue, as must undoubtedly be done in connection with Plato. This is appropriate in the case of Hegel, since the Phenomenology, for example, is structured like a dialogue on justification. The more explosive and controversial question is: how clearly must the universal logic, as well as the universal of the philosophy of right achieved by all, emerge from a dialogue between human beings?Footnote 50 This question about dialogue is thus once again connected to the question that I highlighted as one of the most important in Section 2: how does Hegel arrive at the third step of the dialectic, which should consist in the integration of contradictions as moments?Footnote 51
Hegel attributed a special role in the history of dialectic not only to Plato but also to Kant. Kant rehabilitated dialectic as something that can claim necessity. The Kantian antinomies are a particular point of reference. Hegel can be understood to follow on from them in three respects: Kant distinguishes the analytic contradiction from a dialectical contradiction.Footnote 52 First, in the dialectical, one assertion does not have to be true and the other false, but both can be true (or false).Footnote 53 Second, Kant understands contradictions not simply as belonging to the realm of subjective opinions. Contradictions can arise independently of subjective opinions: they are somehow rooted in things or, as Kant claims, in reason. Third, again according to Kant, dealing with contradiction serves philosophical insight. Hegel claims all three for his conception of contradictions relevant to his dialectic. Dialectic thus proves to be a fruitful subject when one wants to understand how Hegel’s critique of Kant remains rooted in Kant’s approach.Footnote 54 However, a crucial difference between Kant and Hegel, which is also decisive for the time after Hegel, is that Hegel considered dialectic to be a scientific method, or even the scientific method.
In post-Kantian philosophy, it is not only in Hegel that the topic of dialectic and the constructive use of contradictions play an important role. Fichte and Schelling are particularly noteworthy here, in addition to Jacobi and Schleiermacher. But, at this time, Schlegel, Schopenhauer,Footnote 55 Franz von Baader, and others also tried to develop a dialectical approach or wrote about dialectic. Jacobi contributes to dialectic by proposing that demonstration turns into fatalism.Footnote 56 This can easily be linked to Hegel’s idea of a relation between enlightenment and superstition of one reversing into the other. Jacobi also understands his philosophy to mean that we can only free ourselves from the contradictions by taking a leap.Footnote 57 This can be seen as a particular conception of dialectic, later developed by Kierkegaard. Schleiermacher, who regularly gave lectures under the title Dialectic, drew primarily on Plato’s dialogues. This can be seen as a dialectic tradition that hermeneutics took up.
Dialectic primarily emerged as a fundamental philosophical concept at this time because contemporary philosophy – including that of Kant – was concerned with the fundamental irreconcilable assumptions that could be captured in the juxtapositions: freedom and determinism, theoretical and practical philosophy, faith and reason, mechanism and living nature. There is no doubt that this is precisely where Hegel’s philosophical reflections begin. This can be seen in his writings before the Phenomenology.Footnote 58 The development of the dialectical method can be seen as having the motive of overcoming these oppositions.Footnote 59
In this development of the conception of dialectic, Fichte plays an essential role for Hegel. Although the term dialectic is not used here, Fichte’s Wissenschaftslehre from the 1790s can be seen as a development of a dialectical method, in which a three-step process of thesis, counter-thesis, and mediation takes place.Footnote 60 Since Fichte combines this with the vocabulary of ‘analytic’ and ‘synthetic’ – which, as we have seen, Hegel also uses – it is very close to Hegel’s conception of dialectic. Schelling took up this dialectic and continued it.Footnote 61 We can also see similarities to Hegel regarding the philosophical-historical point of forming a connection between scepticism and dogmatism and one’s own philosophy. It would be beyond the limits of this Element to develop this here.Footnote 62 However, after all this, it should be clear on the one hand that Hegel explicitly wanted to link to the tradition of Plato and Kant and how he wanted to do this and, on the other hand, that in his time dialectic was not only predetermined by Kant but could almost be called a fashionable topic.
Just as I cannot do justice to the history of dialectic before Hegel, I cannot do justice to its history after him.Footnote 63 My primary concern here is to emphasise that the history of reception plays a role in our reading of Hegel. I have already mentioned what I consider to be one of the most important questions. It comes from philosophers who share Hegel’s thesis that, in philosophy, we have to practise an attitude in which we do not avoid contradictions but must deal with them instead. Many of them are critical of what Hegel calls sublation (Aufhebung). For example, Adorno says, in the Negative Dialectic: ‘To proceed dialectically means to think in contradictions, for the sake of the contradiction once experienced in the thing, and against that contradiction. A contradiction in reality is a contradiction against reality. But such dialectic is no longer reconcilable with Hegel. Its motion does not tend to the identity in the difference’ (Adorno Reference Adorno and Ashton1973, 144f. [Adorno Reference Adorno1975, 148]). Even if the criticism of Kierkegaard, Marx, and Adorno respectively goes in different directions, the shared fundamental question is what Hegel means by sublation or identity and how it comes about.
In the interpretation of the Encyclopaedia in Section 2.2, I have already mentioned three directions this criticism can go in (although the three are sometimes mixed):Footnote 64 (1) One can criticise that the universal is too dominant and cancels out others too much. For example, the concept cannot capture an individual event in its richness; therefore, the idea of capturing something by the concept is to be viewed critically. Or one can say that universal freedom means that real communication can no longer take place.Footnote 65 (2) One can claim against Hegel that the mediation must not be spiritual in nature. One can even assume that the supposedly spiritual reconciliation prevents the very change in relations that should take place.Footnote 66 (3) One can claim that Hegelian dialectic and the sublation of contradictions are flawed in that they assume that these processes can be made completely transparent and that they are rational procedures.Footnote 67
In both Kierkegaard and Marx,Footnote 68 one can see a development over the course of which the concept of dialectic becomes more detached from Hegel.Footnote 69 This turning away from Hegel also plays a role for those who later find themselves in these lines of tradition (negative theology, Marxism, aesthetic theories), which is that the point of reconciliation is shifted more clearly into one area: theological, political-social, or aesthetic. Although these dimensions are undoubtedly present in Hegel, they emerge in the traditions that critically follow Hegel in an intensified form in which reconciliation is decidedly only (if at all) possible in this area. Each of these traditions can be traced and related to Hegel. Not only does negative theology, for example, develop an interesting conception of faith (in which the negative process of realising that we do not know anything about God is essential) on this basis but also some of its representatives have repeatedly challenged Hegelian scholarship with the question of whether Hegel can be properly understood at all (as many assume) without theology.Footnote 70
The relatively clear picture that appears here of a reception in which dialectic is sharpened in various respects in connection with Hegel, and turned critically against Hegel, is complicated by the many supplements that must be added for a history of reception. I shall explore this further in what follows now.
