1. Introduction
There is ample evidence that several OECD countries face a New Social Question. There is a widespread belief that the globalized market economy is ‘rigged in favour of vested interests’ and that the governing elites holding political and economic power ‘no longer serve the interests of the ordinary folk’. Footnote 1 In this situation, appeals to the ideal of social justice are gaining ground. One can broadly distinguish between two elements of social justice: the protection of the material wellbeing of individuals (freedom from want/absence of poverty) and socioeconomic equality. Footnote 2 A question not often posed is: does international human rights law (IHRL) have anything to say about these elements of social justice?
The first element, the protection of the individuals’ material wellbeing and the protection against extreme poverty, has been on the international human rights (IHR) agenda for some time. Footnote 3 Major IHR treaties such as the International Covenant on Economic, Social and Cultural Rights (ICESCR) on the universal level and the European Social Charter (ESC) on the regional level serve to protect individuals’ material wellbeing. Footnote 4 In addition, sectoral international social law, for example, the International Labour Organization (ILO) Conventions, protect workers’ rights and interests. Footnote 5
The second element of social justice, socioeconomic equality, has, so far, lived a shadow existence in IHRL. Footnote 6 All major IHR treaties now guarantee equal protection or non-discrimination. Importantly, these norms address (in)equalities within the state and are addressed to state organs as duty bearers and non-state actors as rights holders.Footnote 7 Even so, as will be explained below, IHRL norms are generally not designed to capture problems of domestic socioeconomic inequality, i.e., the inequality between the haves and the have-nots within society. Footnote 8
This indifference of IHRL towards socioeconomic inequality is starting to change, however.Footnote 9 As socioeconomic inequality within the state can have an adverse effect on the enjoyment of important international public goods (including international peace and security, the environment, global trade), it has the potential to emerge as a high-profile concern also of IHRL. Notably, domestic inequality was recently identified as an international concern within the UN 2030 Agenda for Sustainable Development. Footnote 10 Furthermore, social inequality arising from global climate change, economic globalization, migration, and pandemics is becoming visible. All of these new sources of social inequalities also require a response within the law. Footnote 11 In particular, global crises (such as the global economic crisis of September 2008, the SARS-COV-2 Pandemic) tend to exacerbate existing domestic economic inequalities, making the need to react even more urgent. Footnote 12 In light of rising inequality within states, the (former) UN Special Rapporteur on extreme poverty and human rights, Magdalena Sepúlveda Carmona, demanded remedies against discrimination based on the socioeconomic status of individuals. Footnote 13 Furthermore, in its recent General Comment on equality and non-discrimination, the Committee on the Rights of Persons with Disabilities (CRPD) made clear that ‘inclusive equality’ includes ‘a fair redistributive dimension to address socioeconomic disadvantages’. Footnote 14
In the literature, two main positions on the role of IHRL in dealing with domestic socioeconomic inequality have emerged.Footnote 15 According to a first position (held, for example, by Philip Alston, Margot E. Salomon, and others), socioeconomic inequality (at least in its extreme forms) is incompatible with IHRL norms as they currently are and must be addressed as a human rights problem.Footnote 16 Proponents of a second position (held, for example, by Samuel Moyn and – for different reasons – also by Susan Marks) are sceptical that problems of socioeconomic inequality can be solved through reliance on human rights and human rights protection mechanisms.Footnote 17 In particular, Moyn doubts that human rights are ‘fit for use’ regarding socioeconomic inequalities, pointing to an alleged toothlessness of human rights in respect of redistribution from the rich to the poor.Footnote 18 In history, according to Moyn, it was strong governmental power that exerted an equalizing force, not the critique of power through rights.Footnote 19 From a different angle, Marks criticizes the inability of protection mechanisms to target the ‘real’ roots of human rights violations and social injustice.Footnote 20
The literature lacks an assessment of the potential of positive IHRL to accommodate claims to socioeconomic equality, taking into account the judicial interpretation of these rights. To fill that gap, this article examines to what extent positive international equal protection law (IEPL) can offer a response to domestic socioeconomic inequality. In general, IEPL encompasses two types of equality norms: equal protection clauses (for example, Article 26 ICCPR, Article 24 ACHR) and non-discrimination clauses (Article 2(2) ICESCR, Article 14 ECHR). Footnote 21 The article employs a comparative methodology, relying on four major international human rights instruments (ICESCR, ICCPR, ACHR, and ECHR). Furthermore, it contextualizes the legal element within the broader discourse on equality within political philosophy. The central argument is that the integration of socioeconomic inequality into IEPL would be a step that is desirable on normative grounds but deeply transformative doctrinally with significant repercussions also on the procedure of international human rights adjudication.Footnote 22
As a limitation, it should be noted that this article does not deal with the related pressing issue of global (in)equality (equality between states and equality between individuals in different states).Footnote 23 Instead, the present analysis is limited to jurisprudence concerned with domestic socioeconomic equality.Footnote 24 In addition, this article is limited to the analysis of the IHR practice on domestic socioeconomic equality; for reasons of lack of space, it only briefly surveys the engagement of national courts with socioeconomic equality. Furthermore, the geographical scope of the inquiry is principally Europe, with some attention to American practice.
The article proceeds as follows. Section 2 traces the conceptual development of social justice in the Western history of ideas, discusses the reasons why it has been absent from the IHRL agenda, and outlines an argument for why it should be included now. Section 3 addresses the problem of how IEPL may accommodate the problem of socioeconomic inequality and whether this is a matter for international courts to resolve at all. From a broader perspective, Section 4 assesses the chances of integrating socioeconomic equality into IHRL.
2. Internationalizing social justice?
This section outlines the concept of social justice, traces its development in Western history of ideas, and discusses the reasons for adding socioeconomic (in)equality to the international human rights agenda.
