1. Introduction
In times of diversity, globalisation, and supranational integration, it is increasingly believed that a constitutional document, and the values embedded in it, can create an inclusive collective identity. Politicians like to point to constitutional values as a potential anchoring point for social unity in contemporary circumstances. The same sentiment is voiced by academics. In past decades, philosophers, lawyers, political scientists, and historians alike have expressed the idea that attachment to constitutions and constitutional principles can nourish unity and integration, especially in societies that are divided along, for instance, ethnic or religious lines.Footnote 1
Today, almost all countries in the world have a constitution that provides a basic framework for their common life. And as these countries are grappling with fractures old and new, constitutions naturally appear as part of the solution and as potential mediums of societal integration. In recent years, constitutions have played a role in dismantling ethnic conflicts in postcolonial societies and indigenous groups have received recognition through constitutional means. Many other social questions have proceeded through constitutional claims too: issues of gender or ecology, for instance, are regularly cast in constitutional terms. Moreover, new processes of participatory constitution-making try to give constitutions a larger democratic legitimacy and strengthen the citizens’ attachment to their constitution.
This turn towards constitutions as vehicles for collective identity is most clearly visible in the legal sphere, in particular in EU law. The idea of constitutional identity was introduced in Article 4(2) of the Treaty on European Union (TEU; Maastricht Treaty of 1992). This disposition stipulates that the EU ‘shall respect the equality of Member States before the Treaties as well as their national identities, inherent in their fundamental structures, political and constitutional, inclusive of regional and local self-government. It shall respect their essential State functions, including ensuring the territorial integrity of the State, maintaining law and order and safeguarding national security’.Footnote 2
Remarkably, this clause does not use the term ‘constitutional identity’. Yet it is generally read as a circumlocutory definition of the concept and is widely used as the legal basis for the EU’s acknowledgment and respect of the Member States’ constitutional identities when interpreting and enforcing EU law. As such, the identity clause is regularly used by both domestic and European courts and in political discourses to engage or dismiss EU law for the benefit of protecting either the Member States’ identities or the identity of the EU.Footnote 3 This has made the notion of constitutional identity a focal point of legal-constitutional debates in the EU,Footnote 4 where it sometimes seems to function as a stand-in for more sensitive or objectionable notions like sovereignty or national identity.
Because of this connection with national and collective identities, the notion of constitutional identity has become intertwined with the political–philosophical debate on whether constitutions can be the source of a liberal collective identity. A normative approach to this question has been put forward by Jürgen Habermas, with his notion of constitutional patriotism, and continued by, among others, Jan-Werner Müller. In opposition to communitarian or nationalist proposals, they claim ‘that political attachment ought to center on the norms, the values and, more indirectly, the procedures of a liberal democratic constitution’.Footnote 5 The recent debate on constitutional identity among legal scholars is not focused on distinguishing good from bad forms of ‘civic identification’. Their emphasis is more on the descriptive question of how constitutions are linked to the collective identity of a people, how a set of constitutional principles receives acceptance and legitimacy, or how this set can conversely break down.
But coupling the notions of constitution and identity has still proven controversial. For some, the focus on constitutional identity is narrowly provincial. A constitution is typically anchored at the national level, while in a globalised world social integration happens at many different levels. Constitutional identity has also been criticised from a pluralist perspective, seeing in it a new isolationist tendency, as it enables national courts and authorities to disconnect domestic legal orders from broader legal frameworks through dissonant interpretations of the rule of law, democracy and human rights.Footnote 6 Advocates of indigenous peoples sometimes see constitutional recognition as a new form of assimilation and hence reject the idea of a constitution-centered collective identity.Footnote 7 Moreover, merely symbolic recognition in a constitutional text might be less important than solid rights that change the actual power relations.Footnote 8 Other critics think the concept is too empty and abstract. Constitutional principles are often the same across borders, so how could they provide a sense of identity? And are they not too dull or bland to really inspire people and create a sense of community?
These critical questions are certainly valid and we will not decide here on the desirability of the concept of constitutional identity. However, worries concerning the vague or exclusionary nature of constitutional identity are amply answered in the debate itself. Moreover, the notions of identity and constitutional identity are effectively used in the legal context, and a lack of research will not change that. If the concept of ‘identity’ is indeed problematic, then we need more research into the relation between constitutions and identity. This is the task taken up in this symposium. We mobilise many different disciplines to address core questions concerning constitutional identity. Are constitutions indeed suited as a medium of collective identity? Can they foster a substantial collective identity that differs from, for instance, ethnocultural forms of collective identity? How does constitutional identity relate to other, kindred concepts, such as citizenship, constitutional patriotism, sovereignty, or constituent power? And what is the exact role of the constitutional text, as a genre, in identity issues?