Hegel’s dialectic is also often related differently, especially in theology, philosophy of history, art history, and so on, as one – or even the – method of philosophy as a science in the nineteenth century. Immanuel Hermann Fichte, for example, took up Hegel’s dialectic as a method for his theology and philosophy.Footnote 71 He, too, criticised Hegel’s universal, which dominated Hegel to the detriment of the existent, and, overall, philosophers turned towards a stronger orientation towards empirical facts.Footnote 72 In the philosophy of history, the ‘historical dialectic’ method was also discussed at the beginning of the twentieth century.Footnote 73
Questions relating to the scientific character of dialectic as a method are discussed in different ways within different traditions. It would be beyond the limits of this Element to describe the discussion of its history within sociology and philosophy. Here, too, the history of dialectic is complex and ramified. Sartre, for example, stands in the Marxist tradition and is concerned with the dialectic of social – and psychological – relations.Footnote 74 In his work The Adventures of Dialectic, Merleau-Ponty criticises a concept of dialectic linked in this way to social conditions (and thus also Sartre). However, Sartre’s discussion in his work Critique of Dialectical Reason does not stop at making the political connotation of the concept of dialectic clear. The fact that Sartre wants to exclude nature from dialectic again leads to methodological questions.Footnote 75 The extent to which the removal of nature from dialectical relations also applies to Hegel, as Sartre assumes, is an important substantive question about Hegel, which I will take up again in Section 4. Regarding reception, what is interesting about this focus on social action and history is that dialectic can be included in the questions of the different methods of, on the one hand, the natural sciences and, on the other, the humanities. Therefore, it also played a role in the philosophy of history and Neo-Kantianism. I have already given an example of the use of dialectic in the philosophical discussions of history with ‘historical dialectic’. In the developing hermeneutics, however, one perhaps sees a return to Schleiermacher’s dialectic, which is of course also interesting for the history of reception – especially since Gadamer, as one of the most influential representatives of hermeneutics, wrote an important series of studies on Hegel’s dialectic.Footnote 76
Merleau-Ponty also takes up the term positively as a methodological concept in his Phenomenology of Perception.Footnote 77 The term here refers to the idea, which certainly goes back to Hegel, that the ambiguity of phenomena in philosophy must be endured and that the one-sidedness of other philosophies often arises because they want to avoid this ambiguity, which is why one can arrive at one’s own philosophy by criticising the various opposing positions (always, in Merleau-Ponty’s case, intellectualism and empiricism). In the twentieth century, a concept of dialectic appears that stands in a more open and vague relationship to tradition, but which is positively linked to Hegel’s basic ideas. This less strict appropriation could be pursued further in numerous different philosophies: Sigmund Freud, Franz Fanon, Galvano della Volpe, Alain Badiou, Slavoj Žižek, Jacques Derrida, Catherine Malabou, Christoph Menke,Footnote 78 and many others. The thesis, particularly associated with dialectics in the Phenomenology, that in social movements the oppressed can gain epistemic superiority from which they can drive development forward, is much debated today. This is perhaps precisely because it is fruitful in anti-colonial and feminist contexts, where one must simultaneously distance oneself from Hegel due to the many problematic statements he made.Footnote 79
Some philosophies distance themselves from dialectic – and from Hegel – in a different (and sharper) way than those mentioned so far: instead of assuming contradictions, they consider dealing with ‘differences’ more fruitful. In other words, they do not object where one might say that Hegel pushes too hard for unity, but they do object where Hegel considers a transformation of differences in opposites and contradictions to be necessary or crucial. This criticism can be found in feminist considerations such as those of Braidotti,Footnote 80 but it could also be found in a similar way in Deleuze,Footnote 81 and perhaps also (in a different way) in hermeneutics,Footnote 82 and even (perhaps) in Heidegger.Footnote 83
Alongside these lines of tradition of a (critical) appropriation or continuation of the dialectic theme, there is a tradition that critiques or rejects Hegelian thought as a whole and identifies this thought with dialectic. The concept of contradiction is often taken as a starting point here, and the thesis is put forward that the assertion that something can be ‘thought with contradictions’ is meaningless. The fact that contradictions exist in the real world is also treated here as a kind of category error. At most, there are tensions, and no special method of thinking is required to ‘resolve’ them.Footnote 84 As will already be clear, dialectic claims to be able to realise transitions between determinations. These are often transitions between opposing determinations or determinations of different kinds. These are determinations that others want to keep strictly separate, such as the descriptive–normative or being–ought pairs. In addition, dialectical philosophy often relativises the binding character of the causal principle as an explanatory principle, as well as standards for explanatory principles such as predictability. Because of this orientation, there is an overlap between philosophy that is interested in the dialectical and so-called continental philosophy. Almost all the philosophers mentioned in this section could be categorised as doing ‘continental philosophy’. One could even say that so-called continental philosophy differs from analytic philosophy in developing methods other than the analytical and/or science-oriented methods. However, part of the so-called continental tradition (such as Deleuze) would then also look for other kinds of alternatives and give up the search for the adequate method itself, distancing themselves not only from an analytic frame but also from Hegel and the dialectical method.
The history of reception shows us questions that can be disputed concerning the method of thinking. It also shows us how radically Hegel’s dialectic seeks to represent an alternative to other traditions in philosophy. The reception of Hegel also plays an interesting role here, since Hegel himself saw his philosophy as an alternative to Kant’s but also wanted to continue Kant’s ideas.
4 Secondary Literature and Interpretations
Saying something about the literature and various interpretations of Hegel’s dialectic is made difficult by the fact that dialectic is so closely related to other central concepts that an essay or a book can make an elementary contribution to dialectic, even if there is little or no mention of dialectic.Footnote 85 Above all, the topic is closely linked to the themes of contradiction, method, philosophy, self-referentiality, speculation, reason, mediation, and understanding, as well as to the themes of freedom, history, and absolute spirit. Because of the sheer quantity of literature on these topics in Hegel, this is not intended to be a literature review. Instead, following on from what I said in the Section 3, I shall first try to explain the extent to which the interpretations contain fundamentally different directions. Second, I shall situate my interpretation, which I have presented so far and will expand in this section, within the existing research. Since dialectic is a method, it is relevant for all areas of philosophy how dialectic is understood within it. I have chosen these areas as a classification scheme for the research order. In the following, I shall move from questions of logic and method to Realphilosophie. By going through these different areas of Hegel’s philosophy, we can also see to what an extraordinary extent and in what sense the dialectic theme is relevant to all these areas.
A central aspect of interpreting Hegel’s dialectic lies in what one says about the contradictions it deals with. One relevant question is how Hegel positions himself on the principle of non-contradiction. There are three basic directions in the literature on this:Footnote 86 First, there are those who believe that Hegel agreed with the principle of non-contradiction.Footnote 87 Some also claim that Hegel wanted to unmask contradictions as merely apparent.Footnote 88 Some furthermore argue that, given this, Hegel should not have spoken of contradictions in such general terms in his dialectical conception.Footnote 89 Second, some believe that Hegel would have wanted to abandon the principle of non-contradiction and would have positioned himself against a two-valued logic.Footnote 90 Third, some believe that Hegel intended to prove the principle of non-contradiction to be valid but at the same time introduced another way of dealing with contradictions, a ‘dialectical’ one. The relation of this dialectical way of handling contradictions to the principle of non-contradiction is itself to be conceived dialectically. This means that one must be able to express the dialectical way of dealing with contradictions as standing in contradiction to the principle of non-contradiction. The third line of interpretation is the one I maintain.Footnote 91 Within this third reading, however, there are again very different variations, since this thesis must firstly be explained in different ways and secondly be reflected upon with regard to the various areas of Hegelian philosophy. I have postponed many aspects of this discussion here and dealt with them elsewhere.Footnote 92 This may be surprising, given that the question of what a contradiction is for Hegel is so central to the subject of dialectic. It seems to me, however, that the principle of non-contradiction is a more specialised topic of logic that can be largely ignored when answering the question of what dialectic is. The theses on contradictions that I have assumed about dialectic so far and that I will develop in the rest of the Element are: (1) Hegel assumes that, in dialectic, sides of a relation or elements present themselves as contradictory. He does not mean this metaphorically; rather, he holds that we cannot avoid formulating them as contradictions if we want to do them justice. This applies equally to the operations of logic and to real relations. (2) Hegel believes these contradictions can be resolved by differentiating between respects. But it is crucial that they really are resolved. Thus, they must first be presented as contradictions.
