11.1 Introduction
International organizations (IOs) now perform many crucial political functions within the interconnected governance systems of the twenty-first century global political order. In recognition of their powerful roles, IOs have been subject to increasing politicization over recent decades,Footnote 1 accompanied by widespread challenges to their legitimacy,Footnote 2 and calls for democratizing reform.Footnote 3 This political concern about IOs’ democratic deficits is deeply implicated in wider legitimacy crises facing democratic institutions worldwide – emanating in part from unsettling transformations to democratic States and national societies wrought by global economic, social, and political integration.Footnote 4 The institutions of the United Nations (UN) system, in particular, loom large in the conspiracist imaginaries of many populist political movements – cast as emblems of aloof and rapacious global elites, and envisioned as threats to longer-standing democratic practices of legitimate national self-determination.Footnote 5 Against this political background, the question of how best to assess and strengthen the democratic legitimacy of IOs – and of the roles they play within wider governance systems – sits at the centre of broader debates about the prospects and pathways for reviving democratic legitimacy across the global political order.Footnote 6
Some established theoretical work on the democratic legitimacy of IOs has argued that a promising route towards remedying legitimacy problems may be found in strengthening practices of democratic representation, since representative democratic instruments can be more successfully adapted to the vast scale and complexity of global governance processes than alternative participatory models.Footnote 7 Others, however, have advanced more sceptical assessments of representative practices as vehicles for legitimacy in global institutions. Sociological legitimacy scholars have presented empirical evidence that (at least some) established representative instruments fail to improve attitudinal indicators of IO legitimacy.Footnote 8 In parallel, some normative theorists have argued that strong legitimacy can only be achieved through public participation in democratic deliberation,Footnote 9 or other forms of active political engagement absent from established representative models.Footnote 10 Underlying these sceptical challenges is a recognition that many transnational groups with democratic claims to representative inclusion, in virtue of their experiences of ‘affectedness’ or ‘subjection’ by international institutions,Footnote 11 currently lack those background social and institutional ties that have historically sustained legitimacy within the representative institutions of consolidated democratic States.Footnote 12 Whereas contemporary representative theories and practices have mostly been developed to operate with the social relationships that comprise sovereign or self-determining national ‘peoples’, many represented groups in global institutions are fluid and contested transnational assemblages of diverse political actors, lacking such established social and institutional ties. In their absence, the worry is that practices of democratic representation and legitimation become politically uncoupled.
My aim in this chapter is to offer a theoretical account of how these challenges to representative democratic legitimation in global institutions may be (at least partially) overcome, and how IOs can contribute to the development of the kinds of representative practices best equipped to strengthen global institutional legitimacy. More specifically, I argue that global representative practice can contribute to democratic legitimacy not only through the representation of groups whose shared claims to representative inclusion are accompanied by established social and institutional ties, which enable their collective judgement and decision as active democratic ‘constituencies’.Footnote 13 It can contribute further through a distinct set of constitutive representative activities, which function to cultivate – within socially and institutionally emergent groups holding democratic representative claims – those ties of political recognition, integration, and commitment required to constitute them as active and legitimizing democratic constituencies. IOs, more specifically, can engage in this constitutive representation through political practices I describe as the orchestration of represented constituencies: intervening in relationships among representatives and their emergent constituents in ways that cultivate their collective legitimating qualities of political recognition, integration, and commitment.
In what follows, I develop these arguments in three steps. First, I examine in greater depth the relationships and tensions between concepts and practices of democratic legitimation, on the one hand, and representation, on the other; and based on this analysis, I consider how distinctive practices of constitutive representation may foster in represented constituencies the qualities of active democratic agency required for sustaining legitimacy (Section 11.2). Second, I examine how IOs can contribute to these practices of constitutive representation – extending established understandings of IOs as orchestrators of collective political action to the democratic practices of constituting represented constituencies (Section 11.3). Third, I illustrate and assess these theoretical ideas through an examination of the case of the Global Compact on Refugees (GCR): here I examine the roles of the UN High Commission for Refugees (UNHCR) and the UN General Assembly (UNGA) as orchestrators of a transnational represented constituency of refugees,Footnote 14 via their work in supporting a range of democratic commitments within the GCR (Section 11.4).
Taken together, these arguments have significance for both theoretical and practical debates about pathways towards global democratic legitimacy. Theoretically, they show how concepts of representation can be brought into closer alignment with the functional demands of democratic legitimation in the complex and dynamic political circumstances of contemporary global politics. And practically, they highlight a new way in which democratically legitimating forms of representation can be instituted by IOs – extending their representative reach not only through participation in external lawmaking processes, but further through supporting the constitution of represented groups as active democratic constituencies – whose agency alone confers democratic legitimacy on the governance institutions of the global order.
11.2 Representation as an Instrument of Democratic Legitimacy
Over the course of its modern history, democratic theory has developed a rich conceptual vocabulary for describing both the justificatory normative grounds, and the operational institutional instruments, required to realize democratic ideals within the vast and complex political orders of modern world society. The concept of legitimacy has risen to prominence as a frame for understanding modern democracy’s normative grounds; while the concept of representation has come to occupy a parallel position in understanding its operational institutional instruments. Despite their proximity as central organizing concepts in modern democratic projects, the ideas of legitimacy and representation have been developed in recent theoretical work with increasing detachment from one another; and their estrangement has nowhere been starker than in theories of democracy within international institutions. In order to develop a model of international representation capable of strengthening global democratic legitimacy, we must therefore begin by considering in more detail: how our concepts of democratic legitimacy and representation have come apart in contemporary theory and governance practice; and how to bring them back into closer political accord.