There are good reasons to look at these questions from an interdisciplinary perspective. Legal scholars have studied the workings of constitutions for a long time, but they tend to focus on the legal-positivist features of constitutional identity, seeing it as a tool to accommodate diversity in the European Union. They rarely delve into more fundamental issues or problems that relate to other academic disciplines. Thus, next to legal scholarship, intellectual history, philosophy of law, or political philosophy can also weigh in, especially since the relation between written laws and communities has been fruitfully studied within these disciplines. The issue of constitutional identity can also be approached from an empirical and sociological perspective, or even from a literary perspective, as it is ultimately the agency of a text that is at stake here. By establishing an interdisciplinary dialogue about the connection between constitutions and identity, we hope to increase our understanding of the concept of constitutional identity. And we hope to show that the notion of constitutional identity is relevant beyond technical legal debates.
In the remainder of this introductory article, we want to give a brief overview of the many uses of the concept of constitutional identity. We start by looking at the use of constitutional identity as a legal doctrinal notion. In this sense, constitutional identity points at the fundamental norms and principles of a constitutional system.Footnote 9 Within this legal doctrinal notion, we distinguish between approaches that emphasise the need for stability that seems implied in the very word of identity, and approaches that try to capture identity in movement and hence accept a more dynamic understanding of constitutional identity. Next to this doctrinal notion, we see a more descriptive use of the term constitutional identity in a political–philosophical inquiry into the relation between constitutions and collective identity. Scholars investigate the role of a constitutional document and order in a society’s self-understanding, and the philosophical structures of constitutional selfhood and change.
2. Constitutional identity as a legal doctrinal notion
A. Constitutional identity as a static concept
In legal scholarship, constitutional identity is often associated with its capacity to substantively limit political, legal, and judicial powers. In this view, constitutional identity functions in a static manner, pointing at a stable, unchanging normative core that prevents political or legal interference by constituted powers. As such, it is capable of either prompting or binding various actors (lawmakers, governments, courts, supranational institutions, …).Footnote 10 Should these actors misinterpret or change elements that belong to the constitutional core, their actions are illegitimate. Changing them would essentially amount to adopting a new constitution, something that is beyond the pale of constituted powers.Footnote 11 Accordingly, legal doctrine has argued that the imposition of (explicit or implicit) substantive limitations on constitutional amendment powers constitutes one of the most important normative applications of the notion of constitutional identity.Footnote 12
This static role of constitutional identity can be observed especially in domestic constitutional law. The German eternity clause is the most prominent example, with the very notion of ‘eternity’ clearly pointing to its stabilising purpose. Article 79 (3) German Basic Law protects the inviolability of human dignity and the character of the Federal Republic as a federal, social, and democratic state. The German Federal Constitutional Court (GFCC) considers these values an absolute limit for protecting German constitutional identity.Footnote 13 Similar eternity clauses, which limit even the constitutional legislator, can explicitly be found in the Italian, French, Turkish, and Brazilian constitutions.Footnote 14 In some constitutions, there exists a larger margin of interpretation, as the framers have prohibited amendments that violate ‘the spirit of the Constitution’. For example, the Constitution of Norway prescribes in Article 121 that constitutional amendments ‘must never, however, contradict the principles embodied in this Constitution, but solely relate to modifications of particular provisions which do not alter the spirit of the Constitution’. A similar provision can be found in the Constitution of Estonia.Footnote 15
Whereas these limitations to amendability are explicit, there can also be implicit limitations, ie, limitations which cannot literally be found within legal provisions. Implicitly unamendable provisions can either be practically very difficult to amend (eg, because of the strict revision requirements or the political sensitivity of a revision) or structurally unamendable. The best-known example of implicit limitations to constitutional amendment is the Indian Supreme Court’s ‘basis structure’ doctrine.Footnote 16 This doctrine holds that, even though India’s Constitution allows for amendments,Footnote 17 features which the Court considers fundamental for the Constitution’s basic structure and integrity cannot be altered. This confirms the control of the Indian Supreme Court on the democratic powers of the Indian Parliament. The idea of an immutable constitutional core clearly functions here as a counter-majoritarian legal instrument that allows courts to substantially limit democratic constitutional change. Constitutional courts in several other countries have followed in the footsteps of the Indian Supreme Court.Footnote 18
Although the static functioning of constitutional identity is most visible at the internal constitutional level, it also plays out in the relation between legal orders. Here, constitutional norms and values can be used to justify the dismissal or enforcement of public international law. This is commonly argued on the basis of the democratic principle: constitutional identity is used to shield the choices of the national constituent power against transgressions of supranational institutions, which are often conceived (or framed) as democratically less legitimate.Footnote 19 This is precisely what has played out in various constitutional courts within the EU in the past years. National authorities have discovered constitutional identity as a useful concept to safeguard their legal autonomy.