The situation with the terms ‘necessity’ and ‘negation’ is similar to that with the term ‘contradiction’. What is meant by necessity?Footnote 93 What does Hegel understand by negation?Footnote 94 A link between dialectic and forms of judgement and conclusion has already been demonstrated. The question about the appropriate form of dialectic expression showed that, according to Hegel, judgements are inadequate as an expression of movement.Footnote 95 I shall address these topics in what follows only insofar as they are relevant to dialectic.
As has become evident, the theme of beginning also offers a valuable focus for examining dialectic in Hegel’s Logic. How does philosophy begin? Is it the case that the Logic does nothing more than interpret what lies in the concept of being? It seems clear that this is only the case insofar as the nature of ‘interpretation’ also emerges over the course of the Logic itself as something that was no more than implicit at the beginning. The question of beginning is interesting for a general understanding of Hegel’s Logic.Footnote 96 Regarding dialectic, the main point seems to be the one I have already emphasised several times: that dialectic is assumed to be an internal method and therefore suitable for fundamental justifications.
Since dialectic is the method of thinking, the question of how the moments of dialectic relate to each other has also been asked regarding the Logic as a representation of the method. This is again related to the question of what the sublation of contradictions means, now explicitly as parts of the logical process presented in the Logic. It is particularly interesting that the moments of dialectic can be identified both with respect to each concept and in the relation of the concepts to each other.Footnote 97 The final passages of the Logic can also be questioned regarding the topic of sublation: what is the relation between the three parts of the Logic?Footnote 98 In what sense do we come to an end ‘in thinking’ or to a timelessly true result?Footnote 99
The answers to these questions impact Realphilosophie, that is, the philosophy of nature and spirit. Thus, this last question is related to whether and in what sense there is an end to history.Footnote 100 Moreover, the relation between Logic and Realphilosophie is also part of the dialectic issue. Is this a relation of expression or derivation,Footnote 101 or something else again? Furthermore, one can ask whether Hegel structures both (Logic and Realphilosophie) in the same way. This raises the possibility of the thesis of a difference between them, and thus the possibility that one is ‘better’ than the other. These two questions concerning the relation between Logic and Realphilosophie seem to go beyond what dialectic means for Hegel. However, we should keep them in mind as it could turn out that the dialectic of the Logic and that of Realphilosophie have profound differences. In the reception of dialectic, for example, the thesis was developed that the resources of dialectic in Hegel’s Logic are not fully exploited in his Realphilosophie.Footnote 102
Equally important for understanding Realphilosophie is the previously raised question of whether Hegel posits two kinds of dialectical movement. This question arises, for example, for the Philosophy of Right, since the relation between the state and civil society within ethical life no longer seems to be conceived as one in which there must be a transition to something else.Footnote 103
Let us now turn to Realphilosophie as a distinct area. In the philosophy of nature, the question arises as to the extent to which dialectic is applicable here. On the one hand, dialectic is a concept of development, and it is questionable whether and in what sense development exists for Hegel in nature.Footnote 104 Additionally, in my interpretation of Hegel’s dialectic, in which mediation is always spiritual and is also assumed to only be possible through this, the question especially arises as to the extent to which this spiritual is given in nature.Footnote 105 On the other hand, Hegel seems to follow his dialectical method when he develops his ‘Philosophy of Nature’ in the Encyclopaedia. Accordingly, time, motion, and life are also paradigmatic examples of concepts that initially present themselves as contradictory.Footnote 106 Similarly, the transition from physical to chemical principles can be understood as a dialectical transition. Indeed, it would be unclear how dialectic could be understood as a method of philosophy and simultaneously exclude the philosophy of nature.Footnote 107 First, we must analyse in what sense Hegel wants to say that nature develops.Footnote 108 One may say that it develops, but it does so in a fundamentally different way from the spirit. Second, we must bear in mind that, for Hegel, dialectic is a process that is itself subject to modification (which is why dialectic must be seen dialectically). It therefore seems to me that one possibility is that the dialectic of the philosophy of nature (as opposed to that of the philosophy of spirit) is a procedure that is more ‘external’ to its object – in other words: we look at nature dialectically, and this is also appropriate to these objects, but this appropriateness is only indirectly relevant to the objects of nature (namely only in our treatment of them). This is different for the objects of the spirit. Regardless of exactly how one would justify this, it is clear to me that the concepts relevant to the philosophy of nature must also be understood as dialectical. I find the points I just mentioned that hint towards this convincing. Therefore, considerations must be made similar to the one just presented as a solution.
In some ways, the theme of dialectic culminated in Hegel’s philosophy of spirit – as has been shown already in its reception. In the philosophy of subjective spirit, contributions on dialectic can also be found under the term ‘second nature’ (even if ‘dialectic’ is often not mentioned here). With ‘second nature’, Hegel seems to introduce a concept in which ‘first nature’ is replicated on another level – a development in which one can assume a dialectical mediation. The theses on dialectic I have developed in this Element have led me to take a somewhat sceptical view of this concept of ‘second nature’. It seems that the point of Hegel’s dialectic is that we comprehend what is going on – I have already highlighted the spiritual character of mediation. This often does not seem sufficiently emphasised by those who want to make the concept of ‘second nature’ fruitful. Therefore, as a positive idea in Hegel’s sense, I would rather say that our nature – including habits and habitus – is a moment of our spiritual being in the world.Footnote 109 The topic of dialectic in the subjective spirit is not limited to the discussion of ‘second nature’. Instead, it encompasses the bodily self-relation of human beings and their relation to the world. A good example of dialectic can be found in human selfhood. On the one hand, one is always oneself in a banal way. On the other, a great deal of mediation and integration is required – mediation that often leads to exclusion and crisis – to speak of selfhood in a more emphatic sense.Footnote 110
The theme of dialectic is even more clearly located in the philosophy of objective spirit. This is because Hegel’s concepts of freedom and recognition seem to be the best examples of dialectical concepts and/or relations, and because history is the development in which other philosophers (in the reception, too) have been most willing to assume a dialectical entanglement of events.Footnote 111 History is a particularly interesting example of a dialectical movement if one wishes to adhere to the concept of progress.