2.1 Social justice in the history of ideas
The increased willingness of IHR bodies to turn domestic social justice into an international concern takes place against a centuries-old conceptual development background. According to a prominent current philosophical definition, social justice is about the fair distribution of socioeconomic goods within society. Footnote 25 Socioeconomic goods include ‘social goods’ (such as access to political office, health care, education, shelter) Footnote 26 and ‘economic goods’ referring to marketable resources (e.g., income, property, other assets). Footnote 27 Social justice is a term used synonymously with ‘distributive justice’, a concept often found in philosophy. Footnote 28 The history of ideas elucidates conceptual continuities and discontinuities that can inform the present debate on integrating social justice into the international human rights agenda. The conceptual development of social justice can be traced at least as far back as to Aristotle and, to a lesser degree, also to Cicero.Footnote 29 The first central impulse for the conceptual development comes from Aristotle’s discussion of social or – as he called it – distributive justice in his Nicomachean Ethics and his Politics. Footnote 30 For Aristotle, social justice had to do with the correct distribution of socially produced goods, such as ‘honour, wealth, and the other divisible assets of the community’. Footnote 31 This passage is misleading because it seems to imply that Aristotle had a broad concept of the social goods to be distributed, including socioeconomic goods. This was not in fact, the case. Aristotle did not address the economic inequality of citizens as a problem of social justice, nor did he discuss the idea that the have-nots may have legitimate distributive claims against their fellow wealthy citizens. Footnote 32 He limited the objects of social justice to socially produced goods with a public status such as public office and rewards for public service. As an operational principle of social justice, Aristotle identified – in modern terminology – a desert- or merit-based proportionality: he advocated a proportional distribution of social goods based on individual merit, acknowledging, however, that ‘merit’ is defined relative to the prevailing political system: while in democracies, merit is identified with free birth, oligarchies tend to equate merit with wealth. Footnote 33 Aristotle did not see that considerations of justice itself may require the redistribution of goods by the community. Footnote 34 Justice, including social justice, remained a virtue of the individual (and not a characteristic of a state or its institutions). However, Aristotle clearly saw that socioeconomic equality fostered the goal of political stability. Indeed, Aristotle and before him, Plato, described the political dimension of socioeconomic equality: as Noam Chomsky writes, Aristotle understood that a ‘[f]unctioning democracy presupposes relative equality in access to resources – material, informational, and other’. Footnote 35 It was Aristotle who emphasized the idea of equal citizenship. Individuals have a claim to a share in the goods produced by that political community proportionate to their contributions (to the end of the polis). Footnote 36 Plato had insisted that socioeconomic inequality – extreme poverty and excessive wealth – were sources of great political instability and defended a model of strict egalitarianism, eliminating the institution of private property for the ruling classes in the ideal city-state outlined in his Republic. Footnote 37 Indeed, Aristotle suggested that democracies establish some sort of public assistance scheme for the needy to enable them to get out of poverty. Footnote 38
The second important impulse regarding social justice stems from Cicero’s De officiis. Cicero’s perspective was that of a lawyer-philosopher who, in contrast to Aristotle, looked at the issue in terms of (enforceable) duties. According to Cicero, the distribution of social goods was not a problem of justice, which for him only entailed the negative duties of ‘do no harm’ and ‘respect for private and communal property’. Footnote 39 Instead, Cicero distinguished between justice (justitia) and beneficence (beneficientia). Footnote 40 While acts of justice entail negative duties which are legally required from anyone, there is considerable flexibility regarding the realization of beneficence. Footnote 41 Indeed, Cicero’s distinction has repercussions to this day. In a recent case, the Federal Magistrates Court of Australia used Cicero’s distinction to argue that an act of grace payment required the claimant to show that such a payment was a matter of justice, not just a matter of charity. Footnote 42 Finally, in line with the Aristotelian conception of distributive justice, Cicero demanded that the distribution of goods be merit-based. Footnote 43
During the Middle Ages, the Aristotelian concept of social justice was fused with the Jewish-Christian doctrine of charity. Indeed, a subjective right of members of the lower class to be provided with material goods had, early on, emerged in the Talmud, the collection of Jewish laws. It ‘prescribes exactly how “charitable” funds are to be collected and distributed, including the appointment of gabbaim, or tax collectors, to administer the system’. Footnote 44 The Jewish idea of charity was incorporated into the Bible and greatly influenced the Christian tradition. Footnote 45 The fundamental question of whether providing aid to the poor was an act of justice or an act of charity was discussed by medieval theologians and canonists. Footnote 46 By the beginning of the thirteenth century, canonist lawyers had developed a right to assistance of the needy, to be provided by the better off. Footnote 47 Importantly, poverty was not considered a crime in medieval society. Footnote 48 At the time, the church was charged with administering social aid to the poor, and it was ultimately the parish priest who was responsible for doing so. Footnote 49
At the turn of the sixteenth century, and certainly, throughout the seventeenth century, social justice became discussed and redefined within the conceptual framework of modern statehood, characterized by the territorial fixation of authority, an increase in public (permanent, impersonal) institutions, a growing caste of public servants and the emphasis on the rule by law (rather than the rule by tradition). Footnote 50 In particular, the system of social aid became administered by civil authorities. Footnote 51 The notions of ‘subjective rights’ and ‘property’, which are fundamentally associated with the rise of modern statehood, reconfigured the debate on social justice. An early towering figure to discuss distributive justice in the modern framework was Hugo Grotius. Footnote 52 It was Grotius who expressed the idea of justice through a conception of subjective rights: essentially, the notion of a natural right (in the strict sense) refers to the faculty ‘which a Man has to his own’. Footnote 53 It is, thus, a conception of property (understood in a broad sense) that lies at the heart of Grotius’ notion of a subjective right. Footnote 54 The protection of this right in the strict sense, which is legally enforceable, constitutes the proper task of the political community. Footnote 55 Grotius framed the enforceable, legal sphere of the subjective right (‘expletive justice’) very narrowly and distinguished it from the domain of ‘attributive justice’. Footnote 56 The latter is about goods that are ‘beneficial to others’ (Grotius lists liberality, mercy, and proper administration of government – to which no subjective right corresponds). Footnote 57 In the advent of the French Revolution, it was Jean-Jacques Rousseau who formulated the idea that freedom and socioeconomic equality are interrelated. A legitimate state, Rousseau argued, cannot exist without both – freedom cannot exist without equality. The laws must be so arranged that ‘no citizen be so very rich that he can buy another, and none so poor that he is compelled to sell himself’. Footnote 58 As Samuel Moyn writes, it was the idea of republicanism coupled with Rousseau’s stigmatization of excessive wealth that made the French Revolution possible. Footnote 59
While the social justice debate of the nineteenth century had focused on society, the market, and questions of distribution, the twentieth-century discussion emphasized the state’s role in catering for the socioeconomic welfare of the individual. Principles of social justice became a yardstick with which to assess the operation of institutions. In the late 1950s, John Rawls made a fresh start when he formulated two principles of justice – bringing together elements of liberty and equality, including socioeconomic equality. Footnote 60 However, his theory left the precise connection and interaction between liberty and socioeconomic equality curiously open. Footnote 61 According to Rawls, the main reason for regulating socioeconomic inequalities lies in the political idea of citizens viewing one another as equals. Footnote 62 Rawls saw that excessive socioeconomic inequalities need to be avoided because of their unfair, destabilizing social effects and the inefficiencies created. Footnote 63 In particular, Rawls wanted to prevent domination of one part of society over another (political inequality) and feelings of inferiority in society. Footnote 64 Famously, Rawls identified the conditions under which social and economic inequalities are acceptable: inequalities, in order to be justified, must be compatible with the principle of fair equality of opportunity (concerning offices and positions). Rawls demanded fair and not merely formal equality of opportunity.Footnote 65 Subordinate to this, inequalities (concerning income and wealth) must be compatible with the difference principle. Footnote 66 His difference principle establishes a fundamental presumption in favour of equal distribution of income and wealth: any unequal distribution of economic goods requires justification, the only possible justification being the enhancement of the social position of those who are least well-off (‘the least-advantaged’) in society. Footnote 67 The difference principle, therefore, suggests an asymmetrical approach to equality and non-discrimination, requiring that the effects on the socially disadvantaged be taken into account. Footnote 68 Rawls’ principles of justice pertain to what he calls the ‘basic structure’ (institutions); they do not allow for evaluation of the justice or injustice of individual actions. Footnote 69 Consequently, Rawls distinguished between ‘distributive justice’ (the object of his second principle of justice) and ‘allocative justice’ (which is not part of his theory). Footnote 70
Recently, Amartya Sen and Martha Nussbaum took up the idea of social justice and socioeconomic equality. In contrast to Rawls, they focus on the ‘capabilities’ of individuals rather than the distribution of goods. They show that autonomy and self-realization cannot be viewed in isolation from socioeconomic guarantees and equality. Sen famously criticized the Rawlsian difference principle for its sole focus on ‘means’ (or goods), ‘without taking into account the wide variations [people] have in being able to convert primary goods into good living’. Footnote 71 Sen gave the example of a disabled person who can do far less with the same income as a non-disabled person. Footnote 72 This motivated Sen’s departure from the Rawlsian notion of primary goods and his focus on the ‘actual assessment of freedoms and capabilities’ instead. Footnote 73 The capabilities approach is based on the idea of assessing the quality of life by ‘what [people] are actually able to do and to be’. Footnote 74 This suggests empirical measurability: indicators can be used to determine how successful a state is, for example, in eliminating forms of discrimination. Footnote 75
The three takeaways from the debate on social justice in political philosophy relevant to the legal discourse are the following: first, and most importantly, the recent philosophical debate has increasingly stressed the link between concrete individual liberty and socioeconomic inequality. Second, a recurrent theme in the history of ideas is whether the distribution of socioeconomic goods should be viewed under the lens of charity or under the lens of justice. Third, the connection between socioeconomic inequality and political instability was made early on in the history of ideas.
