Introduction
Obsessive-compulsive disorder (OCD) is characterized by recurrent and unwanted thoughts, images, or urges (obsessions), as well as time-consuming and repetitive compulsions (American Psychiatric Association, 2013). The disorder causes significant distress and can impair functioning for individuals in a number of different domains of psychosocial functioning (Eisen et al., Reference Eisen, Mancebo, Pinto, Coles, Pagano, Stout and Rasmussen2006). OCD typically has a chronic course (Melkonian et al., Reference Melkonian, McDonald, Scott, Karin, Dear and Wootton2022; Ruscio et al., Reference Ruscio, Stein, Chiu and Kessler2010), and the lifetime prevalence of the disorder is estimated to be around 2% (Kessler et al., Reference Kessler, Petukhova, Sampson, Zaslavsky and Wittchen2012; Ruscio et al., Reference Ruscio, Stein, Chiu and Kessler2010).
Cognitive behavioural therapy (CBT) incorporating exposure and response prevention (ERP) is typically considered the treatment of choice and the first step for treating individuals with OCD (American Psychiatric Association, 2007; National Institute for Health and Care Excellence, 2005). Multiple meta-analyses demonstrate that this treatment approach results in large effect sizes when results are pooled across studies (Olatunji et al., Reference Olatunji, Davis, Powers and Smits2013; Rosa-Alcázar et al., Reference Rosa-Alcázar, Sánchez-Meca, Gómez-Conesa and Marín-Martínez2008). Despite the efficacy of CBT reported in meta-analytic studies, there is significant variability in the efficacy of this treatment for individuals with OCD. For instance, in some studies the response rate is as high as 60% (Mataix-Cols et al., Reference Mataix-Cols, Andersson, Aspvall, Boberg, Crowley, De Schipper, Fernández De La Cruz, Flygare, Ivanova, Lenhard, Lundström, Rück, Serlachius and Cervin2022) and in others, as low as 40% (O’Connor et al., Reference O’Connor, Aardema, Robillard, Guay, Pélissier, Todorov, Borgeat, Leblanc, Grenier and Doucet2006). This is further complicated by the differences in the classification of ‘treatment response’ used in the literature (e.g. Farris et al., Reference Farris, McLean, Van Meter, Simpson and Foa2013; Mataix-Cols et al., Reference Mataix-Cols, Fernandez de La Cruz, Nordsletten, Lenhard, Isomura and Simpson2016; Tolin et al., Reference Tolin, Abramowitz and Diefenbach2005). Despite this, given the variability in treatment outcomes, it is important to better understand who responds best to which treatments. Tailoring treatment using known patient predictors of outcome has the potential to improve outcomes for individuals with OCD, while also preventing the delivery of ineffective treatment.
To date, there have been a number of important reviews that have aimed to investigate the predictors of outcome to CBT for individuals with OCD (Keeley et al., Reference Keeley, Storch, Merlo and Geffken2008; Knopp et al., Reference Knopp, Knowles, Bee, Lovell and Bower2013; Reid et al., Reference Reid, Laws, Drummond, Vismara, Grancini, Mpavaenda and Fineberg2021); however, these studies result in largely inconsistent findings. Keeley et al. (Reference Keeley, Storch, Merlo and Geffken2008) conducted a narrative systematic review of 52 studies in adult and child populations and found that some of the most consistent predictors of poorer outcome include higher baseline OCD symptom severity, presence of hoarding symptoms, severe depressive symptoms, presence of co-morbid personality disorder, presence of family dysfunction, and lower levels of therapeutic alliance. The researchers reported that few studies found demographic variables to be predictors of treatment response. They also note that there were a number of variables studied that have an inconsistent relationship with outcomes: OCD-related variables, co-morbid psychiatric disorders, cognitive factors and treatment compliance. The authors of this study highlighted that there continues to be limited understanding of the predictors of outcome because of many methodological inconsistencies between the treatment outcome studies included (e.g. variety of measurement tools used for capturing OCD symptoms and differences in measuring symptom subtypes, inclusion/exclusion of individuals with co-morbid psychiatric presentations; Keeley et al., Reference Keeley, Storch, Merlo and Geffken2008).
Several quantitative reviews have also been conducted. Firstly, Knopp et al. (Reference Knopp, Knowles, Bee, Lovell and Bower2013) examined predictors and moderators of response to psychological therapies in adult populations. They included 38 studies and found that hoarding symptoms, greater baseline OCD symptom severity, higher baseline anxiety, unemployment, and being single/unmarried were reported tentatively as possible predictors of OCD outcome as they were not able to conduct meta-analytic methods to statistically examine their findings (Knopp et al., Reference Knopp, Knowles, Bee, Lovell and Bower2013). Secondly, Olatunji et al. (Reference Olatunji, Davis, Powers and Smits2013) examined possible moderators of outcome for both adults and children who participated in randomized controlled trials (RCTs) with a control condition. In this meta-analysis of 16 studies, neither pre-treatment depression nor baseline OCD symptom severity were moderators of CBT treatment outcome. A number of other potential moderators including treatment-related variables and OCD-related variables (e.g. age of onset) were found to be unrelated to treatment outcome (Olatunji et al., Reference Olatunji, Davis, Powers and Smits2013). In this study, only age was found to moderate the effect size, with smaller effects observed for older age (Olatunji et al., Reference Olatunji, Davis, Powers and Smits2013). However, notably the authors completed subgroup analyses and indicated that the results for age were best explained by the variability in age groups in the studies they included (i.e. child vs adult samples). Thirdly, Reid et al. (Reference Reid, Laws, Drummond, Vismara, Grancini, Mpavaenda and Fineberg2021) examined moderators of CBT with ERP treatment outcome for adults and children in 36 studies, but also included studies with an active treatment arm in their study as they reported this was a limitation of previous reviews, which may have accounted for exaggerated effect sizes for the active CBT treatment. Reid et al. (Reference Reid, Laws, Drummond, Vismara, Grancini, Mpavaenda and Fineberg2021) found that age appeared to moderate outcomes, with younger people having better treatment outcomes (Reid et al., Reference Reid, Laws, Drummond, Vismara, Grancini, Mpavaenda and Fineberg2021). However, as noted above, this may have been accounted for by the variability in age groups included in the study. This study also found that no other demographics, OCD-related or psychiatric predictors were found to predict outcomes.
