Hostname: page-component-cb9f654ff-mnl9s Total loading time: 0 Render date: 2025-08-03T06:38:33.825Z Has data issue: false hasContentIssue false

The “Case” for Independent Courts: The Insurance Theory of Judicialization in Autocracies

Published online by Cambridge University Press:  11 December 2024

Taraleigh Davis*
Affiliation:
Department of Political Science and International Studies, Bradley University, Peoria, IL, USA

Abstract

Why would authoritarian rulers allow for an independent judiciary that could constrain their power? This study extends the insurance theory of judicial independence to autocratic contexts, arguing that when leaders perceive a higher risk of losing office, they become more likely to tolerate or create independent courts as a safeguard against potential post-exit reprisals. Using a novel two-stage analytical approach, I construct a hazard rate for each country year from the Geddes et al. (2014) autocratic regime dataset, based on factors directly observable to autocratic leaders. This hazard rate serves as a proxy for perceived risk of losing power. My findings provide robust evidence that higher perceived risk is significantly associated with greater judicial independence in autocratic regimes, even when controlling for economic development, regime longevity, and court age. This research offers crucial insights into autocratic governance, demonstrating that promoting judicial independence can be a calculated strategy for regime survival rather than merely a democratic concession.

Information

Type
Special Issue Article
Copyright
© The Author(s), 2024. Published by Cambridge University Press on behalf of the Law and Courts Organized Section of the American Political Science Association