2.2 Absence of socioeconomic equality in IHRL
The growing sensitivity of IHRL to problems of socioeconomic equality, the difference between the haves and the have-nots in society, is a novel and – given the historical predominance of civil and political rights – a somewhat unlikely phenomenon. While a critical account of the history of IHRL is beyond the scope of this article, it is clear that the long neglect of socioeconomic equality as a human rights’ phenomenon resonated well with Western liberal thought. Western political thought upheld, for a long time, the narrative of the unequivocal good of individual autonomy, emphasizing the responsibility of individuals for their own wellbeing (I. Kant, J. Locke), trusting the ‘freedom’ of market forces (F. Hayek), or leaving the consequences of excesses of individual freedoms largely undiscussed (J. Rawls). Viewed from this angle, the long silence of IHRL on socioeconomic equality is hardly surprising. It also reflected the ideological divide of the Cold War, the disagreement about the nature and implementation of rights, and the controversy about the instrumental value of rights in regulating the economic sphere. While the Universal Declaration of Human Rights of 1948 (UDHR) had included civil and political rights as well as social and economic rights in a single document, great ideological divisions loomed between the superpowers of the Cold War about which category of rights to be given priority.Footnote 76 The Soviet representatives favoured social and economic rights over civil and political rights, in contrast to the American representatives.Footnote 77 The decision to include both categories of rights in two separate binding international covenants (ICESCR and ICCPR) reflected that ideological division and fostered, notably in the West, those forces that viewed socioeconomic rights as being ‘second-class’ rights at best.
After the fall of socialism, the continued absence from the IHRL agenda of socioeconomic concerns, including equality, can no longer be sufficiently explained by the ideological divide argument. Beyond the ideological divisions, there have been persistent reservations on a doctrinal level against the inclusion of socioeconomic rights, and by extension, socioeconomic equality into IHR treaties. Eleanor Roosevelt remarked that socioeconomic rights required a different implementation method and were not as justiciable as civil and political rights.Footnote 78 Similarly, in the context of the drafting of the ECHR, it was asserted that socioeconomic rights were excluded from the text because they were ‘too controversial and difficult’ and ‘their inclusion would jeopardize the acceptance of the Convention.’Footnote 79 Thus, it is not surprising that international human rights courts and commissions have in the past hesitated to touch problems concerning the distribution of socioeconomic goods within societies and, if they do, they grant a wide margin of appreciation to the states. Footnote 80 The soft formulations in some international instruments contribute to a lack of commitment, e.g., Article 2(1) ESC states that ‘[t]he Parties undertake … to consider themselves bound by the obligations laid down in the following articles and paragraphs’.
Finally, controversy reigns over the instrumental value of rights for pursuing social and economic justice in general.Footnote 81 In constitutional democracies, the economy is commonly viewed as a field primarily left to the competition of non-state actors.Footnote 82 Since, according to conventional IHRL doctrine, non-state actors are not duty bearers, in other words, these rights do not have direct horizontal application.Footnote 83 Given that the private sector is the largest producer of socioeconomic inequality, it seems – at first sight – that the reach of rights to correct this is limited. However, as will be shown below (in Section 3.2.3), IHRL can be of indirect help in paving the way towards greater socioeconomic equality domestically.
2.3 Integrating social justice into the international human rights agenda
Is social justice a human rights problem? The following section discusses the arguments made for integrating social justice into the international human rights agenda and links the philosophical and legal debates.Footnote 84
2.3.1 Concrete individual freedom
The emerging engagement with social justice in IHRL mirrors the philosophical debate’s shift away from concentrating on the abstract distribution of socioeconomic goods to securing concrete individual freedom. Safeguarding concrete individual freedom is an accepted goal of IHRL.Footnote 85 Autonomy and self-realization of the individual that lie at the heart of civil and political rights must be viewed as depending on socioeconomic conditions that, to some extent, need to be provided for by the state.Footnote 86 For example, the individual’s right to speak out, to make use of their property, or to vote for a government, etc. are of mere ornamental value to an individual who is unable to read or write or who does not have the financial means to acquire possessions of her own. The state, thus, must provide for basic education to render some civil and political rights practical and effective. This interrelatedness of freedom and socioeconomic equality was spelled out early on in the philosophical debate (for example, by Rousseau). More recently, Amartya Sen and Martha Nussbaum’s capabilities approach has shifted the focus from abstract opportunities and means (as in Rawls’ Theory of Justice) to concrete (or actual) freedom. Footnote 87 In this view, socioeconomic equality is beneficial or even necessary for achieving genuine freedom. As with the goal of social inclusion and political stability, socioeconomic equality is not valued for itself but for being instrumental in pursuing other values. For example, empirical studies have shown that income inequality has a negative impact on education and social mobility.Footnote 88
With the shift to promoting concrete freedom as an end of justice and the shift to actual equal opportunities, the goals of sufficiency and socioeconomic equality become powerful ideas with consequences for all areas of law, including IHRL. In a way, IHRL, at least in theory, accepted the interconnectedness of liberty, equality, and sufficiency early on. The notions of ‘indivisibility, interdependence, and interrelatedness’ of human rights have been around at least since the 1950s and newly gained ground after the collapse of socialism. Footnote 89 In essence, the indivisibility thesis states that the set of universal values protected by human rights is more than the sum of its parts. There is no hierarchy between civil and political rights and economic, social, and cultural rights.
Furthermore, under the idea of indivisibility, governments may not resort to a ‘pick and choose’ procedure regarding the question of which human rights deserve protection and which do not. Footnote 90 Finally, the indivisibility thesis suggests a harmonious interpretation in IHRL, taking rights contained in other international treaties as interpretive guidance. Footnote 91
The UDHR embodies these ideas by translating, in a single international document, the ideals of liberty, sufficiency, and equality into subjective (but non-binding) rights. Footnote 92 The connection between the ‘social’ dimension and the ‘autonomy’ dimension of human rights is made most explicit when the Declaration stipulates that ‘[e]veryone, as a member of society, has the right to social security and is entitled to [the] realization … of the economic, social and cultural rights indispensable for his dignity and the free development of his personality’. Footnote 93 Similarly, the EU Charter of Fundamental Rights stresses the foundational character of the indivisible, universal values of human dignity, freedom, equality, and solidarity. Footnote 94 In recent times, the indivisibility idea of human rights gained new strength through its operationalization by IHR bodies in non-discrimination contexts. For example, in a recent General Comment, the UN Committee on the Rights of Persons with Disabilities (CRPD) relied on the notion of ‘indivisibility’ as a foundation of its ‘human rights model of disability’. Footnote 95 Individual members of the ECtHR referred to the notions of indivisibility and interdependence to argue for positive socioeconomic obligations of states and the absence of any hierarchy between the types of human rights. Footnote 96 The CESCR considered indivisibility in cases concerning the equality of women and reproductive rights Footnote 97 and discriminatory eviction practices. Footnote 98 In sum, the indivisibility thesis is increasingly invoked by IHR bodies to argue for a more holistic perspective on the protection of human agency and autonomy, encompassing aspects of liberty, sufficiency, and equality (including socioeconomic equality).