Inversely, the EU’s legal order itself has been said to contain a stable, substantial core that ought to be immune to change.Footnote 20 Although Article 4(2) TEU does not acknowledge this explicitly, legal scholarship and the CJEU seem to accept the existence of the EU’s constitutional identity.Footnote 21 They base this identity on the values of the EU, which in turn stem from the common constitutional values of the EU’s Member States. These values are to be found in Article 2 TEU, which proclaims respect for human dignity, freedom, democracy, equality, the rule of law, and respect for human rights, including the rights of persons belonging to minorities. Recently, Advocate General Szpunar identified this list as ‘a common core of values shared, respected and protected by the Member States, which define the very identity of the European Union as a common legal order’.Footnote 22 This core must therefore be considered legally binding on the Member States.Footnote 23 Parallel to Article 2 TEU, Article 6 TEU recognizes the rights, freedoms, and values set out in the Charter of Fundamental Rights of the European Union which, resulting from the constitutional traditions common to the Member States, as general standards of Union law.Footnote 24 Although various interpretations may exist and the Member States dispose of a relatively large margin of interpretation, the national constitutional actors should respect the EU’s values and bring their national legal values in conformity with them.Footnote 25 In other words, EU law allows for diversity in the institutional and constitutional structure of the Member States (Article 4(2) TEU), but only insofar as the Member States respect the foundational EU values (Article 2 TEU) and EU rights (Article 6 TEU).Footnote 26 Consequently, just as the basic structure has been conceived as a counter-majoritarian tool in India, the constitutional identity of the EU has been deployed to protect its key values.Footnote 27
However, the stand-alone (ie, direct) use of Article 2 TEU before the CJEU has been criticised. In combination with the sanctioning mechanism of Article 7 TEU for violations committed by the Member States, the CJEU’s interpretation of Article 2 TEU could turn Article 2 TEU into a ‘federal homogeneity clause’, granting the EU institutions constitutional control over constitutional development in the Member States.Footnote 28 Nor Article 2 TEU, nor the Treaty on European Union as a whole, were conceived as such. Thus, deriving binding norms from the values set out in Article 2 TEU may pose difficulties. This is especially true for the values of ‘democracy’ and the ‘rule of law’, where the divergence between EU law and national law, and among national laws themselves, can be profound.Footnote 29 Moreover, it turns legal and political conflicts over values and interests into identity conflicts, pitting EU constitutional identity and national constitutional identities against each other.Footnote 30 Especially in the EU context, defined by a myriad of partly overlapping constitutional identities including its own, the identity language has the potential to amplify conflicts as both the EU and its constituent parts can claim some form of identity and, as a result, define themselves to some extent against each other.Footnote 31 Buttressing the EU with a set of common values and using this as a ‘nuclear weapon’ to enforce Union law’s primacy at the expense of domestic constitutional law, risks cutting the ties with the Member States and discarding their constitutional identities.
As a political entity that oscillates between traditional Nation States on the one hand, and supranational organisations on the other, the EU is supposed to address the problem of distinct national identities.Footnote 32 European integration is not intended to constitute a singular collective identity, but rather to create the right conditions for transnational cooperation between distinct peoples.Footnote 33 This presupposes mutual trust and recognition among distinct national identities. It also entails incorporating practices and interests of these identities into the collective decision making process and into adjudication.Footnote 34 In this regard, instead of considering constitutional identity as a concept that differentiates a constitutional order from another, the EU’s constitutional identity stresses what is common in a ‘shared dimension of the European constitutional heritage’, allowing it to focus on European standards, rather than on the specific features of a domestic legal order.Footnote 35 Invoking the EU’s constitutional identity, informed by the national constitutional traditions, can prevent the Member States from wielding their constitutional identity to roll back values and rights protected by the EU.Footnote 36 Consequently, some scholars conclude that the coexistence between the national and translational levels of integration can only be assured by complementing identity-based claims with the language of common constitutional traditions.Footnote 37
B. Constitutional identity as a dynamic concept
In the discussions above, constitutional identity is deployed to protect the normative core of a constitution or legal order in an ever-changing context and hence to provide stability.Footnote 38 However, the concept of constitutional identity can also be interpreted as ‘a lens through which to understand the relative applicability and possible embeddedness of foreign jurisprudence in a particular jurisdiction’.Footnote 39 More specifically, one can use the concept of constitutional identity in the interaction between legal orders and external legal values, norms, and systems. These interactions are always a dynamic affair, as these external elements come to interchange with existent domestic norms and both sides of the equation come out differently. This migration and translation of foreign constitutional ideas and interpretations in different constitutional settings entail a possible ‘hybridization’ of a nation’s constitutional identity. Constitutional identity, then, lies in how constitutional actors recognise the particularity or uniqueness of their constitutional system vis-à-vis these external elements and how they include them, without ever hoping for a perfectly stable situation.