The philosophy of absolute spirit can be related to dialectic through the aforementioned question of how Hegel conceives sublation. Concerning Realphilosophie, there is, on the one hand, the possibility of seeing the reconciliation, which for Hegel is somehow possible and identified with the sublation, not within the social and political realisations but only in their spiritual transcendence. Art, religion, and philosophy exist as spiritual transcendences of the real world. On the other hand, however, one can also claim that art, religion, and philosophy are themselves part of a movement of thinking that is also always realised in the social and political world. The latter seems true to me because otherwise a new separation of spheres would arise again (between reality and the spiritual), which, according to my reading, Hegel did not want. In the literature on Hegel, this point is as interesting as it is delicate because criticism and interpretation are especially mixed here. As I have already said, Marx was critical of the fact that Hegel’s solution has a spiritual or intellectual character. One can understand this to mean that Hegel’s mediation comes about primarily through the spiritual – which is what I have essentially done so far. This seems to me to be a crucial point in Hegel, which can indeed also be seen critically. But the role of the spiritual can also be understood as mediation ultimately taking place primarily or only as a spiritual mediation, namely only in philosophy. Marx would certainly have criticised this idea as well. And perhaps he did – but then I would say that this criticised idea is not what Hegel wanted to maintain.Footnote 112 However, in contrast to my interpretation, Hegel has sometimes been interpreted as seeing no reconciliation in the real world.Footnote 113 I disagree with this interpretation, but it is an interesting question, and one that is not easy to resolve.
In the following two sections, I will concentrate first on logic and then on Realphilosophie. In the section on logic, I will try to deepen and defend my interpretation of the structure of dialectic on some points. In the section on Realphilosophie, I will go through some examples.
5 The Concept of Dialectic
What is dialectic and the dialectical? In the following attempt at a kind of definition, I will move in five steps from a general concept of ‘dialectic’ to determinations of this concept that are more specific to Hegel (Section 5.1). I shall then concentrate on the question that has come up several times: what is the ‘third’ (Section 5.2)? Finally, I shall comment at least briefly on the relation between concepts and reality as a dialectical one (Section 5.3).
5.1 A Kind of Definition
One can say that someone wants to think dialectically if they believe that contradictions will take us further in thinking. This goes hand in hand with the claim that contradictions are essential and cannot be avoided, and/or that one should adopt an affirmative attitude towards them. It is also still very general (and compatible with the affirmative attitude towards contradictions) to say that someone describes relations as dialectical when they claim that a reversal occurs in them in which the opposite of what it first looked like arises or has arisen.Footnote 114 This can easily have or be a psychological explanation, which then amounts to the diagnosis of a kind of dominance of the repressed.
It is a little more in the tradition of Hegel to speak of ‘dialectical’, when one believes that to think dialectically implies that the contradictions contribute positively to the determination of what one wants to think.
One is even closer to Hegel when one believes that to think of something as having a dialectic implies that there is a movement in which the contradictory determinations are still inherent in what emerges in the movement (e.g. the Enlightenment is inherent in the myth and the myth in the Enlightenment). Not only are there two elements or moments but they also are, or become, somehow mediated by each other.
These definitions of dialectic could (I think) still be accepted by many of those who want to refer to this concept positively. As has been shown so far, Hegel’s conception of dialectic goes beyond these in at least two specific respects: it is primarily a method of thinking and contradictions are ‘resolved’ in this thinking.
For Hegel, dialectic is primarily a method of thinking. Alternatively, one could say that it is a method of dialogue. Another alternative would be to say that it is a movement of real relations. Hegel would also say both those things, but, for him, these qualifications are subordinate to determining dialectic as a method of thinking.Footnote 115 What does this mean? A method of dialogue could be merely didactic. Assuming that it is not, but that it is conceived so that solutions are only possible through dialogue – as a process of counter-talk – what is the difference from Hegel’s method of thinking? In this case, the difference is no longer so clear. However, Hegel wants to emphasise that certain principles of thinking guide this dialogue – for example, the principles that guide the process of negation – and that the result is not coincidental but may claim a kind of necessity. Of course, it depends on what necessity means here. If one considers Hegel’s logic to claim a priori necessity, then one will regard this difference as very strong. If, alternatively, one assumes that Hegel ultimately thinks of (this kind of) necessity as an obligation to spiritual operations that must also be practised socially, then it fits better with an understanding of dialogical dialectic – much therefore depends on the interpretation of Hegel’s logical principles.
With dialectic, one might also assume that relations could occur independently of thought. This is not possible with Hegel. For Hegel, the change in movement takes place through consciousness and reflection. The assertion that dialectic is essentially something spiritual yet must be attributed to reality is important for my interpretation, so I will elaborate on this further.
The question of the dialectic of nature once again becomes relevant here. If it is the case that consciousness and reflection are always needed for dialectic, is it not also the case that Hegel categorically cannot regard natural processes as dialectical? Or is there perhaps the possibility that the movement of dialectic can only become conscious ‘late’ in the process? What is ‘reflection’ here? Does a structure of presenting and turning back labelled as ‘reflection’ perhaps not have to be defined as thinking at all but could also be interpreted as another kind of ‘turning back’ or ‘self-relation’?
Repetition is a good candidate for asking these questions. Something repeats itself.Footnote 116 Let’s take an event. In a way, we can say that it happens again – ‘again’ because it is the same, it repeats – and, at the same time, it happens anew – ‘anew’ because it is not precisely the same. Firstly, it has another time-space location and is probably different in some respects. Secondly, it is also different because it repeats. That it repeats (often) changes what it is. For example, it is (no longer) a single event – the (possible) property of being part of a sequence depends on the fact that it repeats. Obviously, this is a good candidate for dialectic.Footnote 117 Here we can also say: the repetition is already a kind of reflection – what repeats reflects itself in that it repeats itself. This speech can be understood metaphorically if we think that reflection requires thinking. But it can also be understood more technically, in analogy to a mirror. For Hegel to say that repetition is a kind of reflection is neither (simply) metaphorical nor technical. According to Hegel, all these relations are not only material but also relations in which thinking plays a role. There would be no repetition and no reflection without thinking. One could object that, whether or not we think it, there is something that repeats. I think Hegel does not mean to say that all is made up by us: he means to say that, when we say something repeats, there is already a great deal of mediation. Already, spiritual aspects play a role here: something has to be represented (for sameness); something has to be aware (for it to change by repeating); something has to be recognised (for us to be able to talk of repeating).
Therefore, it can be said that, for Hegel, dialectic is characterised by self-reference. Self-reference here means that something relates to itself in a way that is constitutive of what it is. For Hegel, self-reference occurs not only in primarily spiritual relations but also in structured things, paradigmatically in organisms. What I find important is that, for Hegel, dialectic as a whole movement is not possible without thinking as something spiritual, because the simultaneity of a past and a present, as assumed here in the repetition, can only be thought if one assumes a spiritual mediation. The laws and causality of nature also presuppose – and here Hegel shows himself to be a Kantian – spiritual mediation, since they are not a given, and identity or sameness does not even occur in an (independent) nature. Changes and repetitions are already spiritually mediated insofar as the old and the new must be represented together for something to be seen as a change or a repetition. I would impute this representation to an organism but undoubtedly also to someone who recognises the structure of an organism. Reflection, repetition, mirroring, representation, and recognition are structures in which the spiritual is already involved without our being able to say that they are not about what really exists.