2.3.2 Social inclusion
The philosopher John Rawls (as many had before him) pointed to the negative social impact of socioeconomic inequalities. According to Rawls, these are often accompanied by ‘inequalities of social status that encourage those of lower status to be viewed both by themselves and by others as inferior’, leading to ‘serious evils’ and ‘great vices’. Footnote 99 In this perspective, socioeconomic inequality is not intrinsically wrong or unjust but because of its negative social impact (fostering exclusion, feelings of inferiority, etc.). In recent times, IHRL has picked up on the idea of furthering social inclusion by providing for socioeconomic equality. For example, the ESC establishes ‘[w]ith a view to ensuring the effective exercise of the right to protection against poverty and social exclusion’ that the states must take positive measures to ‘promote the effective access of persons who live or risk living in a situation of social exclusion or poverty, as well as their families, to, in particular, employment, housing, training, education, culture and social and medical assistance’.Footnote 100 In the context of persons living with disabilities, the CRPD has advocated a model of ‘inclusive equality’, which is (partially) founded upon the ‘fair redistributive dimension to address socioeconomic disadvantages’.Footnote 101 States must adopt positive measures to achieve inclusive equality.Footnote 102 In the context of disability, the Inter-American Court of Human Rights (IACtHR) in Ximenes Lopes declared that the ‘link between the disability, on the one hand, and poverty and social exclusion, on the other, is direct and significant’.Footnote 103 In a subsequent case, the IACtHR held that states are required to adopt positive measures to reverse the social exclusion of vulnerable groups (for example, members of indigenous communities).
Similarly, the ECtHR has relied on a social exclusion argument in relation to vulnerable groups. Since vulnerable groups have historically been subject to prejudice and discrimination with lasting consequences, they suffer from social exclusion.Footnote 104 The social exclusion argument is used by the ECtHR to demand ‘very weighty reasons’ and to justify granting only a narrow margin of appreciation.Footnote 105 However, so far, the ECtHR seems not to have made the link between socioeconomic inequality and social exclusion. In sum, some international human rights bodies recognize that socioeconomic equality is associated with social inclusion.
2.3.3 Political stability?
As outlined above, Plato, Aristotle, and later Rousseau identified excessive socioeconomic inequality as a driver of political instability. In a similar vein, the (former) UN Rapporteur on Extreme Poverty and Human Rights, Philip Alston, argued, based on empirical studies, that there are strong correlations between socioeconomic inequality and social unrest. Footnote 106 The ECtHR has accepted ‘political stability’ as a legitimate concern in a case relating to the specific context of the right to vote (Article 3 Protocol 1 ECHR) and non-discrimination (Article 14 ECHR).Footnote 107 In another political stability case, the ECtHR mentioned the prevention of disorder as a legitimate aim.Footnote 108 However, these are exceptional circumstances, as they mainly concern the justification of infringement of civil rights (not equality rights), and the connection between the measure and political stability was probably more evident. Presently, it seems unlikely that IHR bodies would justify the redistribution of socioeconomic goods based on political stability concerns.Footnote 109
3. Socioeconomic equality and international equal protection law
This section shows that any attempt to give IEPL a social justice-oriented interpretation faces substantial doctrinal obstacles. These can, however, be overcome through progressive judicial interpretation.
3.1 Marginal role of socioeconomic equality in human rights law
Socioeconomic equality, presently, only plays a marginal role within IHRL. The unequal distribution of socioeconomic goods is only explicitly addressed under IHRL in two situations: first, in the context of equal pay of men and women for equal work, Footnote 110 and second relating to equal access to social security and social and medical assistance for nationals and non-nationals. Footnote 111 Given this lack of specific protection, the human rights problem of socioeconomic equality needs to be captured, if at all, under the general norms of IEPL, i.e., the equal protection clauses and non-discrimination norms contained in the major human rights instruments.
3.1.1 Socioeconomic equality in universal human rights protection mechanisms
Under the universal instruments of IHRL, there is only scattered reference to socioeconomic equality. Even in the international human rights text that most evidently deals with economic and social interests, the ICESCR, socioeconomic equality has, so far, not played a larger role. The ICESCR protects equality concerns at several places, most importantly in Article 2(2) ICESCR, which contains a non-discrimination provision (accessory to the Covenant rights). Footnote 112 None of the equality provisions figure prominently in the decisions of the UN Committee on Economic, Social and Cultural Rights (CESCR). Footnote 113 Two cases decided under the non-discrimination provision (Article 2(2) ICESCR) did not concern socioeconomic inequality but other grounds of discrimination. Footnote 114 Furthermore, an individual’s socioeconomic status is not explicitly named as a discrimination ground in Article 2(2) ICESCR but could, potentially, be added as ‘other status’. The marginal role of socioeconomic equality is no different under the ICCPR, which features two main equality provisions: Article 2(1) ICCPR stipulates an (accessory) non-discrimination right, and Article 26 ICCPR establishes an equal protection clause. Footnote 115 Exceptionally, in the recent case of Siobhán Whelan v. Ireland (2017), the Human Rights Committee referred to the ‘socioeconomic circumstances’ of the complainant and found a violation of Article 26 ICCPR in a case concerning the termination of a non-viable pregnancy. Footnote 116 In respect of the Roma community, the UN Committee on the Elimination of Racial Discrimination (CERD) has drawn a connection between the ‘continued stigmatization of, and discrimination against Roma and their ongoing precarious socioeconomic situation.’Footnote 117 While these examples show a growing awareness in international human rights bodies of the complex relationship between socioeconomic inequality and discrimination, the pressing problems caused by this link have not been adequately addressed under the universal human rights instruments.
3.1.2 Socioeconomic equality in regional human rights protection mechanisms
The situation is not much different with respect to regional human rights instruments. The Inter-American Convention on Human Rights (ACHR) contains a right to non-discrimination in Article 1(1) ACHR and an equal protection clause in Article 24 ACHR. Footnote 118 Despite prevailing extreme inequalities in American societies, the Inter-American human rights bodies have only recently taken up problems of socioeconomic inequality. Footnote 119 Indirectly, it played a role in the case of Undocumented Migrants v. United States of America, decided by the Inter-American Commission on Human Rights (IACmHR). Footnote 120 In this case, two undocumented workers successfully claimed that the United States violated their right to non-discrimination by failing to protect their labour rights assured under the American Declaration of the Rights and Duties of Man. However, rather than treating this as a case concerning socioeconomic inequality, the case was decided as immigration status-related discrimination. An explicit reference to socioeconomic status was made in the case of Gonzales Lluy v. Ecuador, however. Footnote 121 Talía, a minor, tested positive for HIV after she had been given multiple contaminated blood transfusions. She was subsequently discriminated against by school officials and teachers and barred from attending primary school. Her family was evicted several times when landlords learned about her condition. The IACtHR found a violation, among others, of the non-discrimination clause in Article 1(1) ACHR in relation to the right to education in Article 13(1) ACHR. In this context, the IACtHR noted that:
[the] discrimination against Talía has been associated with factors such as being a woman, a person living with HIV, a person with disabilities, and a minor, and also her socio-economic status. These aspects made her more vulnerable and exacerbated the harm that she suffered. Footnote 122
The Court effectively used socioeconomic status as another ground of discrimination, along with the conventional ones, to argue for the particular vulnerability of the minor in this case.