Such a dynamic process can be officially sanctioned. The preamble to the Charter acknowledges respect for the diversity of cultures and traditions of the peoples of Europe. Yet, simultaneously it states that these cultures and traditions are not static givens. The EU, it is said, recognizes divergent interpretations of legal concepts and values that reflect ‘national sensitivities and traditions that vary considerably not only as between Member States but also over time in tandem with societal change’.Footnote 40 This approach not only matches the EU’s fundamental principle of ‘diversity within unity’, but also asserts that the CJEU’s views on European integration are dynamic, leaving room for the transfer and reception of constitutional ideas and interpretations within the EU and for substantial change over time.Footnote 41
This dynamic view can be welcomed as a possible solution to the delicate issue that the identity clause poses for EU integration. Engrafting the EU’s constitutional identity on the fundamental principles of the EU means that the respect for constitutional identities provided for by Article 4(2) TEU shall be balanced with the former.Footnote 42 But it also entails a recognition that this balancing, which can be thought of not just as a legal process but also as a political and even as a society-wide process, will inevitably change the things that are being balanced. It follows that no constitutional actor can claim absolute authority in interpreting and applying constitutional identity, leaving the question of the final interpretative authority open.Footnote 43 Reflexive dialogue and mutual cooperation between the constitutional actors of the EU sphere are maintained through cross-references, preliminary questions, (re-)interpretation, and (implicit) acknowledgment of national and European concerns. At the same time, the contestation and feedback that emerges between the domestic and EU levels, as well as evolving insights in constitutional law, can lead constitutional actors to auto-correct themselves or to develop new and possibly more demanding constitutional standards.Footnote 44
Ana Bobić, for instance, proposed to invert the logic of the CJEU’s Melloni judgement. In that judgement, the Court had asserted that national authorities and courts may apply national standards of fundamental rights protection only to the extent that the application of these standards would not curb the primacy, unity, and effectiveness of EU law.Footnote 45 Inspired by a decision in the Austrian Constitutional Court,Footnote 46 Bobić suggests that when numerous Member States uphold a higher standard of constitutional protection, this standard could displace the EU’s existent standard of protection.Footnote 47 In other words, starting from the idea of ‘shared constitutional traditions’ could possibly allow domestic constitutional law to change the interpretation of fundamental rights in EU law.
Of course, such a dynamic process can also move in a problematic direction. Illiberal or populist constitutional imaginaries can subvert legal concepts, the rule of law and fundamental rights. As recent research in law and discourse studies shows, illiberal regimes sometimes realize their agendas through the selective appropriation of constitutional terminology.Footnote 48 They can reconfigure and displace the constitutional narrative, for instance by historicising identity narratives (eg, by connecting values relating to national constitutional identities to the achievements of a ‘Historical Constitution’ or to the defence of a Christian Europe), by collectivising EU values (eg, by discarding the universal feature of the right to human dignity and attributing it exclusively to the members of a defined community), or by inverting the latter (eg, impairing the idea of reciprocity within the principle of ‘sincere cooperation’ to justify unilateral action on the domestic level).Footnote 49 Consequently, legal scholars have pointed out the need for a context-sensitive interpretation of constitutional identity, justifying an increased intensity of judicial review when identity-based claims lack historical narratives of struggle and progress for the realisation of constitutional principles.Footnote 50
It is important that judicial reviewers are aware of the dynamic nature of constitutional identity. And they should know that this dynamic does not only play out in the courtroom. As the case of illiberal regimes shows, debates and struggles over the meaning of constitutional identity are deeply political in nature. Hence, it is not just the interpretive work done by judges and legal scholars that is controlling. Ultimately, judges will have to look beyond the courtroom and the legal documents. They have to survey a much broader and very dynamic field of political decisions and societal debates and strive for integrity, to use Ronald Dworkin’s term, as they construct a coherent, but never entirely stable, interpretation of this field.
3. Constitutional identity as a descriptive concept
Related to the use of constitutional identity as a legal doctrinal notion, in recent years the concept has also been used descriptively by scholars who study the manifold relations between constitutions and collective identity, history and culture. Scholars have addressed how law (and constitutional law in particular) can determine a community’s collective identity and how, inversely, collective identities can determine the uniqueness of its written laws and constitutional system.
