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Principles for deliberative processes in health technology assessment

Published online by Cambridge University Press:  04 August 2020

Kenneth Bond*
Affiliation:
Institute of Health Economics, Edmonton, Canada
Rebecca Stiffell
Affiliation:
HTAi Secretariat, Edmonton, Canada
Daniel A. Ollendorf
Affiliation:
Value Measurement and Global Health Initiatives, Center for the Evaluation of Value and Risk in Health, Tufts University, Boston, USA
*
Author for correspondence: Kenneth Bond, E-mail: kbond@ihe.ca
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Abstract

Deliberative processes are a well-established part of health technology assessment (HTA) programs in a number of high- and middle-income countries, and serve to combine complex sets of evidence, perspectives, and values to support open, transparent, and accountable decision making. Nevertheless, there is little documentation and research to inform the development of effective and efficient deliberative processes, and to evaluate their quality. This article summarizes the 2020 HTAi Global Policy Forum (GPF) discussion on deliberative processes in HTA.

Through a combination of small and large group discussion and successive rounds of polling, the GPF members reached strong agreement on three core principles for deliberative processes in HTA: transparency, inclusivity, and impartiality. In addition, discussions revealed other important principles, such as respect, reviewability, consistency, and reasonableness, that may supplement the core set. A number of associated supporting actions for each of the principles are also described in order to make each principle realizable in a given HTA setting. The relative importance of the principles and actions are context-sensitive and must be considered in light of the political, legislative, and operational factors that may influence the functioning of any particular HTA environment within which the deliberative process is situated. The paper ends with suggested concrete next steps that HTA agencies, researchers, and stakeholders might take to move the field forward. The proposed principles and actions, and the next steps, provide a springboard for further research and better documentation of important aspects of deliberation that have historically been infrequently studied.

Information

Type
Policy
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution, and reproduction in any medium, provided the original work is properly cited.
Copyright
Copyright © The Author(s), 2020. Published by Cambridge University Press
Figure 0

Figure 1. Identification of “core principles” for deliberative processes.

Figure 1

Figure 2. Input-throughput-output model.

Figure 2

Table 1. Core Principles and Actions for Deliberative Processes in HTA

Supplementary material: PDF

Bond et al. supplementary material

Table S1

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