PROPHETIC INSPIRATION IN PLUTARCH

In De Pythiae oraculis, Theon, who seems to approximate Plutarch himself,Footnote ⁵ is the main voice presenting the mechanics of prophecy. Early on, Theon distinguishes two agencies: the god and the prophetess (397B–D). The god's role in the prophetic process is not to compose or deliver the oracles (αὐτὰ πεποιηκέναι τὸν θεόν) but to supply the origin of the movement (ἀρχὴν τῆς κινήσεως): ‘he puts into her mind only the visions, and creates a light in her soul in regard to the future’. This activity is identified as inspiration (ἐνθουσιασμός). The prophetess responds to this incitement by delivering the oracle with her own faculties: ‘the voice is not that of a god, nor the utterance of it, nor the diction, nor the metre, but all these are the woman's’. And each prophetess is disposed by nature to be moved (πέφυκε κινεῖσθαι) in different ways (cf. 405E–406B). Plutarch here favours stimulation over possession prophecy, and the two types are distinguished by whether the words are those of the god or the prophetess.

Returning later to the natural disposition of each prophetess (404B–405D), Theon introduces the concept of the prophetess as the god's instrument (ὄργανον). An instrument is designed to produce the result intended by the agent using it. But the result mimics the agent's intention not in pure form but in mixed form, inflected by the nature (φύσις) of the instrument, like one person looks different in every mirror. Likewise, although the god discloses his thoughts in prophecy, the prophetess who is moved contributes movements of her own. Inspiration (ἐνθουσιασμός), therefore, is a mixture of two movements. After appealing to Homer (Od. 2.372) in support of one mover moving each instrument differently, Theon relates this dynamic to the original question of the dialogue: we should not be surprised when a prophetess untrained in poetry does not deliver oracles in verse.

De Pythiae oraculis, then, lays out the basic mechanics of stimulation prophecy: the god influences the soul of the prophetess, and the prophetess delivers the oracle by means of, and inflected by, her own faculties. This process is laid out in more detail in the next dialogue.

In De defectu oraculorum, it is the narrator, Plutarch's brother Lamprias, who provides most of the details about the mechanics of prophecy and who seems to approximate the perspective of Plutarch himself.Footnote ⁶ Early on, Lamprias outlines a popular conception of the prophetic process, which he rejects (414E–F):

Two elements are refuted. First, it is not the god who acts directly in prophecy, which would be inconsistent with his sovereignty. The divine side will soon be explained instead by demigods (415A–B, 417A–B). Second, inspiration does not consist in manipulating the prophet like a puppet (possession prophecy).Footnote ⁷ Lamprias’ use of instrumentality language for possession may seem at odds with Theon's discussion in the previous dialogue. But for Theon the instrument of the god is the soul of the prophetess, and the prophetess’ soul, not the god, employs her bodily faculties (404B–C). Lamprias himself later compares a rightly disposed prophetess to a well-tuned instrument (ὄργανον, 437D–E).

At the end of the dialogue (431D–438D), Lamprias explains the prophetic process that he affirms, with several levels of complementary causation between the prophetess, the earth and the divine (435E–437A). First, every human soul possesses the prophetic faculty, similar to memory but oriented toward the future, not the past. For this faculty to function, the rational dimension of the soul, pertaining to the present, must be relaxed in order to enter the irrational realm of the future, where the prophetess, like a blank tablet, may receive impressions. This transformation is identified with inspiration (ἐνθουσιασμός, 431D–432F). Second, Lamprias provides a natural cause of this transformation. The earth emits many streams—whether exhalation (ἀναθυμίασις), vapour (ἀτμός), current (ῥεῦμα), or spirit (πνεῦμα)—which can affect the soul for good or ill. One of these is the prophetic spirit (τὸ … μαντικὸν ῥεῦμα καὶ πνεῦμα), which creates the prophetic temperament in the soul, as light enables sight. Like all vapours, the prophetic spirit occasionally disappears or reappears owing to weather and other factors, which may explain the decline in oracles (432C–434C).Footnote ⁸ Third, the ultimate origin of inspiration is in the divine. The demigods, who oversee nature on behalf of the gods, take up prophetic spirits like picks (πλῆκτρον) for plucking the lyre of the soul. Sacrifices, therefore, are made beforehand, to ensure that the god is present and to seek from the god some indication of favourable conditions (436D–438D). Only this constellation of agencies explains the prophetic phenomena. If the gods were not the ultimate cause, why the divining sacrifice (437A–C)? If the vapours were not intermediaries, why the location-specific shrines (433C–E)? If the prophetess’ soul were not active, why designate particular women and keep them chaste (437C–438D)?