This philosophical inquiry into constitutional identity can be traced back to the ‘Comparative Constitutionalism’ conference at the Cardozo Law school in 1991, organized by Michel Rosenfeld. This conference, which focused on the role of constitutions in the interplay between identity and difference, resulted in the seminal volume Constitutionalism, Identity, Difference and Legitimacy.Footnote 51 The debate was further stimulated by two books, both published in 2010, by respectively Michel Rosenfeld and Gary Jacobsohn. Both authors emphasise the dynamic nature of constitutional identity, as it is shaped by legal decisions, historical developments, political processes, inherited values, etc. Rosenfeld, in The Identity of the Constitutional Subject, sees the formation of identity as a dialectical process: the various influences are forged together into a coherent whole. He analyses this process as an interplay between negation (denying preconstitutional elements), metaphor (establishing similarities with the tradition) and metonymy (analysing constitutional elements within a specific context).Footnote 52 Jacobsohn, in Constitutional Identity, stresses the dialogical nature of constitutional identity: it is shaped and reshaped through an ongoing dialogue between a nation’s historical experience, its constitutional framework, and social, political, and cultural dynamics. The Constitution, in his view, is not the expression of a stable or unified identity. Rather constitutional identity construction is a process driven by disharmony, that is, by the tensions inherent in the constitutional system and society and the ever-present gaps between constitutional text and practice.Footnote 53
The concept of constitutional identity is not clear-cut in the literature. It is an ‘essentially contested concept’,Footnote 54 as Rosenfeld has stated, with a broad variation of definitions and approaches. Besides the normative use explained above (as a legal doctrinal notion designing the core norms of a constitutional system), it can refer to a collective identity that is ‘expressed, determined and shaped by the constitution’Footnote 55 or to the identity of the constitution and constitutional principles in relation to a collective identity. Many definitions remain somewhat vague, such as Rosenfeld’s characterisation of constitutional identity as a ‘meaning-endowing construct’,Footnote 56 Monika Polzin’s depiction of it as ‘a state’s restless soul’Footnote 57 or Jacobsohn’s complex definition of constitutional identity as ‘a mix of political aspirations and commitments that are expressive of a nation’s past, as well as the determination of those within the society who seek in some ways to transcend that past’.Footnote 58 This vagueness has maybe to do with an ambiguity in the concept of constitution itself. There is the big ‘C’ Constitution, a written text functioning as the fundamental law. And then there is the (semantically older) small ‘c’ constitution, which is not so much a text as a system or a set of constituent rules and basic norms. In this way, one can speak of constitutional identity without a Constitution.
Vagueness and complexity are not necessarily problematic: there are so many elements involved in the concept of constitutional identity (as regards history, values, and differences along lines such as class, age, gender, ethnicity, etc.) that different emphases lead to different conceptions of constitutional identity itself. We will, however, use constitutional identity in what follows in a descriptive use (which seems to be consistent across different approaches), namely ‘to explain how a collectivity understands itself through a constitutional document or order’.Footnote 59 Below, we outline the lines of inquiry that have surfaced in this analytical debate in recent years.
A. Negotiating sameness and difference
Constitutional identity involves a negotiation between sameness and difference. It is always the product of the interaction between general principles, such as the rule of law, democracy and equality, and, on the other hand, particular contextual elements that define a community, such as institutional design, traditions, heritage, practices, self-understanding, and so on. The embedding of universal principles in different contexts can result in a particular constitutional identity. Often, constitutional identity is a protection of particular identities against the imposition of more universal values, and in that respect, is grounded in diversity as opposed to legal homogenisation. This helps to explain why, recently, the notion of constitutional identity has been activated not only in the European sphere (which legally incorporates many different cultures, languages, and peoples), but also in postcolonial and indigenous constitutional communities. There, it is used to underscore the uniqueness of principles and traditions in the face of external and internal hegemonic groups.Footnote 60 The identity that a constitution protects, however, can also be exclusionary, for example in emphasizing the Christian heritage as a way to ban divergent practices. This is the paradox at the heart of constitutional identity: a mechanism for accommodating and valuing difference, can also be used (and has been used) to undermine tolerance by privileging a homogeneous identity.Footnote 61 Partly because a focus on identity can morph into identitarian ideology, some have argued that the concept of constitutional identity itself is problematic or misleading. To move away from identity-based analyses and to do justice to the dialogical nature of constitutional culture, alternative notions have been proposed such as ‘common constitutional traditions’,Footnote 62 ‘constitutional communities’Footnote 63 or ‘constitutional identity narratives’.Footnote 64
Since the question of identity is also the question of sameness or selfhood over time, the identity of a constitution is always linked to a temporal dimension and closely related to the question of constitutional change. Thus, according to Rosenfeld, the same constitutional identity can persist across different constitutions (as in the French succession of constitutions). On the other hand, under the same written constitution, different constitutional identities may succeed one another (as some have argued for pre versus post civil war American constitutional identity). A constitution, in Jacobsohn’s oft-quoted characterization, ‘acquires an identity through experience’Footnote 65 and this experience develops over time.
