1 Introduction
1.1 Background
Over the past two decades, the cubic moment of
$\text {GL}(2)$
automorphic L-functions (or simply the cubic moment) has driven a wave of remarkable applications in number theory. Notable among these is the landmark result of Conrey–Iwaniec [Reference Conrey and IwaniecCI00], along with the vast recent developments of Petrow–Young [Reference Petrow and YoungPY19, Reference Petrow and YoungPY20, Reference Petrow and YoungPY23], culminating in the Weyl-strength subconvexity bounds for Dirichlet L-functions of any primitive character
$\chi \, (\bmod\,q)$
:
and analogous bounds for
$\mathrm {GL}(2)\ L$
-functions in various aspects. These advances have far-reaching arithmetic consequences; see, for instance, [Reference YoungYou17, Reference Duke, Imamoḡlu and TóthDIT16, Reference Folsom and MasriFM10, Reference Liu, Masri and YoungLMY13].
Structurally, it is striking that the cubic moment of
$\text {GL}(2)\ L$
-functions is dual to the fourth moment of the Riemann zeta function (or the fourth moment) – a fundamentally different moment that occupies a central place in classical analytic number theory, tracing back to the seminal works of Hardy–Littlewood [Reference Hardy and LittlewoodHL16] and Ingham [Reference InghamIng27] in the 1920s. This duality was first discovered by Motohashi [Reference MotohashiMot93] in the 1990s, who established a deep spectral identity of the form
where
$w\mapsto \widetilde {w}$
denotes an intricate integral transform, and
$(***)$
encodes a collection of non-trivial arithmetic contributions together with the continuous component. This identity is widely regarded as a ‘crowning achievement’ in the theory of the Riemann zeta function ([Reference Conrey and KeatingCK15a, Reference Conrey and KeatingCK15b]), and it represents the first and a particularly intriguing (and challenging) instance of Spectral Reciprocity.
To study the cubic moment, one proceeds by inverting the transform
$w\mapsto \widetilde {w}$
and the identity (1.2). This was achieved to some extent (i.e., without revealing the underlying fourth moment) by Ivić [Reference IvićIvi01], and Motohashi sketched a formal derivation in his note [Reference MotohashiMot99]. Proving a spectrally inverted Motohashi-type formula, even in approximate form, requires substantial refinements of the techniques of [Reference Conrey and IwaniecCI00] and [Reference IvićIvi01]. Such refinements were obtained only relatively recently by Petrow [Reference PetrowPet15] and Frolenkov [Reference FrolenkovFro20], both via relative trace formulae. The relevant analytic machinery has been developed in various ways, e.g., [Reference BlomerBlo12b, Reference LiLi11, Reference YoungYou17, Reference Jutila and MotohashiJM05, Reference QiQi24, Reference Kiral, Petrow and YoungKPY19].
1.2 Moment conjectures
A central theme in moments of L-functions is to understand the sources and structures underlying the full set of main terms. Over the years, this pursuit has drawn sustained attention and yielded fruitful outcomes. Most notably, two sets of heuristics have led to remarkably precise conjectures for the asymptotics of moments. Conrey–Farmer–Keating–Rubinstein–Snaith [Reference Conrey, Farmer, Keating, Rubinstein and SnaithCFK+05] (hereafter referred to as CFKRS) developed their ‘recipes’ based on shifted moments and approximate functional equations, whose use dates back to [Reference InghamIng27] and [Reference Hardy and LittlewoodHL16]. Their approach reveals surprising connections to Random Matrix Theory and brings to light many unexpected intrinsic symmetries and combinatorial structures. On the other hand, Diaconu–Goldfeld–Hoffstein [Reference Diaconu, Goldfeld and HoffsteinDGH03] introduced the Multiple Dirichlet Series for moments of the Riemann zeta function and quadratic Dirichlet L-functions. Their predictions arise from the (conjectural) analytic continuation, polar divisors, and the group of functional equations of these series.
For the two moments considered in this article, namely those in (1.2), extracting the full structure of the main terms, suppressed as part of
$(***)$
in (1.2), is a delicate task. For the fourth moment of the
$\zeta $
-function, Heath-Brown [Reference Heath-BrownHB79] and Motohashi [Reference MotohashiMot93] proved the asymptotic formula
with
$\delta <1/8$
and
$\delta <1/3$
, respectively, where
$P_{2}$
is a polynomial of degree
$4$
. The resulting expressions of
$P_{2}$
(see also Conrey [Reference ConreyCon96]) were, unfortunately, quite complicated, making a complete determination of its coefficients daunting from their formulae.
In [Reference MotohashiMot93], Motohashi considers the following smoothed and shifted variant of the fourth moment:
The shifts are initially taken with
$\operatorname {\mathrm {Re}} \alpha _{i}, \,\operatorname {\mathrm {Re}} \beta _{j} \gg 1$
, and play a pivotal role in an intricate analytic continuation procedure. CFKRS later discovered that the many degenerate terms in Motohashi’s formula for (1.4) can be combined, in rather subtle ways, to yield an elegant, intrinsic description of the main terms. There are six main terms in the CFKRS formulation (see (5.6)), from which the polynomial
$P_{2}$
can be computed in full and with ease by letting the shifts
$\alpha _{i}, \beta _{j} \to 0$
. This is explained in [Reference Conrey, Farmer, Keating, Rubinstein and SnaithCFK+05, Section 5.1].
The recipe works equally well for the cubic moment of
$\text {GL}(2)\ L$
-functions. Owing to differences in the families and their arithmetic, this case yields eight distinct main terms. In [Reference Conrey and IwaniecCI00], the authors located only the diagonal term, though they noted the interest in identifying the others ([Reference Conrey and IwaniecCI00, p. 1177]). We review these conjectures in Section 5, and examine the difficulties that hindered the identification of these terms in earlier approaches in Section 1.4.
1.3 Beyond the Petersson/Kuznetsov paradigm
Motohashi’s original work [Reference MotohashiMot93] is technical, and the source of ‘reciprocity’ is far from apparent. A priori, there is no reason to expect the off-diagonal (or error) terms to be neatly expressible by moments of L-functions. Having a conceptual understanding of this phenomenon, without intermediate devices like Kloosterman sums, summation formulae, shifted convolutions, or the Petersson–Kuznetsov formulae, is therefore of significant interest.
This direction was perhaps first pursued by Bruggeman–Motohashi [Reference Bruggeman and MotohashiBM05], whose approach to constructing the two distinct-looking moments in (1.2) involves a combination of spectral projections, Hecke operators, and a two-fold limiting process applied to an automorphic kernel. The choice of the kernel is by no means straightforward: it entails delicate smoothing and regularization, along with careful control of convergence, regularity, and interchange of limits. These ingredients, in turn, illuminate the integral transform through the theories of Whittaker–Kirillov models and Bessel functions for the group
$\text {PGL}_{2}(\mathbb {R})$
(see [Reference Cogdell and Piatetski-ShapiroCPS90]).
Michel–Venkatesh [Reference Michel and VenkateshMV06, Section 4], [Reference Michel and VenkateshMV10, Section 4.5], and Reznikov [Reference ReznikovRez08, p. 453] took a further step towards an account more intrinsic than [Reference Bruggeman and MotohashiBM05]. They envisioned proving Motohashi’s formula within the structural framework of the strong Gelfand formation and via a ‘regularized’ geodesic period for the product of two
$\text {PGL}(2)$
Eisenstein series, formally given by
which morally suggests a matching of the spectra
$L^{2}([\mathrm {PGL_{2}}])$
and
$L^{2}([\mathrm {GL_{1}}])$
, resulting in Motohashi’s formula. However, numerous technical obstacles must be overcome to implement their strategy. In particular, the sources of various main (or degenerate) terms are not evident, and many integrals suffer from serious divergence issues due to the non-compactness of domains and the non-square-integrability of Eisenstein series. More refined regularization techniques than those developed in [Reference Michel and VenkateshMV10] are therefore necessary; see also [Reference Blomer, Humphries, Khan and MilinovichBHK+20] for other intricacies of this approach. Only very recently did Nelson [Reference NelsonNel20] establish full rigour for the Michel–Venkatesh–Reznikov period integral strategy, through a range of highly impressive and sophisticated techniques.
Wu [Reference WuWu22] gave another interpretation of Motohashi’s formula by generalizing [Reference Bruggeman and MotohashiBM05] with a pre-trace formula on the Schwartz space of
$2$
-by-
$2$
matrices, which incorporates the Godement–Jacquet and Tate L-functions on the spectral and geometric sides of the formula. Further explications and analytic subtleties were addressed in [Reference Balkanova, Frolenkov and WuBFW24], which draws extensively on deep results in the theory of special functions. The authors of [Reference Balkanova, Frolenkov and WuBFW24] discuss the obstacles to obtaining an exact spectral inversion of Motohashi’s formula.
1.4 Our main results
In this article, we present a new proof of the spectral inversion of Motohashi’s identity (1.2) via the
$\text {GL}(3)$
period integral method of [Reference KwanKwa24]. Our approach offers fresh perspectives on the reciprocity phenomena and surmounts technical obstacles in earlier treatments. Furthermore, we elucidate the links between periods and the Moment Conjectures of [Reference Conrey, Farmer, Keating, Rubinstein and SnaithCFK+05].
In our previous work [Reference KwanKwa24] (resp. [Reference KwanKwa25]), we examine the (twisted) spectral first moment of
$\text {GL}(3)\times \text {GL}(2)$
Rankin–Selberg L-functions with the
$\text {GL}(3)$
automorphic form being a fixed Hecke–Maass cusp form. We uncover a higher-rank Motohashi-type identity that underpins Li’s celebrated convexity-breaking results [Reference LiLi11].
This line of work belongs to the recent framework Period Reciprocity, for which only a handful of other instances are known: [Reference Michel and VenkateshMV10, Reference BlomerBlo12a, Reference NelsonNel20, Reference NunesNun23, Reference ZachariasZac20, Reference ZachariasZac21, Reference Jana and NunesJN25, Reference MiaoMia21]. The tools involved lie largely outside the traditional realm of analytic number theory, and they streamline the intricate chains of analytic-arithmetic transformations prevalent in the literature. We refer the reader to [Reference KwanKwa24, Sections 3-4], [Reference KwanKwa25, Section 1] and [Reference Jana and NunesJN25] for more in-depth discussions of the implementations and technical features of this framework.
To state our main results, let
$\alpha \in \mathfrak {a}_{\mathbb {C}}:= \{ (\alpha _{1},\alpha _{2}, \alpha _{3})\in \mathbb {C}^{3}: \alpha _{1}+\alpha _{2}+\alpha _{3}=0 \}$
, and
$\mathfrak {M}_{-\alpha }^{(3)}(s; H)$
denote the following shifted cubic moment:Footnote
1
where
${\textstyle (\phi _{j})_{j=1}^{\infty }}$
is an orthogonal basis of even Hecke–Maass cusp forms of
$\mathrm {SL}_{2}(\mathbb {Z})$
with respect to the Petersson inner product
$\langle \, \,\cdot \, , \,\cdot \,\rangle $
(see (2.9)), and satisfies
${\textstyle \Delta \phi _{j}= ( 1/4-\mu _{j}^2) \phi _{j}}$
with
$\Delta :=-y^2 (\partial _{x}^2+\partial _{y}^2)$
. Also, let
$\Lambda (s)$
and
$\Lambda (s,\, \phi _{j})$
be, respectively, the completed
$\zeta $
-function and completed L-function of
$\phi _{j}$
.
To simplify our residual calculations (as in [Reference Conrey, Farmer, Keating, Rubinstein and SnaithCFK+05]), we introduce:
Convention 1.1. Unless otherwise specified, we fix
$\epsilon _{0}:=1/1000$
, and further assume that
$\alpha _{i}$
’s are distinct and satisfy
$ |\alpha _{1}|, |\alpha _{2}| < \epsilon _{0}/1000$
.
In practical applications of any spectral summation formula, it is essential to have an ample supply of admissible test functions. The following regularity assumption serves our purposes and is satisfied by those commonly used in the literature (cf. [Reference KwanKwa24, Remark 5.27]).
Regularity 1.2. Fix
$\eta>40$
. Define
$\mathcal {C}_{\eta }$
to be the class of holomorphic functions H on the vertical strip
$|\operatorname {\mathrm {Re}} \mu |< 2\eta $
such that
$H(\mu )=H(-\mu )$
and
$H(\mu ) \ll e^{-2\pi |\mu |} $
in the strip.
In the following, let
$\Gamma _{\mathbb {R}}(s):= \pi ^{-s/2}\,\Gamma (s/2)$
;
$d^{*}\mathbf {y} := (y_{0}y_{1}^2)^{-1}\, dy_{0}\, dy_{1}$
;
$e(x):=e^{2\pi i x}$
;
$H^{\flat }:(0,\infty )\rightarrow \mathbb {C}$
denote the inverse Kontorovich–Lebedev transform of H (Definition 3.8);
$d^{W}\mu := |\Gamma _{\mathbb {R}}(\mu )|^{-2}\, \frac {d\mu }{4\pi i}$
be the spherical Whittaker–Plancherel measure for
$\mathrm {PGL}_{2}(\mathbb {R})$
; and
$W_{-\alpha }(x, y_{1})$
be the Jacquet–Whittaker function for
$\mathrm {PGL}_{3}(\mathbb {R})$
(see (3.6)).