A mega-analysis was conducted by Steketee et al. (Reference Steketee, Siev, Yovel, Lit and Wilhelm2019) who used data from eight treatment clinics to increase sample size and power to understand predictors and moderators of OCD treatment outcomes for CBT, cognitive therapy (CT) and behavioural therapy (BT). They found that patients who improved most on clinical outcomes had lower pre-treatment depressive symptoms, as well as stronger beliefs about responsibility/threat and importance/control of thoughts (Steketee et al., Reference Steketee, Siev, Yovel, Lit and Wilhelm2019). Moderator analyses yielded observations that higher baseline depression adversely affected outcomes for behavioural therapy (but not CT or CBT), while lower OCD severity and higher educational achievement were associated with positive outcomes for those receiving CBT and CT but not BT (Steketee et al., Reference Steketee, Siev, Yovel, Lit and Wilhelm2019). These finding highlight possible treatment implications for individuals with co-morbid depression and those with lower OCD and higher education; if both of these findings are replicated it may inform treatment planning to include cognitive treatment components for these patient profiles.
In summary, these studies highlight that while age, presence of hoarding symptoms and pre-treatment OCD and depression symptom severity may be related to treatment outcome, findings were not consistent across studies. These inconsistencies may be related to methodological inconsistencies among the reviews as outlined above, but also may be related to some important methodological limitations in the existing reviews. For example, one of the most robust findings is that the presence of hoarding symptoms results in poorer treatment outcomes. However, as hoarding disorder (HD) is now recognized as a distinct disorder (American Psychiatric Association, 2013), and is characterized by significant co-morbidity (Frost et al., Reference Frost, Steketee and Tolin2011), it is likely that including individuals with primary hoarding symptoms within an OCD sample may exaggerate the findings but also may increase heterogeneity and reduce the likelihood of identifying predictors of outcome in individuals with primary OCD. To our knowledge, none of the studies discussed above has excluded studies with individuals with primary hoarding symptoms. Additionally, it is unclear if reviews conducted to date included studies utilizing a diagnostic interview as part of their inclusion criteria (Keeley et al., Reference Keeley, Storch, Merlo and Geffken2008). Thus, it is unclear in many cases if the individuals included in the study did in fact meet diagnostic criteria for OCD.
Given the limitations of the existing literature described above, the aim of the current study was to provide the first synthesis of the predictors of CBT outcomes in adults with a primary diagnosis of OCD who do not have primary HD symptoms, that is, a sample of individuals with OCD according to DSM-5-TR. This is the first review of predictors of CBT outcomes to be conducted that ensures that the sample is consistent with DSM-5-TR criteria. This research has important research and clinical implications. The research implications of this study will contribute to our theoretical understanding of potential causal pathways for treatment outcomes for individuals with primary OCD. This will in turn lead to a better understanding of the factors that predict CBT outcomes for individuals with primary OCD, which will inform better clinical decision making and treatment planning for individuals with primary OCD.
Method
Study design
The review was undertaken using the Preferred Reporting Items for Systematic Reviews and Meta-analyses Guidelines (PRISMA; Moher et al., Reference Moher, Liberati, Tetzlaff, Altman, Altman, Antes, Atkins, Barbour, Barrowman, Berlin, Clark, Clarke, Cook, D’Amico, Deeks, Devereaux, Dickersin, Egger, Ernst, Gøtzsche, Grimshaw, Guyatt, Higgins, Ioannidis, Kleijnen, Lang, Magrini, McNamee, Moja, Mulrow, Napoli, Oxman, Pham, Rennie, Sampson, Schulz, Shekelle, Tovey and Tugwell2009; Page et al., Reference Page, McKenzie, Bossuyt, Boutron, Hoffmann, Mulrow, Shamseer, Tetzlaff, Akl, Brennan, Chou, Glanville, Grimshaw, Hróbjartsson, Lalu, Li, Loder, Mayo-Wilson, McDonald, McGuinness, Stewart, Thomas, Tricco, Welch, Whiting and Moher2021). A protocol for the review was registered with Prospero International prospective register of systematic reviews (PROSPERO; registration no. CRD42020185380). This study was conducted in accordance with the Declaration of Helsinki.