The way constitutional identity develops over time has been an important research topic in the literature. There is the Rosenfeld tradition, stressing the integration of existing identities and differences in an overarching story. Constitutional identity is conceived here as an ongoing dialectical process where competing differences are reordered to maintain the integrity of the constitutional order.Footnote 66 Socio-legal scholars have stressed the reciprocal social basis of constitutional identity.Footnote 67 Kim Lane Scheppele has emphasised the need for education in this regard to reproduce the constitutional order as a reality.Footnote 68 Following Jacobsohn’s concept of constitutional disharmony, authors have emphasised ‘contestation rather than consensus’ as driving constitutional identity development.Footnote 69 According to Jaclyn Neo, changes happen on the one hand through ‘misidentity’ – where a more authentic understanding of identity is proclaimed – and on the other hand through a more disruptive ‘disidentity’ – where new values are put forward.Footnote 70
B. Constitutional selves
The dynamics of constitutional identity is also largely determined by the debate on the ‘self’ underlying it. Who exactly is the constitutional subject? Is constitutional identity the identity of the framers, of the constituent power underlying the constitution, the subjected people…? Rosenfeld, in his influential study on the topic, argues that in any case constitutions presuppose a situation of pluralism: a homogeneous society does not need a social pact. He distinguishes three facets of the constitutional subject: ‘the subject as constitution-maker or as pouvoir constituant; the subject as the collectivity that is bound by the constitution; and the subject as interpreter, elaborator and custodian of the constitution’.Footnote 71 Subsequent studies focused on how these different roles coincide and thus sustain a constitutional regime. We abide by the contract only as long as we sufficiently identify ourselves with the collectivity. In a successful constitutional regime, there is a collective sense of ownership or authorship of the constitutional order, rather than the people just being a passive recipient of constitutional norms. Political leaders can appeal to the established conception of ourselves as constitutional subjects to dismiss crises as exceptions, or to push forward alternative constitutional identities. Sanford Levinson gives the example of American president Barack Obama, who regularly used the phrase ‘This is not who we are’ to condemn antidemocratic or cruel practices, as if they were not part of the constitutional DNA of the American people.
However, when a singular constitutional identity is put forward in this way, it might mask fundamental splits of the constitutional subject.Footnote 72 Indeed, in pluralistic societies there are always different, intersecting and competing conceptions of the constitutional self. Polzin gives the example of the headscarf, which for many French people clashes with the image of the constitutional French self as ‘free and equal citoyen’.Footnote 73 There is currently a strong ethno-cultural divide in Europe, with liberals or Christians often contrasting their constitutional ‘we’ with practices of migrant groups. Scheppele has launched the term ‘counter-constitutions’ to point to narratives that challenge the existing constitutional order.Footnote 74 But there are many axes of difference other than ethnocultural, such as gender, class, ability, or age. Helen Irving has argued that it is important to see constitutional identity as related to all these aspects, so as not to confuse pluralism with disruption. In this regard it is important to keep Laurianne Allezard’s observation in mind, that constitutional identity never operates in isolation; it is always in dialogue with other identities such as national, ethnic and linguistic identities. As Allezard has argued, constitutional identity is a composite concept, ‘a system between identities’, that builds on all these selves.Footnote 75 If disharmony is crucial to constitutional identity, it is not just because there are always differences within the presumed constitutional subject, but also because reality has a way of falling short of constitutional norms. So, there is always a gap between ‘constitutional ideals’ and ‘constitutional practice’. This can be a powerful source of conflict, but also of progress.Footnote 76
C. Identity as construction
The dialogical conception of constitutional identity contradicts a naïve conception of the constitutional subject as the basis of legitimate constitutional order. It presupposes no pre-established self to build upon, no ‘we’ preceding the act of promulgating the constitution. The debate about constitutional identity is therefore entangled with the modern ‘paradox of constitutionalism’ (as it has been discussed by Jacques Derrida, Hannah Arendt, and many others): the self that authorizes the writing and enacting of the constitution is itself a product of that constitution.Footnote 77 In absence of natural or transcendent guarantees about the collective identity of the people, acts of self-representation, for instance in the form of a constitutional document, should be seen as acts of construction in which that identity takes shape.
