Introduction
Major mental disorders are highly heritable. Family studies have estimated the overall phenotype heritability of schizophrenia (SZ), bipolar disorder (BD), and major depressive disorder (MDD) at ~80% (Sullivan, Kendler, & Neale, Reference Sullivan, Kendler and Neale2003), ~70% (Edvardsen et al., Reference Edvardsen, Torgersen, Røysamb, Lygren, Skre, Onstad and Øien2008), and ~30–40% (Sullivan, Neale, & Kendler, Reference Sullivan, Neale and Kendler2000), respectively. This suggests a substantial involvement of inherited genetic variants in the etiology of these disorders, which has been confirmed by genome-wide association studies (GWAS). The proportion of variance that has been attributed to common variants (single-nucleotide polymorphisms (SNP) heritability) in current GWAS is estimated around 9% for MDD (Howard et al., Reference Howard, Adams, Clarke, Hafferty, Gibson and Shirali2019; Wray et al., Reference Wray, Ripke, Mattheisen, Trzaskowski, Byrne and Abdellaoui2018), 17–23% for BD (Stahl et al., Reference Stahl, Breen, Forstner, McQuillin, Ripke and Trubetskoy2019), and 25–30% for SZ (Brainstorm Consortium et al., Reference Anttila, Bulik-Sullivan, Finucane, Walters, Bras and Murray2018; Pardiñas et al., Reference Pardiñas, Holmans, Pocklington, Escott-Price, Ripke, Carrera and Walters2018). It is, however, unclear how these genetic risk factors translate to brain structural and functional changes that can lead up to psychopathology.
Neuroimaging studies have reported brain anatomical changes as potential pathogenic features of major mental disorders (Goodkind et al., Reference Goodkind, Eickhoff, Oathes, Jiang, Chang, Jones-Hagata and Etkin2015; SZ: Haijma et al., Reference Haijma, Van Haren, Cahn, Koolschijn, Hulshoff Pol and Kahn2012; BD: Hanford, Nazarov, Hall, & Sassi, Reference Hanford, Nazarov, Hall and Sassi2016; MDD: Schmaal et al., Reference Schmaal, Hibar, Sämann, Hall, Baune, Jahanshad and Veltman2016). However, one major question remaining unanswered is which of the structural abnormalities in patients arise from a shared genetic basis with etiology and which reflect pathogenic factors, progression of mental disorders, or treatment-related mechanisms. While the former might be present before the onset of mental disorders, the latter unfolds during the course of disorder progression. Case–control studies do often not account for such confounding effects of comorbidity, therapeutic effects [psychopharmacological, electroconvulsive therapy, psychotherapy (Enneking, Leehr, Dannlowski, & Redlich, Reference Enneking, Leehr, Dannlowski and Redlich2020; Mulders et al., Reference Mulders, Llera, Beckmann, Vandenbulcke, Stek, Sienaert and Tendolkar2020)], clinical heterogeneity, or also genetic heterogeneity.
Given the lack of larger studies assessing imaging markers of early brain structural development in relation to genetic risk, our present study strives to investigate cortical complexity (Yotter, Nenadic, Ziegler, Thompson, & Gaser, Reference Yotter, Nenadic, Ziegler, Thompson and Gaser2011) in healthy participants (HC). Cortical complexity (CC) is a biomarker that measures the roughness of a surface by quantifying the spatial frequency of cortical shape details and can thus be considered as a measure of gyrification (Di Ieva, Grizzi, Jelinek, Pellionisz, & Losa, Reference Di Ieva, Grizzi, Jelinek, Pellionisz and Losa2013). Cortical regions with higher fractional dimension values are shaped more irregularly and consist of more spatial details (Im et al., Reference Im, Lee, Yoon, Shin, Hong, Kim and Kim2006). Other studies showed that CC is affected by genetic disorders like 22q11 deletion syndrome (Schaer et al., Reference Schaer, Cuadra, Tamarit, Lazeyras, Eliez and Thiran2008) and William's syndrome (Thompson et al., Reference Thompson, Lee, Dutton, Geaga, Hayashi, Eckert and Reiss2005), but also gender (Awate, Yushkevich, Song, Licht, & Gee, Reference Awate, Yushkevich, Song, Licht and Gee2010; Luders et al., Reference Luders, Narr, Thompson, Rex, Jancke, Steinmetz and Toga2004). However, the heritability of cortical folding varies across different brain areas (Elliott et al., Reference Elliott, Sharp, Alfaro-Almagro, Shi, Miller, Douaud and Smith2018; Grasby et al., Reference Grasby, Jahanshad, Painter, Colodro-Conde, Bralten, Hibar and Medland2018; Rogers et al., Reference Rogers, Kochunov, Zilles, Shelledy, Lancaster, Thompson and Glahn2010; Strike et al., Reference Strike, Hansell, Couvy-Duchesne, Thompson, de Zubicaray, McMahon and Wright2019).
In vivo fetal imaging studies showed that CC increases rapidly during intrauterine brain folding development (Shyu et al., Reference Shyu, Wu, Chen, Chen, Hu and Guo2011; Wu, Shyu, Chen, & Guo, Reference Wu, Shyu, Chen and Guo2009). After birth, in the first two decades of life, smaller maturational changes in CC were observed (Blanton et al., Reference Blanton, Levitt, Thompson, Narr, Capetillo-Cunliffe, Nobel and Toga2001; Sandu et al., Reference Sandu, Izard, Specht, Beneventi, Lundervold, Ystad and Functions2014; Sun & Hevner, Reference Sun and Hevner2014). By contrast, CC stays relatively stable in adulthood (Cao et al., Reference Cao, Mwangi, Passos, Wu, Keser, Zunta-Soares and Soares2017). Thus, we can use CC as a marker for major maturational processes in the brain that occur mainly throughout fetal and early postnatal life (Armstrong, Schleicher, Omran, Curtis, & Zilles, Reference Armstrong, Schleicher, Omran, Curtis and Zilles1995; Hedderich et al., Reference Hedderich, Bäuml, Menegaux, Avram, Daamen, Zimmer and Sorg2020; Sun & Hevner, Reference Sun and Hevner2014).