Search procedure
Articles were identified through the following electronic databases: MedLine, PsycINFO, EMBASE, CINAHL and CENTRAL through to 8 November, 2021. The search terms included ‘Obsessive Compulsive’ OR ‘OCD’ AND ‘cognitive behavio* therapy’ OR ‘CBT’ OR ‘behavio* therapy’ OR ‘exposure and response prevention’ OR ‘exposure’ OR ‘cognitive therapy’ OR ‘behavio*l experiments’ AND ‘treatment’ or ‘trial’ or ‘RCT’ or ‘random* controlled trial’ AND ‘predict*’ OR ‘moderat*’. The reference lists of previously completed meta-analyses on the predictors and moderators of OCD outcome were also reviewed (Knopp et al., Reference Knopp, Knowles, Bee, Lovell and Bower2013; Reid et al., Reference Reid, Laws, Drummond, Vismara, Grancini, Mpavaenda and Fineberg2021).
Study selection
In order to be included, studies were required to (1) include participants over the age of 18 years; (2) include participants with a primary diagnosis of OCD according to the Diagnostic and Statistical Manual of Mental Disorders (5th edn; DSM-5; American Psychiatric Association, 2013) criteria (or will have excluded individuals with primary hoarding symptoms if conducted prior to DSM-5); (3) use a structured diagnostic interview to assign a diagnosis; (4) use an open trial or RCT design to investigate the efficacy of CBT as a monotherapy; (5) assess symptoms at pre-treatment, post-treatment and/or follow-up; (6) incorporate a behavioural component as part of the treatment (for example, exposure response prevention, behavioural experiments, etc.) as this is within the guidelines for first step treatment of individuals with OCD (American Psychiatric Association, 2007; National Institute for Health and Care Excellence, 2005); (7) use the Yale-Brown Obsessive-Compulsive Scale (Y-BOCS; Goodman et al., Reference Goodman, Price, Rasmussen, Mazure, Fleischmann, Hill, Heninger and Charney1989) as an outcome measure; (8) report at least one predictor of CBT outcome; and (9) be published in English in a peer-reviewed journal. Studies were excluded if the only predictors were neurobiological, as the assessment of these would not generally be part of standard care for individuals referred for CBT.
Data extraction
Study selection
The initial search was conducted by the first author (S.M.). The title and abstract search was conducted by the first author (S.M.) with 10% co-reviewed by the last author (B.W.). The same process was followed at the full text review stage. All final included articles were reviewed by the first and final authors to ensure they met inclusion criteria.
Data extraction and coding
Two authors (S.M. and B.W.) independently extracted data on study characteristics (e.g. country, overall n, treatment characteristics), main outcomes (e.g. post-treatment Y-BOCS, change scores) and predictor variables. Extraction of predictor variables was based on a previous review (Knopp et al., Reference Knopp, Knowles, Bee, Lovell and Bower2013). Predictor variables were extracted and categorized post-hoc into pre-treatment and during treatment variables by two authors (S.M. and B.W.) with 100% agreement. Pre-treatment variables included demographic variables (i.e. age, gender, etc.), OCD-related variables (i.e. baseline Y-BOCS, type of obsession/compulsion, age of onset, etc.), psychological variables (i.e. mental health co-morbidities, intelligence, quality of life, etc.), pharmacological variables (i.e. medication) and past psychological treatment (i.e. previous CBT treatment). During treatment variables included working alliance, mid-treatment measures of self-reported disgust and treatment adherence.
Data analysis
As indicated in the PROSPERO registration, a quantitative synthesis using a meta-analytic approach was planned to summarize the strength of identified predictors across studies using Comprehensive Meta-Analysis (CMA) software. However, given the small number of studies included and insufficient data for quantitative synthesis, a narrative synthesis was conducted to better understand the predictors across studies. We examined predictors of the following outcomes: (1) Y-BOCS post-treatment score; (2) Y-BOCS change score at post-treatment; (3) responder status at post-treatment; (4) Y-BOCS follow-up score; and (5) Y-BOCS change score at follow-up.
Study quality and risk of bias of treatment studies
In order to appraise the quality of studies and potential risk of bias, version 2 of the Cochrane Risk of Bias (RoB) tool was used (Sterne et al., Reference Sterne, Savović, Page, Elbers, Blencowe, Boutron, Cates, Cheng, Corbett, Eldridge, Emberson, Hernán, Hopewell, Hróbjartsson, Junqueira, Jüni, Kirkham, Lasserson, Li, McAleenan, Reeves, Shepperd, Shrier, Stewart, Tilling, White, Whiting and Higgins2019). The RoB assesses potential risk of bias in five domains: (1) risk of bias arising from the randomization process, (2) risk of bias due to deviations from the intended intervention, (3) risk of bias due to missing outcome data, (4) risk of bias in measurement of the outcome, and (5) risk of bias in selection of the reported result. Regarding the risks of bias regarding randomization and deviations from intended interventions, we omitted items from the RoB for the included studies with an open trial design (see Table A of the Supplementary material for specific items of the RoB, including those that were omitted for Open Trials). Within each domain across the RoB tool, the risk of bias was rated as either being low, having some concerns, or high. The risk of bias assessment was completed by two authors (S.M. and M.M.) with 100% agreement.