Constitutional identity theory has largely adopted this conception of constitutional identity as construction. Navigating the many constitutive differences of society and giving meaning to them, can only be done by constructing a narrative arc. Rosenfeld argues that constitutional identity is an ‘imagined identity’, along the lines of Benedict Anderson’s imagined communities.Footnote 78 Monika Polzin speaks of ‘a constructed, simplified, imagined reality’.Footnote 79 Consistent with this constructivist approach, some authors have analysed the constitution as a ‘web of ideas’,Footnote 80 determining how we understand and represent ourselves. Martin Loughlin writes about the constitutional imagination that causes constitutional principles to become part of our collective consciousness through stories and symbols.Footnote 81 Scheppele has called this the ‘social life of constitutions’: constitutional ideas in successful constitutional regimes are not limited to legal texts, but determine our expectations and behavior, and are accepted as obvious. By acting ‘as if constitutions are real’, we create the intersubjective building blocks of our social world and make it real. In this way, constitutional identity can provide a sense of ‘ontological security’.Footnote 82
Because the construction of constitutional identity is always a choice among many possibilities and because it is bound to particular values, beliefs, goals and experiences, it is necessarily of a political nature. If constitutional identity is not an essence to be dug up from constitutional history and interpretation but rather a dialogical assemblage of different existing identities,Footnote 83 then the study of constitutional identity also goes far beyond the constitution as a legal instrument. It requires a grasp of the constitution as a symbol and an investigation into all the processes by which constitutions become ‘a creation of the mass mind’.Footnote 84 It is this symbolic dimension which makes the intersection of constitutions and identity so crucial a topic for understanding the political functioning of modern societies.
D. Towards an interdisciplinary study of constitutional identity
As already stated above (and as others have stated before),Footnote 85 this requires a disciplinary lens broader than the legal one. The building blocks are there. Rosenfeld already incorporated ideas borrowed from psychoanalysis. Several authors, in order to highlight the narrative nature of constitutional identity, have incorporated literary theory.Footnote 86 Many authors have used historical and philosophical input to trace the intellectual sources of constitutional identities. People like Scheppele and Blokker have called for phenomenological and sociological perspectives to reframe constitutionalism as a ‘field of knowledge’ that constitutes a broader social world. And Lukáš Lev Červinka recently demonstrated how a ‘social systems approach’ can reveal the dynamic interplay between constitution and collective self-representation.Footnote 87 Yet we believe the lens can be broadened still. Much of the current work is strongly rooted in EU debate. And it is sometimes surprising how little the debate engages with the philosophical and psychological traditions surrounding identity. Rather than exhausting the research, existing approaches show the broad scope of relevant research paths. The purpose of this symposium is to highlight the richness of all these avenues and to encourage further research across disciplines.
It is important to do this kind of research now given the increasing political importance of constitutions. Think for instance of the constitutional recognition of underrepresented groups or think of processes of democratic constitution-making. Indigenous communities are engaged in debates on constitutional recognition, sometimes arguing for a separate constitutional identity outside the dominant constitution.Footnote 88 There is the debate over the inclusion of animals and plants as subjects with rights, arguably attributing them a form of constitutional subjecthood. Democratic constitution-making, in which citizens actively participate in the (re)writing of constitutions, embodies the promises of liberal constitutionalism and deliberative politics: the people become the actual author of its constitution. There is also a need to understand the effects of linking constitutionalism and identity politics. The worldwide phenomenon of ‘illiberal constitutionalism’, with authoritarian regimes coming into place with constitutional means, heavily relies on (re)constructions of constitutional identity to legitimate exclusionary practices.
Of course, one symposium cannot cover all the aforementioned approaches and themes, or even sketch an overview. But we hope to make explicit the interdisciplinary dimensions implicit in the existing literature, to take them further, and to stimulate more dialogue between the disciplines. We strongly believe that it is necessary to go beyond understanding constitutions as legal instruments and, instead, study them in depth as objects within our broader social world, with all their psychological, sociological, linguistic, and historical implications.
4. Overview of contributions
The first section of the symposium explores constitutional identity as a concept within constitutional theory. Through empirical, philosophical, and discourse-based lenses, these chapters situate constitutional identity in dialogue with other collective and preconstitutional identities and power structures. They also offer new conceptualisations, for example by reconstructing constitutional identity as narrative identity or by establishing an integral link with fundamental rights.
Laurianne Allezard demonstrates that constitutional identity represents only the tip of the iceberg of the many identities that populate and influence constitutional law. In Beyond Constitutional Identity: Thinking Identity in Constitutional Law, she presents the findings of her analysis of identity in European constitutions and constitutional court decisions. She provides an overview of the different types of identities in constitutional law: identity may manifest through a right to identity, in granting differentiated rights to groups, as a norm for constitutional interpretation, or as a formalised core of the constitutional text. She further illustrates how these identities influence one another in constitutional law and how judicial interpretations depend on these interactions. Instead of focusing on the ‘final messenger’ of constitutional identity, she suggests analysing the broader range of identities within constitutional law to uncover hierarchies and interpretative shifts that may lead to illiberalism.