Cross-sectional case–control studies of cortical folding showed changes in cortical folding in patients suffering from SZ (Nenadic, Yotter, Sauer, & Gaser, Reference Nenadic, Yotter, Sauer and Gaser2014; Nesvåg et al., Reference Nesvåg, Schaer, Haukvik, Westlye, Rimol, Lange and Eliez2014; Palaniyappan & Liddle, Reference Palaniyappan and Liddle2012; Yotter et al., Reference Yotter, Nenadic, Ziegler, Thompson and Gaser2011), BD (Nenadic et al., Reference Nenadic, Yotter, Dietzek, Langbein, Sauer and Gaser2017), and MDD (Depping et al., Reference Depping, Thomann, Wolf, Vasic, Sosic-Vasic, Schmitgen and Wolf2018; Schmitgen et al., Reference Schmitgen, Depping, Bach, Wolf, Kubera, Vasic and Wolf2019). It is unknown, though, how individual molecular genetic risk for major mental disorders shapes early developmental cortical folding.
In the current study, we investigated the impact of molecular genetic risk for SZ, BD, and MDD on cortical folding. By analyzing a healthy control sample, we minimize the effects of mental disorder phenotype expressions, medication, and other factors commonly confounding the studies in patient populations. We hypothesized polygenic risk scores (PRS) to be associated with cortical folding in brain areas that have been implicated in these disorders. In particular, we expect, first, polygenic risk for SZ to be associated with CC changes in parietal and frontal regions (Liu et al., Reference Liu, Zhang, Cui, Qin, Tao, Li and Jiang2017; Nenadic et al., Reference Nenadic, Yotter, Sauer and Gaser2014; Palaniyappan, Mallikarjun, Joseph, White, & Liddle, Reference Palaniyappan, Mallikarjun, Joseph, White and Liddle2011); second, BD polygenic risk to be associated with changes in cortical development in frontal areas as well as in the precuneus (Nenadic et al., Reference Nenadic, Yotter, Dietzek, Langbein, Sauer and Gaser2017); third, polygenic risk for MDD to affect cortical folding in the rostral anterior cingulate cortex, orbitofrontal cortex (OFC), and frontal poles (Han et al., Reference Han, Won, Kang, Kim, Yoon, Chang and Ham2017). Additionally, we conducted an analysis with cross-disorder polygenic risk (Cross-Disorder Group of the Psychiatric Genomics Consortium, 2013) to test its potential effects on cortical folding complexity. In order to further characterize potential CC clusters that are significantly associated with PRS for major mental disorders, we conducted follow-up analyses with grey matter volumes and cortical thickness. Therefore, we used region of interest (ROI) and volume of interest (VOI) analyses in those brain areas which were significantly associated with PRS for major mental disorders for the purpose of identifying potential additional changes in other morphological modalities.
Methods
Participants and MRI data acquisition
We analyzed data from 580 healthy non-clinical participants from the ongoing FOR2107 study (http://for2107.de/; Kircher et al., Reference Kircher, Wöhr, Nenadic, Schwarting, Schratt, Alferink and Dannlowski2019). All participants gave written informed consent to a study protocol approved by the Ethics Committees of the Philipps University of Marburg or the University of Münster and received a financial compensation. All subjects underwent a structured clinical interview (SCID-I; Wittchen, Wunderlich, Gruschwitz, & Zaudig, Reference Wittchen, Wunderlich, Gruschwitz and Zaudig1997) administered by trained clinical raters that is based on DSM-IV-TR. Besides lifelong absence of mental disorders, additional exclusion criteria were any history of neurological (stroke, tumor, neuro-inflammatory diseases, head-trauma) or other major medical conditions (cancer, chronic autoimmune diseases, infections), a current or previous substance dependence, severe obstetric complications, or an IQ <80 [estimated with the MWT-B (Mehrfachwortschatztest-B), a German equivalent of the Multiple Choice Word Test-B (Lehrl, Reference Lehrl1995)]. The participants were recruited through local newspaper advertisements. Subsamples recruited at Münster and Marburg had similar demographics except for a significant difference in mean age [t(492.55) = 6.73, p = 4.7 × 10−11, d = 0.55]. For detailed descriptive statistics of the sample, see Table 1.
Sociodemographic characteristics
p shows significant differences after Bonferroni correction for multiple comparisons (n = 3). * indicates that a χ2-test has been conducted. Handedness was assessed using the EHI (Oldfield, Reference Oldfield1971).
We acquired MRI data in the FOR2107 group at two sites, following a quality assurance protocol (Vogelbacher et al., Reference Vogelbacher, Möbius, Sommer, Schuster, Dannlowski, Kircher and Bopp2018). In Marburg, MRI data were acquired with a 3T MRI scanner (Tim Trio, Siemens, Erlangen, Germany), using a 12-channel head matrix Rx-coil. In Münster, a 3T MRI scanner (Prisma, Siemens, Erlangen, Germany) and a 20-channel head matrix Rx-coil were used. The MP-RAGE sequence used consisted of 176 sagittal slices with an in-plane field-of-view of 256 mm and a voxel size of 1 × 1 × 1 mm (for further MRI acquisition parameters across sites, see Supplementary material). Before preprocessing, scans were manually checked for the absence of artefacts and anatomical abnormalities by a senior clinician and excluded if necessary.
MRI data preprocessing
CAT12 (version 1278; Reference Gaser, Dahnke, Kurth, Luders and Alzheimer's Disease Neuroimaging InitiativeGaser, Dahnke, Kurth, Luders, & Alzheimer's Disease Neuroimaging Initiative, in review) builds on SPM (Penny, Friston, Ashburner, Kiebel, & Nichols, Reference Penny, Friston, Ashburner, Kiebel and Nichols2011) and includes a pipeline for surface-based morphometry. Using default settings, cortical surfaces were extracted with a spherical harmonics approach (Dahnke, Yotter, & Gaser, Reference Dahnke, Yotter and Gaser2013), topological correction was applied (Yotter, Dahnke, Thompson, & Gaser, Reference Yotter, Dahnke, Thompson and Gaser2011), and surfaces were spherically mapped with a volume-based diffeomorphic DARTEL algorithm (Ashburner, Reference Ashburner2007), in order to reparametrize the surfaces into a common coordinate system to allow inter-subject analysis (Yotter, Thompson, & Gaser, Reference Yotter, Thompson and Gaser2011). Local surface complexity was estimated utilizing a fractal dimensions approach (Yotter et al., Reference Yotter, Nenadic, Ziegler, Thompson and Gaser2011).