Quality of the predictor analyses
The checklist for predictors reported by Pincus et al. (Reference Pincus, Miles, Froud, Underwood, Carnes and Taylor2011) was used to report on the quality of the predictor analyses. The characteristics of this checklist include: whether the choice of analyses was a priori, how predictors were selected (evidence based or theory driven), whether measurement was prior to randomization, the validity of the measures, and whether interactions were explicitly tested. The quality assessment was completed by two authors (S.M. and M.M.).
Results
The initial search yielded 2541 articles; 1372 were duplicates and were removed before screening. A further 17 titles were found through the hand citation search. The abstracts were reviewed and a further 958 were excluded, resulting in 211 studies. These 211 studies were reviewed in full against the inclusion and exclusion criteria using a comprehensive coding sheet, and 203 were excluded, resulting in eight included studies in the systematic review. The study selection process is outlined in Fig. 1.
PRISMA flowchart of the study selection process.
Study characteristics
The characteristics of each study are outlined in Table 1. In total, 359 individuals (mean age range 29.2–37.7 years; percentage female participants 25.0–76.2%; average 55.4%) were captured across eight studies. Studies were conducted in the following countries: United States of America (3/8; 37.5%), Australia (1/8; 12.5%), Japan (1/8; 12.5%), Korea (1/8; 12.5%), Norway (1/8; 12.5%) and Sweden (1/8; 12.5%). All the included studies used versions of the SCID (Structured Clinical Interview for DSM) for identifying primary OCD; most were based on DSM-IV (6/8; 75%) while an equal number were based on DSM-5 (1/8; 12.5%) and DSM-III-R (1/8; 12.5%). An equal number of studies were open trials (4/8; 50%) and controlled trials (4/8; 50%). An equal number of studies included face-to-face treatment (4/8; 50%) and online treatment (4/8; 50%). An equal number of studies used a cognitive behavioural treatment (4/8; 50%) or a behaviourally focused treatment (4/8; 50%).
Study characteristics
Tx, treatment; CBT, cognitive behaviour therapy; BT, behaviour therapy; ERP, exposure response prevention; CA, completer analysis; ITT, intention-to-treat.
1 Data analysed by this study were combined data from Andersson et al. (Reference Andersson, Steneby, Karlsson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2014) and Andersson et al. (Reference Andersson, Enander, Andrén, Hedman, Ljótsson, Hursti, Bergström, Kaldo, Lindefors, Andersson and Rück2012).
2 Data analysed by this study was a secondary analysis of data from Simpson et al. (Reference Simpson, Foa, Liebowitz, Huppert, Cahill, Maher, McLean, Bender, Marcus, Williams, Weaver, Vermes, Van Meter, Rodriguez, Powers, Pinto, Imms, Hahn and Campeas2013).
3 Data analysed by this study was a secondary analysis of data from Patel et al. (Reference Patel, Wheaton, Andersson, Rück, Schmidt, La Lima, Galfavy, Pascucci, Myers, Dixon and Simpson2018).
Treatment outcomes
Treatment outcome varied across the studies, with five of the eight included studies examining predictors for a single outcome variable (6/8; 75%) and the remaining two out of eight studies looking at more than one outcome (2/8; 25%). Across all studies three out of the eight included studies examined predictors of post-treatment symptom score (3/8; 37.5%), four out of the eight studies examined predictors of pre-treatment to post-treatment symptom change scores (4/8; 50%), two of the eight studies examined predictors of follow-up symptom scores (one included 3-month follow-up and the other 24-month follow-up) and only one of the eight studies (12.5%) examined predictors of pre-treatment to follow-up change scores.
Three of the eight included studies examined predictors according to responder status. Responder status was defined as follows: one study used a score on the Y-BOCS of ≤12 (Wheaton et al., Reference Wheaton, Gershkovich, Gallagher, Foa and Simpson2018), a second study used a known criteria of clinically significant improvement (Jacobson and Truax, Reference Jacobson and Truax1991) requiring a decrease of 4 points on the Y-BOCS and also an end-state score below 12 on the Y-BOCS (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015). A third study reported two responder status outcomes; the first requiring a decrease of 10 points or greater or a score below 14, and the second a 35% reduction in Y-BOCS symptom score. However, when predicting outcomes, only the 35% reduction was used as the outcome measure for responder status in this final study (Seol et al., Reference Seol, Kwon, Kim, Kim and Shin2016).
Predictors of treatment outcome
Most studies examining pre-treatment related predictors, while two studies also explored the impact of predictors measured during treatment (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015; Tjelle et al., Reference Tjelle, Opstad, Solem, Launes, Hansen, Kvale and Hagen2021). Table 2 reports the results of predictors of post-treatment symptom score, post-treatment change score, and responder status for each of the individual studies. Table 3 presents the findings across the eight studies as grouped by predictor category. A narrative synthesis of the findings across the eight studies follows, broken down by category of predictor.
Results of predictors of post-treatment outcome, post-treatment change score, and responder status
–, Non-significant result; +, significant result; NA, outcome was not assessed in the study.
1 Predicting Y-BOCS Obsessions subscale;
2 predicting Y-BOCS Compulsions subscale;
3 clinician and self-report combined score.
Results of predictors of treatment outcome on the Y-BOCS
–, Non-significant result; +, significant result; NA, outcome was not assessed in the study.