1.4.1 The reciprocity formula
Theorem 1.3. Let
$H\in \mathcal {C}_{\eta }$
. On the vertical strip
$1/4 + \epsilon _{0} < \operatorname {\mathrm {Re}} s < 3/4$
, the following formula holds:
where
1.4.2 Main terms
Recent works on Moment Conjectures (e.g., [Reference PetrowPet15] and [Reference Conrey, Iwaniec and SoundararajanCIS12]) have shown that it is both technically and aesthetically preferable to state and prove results in terms of completed (rather than incomplete) L-functions. Indeed, the complete set of the main terms of a moment of L-functions is expected to reflect the symmetries originating from successive applications of the functional equation for the family, as we will explain in Section 5. (Incidentally, the root number of the family is conveniently fixed in our theorem.) Nevertheless, the admissible class of test functions
$\mathcal {C}_{\eta }$
is sufficiently large to deduce a version of Theorem 1.3 for incomplete L-functions.
Here is an extra benefit. The symmetries of all main terms for the cubic moment can now be addressed uniformly via archimedean Rankin–Selberg-type calculations in the style of Bump [Reference BumpBum88] and Stade [Reference StadeSta01]. The main result of [Reference BumpBum88] only accounts for the diagonal term. To capture the symmetries of the remaining seven off-diagonal terms, we prove three new Mellin–Barnes identities.
Theorem 1.4 (Propositions 6.9, 6.14, & 6.15).
Let
$J_{w, \alpha }(s; h)$
and
$(\mathcal {F}_{\alpha }H)(s_{0}, s ) $
be the integral transforms defined in (6.18) and (1.8), respectively. On the vertical strip
$\epsilon _{0} < \sigma < 1-\epsilon _{0}$
, we have
for
$i=1,2,3$
,
$ w\in \left \{ w_{2}, w_{4}, w_{\ell } \right \}$
(see (3.29)), and
$\alpha _{i}^{w}$
’s defined in (3.30).
In our approach, the sources of the main terms are intrinsic and transparent. In essence, it suffices to know the
$\mathrm {GL}(3)$
Fourier–Whittaker period and expansion (Lemma 3.13 and Proposition 3.14):
-
• Cubic moment. See Proposition 5.1. The identities (1.14), (1.15) and (1.16) correspond to the ‘ $1$
-swap’ terms (1.10), ‘
$2$
-swap’ terms (1.11), and ‘
$3$
-swap’ term (1.12), respectively. The diagonal term (1.9) is also known as the ‘
$0$
-swap’ term. -
• Fourth moment. Its full set of main terms arises from
-
– The continuous spectrum: resulting in two ‘ $1$
-swap’ terms and one ‘
$2$
-swap’ term that can be collected into
$\mathcal {R}_{\alpha }(1-s; H) $
in (1.7); see Lemma 6.3; -
– The non-constant degenerate part of the Fourier expansion: resulting in two ‘ $1$
-swap’ terms and one ‘
$0$
-swap’ term that can be collected into
$\mathcal {R}_{-\alpha }(s; H) $
in (1.7); see Proposition 6.11.
-
The notion of ‘swap’ was introduced in [Reference Conrey and KeatingCK15a, Reference Conrey and KeatingCK15b] as a refinement of the CFKRS conjectures; see Sections 5.1–5.2 for detailed discussions. As already hinted in (1.14), the symmetries of the Weyl group of
$\mathrm {GL}(3)$
are essential in understanding the structures of the main terms.
Previously, Hughes and Young [Reference Hughes and YoungHY10, Reference YoungYou11] investigated the main terms for the fourth moment of the
$\zeta $
-function by a method different from Motohashi’s. They employed the approximate functional equation (for the product of four
$\zeta $
’s) in conjunction with the
$\delta $
-symbol expansion (e.g., [Reference Duke, Friedlander and IwaniecDFI94]) applied to the shifted divisor sums, and careful smoothing and truncations. The upshot of their analysis is a set of exotic cancellations and combinations of many complicated-looking terms that, strikingly, reproduces the CFKRS predictions up to acceptable error. Petrow [Reference PetrowPet15, Sections 2-3] studied the full set of main terms for the cubic moment via an argument of comparable difficulty.
Our approach to extracting the full set of main terms differs from the existing ones. We are able to treat the main terms for both the cubic and fourth moments in a unified manner, without ad hoc cancellations or delicate combinations of terms. In Sections 6.8 and 7.1, we verify the agreement with the CFKRS conjectures by a short argument, using only Theorem 1.4, the relation
$\alpha _{1}+\alpha _{2}+\alpha _{3}=0$
, and the functional equation for the
$\zeta $
-function. Our perspective may shed light on recent developments in the mean value theorems for long Dirichlet polynomials [Reference Conrey and KeatingCK19, Reference Hamieh and NgHN22, Reference Baluyot and Turnage-ButterbaughBTB25, Reference Conrey and FazzariCF23], which aim to identify the arithmetic sources of main terms in various families of moments of L-functions without the approximate functional equations.
For more abstract treatments of the main terms via regularized or degenerate functionals in automorphic representations, see [Reference NelsonNel20, Section 11] and [Reference WuWu22, Section 1.5].
1.4.3 Integral transform
In this work, we carry out explicit calculations using Mellin–Barnes integrals, thereby deducing a range of results directly from first principles (Section 3.1). Using essentially the same ideas as in the proof of Theorem 1.4, we express the integral transform
$\mathcal {F}_{\alpha }H$
in a symmetric form via the Gauss hypergeometric function
$\mathbf {F}(\cdots )$
defined in (2.5).
Theorem 1.5 (Corollary 4.4).
Suppose
$s=1/2$
and
$\operatorname {\mathrm {Re}} s_{0}=1/2$
. Then
1.5 Sketch, road map and discussion of our argument
Let
$\mathrm {G}_{n}:= \mathrm {GL}_{n}(\mathbb {R})$
,
$\Gamma _{n}:=\mathrm {SL}_{n}(\mathbb {Z})$
,
$\mathrm {U}_{n}$
be the standard maximal unipotent subgroup of
$\mathrm {G}_{n}$
,
$[\mathbb {G}_{m}]:= \mathbb {Z}^{\times }\setminus \mathbb {R}^{\times }$
,
$[\mathrm {U}_{n}]:= (\mathrm {U}_{n}\cap \Gamma _{n})\setminus \mathrm {U}_{n}$
, and
$[\overline {\mathrm {G}}_{n}]:= \Gamma _{n}\setminus \mathrm {G}_{n}/\mathbb {R}_{>0}^{\times }$
. In [Reference KwanKwa24], we study the analogue of Theorem 1.3 for a Hecke–Maass cusp form
$\Phi : [\overline {\mathrm {G}}_{3}]\rightarrow \mathbb {C}$
, and show that the corresponding Motohashi-type formula follows from a seemingly trivial equality for a ‘Fourier–Hecke period’:
where
, and
$\psi \in \mathrm {Hom}([\mathrm {U}_{2}], \, \mathbb {C}^{\times })$
is fixed and non-trivial.Footnote
2
In [Reference KwanKwa22, Chapter 1.3.1], the overarching structure for implementing (1.18) is illustrated by a Reznikov diagram ([Reference ReznikovRez08]):

Each arrow of the form
$H\hookrightarrow G$
represents a pairing (or period) over
$[H]$
, obtained by suitably restricting functions on
$[G]$
to
$[H]$
. In our case, the pairings behind the arrows refer to:
-
• (Upper-left/ ${\mathbf {GL}}_{3}\times {\mathbf {GL}}_{2}$
Rankin–Selberg)
$\langle \, \Phi , \, \sigma \, \rangle _{[\overline {\mathrm {G}}_{2}]}:= \int _{[\overline {\mathrm {G}}_{2}]} \, \varphi (g) \overline {\sigma (g)} \, dg$
, where
$\sigma \in L^{2}([\overline {\mathrm {G}}_{2}])$
, and
$\varphi (g):= \int _{[\mathbb {G}_{m}]} \, \Phi (zg) \, d^{\times } z$
. -
• (Lower-left/ ${\mathbf {GL}}_{2}$
Fourier–Whittaker)
$ \langle \, \sigma , \, \psi \, \rangle _{[\mathrm {U}_{2}]}:= \int _{[\mathrm {U}_{2}]} \, \sigma (n) \overline {\psi }(n) \, dn$
. -
• (Upper-right/ ${\mathbf {GL}}_{3}$
Fourier–Whittaker)
$\langle \, \Phi , \, \Psi \, \rangle _{[\mathrm {U}_{3}]}:= \int _{[\mathrm {U}_{3}]} \, \Phi (u) \overline {\Psi }(u) \, du$
, for
$\Psi \in \mathrm {Hom}([\mathrm {U}_{3}], \,\mathbb {C}^{\times })$
. -
• (Lower-right/ ${\mathbf {GL}_{3}}$
partial unipotent)
$\langle \, \Phi , \ \psi \, \rangle _{[\mathrm {U}_{2}]}':= \int _{[\mathrm {U}_{2}]} \, \Phi (n)\overline {\psi }(n) \, dn$
.
The diagram also indicates the use of the spectral expansion of
$\varphi $
in
$L^{2}([\overline {\mathrm {G}}_{2}])$
, together with the Fourier–Whittaker expansion of
$\Phi $
(over
$[\mathrm {U}_{3}]$
and with respect to
) when evaluating
$\langle \, \Phi , \ \psi \, \rangle _{[\mathrm {U}_{2}]}'$
. As shown in [Reference KwanKwa24, Section 6A], a partial abelian Fourier expansion already suffices for the latter step and, in fact, captures the essence of our method more neatly. Then, the multiplicity-one principle and Mellin inversion formula render the emergence of the dual moment and the structure of the integral transform transparent; see Remark 3.15, [Reference KwanKwa25, Section 5.3] and [Reference KwanKwa24, Section 4]. Theorem 1.4, and consequently the agreement with the CKFRS conjectures, follows naturally from this form of the integral transform, as we explain in Section 6.6.
In this work, we investigate (1.18) in the case of the
$\mathrm {SL}_{3}(\mathbb {Z})$
Eisenstein series associated with the isobaric sum
$ |\cdot |^{\alpha _{1}} \, \boxplus |\cdot |^{\alpha _{2}} \, \boxplus \, |\cdot |^{\alpha _{3}} $
. Although periods of Eisenstein series play a fundamental role in many notable instances of spectral reciprocity, handling them rigorously remains highly nontrivial, and no general method is currently available. In addition to [Reference NelsonNel20], we also mention [Reference Jana and NunesJN25, Reference MiaoMia21], which employ the regularization method of Ichino–Yamana [Reference Ichino and YamanaIY15], and [Reference ZachariasZac20], which develops Michel–Venkatesh’s deformation and regularization techniques.
In (1.18), the most immediate obstruction comes from the divergence of the integrals over
$[\mathbb {G}_{m}]$
when
$\Phi $
is Eisenstein. Resolving this highlights the advantage of interpreting the classical Motohashi phenomena of (1.2) and Theorem 1.3, which are intrinsically dualities between
$\mathrm {GL}(1)$
and
$\mathrm {GL}(2)\ L$
-functions, through the periods and automorphic forms for the ‘larger’ group
$\mathrm {GL}(3)$
. Our strategy differs from Nelson’s [Reference NelsonNel20]. We crucially exploit the structure of the
$\mathrm {GL}(3)\times \mathrm {GL}(2)$
Rankin–Selberg period, in which the unfolding does not rely on the full automorphy of the
$\mathrm {GL}(3)$
form, at least within the region of absolute convergence (upon attaching the factor
$|\det *|^{s-1/2}$
to (1.18) and taking
$\operatorname {\mathrm {Re}} s\gg 1$
). This feature allows the spectral calculations in the cuspidal and Eisenstein cases to proceed in complete parallel, and it is worth noting that only the non-degenerate part of the Fourier–Whittaker expansion of
$\Phi $
is used here.
The development of the dual side of (1.18) embodies most of the novelties of this work and reveals several aspects not present in our earlier papers [Reference KwanKwa24, Reference KwanKwa25]. We begin by evaluating the unipotent period over
$[\mathrm {U}_{2}]$
, which, upon invoking a suitable automorphy of
$\Phi $
(Proposition 3.14), decomposes into a sum of three components (Proposition 6.6) via the Fourier–Whittaker expansion of
$\Phi $
(Lemma 3.13). The unipotent integration eliminates the degenerate components of
$\Phi $
responsible for divergence, by a two-line argument (Lemma 6.5). We are then in a position to evaluate the integral over
$[\mathbb {G}_{m}]$
for
$\operatorname {\mathrm {Re}} s \gg 1$
(again with the factor
$|\det *|^{s-1/2}$
). The remaining ‘benign’ degenerate terms of
$\Phi $
contribute to the main terms of our spectral reciprocity formula in non-trivial ways (Sections 6.3–6.4). We exploit the equivariance of the Fourier–Whittaker periods at several points, which offers significant advantages over the complicated Hecke combinatorics that typically arise from the
$\mathrm {GL}(3)$
Voronoi formula in Kuznetsov-based approaches. Finally, by examining the explicit forms of each component in the development of (1.18) in terms of
$\zeta $
- and L-functions, we find that the whole expression admits analytic continuation to the region for s described in Theorem 1.3. The rest of the main terms predicted by the CFKRS conjectures arise naturally as polar contributions in the continuation process. These are the subjects of Sections 6.5, 6.7 and 6.8.