All modulated CC datasets were smoothed with a Gaussian kernel of 20 mm full width at half maximum (FWHM). In order to assign significant clusters to anatomical areas, we used the Desikan-Killiany-40 atlas (Desikan et al., Reference Desikan, Ségonne, Fischl, Quinn, Dickerson, Blacker and Hyman2006).
Additionally, we extracted cortical thickness and grey matter volumes from our MRI data for follow-up analyses (Dahnke et al., Reference Dahnke, Yotter and Gaser2013). For volume data, structural MRI scans were first spatially registered with a high-dimensional DARTEL template provided by CAT12 to achieve more accurate inter-subject registration. Data were segmented into different tissues (grey matter, white matter, and cerebrospinal fluid) and MRI inhomogeneities were normalized. Segmentations were modulated by scaling with the portion of volume changes due to spatial registration in that way that the total amount of grey matter in the modulated image remains the same as it would be in the original image. For exclusion of artefacts on the grey–white matter border (i.e. incorrect voxel classification), we applied an absolute grey matter threshold of 0.1. Data were then smoothed using a kernel of 8 mm (FWHM). VOIs were selected as anatomical regions that approximately overlap with regions that showed significant associations with CC changes that are significantly associated with PRS for mental disorders. They were defined by using the neuromorphometrics atlas (Neuromorphometrics, Inc., 2019). We analyzed the left and right posterior orbital, anterior orbital, lateral orbital, inferior frontal orbital, and medial orbital gyri.
For cortical thickness estimation, we used a fully-automated method that reconstructs the central surface of the cortex and, thereby, computes the cortical thickness (Dahnke et al., Reference Dahnke, Yotter and Gaser2013; Yotter, Dahnke, et al., Reference Yotter, Dahnke, Thompson and Gaser2011; Yotter, Thompson, et al., Reference Yotter, Thompson and Gaser2011). We smoothed the cortical thickness by applying a kernel of 15 mm (FWHM). ROIs were chosen as anatomical regions that approximately overlap with regions that showed significant associations with changes in CC that are significantly associated with PRS for mental disorders. They were defined by the Desikan-Killiany atlas (Desikan et al., Reference Desikan, Ségonne, Fischl, Quinn, Dickerson, Blacker and Hyman2006). Regions included in our ROI analyses were the left and right lateral orbitofrontal and medial OFC. Homogeneity checks were performed in the CAT12 Toolbox, and all images passed the quality assurance protocol.
Genotyping, imputation, and PRS calculation
DNA was extracted from peripheral blood samples using standard methods. Genotyping was performed using Illumina Infinium PsychArray-24 BeadChips (Illumina, San Diego, CA, USA). The GenomeStudie software (v.2011.1, Illumina) and the Genotyping Module (v.1.9.4) were used to perform clustering and initial quality control. Subsequent quality control was conducted in PLINK v1.90b5 (Chang et al., Reference Chang, Chow, Tellier, Vattikuti, Purcell and Lee2015) and R v3.3.3. Individuals were removed if they met any of the following criteria: genotyping call rate <98%, gender mismatches or other X-chromosome-related issues, genetic duplicates, cryptic relatedness with pi-hat ⩾0.125, genetic outlier with a distance from the mean of >4 standard deviations (s.d.) in the first eight ancestry components, or a deviation of the autosomal or X-chromosomal heterozygosity from the mean >4 s.d. Genotype data were imputed to the 1000 Genomes Phase 3 reference panel using SHAPEIT and IMPUTE2 (Delaneau, Zagury, & Marchini, Reference Delaneau, Zagury and Marchini2012; Howie, Donnelly, & Marchini, Reference Howie, Donnelly and Marchini2009; Howie, Fuchsberger, Stephens, Marchini, & Abecasis, Reference Howie, Fuchsberger, Stephens, Marchini and Abecasis2012). In order to adjust for population stratification, multi-dimensional scaling (MDS) components were computed based on the pairwise identity-by-state distance matrix, calculated on the genotype data in PLINK. For further details, see the Supplementary methods.
PRS were calculated by summing the minor allele dosage of the LD-independent single nucleotide polymorphisms in the target sample, weighted by different GWAS effect sizes [cross-disorder (overlapping genetic risk for MDD, SZ, BD, autism spectrum disorder, and attention-deficit/hyperactivity disorder): Cross-Disorder Group of the Psychiatric Genomics Consortium, 2013; SZ: Ripke et al., Reference Ripke, Neale, Corvin, Walters, Farh, Holmans and O'Donovan2014; BD: Stahl et al., Reference Stahl, Breen, Forstner, McQuillin, Ripke and Trubetskoy2019; MDD without 23andMe: Wray et al., Reference Wray, Ripke, Mattheisen, Trzaskowski, Byrne and Abdellaoui2018]. PRS were calculated in R v3.33 using imputed genetic data. For each PRS, the effect sizes of variants below a selected p value threshold, both obtained from large GWAS (training data), were multiplied by the imputed SNP dosage in the test data and then summed to produce a single PRS per threshold. The PRS thus represent a cumulative, weighted, additive risk. For additional details, see the Supplementary methods. In our analyses, we used PRS with a p value threshold of p = 5 × 10−8 (see Table 2 for intercorrelations of PRS).
Intercorrelations of polygenic risk scores
p shows significant differences after Bonferroni correction for multiple comparisons (n = 6).