1 Predicting Y-BOCS obsessions subscale;
2 predicting Y-BOCS compulsions subscale.
‡ Predictors measured during treatment; all others were measured at pre-treatment.
Demographic variables
Four out of eight studies (Kyrios et al., Reference Kyrios, Ahern, Fassnacht, Nedeljkovic, Moulding and Meyer2018; Seol et al., Reference Seol, Kwon, Kim, Kim and Shin2016; Tjelle et al., Reference Tjelle, Opstad, Solem, Launes, Hansen, Kvale and Hagen2021; Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021) examined the role of demographic factors (e.g. age, gender, number of children, education, marital status, and ethnicity). None of the studies that predicted treatment outcome for the Y-BOCS revealed significant demographic predictors of treatment outcome (Kyrios et al., Reference Kyrios, Ahern, Fassnacht, Nedeljkovic, Moulding and Meyer2018; Tjelle et al., Reference Tjelle, Opstad, Solem, Launes, Hansen, Kvale and Hagen2021; Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021). However, the one study that compared responders (35% reduction in Y-BOCS symptom score) with non-responders found that treatment responders were significantly younger than non-responders in their study (Seol et al., Reference Seol, Kwon, Kim, Kim and Shin2016).
OCD-related variables
Seven out of the eight studies (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015; Kyrios et al., Reference Kyrios, Ahern, Fassnacht, Nedeljkovic, Moulding and Meyer2018; Nakatani et al., Reference Nakatani, Nakagawa, Nakao, Yoshizato, Nabeyama, Kudo, Isomura, Kato, Yoshioka and Kawamoto2005; Seol et al., Reference Seol, Kwon, Kim, Kim and Shin2016; Tjelle et al., Reference Tjelle, Opstad, Solem, Launes, Hansen, Kvale and Hagen2021; Wheaton et al., Reference Wheaton, Gershkovich, Gallagher, Foa and Simpson2018; Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021) examined whether OCD-related variables were predictors of treatment outcome. Six out of eight studies examined pre-treatment Y-BOCS as a predictor of treatment outcome or change outcomes. Findings for pre-treatment Y-BOCs as a predictor of outcome were mixed; half of the studies found that pre-treatment Y-BOCS was a significant predictor of treatment outcome (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015; Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021), while the other half did not predict outcome (Tjelle et al., Reference Tjelle, Opstad, Solem, Launes, Hansen, Kvale and Hagen2021; Wheaton et al., Reference Wheaton, Gershkovich, Gallagher, Foa and Simpson2018). Two studies found that pre-treatment Y-BOCS was a significant predictor of pre-treatment to post-treatment change (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015; Kyrios et al., Reference Kyrios, Ahern, Fassnacht, Nedeljkovic, Moulding and Meyer2018). Two studies reported that pre-treatment Y-BOCS was a predictor of follow-up outcomes, with one study reporting this for outcomes at 3-month follow-up (Tjelle et al., Reference Tjelle, Opstad, Solem, Launes, Hansen, Kvale and Hagen2021), and a second study using both 24-month follow-up and pre-treatment to 24-month follow-up change scores as the outcome (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015).
Lastly, three studies looked at pre-treatment Y-BOCS as a predictor of responder status (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015; Seol et al., Reference Seol, Kwon, Kim, Kim and Shin2016; Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021), with only one study (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015) finding that pre-treatment severity was a significant predictor of responder status.
Both studies that looked at pre-treatment Y-BOCS avoidance scores showed that it was predictive of post-treatment outcome (Wheaton et al., Reference Wheaton, Gershkovich, Gallagher, Foa and Simpson2018; Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021) and responder status (Wheaton et al., Reference Wheaton, Gershkovich, Gallagher, Foa and Simpson2018). In contrast, no other OCD-related variables, including age at onset, duration of OCD, and other subtypes of OCD, were found to be significant predictors of treatment outcomes across the included studies.
Psychological variables
Five out of eight studies (Kyrios et al., Reference Kyrios, Ahern, Fassnacht, Nedeljkovic, Moulding and Meyer2018; Nakatani et al., Reference Nakatani, Nakagawa, Nakao, Yoshizato, Nabeyama, Kudo, Isomura, Kato, Yoshioka and Kawamoto2005; Neziroglu et al., Reference Neziroglu, Stevens, McKay and Yaryura-Tobias2001; Seol et al., Reference Seol, Kwon, Kim, Kim and Shin2016; Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021) investigated a variety of psychological, psychosocial, and neuropsychological variables as predictors of treatment. Of these, only one study found that two measures of executive function (this included two outcomes from the Wisconsin Card Sort Test; total number of errors and total number of perseverative errors) were predictive of treatment response, with less errors on tasks measuring executive function predictive of treatment response (Seol et al., Reference Seol, Kwon, Kim, Kim and Shin2016). One out of eight studies investigated whether over-valued ideation was predictive of outcome. This study found that individuals with over-valued ideas about their OCD symptoms were found to have less benefit from ERP for their compulsions at post-treatment (Neziroglu et al., Reference Neziroglu, Stevens, McKay and Yaryura-Tobias2001). No other psychological variables were found to be predictive of treatment response.