To say that, for Hegel, dialectic is a method of thinking is not to say that he does not also see it as a way of conducting dialogue and as a principle of changing ‘outer’ real relations (such as social or economic things, and natural things). It is only to say that, for him, the character of the movements called dialectical is primarily and essentially thinking and spiritual, and that it is necessary because of this. Moreover, it is for this reason that the dialectical movement has the potential to mediate opposites. This will be explained further in Section 5.2.
For Hegel, dialectic is not only working with contradictions but also resolving or sublimating these contradictions. It has to be a matter of showing and developing the interrelations and even the mediation between the contradictory elements/moments. However, a crucial question of interpretation is what is meant by sublimating contradictions. Another question is whether one can still agree with this concept of sublation in any philosophy after Hegel. There is no doubt that the idea of sublation comes closest to what post-Hegelian philosophy wanted to say goodbye to – but at the same time what it still likes to resurrect today: the idea of an end, of reconciliation, and the idea that it is through human rationality that this can be achieved. In Section 5.2, let us concentrate on the question of interpretation: what is meant by the sublation of contradictions?
As a kind of definition of Hegel’s ‘dialectic’, we can state: dialectic is a method of thinking in which thinking is understood as a movement. This movement of thinking determines what something is. In this process, the articulation and sublimation of contradictions play a constitutive role. The sublimation shows how the contradictory elements/moments are mediated with each other. Since Hegel assumes that thinking and reality are mutually determined and thus interdependent, it is also assumed that the movement of thought can be found in reality, too.
5.2 The ‘Third’
The question of what Hegel sees as ‘the third’ in the dialectical movement has been raised many times in this Element. By now, it should be clear that the third means a sublation of contradictions. Furthermore, I have emphasised (especially in the interpretation of the Encyclopaedia) that the third is not something detached from the movement. In the following, I will try to put this as simply as possible and address the questions of contradiction, negation, and necessity.
According to Hegel, determining something leads to a contradiction. If we determine something and still have a relatively simple idea of it, we have to describe it with contradictory statements. Something is not blue in all circumstances. There will be some light conditions where it is not blue. Something is blue and not blue, free and not free, good and not good, and so on. If we continue to determine and proceed dialectically, we are trying to consider these determinations and relate them to each other. I have already given many examples of this: an object can be blue and not blue if I consider the lighting conditions, but these are not simply given either: physical and social aspects play a decisive role here. What is essential is that when we make determinations we have to relate the thing to other objects, the concepts of determining, and the activity of determining.
According to my reading, Hegel’s assertion is not that something is contradictory but that thinking about something involves first formulating a contradiction and only thereafter resolving it. Now, you could say: if all this can be clarified so well in the end, it wasn’t a contradictionFootnote 118 – Hegel would have been better off not talking about contradictions. I would like to respond by saying that the statement that contradictions occur is justified and indispensable. In what follows, I will try to explain why, drawing on many ideas that have already come up and putting them together into a picture of what dialectic means.Footnote 119
The basic metaphysical idea can be explained by two claims: (1) Nothing is actually simple; however, its simple appearance cannot be overlooked or denied. Perhaps it would be better to say, ‘Its simple way of being cannot be denied’ because the point is that it is part of its essence and not just an appearance of it. We would all, not only philosophers, say that the table is not simply presented as a blue table, and that an action cannot simply be good. But even philosophers do not see the world as one in which light conditions determine the properties of objects, and actions are determined differently in moral and legal terms: they, too, move in a simple world that directly affects them.Footnote 120
This means that the fact that something presents itself as simple, and is seen by us as simple, has to be considered philosophically. The assumption of simplicity corresponds to the determinacy of the world: there are blue tables. Moreover, determination itself is an activity that entails simplicity; as a dialectical activity, it is non-linear; nevertheless, it must begin immediately and with something simple. It is only non-linear because it is a taking-up and a return. But simplicity and immediacy are part of the process of determination.Footnote 121
(2) However, looking at things directly and in a simple way leads to contradictory statements about them. This corresponds at least in part to our human experience. We can have mutually exclusive feelings, and this can ‘tear us apart’. When characterising something, one often wants to say, ‘on the one hand; on the other’. Many of our everyday assumptions are based on the fact that we accept contradictions (that we are free and that we are determined (in the sense of not free), for example). We often ascribe contradictory predicates to things without caring, especially being the same as something else and not being the same (me in the mirror; two leaves that look very similar; two things that are red). According to Hegel, this situation asks for philosophy: in their simplicity, contradictory statements are made about things but, when their complexity is considered, they no longer appear mutually exclusive.
I maintain that Hegel wants to say, on the one hand, that things are complex, mediated, and their determinations are context-sensitive. On the other hand, part of this complexity is that they are also simple and immediate. This can only be seen if one also recognises the role of spiritual activity in determining the world. The activity explains how something simple can also be complex. And vice versa: if you want to avoid and deny the assertion that there are contradictions, you cannot understand the activity of determining. This is the case even if one does not want to deny them but, like Kant, wants to locate them only in reason.
Thus, according to Hegel, we cannot say that there are no contradictions or that we must avoid them. What we can say is that they are contradictions that will prove to be resolvable and that, in this sense, but only in this sense, they are merely apparent. But this is different from saying that there are no contradictions. Regarding Hegel’s text, one would have to examine the ‘Logic of Essence’ and try to understand what is meant by ‘the ground’ into which the contradictory things are supposed to go.Footnote 122 For reasons of space, I must concentrate on the basic idea here: that we must resolve contradictions by uncovering different respects in which various determinations apply to things and by keeping in mind the activity of determining.
One could object here that I am not thinking about the contradictions radically enough when I say that they can be resolved.Footnote 123 However, it seems clear that Hegel abolishes contradictions and that this happens in his work through different views and perspectives. One must bear in mind that these perspectives involve different levels and moments in a process, and that both sides change in this process. For example, I believe Hegel wants to say that the beginning of the Logic is absolute insofar as the development of logic follows an internal method, and that it is not absolute because logic is not yet developed at this point. So these views and differentiations clearly enable both statements to be made (that the beginning is absolute and that it is not absolute). We are not contradicting the principle of non-contradiction here, because we are differentiating views. However, these views are not simple: they do not make one statement true and the other false but lead to more complex assertions. Dialectic can open up the perspectives, and it does so convincingly because it involves thinking in terms of activity and development. The ‘third’ means that we can go through the determinations spiritually and understand that they are moments of a movement. Because this is only possible spiritually, this mediation is necessarily spiritual. Note that, regarding nature, we can thus speak of a unity, but this can only be grasped as a unity by thinking it through – that is, spiritually. Therefore, for Hegel, nature must be viewed dialectically. In contrast, the spiritual not only is to be considered dialectically but also refers to itself in this dialectic. In this sense, dialectic takes on a different character.