Statistical analysis of associations between PRS for major mental disorders and brain morphology
We conducted separately for each hemisphere and separately for each PRS multiple regressions with CAT12 resulting in eight separate tests. CC was used as regressand, the PRS-variables as regressors, and age, quadratic age, gender, site, and three ancestry components as covariates. Our quality assurance protocol (Vogelbacher et al., Reference Vogelbacher, Möbius, Sommer, Schuster, Dannlowski, Kircher and Bopp2018) showed non-negligible differences in the quality of MRI images after the replacement of a gradient coil in Marburg that took place after 322 from a total of 377 participants were scanned at this site. We accounted for this in our statistical model by using an additional scanner-covariate. Cognition and brain morphology share genetic influences from liabilities for mental disorders (Toulopoulou et al., Reference Toulopoulou, van Haren, Zhang, Sham, Cherny, Campbell and Kahn2015). Therefore, potential associations between PRS related to mental disorders and CC could be mediated by cognitive abilities, which are associated with both regional variations in cortical folding (Gautam, Anstey, Wen, Sachdev, & Cherbuin, Reference Gautam, Anstey, Wen, Sachdev and Cherbuin2015; Gregory et al., Reference Gregory, Kippenhan, Dickinson, Carrasco, Mattay, Weinberger and Berman2016) as well as polygenic risk for major mental disorders in the general population (Clarke et al., Reference Clarke, Lupton, Fernandez-Pujals, Starr, Davies, Cox and McIntosh2016; Germine et al., Reference Germine, Robinson, Smoller, Calkins, Moore, Hakonarson and Gur2016; Mallet, Le Strat, Dubertret, & Gorwood, Reference Mallet, Le Strat, Dubertret and Gorwood2020; Shafee et al., Reference Shafee, Nanda, Padmanabhan, Tandon, Alliey-Rodriguez, Kalapurakkel and Robinson2018). For this reason, we repeated all multiple regressions with years of education as an additional covariate.
For each multiple regression, we conducted an F-contrast and computed for each vertex on the cortex surface the threshold that has been exceeded in order to reach significance. We report results at the initial significance height threshold of α = 0.001 and also after applying FWE-correction at the significance height threshold α = 0.05 based on Gaussian random field theory to adjust for multiple testing of each vertex (Nichols & Hayasaka, Reference Nichols and Hayasaka2003). To correct for multiple testing in the FWE-analyses, we divided α by the eight conducted tests, which results in α = 0.00625. For every FWE-significant association, we calculated the coefficient of determination R 2. Therefore, we extracted predicted β-values from uncorrected clusters that withstood FWE-correction that are based on the contrast of the corresponding multiple regression, including its covariates and residuals using the CAT12 function cat_surf_results.
Association analyses for grey matter volumes of interest and cortical thickness regions of interest were identical, except total intracranial volume was used as an additional covariate in the analyses of grey matter volumes. We set the initial significance level at α = 0.05. To correct for multiple testing resulting from the 14 ROIs/VOIs, we adjusted the threshold to α = 0.0036.
Results
Associations between polygenic risk for MDD and CC
We found a significant association with PRS for MDD in the right OFC that withstood correction for multiple testing (k = 453, F = 21.69, p = 0.0000039, uncorrected, R 2 = 0.036; p = 0.006, FWE-corrected; see Table 3, Figs 1 and 2). In exploratory follow-up analyses without correction for multiple testing, we observed nominally significant associations contralateral in the left OFC (k = 20, F = 11.15, p = 0.000897, uncorrected, p = 0.606, FWE-corrected) and also in the right lateral occipital cortex (k = 133, F = 12.7, p = 0.0003968, uncorrected, p = 0.364, FWE-corrected). In follow-up VOI/ROI-analyses with grey matter volumes and cortical thickness, there were no significant associations with the PRS for MDD (all p > 0.0036; see Supplementary material).
Associations between the polygenic risk for MDD and CC. Orbitofrontal cortical folding complexity is significantly associated with polygenic risk for major depression (for the purpose of display, images are shown at p < 0.001, uncorrected threshold). The cluster in 24/33/-12 withstood correction for multiple comparisons (p = 0.006, FWE cluster-level correction).
Scatter plot showing the association between the polygenic risk score for MDD and adjusted averaged cortical complexity in a significant cluster in the right orbitofrontal cortex. Note. Adjusted cortical complexity values were cluster-wise extracted for every participant using the CAT12 function cat_surf_results. Cluster values were calculated as β-values based on the used contrast of the corresponding multiple regression, including its covariates and residuals. A non-parametric correlation yielded also a significant association: Spearman's ρ = −0.189 (p < 0.0001).
Overview of associations between polygenic risk scores and cortical complexity
Note p and p (FWE) are shown at cluster-level and k refers to the cluster size at uncorrected thresholds. Significance thresholds were set at α = 0.001 and α = 0.00625 when correcting for multiple testing. Multiple regressions were performed using the following covariates: age, quadratic age, gender, site, MRI scanner, and three MDS-components. Bold indicates statistically significant results after applying FWE-correction. Cluster labeling was executed with the Desikan-Killiany-40 atlas (Desikan et al., Reference Desikan, Ségonne, Fischl, Quinn, Dickerson, Blacker and Hyman2006).
Associations between polygenic risk for SZ and CC
The general linear model including the PRS for SZ showed no significant associations when correcting for multiple testing. In the exploratory analysis, we found a nominally significant association between the PRS for SZ and CC in a cluster also located in the right OFC (k = 121, F = 12.3, p = 0.0004744, uncorrected, p = 0.411, FWE-corrected). Additionally, we found a nominally significant cluster ranging over the right lingual gyrus (93%) and the right precuneus (7%; k = 69, F = 11.81, p = 0.0006327, uncorrected, p = 0.491, FWE-corrected).
Associations between polygenic risk for BD and CC
There was no significant association between the polygenic risk for BD and CC in our sample.
Associations between cross-disorder polygenic risk and CC
We found no significant association between the cross-disorder PRS and CC when applying FWE-correction. Exploratory analysis with uncorrected thresholds showed a nominally significant association in a cluster in the right lateral occipital cortex (k = 234, F = 16.96, p = 0.0000437, uncorrected, p = 0.063, FWE-corrected). Our analyses also revealed a nominally significant association in the left caudal middle frontal cortex (k = 67, F = 11.71, p = 0.0006657, uncorrected, p = 0.515, FWE-corrected).
Statistical results of the conducted multiple regressions changed only marginally when we included years of education as an additional covariate (see Supplementary material).