Under the ECHR, the main non-discrimination clause is contained in Article 14 ECHR. Footnote 123 So far, socioeconomic inequality seems to have played only an implicit role in many non-discrimination cases. Footnote 124 Judge Pinto de Albuquerque rightly criticized the Court’s reluctance to address socioeconomic discrimination upfront in a dissenting opinion in the recent Garib v. the Netherlands case. Footnote 125 The case concerned housing restrictions in a district of Rotterdam: the complainant was denied a residence permit for the district of her choice, partly because she was unemployed. Given that the case concerned the right to freedom of movement (Article 2(4) Protocol 4 ECHR), the Court could have applied the non-discrimination provision of Article 14 ECHR: the complainant was denied access to a public benefit (i.e., a housing permit) on the basis of her socioeconomic status. Nevertheless, the Court majority decided the case solely based on the weaker right to freedom of movement (with no violation found).
A similar pattern can be found in other cases as well. The recent case of Hudorovič and others v. Slovenia concerned access of two Roma settlements to water. Footnote 126 The case, thus, involved classic socioeconomic goods, access to drinking water, and sanitation, and it essentially revolved around the existence and the scope of the state’s positive obligations. As before, the Court decided the case on liberty grounds only, denying the need to assess the discrimination part (discrimination on ethnic and/or socioeconomic grounds). Footnote 127 This is problematic because, as the European Commission against Racism and Intolerance (ECRI) has noted, Roma lack of full enjoyment of their civil rights is inextricably linked to their socioeconomic situation. Footnote 128
3.1.3 Socioeconomic equality in selected other jurisdictions
In times of transnational judicial dialogue, international human rights courts and commissions look to other jurisdictions for guidance on legal questions, also concerning socioeconomic equality. Footnote 129 The European Committee of Social Rights has referred to the socioeconomic status as a ground of discrimination in cases dealing with unequal access for women to abortion: if they are forced, by the domestic legislation, to make their own travel arrangements in order to have an abortion abroad, this constitutes (a form of indirect) discrimination because some will lack the financial means to do so. Footnote 130 National practice can certainly provide guidance when designing an international response to domestic socioeconomic equality. However, because this article only deals with international practice on socioeconomic equality, reference to the practice of domestic courts can be brief. Rich case law on issues of socioeconomic equality can be found for Canada: recent cases before Canadian courts concerned, for example, the impact of retroactive decreases in child support obligations on the socioeconomic equality of women and children,Footnote 131 or the impact of social assistance legislation on dependent family members of persons living in poverty.Footnote 132 As a brief survey of cases on socioeconomic equality showed, domestic cases are commonly decided upon the ground of (indirect) gender discrimination or other suspect classifications, however, they do not rely on the socioeconomic status as a suspect ground of classification.
3.2 Making socioeconomic equality justiciable
3.2.1 Socioeconomic inequality as discrimination
Can socioeconomic inequality constitute discrimination? This question relates to the scope of IEPL norms. Although some international human rights courts and commissions (not least, the ECtHR) have in the last two decades started to give a more progressive reading to equality norms, there are still doctrinal hurdles to overcome to assimilate the level of protection offered by IEPL to that provided by civil and political rights. Footnote 133 In particular, the narrower the scope of IEPL norms, the harder it is to capture problems of socioeconomic equality.
For a start, international equal protection clauses (Article 26 ICCPR, Article 24 ACHR) allow for a wider application than non-discrimination clauses (Article 2(2) ICESCR, Article 14 ECHR) for two reasons. First, in contrast to non-discrimination norms, international equal protection clauses have general applicability: they are not ancillary in the sense that they can be invoked independently from the substantive rights contained in the human rights text. Second, the invocation of an equal protection clause is not dependent on a treatment based on certain grounds of discrimination. Footnote 134 A look at Article 14 ECHR can help exemplify this difficulty of capturing socioeconomic inequality problems through non-discrimination norms: Article 14 ECHR is not an independent subjective right, but it is accessory to the other substantive rights in the sense that it requires the facts at issue to fall into the ‘ambit’ of a substantive Convention right. Footnote 135 Unlike the ICCPR or the ACHR, the ECHR does not stipulate an equal protection clause. Although the ECtHR is relatively generous in affirming that an issue falls within the ambit of another right or freedom, this is nevertheless a significant hurdle in the present context, for the following reason: the text of the ECHR itself guarantees only civil and political rights, but not economic and social rights, although the ECtHR has started to shape a socioeconomic case law through judicial interpretation. Footnote 136 Significantly, the ECtHR has extended the scope of non-discrimination protection to situations in which the state has voluntarily decided to provide for certain socioeconomic goods (e.g., a disability allowance). Footnote 137 This extension by the ECtHR addresses situations of under-inclusiveness: a social benefit (the distribution of which is not mandatory under the ECHR) is granted to some, but certain other individuals are excluded in a discriminatory fashion.Footnote 138 For example, if the state provides for free university education, it may not discriminate, regarding access to the university, on the basis of gender or national origin of the student.
Nonetheless, despite the judicial extension, the ancillary design of Article 14 ECHR has, in the past, prevented a progressive interpretation of that provision with the result that the ECtHR often eschews applying the non-discrimination clause and decides the case under the head of substantive rights only. The reinterpretation of discrimination issues as civil rights problems tends to conceal the discriminatory injustice in some alarming cases. Footnote 139 It is likely to act as a brake on the judicial treatment of the issues of socioeconomic inequality, too.
In contrast to equal protection clauses, non-discrimination norms (for example, Article 2(2) ICESCR, Article 14 ECHR) require the relevant treatment to be based on a ground of discrimination. While, usually, the listed grounds of discrimination (such as gender, religion) are not exhaustive (explicitly mentioning ‘other status’), socioeconomic status or poverty are rarely, if ever, accepted as an unwritten ground. However, both Article 2(2) ICESCR and Articles 14 and 1 Protocol 12 ECHR include ‘social origin’ and ‘property’ among the enumerated grounds of discrimination, and – importantly – Article 1(1) ACHR explicitly lists the ‘economic status’ of a person.Footnote 140 The question is whether these grounds constitute ‘social class-related’ discrimination criteria which would allow for problems of socioeconomic inequality to be brought within the scope of the prohibition of discrimination. Footnote 141 In the case law of the CESCR, there is no reference at all to the ground of social origin, and it has so far played only a marginal role in the decision-making of the ECtHR. Footnote 142 This may be due to the vagueness of the term. Footnote 143 It is questionable whether the ground of social origin can be interpreted in a social class-related sense. In a General Comment, the CESCR referred to social origin as the ‘inherited social status of a person’.