Other variables
Two out of the eight studies (Kyrios et al., Reference Kyrios, Ahern, Fassnacht, Nedeljkovic, Moulding and Meyer2018; Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021) investigated whether medical variables (i.e. medication use, number of previous hospitalizations) were predictive of outcomes, and neither found that medical variables were predictive of treatment response. One out of eight studies investigated whether past CBT treatment was predictive of poorer outcomes and found that those who had previously received treatment had poorer outcomes (Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021).
Three out of eight studies looked at factors measured during treatment as predictors of treatment outcome. One study found participant ratings of the working alliance with their clinician and self-reported disgust ratings during treatment were significant predictors of Y-BOCS at post-treatment, pre-treatment to post-treatment change, and 24-month follow-up, but not pre-treatment to 24-month follow-up change (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015). A second study found that clinician ratings of treatment adherence taken during treatment predicted post-treatment symptom score (Wheaton et al., Reference Wheaton, Gershkovich, Gallagher, Foa and Simpson2018), while a third study found that treatment adherence ratings (a combined score from clinician and patient ratings) taken during treatment were significantly related to treatment outcome at post-treatment and was a significant predictor of treatment outcome at 3-month follow-up (Tjelle et al., Reference Tjelle, Opstad, Solem, Launes, Hansen, Kvale and Hagen2021).
Quality of treatment trials and risk of bias
Overall, none of the included studies was rated as having low risk of bias, followed by half of the included studies (k=4; 50%) rated to have some concerns, while the remaining studies were rated as having high risk of bias (k=4; 50%) (see Table B of the Supplementary material). Notably, two out of four open trials (50%) were rated as having high risk of bias despite omitting and modifying domains that did not apply to these studies (i.e. randomization). Studies generally performed adequately regarding the conduct and reporting of randomization with three studies (75% of RCTs assessed on this domain) assessed as low risk; the remaining study was assessed as having some concerns (due to the use of age-matching prior to randomization). Management of bias resulting from deviations from intended interventions was rated as low risk in two studies (50% of RCTs assessed on this domain), while the remaining two RCTs were assessed as having some concerns (as they conducted case analyses rather than intention to treat analyses to manage deviations from intended interventions). Half of the included studies (k=4; 50%) used appropriate statistical measures to minimize bias due to missing data. All studies selected an appropriate primary outcome and measured it consistently across the treatment and control groups, with a majority rated as low risk (k=6; 75%). The remaining two studies (k=2; 25%) were rated as high risk as the measure was completed by self-report or the assessor was not blind to the treatment allocation. None of the included studies reported all planned analyses in the pre-registered treatment protocol. Few studies either documented a previously published or pre-registered treatment protocol, meaning we were unable to determine whether the outcome analyses and reporting was consistent with the author’s pre-specified protocol.
Quality of predictors analyses
The quality of predictor analyses varied considerably (see Table C of the Supplementary material). While most studies assessed predictors through validated measurement tools prior to randomization or pre-treatment, the majority of studies had lower than optimal case to variable ratios and therefore may have been under-powered to examine predictors of outcome. Further to this, less than half of the included studies stated hypotheses ‘a priori’. Four out of eight studies had empirical evidence to support their rationale for examining included predictors. Finally, six out of eight studies used but had not necessarily planned a robust test of interaction or other regression analyses to evaluate the predictor–outcome relationship.
Discussion
The aim of the present review was to provide a narrative synthesis to identify predictors of CBT outcome for adults with a primary diagnosis of OCD. The present review included eight studies examining a variety of predictors both across and within the individual studies. While there was insufficient consistency in the predictors examined across studies to conduct reliable meta-analyses, several findings did indicate promising directions for future research. Congruent with past reviews in this area, there was great heterogeneity of predictors measured and outcomes predicted across the included studies. While few studies examined the role of demographic factors there was little evidence that these factors influence treatment outcome. These results are consistent with previous reviews, which have demonstrated little impact for demographic factors (Olatunji et al., Reference Olatunji, Davis, Powers and Smits2013; Reid et al., Reference Reid, Laws, Drummond, Vismara, Grancini, Mpavaenda and Fineberg2021). While further research is warranted, given the need for methodological improvements in this area, the outcomes are encouraging as it may be possible that individuals from a variety of backgrounds could equally respond to CBT for OCD.