The unipotent integration also yields an ample supply of admissible test functions on the spectral side of our reciprocity formula, with their regularity and shapes tailored to the standard ones in the literature on moments of L-functions. This is obtained through the Whittaker–Plancherel formula (Lemma 3.9) with a Poincaré series incorporated into the period construction (1.18) (Corollary 6.4). The Poincaré series further enables us to specify the archimedean component within the spectrum of
$L^{2}([\overline {\mathrm {G}}_{2}])$
, a feature particularly favourable for spectral applications, much as in the many uses of the Kuznetsov formula. The focus of this work is an exact, spectral version of Motohashi’s formula restricted to the spherical part of
$L^{2}([\overline {\mathrm {G}}_{2}])$
, complementing the results of [Reference MotohashiMot93, Reference Bruggeman and MotohashiBM05]; accordingly, we work with a spherical Poincaré series. If desired, one may similarly localize to another subspace of
$L^{2}([\overline {\mathrm {G}}_{2}])$
by prescribing a different minimal K-type.
Moreover, to present the period integral and automorphic machinery to a broader analytic number theory audience, we illustrate our ideas in the setting of the full modular group with
$\Phi $
spherical, which allows for explicit formulae (e.g., Lemma 3.4) and more transparent computations. These choices serve purely expository purposes and are by no means essential to our method.
One should be able to recover the results of [Reference MotohashiMot93, Reference Bruggeman and MotohashiBM05] with our method. In that setting, our analysis should be simpler – we do not require the Atkinson dissection (or any geometric dissection), and their four-variable continuation argument can be replaced by a single-variable one, as the ‘shifts’ play no essential role in our analytic continuation argument (they are used only to simplify residual calculations). We leave these considerations for future work.
1.6 Additional remarks
It is clear that the techniques of this paper carry over to the case in which
$\Phi $
is an
$\mathrm {SL}_{3}(\mathbb {Z})$
Eisenstein series associated with
$\phi \, \boxplus \, 1$
, where
$\phi $
is a Hecke–Maass cusp form of
$\mathrm {SL}_{2}(\mathbb {Z})$
. Theorem 1.3 now takes the shape
This type of mixed moments is also of interest in the literature due to applications to simultaneous non-vanishing; for example, [Reference Balkanova, Bhowmik, Frolenkov and RaulfBBF+20, Reference LiLi09, Reference NunesNun23, Reference XuXu11].
We have not yet fully exploited the strength of our method in this work, particularly in its non-archimedean aspects. For example, in [Reference KwanKwa25], we establish a
$\text {GL}(3)$
Motohashi-type formula that dualizes
$\text {GL}(2)$
twists of Hecke eigenvalues into
$\text {GL}(1)$
twists by Dirichlet characters. In the isobaric case, this yields a short proof of the key spectral identity of [Reference YoungYou11] and [Reference Blomer, Humphries, Khan and MilinovichBHK+20] for the fourth moment of Dirichlet L-functions.
1.7 Outline
Section 2 introduces the notations and conventions used throughout this article. Section 3 reviews the essential definitions and preliminary results. Section 4 focuses on the integral transform of our spectral reciprocity formula and contains the proof of Theorem 1.5. For readers less familiar with the CFKRS conjectures, an overview is included in Section 5. The proof of Theorem 1.3 occupies Section 6, with a road map provided in Section 1.5. The proof of Theorem 1.4 can be found in Sections 6.3 and 6.6. In Sections 6.8 and 7.1, we explain the connections between Theorems 1.3–1.4 and the CFKRS conjectures. We end the article with two observations (Section 7.2).
2 Notations and conventions
2.1 The parameters (Convention 1.1)
We fix
$\epsilon _{0}:=1/1000$
, and assume that
$\alpha \in \mathfrak {a}_{\mathbb {C}}:= \{ (\alpha _{1},\alpha _{2}, \alpha _{3})\in \mathbb {C}^{3}: \alpha _{1}+\alpha _{2}+\alpha _{3}=0 \}$
, the components
$\alpha _{i}$
’s are distinct and satisfy
$ |\alpha _{1}|, |\alpha _{2}| < \epsilon _{0}/1000$
. We let
$\operatorname {\mathrm {\boldsymbol {\alpha }}} :=\max _{1\le i\le 3} \, |\operatorname {\mathrm {Re}} \, \alpha _{i}| \,(<\epsilon _{0}/500)$
.
2.2 Test functions (Regularity 1.2)
We fix
$\eta>40$
. Our test function H lies in the class
$ \mathcal {C}_{\eta }$
. The function
$h=H^{\flat }$
is the Kontorovich–Lebedev inversion of H as defined in (3.13).
2.3 Analysis
We use the same symbol to denote a function and its analytic continuation. We denote the real part of s by
$\sigma $
. We write ‘
$f(y) \ll _{A} g(y)$
’ (or ‘
$g(y)\gg _{A} f(y)$
’) if there exists a constant
$C>0$
, depending on A, such that
$|f(y)|\le C|g(y)|$
for sufficiently large y.
The Euler
$\Gamma $
-function is defined by
on
$\operatorname {\mathrm {Re}} s>0$
. It admits a meromorphic continuation to
$\mathbb {C}$
. Let
$\Gamma _{\mathbb {R}}(s):= \pi ^{-s/2}\Gamma (s/2)$
for
$s\in \mathbb {C}$
. We use both
$\Gamma (s)$
and
$\Gamma _{\mathbb {R}}(s)$
as the former is common in our references, but the latter simplifies our formulae on several occasions.
The contours of the Barnes integrals
are chosen so that they pass to the right of all poles of the gamma functions of the form
$\Gamma (s_{i}+ a)$
, and to the left of all poles of those of the form
$\Gamma (a -s_{i})$
.
Let
$\Lambda (s) := \Gamma _{\mathbb {R}}(s)\zeta (s)$
denote the completed Riemann zeta function. It admits a holomorphic continuation to
$\mathbb {C}$
except for simple poles at
$s=0,1$
, and satisfies the functional equation
for any
$s\in \mathbb {C}$
.
The K-Bessel function is defined by
for any
$y>0$
and
$\mu \in \mathbb {C}$
.
The Gauss
$_{2}F_{1}$
hypergeometric function is defined by
for
$a,b,c \not \in \mathbb {Z}_{\le 0}$
. The series converges absolutely on
$|z|<1$
, and on
$|z|=1$
if
$\operatorname {\mathrm {Re}} (c-a-b)>0$
. Furthermore, it has an analytic continuation to
$\mathbb {C} - [1, \infty )$
as a function of z.
Let
$h: (0,\infty )\rightarrow \mathbb {C}$
be a continuous function. Its Mellin transform and inversion formula are given, respectively, by
provided that both integrals converge absolutely.
2.4 Groups
The Weyl group
$W_{3}$
of
$\mathrm {GL}_{3}$
is be described in (3.29). For
$n \in \{2,3\}$
, let
$\mathrm {G}_{n}:= \mathrm {GL}_{n}(\mathbb {R})$
,
$\overline {\mathrm {G}}_{n}:= \mathrm {G}_{n}/\mathbb {R}_{>0}^{\times }$
,
$\Gamma _{n}:=\mathrm {SL}_{n}(\mathbb {Z})$
the full modular group;
$\mathrm {K}_{n}:=\mathrm {O}_{n}$
the maximal compact subgroup of
$\mathrm {G}_{n}$
;
$\mathrm {U}_{n}$
the subgroup of upper-triangular unipotent matrices in
$\mathrm {G}_{n}$
;
$\mathrm {N}_{ij}$
the one-parameter unipotent subgroup attached to the
$(i,j)$
-th entry, where
$i\neq j$
.
The following quotients occur frequently in this work:
$[\mathrm {U}_{n}]:= (\mathrm {U}_{n}\cap \Gamma _{n})\setminus \mathrm {U}_{n}$
,
$[\mathrm {N}_{ij}]:= (\mathrm {N}_{ij}\cap \Gamma _{n})\setminus \mathrm {N}_{ij}$
,
$[\mathrm {G}_{n}]:= \Gamma _{n}\setminus \mathrm {G}_{n}$
,
$[\overline {\mathrm {G}}_{n}]:= \Gamma _{n}\setminus \overline {\mathrm {G}}_{n}$
,
$[\Gamma _{n}]:= (\mathrm {U}_{n}\cap \Gamma _{n})\setminus \Gamma _{n}$
, and
$\mathfrak {h}^n :=\mathrm {G}_{n}/\mathrm {K}_{n}$
. Let
$\mathrm {Y}^{+}$
be the group of matrices of the form
$\mathbf {y}:= \mathrm {diag}(y_{0}y_{1}, y_{0},1)$
with
$y_{0}, y_{1}>0$
. We have the following identifications:
We write
$\mathbf {u}:= (u_{ij})_{1\le i,j\le 3} \in \mathrm {U}_{3}$
;
$\mathbf {n}, \, \mathbf {n}_{ij}(x) \in \mathrm {N}_{ij}$
with
$x\in \mathbb {R}$
being the
$(i,j)$
-th entry of
$\mathbf {n}_{ij}(x)$
;
$\mathbf {y}(y_{0}, y_{1})= \mathrm {diag}(y_{0}y_{1}, y_{0},1)$
and
$f(\mathbf {y})=f(y_{0}, y_{1})$
for
$y_{0},\, y_{1}>0$
; and for
$\gamma \in \Gamma _{2}$
and
$g\in \mathrm {G}_{3}$
, we set
2.5 Additive characters
Let
$e(x):=e^{2\pi i x}$
for
$x\in \mathbb {R}$
. We label the characters of
$[\mathrm {U}_{3}]$
and
$[\mathrm {N}_{ij}]$
by
$\psi _{(m_{1},m_{2})}(\mathbf {u}):= e(m_{1} u_{23}+m_{2} u_{12})$
and
$\psi _{m}(\mathbf {n}):= e(m n_{ij})$
, respectively, where
$m, m_{1}, m_{2}\in \mathbb {Z}$
,
$\mathbf {u}\in \mathrm {U}_{3}$
, and
$\mathbf {n} \in \mathrm {N}_{ij}$
. We also write
$\psi _{\pm }= \psi _{(1, \, \pm 1)}$
and
$\psi =\psi _{+}$
.
2.6 Measures
We use the shorthand
$d^{*}\mathbf {y} = (y_{0}y_{1}^2)^{-1}\,dy_{0} \,dy_{1}$
. The normalized spherical Whittaker–Plancherel measure for
$\mathrm {G}_{2}$
is given by
The invariant measure on
$\mathrm {G}_{2}$
can be described by the Iwasawa decomposition as follows:
where
$x\in \mathbb {R}$
,
$y, z>0$
,
$k\in \mathrm {K}_{2}$
, and
$\mathrm {meas}(\mathrm {K}_{2})=1$
. The Petersson inner product is defined by
for smooth functions
$\phi _{1}, \phi _{2}$
on
$[\overline {\mathrm {G}}_{2}]$
. If
$\phi _{1}, \phi _{2}$
are spherical (i.e.,
$\mathrm {K}_{2}$
-invariant), the domain of (2.9) can of course be replaced by
$\Gamma _{2}\setminus \mathfrak {h}^2$
.
2.7 Automorphic objects
In this article, our Whittaker and automorphic functions are defined on
$\overline {\mathrm {G}}_{n}$
and are spherical (or right
$\mathrm {K}_{n}$
-invariant). Equivalently, they are functions on the locally symmetric space
$\mathfrak {h}^n$
. For brevity, we may omit the term ‘spherical’ in what follows.
Our automorphic forms are Hecke–Maass forms for
$\Gamma _{n}$
, i.e., they are smooth functions of moderate growth on
$\overline {\mathrm {G}}_{n}$
that are right
$\mathrm {K}_{n}$
-invariant, left
$\Gamma _{n}$
-invariant, and are joint eigenfunctions to the commutative ring of invariant differential operators on
$\mathfrak {h}^n$
(denoted by
$\mathcal {D}_{n}$
) and the ring of Hecke operators. Their first Fourier coefficients are normalized to be
$1$
. They are either cuspidal or Eisenstein.
We use
$E_{\min }^{(3)}$
to denote the minimal parabolic Eisenstein series for
$\Gamma _{3}$
, which we define in (3.28). From Section 3.3.3 onward, we use
$\Phi $
exclusively for the completed version of
$E_{\min }^{(3)}$
as given in (3.33).
