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Precaution and proportionality in pandemic politics: democracy, state capacity, and COVID-19-related school closures around the world

Published online by Cambridge University Press:  27 May 2022

Axel Cronert*
Affiliation:
Department of Government, Uppsala University, Box 514, 751 20 Uppsala, Sweden
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Abstract

The COVID-19 pandemic triggered a globally spread—but differently timed—implementation of school closures and other disruptive containment measures as governments worldwide intervened to curb transmission of disease. This study argues that the timing of such disruptive interventions reflects how governments balance the principles of precaution and proportionality in their pandemic decision-making. A theory is proposed of how their trade-off is impacted by two interacting institutional factors: electoral democratic institutions, which incentivise political leaders to increasingly favour precaution, and high state administrative capacity, which instead makes a proportional strategy involving later containment measures more administratively and politically feasible. Global patterns consistent with this theory are documented among 170 countries in early 2020, using Cox models of school closures and other non-pharmaceutical interventions. Corroborating the theorised mechanisms, additional results indicate that electoral competition prompts democratic leaders’ faster response, and that this mechanism is weaker where professional state agencies have more influence over policymaking.

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Type
Research Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2022. Published by Cambridge University Press
Figure 0

Figure 1. School closures and COVID-19 cases among 173 countries, January 28–April 7, 2020. Sources: Dong et al. (2020), UNESCO (2021), Hale et al. (2021).

Figure 1

Figure 2. Timing of school closures in 170 countries.Note: Includes 170 countries, omitting China, Hong Kong, and Mongolia. Values for above-median democratic Lesotho (−55), Solomon Islands (−206), and Vanuatu (−254) have been truncated at the minimum value among below-median democratic countries (−41). Sources: Dong et al. (2020), UNESCO (2021), Hale et al. (2021), Coppedge et al. (2021), Kaufmann et al. (2011).

Figure 2

Figure 3. Hazard ratio estimates from Cox models of school closures in up to 170 countries.Note: 95% confidence intervals based on robust standard errors clustered by country. Observations are stratified on date of first confirmed COVID-19 case. All models include a set of region indicators and an indicator of weekend days. For full model output, see the Supplementary Material, Table S2.

Figure 3

Figure 4. Expected difference in time to school closure, by institutional factor.Note: Estimates of average marginal effects obtained by post-estimation simulation from baseline models A and B and interaction models A+ and B+, using the non-parametric step-function version of the Cox ED procedure (Kropko and Harden 2020). 95% confidence intervals based on standard errors bootstrapped by country with 200 iterations. A+ (Interaction) and B+ (Interaction) replicate models A and B but add an interaction between democracy and government effectiveness. High and low levels are the 25th and 75th percentiles, respectively. For full model output, see the Supplementary Material, Table S2.

Figure 4

Figure 5. Expected difference in time to school closure, by regime type.Note: Estimates of average marginal effects obtained by post-estimation simulation from models C and D using the nonparametric step-function version of the Cox ED procedure (Kropko and Harden 2020). 95% confidence intervals based on standard errors bootstrapped by country with 200 iterations. For full model output, see the Supplementary Material, Table S2.

Figure 5

Figure 6. Hazard ratio estimates from Cox models of other non-pharmaceutical interventions.Note: These analyses re-estimate baseline models A and B on different events, and are run on the available data (as is) from Hale et al. (2021), covering 146–161 countries. 95% confidence intervals based on robust standard errors clustered by country.

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