De defectu oraculorum thus provides an expanded outline of stimulation prophecy. In De Pythiae oraculis, the god acts on the soul, which acts through the body to speak the oracle. In De defectu oraculorum, the god works through demigods, who employ vapours to make the soul receptive of impressions, and the soul acts through the body to speak the oracle (see table below). The two accounts are not identical, and some see De Pythiae oraculis as later and more polished.Footnote ⁹ But both dialogues affirm stimulation and deny possession.Footnote ¹⁰

These two dialogues furnish the categories for evaluating the theatre metaphor in De Pyth. or. 404B. Stimulation and possession prophecy are distinguished by who composes and delivers the words. In possession prophecy, the god is responsible for the wording, and he uses the Pythia as a passive medium (De Pyth. or. 397B–D; De def. or. 414E–F). In stimulation prophecy, the god provides a beginning or movement, but the Pythia herself determines the words (De Pyth. or. 397B–D; De def. or. 438C–D).Footnote ¹¹ So, after summarizing the context of the theatre metaphor, the rest of the article evaluates whether the metaphor portrays the god or the Pythia as determining and delivering the words of the oracle.

THE THEATRE METAPHOR IN DE PYTHIAE ORACVLIS 404B

The theatre metaphor appears in a section where Theon is complicating the question addressed by the dialogue as a whole—why the style of the oracles has changed from verse to prose—by suggesting that some oracles in the past were actually delivered in prose, and some in the present are still in verse (De Pyth. or. 403A–404B). Even, he hypothesizes, if all present oracles were in verse, then we would still be left with the problem of two different styles in the past, ‘at one time in verse [ποτὲ μὲν ἐν μέτροις] and at another time without versification [ποτὲ δ᾽ ἄνευ μέτρων]’ (404A). But for Theon what matters is not the style of the oracle but the manner of divine involvement: ‘Neither … goes counter to reason if only we hold correct and uncontaminated opinions about the god’ (404B). The sentence at the centre of this article specifies one incorrect opinion about divine involvement that must be rejected.

The two interpretative options are whether lines 4–5 refer to stimulation or possession prophecy. Both can roughly agree on lines 1–3: the god constructing or composing (συντίθημι) the words would constitute an undignified level of divine involvement. But on the first interpretation line 4 signals a transition to a more moderate level of divine involvement. What Theon denies is that only now this more dignified process characterizes the Pythian oracle, which could incorrectly be used to explain a transition from verse composed by the god to prose reformulating what the god suggests (ὑποβάλλω). The metaphor in line 5 depicts the god as a playwright speaking through actors, who put the divine will in their own voice. Lines 4–5 thus refer to stimulation prophecy. On the second interpretation line 4 completes the description of the undignified process Theon rejects. What Theon denies is that the god ever composes and then dictates (ὑποβάλλω) the oracles to the Pythia. The metaphor in line 5 depicts the god as an actor speaking through a mask, such that the words really belong to the god (the actor) and not to the prophetess (the mask). Lines 4–5 thus refer to possession prophecy.

The first interpretation, namely that lines 4–5 describe stimulation, is reflected in the translation of Babbitt: ‘We [must] hold correct and uncontaminated opinions about the god, and ^[1][must] not believe ^[2]that it was he himself ^[3]who used to compose the verses in earlier times, ^[4]while now he suggests the oracles to the prophetic priestess ^[5]as if he were prompting an actor in a play to speak his words.’ Five considerations support this reading.