It may sometimes look in this section as if the third is only a unity in that we have this movement of moments. One could then say that, with a dynamic understanding of concepts, one could take into account various aspects of something that would appear contradictory if one looked at them in a simple way. One could say, for example, that we need a dynamic concept of perception. By considering the dynamics of perceiving, one can understand what the reference to the object is and to what extent what is perceived consists of more than just sensory data, and so on. These features can lead to contradictory statements but they can also be explained with a dynamic concept.
However, as has already become clear in Section 5.1, and as the examples (of the beginning of the Logic as well as that of the blue table) suggest, this is not enough for Hegelian dialectic. After everything I have explained in this Element, the task is to not think of the third as something static and to take movement seriously,Footnote 124 while still making it clear how Hegel understands unity to mean more than thinking of moments as moments of a movement. We need to go further than claiming that there is a movement of moments, and this can best be explained by focusing on negation and necessity. Why does this process lead to negation, and why is that important? To what extent is this process necessary?
In a nutshell, Hegel’s idea is not that there is merely a thinking of a movement of different (contradictory) moments but that there is a thinking of a movement of different (contradictory) moments in which the different (contradictory) moments attain a specific order and build unity through this order. Various kinds of negation are essential to this process, and they are responsible for why we can claim that there is a necessary link and order to the moments.
Regarding negation, it must be emphasised that, for Hegel, there are (at least) two types of negation: exclusive and inclusive (called bestimmte Negation). I have already described inclusive negation: something that presents itself as contradictory makes sense because the contradictory elements can be understood as parts or moments of a whole. Blue and non-blue as moments of colour determination under different light conditions, my freedom and that of others as moments of a common freedom, and so on. The point is that Hegel wants to show that we can only think this way if we abandon the traditional patterns and develop a different conception of negation, part-whole, and more. Hegel thinks that the relation of the whole and the parts should again be thought of as a relation of negation, but as one in which the negation includes its opposite. Perhaps we can say here that the relation of whole and part (or, analogously, universal and particular) should be dialectical. That is, we can say that the individual is the whole and is not the whole. This is not mutually exclusive because the whole can be understood as a complex unity in which different perspectives may be adopted. These perspectives are not taken ad hoc but emerge within a coherent train of thought – for example, I first define myself as an individual, then as a person, and finally as a human being.
The complex structure also presents itself linguistically as a unit – in the combination of sentences in conclusions, for example.Footnote 125 It is created by relating something individual to its universal: for example, blue to colours and colour properties, or the individual human being to the human species.
Concerning necessity, the following must be emphasised: what emerges as a complex structure – on a small scale and with regard to the totality of determinations – should be necessary, not arbitrary. Firstly, the process of determination does not happen now and then but with all things and always. Secondly, the moments of the process are not arbitrary but necessarily ordered. The relation between civil society and the family is not coincidental: the relevant determinations are necessary. However, Hegel’s conception of necessity is also peculiar to him. He recognises different kinds of necessity, of which physical necessity is only one. It must be said that the necessity that is relevant here is compatible with the fact that we, as spiritual beings – our spiritual determinations – are decisively involved in how things are necessarily, and that necessity does not exclude freedom. This is how I see it: that the process always takes place is related to the fact that it is always about determined things, and that the process of determination follows conditions and rules. In determining, according to Hegel, we need something immediate, and contradictions play a role in this (and, as we must also remember, determination is not a process that is different from the way things are: the world is a ‘determined’ one). The order of moments is necessary because this order is produced in a process, is justified in this process of production (through logical reflections and experience), and is confirmed in this role by us as thinking beings. The fact that the table is blue and appears to be a different colour is the product of a physical, social, and cultural process. It is not purely physical. But it is therefore not accidental. It cannot be asserted otherwise within this process. It is not an individual opinion. It would not be true without a social and cultural framework. However, this social and cultural framework is not set ad hoc but has been legitimised and evaluated in various contexts. The necessity lies in its cognitive adoption, which somehow overcomes the randomness of events within itself by adopting them.
All this says that the determination process has a necessary order and cannot be characterised merely by the fact that it is a movement. However, we can distinguish between different kinds of determination, which allows us to speak in different ways about something being necessarily the way it is. In the concept of ‘object’, ‘identity’, and so on, the structure of determination itself is found quasi purely – although here too logical and social processes of reflection and recognition must take place. In the concept of this blue table, on the other hand, social and physical rules play a more direct role. And socially based rules can also be differentiated. In contrast to the blue table, the definition of civil society as a social entity has become more self-reflective.
It is particularly important to bear in mind that the unity that is to be established in the dialectical is not causal. Nor is it fated. That and how unity comes about does not have this kind of necessity/necessities. The claim that this is necessary does not mean that there is a strict and linear sequence. The necessity that Hegel looks for is also not a kind that enables us to predict things with rules we know. That it is necessary comes only after things have developed as they have. Necessity (in the sense Hegel intends here) comes about through a cognitive appropriation of a development that has taken place. The logical, historical, cultural, physical, and other aspects that lead to something being as it is are not only formed and accepted in practice. They are also ultimately accepted in cognition. In cognition, it has to be accepted that it is as it is (even if in some sense it is made by us) and cannot be seen otherwise. In this way, what is asserted becomes confirmed by the acceptance. Here we can speak of self-reference and cognitive transparency: the process of determination is ultimately only robust if recognised and accepted as it is – this is even the case regarding the logical structure. It is precisely for this reason that the third or the unity is the necessary result of the dynamic structure and, above all, of the insight into it. Concerning freedom, for example, we must say: only the free insight of all individuals into the general can represent a solution in which the individual is mediated with the general.
Let’s return to the role of contradictions. One might ask critically: is it not the case that contradictory statements can arise, and that they do not have to come about as Hegel seems to claim? The reason for this universality is that the same basic patterns are present in determining all things: reference is made directly to something in which the complexity is only implicitly given. The fact that it is an activity already plays a role in this reference. This changes what is accessed, the activity, and the subject that accesses it. From the outset, we have aspects here that will prove to be activity and passivity, spiritual and nature, future and past in their unfolding. Because of its structure, the activity of determining is always connected with the fact that contradictory statements are made when it is carried out (of course, one can neglect this and see only one side, but that is a case of looking away).
For example, Hegel writes, ‘[E]very beginning must be made with the absolute …. But because the absolute exists at first only implicitly, in itself, it equally is not the absolute’ (SL 740 [GW1 12: 241]). Let us note this as a contradiction. Shortly afterwards, Hegel says, ‘Only in its consummation is it the absolute’ (SL 740 [GW 12: 241]). At first, this may sound like a reiteration of the assertion that the beginning cannot be the absolute. However, the assertion combines both claims (and not only that the beginning is absolute): the sentence means to say that the absolute lies in the completion of a beginning. The contradiction is thus still implicit in the fact that we have to take what is in the process of becoming complete as something that is the same throughout the process. It plays with identity and difference: something is the same and not the same at the beginning and the end. However, we can explain further here that there is something in the beginning that must unfold, and that we can say of what has to unfold both that it is already there and that it is not yet there, depending on whether we speak of it as a beginning or as completion. In doing so, we are not only playing with statements but also confirming what we say by doing what we say, which is to continue to determine the beginning. In this way, the process of determination, with its different (contradictory) moments, leads to a unity that is not only complex but also intersubjectively confirmed as it is. Also, for this reason, it is not merely coincidental.