Discussion
In the current study, we characterized the impact of SNP-related genetic risk for SZ, MDD, BD, and cross-disorder on cortical folding complexity in a large sample of healthy subjects. CC is a marker reflecting prenatal and early postnatal brain development (Nenadic et al., Reference Nenadic, Yotter, Sauer and Gaser2014, Reference Nenadic, Yotter, Dietzek, Langbein, Sauer and Gaser2017). Our main finding is the association between MDD polygenic risk and CC in the OFC. We show that early cortical folding is associated with polygenic risk for major mental disorders, which potentially predisposes for later expressions of psychopathology.
Association between CC and polygenic risk for depression
We found an association between MDD polygenic risk and CC in the OFC, a key anatomical region in the pathophysiology of this disorder. Previous analyses in MDD patients have observed decreased (Depping et al., Reference Depping, Thomann, Wolf, Vasic, Sosic-Vasic, Schmitgen and Wolf2018; Zhang et al., Reference Zhang, Yu, Zhou, Li, Li and Jiang2009), as well as increased (Han et al., Reference Han, Won, Kang, Kim, Yoon, Chang and Ham2017) local gyrification in the orbitofrontal gyrus to be linked to the expression of the phenotype of this mental disorder, while yet others found no changes in gyrification in the OFC in MDD (Peng et al., Reference Peng, Shi, Li, Fralick, Shen, Qiu and Fang2015; Schmitgen et al., Reference Schmitgen, Depping, Bach, Wolf, Kubera, Vasic and Wolf2019). Therefore, the observed association between altered CC in the OFC in HC and MDD polygenic risk might constitute only one specific intermediary phenotype that is associated with vulnerability for MDD and might not be observed across all patients with depression. This emphasizes the multiple exposure pathways of genetic risk for MDD and also the current assumption that the depressive syndrome reflects on a nosological level a heterogeneity of different mental disorders (Drysdale et al., Reference Drysdale, Grosenick, Downar, Dunlop, Mansouri, Meng and Liston2017; Insel & Cuthbert, Reference Insel and Cuthbert2015). Our work might therefore help to further disaggregate the complex phenotype depression for refinements of taxonomies of mental disorders.
Several recent studies with large sample sizes and meta-analyses that investigated grey matter volumes and cortical thickness consistently reported reductions in the OFC in MDD patients (Arnone, McIntosh, Ebmeier, Munafò, & Anderson, Reference Arnone, McIntosh, Ebmeier, Munafò and Anderson2012; Koolschijn, van Haren, Lensvelt-Mulders, Hulshoff Pol, & Kahn, Reference Koolschijn, van Haren, Lensvelt-Mulders, Hulshoff Pol and Kahn2009; Schmaal et al., Reference Schmaal, Hibar, Sämann, Hall, Baune, Jahanshad and Veltman2016; Suh et al., Reference Suh, Schneider, Minuzzi, MacQueen, Strother, Kennedy and Frey2019). These well-documented structural changes could be facilitated by genetically induced disrupts in early cortical development that are reflected in CC during MDD expression.
It is not yet fully understood to which extent these cortical volume and thickness reductions in the OFC are a result of pathogenic factors and to which extent they reflect genetic effects that can also be found in HC. In order to empirically address this question, we executed VOI/ROI-analyses in the OFC. Since we use a healthy control sample, we are able to preclude effects from phenotype expression of this mental disorder and treatment. Our results showed no significant associations neither between the PRS for MDD and grey matter volume nor between the PRS for MDD and cortical thickness. Thus, the structural changes in grey matter volume and cortical thickness in the OFC found in MDD patients do not precede pathogenic processes as a result of high additive genetic risk for MDD. This hypothesis is further empirically supported by studies investigating grey matter volumes and cortical thickness of the OFC in drug-naïve (but not always treatment-naïve) MDD patients. A meta-analysis and other VBM studies on medication-naïve first-episode MDD patients found no volumetric changes in the OFC relative to HC (Kong et al., Reference Kong, Wu, Tang, Ren, Kong, Liu and Wang2014; Shen et al., Reference Shen, Cheng, Yang, Dai, Ye, Liu and Xu2016; Zhao et al., Reference Zhao, Du, Huang, Lui, Chen, Liu and Gong2014). Additionally, a study on cortical thickness showed evidence for no changes in cortical thickness between HC and drug-naïve MDD patients (Peng et al., Reference Peng, Shi, Li, Fralick, Shen, Qiu and Fang2015), but some others did not (Qiu et al., Reference Qiu, Lui, Kuang, Huang, Li, Li and Gong2014; Shen et al., Reference Shen, Jiang, Cheng, Ye, Lu, Zhou and Xu2019).
Volume changes in the OFC in MDD patients are modifiable through a wide range of therapeutic interventions (Gbyl et al., Reference Gbyl, Rostrup, Raghava, Carlsen, Schmidt, Lindberg and Videbech2019; Kong et al., Reference Kong, Wu, Tang, Ren, Kong, Liu and Wang2014; Mackin et al., Reference Mackin, Tosun, Mueller, Lee, Insel, Schuff and Weiner2013; Phillips, Batten, Tremblay, Aldosary, & Blier, Reference Phillips, Batten, Tremblay, Aldosary and Blier2015; van Eijndhoven et al., Reference van Eijndhoven, van Wingen, Katzenbauer, Groen, Tepest, Fernández and Tendolkar2013). Potentially, these structural changes interact with CC changes associated with high genetic burden, and therefore CC alterations may not only facilitate disorder outbreak but also influence therapeutic responses.
Chronic MDD patients and patients with relapse also show volume changes in the OFC (Frodl et al., Reference Frodl, Koutsouleris, Bottlender, Born, Jäger, Scupin and Meisenzahl2008; Schmaal et al., Reference Schmaal, Hibar, Sämann, Hall, Baune, Jahanshad and Veltman2016; Zaremba et al., Reference Zaremba, Dohm, Redlich, Grotegerd, Strojny, Meinert and Dannlowski2018). In the context of the results presented in this study, one could suggest that chronicity and relapse are influenced by a high genetic burden. Potentially, genetically induced CC changes in the OFC prevent volume modifications associated with treatment which complicates recovery. Simultaneously, chances of relapse are increased by CC changes that facilitate grey matter volume reductions and cortical thinning. Further studies could investigate whether chronic MDD patients and patients with relapse also suffer from higher additive genetic risk.