The Fourier–Whittaker coefficients and periods of an automorphic form
$\phi $
of
$\Gamma _{2}$
are denoted, respectively, by
$\mathcal {B}_{\phi }(a)$
and
$\mathcal {W}_{a}(g; \, \phi )$
; those of an automorphic form
$\Phi $
of
$\Gamma _{3}$
are denoted by
$\mathcal {B}_{\Phi }(m_{1}, m_{2})$
and
$\mathcal {W}_{(m_{1},m_{2})}(g; \, \Phi )$
. We write
$W_{\mu }(g)$
and
$W_{\alpha }(g)$
for the standard Whittaker functions for
$\overline {\mathrm {G}}_{2}$
and
$\overline {\mathrm {G}}_{3}$
, respectively, and
$W_{\alpha ,\, w}^{(0,1)}(\mathbf {y})$
and
$W_{\alpha , \, w}^{(1,0)}(\mathbf {y})$
for the degenerate Whittaker functions for
$\overline {\mathrm {G}}_{3}$
. There is no ambiguity as the group to which g belongs is clear from the context. We use
$\mu $
and
$\alpha $
to denote the spectral parameters for, respectively, the automorphic forms (or Whittaker functions) of
$\Gamma _{2}$
and
$\Gamma _{3}$
. In our case,
$\mu $
is always purely imaginary because of (2.8) and the known Selberg’s conjecture for
$\Gamma _{2}$
([Reference GoldfeldGol06, Theorem 3.7.2]).
The following unipotent period for
$\mathrm {G}_{3}$
plays an important role in our work:
where
$F: \mathrm {N}_{12}(\mathbb {Z})\setminus \mathrm {G}_{3}\rightarrow \mathbb {C}$
is a smooth function. It is customary to write
for
$g\in \mathrm {G}_{2}$
and a function F defined on
$\mathrm {G}_{3}$
. Suppose F and
$\phi $
are smooth functions on
$[\mathrm {G}_{2}]$
. We define
whenever in the integral converges absolutely. In our previous works [Reference KwanKwa24, Reference KwanKwa25], the integral (2.11) was instead denoted by
$(\phi ,\ (\mathbb {P}_{2}^{3}\widetilde {F})\, |\det *|^{\overline {s}-\frac {1}{2}}) _{\Gamma _{2}\setminus \mathrm {GL}_{2}(\mathbb {R})}$
, where
$\widetilde {F}(g):= F(^{t}g^{-1})$
for
$g\in \mathrm {G}_{3}$
.
3 Preliminary
In this section, we collect results from the sources [Reference GoldfeldGol06, Reference BumpBum84] that are essential to our arguments. We have adjusted the conventions for consistency and to reflect the recent shift in conventions (following most closely [Reference ButtcaneBut20, Reference ButtcaneBut18]), which better align with those in the theory of automorphic representations. Part of the preliminary results can also be found in [Reference KwanKwa24].
3.1 Barnes’ identities
Lemma 3.1. For
$a,b,c,d,e,f \in \mathbb {C}$
with
$f=a+b+c+d+e$
, we have
Proof. See [Reference BaileyBai64, Chapter 6.2]. This is known as the second Barnes lemma.
Lemma 3.2. For
$x>0$
, we have
Proof. See [Reference BaileyBai64, Chaper 1.6].
3.2 Whittaker functions and transforms
It is well known that the standard Whittaker function for
$\overline {\mathrm {G}}_{2}$
is given in terms of the K-Bessel function (see (2.4)):
for
$\mu \in \mathbb {C}$
and
. We have the following Mellin integral formula for
$W_{\mu }$
:
Lemma 3.3. For
$\operatorname {\mathrm {Re}} w> -1/2+|\operatorname {\mathrm {Re}} \mu |$
, we have
Proof. Standard; see [Reference MotohashiMot97, eq. (2.5.2)] for instance.
For the group
$\overline {\mathrm {G}}_{3}$
, we first introduce the power function
for
$\mathbf {y}\in \mathrm {Y}^{+}$
and
$\alpha \in \mathfrak {a}_{\mathbb {C}}$
.Footnote
3
This can be regarded as a function defined on
$\mathrm {U}_{3}\setminus \mathfrak {h}^{3}$
by the Iwasawa decomposition. The standard Whittaker (or Jacquet–Whittaker) function for
$\overline {\mathrm {G}}_{3}$
is defined by
The integral in (3.6) converges absolutely whenever
$\operatorname {\mathrm {Re}} (\alpha _{1}-\alpha _{2})>0$
and
$\operatorname {\mathrm {Re}} (\alpha _{2}-\alpha _{3})>0$
, and
$W_{\alpha }^{\pm }$
admits a holomorphic continuation to
$\mathfrak {a}_{\mathbb {C}}$
; see [Reference GoldfeldGol06, Chapter 5.5]. Several normalizations of the standard Whittaker function are present in the literature. We opt for the one such that the functional equation
$W_{\alpha }^{\pm }(g)=W_{\alpha ^{w}}^{\pm }(g)$
holds for any
$w\in W_{3}$
and
$g\in \mathrm {G}_{3}$
.
Moreover, we have
$W_{\alpha }^{+}(\mathbf {y})=W_{\alpha }^{-}(\mathbf {y})$
, and for brevity, we denote this quantity by
$W_{\alpha }(\mathbf {y})=W_{\alpha }(y_{0}, y_{1})$
. Since
$I_{\alpha }$
is a joint eigenfunction of
$\mathcal {D}_{3}$
,Footnote
4
so is
$W_{\alpha }$
. Finally, we have the following Mellin–Barnes integral formula (also known as the Vinogradov–Takhtadzhyan formula) for
$W_{\alpha }(\mathbf {y})$
:
Lemma 3.4. Let
$\operatorname {\mathrm {\boldsymbol {\alpha }}} :=\max _{1\le i\le 3} \, |\operatorname {\mathrm {Re}} \, \alpha _{i}|$
. For any
$\sigma _{0},\, \sigma _{1}> \operatorname {\mathrm {\boldsymbol {\alpha }}}$
and
$\mathbf {y}\in \mathrm {Y}^{+}$
, we have
where
Proof. See [Reference BumpBum84, Chapter X].
Remark 3.5. The sign convention of the
$\alpha _{i}$
’s in (3.7) is consistent with [Reference ButtcaneBut20], but is opposite to that of [Reference GoldfeldGol06, eqs. (6.1.4) & (6.1.5)]. It is important to keep track of this in Lemma 3.7, Propositions 6.14–6.15, and Section 6.8, where the symmetry must be matched judiciously with the CFKRS conjectures.
Corollary 3.6. Under Convention 1.1, we have, for any
$0< a_{i}< 1-\operatorname {\mathrm {\boldsymbol {\alpha }}}$
and
$ A_{i} \,> \, 0$
(
$i=1,2$
), that
Proof. This follows directly from Lemma 3.4, contour shifting, and Stirling’s formula. Sharper and more uniform bounds can be found in [Reference BlomerBlo13, Proposition 1] and [Reference Blomer, Harcos and MagaBHM20, Theorem 1].
We will need the explicit evaluation of the archimedean
$\text {GL}(3)\times \text {GL}(2)$
Rankin–Selberg integral, which is a consequence of the second Barnes Lemma. This calculation also verifies the sign convention of (3.7).
Lemma 3.7. For
$\sigma> \operatorname {\mathrm {\boldsymbol {\alpha }}} + |\operatorname {\mathrm {Re}} \mu |$
, we have
Proof. This was proved in [Reference BumpBum88]. To clarify our conventions, we provide a short proof here. Take
$\sigma _{1}\in (\operatorname {\mathrm {\boldsymbol {\alpha }}} + |\operatorname {\mathrm {Re}} \mu |, \, \sigma )$
. From Lemma 3.4 and Mellin inversion, we have, for
$\operatorname {\mathrm {Re}} s_{0}> \operatorname {\mathrm {\boldsymbol {\alpha }}}$
, that
Plugging this into the double integral in (3.10) and interchanging the order of integration, we have
The innermost integral can be computed by (3.4). Together with (3.8), it follows that
The desired result immediately follows from a change of variable
$s_{1}\to 2 s_{1}$
and (3.1) with the choice of the parameters
$ \left ( a, b,c ;d; e\right ) := \left ( -\frac {\alpha _{1}}{2}, \ -\frac {\alpha _{2}}{2}, \ -\frac {\alpha _{3}}{2}; \ \frac {s+\mu }{2}, \ \frac {s-\mu }{2}\right )$
.
The following pair of integral transforms plays a central role in the analysis of this article.
Definition 3.8. Let
$h: (0, \infty ) \rightarrow \mathbb {C}$
and
$H: i\mathbb {R} \rightarrow \mathbb {C}$
be measurable functions with
$H(\mu )=H(-\mu )$
. Let
$W_{\mu }$
be given by (3.3). Then the Kontorovich–Lebedev transform of h is defined by
whereas its inverse transform is defined by
provided that the integrals above converge absolutely.
Lemma 3.9. Suppose
$H\in \mathcal {C}_{\eta }$
. The integral in (3.13) that defines
$H^{\flat }$
converges absolutely, and
for any
$y>0$
. Moreover, the Whittaker–Plancherel formula holds for any
$|\operatorname {\mathrm {Re}} \mu |< 2\eta $
:
Proof. See [Reference MotohashiMot97, Lemma 2.10].
Remark 3.10. From [Reference MotohashiMot97, Lemma 2.6], one also has
$(h^{\#})^{\flat }(y)=h(y)$
for
$h\in C_{c}^{\infty }(0,\infty )$
.
Lemma 3.11. Suppose
$H\in \mathcal {C}_{\eta }$
and
$h:= H^{\flat }$
. On the strip
$-1/2< \operatorname {\mathrm {Re}} w < \eta $
, we have
3.3 Automorphic preliminaries
3.3.1
$\mathrm {PGL}(2)$
The invariant differential operator on
$\mathfrak {h}^2$
is the hyperbolic Laplacian
$\Delta := -y^2( \partial _{x}^2 +\partial _{y}^2)$
. An automorphic form
$\phi : \mathfrak {h}^2 \rightarrow \mathbb {C}$
of
$\Gamma _{2}=\mathrm {SL}_{2}(\mathbb {Z})$
satisfies
$\Delta \phi = ( 1/4 -\mu ^2) \phi $
for some
$\mu = \mu (\phi ) \in \mathbb {C}$
. The Fourier coefficient of
$\phi $
, denoted by
$\mathcal {B}_{\phi }(a)$
, is defined by
for any
$a\in \mathbb {Z}-\{0 \}$
and
$y>0$
.
Let
$I_{\mu }(y):= y^{\mu +\frac {1}{2}}$
, which can be regarded as a function on
$\mathrm {U}_{2}\setminus \mathfrak {h}^2$
. The Eisenstein series of
$\Gamma _{2}$
is defined by
The series (3.18) converges absolutely for
$\operatorname {\mathrm {Re}} \mu>1/2$
and admits a meromorphic continuation to
$\mathbb {C}$
; see [Reference GoldfeldGol06, Chapter 3.1]. We have
$\Delta E(*; \mu ) = ( 1/4-\mu ^2) E(*; \mu )$
, and the Fourier coefficients of
$E(*;\mu )$
are explicitly given by
where
$\Lambda (s):= \pi ^{-s/2}\Gamma (s/2)\zeta (s)$
and
$\sigma _{-2\mu }(|a|) \ := \ \sum _{d \mid a} d^{-2\mu }$
.
3.3.2
$\mathrm {PGL}(3)$
Suppose
$\Phi : \mathfrak {h}^3 \rightarrow \mathbb {C}$
is an automorphic form of
$\Gamma _{3}:= \mathrm {SL}_{3}(\mathbb {Z})$
. By the Harish-Chandra isomorphism, there exists
$\alpha = \alpha (\Phi )\in \mathfrak {a}_{\mathbb {C}}$
such that for any
$D\in \mathcal {D}_{3}$
, we have
for some
$\lambda _{\alpha }(D) \in \mathbb {C}$
, where
$I_{\alpha }$
is given by (3.5). The triple
$\alpha $
is said to be the spectral parameters of
$\Phi $
. The spectral parameters of the dual form
$\widetilde {\Phi }(g):= \Phi ( ^{t}g^{-1})$
are
$-\alpha $
.
Definition 3.12. Let
$(m_{1}, m_{2})\in \mathbb {Z}^{2}$
and
$\Phi : \Gamma _{3}\setminus \mathfrak {h}^3 \rightarrow \mathbb {C}$
be an automorphic form. The
$(m_{1}, m_{2})$
-th Fourier–Whittaker period of
$\Phi $
refers to the integral
When
$(m_{1}, m_{2})\in (\mathbb {Z}-\{0\})^{2}$
, the
$(m_{1}, m_{2})$
-th Fourier coefficient of
$\Phi $
refers to the complex number
$\mathcal {B}_{\Phi }(m_{1}, m_{2})$
such that
Lemma 3.13. Let
$\Phi : [\overline {\mathrm {G}}_{3}]\rightarrow \mathbb {C}$
be a smooth automorphic function. ThenFootnote
5
for
$g\in \mathrm {G}_{3}$
, where
$\Phi ^{\mathrm {ND}}$
denotes the non-degenerate part of
$\Phi $
:
Proof. See [Reference Ichino and YamanaIY15, Proposition 4.2].
The following identity is central to our method.
Proposition 3.14. For any smooth function
$\Phi : [\overline {\mathrm {G}}_{3}]\rightarrow \mathbb {C}$
, we have, for any
$g\in \mathrm {G}_{3}$
, that
Proof. See [Reference KwanKwa24, Proposition 6.1].