I believe Hegel’s radicalism lies in the fact that he wants to rethink the fundamental patterns: necessity, negation, contradiction, and so on, and give them a new role in the concept of determination. This reading of Hegel is metaphysical. It understands Hegel’s project to say something about our logical categories, such as necessity and causality, and to make ontological claims. It does not see metaphysics as a separate part, because the question of what there is is closely related to what thinking is. I will touch on this briefly in Section 5.3.
5.3 The Relation between Concepts and Reality as a Dialectical Relation
Although I regard dialectic as a method of thinking, I want to make clear that, because of some of Hegel’s other theses, it is also about reality.Footnote 126 Hegel’s point is that the mediation of the spiritual and the non-spiritual is so complex and begins so early that most other models miss it. We cannot claim (as some – perhaps Kant – do) that there is something (realist) but that certain or all properties depend on thought (idealist). This is too simplistic in two ways: (1) There is not simply something: there is something as an indeterminate something, something as a thing, something as a thing with properties, and so on, each of which has different levels of mediation with thinking. Thus, in each case, there are other levels of mediation with the spiritual. We must therefore also differentiate with respect to the realistic ‘something’. (2) There are no concepts, schemata, languages, or spiritual determinations with which we refer to this something. These concepts, for example, are what they are, also depending on what is given. To say that what exists depends on the conceptual apparatus that we have is therefore too little. We must also say that this conceptual apparatus depends on what there is. However, these claims can only be assumed together if we think of the world and our relation to it as a movement. In this sense, the relation between concept and reality is itself dialectical.
As a dialectical movement of thought about dialectic, the relation between thought and reality would perhaps look like this. First, we say (like Kant): reality is dependent on thinking (if not, we could have no necessary knowledge about it). Then we say: reality is not dependent on thinking (if it were, we could not cognise anything as it really is but only construct things according to our rules (which is why Kant talked about appearances)). We can only solve this contradiction when we think of reality and thinking – dialectically – as two moments of a common movement.
Thus, with respect to the question of why thinking and reality have the same dialectical structure, we cannot only say: (1) As a method of thinking, dialectic is appropriate to the structure of reality. This could be justified as follows: only if we think dialectically can we grasp reality conceptually. On the one hand, reality itself is not a static collection of facts but a moving, multifaceted becoming. On the other hand, despite this movement, it can be conceptualised and logically grasped. If this is so, we can already say that the movement is found in thinking and reality, and that not only is thinking dialectical (if grasped properly) but reality is also dialectical. This is correct (according to Hegel), but it is still about a correspondence relation in which we take thinking and reality as two different sides of a relation. We must therefore add a second step: (2) The movements of thought and the movement of reality are not independent but constitute a single movement and are related in a ‘dialectical’ way. Only if we also grasp this will we have the appropriate concept of dialectical thinking.
So, when we say that, in our determination of something, we have to present it as contradictory, this cannot be separated from how reality is: reality presents itself as a contradiction, and this is part of its determination.Footnote 127 At the same time, reality is not conceived here as static but as a process. Because thinking and being are complexly intertwined, neither one nor the other can be considered completely separately. However, this does not mean that we can simply say that reality is (always equally) conceptual – because what there is can be more or less conceptually determined, and also the concepts can be more or less developed.
6 Examples
I said earlier that there is something unsettling about the fact that we encounter the dialectical structure in so many different areas. The observations made in this Element should have explained these different areas already a little bit. At least we have seen that the dynamic way of conceptualising things also has to do with the fact that things are not simply there but are determined dynamically. Dialectic is necessary because it is the movement of successful determination of something – regardless of what that something is. Concepts such as perception, object, life, time, and freedom must be dialectical because one can only understand them if one considers dynamic processes of determination. Another aspect we have learned is that saying that the dialectical process is necessary should not be understood to mean that there is a strict and linear procedure in place. Since the relevant concept of necessity has much to do with contexts, history, and acceptance, there is also more space for very different examples.
For Hegel, the best example of a concept that we can develop dialectically is freedom. I have referred to this example several times and used it to illustrate various things. For example, I wanted to make it clear that, for Hegel, it is important to differentiate between two levels: the individual (my individual freedom) and the universal (or common freedom); I also used it to clarify to what extent we should speak of contradictions (so we can say: as long as we ignore the common freedom, our individual freedom seems to contradict the freedom of other individuals).Footnote 128 But there is still a lot to say about all these things.
Neuhouser and Fliedner (Reference Neuhouser and Fliedner2016) reconstruct freedom as a dialectic of concepts. In their view, one examines concepts of freedom by imagining what a world would be like in which these concepts were realised and thus sees that this would lead to contradictions. Dialectic is therefore needed to complete the concepts of freedom, some of which are inadequate. This proposal for the dialectical movement is compelling. Nevertheless, based on what I have said about dialectic, I have to disagree with them when they reconstruct this only as a philosophical consideration about concepts. While I can follow the content of their points, I must emphasise that I think that not only is there a concept of individual freedom but the individuals of Hegel’s time also realise this concept in parts of their existence; therefore, the contradictions do not only occur between concepts. In other words, one would say: there is freedom – meaning that we realise freedom or act freely in certain ways – to which we must refer in contradictory statements as long as we cannot classify it in its complex structure.
The development of the concept of freedom is closely linked to an understanding of political institutions, which, in Hegel’s case, we must see from the perspective of the theme of freedom. I have often referred to this, citing the relation between the state and civil society as a good example for dialectic. Life or nature could be another example. Other prominent examples concern thinking and include perception and the development of logical principles – an endeavour that Hegel wants to carry out dialectically in the Logic. Here, I should point out again that the Phenomenology develops its subject, the concept of cognition, dialectically. That this is successful dialectically – that is, that the question of what cognition is can be answered in this way – only emerges over the course of the Phenomenology. In this sense, the Phenomenology is a realisation of its own method as being dialectical.
In the reception of Hegel’s dialectic, death and desire have been seen as good examples of the dialectical.Footnote 129 A less prominent example is selfhood.Footnote 130 This is a good example of dialectic: as I mentioned earlier, a basic idea of the dialectical method is that we must transcend the levels of the descriptive and the normative because the normative is mediated by the descriptive and vice versa. So the thesis here is that our apparently purely descriptive relation to ourselves is already shaped by the normative implications of society and, conversely, that normative ideas are dependent on the status quo. This is quite convincing as a general idea and as a critique of an overly naive separation between the normative and the descriptive. Ideally, it would also be transparent how descriptive and normative aspects intervene, because the philosophical concept would consider and relate scientific and historical aspects, along with many others. The normative concept would also be normative because we accept it as our norm in this process of reconstructing development. It would be right to claim (as people do who think that dialectic is nonsense or dangerous) that the philosophical process itself is not a neutral but a normative process – but this itself would not be hidden but transparent.