We conclude that genetically determined liability for MDD potentially impacts on the OFC development which is primarily defined prenatally and during early life. This might increase vulnerability for a broad range of morphological changes associated with a higher MDD risk, but also therapeutic response, chronicity, and relapse. Overall, this emphasizes the importance of the OFC as a biomarker for MDD.
Changes in the folding of the OFC in HC might additionally lead to functional changes in this brain area, for which there is considerable evidence in MDD patients. The non-reward attractor theory proposes that non-reward systems which are located in the OFC are over-responsive in MDD (Groenewold, Opmeer, de Jonge, Aleman, & Costafreda, Reference Groenewold, Opmeer, de Jonge, Aleman and Costafreda2013; Rolls, Reference Rolls2016, Reference Rolls2019). Functional connectivity is increased in the lateral OFC in MDD and the reward-involved medial OFC shows decreased functional connectivity. Thus, less CC in the OFC, which could be a consequence of polygenic risk for MDD, might moderate interindividual differences in reward processing. This genetically induced cognitive change that is moderated by CC changes could be a behavioral manifestation of increased vulnerability to MDD and ease potential later pathogenic developments that change functional connectivity in MDD.
According to the tension-based hypothesis, cortical convolution during brain development is influenced by axonal tension leading to either elongation or retraction and thereby forming gyri and sulci (Hilgetag & Barbas, Reference Hilgetag and Barbas2006; Kroenke & Bayly, Reference Kroenke and Bayly2018; Xu et al., Reference Xu, Knutsen, Dikranian, Kroenke, Bayly and Taber2010; Zilles, Palomero-Gallagher, & Amunts, Reference Zilles, Palomero-Gallagher and Amunts2013). Thus, the folding of the cortex can to a certain extend be explained by the underlying white matter connectivity and any changes in it can be interpreted as a result of disruptions in the connectivity of underlying axons. In this context, we could conclude that the genetically induced variations in OFC folding shown by this study potentially arise from genetically induced changes in inter-regional connectivity. This notion is consistent with empirical support from a diffusion tensor imaging study finding changes in white matter tracts such as the superior longitudinal fasciculi, inferior fronto-occipital fasciculi, corpus callosum, and thalamocortical radiations in MDD patients as well as HC at high risk for MDD that also connects with the OFC (Whalley et al., Reference Whalley, Sprooten, Hackett, Hall, Blackwood, Glahn and Sussmann2013).
Association between CC and cross-disorder polygenic risk
Our analyses showed no associations between the used PRS for cross-disorders and CC. However, there was a trend for such a relationship in the right lateral occipital cortex (p = 0.063, FWE-corrected), which we discuss cautiously due to its questionable statistical validity. Although this region has mainly been associated with visual stimulus processing, recent research has shown that resilience is associated with changes in cortical thickness in the lateral occipital cortex (Kahl, Wagner, de la Cruz, Köhler, & Schultz, Reference Kahl, Wagner, de la Cruz, Köhler and Schultz2020), which might be a result of genetically-induced differential cortical folding. The association could also be explained by occipital bending, a pattern of curvature in the brain whereby one occipital lobe wraps around the other which has been observed in MDD (Fullard et al., Reference Fullard, Maller, Welton, Lyon, Gordon, Koslow and Grieve2019; Maller et al., Reference Maller, Thomson, Rosenfeld, Anderson, Daskalakis and Fitzgerald2014), SZ (Deutsch, Hobbs, Price, & Gordon-Vaughn, Reference Deutsch, Hobbs, Price and Gordon-Vaughn2000; Maller et al., Reference Maller, Anderson, Thomson, Daskalakis, Rosenfeld and Fitzgerald2016), and BD (Maller et al., Reference Maller, Anderson, Thomson, Rosenfeld, Daskalakis and Fitzgerald2015). It has been hypothesized that occipital surface variation might be a neurobiological variation that signals an increased vulnerability to major mental disorders in general (Koch & Schultz, Reference Koch and Schultz2014).
No association between CC and polygenic risk for SZ
There were no associations between the applied PRS for SZ and CC at the chosen conservative statistical threshold level. Other studies, however, showed dynamic expressions of genes associated with SZ during fetal development and early infancy in the prefrontal cortex (Clifton et al., Reference Clifton, Hannon, Harwood, Di Florio, Thomas, Holmans and Hall2019). Additionally, associations between polygenic risk for SZ and gyrification in the inferior parietal lobules (Liu et al., Reference Liu, Zhang, Cui, Qin, Tao, Li and Jiang2017) are mentioned in the literature, but no associations with surface area (Neilson et al., Reference Neilson, Shen, Cox, Clarke, Wigmore, Gibson and Lawrie2019), although both biomarkers are affected by cortical folding.
It is worthwhile mentioning that we were able to demonstrate an association between CC and the PRS for SZ in the right OFC, when not controlling for multiple testing (p < 0.001, uncorr.). Additionally, this significant CC-cluster is regionally partly overlapping with the one we found when investigating associations between CC and the PRS for MDD when applying FWE-correction. Since both PRS are intercorrelated (Table 2) and both include partly the same SNPs, we can assume that CC in the OFC might not be specific for either polygenic risk for MDD nor SZ. This means that not only genetic etiology is to a certain extent overlapping in both MDD and SZ, but that there might potentially also be an overlap between the different neurobiological risk phenotypes for these mental disorders.
The lack of significant associations in our sample could also be due to a lack of statistical power if effects were less focal. Remarkably, the CC changes associated with polygenic risk for SZ at uncorrected thresholds in this study partially overlap with findings from clinical studies on SZ patients (Nenadic et al., Reference Nenadic, Yotter, Sauer and Gaser2014; Nesvåg et al., Reference Nesvåg, Schaer, Haukvik, Westlye, Rimol, Lange and Eliez2014; Yotter et al., Reference Yotter, Nenadic, Ziegler, Thompson and Gaser2011).