Remark 3.15. As explained in [Reference KwanKwa24, Section 4], it is equivalent to consider the unipotent period
for
$\Psi := \rho (w_{\ell })\Phi $
. Recall the following construction used in the integral representation of the
$\mathrm {GL}_{3}$
standard L-function (see [Reference GoldfeldGol06, Chapters 6.5 & 12.3]):
![(P sub 1 super 3 Psi)(g) is defined as the double integral over (Z minus R)^2 of Psi [ (1, v1; 1, v2; 1) (g, 1) ] psi-bar(v2) d v.](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20260623044303577-0316:S1474748026101844:S1474748026101844_eqn56.png?pub-status=live)
for any
$g\in \mathrm {G}_{2}$
. Then the corresponding identity for (3.25) is
![Integral over [N sub 23] of Psi [n (y, 1, 1)] times conjugate psi(n) d n equals (P sub 1 super 3 Psi)(y, 1) plus double summation over plus-minus and a equals 1 to infinity of (P sub 1 super 3 Psi) [(1, plus-minus a, 1) (y, 1)].](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20260623044303577-0316:S1474748026101844:S1474748026101844_eqn57.png?pub-status=live)
By (3.20) and
$(\mathbb {P}_{1}^{3}\Psi )(g) \, = \, \sum _{n\neq 0} \, \mathcal {W}_{(1,n)}(g; \,\Psi )$
, upon inserting the second term on the right-hand side of (3.27) into our Fourier–Hecke period ((1.18) or (6.7)) and applying Mellin inversion, one obtains an integral moment of the product of the
$\zeta $
-function (from the a-sum) and the L-function of
$\Phi $
(from the n-sum; see (3.38)). The corresponding integral transform is given in (4.1). These steps were performed carefully in our previous works [Reference KwanKwa24, Reference KwanKwa25], and will be reviewed in Sections 6.5 and 6.7.
3.3.3 Eisenstein series for
$\mathrm {PGL}(3)$
Explicit computations of the Fourier–Whittaker periods for the Eisenstein series of
$\Gamma _{3}$
are required to realize the moment
$ \mathfrak {M}_{-\alpha }^{(3)}(s; H)$
as a period, extract the main terms and recast them in a form predicted by the CFKRS conjectures, and carry out the analytic continuation argument of Section 6.
A standard reference is [Reference BumpBum84, Chapter VII]; see especially Theorem 7.2. For normalizations of the degenerate Whittaker functions of
$\overline {\mathrm {G}}_{3}$
, readers should refer to [Reference BumpBum84, Chapter III]. It is also helpful to consult the reformulation by [Reference ButtcaneBut18, Section 4], which is more streamlined and up-to-date. Readers should beware that [Reference ButtcaneBut18] uses the ‘incomplete’ Whittaker functions, whereas both this article and [Reference BumpBum84] use the ‘completed’ ones.
Definition 3.16. The minimal parabolic Eisenstein series of
$\Gamma _{3}$
is defined by
The series (3.28) converges absolutely on
$\big \{\alpha \in \mathfrak {a}_{\mathbb {C}} :\, \operatorname {\mathrm {Re}} (\alpha _{1}-\alpha _{2})> 1, \, \operatorname {\mathrm {Re}} (\alpha _{2}-\alpha _{3}) > 1\big \}$
(see [Reference ButtcaneBut18, Section 4.1]). Its meromorphic continuation to
$\mathfrak {a}_{\mathbb {C}}$
and functional equation are established explicitly in [Reference BumpBum84, Chapter 8] and [Reference ButtcaneBut18]. Langlands proved these results in great generality.
We must keep track of the degenerate terms in the Fourier expansion of
$E_{\min }^{(3)}(g; \alpha )$
for our applications. We prefer to apply the more compact form of the expansion (Lemma 3.13), rather than the fully explicit form in [Reference LiLi14], because the former better detects:
-
(1) the equivariance of the Fourier–Whittaker periods under unipotent translations; and
-
(2) the annihilation of undesirable degenerate terms in the Fourier expansion; see Lemma 6.5.
These two features yield much simpler formulae and a clearer presentation.
Recall that the Weyl group
$W_{3}$
of
$\text {GL}(3)$
consists of the permutation matrices

The actions of
$w\in W_{3}$
on
$\mathfrak {a}_{\mathbb {C}}$
are given by:
Translating [Reference BumpBum84, eqs. (3.10)–(3.15), (3.40) & (3.45)] into the notations of this article, we have
Definition 3.17. The degenerate Whittaker functions of
$\overline {\mathrm {G}}_{3}$
are defined as follows:
and
where
$w\in W_{3}$
,
$\alpha \in \mathfrak {a}_{\mathbb {C}}$
,
$\mathbf {y}\in \mathrm {Y}^+$
, and
$ W_{(\alpha _{i}^{w}-\alpha _{i+1}^{w})/2}$
(
$i=1,2$
) are the standard Whittaker functions of
$\overline {\mathrm {G}}_{2}$
.
It is clear that (3.31) and (3.32) grow polynomially as
$y_{0}\to \infty $
and
$y_{1}\to \infty $
, respectively. It is more convenient to consider the completed minimal parabolic Eisenstein series of
$\Gamma _{3}$
, which is defined by
The completion factors in (3.33) simplify many formulae and ensure that the Hecke combinatorics of the non-degenerate Fourier coefficients coincide in both the cuspidal and Eisenstein cases. They also obviate the need to consider the zero-free region of the
$\zeta $
-function in our argument. (Note: the formulae stated in [Reference LiLi14] and [Reference ButtcaneBut18] apply to the incomplete Eisenstein series.)
From this point onward, the automorphic form
$\boldsymbol {\Phi }$
refers solely to (3.33). We record two results regarding the explicit evaluations of the degenerate Fourier–Whittaker periods of
$\Phi $
.
Lemma 3.18. For any
$\mathbf {y}\in \mathrm {Y}^{+}$
,
$\alpha \in \mathfrak {a}_{\mathbb {C}}$
, and
$n_{1}\in \mathbb {Z}- \{0\}$
, we have
and
where
and
Proof. See [Reference BumpBum84, eqs. (7.7)–(7.8)] or [Reference ButtcaneBut18, eqs. (4.6)–(4.7)].
3.3.4 Automorphic L-functions
Suppose
$\Phi $
is given by (3.33), and
$\phi $
is an automorphic form of
$\Gamma _{2}$
as in Section 3.3.1. Recall that
Definition 3.19. For
$\sigma> 3/2$
, the standard L-functions of
$\phi $
and
$\Phi $
are defined, respectively, by
By [Reference GoldfeldGol06, Theorem 10.8.6], we have
When
$\phi $
is an even cusp form, we have the functional equation (see [Reference GoldfeldGol06, Proposition 3.13.5]):
Definition 3.20. For
$\sigma> 3/2$
, the Rankin–Selberg L-function of
$\Phi $
and
$\phi $
is defined by
Lemma 3.21. Suppose
$\phi $
is an even form of
$\Gamma _{2}$
. Then for
$\sigma> 3/2$
, we have
where
Proof. Recall (3.23) and (2.11). Since
$\widetilde {\Phi }^{\mathrm {ND}}$
is left-invariant by
for any
$\gamma \in \Gamma _{2}$
, the pairing in (3.42) is well-defined. The rest of the proof follows [Reference KwanKwa24, Proposition 5.15] (or [Reference GoldfeldGol06, Chapter 12.2]).
The following is an elementary consequence of Lemma 3.21:
Corollary 3.22. For
$\sigma> 3/2$
, we have
and
Proof. The standard L-functions
$L(s, \phi )$
and
$L(s, \Phi )$
admit Euler products of the form
for
$\sigma> 3/2$
, and we have
$\{ \beta _{\phi ,1}(p), \beta _{\phi ,2}(p) \} = \{ p^{\mu }, p^{-\mu } \}$
if
$\phi = E^{*}(*;\mu )$
. The results follow from Cauchy’s identity in the form [Reference GoldfeldGol06, Proposition 7.4.12], i.e.,
4 The integral transform
Let
$h= H^{\flat }$
and
$G_{\alpha }$
be as in (3.13) and (3.8). In [Reference KwanKwa25, Section 5.3], we show that the integral transform associated with Theorem 1.3 admits the following simple integral representation:Footnote
6
where

see also Remark 3.15. Since
$\Phi $
is assumed to be spherical, the above can be written as
as in [Reference KwanKwa24, Section 4B]. The innermost integral over x parallels the non-archimedean structure of the dual moment (1.7). By Lemma 3.4, it follows that
$(\mathcal {F}_{\alpha } H)(s_{0}, s )$
is equal to the limit of
$\sum _{\pm } \, (\mathcal {F}_{\alpha }^{\pm }H)(s_{0}, \, s; \, \phi )$
as
$\phi \to \pi /2-$
, where
for any
$15\le \sigma _{1}\le \eta -1/2$
, and
More explicitly, we haveFootnote 7
We write
Proposition 4.1. Suppose
$H\in \mathcal {C}_{\eta }$
and
$T_{0}\ge 1000$
.
-
(1) For any $\phi \in (0, \pi /2]$
, the transform
$(\mathcal {F}_{\alpha }^{\pm }H)(s_{0}, s; \,\phi )$
is holomorphic on the triangular domain (4.6) $$ \begin{align} \mathcal{D} \, := \, \Big\{(\sigma_{0},\, \sigma): \, \sigma_{0} \,> \, \big(1+\frac{1}{500}\big)\epsilon_{0}, \hspace{5pt} \sigma \, < \, 4, \hspace{5pt} \text{ and } \hspace{5pt} 2\sigma-\sigma_{0} \ > \ \epsilon_{0} \Big\}. \end{align} $$
-
(2) Whenever $(\sigma _{0}, \,\sigma ) \in \mathcal {D}$
,
$|t| <T_{0}$
, and
$\phi \in (0, \pi /2)$
, the transform
$(\mathcal {F}_{\alpha }^{\pm }H)(s_{0}, \, s; \, \phi )$
has exponential decay as
$|t_{0}| \to \infty $
, more precisely: $$ \begin{align*} |(\mathcal{F}_{\alpha}^{\pm}H)(s_{0}, \, s; \, \phi) | \, \ll_{T_{0}} \, \exp\big(-(1/2)(\pi/2-\phi)|t_{0}|\big). \end{align*} $$
-
(3) Whenever $(\sigma _{0}, \, \sigma ) \in \mathcal {D}$
,
$|t| <T_{0}$
, and
$|t_{0}| \gg _{T_{0}} 1$
, we have: (4.7) $$ \begin{align} | (\mathcal{F}_{\alpha}^{\pm}H)(s_{0}, \, s; \, \pi/2) | \ \ll_{T_{0}} \ |t_{0}|^{8+\epsilon_{0}-\eta/2}. \end{align} $$
Proof. See [Reference KwanKwa24, Propositions 8.1 and 9.1].Footnote 8
Remark 4.2. If one were analyzing the moment
$ \mathfrak {M}_{-\alpha }^{(3)}(s; H)$
with the Kuznetsov formulae, one must treat the ‘J-Bessel’ (‘same-sign’) and the ‘K-Bessel’ (‘opposite-sign’) pieces separately (cf. [Reference MotohashiMot97, Theorems 2.2 & 2.4]). By contrast, our period integral approach yields a single off-diagonal piece involving the
$\text {PGL}(3)$
Whittaker function (see (6.34)), and this results in much simpler computations.
Observant readers may wonder about the formulation of Theorem 1.3. Since we symmetrize the spectral side to obtain a clean description of the main terms, one may likewise expect the dual side to involve the completed L-functions. This is indeed the case. It is implicit in [Reference KwanKwa24, Theorem 10.6], and is important for reasons that will be explained in Remark 4.5. Furthermore, this permits us to rewrite the integral transform symmetrically in terms of the Gauss hypergeometric function (2.5). Although not needed later in the article, we believe that this observation is of independent interest.
Let us take
$s=1/2$
and
$\gamma (x):= \Gamma (x)\Gamma (1/2-x)^{-1}$
. We first recall:
Theorem 4.3. [Reference KwanKwa24, Theorem 10.6].
Suppose
$\operatorname {\mathrm {Re}} s_{0}= 1/2$
. Then
where
The contours follow Barnes’ convention and can be taken as vertical lines
$\operatorname {\mathrm {Re}} t = a$
,
$\operatorname {\mathrm {Re}} z=b$
satisfying
In [Reference KwanKwa24], the proof of Theorem 4.3 invokes [Reference Ishii and StadeIS07, Proposition 2 & Corollary 4] and [Reference IshiiIsh19, Lemma 1.3] on Mellin–Barnes integrals, both of which are elementary consequences of the first Barnes lemma:
The ingredient in [Reference Ishii and StadeIS07] is a recursion expressing the Whittaker function of
$\overline {\mathrm {G}}_{3}$
in terms of that of
$\overline {\mathrm {G}}_{2}$
, which is subsequently generalized by [Reference JacquetJac09] and [Reference HumphriesHum25].
Corollary 4.4. Suppose
$\operatorname {\mathrm {Re}} s_{0}=1/2$
.Footnote
9
Then
Proof. By Lemma 3.2 and Mellin inversion, we have
Inserting this into (4.9) and rearranging the integrals (with
$z\to -z$
),
We are in a position to apply Lemma 3.2 again (with
$t\to t-s_{0}/2$
and
$z\to z-\alpha _{1}/4+s_{0}/2$
):
Substituting the last expression into (4.8) and rewriting with
$x\to x^{-2}$
and
$\Gamma _{\mathbb {R}}(s):= \pi ^{-s/2}\, \Gamma (s/2)$
, our desired result follows.