Similarly, in another interpretation, social origin references the ‘descent … of human beings … especially the social position of their ancestors’. Footnote 144 However, there are hardly any cases conceivable where the state would attach adverse legal consequences to the social origin in this narrowly construed sense. Others have advocated a somewhat broader definition: in their view, social origin refers to the ‘status imputed to an individual by virtue of an inherited social, economic or biological feature’. Footnote 145 The ECtHR, too, seems to favour a narrow interpretation of the social origin in connection with the explicitly mentioned discrimination ground of ‘birth’. In the Stjerna case, for example, the applicant was not allowed to take the name of an ancestor who had died more than 200 years ago. Footnote 146 The applicant considered that his social origin was adversely affected because one of his ancestors came from an illegitimate relationship. However, since this was irrelevant to the authorities’ refusal to change the name, the ECtHR did not pick up on this matter. In another case, Dempsey, the socioeconomic component was more apparent. Footnote 147 In this case, the applicant complained of unequal treatment for free legal assistance in an adoption dispute. According to the applicant (the biological mother), the alleged discrimination was that the comparatively more prosperous, prospective adoptive parents had access to free legal assistance more quickly than her. Footnote 148 For lack of substantiation, the ECtHR did not deal with this complaint. So far, thus, any complaint before the ECtHR based on the discrimination ground of ‘social origin’ has been unsuccessful. Footnote 149 In this situation, it seems unlikely that the ECtHR would be willing to give an extensive interpretation to the discrimination ground of ‘social origin’.
The other discrimination ground – enumerated in both Article 2(2) ICESCR and Article14, Article 1 Protocol 12 ECHR – that could, potentially, encompass a socioeconomic dimension is that of ‘property’ (in French ‘la fortune’). Footnote 150 It can be interpreted as one’s status in relation to movable or immovable assets (for example, being a tenant, owner, or illegal occupant). Footnote 151 Neither the CESCR nor the ECtHR has made much use of this discrimination ground so far. The former European Commission of Human Rights (ECommHR) had to assess the case of H.S. and D.M., which concerned, inter alia, the question of whether the absence of free administration of justice and a cap on claims for damages constituted a violation of the prohibition of discrimination on the basis of property. Footnote 152 In this case, the ECommHR acknowledged that, although wealthy persons are in principle better able to defend their rights in most circumstances, the states had a margin of appreciation in the organization of the free administration of justice. This margin also allowed for the exclusion of certain objects of litigation (such as in the present case, an action concerning libel) from the scope of free administration of justice. Footnote 153 In the case of Chassagnou, the ECtHR found a violation of the prohibition of discrimination on the basis of property: the case concerned the obligation of owners of small plots of land to become members of a hunting co-operative, whereas this obligation did not apply to owners of large plots of land. Footnote 154 In other cases, the ECtHR rejected claims based on that discrimination ground as not sufficiently substantiated. Footnote 155
In sum, currently, only Article 1(1) ACHR explicitly lists a person’s ‘economic status.’ Under both the ICESCR and the ECHR, such ground is missing. In addition, both the – at least potentially – social class-related grounds of discrimination (social origin, property) have not yet played a role in the caselaw of the CESCR or the ECtHR. If they were referred to at all, a narrow interpretation was followed. Importantly thus, neither the ICESCR nor the ECHR, so far, captured the group of the ‘poor’ or ‘socially disadvantaged’ by the discrimination grounds of social origin or property.
3.2.2 Socioeconomic discrimination by effect
Instances of direct socioeconomic discrimination – that is, the unequal distribution of socioeconomic goods explicitly based on the traditional discrimination grounds of gender, sexual orientation, national origin, etc. – are rare. Footnote 156 Rather, socioeconomic inequality often arises indirectly from the discriminatory effects of general norms or discriminatory institutional structures. Under IEPL, this is called indirect discrimination or disparate impact. Footnote 157 This is the case when applying a statutory law, or general administrative measure disproportionally and adversely affects the poor or the socioeconomically less well-off. To give an example: there are reports that the closure of schools, a general measure during the SARS-CoV-2 Pandemic, has led to a disproportionate disadvantage for poor children as their families do not have the financial means to adequately compensate for the lack of in-person teaching (by hiring online tutors, by providing for the technical equipment required for online tuition, etc.). Footnote 158 Over the last two decades, IEPL came to embrace more fully the concept of indirect discrimination, and it is today conceptually recognized by all international human rights bodies under consideration here. Footnote 159 The leading case on indirect discrimination by the ECtHR is D.H. and others concerning the disproportionately large number of Roma children in ‘special schools’. Footnote 160 In this case, the ECtHR defined indirect discrimination as a difference in treatment that takes ‘the form of disproportionately prejudicial effects of a general policy or measure which, though couched in neutral terms, discriminates against a group’. Footnote 161 Indirect discrimination does not require a discriminatory intent, and its prima facie presence in a particular case can be proven through the use of statistical evidence. Footnote 162
When applying the concept of indirect discrimination to the distribution of socioeconomic goods, two scenarios must be distinguished. In the first scenario, a general measure or policy has disproportional prejudicial effects on the access or availability of socioeconomic goods for a protected group identifiable by the accepted grounds of discrimination (such as gender or nationality). This was, for example, the case in Di Trizio, where the ECtHR found that the method of calculating invalidity benefits, a socioeconomic good, constituted indirect discrimination against women in Switzerland. Footnote 163 In the second scenario, the discriminatory effects pertain to a group identifiable by the socioeconomic status of its members (‘the poor’). So far, the ECtHR has not explicitly dealt with the second scenario. The second scenario arguably played a role in the case of Mellet, decided by the HRC concerning the disparate socioeconomic impact of the general abortion ban in Ireland: pregnant women with little financial means were found to be more heavily affected by having to travel abroad for abortion than more affluent women. Footnote 164 While the first scenario (indirect socioeconomic discrimination of a protected group) falls under the accepted doctrine, the second scenario (indirect discrimination of a group identifiable by the socioeconomic status of its members) poses intricate doctrinal problems. The first problem concerns identifying a group that can be referred to as ‘the poor’. While it is common to identify the group of ‘the poor’ based on income thresholds within societies, the details of measuring poverty and delineating the group of the haves from the have-nots is complex. Footnote 165 An IHR court that needs to engage with the econometric method of measuring poverty in society to decide a case may easily be overburdened.Footnote 166 A second problem concerns the justification of discriminatory effects on the group of the poor. What are the legitimate aims that justify discriminatory effects of a general measure or policy on the group of the poor? As outlined above, the philosopher John Rawls argued that socioeconomic inequalities were only permissible in his Theory of Justice if the group of the least-well off in society derived some form of benefit from the unequal distribution. Footnote 167 In reality, an empirical assessment of the Rawlsian condition of distributive fairness seems impossible to make. Instead, courts will have to rely on the commonly accepted legitimate aims such as protecting the rights and freedom of others. Footnote 168 A wide margin of appreciation is to be expected in these cases. It should be noted that, presently, the second scenario is an academic problem: as explained above, except for the IACtHR, the group of ‘the poor’ is currently not viewed by international human rights bodies as constituting a protected group of persons under IEPL. At present, only cases in which the measure disproportionately burdens poor persons who also belong to a group of persons protected for another reason (e.g., the group of Roma, single mothers) are covered.
3.2.3 Positive obligation to provide for socioeconomic goods
Does IEPL entail positive obligations aimed at the fair distribution of socioeconomic goods? In general, under IHRL, it is accepted that positive obligations may not only follow from civil liberties but also from equal protection. Footnote 169 In particular, as the following discussion shows, some international human rights bodies have started to acknowledge IEPL-based positive obligations to provide for socioeconomic goods (duty to fulfil). Footnote 170 Again, two scenarios need to be distinguished here.