Compared to the used MDD PRS, the PRS for SZ includes a larger number of variants and thus implicated genes. Therefore, it likely reflects potential consequences on a broader range of biological pathways. As some of them are potentially not affecting cortical folding, future studies might explore which genes influence CC. This would enable studies that use PRS that only include genetic risk variants for mental disorders from which we already know that they affect the folding of the cortex (Spalthoff et al., Reference Spalthoff, Degenhardt, Awasthi, Heilmann-Heimbach, Besteher, Gaser and Nenadić2019).
Association between CC and polygenic risk for BD
There were no significant associations between the polygenic risk for BD and CC applying a stringent statistical threshold. This would suggest that cortical folding abnormalities observed in BD (Nenadic et al., Reference Nenadic, Yotter, Dietzek, Langbein, Sauer and Gaser2017) might arise mainly from environmental or other pathological effects.
Additionally, genetically transmitted abnormalities in CC in HC could be limited to subgroups since different clinical phenotypes (e.g. age at onset, with v. without psychosis) are associated with different cortical folding patterns (Sarrazin et al., Reference Sarrazin, Cachia, Hozer, McDonald, Emsell, Cannon and Houenou2018). These different neurodevelopmental subtypes are often interpreted as reflections of underlying genetic heterogeneity in BD (Kalman et al., Reference Kalman, Papiol, Heilbronner, Andlauer, Anderson-Schmidt, Budde and Schulze2019; Lin et al., Reference Lin, McInnis, Potash, Willour, MacKinnon, DePaulo and Zandi2006).
Different directions of effects
The effects on CC arising from polygenic risk for three major mental disorders and cross-disorder point to different directions of effects, i.e. both subtle hypo- and hypergyrification. This aspect is consistent with findings in patients, in which both increases and decreases of cortical folding parameters are found in the same samples (Nenadic et al., Reference Nenadic, Yotter, Sauer and Gaser2014, Reference Nenadic, Yotter, Dietzek, Langbein, Sauer and Gaser2017; Palaniyappan & Liddle, Reference Palaniyappan and Liddle2012; Yotter et al., Reference Yotter, Nenadic, Ziegler, Thompson and Gaser2011). Therefore, significant deviations from the mean in either direction might serve as an indicator for subsequent risk for psychopathology. However, we also need to consider the possibility that parts of the variation observed in our analyses are related to resilience, as none of our adult healthy controls had experienced a mental disorder.
Limitations
We only analyzed a cumulative SNP-based genetic risk burden, which does not include gene-interaction effects that influence the risk for a particular disorder phenotype, and also does not take into account rare genetic variants such as copy number variants.
In this study, we used only SNPs that showed genome-wide significance (p = 5 × 10−8). Thereby, we wanted to focus only on the SNPs showing the strongest statistical support for an association with disorder risk. Consequently, our PRS represent only a limited amount of the polygenic risk background for the disorders.
Between-individual variability in brain folding that depends on polygenic risk is determined by gene–environment interactions, and therefore, also reflects differences in sensitivity to environmental and genetic perturbations. The analysis of HC may mask considerable environmental contributions to brain development and may result in less heterogeneity not depicting the whole spectrum.
Environmental factors such as paternal education and maternal ethnicity also act in utero on cortex development (Girault et al., Reference Girault, Jha, Gilmore, Xia, Styner, Knickmeyer and Zhu2018). Additionally, it has been demonstrated that potential environmental risk factors during pregnancy such as smoking, age at delivery, pre-pregnancy body mass index, and use of acetaminophen during the second half of pregnancy are associated with maternal risk alleles, primarily maternal polygenic risk for ADHD (Leppert et al., Reference Leppert, Havdahl, Riglin, Jones, Zheng, Davey Smith and Stergiakouli2019). It should thus be taken into consideration that possibly maternal genetic factors are confounding our results, which makes inferring causal relationships impossible.
Conclusion
In conclusion, this study provides novel insights into how cumulative genetic influences shape cortical structure during brain development. We argue that CC changes in the OFC in HC that are significantly associated with polygenic risk for MDD precede disorder expression. However, this additive genetic risk is not associated with reduced grey matter volume and cortical thinning in HC, which is a robust finding in MDD patients. CC aberrations in HC associated with disorder-related polygenic risk could therefore facilitate well-researched morphological changes in the OFC associated with MDD during disorder expression.
Further, we propose that the demonstrated CC alterations in HC that tend to parallel polygenic risk for MDD might change non-reward systems in HC which are structurally changed in MDD patients. Future research focusing on relationships between MDD and CC, using a spherical harmonics approach, could aid the detection of pathogenic effects on CC and thereby further characterize the neurobiological correlates of the courses of this mental disorder.
Supplementary material
The supplementary material for this article can be found at https://doi.org/10.1017/S0033291721001082.