Remark 4.5. Here we check that the integral transform (4.11) has the expected symmetry. Recall our main result (1.7) with
$s=1/2$
. It is clear that the sum
$(\mathcal {R}_{\alpha }+\mathcal {R}_{-\alpha })(1/2; H)$
is invariant under
$\alpha \to -\alpha $
. The same is true for the termsFootnote
10
$\sum _{i=1}^{3} \, \mathcal {M}_{-\alpha }^{i}(1/2; H)$
and
$ \mathfrak {M}_{-\alpha }^{(3)}(1/2; H)$
; for the latter, this follows from the functional equations (2.3) and (3.40).
Now, applying (2.3) to each of the four copies of the
$\zeta $
-function in the dual moment in (1.7), the integral transform should satisfy the functional equation
We prove (4.12) directly as follows. Recall the Euler transformation:
It follows that
where we used
$\alpha _{1}+\alpha _{2}+\alpha _{3}=0$
several times. The result follows from the observation that
The following schematic diagram, which guides the determination of the integral transform, is influenced by [Reference NelsonNel20, Reference Blomer, Jana and NelsonBJN25]. Let
$\Pi $
be the automorphic representation of
$\overline {\mathrm {G}}_{3}$
generated by
$\Phi $
and
$\widetilde {\Pi }$
be its contragredient. Let
$\mathcal {W}(\Pi )$
and
$\mathcal {W}(\widetilde {\Pi })$
be their Whittaker models. Let
$\widehat {[\overline {\mathrm {G}}_{2}]}$
be the set of isomorphism classes of irreducible unitary generic automorphic representations of
$\overline {\mathrm {G}}_{2}$
in
$L^{2}([\overline {\mathrm {G}}_{2}])$
. In our setting, the diagram takes the form:
![Commutative diagram. Top row: W(Pi tilde) maps to W(Pi). Bottom row: {H(pi): [G sub 2 bar hat] to C} maps via F sub alpha to {h(z): R cross hat sub unit to C}. Vertical arrows connect the top and bottom rows.](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20260623044303577-0316:S1474748026101844:S1474748026101844_eqnu18.png?pub-status=live)
The left-hand arrow can be realized by the Whittaker transform (3.12) and the surjectivity of the Kirillov model with respect to the embedding
$g\mapsto \left (\begin {smallmatrix} g & \\ & 1 \end {smallmatrix}\right )$
. In this work, we adopt the more explicit, classical approach via a Poincaré series; see Section 6.1. The top arrow refers to the map
$ \widetilde {W} \mapsto \rho (w_{\ell })W$
, where
$\widetilde {W}(g):= W(w_{\ell }\, ^{t}g^{-1})$
. The right-hand arrow is described by a double Mellin transform, with respect to the embedding
$(x,y)\in (\mathbb {R}_{>0}^{\times })^2 \mapsto \left (\begin {smallmatrix} x & & \\ y & 1 & \\ & & 1 \end {smallmatrix}\right )$
, for functions in
$\mathcal {W}(\Pi )$
.
Also, we wish to point out several other forms of the integral transforms obtained by Humphries–Khan [Reference Humphries and KhanHK25, eq. (3.5)] and Biró [Reference BiróBir25, p. 5]. Readers should consult their works for the formulae and the relevant regularity assumptions.
5 Structures of the main terms
Readers may proceed directly to Section 6 for the proofs of the main results. This section, however, situates those results in a broader context, explains their motivation, and indicates why methods of period integrals offer useful alternative approaches to subjects surrounding the Moment Conjectures.
The authors of [Reference Conrey, Farmer, Keating, Rubinstein and SnaithCFK+05] proposed an elegant heuristic for obtaining the full sets of main terms for very general classes of moments of L-functions. It avoids repeated Taylor/Laurent expansions and proliferation of transcendental constants. More importantly, it encodes the underlying combinatorics and symmetries, and shows remarkable agreement with random matrix theory, specifically, with moments of characteristic polynomials.
We now summarize the conjectures relevant to our work. In Sections 6.8 and 7.1, we show that they follow from a short, elementary manipulation.
5.1 CFKRS for orthogonal symmetry
For the shifted cubic moment
$ \mathfrak {M}_{-\alpha }^{(3)}(s; H)$
, the CFKRS conjecture predicts
$2^3=8$
main terms in total, which can be classified as follows [Reference Conrey and FazzariCF23]. Firstly, the diagonal term, or the ‘
$0$
-swap’ term, is of the form:
Next, we alter the sign of exactly one of the components of
$(-\alpha _{1}, -\alpha _{2}, -\alpha _{3})$
and we obtain the following three triples:
$(\alpha _{1}, -\alpha _{2}, -\alpha _{3})$
,
$(-\alpha _{1}, \alpha _{2}, -\alpha _{3})$
,
$(-\alpha _{1}, -\alpha _{2}, \alpha _{3})$
. Accordingly, the following three main terms can be written down, up to the associated archimedean factors:
These three terms are known as the ‘
$1$
-swap’ terms. The three ‘
$2$
-swap’ terms and the one ‘
$3$
-swap’ term can be written down similarly.
Proposition 3.14 pinpoints the sources of the main terms in a simple and unified way:
Proposition 5.1. The main terms of
$ \mathfrak {M}_{-\alpha }^{(3)}(s; H)$
are classified by the rightmost expression in (3.24): the sums over
-
(1) $a_{0}=0$
and
$a_{1}\neq 0$
give the
$0$
-swap term; -
(2) $a_{0}\neq 0$
and
$a_{1}=0$
give the three
$1$
-swap terms; -
(3) $a_{0}\neq 0$
and
$a_{1}\neq 0$
contain the three
$2$
-swap terms and the
$3$
-swap term.
Observe that the ‘
$4=3+1$
’ decomposition adopted in this work fits more naturally with the structures of the main terms for
$ \mathfrak {M}_{-\alpha }^{(3)}(s; H)$
than the conventional ‘
$4=2+2$
’ counterpart (see [Reference IvićIvi02, Reference FrolenkovFro20, Reference MotohashiMot93, Reference MotohashiMot97], for instance).
A salient feature of many explicit archimedean computations is the complete reduction of the Mellin–Barnes integrals to ratios of products of
$\Gamma $
-factors, provided the arguments lie in certain ‘nice’ configurations. This phenomenon typically reflects deeper structures of the integrals. In our case, the reductions of the integral transforms
$(\mathcal {F}_{\alpha }H)(s_{0}, s)$
and
$J_{w, \alpha }(s; h)$
correspond exactly to the CFKRS conjecture for
$ \mathfrak {M}_{-\alpha }^{(3)}(s; H)$
. This is the content of Theorem 1.4.
Remark 5.2. Another example of complete reduction of Mellin–Barnes integrals occurs in [Reference StadeSta01, Theorem 3.3]. It corresponds to the exterior-square lifting for
$\mathrm {GL}(n)$
.
5.2 CFKRS for unitary symmetry
The CFKRS conjecture for the fourth moment of the Riemann
$\zeta $
-function is stated in terms of the following Dirichlet series:
where
$\tau _{A}(m):= \sum _{d_{1} d_{2}=m} \ d_{1}^{-\alpha _{1}} d_{2}^{-\alpha _{2}}$
if
$A= \{ \alpha _{1}, \alpha _{2} \}$
, and similarly for
$\tau _{B}(n)$
if
$B= \{\beta _{1}, \, \beta _{2}\}$
. The series (5.2) comes up naturally, as the recipe of [Reference Conrey, Farmer, Keating, Rubinstein and SnaithCFK+05, Sections 1.7 and 2] captures only the diagonal. For
$\sigma>0$
, we have
and the infinite Euler product
$ \widetilde {\mathcal {A}}_{AB}(s)$
converges absolutely on
$\sigma> -\delta $
for some small
$\delta>0$
(see [Reference Conrey, Farmer, Keating, Rubinstein and SnaithCFK+05, Theorem 2.4.2.1]). The full set of main terms for the shifted moment
is conjectured to be
where
$A_{U}:= A\setminus U\cup V^{-}$
,
$B_{V}:= B\setminus V \cup U^{-}$
,
$U^{-}:= \{-u : u \in U\}$
(similarly for
$V^{-}$
), and
$-U-V:= - \sum _{\alpha \in U} \alpha - \sum _{\beta \in V} \beta $
. The expression inside the braces in (5.5) can be written out more explicitly as follows:
The first and last terms of (5.6) are known as the ‘
$0$
-swap’ and ‘
$2$
-swap’ terms, respectively, whereas the middle four terms of (5.6) are the ‘
$1$
-swap’ terms. These six terms are the ‘non-oscillatory’ terms that remain in the recipe, out of the total
$2^4=16$
terms arising from all possible sign combinations of the shifts. Furthermore, the Ramanujan identity provides a nice formula when
$|A|=|B|=2$
:
Remark 5.3. The formulation (5.5) generalizes to any finite sets A and B of shifts with
$|A|=|B|$
, where
$\tau _{A}$
,
$\tau _{B}$
are defined similarly, and the upper limit ‘
$2$
’ of the
$\ell $
-sum is replaced by
$|A| (=|B|)$
. However, the corresponding Euler product
$ \widetilde {\mathcal {A}}_{AB}(s)$
does not admit a simple closed form in general ([Reference Conrey, Iwaniec and SoundararajanCIS12]).
6 Proof of Theorems 1.3 and 1.4
6.1 Spectral expansion and Eisenstein contribution
Definition 6.1. Let
$h\in C^{\infty }(0,\infty )$
and
$\psi (x):= e(x)$
, which are regarded as functions on
$\overline {\mathrm {G}}_{2}$
as follows:
The associated Poincaré series of
$\Gamma _{2}$
is defined by
provided it converges absolutely.
If the bound
$h(y) \,\ll \, y^{1+\epsilon }(1+y)^{-1/2-2\epsilon }$
is satisfied for any
$y>0$
, then the Poincaré series
$P(g;\, h)$
converges absolutely and uniformly on every Siegel set, and is an
$L^2$
-function. Recall that we take
$h:= H^{\flat }$
with
$H\in \mathcal {C}_{\eta }$
and
$\eta>40$
in this article; see (3.13) and Assumption 1.2. It follows from (3.14) that the desired bound for h holds.
Lemma 6.2. Let
$ \mathfrak {M}_{-\alpha }^{(3)}(s; H)$
be defined in (1.6). For
$\sigma> 3/2$
and
$H\in \mathcal {C}_{\eta }$
, we have
Proof. This follows from a modification of [Reference KwanKwa24, Proposition 5.25] and Corollary 3.22.
The cuspidal part of
$ \mathfrak {M}_{-\alpha }^{(3)}(s; H)$
evidently admits an entire continuation. The Eisenstein part, initially defined on
$\sigma> 1+\epsilon _{0}/2$
, also admits a continuation, though this is less immediate. Define
and let
$ \mathcal {R}_{\alpha }(s; H)$
be as in (1.13). Since
$H\in \mathcal {C}_{\eta }$
, the integrand in (6.3) is holomorphic on
$|\operatorname {\mathrm {Re}} \mu |<2\eta $
, except for the poles at
as well as the zeros of
$\Lambda (1\pm 2\mu )$
.
Lemma 6.3. The function
$s\mapsto \mathcal {C}_{\alpha }(s; 0; H)$
admits a meromorphic continuation to
$\sigma> 1-\eta +\epsilon _{0}$
. On the vertical strip
$\epsilon _{0} < \sigma <1-\epsilon _{0}$
, the continuation is given by
$ \mathcal {R}_{\alpha }(1-s; H)+ \mathcal {C}_{\alpha }(s; 0; H)$
.
Proof. This is an adaptation of [Reference MotohashiMot97, p. 118] and we sketch the argument for our setting. Firstly, suppose
$1+\epsilon _{0}/2< \sigma < 1+\epsilon _{0}$
. Since
$H\in \mathcal {C}_{\eta }$
, we may shift the line of integration to
$\operatorname {\mathrm {Re}} \mu =\eta> 40$
, picking up the residues at the second set of poles in (6.4) and those at the poles of
$\Lambda (1-2\mu )^{-1}$
. We have
where
$\rho $
runs over all nontrivial zeros of
$\zeta (s)$
.
Secondly, observe that
$\mathcal {C}_{\alpha }(s; \, \eta; \, H)$
is holomorphic on
$1-\eta + \epsilon _{0} < \sigma < 1+ \epsilon _{0}$
, using the holomorphy of
$\Lambda (s)$
on
$\{\sigma <0\} \cup \{\sigma>1\}$
, and the fact that
$\Lambda (1\pm 2\mu )\neq 0$
on
$\operatorname {\mathrm {Re}} \mu =\eta $
. Together with the residual terms of (6.5), a meromorphic continuation of
$(\mathcal {C}_{\alpha }H)(s)$
to
$\sigma> 1-\eta +\epsilon _{0}$
is obtained.