Christophe Maes and Ana Van Liedekerke delve into the narrative construction of constitutional identity in Ghost in the Shell- The Narrative Entanglement of Constitutional and Preconstitutional Identity. They observe that the distinction between preconstitutional and constitutional identity in the literature often parallels the relationship between ethnos and demos. Preconstitutional identity is associated with ethnocultural elements, while constitutional identity is confined to the visible, fundamental elements of positive constitutional law. They challenge this distinction, arguing that preconstitutional identity is always the ‘ghost in the shell’ of constitutional identity. By rethinking constitutional identity as narrative identity, they show how the (preconstitutional) past is always necessary to give meaning to the (constitutional) present, while emphasizing that this is a construction that requires further exploration through a narrative lens.
Closing the first section, Bosko Tripkovic, in Constitutional Identity vs Fundamental Rights: A False Tension?, proposes understanding constitutional identity as the normative commitment of a community that reflects its collective experience of creating and living under a constitutional framework. He argues that constitutional identity presupposes respect for fundamental rights, not merely as external boundaries but as internal requirements. On the one hand, constitutional identity demands authenticity, requiring that the constitution reflects the community’s common commitments, with fundamental rights ensuring mechanisms for establishing these. On the other hand, the community must also serve as the foundation of the constitutional order, necessitating individual agency and guarantees of equality to exercise this collective agency.
After the conceptual section, a second set of articles focuses on constitutional identity in practice, employing various methodological approaches to concretely examine constitutional origins and identities.
In Constitutional Subjects: The Formation and Fracture of Constitutional Legitimacy, Christopher Thornhill reconstructs the subjects underlying constitutions through a historical–sociological approach. He demonstrates that collective experiences of violence often shape constitutional subjects. This is the case for the normative concepts of constituent power and basic rights underlying the legitimation of modern constitutions. On the one hand, constituent power as a norm resulted from military integration due to external security threats. On the other hand, the norm of basic rights was devised for the organisation of military force. Thornhill shows how, after 1945, international law and the social welfare state helped pacify constitutional subjects. He applies this framework to analyse contemporary instances of constitutional weakening, which are rooted in attributing strong constitutional identities to subjects. This process is accompanied by partial remilitarization, because actual legitimation is not acquired by enactment, but rather by the displacement of constitutional subjectivity.
Ilenia Ruggiu addresses the oppressive dimensions of constitutional identity, not through its often-discussed abuses in appeals to exclusionary identities but within two recurring elements of democratic constitutional identity: gender equality and the separation of church and state. In Constitutional Identity and Patriarchy: the Exclusion of the Women from the Priesthood as a Constitutional Problem, she argues that patriarchal exclusion in religion, and particularly the barring of women from the priesthood, represents a constitutional issue that undermines gender equality. However, the deeply entrenched separation of church and state prevents this oppression from being legally addressed. By pointing to historical precedents of female priestesses and the tangible effects of exclusion on women, she proposes strategies for a different balance of gender equality and church-state separation. By revealing how foundational elements of constitutional identity indirectly protect patriarchy, she shows how pre- and extraconstitutional elements might still be embedded in constitutional systems.
Finally, François-Xavier Millet examines how European integration has reshaped France’s constitutional identity in From Messianic Republicanism to Global Constitutionalism: The Paradigmatic Changes of French Public Law through European Integration. Taking a philosophical and law-as-culture methodological approach, he shows how France’s traditional republican identity, rooted in Rousseau, Montesquieu, and the French Revolution, eroded under European law’s influence. This identity, centered on légicentrisme – the supremacy of la loi as the general will – has been challenged by a shift towards le droit (rights and courts) and judicial review. Millet highlights how public law institutions, once central to preserving the republican order by safeguarding political liberty and implementing la loi, have been transformed by European legal frameworks. These institutions now navigate the transition from political to legal constitutions and from public sovereignty to individual rights. He observes that the discourse of constitutional identity is in line with the persisting resistance to abandoning the republican roots of French constitutionalism, but it remains uncertain whether this resistance can withstand the structural and normative pressures of transnational legal integration.
Acknowledgements
We would like to thank the participants of the Constitutional Identity workshop at KU Leuven for their valuable comments. This research was supported by the FWO – Research Foundation Flanders under grant numbers G0D4520N and 11N6325N.
Competing interests
None.