Acknowledgements
This work is part of the German multicenter consortium ‘Neurobiology of Affective Disorders. A translational perspective on brain structure and function’, funded by the German Research Foundation (Deutsche Forschungsgemeinschaft DFG; Forschungsgruppe/Research Unit FOR2107). Principal investigators (PIs) with respective areas of responsibility in the FOR2107 consortium are: Work Package WP1, FOR2107/MACS cohort and brainimaging: Tilo Kircher (speaker FOR2107; DFG grant numbers KI 588/14-1, KI 588/14-2), Udo Dannlowski (co-speaker FOR2107; DA 1151/5-1, DA 1151/5-2), Axel Krug (KR 3822/5-1, KR 3822/7-2), Igor Nenadić (NE 2254/1-2), Carsten Konrad (KO 4291/3-1). WP2, animal phenotyping: Markus Wöhr (WO 1732/4-1, WO 1732/4-2), Rainer Schwarting (SCHW 559/14-1, SCHW 559/14-2). WP3, miRNA: Gerhard Schratt (SCHR 1136/3-1, 1136/3-2). WP4, immunology, mitochondriae: Judith Alferink (AL 1145/5-2), Carsten Culmsee (CU 43/9-1, CU 43/9-2), Holger Garn (GA 545/5-1, GA 545/7-2). WP5, genetics: Marcella Rietschel (RI 908/11-1, RI 908/11-2), Markus Nöthen (NO 246/10-1, NO 246/10-2), Stephanie Witt (WI 3439/3-1, WI 3439/3-2). WP6, multimethod data analytics: Andreas Jansen (JA 1890/7-1, JA 1890/7-2), Tim Hahn (HA 7070/2-2), Bertram Müller-Myhsok (MU1315/8-2), Astrid Dempfle (DE 1614/3-1, DE 1614/3-2). CP1, biobank: Petra Pfefferle (PF 784/1-1, PF 784/1-2), Harald Renz (RE 737/20-1, 737/20-2). CP2, administration: Tilo Kircher (KI 588/15-1, KI 588/17-1), Udo Dannlowski (DA 1151/6-1), Carsten Konrad (KO 4291/4-1). Data access and responsibility: All PIs take responsibility for the integrity of the respective study data and their components. All authors and coauthors had full access to all study data. Acknowledgements and members by Work Package (WP): WP1: Henrike Bröhl, Bruno Dietsche, Jennifer Engelen, Sabine Fischer, Jessica Heinen, Felicitas Meier, Torsten Sauder, Annette Tittmar, Dilara Yüksel, Karlin Hossner (Department of Psychiatry, Marburg University). Mechthild Wallnig, Rita Werner (Core-Facility Brainimaging, Marburg University). Carmen Schade-Brittinger, Maik Hahmann (Coordinating Centre for Clinical Trials, Marburg). Michael Putzke (Psychiatric Hospital, Friedberg). Rolf Speier, Lutz Lenhard (Psychiatric Hospital, Haina). Birgit Köhnlein (Psychiatric Practice, Marburg). Peter Wulf, Jürgen Kleebach, Achim Becker (Psychiatric Hospital Hephata, Schwalmstadt-Treysa). Ruth Bär (Care facility Bischoff, Neukirchen). Matthias Müller, Michael Franz, Siegfried Scharmann, Anja Haag, Kristina Spenner, Ulrich Ohlenschläger, Bernd Kundermann (Psychiatric Hospital Vitos, Marburg). Christian Bürger, Fanni Dzvonyar, Verena Enneking, Stella Fingas, Janik Goltermann, Hannah Lemke, Jonathan Repple, Kordula Vorspohl, Bettina Walden, Dario Zaremba (Department of Psychiatry, University of Münster). Harald Kugel, Jochen Bauer, Walter Heindel, Birgit Vahrenkamp (Department of Clinical Radiology, University of Münster). Gereon Heuft, Gudrun Schneider (Department of Psychosomatics and Psychotherapy, University of Münster). Thomas Reker (LWL-Hospital Münster). Gisela Bartling (IPP Münster). Ulrike Buhlmann (Department of Clinical Psychology, University of Münster). WP5: Helene Dukal, Christine Hohmeyer, Lennard Stütz, Viola Lahr, Josef Frank, Lea Sirignano (Department of Genetic Epidemiology, Central Institute of Mental Health, Medical Faculty Mannheim, Heidelberg University). Stefanie Heilmann-Heimbach, Stefan Herms, Per Hoffmann (Institute of Human Genetics, University of Bonn, School of Medicine & University Hospital Bonn). WP6: Anastasia Benedyk, Miriam Bopp, Roman Kessler, Maximilian Lückel, Verena Schuster, Christoph Vogelbacher (Department of Psychiatry, Marburg University). Jens Sommer (Core-Facility Brainimaging, Marburg University). Thomas W.D. Möbius (Institute of Medical Informatics and Statistics, Kiel University). CP1: Julian Glandorf, Fabian Kormann, Arif Alkan, Fatana Wedi, Lea Henning, Alena Renker, Karina Schneider, Elisabeth Folwarczny, Dana Stenzel, Kai Wenk, Felix Picard, Alexandra Fischer, Sandra Blumenau, Beate Kleb, Doris Finholdt, Elisabeth Kinder, Tamara Wüst, Elvira Przypadlo, Corinna Brehm (Comprehensive Biomaterial Bank Marburg, Marburg University). The FOR2107 cohort project (WP1) was approved by the Ethics Committees of the Medical Faculties, University of Marburg (AZ: 07/14) and University of Münster (AZ: 2014-422-b-S).
Author contributions
Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work: Simon Schmitt, Tina Meller, Frederike Stein, Katharina Brosch, Kai Ringwald, Julia-Katharina Pfarr, Clemens Bordin, Nina Peusch, Olaf Steinsträter, Dominik Grotegerd, Katharina Dohm, Susanne Meinert, Katharina Förster, Andreas Jansen, Andreas J. Forstner, Fabian Streit, Stephanie H. Witt, Marcella Rietschel, Bertram Müller-Myhsok, Markus M. Nöthen, Udo Dannlowski, Axel Krug, Tilo Kircher, Igor Nenadić. Drafting the work or revising it critically for important intellectual content: Simon Schmitt, Tina Meller, Susanne Meinert, Katharina Förster, Andreas Jansen, Andreas J. Forstner, Fabian Streit, Stephanie H. Witt, Marcella Rietschel, Bertram Müller-Myhsok, Udo Dannlowski, Axel Krug, Tilo Kircher, Igor Nenadić. Final approval of the version to be published: All authors. Agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved: Igor Nenadić.
Financial support
The study was supported by the German Federal Ministry of Education and Research (BMBF), through the Integrated Network IntegraMent, under the auspices of the e:Med program (grants 01ZX1314A/01ZX1614A to MMN; 01ZX1314G/01ZX1614G to MR; 01ZX1614J to BM-M) through grants 01EE1406C to MR and 01EE1409C to MR and SHW, and through ERA-NET NEURON, ‘SynSchiz – Linking synaptic dysfunction to disease mechanisms in schizophrenia – a multilevel investigation’ (01EW1810 to MR) and BMBF grants 01EE1409C and 01EE1406C to MR and SHW.
Conflict of interest
Biomedical financial interests or potential conflicts of interest: Tilo Kircher received unrestricted educational grants from Servier, Janssen, Recordati, Aristo, Otsuka, neuraxpharm. The remaining authors have nothing to disclose.
Ethical standards
The authors assert that all procedures contributing to this work comply with the ethical standards of the relevant national and institutional committees on human experimentation and with the Helsinki Declaration of 1975, as revised in 2008.
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