Thirdly, we restrict the continuation obtained to the smaller region
$\epsilon _{0} < \sigma < 1-\epsilon _{0}$
. The poles
$\mu =1-s+\alpha _{i}$
,
$\mu = s-\alpha _{i}$
, and the zeros of
$\Lambda (1-2\mu )$
lie between the lines
$\operatorname {\mathrm {Re}} \mu =0$
and
$\operatorname {\mathrm {Re}} \mu = \eta $
. We shift the line of integration of
$\mathcal {C}_{\alpha }(s; \, \eta; \, H)$
back to
$\operatorname {\mathrm {Re}} \mu =0$
. The residual contributions of
$\mu =s-\alpha _{i}$
and
$\mu =(1-\rho )/2$
in (6.5) are now cancelled, leaving
as the meromorphic continuation of
$\mathcal {C}_{\alpha }(s; 0; H)$
to the domain
$\epsilon _{0} < \sigma < 1-\epsilon _{0}$
. A little calculation shows that
$\mathcal {R}_{\alpha }(1-s; H) = - \sum _{i=1}^{3} \, \operatorname {\mathrm {Res}}_{\mu =s-1-\alpha _{i}} \, + \, \sum _{i=1}^{3} \, \operatorname {\mathrm {Res}}_{\mu =1-s+\alpha _{i}}$
, and this completes the sketch.
The following is immediate from Lemmas 6.2 and 6.3.
Corollary 6.4. The expression
$\mathfrak {M}_{-\alpha }^{(3)}(s; H)$
admits a meromorphic continuation to
${\sigma> 1-\eta +\epsilon _{0}}$
. On the strip
$\epsilon _{0} < \sigma <1-\epsilon _{0}$
, the continuation is given by the sum of
$\mathfrak {M}_{-\alpha }^{(3)}(s; H)$
and
$\mathcal {R}_{\alpha }(1-s; H)$
.
6.2 Unfolding and rearrangement
By unfolding, we have the equality
where the right-hand side converges absolutely on
$1+\epsilon _{0}<\sigma < 4$
; see [Reference KwanKwa24, Section 6B]. In what follows, we perform our analysis on suitable vertical strips within the half-plane
$\sigma <4$
.
To avoid confusion with computations in the literature (e.g., regarding the sign convention of parameters and normalization of Fourier coefficients), it is better to consider instead
in the main calculations of Sections 6.3–6.4. As is apparent from [Reference KwanKwa24, (6.5), (6.7), (6.8)], we have
The next lemma explains why our method does not require any elaborate regularization of periods.
Lemma 6.5. For any
$\mathbf {y}\in \mathrm {Y}^{+}$
, we have
Proof. Since
$\mathcal {W}_{(0, n_{2})}(\mathbf {n} \mathbf {y}; \, \Phi ) = \psi _{n_{2}}(\mathbf {n}) \mathcal {W}_{(0, n_{2})}(\mathbf {y};\, \Phi )$
for
$\mathbf {n}\in \mathrm {N}_{12}$
and
$\mathbf {y}\in \mathrm {Y}^{+}$
, the result follows from
We have the following decompositions of our periods:
Proposition 6.6. For any
$\mathbf {y}\in \mathrm {Y}^{+}$
, we have
and
where
and
$(\gamma \cdot f)(g):= f(\gamma g)$
, and for
$\dagger \in \{\mathrm {reg}, \, \min \}$
and
$\bullet \in \{ \quad ,\, (0,1),\, (*,0)\}$
, we set
6.3 Degenerate terms – I
In this section, we evaluate
$\mathcal {J}_{(0,1)}^{\min }(s; \, h, \, \Phi ) $
defined in Proposition 6.6. The computation produces three terms, which will be identified in Section 6.8 with terms appearing in the CFKRS conjecture for the cubic moment.
Proposition 6.7. Suppose
$1/2+\epsilon _{0}< \sigma < 4$
. Then
$ \mathcal {J}_{(0,1)}^{\min }(s; h, \Phi ) $
is equal to
where
Proof. We begin with the matrix identity
Applying this with (3.31), (3.34) and (6.14), we have
Making a change of variables
$y_{0}\to |a_{0}|^{-1} y_{0}$
, we find that
$ \mathcal {J}_{(0,1)}^{\min }(s; \, h, \, \Phi ) $
is equal to
for
$ 1/2+\epsilon _{0}<\sigma < 4$
. This completes the proof.
Corollary 6.8. The function
$ \mathcal {J}_{(0,1)}^{\min }(s; \, h, \, \Phi ) $
admits a holomorphic continuation to the strip
$\epsilon _{0}< \sigma < 4$
, except for three simple poles at
$s= (1+\alpha _{i})/2$
,
$i=1,2,3$
.
Proof. Recall that
$H:= h^{\#} \in \mathcal {C}_{\eta }$
and
$\eta> 40$
. Using the bound
with
$A> 2\sigma -3/2+\epsilon _{0}$
and
$\eta -1 -\epsilon _{0}> |A-\sigma | $
, observe that
$J_{w, \alpha }(s; h)$
converges absolutely whenever
$\epsilon _{0}< \sigma < 4$
. With the analytic continuation of the
$\zeta $
-function, the right-hand side of (6.17) serves as a continuation of
$ \mathcal {J}_{(0,1)}^{\min }(s; \, h, \, \Phi ) $
to
$\epsilon _{0}< \sigma < 4$
. It is clearly holomorphic on
$\epsilon _{0}< \sigma < 4$
, except for the simple poles coming from the factor
$\zeta (2s+\alpha _{1}^{w}+\alpha _{2}^{w})$
(
$w\in \{w_{2}, w_{4}, w_{\ell }\}$
). This completes the proof.
Proposition 6.9. On the region
$\epsilon _{0} < \sigma < 1-\epsilon _{0}$
, we have
Proof. We begin with the following initial domain:
It follows that
Indeed, the first two conditions of (6.22) ensure that the
$y_{0}$
-integral converges absolutely, and the Euler beta integral formula and (3.4) can be applied (with Mellin inversion). The last condition of (6.22) guarantees the absolute convergence of the
$y_{1}$
-integral. As a result, we have
Upon restricting to the strip
$1/2+\epsilon _{0} < \sigma < 1-2\epsilon _{0}$
, we pick
$\sigma _{u} \in (2\sigma -3/2 + \epsilon _{0}, \, \sigma - 1/2-\epsilon _{0})$
. The contour
$\operatorname {\mathrm {Re}} u=\sigma _{u}$
satisfies the Barnes convention, and the condition for (3.16) is satisfied. We have
and hence,
$J_{w, \alpha }(s; h) $
is equal to
We make a change of variables
$u \to 2u$
, and take
and verify that
We apply Lemma 3.1 to the u-integral. Observe that a pair of factors
$\Gamma (s-\alpha _{3}^{w}/2)$
cancels, and (6.21) follows from
$\alpha _{1}^{w}+\alpha _{2}^{w}+\alpha _{3}^{w}=0$
and conversion with
$\Gamma _{\mathbb {R}}(s):= \pi ^{-s/2}\Gamma (s/2)$
. The validity of (6.21) on the larger domain
$\epsilon _{0}<\sigma <1-\epsilon _{0}$
follows from analytic continuation. This completes the proof.
Corollary 6.10. Let
$\mathcal {M}_{-\alpha }^{1}(s; H)$
be defined by (1.10). We have
Proof. Putting Propositions 6.7 and 6.9 together, we notice that a pair of factors
$\Gamma _{\mathbb {R}}(1-\alpha _{2}^{w}+\alpha _{3}^{w})$
(resp.
$\Gamma _{\mathbb {R}}(1-\alpha _{1}^{w}+\alpha _{3}^{w})$
) cancels. Explicating the Weyl actions of
$w_{2}, w_{4}, w_{\ell }$
on the parameters
$(\alpha _{1}, \alpha _{2}, \alpha _{3})$
described in (3.30) and replacing
$\Phi \to \widetilde {\Phi }$
, the desired result follows.
6.4 Degenerate terms – II
The main task of this section is to evaluate
$\mathcal {J}_{(*,0)}^{\min }(s; \, h, \, \Phi ) $
defined in Proposition 6.6. Interestingly, the
$\gamma $
-sum in (6.15), which arises from the
$\Gamma _{3}$
Fourier expansion of
$\Phi $
, transforms into the
$\Gamma _{2}$
Eisenstein series, and produces three of the main terms for the fourth moment of the
$\zeta $
-function. This is also essential for the analytic continuation of (6.7). Such phenomena do not appear in the first two moments of
$\mathrm {GL}(2)\ L$
-functions ([Reference MotohashiMot92]).
Proposition 6.11. For
$1/2+\epsilon _{0}< \sigma < 4$
, we have
Proof. We have
For any
$\gamma \in \Gamma _{2}$
, we have the Iwasawa decomposition:
where
$z := u + i y_{1}$
. Using this together with the equivariance of
$ \mathcal {W}_{(n_{1}, 0)}$
, observe that
By this and Lemma 3.18, we have
It follows from the change of variables
$y_{0} \to n_{1}^{-1} (y_{1}/ \operatorname {\mathrm {Im}} \gamma z)^{-1/2} y_{0}$
that
(Note: z does not depend on
$y_{0}$
!) Now, substituting (3.32) for
$ W^{(1,0)}_{\alpha , \, w}(\cdots )$
, we find that
In (6.27), we move the
$\gamma $
-sum inside the double integral, and thus,Footnote
11
It remains to evaluate the three expressions in the large parentheses in (6.28). Firstly, from (3.37), we have
for
$\sigma> 1/2+\epsilon _{0}$
. Secondly, using (3.4) and the relation
$\alpha _{1}^{w}+\alpha _{2}^{w}+\alpha _{3}^{w}=0$
, we have
for
$\sigma> \epsilon _{0}$
. Thirdly, it follows from (3.19) and (3.12) that
Now, from (6.28), (6.29), (6.30) and (6.31), it follows that
$ \mathcal {J}_{(*,0)}^{\min }(s; \, h, \, \Phi )$
is given by
Recalling the Weyl actions of
$w_{3}, w_{5}, w_{\ell }$
on the parameters
$(\alpha _{1}, \alpha _{2}, \alpha _{3})$
in (3.30) and replacing
$\Phi \to \widetilde {\Phi }$
, the desired result follows.
The following result is immediate.
Corollary 6.12. The function
$ \mathcal {J}_{(*,0)}^{\min }(s; h, \widetilde {\Phi })$
admits a holomorphic continuation to
$\epsilon _{0}< \sigma < 4$
, except for the three simple poles at
$s= (1-\alpha _{i})/2$
(
$i=1,2,3$
).
6.5 Diagonal and preparation for off-diagonal:
$\mathcal {J}^{\mathrm {reg}}(s; \, h, \, \widetilde {\Phi })$
Proposition 6.13. On the vertical strip
$1+\epsilon _{0}< \sigma < 4$
, we have
where
Proof. Recall Proposition 6.6 on the decomposition of periods. From [Reference KwanKwa24, eq. (6.7)], we have
where the term
$\mathrm {OD}_{\alpha }(s)$
denotes the ‘off-diagonal’, i.e., terms with
$a_{0}a_{1}\neq 0$
in (6.13). The first term of (6.35) can be evaluated by (3.39), (3.13) and (3.10). By [Reference KwanKwa24, eq. (6.8)], we have
where the expression (6.36) converges absolutely whenever
$1+\epsilon _{0}< \sigma < 4$
and
$H \in \mathcal {C}_{\eta }$
(
$\eta>40$
). By [Reference KwanKwa24, Proposition 7.2] and (3.39), this can be written as (6.34). This completes the proof.
6.6 Symmetries of the integral transform
The symmetries of
$(\mathcal {F}_{\alpha }H)(s_{0}, s)$
play a crucial role in establishing the CFKRS conjecture for the cubic moment and are important for the analytic continuation argument in Section 6.7.
Proposition 6.14. The function
$s\mapsto \left (\mathcal {F}_{\alpha }H\right )\left (1-\alpha _{1},s\right ) $
admits a holomorphic continuation to
$\epsilon _{0}< \sigma < 4$
except for a simple pole at
$s=(1-\alpha _{1})/2$
. Furthermore, we have
on the strip
$\epsilon _{0}< \sigma <1-\epsilon _{0}$
. The results for
$\left (\mathcal {F}_{\alpha }H\right )\left (1-\alpha _{i},s\right )$
(
$i=2,3$
) follow by symmetry.