First, the phrase πρότερον καὶ νῦν may fit the two periods contrasted throughout the dialogue: the past, when oracles were delivered in verse, and the present, when oracles are delivered in prose. Those two time periods are in view in the context (καθ᾽ ἡμᾶς … τῶν παλαιῶν), and the pair πρότερον and νῦν is used for two contrasting time periods in the other dialogue: ‘in Boeotia, which in former times [ἐν τοῖς πρότερον χρόνοις] spoke with many tongues because of its oracles, the oracles have now [νῦν] failed completely’ (De def. or. 411E). It is also possible that οὐδέτερον in ‘neither of these … goes counter to reason’ (De Pyth. or. 404B) refers not to the styles of verse and prose but to the two temporal stages.Footnote ¹² Together these readings of πρότερον καὶ νῦν and of οὐδέτερον could support the interpretation that Theon is describing an incorrect way of accounting for the temporal change: neither side of the change is problematic, as long as we do not explain the change in style by a change from possession to stimulation prophecy.

Second, ὑποβάλλω sometimes connotes subtlety or restraint in the sense of suggesting.Footnote ¹³ This could fit the more moderate view of divine participation in prophecy, where, rather than taking over, the god suggests his thoughts to the prophetess. In particular, Isocrates encourages his reader to attribute the author's admonitions, if they are of poor quality, to the author's old age, but if they are of high quality, to the influence of the divine (νομίζειν … τὸ δαιμόνιον ὑποβαλεῖν, Phil. 5.149).

Third, earlier in the dialogue, a similar construction unambiguously transitions from possession to stimulation prophecy: ‘let us not believe that the god has composed them, but that he supplies the origin of the incitement’ (De Pyth. or. 397B–C).

Fourth, the two participles (συντιθέντα … ὑποβάλλοντα) take two different nouns (τὰ ἔπη … τοὺς χρησμούς) as their objects. If two stages of formulating one set of oracles were in view, rather than two distinct processes, one might expect a single shared object.

Fifth, in Plutarch's extant writings, while προσωπεῖον refers to a mask in a theatre context (De glor. Ath. 6; Comp. Ar. et Men. 2; Vit. Ant. 29) or for a Dionysiac festival (De cup. div. 8), or to a guise one takes on (De Her. mal. 15), it also refers to a character in a play (Comp. Ar. et Men. 1). It is thus possible that ἐκ προσωπείων φθεγγόμενον could refer to a playwright speaking through characters, or, by extension, to a director speaking through actors. Just as in stimulation prophecy the voice is that of the prophetess, not of the god (De Pyth. or. 397B–D), so in the theatre context it is that of the actor, not of the playwright or the dramaturge.

These five factors suggest that Babbitt's translation is a possibility. Even this evidence, however, is somewhat problematic. It is unlikely that οὐδέτερον refers to two time periods because, immediately beforehand, μὲν … δέ contrasts ἐν μέτροις with ἄνευ μέτρων. And the temporal change under consideration is no longer from verse to prose but from mixed style (verse and prose) to verse only, which a change from possession to stimulation would not explain. Few of the uses of ὑποβάλλω with connotations of restraint appear in a public speech context, and the occurrence in Isocrates may not convey restraint at all if he supposes the possessive kind of poetic inspiration reflected elsewhere (Pl. Ion 534d) or is exaggerating. The comparable construction in De Pyth. or. 397B–C more explicitly indicates the transition from possession to stimulation prophecy by ἀλλά. And even interpreting προσωπεῖον as a character does not entirely work for stimulation prophecy because it is still the playwright who determines the words, even if the actor is the one delivering them.

The second interpretation, namely that lines 4–5 describe possession prophecy, is reflected in the translation of Goodwin: ‘We [must] have but a true and religious opinion of the Deity; ^[1]not irreverently conceiting ^[2–3]that formerly he composed a stock of verses ^[4]to be now repeated by the prophetess, ^[5]as if he spoke through masks and visors.’ Five factors indicate that this reading is more likely than the alternative.