Like many previous reviews, baseline OCD symptom severity was the most consistently measured predictor in this review, being measured by 75% of the included studies. Approximately half of the studies in the present review found baseline OCD symptom severity to be a significant predictor of one or more of the treatment outcomes. It is possible that the vast differences in methodological design of the studies included in the present review may have contributed to the discrepant findings for this predictor. Specifically, two studies (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015; Kyrios et al., Reference Kyrios, Ahern, Fassnacht, Nedeljkovic, Moulding and Meyer2018) that looked at pre–post change scores as a primary outcome found pre-treatment Y-BOCS to be a significant predictor, while the other studies did not look at this outcome. Similarly the only two studies (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015; Tjelle et al., Reference Tjelle, Opstad, Solem, Launes, Hansen, Kvale and Hagen2021) that looked at outcomes at 3-month follow-up (Tjelle et al., Reference Tjelle, Opstad, Solem, Launes, Hansen, Kvale and Hagen2021) and 24-month follow-up (Andersson et al., Reference Andersson, Ljótsson, Hedman, Enander, Kaldo, Andersson, Lindefors and Rück2015) found pre-treatment Y-BOCS to be a significant predictor of treatment outcome. Notably, the studies that found pre-treatment Y-BOCS to be a predictor of outcome also had bigger sample sizes, and sample to predictor ratio indicated that they had greater power to detect predictors of outcome, which may account for the discrepancies. Nevertheless, our findings are consistent with the mixed findings in the literature, including past reviews (Keeley et al., Reference Keeley, Storch, Merlo and Geffken2008; Knopp et al., Reference Knopp, Knowles, Bee, Lovell and Bower2013; Turner et al., Reference Turner, O’Gorman, Nair and O’Kearney2018) and a mega-analysis (Steketee et al., Reference Steketee, Siev, Yovel, Lit and Wilhelm2019) which identified that lower baseline symptom severity was a significant predictor of better treatment outcome, while others did not find baseline severity to predict treatment outcome (Olatunji et al., Reference Olatunji, Davis, Powers and Smits2013; Reid et al., Reference Reid, Laws, Drummond, Vismara, Grancini, Mpavaenda and Fineberg2021). These findings have clinical implications in that pre-treatment severity alone is not a consistent predictor of treatment outcome, which suggests that CBT may be an appropriate treatment plan for all individuals presenting with OCD, not just those with a specific type or severity of symptoms.
The present study identified several novel predictors that have not received much attention in the literature to date, and which warrant further exploration. Firstly, recent studies have shown that individuals with greater baseline OCD-related avoidance (Wheaton et al., Reference Wheaton, Gershkovich, Gallagher, Foa and Simpson2018; Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021) or who hold greater over-valued ideas about their OCD symptoms (Neziroglu et al., Reference Neziroglu, Stevens, McKay and Yaryura-Tobias2001) may benefit less from CBT treatment. These finding are consistent with other research, which did not meet criteria to be included in our review. For instance, Diefenbach et al. (Reference Diefenbach, Wootton, Bragdon, Moshier and Tolin2015) found that baseline avoidance of OCD triggers was an important predictor of outcome. While Kozak and Foa (Reference Kozak and Foa1994) were one of the first to highlight over-valued ideas as a predictor of poor treatment outcomes, Neziroglu et al. (Reference Neziroglu, Stevens, McKay and Yaryura-Tobias2001) were the first to operationalize a tool to examine the predictive validity of this concept, and therefore it warrants more study in the future. If future research replicated the findings of baseline avoidance and over-valued ideas as predictors of poorer treatment outcome, this would have important clinical implications for treatment planning as it could imply that individuals should be pre-screened on these psychological variables before being given CBT as a first-line treatment.
Secondly, the present study identified that individuals who made less errors on tasks of mental flexibility respond better to CBT. Notably, findings of a previous review highlighted that executive functioning on non-verbal tasks is impaired among adults with OCD (Abramovitch et al., Reference Abramovitch, Abramowitz and Mittelman2013). While the role of executive functioning and mental flexibility warrants more study, if replicated in future studies then simple non-verbal tasks of executive functioning (e.g. Wisconsin Card Sort Test, Stroop) could serve as important screening tasks when considering appropriate first-line treatment for individuals presenting with primary OCD. For example, if this was replicated and found to be a robust predictor of CBT outcome, then one of these tasks could be easily added to an intake or initial assessment to inform whether the individual will likely benefit from CBT or not. In addition to replicating the current findings, this result also highlights an area for future research and reviews to explore the neurbiological predictors of outcome.
Third, a very recent study has found that individuals who have previously engaged with face-to-face CBT may not benefit from an internet-delivered CBT treatment (Wheaton et al., Reference Wheaton, Patel, Andersson, Rück and Simpson2021). While only one study in this review investigated this predictor, if this was examined and replicated in future studies it could have important implications for stepped care models of treatment. In line with this, a recent review by Turner et al. (Reference Turner, O’Gorman, Nair and O’Kearney2018) on predictors of CBT outcome for children and adolescents with OCD reported that for some non-responders to initial CBT (in particular for those with co-morbid tics), continuing with CBT was less effective than commencing a pharmacotherapy. If replicated, this could suggest that individuals who have already engaged with past face-to-face CBT treatment may be better triaged to an alternative, adapted or adjunctive treatment instead of standard internet-delivered CBT alone.
Interestingly, three studies examined predictors of outcome which were measured during the treatment period. Wheaton et al. (Reference Wheaton, Patel, Andersson, Rück and Simpson2021) in their recent study measured the participants’ perception of the working alliance with their clinician and found that a working alliance that was rated as good was related to better treatment outcomes, which is a finding that is congruent with a previous review of predictors of outcome (Keeley et al., Reference Keeley, Storch, Merlo and Geffken2008). Notably, two studies found that treatment adherence was a significant predictor of post-treatment symptoms. Wheaton et al. (Reference Wheaton, Gershkovich, Gallagher, Foa and Simpson2018) found that clinician rated treatment adherence was predictive of better outcomes, while Tjelle et al. (Reference Tjelle, Opstad, Solem, Launes, Hansen, Kvale and Hagen2021) found that a combined clinician and self-report rating of treatment adherence was predictive of better treatment outcomes. These findings are important as they suggest that it may be possible to know early in treatment who will likely benefit from treatment.