First, there is an IEPL-based positive obligation to provide for socioeconomic goods, available within an existing scheme, in a non-discriminatory manner. Footnote 171 As mentioned above, international human rights bodies have extended this obligation to those goods and services the state has voluntarily decided to provide. Footnote 172 For example, in Waldman, a case concerning differences in the financial support for Roman Catholic and Jewish private schools, the HRC held that ‘the Covenant does not oblige States parties to fund schools which are established on a religious basis. However, if a State party chooses to provide public funding to religious schools, it should make this funding available without discrimination’. Footnote 173 Similarly, although the ECHR does not give rise to a right to social security benefits of any kind, the ECtHR has consistently held that ‘if a State does decide to create a benefits scheme, it must do so in a manner which is compatible with Article 14’. Footnote 174 The ECtHR has applied this line of reasoning regarding family allowances, Footnote 175 parental/maternity leave schemes, Footnote 176 old-age pensions, Footnote 177 the apportioning of a survivor’s pension, etc. Footnote 178 In all of these cases, what is claimed is fair (equal) access to socioeconomic goods. The fairness problem in this first scenario is one of formal equality: some members of society are excluded from the enjoyment of socioeconomic goods, although there are no relevant differences between the ‘included’ (recipients) and the ‘excluded’ (claimants). If there are no relevant differences, the principle of formal equality demands equal (identical or neutral) treatment. Footnote 179 An intriguing, unsolved question relates to the legal consequences resulting from a finding of a violation in these cases: in this situation, the problem of ‘levelling down’ arises when the state, in response to the international judgment, seeks to abolish the social benefit altogether (with the result that everyone is treated equally). In the recent case of Khamtokhu and Aksenchik, the ECtHR upheld a provision in Russian penal law differentiating in respect of life-long imprisonment between men and women: women, but not men, were exempted from life-long imprisonment. Footnote 180 In this situation, if the ECtHR had voted for the contrary and found Russia in violation of Article 14 ECHR, Russia could have implemented the judgment either by extending the privilege to men or by abolishing the privilege altogether. In her concurring opinion, Judge Nussberger argued that ‘[i]t would be appalling if such a backward step were justified by the necessity to execute a judgment of the Court and were even done under the supervision of the Committee of Ministers’. Footnote 181 Similarly, Judge Albuquerque argued that ‘levelling down’ is impermissible. Footnote 182
In recent years, a second scenario involving IEPL-based positive obligations to provide for socioeconomic goods has gained ground within international human rights bodies. This is not about equal access but about preferential access to socioeconomic goods. In essence, preferential access to socioeconomic goods entails two positive obligations: (i) a positive obligation to provide certain individuals with socioeconomic goods, and (ii) to introduce measures designed to ensure that underprivileged individuals have a real chance to gradually achieve material equality with the majority society. Both obligations concern substantive equality: some members of society may demand privileged access to socioeconomic goods due to the existence of legally relevant differences between them and the majority. While the positive obligation to create new opportunities for the realization of material equality for the underprivileged in society is primarily directed at the legislator, the obligation to provide certain individuals with socioeconomic goods concerns the executive. The positive obligation to preferential access to socioeconomic goods reflects an asymmetrical approach to equality. According to a famous formula coined by Ronald Dworkin, substantive equality means ‘treatment as an equal’. Footnote 183 Essentially, this reflects the human dignity-based moral claim that everyone is to be treated with the same respect. Footnote 184 Translated to the legal context, the principle of substantive equality can justify positive obligations relating to the differential or even preferential treatment of individuals in order to ensure an equality of result. Footnote 185 In recent times, the principle of substantive equality has gradually found its way into the reasoning of international human rights bodies. It has been invoked, for example, by the CESCR in the context of obligations to remove existing disadvantages women experience in exercising their right to sexual and reproductive health.
The ECtHR has made a brief reference to the principle of substantive equality in gender-discrimination cases. Footnote 186 More often, however, the principle of substantive equality is more implicit in the ECtHR’s reasoning, manifesting itself in the following formula: ‘in certain circumstances, a failure to attempt to correct inequality through different treatment may in itself give rise to a breach of Article 14’. Footnote 187 Similarly, without explicitly invoking it, the IACtHR has relied on the principle in several cases. Footnote 188 In the recent Fireworks Factory case, the IACtHR significantly broadened the application of substantive equality.Footnote 189 The case concerned Brazil’s responsibility for events relating to an explosion in a fireworks factory that led to the death of 60 people. Relying on the right to equal protection (Article 24 ACHR), the IACtHR held that the right to equality:
entails the obligation to adopt measures that ensure that the equality is real and effective; in other words, to correct existing inequalities, to promote the inclusion and participation of historically marginalized groups, and to guarantee to disadvantaged individuals or groups the effective enjoyment of their rights and, in short, to provide individuals with the real possibility of achieving material equality. To this end, States must actively combat situations of exclusion and marginalization.Footnote 190
In the present case, Brazil had discriminated against the factory workers because they remained in a ‘situation of structural poverty’, and the state had failed to set up governmental programs to reverse that situation.Footnote 191 In essence, in the Fireworks Factory case, the IACtHR articulated an international right to substantive equality unrelated to existing domestic poverty reduction schemes, that is, an obligation to create new poverty reduction schemes in situations of continued social exclusion and marginalization resulting from structural discrimination.Footnote 192 This reflects a very progressive judicial stance on a controversial issue and thus evidences the transformative potential of socioeconomic equality as a human right.
The principle of substantive equality is also brought to bear in the context of preferential access to socioeconomic goods. Footnote 193 In a striking similarity of the legal argument, international human rights bodies have based positive obligations concerning preferential access to socioeconomic goods on a conception of vulnerability in recent years. This approach has its roots in the 1993 Vienna Declaration and Programme of Action. Footnote 194 With differences in the details, vulnerable groups may include ethnic minorities and indigenous populations, women, children, adolescents, older persons, persons with disabilities, persons with HIV/AIDS, etc. Footnote 195 The ECtHR has acknowledged four categories of vulnerable groups: the Roma minority, mentally disabled persons, asylum seekers, and people living with HIV. Footnote 196 For example, in the case of Horváth and Kiss, the ECtHR held that the ‘Roma have become a specific type of disadvantaged and vulnerable minority’ requiring special protection. Footnote 197 The ECtHR found that Hungary violated Article 2 Protocol 1 (right to education) in conjunction with Article 14 ECHR (prohibition of discrimination) because the Roma applicants had not received an education in line with ‘the positive obligations of the State to undo a history of racial segregation in special schools’. Footnote 198 Unfortunately, the ECtHR is not consistent in its approach to vulnerability-based preferential access to socioeconomic goods. In the case of Yordanova and Others, while acknowledging a positive obligation to provide preferential treatment for housing based on the ‘disadvantaged position of a social group’, the ECtHR failed to address this as a non-discrimination problem. Footnote 199 Other IHR bodies have made similar use of a vulnerability conception as a basis for positive, socioeconomic claims: in a case concerning the authorities’ failure to acknowledge the vulnerability of the claimant as a minor and member of an ethnic minority group in a rape allegations case, the HRC found the contracting state to have violated, among other things, the positive obligation to provide reparation under the equal treatment clause (Article 26 ICCPR). Footnote 200
In sum, IEPL contains positive obligations aimed at the fair distribution of socioeconomic goods. The principle of formal equality demands equal access to socioeconomic benefits if there are no legitimate differences between the recipients and the claimants. The HRC and the ECtHR have acknowledged the positive obligation to extend existing socioeconomic benefits in these cases. A more recent development of positive obligations within the field of socioeconomic benefits revolves around the notion of vulnerability. A conception of substantive equality is brought to bear to argue that members of vulnerable groups (for example, the Roma), in some cases, have a right to preferential access to socioeconomic benefits.