First, the core of the denial is an identifying copula in the form of a declarative infinitive (ἐκεῖνον [= θεός] εἶναι). It is less about what is done than who does it: we must not think that the god himself is the one who … The identifying function is only strengthened by the presence of an emphatic personal pronoun (αὐτόν), ‘stressing the identity of a person …, in opposition to other persons’.Footnote ¹⁴ The construction thus directly addresses the distinction between the two kinds of inspiration based on who is responsible for composing the oracle. The infinitive is a denial of possession prophecy, and the rest of the sentence simply develops the denial. The present-tense form of the infinitive, itself thus simultaneous with the present tense of νομίζω, is important because it is the matrix for the tense forms of the following participles.Footnote ¹⁵

Second, the two participles (συντιθέντα and ὑποβάλλοντα) are not contrasted. Both are present-tense forms, which, apart from other indicators, makes them simultaneous with the infinitive and with one another and incomplete in aspect.Footnote ¹⁶ They share one article (τόν). And they are linked by καί (cf. ἀλλά in De Pyth. or. 397B–C). Combined, those three features suggest continuity between the two participles, which together form the one substantive (τὸν … συντιθέντα … καὶ … ὑποβάλλοντα) that complements the infinitive: the one who composes and dictates.

One indicator, however, complicates this construal: the phrase πρότερον καὶ νῦν. It can be integrated in two ways. If it indicates that the first participle is anterior to the second, it distinguishes two stages of one process: first A and now B, not before A but now B. If the adverbs are paired in this phrase not to provide symmetry to the two participial constructions but to form one adverbial unit, then it modifies both participles and signifies the two time periods addressed in the dialogue, likening rather than contrasting them: then and now or either then or now, not then but now. But the temporal distinction that πρότερον καὶ νῦν seems to create remains perhaps the most difficult element to integrate into this reading. For that reason, some suggest that it must be a late addition,Footnote ¹⁷ though without manuscript support.

Third, ὑποβάλλω, especially in the context of public communication, often means to dictate: to indicate to someone (dative) what (accusative) to say or write.Footnote ¹⁸ The one speaking or writing thus repeats what has already been scripted for them. The context of public speech strongly suggests that this is the meaning here: the god indicates to the Pythia (dative) what to say—namely, the oracles (accusative) that the god has already composed. The scriptedness of this sense of ὑποβάλλω corresponds well with possession prophecy.Footnote ¹⁹

Several occurrences in Philo of Alexandria employ the dictation meaning of ὑποβάλλω specifically in the context of prophecy (see also Somn. 2.3; Ios 110; cf. Praem. 50):

Philo, a roughly contemporaneous author who is familiar with both stimulation and possession prophecy,Footnote ²⁰ associates ὑποβάλλω with the decisive divine agency of possession prophecy.

Fourth, what is supplied to the Pythia is not a movement (κίνησις), a vision (φαντασία), or a light (φῶς), as elsewhere in stimulation prophecy (De Pyth. or. 397C), but the oracles themselves (τοὺς χρησμούς).

Fifth, mask is a more common meaning for προσωπεῖον than character, in Plutarch and in other authors, and that meaning fits much more naturally in the phrase as a whole (φθεγγόμενον ἐκ +). In possession prophecy, the prophetess determines the words of the oracle no more than a mask determines the words of an actor.Footnote ²¹ When Plutarch wants to make comparisons with other elements of the theatre, he is perfectly capable of saying so (καθάπερ τραγικῶν ὑποκριτῶν, ὥσπερ οἱ τραγῳδοί and ὡς ἐπὶ σκηνῆς in Vit. Demetr. 18, 34, 41).Footnote ²² And another metaphorical use of προσωπεῖον in Plutarch's extant works functions similarly to what is advocated here: ‘He [Herodotus] has used Solon as a mouthpiece to revile the gods [τοῖς … θεοῖς λοιδορούμενος ἐν τῷ Σόλωνος προσωπείῳ] …. By thrusting upon Solon his own ideas about the gods he is combining blasphemy with malice’ (De Her. mal. 15; cf. Vit. Ant. 29). Here, Solon is a misleading disguise, hiding the true speaker, Herodotus, and in De Pyth. or. 404B a possessed prophetess is no more than a disguise for the true speaker, the god.

These five factors favour the second interpretation over the first. The syntax of the sentence, the meaning of ὑποβάλλω, and the phrasing of the metaphor do not support a transition from one kind of inspiration to another. And this reading fits into the reasoning of the immediate context: what matters to Theon is not what style we ascribe to the oracles at any given time, whether verse or prose, but what manner of agency we ascribe to the god.