While the current study highlights some important factors to consider for future research and clinical practice, there are a number of limitations of this study which must be acknowledged. Firstly, only a small number of studies were included in the review, owing to the requirement for studies to have made a formal diagnosis of OCD using a known diagnostic tool and the requirement for OCD to be a primary diagnosis. However, employing these strict criteria is important for best understanding the predictors of primary OCD as it is currently defined in DSM-5. Notably, the included studies had a similar mean age and gender, and therefore the findings may not be generalizable to all individuals with OCD. Additionally, the studies included are heterogeneous in their characteristics of treatment delivery and also operationalization of treatment outcome and therefore, the outcomes could not be examined using meta-analysis and therefore have limited generalizability. First, the varying treatment lengths and delivery options make it hard to determine whether these factors have clinical implications for treatment outcome. Furthermore, three of the studies included used treatment responder status as an additional or alternative clinically meaningful indicator of outcome. While there is great heterogeneity in what was defined as treatment response in the included studies, this is an important finding that points to how future research would help us better understand who benefits from treatment. Research has shown that a Y-BOCS score ≤12 to define remission, is associated with a return to normal functioning, and greater life satisfaction (Farris et al., Reference Farris, McLean, Van Meter, Simpson and Foa2013). Therefore, future research using responder status as a treatment outcome could employ this definition to ascertain more accurate remission rates.
Finally, the quality and risk of bias of the included studies was not optimal and therefore again the synthesis of the findings may also be biased. Nonetheless, what it highlighted is that research into the predictors of OCD treatment outcome has not been a primary interest in planning treatment studies, leaving them often with insufficient power to complete the analyses needed to detect predictors of outcome. This highlights an important need for future research in this area to prioritize planning a priori the predictors, and methods needed to examine predictors of treatment outcome and integrating these into clinical trial registration. Notwithstanding these limitations, this was the first synthesis of the literature that restricted the inclusion criteria to manage the limitations of previous reviews including heterogeneity of measurement of outcome, lack of structured diagnostic interview, inclusion of all ages, and most importantly, the inclusion of individuals with primary hoarding symptoms.
The results of the present study suggest that there may be a number of pre-treatment and during treatment variables that are important to consider when treatment planning for individuals with OCD. Specifically, if the findings of the present study were to be replicated, then it would be important to screen for pre-treatment predictors that may have an impact on the individual’s engagement with CBT, such as over-valued ideas, severe avoidance and previous trials of CBT. The current findings could imply that individuals who screen high on psychological variables such as pre-treatment avoidance and over-valued ideas may find it difficult to engage with treatment components such as exposure, which require intentional and active participation in behavioural change. Similarly, if findings of the during treatment variables (e.g. working alliance, treatment adherence, disgust) were replicated, then it would be important to routinely measure these factors throughout treatment. These findings also identify factors which could be further explored in order to better understand the mechanisms by which CBT has its benefits and to improve treatment outcomes for a larger number of individuals with OCD. The review also highlights the need for major methodological improvements in the design, implementation and reporting of studies.
Despite the known efficacy of CBT for OCD, there remain considerable knowledge gaps regarding who would benefit most from CBT. Since the last reviews (Keeley et al., Reference Keeley, Storch, Merlo and Geffken2008; Knopp et al., Reference Knopp, Knowles, Bee, Lovell and Bower2013; Reid et al., Reference Reid, Laws, Drummond, Vismara, Grancini, Mpavaenda and Fineberg2021), the field has continued to explore predictors of outcome, but the literature continues to show inconsistencies. It is promising, however, to see some studies emerging regarding predictors of treatment outcome, and it is likely that many studies utilizing DSM-5 criteria have yet to be published. While some evidence shows that OCD-related symptoms, pre-treatment and some during treatment factors may be important to consider, there is near equivalent data that suggest that there may not be specific predictors that highlight treatment outcome, and therefore it is possible that CBT may work equally for everyone with OCD. Nonetheless, future research should continue to examine possible predictors and moderators of treatment outcomes in order to optimize treatment response for individuals with primary OCD.
Supplementary material
To view supplementary material for this article, please visit: https://doi.org/10.1017/S1352465823000103
Data availability statement
The data that support the findings of this study are available from the corresponding author (S.M.), upon reasonable request.
Acknowledgements
None.
Author contributions
Sarah McDonald: Conceptualization (lead), Data curation (lead), Investigation (lead), Methodology (lead), Project administration (lead), Writing – original draft (lead), Writing – review & editing (lead); Maral Melkonian: Methodology (equal), Writing – review & editing (supporting); Eyal Karin: Writing – original draft (supporting), Writing – review & editing (supporting); Blake Dear: Conceptualization (supporting), Writing – original draft (supporting), Writing – review & editing (equal); Nick Titov: Conceptualization (supporting), Writing – review & editing (equal); Bethany Wootton: Conceptualization (equal), Methodology (equal), Project administration (supporting), Writing – original draft (supporting), Writing – review & editing (equal).
Financial support
An Innovator Award was awarded by the International OCD Foundation to Bethany Wootton, Blake Dear and Eyal Karin. Blake Dear is also supported by an Australian National Health and Medical Research Council Emerging Leaders Fellowship.
Competing interests
The authors declare none.
Ethical standards
This study was conducted in accordance with the Declaration of Helsinki.
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