3.3 Institutional legitimacy of international socioeconomic equality adjudication
Empowering the international judiciary to tackle issues of domestic socioeconomic equality means an increase of international judicial power. This creates problems of institutional legitimacy – often captured as ‘the right to rule’.Footnote 201 Should international human rights bodies have the right to rule on domestic socioeconomic equality?
A first possible objection is that the international judiciary lacks the expertise to adjudicate complex problems of socioeconomic inequality, e.g., how to identify the relevant inequalities in the first place. More than many other human rights, the adjudication of a right to socioeconomic equality would require an intricate factual analysis as these disputes always revolve around the problem that someone has ‘less’ of a socioeconomic good than another. How to measure and how to evaluate the relevant inequalities is highly controversial.Footnote 202 Human rights courts and commissions will often have to rely on statistics to prove, for example, the disparate impact of a general measure. In recent years, IHR bodies have become more open to statistics-based legal arguments, especially in the context of IEPL. The utility of statistical data in international human rights contexts was first emphasized already in the late 1980s.Footnote 203 Relatedly, the 2006 CRPD establishes an explicit legal obligation to collect statistical data.Footnote 204 In the context of non-discrimination, the ECtHR has accepted the use of statistics since its landmark judgment in D.H v. Czech Republic, in which it allowed statistical data to prove a prima facie indirect discrimination.Footnote 205 Recently, in the case of Di Trizio, the ECtHR found the statistical data presented to be sufficiently reliable and significant (in a non-statistical sense) to disclose a prima facie indirect discrimination of women.Footnote 206 Furthermore, the ECtHR is already familiar with reviewing domestic impact assessments (for example, on environmental issues).Footnote 207 It can be argued, thus, that – given the growing importance of statistics in IHRL – the lack of expertise objection is losing weight.
The second objection – the democracy objection – is more difficult to refute. This objection essentially asserts that socioeconomic inequalities are for the domestic legislator to resolve, not for the international judiciary. The reason is that this policy area must be open to experimental legislation, that it is often characterized by the absence of consensus among states, and that it must be possible for states, given the scarcity of resources, to pursue their political preferences emerging from a domestic democratic consensus.Footnote 208 The democracy objection resonates well with the principle of subsidiarity and the idea that the national legislator is, in general, better placed to assess the needs of the people. Nonetheless, two peculiarities of socioeconomic inequalities suggest a role for international adjudication: first, international review allows for an external audit; it is a review ‘from the outside’. This may be especially beneficial given that socioeconomic inequality is often both a cause and consequence of systemic discrimination, as could be seen in the Brazilian Fireworks Factory case. Pervasive discrimination against members of marginalized groups in society leads to greater socioeconomic inequality; this, in turn, fosters further marginalization and discrimination.Footnote 209 Systemic equality means that its roots date back far in history, it is – to a certain extent – entrenched in the institutions, and it often goes unchallenged in the domestic courts.Footnote 210 As outsiders, international judges may be better placed to identify entrenched, structural forms of discrimination. Second, if the distribution of socioeconomic goods within a society will, in the future, be increasingly determined by (informal or formal) rules construed beyond that society, on an international level, it makes sense to establish an international review of the socioeconomic impact of these rules.
In addition, the democracy objection can be alleviated somewhat. Traditionally, some international human rights bodies grant the states a wide margin of appreciation in matters of socioeconomic policy.Footnote 211 Therefore, if abstract-general domestic measures are concerned, the ECtHR has started to shift its focus from a substantive review (reviewing the legislative choice directly against the law of the ECHR) to a procedural review of these measures (reviewing the process that led to the adoption of a law and its defence in domestic courts).Footnote 212 In other words, the international judge reviews the fairness of the process leading to a domestic rule or decision (but not the substance of the measure itself). In this respect, starting with the case of Animal Defenders International, the ECtHR has stressed that the ‘quality of the parliamentary and judicial review of the necessity of the measure is of particular importance’.Footnote 213 In Garib, the case most directly engaging with the problem of socioeconomic equality, the Chamber analysed the legislative process in some detail and found that ‘it is not for the Court to say whether the measure complained of represented the best solution for dealing with the problem or whether the State’s discretion should have been exercised in another way’.Footnote 214 In principle, the procedural review of abstract-general measures impacting socioeconomic equality appears a commendable first step to integrating socioeconomic inequality into the adjudication of IHRL by international courts.Footnote 215
4. Conclusion: The social is the new liberal
The philosopher John Rawls argued that ‘it seems wrong that some or much of society should be amply provided for, while many, or even a few, suffer hardship, not to mention hunger and treatable illness’.Footnote 216 Therefore, the present article examines the role of IHRL in addressing the inequality between the haves and the have-nots in society. Presently, IEPL can offer only a limited response to pressing demands of social justice and, in particular, socioeconomic equality. Under current IEPL, socioeconomic inequalities have become a human rights issue in two quite restricted scenarios. First, in the situation of under-inclusiveness (some individuals are excluded from a social benefit based on a discrimination ground). Second, in cases concerning members of vulnerable groups (special needs of people belonging to a historically disadvantaged group).Footnote 217 In the first scenario, it is the principle of formal equality, and in the second, the idea of social exclusion and marginalization triggers protection by IEPL. Most importantly, only under the ACHR is the socioeconomic status (‘being poorer than other members of society’) a protected ground of discrimination.
This article shows that integrating socioeconomic equality into the international human rights agenda is deeply transformative both doctrinally and concerning the international adjudication of rights. Arguably the greatest doctrinal transformation relates to the issue of positive obligations: should IHRL be interpreted to include a right to preferential access to socioeconomic goods outside existing domestic provision schemes? Relatedly, the institutional transformation reverberates around this problem: should international human rights courts be empowered to evaluate domestic rules and regulations on their conformity with international socioeconomic equality standards?
What are the chances that socioeconomic equality will be added more fully to the international human rights agenda? While it may appear as a bold step, some recent developments in IHRL are likely to amplify a trend that may eventually make the social the new liberal. Just as civil and political rights have had a rationalizing effect on various areas of public policy, bringing socioeconomic inequalities within the range of IHRL would have a rationalizing effect on affairs of social justice: it would put certain arguments to the test (e.g., that the unemployment-status of a person may serve as an argument to withhold a residence permit, as in the case of Garib). Current developments exacerbate this rationalizing trend. First, empirical research is likely to reveal the discriminatory socioeconomic impact of accepted practices in our societies, subjecting these rules and practices to ever closer scrutiny. Second, a further increase of the transborder mobility of labour, income, and capital in a globalized world will exacerbate the new transnational social question, making a legal response ever more likely. Third, a moral view that some extreme socioeconomic inequalities are unacceptable and need correction is gaining ground transnationally. An example is a state denying an individual lacking the financial means access to life-supporting medicine.Footnote 218
It is a question of time until these arguments will be adopted in the judicial interpretation of IHRL, and IEPL in particular. The more the conditions and dependencies of concrete individual freedom are uncovered, the more will the social become the new liberal and eventually inspire a new international human rights agenda.
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