Proof. The holomorphy of
$s\mapsto \left (\mathcal {F}_{\alpha }H\right )\left (1-\alpha _{1},s\right ) $
on
$\frac {1}{2}+\epsilon _{0} < \sigma < 4$
follows immediately from Proposition 4.1. Next, we consider a smaller domain
$\frac {1}{2}+\epsilon _{0} < \sigma < 1-\epsilon _{0}$
. Put
$s_{0}=1-\alpha _{1}$
. In (4.5), the factor
$\Gamma \left (\frac {1-u}{2}\right )$
in the denominator cancels with
$\Gamma \left ( \frac {s_{0}+\alpha _{1}-u}{2}\right )$
in the numerator, and hence,
We take
$(a,b,c; d,e) := \big ( \frac {1-\alpha _{1}+\alpha _{2}}{2}, \ \frac {1-\alpha _{1}+\alpha _{3}}{2}, \ s-\frac {1-\alpha _{1}}{2}; \ 0, \ \frac {s_{1}+\alpha _{1}}{2}-s \big )$
, and verify that
By Lemma 3.1 and a change of variables
$u\to -2u$
, the u-integral in (6.38) is equal to
Now, observe that the factors
$\Gamma ( \frac {s_{1}-\alpha _{2}}{2}) \Gamma ( \frac {s_{1}-\alpha _{3}}{2}) $
occur in both the denominator of (6.39) and in the numerator of the intergrand in (6.38). After making this cancellation, we have
Let
$\sigma _{1}\in (2\sigma -1+\epsilon _{0},\, \sigma )$
. Using Lemma 3.11, we have
For the
$s_{1}$
-integral in (6.41), we apply the change of variables
$s_{1}\to 2s_{1}$
, and Lemma 3.1 the second time but with
$(a,b,c;d, e) := ( -\frac {\alpha _{1}}{2}, \ \frac {1+\alpha _{2}}{2}-s, \ \frac {1+\alpha _{3}}{2}-s; \ \frac {s+\mu }{2}, \ \frac {s-\mu }{2}).$
The
$s_{1}$
-integral is now equal to
upon observing that
$a+(b+c)+d+e \, = \, -\frac {\alpha _{1}}{2} + ( 1-\frac {\alpha _{1}}{2}-2s) \, + s\, = \, 1-\alpha _{1}-s \, (:=f)$
.
The conclusion (6.37) follows from the cancellation of
$\Gamma (\frac {1-\alpha _{2}}{2}-\alpha _{1}) \Gamma (\frac {1-\alpha _{3}}{2}-\alpha _{1})$
in the denominator of (6.42) and
$ \Gamma ( \frac {1-\alpha _{1}+\alpha _{2}}{2}) \Gamma (\frac {1-\alpha _{1}+\alpha _{3}}{2}) $
in (6.41), since
$\alpha _{1}+\alpha _{2}+\alpha _{3}=0$
. Finally, it is clear that (6.37) is holomorphic on
$\epsilon _{0}<\sigma < 1-\epsilon _{0}$
except at
$s=(1-\alpha _{1})/2$
. Combining this with the initial region of holomorphy, the continuation of
$s\mapsto \left (\mathcal {F}_{\alpha }H\right )\left (1-\alpha _{1},s\right ) $
to
$\epsilon _{0}< \sigma < 4$
is now established.
Proposition 6.15. The function
$s\mapsto \left (\mathcal {F}_{\alpha }H\right )\left (2s-1, s \right ) $
admits a holomorphic continuation to
$\epsilon _{0}<\sigma <4$
except for three simple poles at
$s=(1-\alpha _{i})/2$
$(i=1,2,3)$
. On
$\epsilon _{0} < \sigma < 1-\epsilon _{0}$
, we have
Proof. The argument also appears in [Reference KwanKwa24]; for completeness, we include a proof here. Suppose
$1/2+\epsilon _{0} < \sigma < 4$
and
$s_{0}=2s-1$
. In (4.5), the factor
$\Gamma \left (\frac {1-u}{2}\right )$
in the denominator cancels with
$\Gamma \left (s-\frac {s_{0}+u}{2}\right )$
in the numerator. This leads to
Make the change of variables
$u\to -2u$
and take
$ (a,b,c )= (s-\frac {1}{2}+ \frac {\alpha _{1}}{2}, s-\frac {1}{2}+ \frac {\alpha _{2}}{2}, s-\frac {1}{2}+ \frac {\alpha _{3}}{2} )$
and
$(d,e)= ( 0, \ \frac {s_{1}}{2}+1-2s)$
. By Lemma 3.1, the u-integral is equal to
Observe that the three
$\Gamma $
-factors in the numerator of the integrand in (6.44) cancel with those in (6.45). Hence, we have
We further restrict to
$1/2+\epsilon _{0} < \sigma < 1-\epsilon _{0}$
. We shift the line of integration to the left from
$\operatorname {\mathrm {Re}} s_{1}=\eta -1/2$
to
$\operatorname {\mathrm {Re}} s_{1}=\sigma _{1} \in ( 2\sigma -1 +\epsilon _{0},\, \sigma )$
. No pole is crossed and we apply Lemma 3.11 to obtain
We apply the change of variable
$s_{1}\to 2s_{1}$
, and Lemma 3.1 the second time, but with
$(a,b, c) = (\frac {1}{2}-s+ \frac {\alpha _{1}}{2}, \ \frac {1}{2}-s+ \frac {\alpha _{2}}{2}, \ \frac {1}{2}-s+ \frac {\alpha _{3}}{2})$
and
$ \left ( d,e\right ) = \left ( \frac {s+\mu }{2}, \ \frac {s-\mu }{2} \right )$
. The result follows as the
$s_{1}$
-integral becomes
6.7 Analytic continuation and polar terms
The analytic continuation argument performed in [Reference KwanKwa24] is robust and carries over to the present case with minor modifications.
Proposition 6.16. The function
$\mathrm {OD}_{\alpha }(s)$
admits a meromorphic continuation to the domain
$1/4 + \epsilon _{0}\, < \, \sigma \, < \, 4$
. On the smaller domain
$1/4 +\epsilon _{0}\, < \, \sigma \, < \, 3/4$
, the following equality holds:
Proof. Readers are invited to consult [Reference KwanKwa24, Section 9] for fuller details. Parallel to [Reference KwanKwa24, Section 9A] (‘Step 1’), we shift the line of integration in (6.34) to
$\operatorname {\mathrm {Re}} s_{0}=2\epsilon _{0}$
. This time, however, we pick up the residues of three simple poles at
$s_{0} = 1-\alpha _{i} $
(
$i=1,2,3$
), which results in
This serves as a holomorphic continuation to
$1/2+\epsilon _{0} < \sigma <4$
, except for the three simple poles at
$s=1- \alpha _{i}/2$
(
$i=1,2,3$
). Parallel to [Reference KwanKwa24, Section 9B] (‘Step 2’), we restrict to the strip
$1/2+ \epsilon _{0} < \sigma < 3/4$
, and shift the line of integration from
$\operatorname {\mathrm {Re}} s_{0}=2\epsilon _{0}$
to
$\operatorname {\mathrm {Re}} s_{0}=1/2$
, crossing the simple pole of
$\zeta (2s-s_{0})$
which has residue
$-1$
. The function on the second line of (6.49) is holomorphic on the strip
$1/4+\epsilon _{0}<\sigma < 3/4$
.
Section 9C of [Reference KwanKwa24] (‘Step 3’) carries over to the present context without change as it merely takes care of the necessary regularity (using Proposition 4.1 and the imposed assumptions on our class of test functions). Section 9D of [Reference KwanKwa24] (‘Step 4’) concerns the continuation of (6.46) and (6.47). Here, we instead adopt an explicit approach and the desired conclusion follows from Proposition 6.14–6.15. This completes the proof.Footnote 12
Corollary 6.17. The function
$\mathcal {J}(s; \, h, \, \widetilde {\Phi })$
admits a meromorphic continuation to
$1/4 + \epsilon _{0}\, < \, \sigma \, < \, 4$
.
6.8 Agreement with CFKRS and completion the Proof of Theorem 1.3
By Lemma 6.2, (6.7), and (6.9), we have
on the vertical strip
$3/2< \sigma < 4$
. By Corollaries 6.4 and 6.17, both sides of (6.50) admit a meromorphic continuation to the strip
$1/4+\epsilon _{0}<\sigma < 4$
, and (6.50) remains valid on the new strip. Now, we restrict to
$1/4 + \epsilon _{0} < \sigma < 3/4$
. Putting Corollary 6.4, (6.33), (6.24), (6.25), (6.46), (6.47), (6.48) together, we have
We complete the proof of Theorem 1.3 by showing that the terms (6.52), (6.53) and (6.54) agree with the CFKRS prediction for the
$\mathrm {SO}(\text {even})$
symmetry described in Section 5, namely, their sum is precisely
$\sum _{0\le i\le 3} \, \mathcal {M}_{-\alpha }^{i}(s; H)$
as defined in Theorem 1.3. Indeed, observe that:
-
(1) (0 & 1-swap). By $\alpha _{1}+\alpha _{2}+\alpha _{3}=0$
, the first term of (6.52) can be written as
$\mathcal {M}_{-\alpha }^{0}(s; H)$
as defined by (1.9). The second term of (6.52) is already in the form of the
$1$
-swap prediction. -
(2) (2-swap). By Proposition 6.14 and the functional equation of the $\zeta $
-function of the form (6.56) $$ \begin{align} \zeta(2s-1+ \alpha_{i}) \frac{\Gamma_{\mathbb{R}}( 2s-1+\alpha_{i})}{\Gamma_{\mathbb{R}}( 2-2s-\alpha_{i})} = \zeta(2-2s-\alpha_{i}) = \zeta(2-2s + \sum_{\substack{1\le j\le 3\\ j\neq i}}\alpha_{j}), \end{align} $$it follows that (6.53) coincides with $\mathcal {M}_{-\alpha }^{2}(s; H)$
as defined by (1.11).
-
(3) (3-swap). Using Proposition 6.15 and (6.56) thrice, observe that (6.54) coincides with $\mathcal {M}_{-\alpha }^{3}(s; H)$
as defined by (1.12).
We set
$s=1/2$
. The matching with the predictions in Section 5.1 follows from the actions of the Weyl group (3.30). The restriction
$\alpha _{1}+\alpha _{2}+\alpha _{3}=0$
can be removed by analytic continuation in the parameters
$\alpha _{i}$
’s.
7 Concluding remarks
7.1 Agreement with the unitary CFKRS
To align with the set-up of Section 5.2, we re-label the dual moment of Theorem 1.3 as
Notice that the line of integration is shifted by a small quantity
$\gamma $
. We put
and apply the functional equation (2.3) for the
$\zeta $
-function to the factor
$ \zeta (s_{0}+\nu _{3})$
, the moment (7.1) takes the form:
Following the setting of Section 5.2, we introduce the linear re-parametrizations:
where
$\sum \nu _{j}=0$
. We solve for
$\gamma $
using the first three equations:
$\gamma = (\alpha _{1} + \alpha _{2} - \beta _{1} )/3$
. It follows that
As a result, the moment (7.1) can be expressed as
where the weight function is given by
We write
$ \mathcal {R}_{\pm \alpha }(s; H) = \mathcal {R}_{\pm \nu }(s; H)$
(see (1.13)). Using the re-labeling (7.3) and repeated applications of the functional equation for
$\Lambda (s)$
, it follows that
$(1/2)\,\mathcal {R}_{\nu }(1-s; H)+ (1/2) \, \mathcal {R}_{-\nu }(s; H)$
is given by
We now readily observe that the quotients and products of
$\zeta $
’s above match exactly with those in the CFKRS conjecture (5.6)! Moreover, the cubic moment dual to (7.4) takes the form:
plus the corresponding continuous contribution.
7.2 Comments
In the literature, moments of L-functions are more commonly approached with approximate functional equations. A clear advantage is that one can take
$s=1/2$
right from the start. For example, tracing the arguments of [Reference PetrowPet15] for the cubic moment of
$\text {GL}(2)\ L$
-functions (readily adaptable to the Maass case and closely related to [Reference YoungYou17]), the main terms for the fourth moment of the
$\text {GL}(1)\ L$
-functions do not appear: most likely, they are small and absorbed into the error term of the approximate Motohashi-type formula obtained in [Reference PetrowPet15]. In other words, the ‘approximate’ treatment precludes the possibility of spectral inversion by changing the test vectors (see the end of Section 1.5). This is not satisfactory, as one should be able to pass between the two different-looking moments in a Motohashi-type formula for distinct applications, much as with the celebrated Kuznetsov formulae.
In Section 1.4, we compare the sources of the main terms in the fourth moment with earlier methods. For the cubic moment, previous works of [Reference IvićIvi02] and [Reference FrolenkovFro20] rely on the shifted divisor sums to extract the main terms. The work [Reference FrolenkovFro20] (in the weight aspect) is closer in spirit to [Reference Conrey, Farmer, Keating, Rubinstein and SnaithCFK+05], which begins with an exact identity for the twisted second moment of
$\text {GL}(2)\ L$
-functions, obtained quite non-trivially from the Petersson formula. The dual side of the moment identity comprises three pieces of shifted divisor sums. In total,
$12$
different residues arise from these sums. As in [Reference Hughes and YoungHY10, Reference YoungYou11], delicate combinations of terms are required, and [Reference FrolenkovFro20] carries this out. Interestingly, some combinations contribute to main terms, some to error terms, and some to a mixture of both! This appears to be the primary reason [Reference FrolenkovFro20] arrives at an approximate cubic moment identity, despite starting with an exact moment identity. The approaches of [Reference MotohashiMot93, Reference Bruggeman and MotohashiBM05, Reference NelsonNel20, Reference WuWu22, Reference Balkanova, Frolenkov and WuBFW24] and the present work do not encounter this issue. This phenomenon deserves further investigation.
Acknowledgement.
The author is grateful to the referee(s) for their thoughtful and valuable comments on the manuscript, which have led to substantial improvements in the exposition of the paper. Part of this work was completed during the author’s visits to the Chinese University of Hong Kong and Queen’s University, whose generous hospitality is warmly acknowledged.
Competing interests
The authors have no competing interests to declare.
Data Availability
No data was generated.