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Article purchase

Temporarily unavailable

References

Albertus, M. and Menaldo, V. 2012. “Dictators as Founding Fathers?” The Role of Constitutions under Autocracy.” Economics & Politics 24(3): 279306.CrossRefGoogle Scholar
Austin, Peter C. 2017. “A Tutorial on Multilevel Survival Analysis: Methods, Models and Applications.” International Statistical Review 85(2): 185203.CrossRefGoogle ScholarPubMed
Becker, Theodore L. 1987. Comparative Judicial Politics: The Political Functioning of Courts. Chicago: University Press of America.Google Scholar
Epperly, Brad. 2019. “The political foundations of judicial independence.” In Dictatorship and Democracy. New York: Oxford University Press.Google Scholar
Epperly, Brad. 2018. “(Re)examining the Insurance Model of Judicial Independence across Democracies.” Journal of Law and Courts 6(2): 405419.CrossRefGoogle Scholar
Epperly, Brad. 2016. “Political Competition and de facto Judicial Independence in Non-democracies.” European Journal of Political Research 56(2): 279300.CrossRefGoogle Scholar
Epperly, Brad. 2013. “The Provision of Insurance?Journal of Law and Courts 1(2): 247278.CrossRefGoogle Scholar
Escribà-Folch, A. 2013. “Accountable for What? Regime Types, Performance, and the Fate of Outgoing Dictators, 1946–2004.” Democratization 20(1): 160185.CrossRefGoogle Scholar
Feld, Lars P., and Voigt, Stefan. 2003. “Economic Growth and Judicial Independence: Cross-country Evidence Using a New Set of Indicators.” European Journal of Political Economy 19(3): 497527.CrossRefGoogle Scholar
Finkel, Jodi S. 2005. “Judicial Reform as Insurance Policy: Mexico in the 1990s.” Latin American Politics & Society 47(1): 87113.CrossRefGoogle Scholar
Finkel, Jodi S. 2008. Judicial Reform as Political Insurance: Argentina, Peru, and Mexico in the 1990s. Notre Dame: University of Notre Dame Press.CrossRefGoogle Scholar
Geddes, Barbara. 1999. “What Do We Know About Democratization After Twenty Years?Annual Review of Political Science 2(1): 115144.CrossRefGoogle Scholar
Geddes, Barbara, Wright, Joseph, and Frantz, Erica. 2014. “Autocratic Breakdown and Regime Transitions: A New Data Set.” Perspectives on Politics 12(2): 313331.CrossRefGoogle Scholar
Ginsburg, Tom. 2003. Judicial Review in New Democracies: Constitutional Courts in Asian Cases. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Haggard, A. MacIntyre, and Tiede Annual, L.. 2008. Review of Political Science, 11: 205–234. https://doi.org/10.1146/annurev.polisci.10.081205.100244.CrossRefGoogle Scholar
Iaryczower, Matias, Spiller, Pablo T., and Tommasi, Mariano. 2002. “Judicial Independence in Unstable Environments, Argentina 1935-1998.” American Journal of Political Science 46(4): 699716.CrossRefGoogle Scholar
Landes, William M., and Posner, Richard A.. 1975. “The Independent Judiciary in an Interest-Group Perspective.” The Journal of Law and Economics 18(3): 875901.CrossRefGoogle Scholar
Larkins, Christopher M. 1996. “Judicial Independence and Democratization: A Theoretical and Conceptual Analysis.” The American Journal of Comparative Law 44(4): 605626.CrossRefGoogle Scholar
Linzer, Drew A., and Staton, Jeffrey K.. 2015. “A Global Measure of Judicial Independence, 1948-2012.” Journal of Law and Courts 3(2): 223256.CrossRefGoogle Scholar
Munger, Michael C. 2002. “Comment on Ferejohn’s ‘Judicializing Politics, Politicizing Law’.” Law and Contemporary Problems 65 (3): 8793.CrossRefGoogle Scholar
Pistan, Carna. 2017. “2017 Constitutional Reform in Kazakhstan: Increasing Democracy Without Political Pluralism?” ConstitutionNet, March 28. https://constitutionnet.org/news/2017-constitutional-reform-kazakhstan-increasing-democracy-without-political-pluralism.Google Scholar
Randazzo, Kirk, Gibler, Douglas, and Reid, Rebecca. 2016. “Examining the Development of Judicial Independence.” Political Research Quarterly 69(3): 583593.CrossRefGoogle Scholar
Ramseyer, J. M. 1994. “The Puzzling (In)Dependence of Courts: A Comparative Approach.” The Journal of Legal Studies 23(2): 721747.CrossRefGoogle Scholar
Rios-Figueroa, J., and Staton, J. K.. 2012. “An Evaluation of Cross-National Measures of Judicial Independence.” Journal of Law, Economics, and Organization 30(1): 104137.CrossRefGoogle Scholar
Root, Hilton L., and May, Karen. 2008. “Judicial Systems and Economic Development.” In Rule by Law: The Politics of Courts in Authoritarian Regimes, eds. Ginsburg, Tom and Moustafa, Tamir. Cambridge: Cambridge University Press. chapter, 304–25.CrossRefGoogle Scholar
Rosenn, Keith S. 1987. “The Protection and Judicial Independence in Latin America.” Inter-American Law Review 19(1): 135.Google Scholar
Schedler, Andreas. 2004. “Arguing and Observing: Internal and External Critiques of Judicial Impartiality.” Journal of Political Philosophy 12(3): 245265.CrossRefGoogle Scholar
Shapiro, Martin. 1981. Courts: A Comparative and Political Analysis. Chicago: University of Chicago Press.CrossRefGoogle Scholar
Sievert, Jacqueline M. 2018. “The Case for Courts.” Journal of Peace Research 55(6): 774786.CrossRefGoogle Scholar
Solomon, Peter H. 2007. “Courts and Judges in Authoritarian Regimes.” World Politics 60(1): 122145.CrossRefGoogle Scholar
Svolik, Milan W. 2012. The Politics of Authoritarian Rule. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Vanberg, George. 2015. “Constitutional Courts in a Comparative Perspective: A Theoretical Assessment.” Annual Review of Political Science 18:167–85.CrossRefGoogle Scholar
Wang, Yuhua. 2016. Tying the Autocrat’s Hands: The Rise of the Rule of Law in China. New York: Cambridge University Press.Google Scholar