These examples show once again that we are dealing with processes of determination in which relations between the universal and the individual are analysed in such a way that it becomes clear how they are mediated. According to the thesis, if you think of their relation in terms of a dynamic negation relation, you can make statements that would present themselves as contradictory if detached from their context.
There are examples of dialectic that Hegel would not have regarded as good examples. I have mentioned some of them: repetition, for example, or psychological processes in which the repressed gains the upper hand. You could say, with Hegel, that there is a dialectical moment here: a moment in which something turns into its opposite, whereby the thing into which it turns was somehow already inherent. But what would not be obvious here is how the moments relate to each other in an organised way. If it is not something that becomes self-transparent, Hegel would not consider it a good candidate for dialectic.
7 Use of Dialectic
It would be tempting to end this Element with an enthusiastic call for the dialectical method. However, concerns of various kinds have arisen in the Element, and they must be kept in mind.
One concern is directed against Hegel’s concept of unity. As we have seen, this criticism is multifaceted. It is also linked to many questions on other topics (what necessity means, to what extent a unity can be revised, etc.). Above all, we should remember in the discussion that the objections themselves are not always based on the same grounds. For all his criticism of Kant, Hegel remains aligned with Kant in many basic assumptions, as has been shown here. These include the assumption that, as human beings, we are bound to a kind of universalism – at least in the sense that we understand ourselves as human beings. This means that, although one can defend Hegel against objections that his conception would assume a unity or reconciliation that is too static, too final – as I have done repeatedly in this Element – this does not mean to defend him against objections that are directed against universalism itself.
Another thesis that has proved controversial in Hegelian dialectic is that the differences in the determination of a thing can be represented as contradictions and that this is a necessary part of its determination. This thesis is criticised for various reasons: concerns about a threat to classical logic, concerns about excessive dramatisation, or concerns about an overly formal exaggeration of diverse and subtle differences. I have tried to show that the first concern is unfounded, and I have endeavoured to counter the third by pointing out that these contradictions arise from our process of determination, because in this process the immediate and the mediated, the passive and the active are already constitutive, and these lead to the formulation of contradictory statements about the thing. This explains Hegel’s approach. In adopting it, he makes a positive connection with the idea of determination in the history of philosophy (especially in Spinoza and Kant). But, of course, at this point, one could call for a further departure from the classical paradigms. This is also related to what one wants in philosophy. For all the ambiguity of which others accuse him, Hegel remains faithful to the aim of clarity because he believes it is possible to determine things. He believes that this aim can be achieved in a different way from that suggested by tradition. Thereby, the meaning of ‘determination’ also changes. Nevertheless, we can see that, in a certain sense, Hegel preserves the traditional philosophical project of cognising and determining things. Be that as it may, the objection that we can comprehend things – at least in many cases – by referring only to ‘differences’, and not to ‘contradictions’, remains a good one.
I have also sometimes implicitly and allusively rejected the second concern. Explicitly, we can now ask critically: is it fruitful to escalate determinations to the point of contradiction when grasping something? When is it fruitful, and why? Why, for example, does Kant also formulate the characteristics of aesthetic judgement by saying that something is ‘purposeful without purpose’ and that there is ‘disinterested pleasure’? What is fruitful about that? In many of my examples, one might also ask: is there even a conflict between identity and difference? Do I really want to say, about my reflection in the mirror, that I am identical to it? Or to my fellow human being, or my lover? Those drawn to answer these questions in the affirmative are at least spontaneously attracted to Hegel.
In the many topics covered in this Element, it has become clear – especially in interpreting Hegel’s texts – that Hegel regarded dialectic as a method without alternatives in philosophy primarily because it is the best scientific method. Above all, this is taken to mean that this method allows a particular kind of systematic closeness and can therefore represent a way of justification like no other method. It is supposed to be a singular justification in that it assumes no axioms or first premises. It is supposed to be a self-transparent method, in the sense that the method becomes transparent in the determination (it is not always already so). This is why the method plays a particularly crucial role in the Phenomenology and the Logic. One can be critical of such a demanding programme of reasoning in philosophy. Both now and in the past, many would say that not all laws of thought need to be justified. However, I think that, if one pursues a programme of justification, Hegel’s proposal to take an approach that also includes social obligations and to develop other forms of necessity and justification within this framework is a very good one and has also been recognised as such by many (such as Robert Brandom). Of all the features of ‘the dialectical’, what perhaps plays the most significant role is dynamic self-referentiality and the thesis that spiritual and social mediation should be regarded as the basis of justification.
We can see that, even at the end of this Element, many questions about the relevance of dialectic must be left open. Reference to this method is therefore often understandably partial. For example, we could say that someone adopts an idea of Hegel’s concept of dialectic when they claim that, in philosophy, we should have an attitude that accepts ambiguity or does not avoid contradiction. Furthermore, when they say that because thinking is not a static but a dynamic movement, they are looking for other ways of expression than that of judgements and simple sentences. We can also say that someone adopts considerations of Hegel’s dialectic when they say that the distinction between the descriptive and the normative is not clear or fixed. Although it is one thing to describe something as it is and another to say how it ought to be, we also need to see the (perhaps hidden) mediation between the two. Part of philosophy is to look for these interdependencies and to move back and forth between the descriptive and the normative. To do this, we think of the dependencies of our own time and developments from the past. However, even if we can see a close connection to Hegel’s concept of dialectic in these cases, many important points for Hegel’s philosophical method and understanding are not considered in these cases.
Acknowledgements
Many thanks are due to Rolf-Peter Horstmann, Ronja Liebenrodt, Jürgen Schlömp-Röder, Karen Koch, Moriz Hagemann, Fernando Turri, Emmanuel Nakamura, Yady Oren, Dominika Jerkic, Jenny Kneis, and Ulas Ustear for comments on this Element, as well as to Elena Tripaldi, Natalia Albizu, Giacomo Croci, and Nikita Siverts for hints, especially regarding Sections 3 and 4. I would like to express my thanks to Caroline Durant and Achim Wamßler for their fantastic editing work on the text (any remaining imperfections and errors are due to my stubbornness).
Sebastian Stein
Heidelberg University
Sebastian Stein is a Research Associate at Heidelberg University. He is co-editor of Hegel’s Political Philosophy (2017), Hegel and Contemporary Practical Philosophy (with James Gledhill, 2019) and Hegel’s Encyclopedic System (2021), and has authored several journal articles and chapters on Aristotle, Kant, post-Kantian idealism and (neo-)naturalism.
Joshua Wretzel
Pennsylvania State University
Joshua Wretzel is Assistant Teaching Professor of Philosophy at the Pennsylvania State University. He is the co-editor of Hegel’s Encyclopedic System and Hegel’s Encyclopedia of the Philosophical Sciences: A Critical Guide (Cambridge). His articles on Hegel and the German philosophical tradition have appeared in multiple edited collections and peer-reviewed journals, including the European Journal of Philosophy and International Journal for Philosophical Studies.
About the Series
These Elements provide insights into all aspects of Hegel’s thought and its relationship to philosophical currents before, during, and after his time. They offer fresh perspectives on well-established topics in Hegel studies, and in some cases use Hegelian categories to define new research programs and to complement existing discussions.