11.2.1 Legitimacy, Democracy, and Democratic Legitimacy
The concept of legitimacy, first, is commonly invoked as a frame for capturing the underlying normative value that democratic institutions should be designed to deliver. The etymological roots of the legitimacy concept can be traced back to the Latin root lex, meaning ‘law’, and derivatives such as legitimus, meaning ‘according to law’.Footnote 15 But in the early modern period the legitimacy idea evolved to take on more specialized political meanings: first capturing lawfully delegated political powers,Footnote 16 and hereditary rights of ruling monarchs;Footnote 17 and subsequently expanding to allow scope for subjecting even lawful power to critique in the name of some autonomous set of political agents or reasons.Footnote 18 While the precise sources of legitimacy’s distinctive political normativity remains a matter of ongoing dispute,Footnote 19 most theorists understand legitimacy standards as functioning in some sense to remedy political problems of normative dispute over the rightful institutional terms of political rule.Footnote 20 Remedying such legitimacy problems is commonly valued for helping reconcile political rule with the normative judgements and commitments of free individuals,Footnote 21 and further for helping sustain beneficial political cooperation at low enforcement costs.Footnote 22
This modern idea of legitimacy thus captures not any ideal institutional model of political rule, but rather a distinctive normative standard against which institutional models can be judged and designed. It is through this application that the idea of legitimacy has come to be commonly aligned with a reinvigorated modern interpretation of the old Greek idea of democracy – defined as a form of political rule or empowerment (arche) through which a political community or ‘people’ (demos) engages in collective self-governance. The compound idea of democratic legitimacy captures what results when democratic institutional instruments successfully function as political remedies to underlying legitimacy problems – resolving normative disputes over the institutional terms of political rule through the collectivization of power in democratic decision-making processes.
Not all contemporary justifications of democratic institutions appeal in this way to their value as instruments of legitimation: sometimes democracy is justified instead as a vehicle for some thicker moral conception of justice,Footnote 23 or another instrumental moral purpose.Footnote 24 Similarly, the concept of ‘legitimacy’ is sometimes appended to democracy in a more descriptive sense – denoting not its conformity to any substantive normative standard, but rather a generic attribution of political justifiability or acceptability, on whatever terms these may be understood.Footnote 25 But it was as an instrument of legitimacy in its substantive normative sense that institutional ideals of democracy first gained widespread uptake in modern political thought and practice, under the influence of Jean-Jacques Rousseau’s proposed collectivist solution to the legitimacy problems of consolidating European States.Footnote 26 And in this same Rousseauvian tradition, deliberative democratic models have attained contemporary theoretical support as instruments of normative legitimacy – entrenching the pairing of democracy with legitimacy as political solution and problem, as these function within the State-based institutional orders of modern political life.Footnote 27
11.2.2 Democracy, Representation, and Transnational Legitimacy Problems
Alongside this normative idea of legitimacy, the concept of representation has had enormous theoretical influence in reshaping models of democracy for operation in the modern political world. Like the idea of democracy itself, the concept of representation marks out a model of the relationships and structures of political rule, without entailing any particular account of their (justifying or legitimizing) normative grounds. Most broadly, the concept of representation means ‘making present’ in a new sense something which is, in another sense, absent;Footnote 28 as such, it has many meanings and applications outside the domain of political life. But when applied to the political context of democratic governance, the concept captures those political relationships and practices through which members of democratic constituencies can be made present in the activities of political rule – even when (due to constraints such as time, distance, resources, competence, or motivation) they do not participate in these directly.Footnote 29
At the heart of all models of democratic representation is some kind of relationship between: the democratic constituencies who are (at least in some direct participatory sense) absent from activities of political rule, yet democratically entitled to be present; and their democratic representatives, whose characteristics and activities within sites and processes of political rule can make their represented constituencies in some sense present again. Competing theoretical models of democratic representation then vary in how they characterize these political agents and relationships, across several dimensions: the elements of constituencies’ attributes or activities that representative processes seek to make present; the elements of representatives’ attributes or activities through which this presence is fostered in sites and processes of political rule; and the features of the political relationships between representatives and constituents through which these representative practices are sustained.Footnote 30
In designing and justifying models of political representation along these several dimensions, theorists have not typically undertaken systematic analysis of their implications for political problems of legitimacy, in the substantive normative sense of interest here. Rather, a standard analytical strategy has been to assess representative models against the intermediary concept of ‘democracy’ – assuming that whatever can be upheld as democratic warrants an accompanying attribution of normative legitimacy. For some representative theorists an assumption of such equivalence is merely implicit. Others, however, have argued explicitly that the normative assessment of representative institutional designs requires no appeal to any standards exogenous to the concept of democracy itself, but can rather be assessed simply for its ‘democraticity’ – meaning conformity with the conceptual constraints of the democratic idea.Footnote 31 More concretely, this has meant that the assessment of representative designs has mostly focused on the democratic function of representative inclusion – aimed at ensuring participants in political rule (arche) include all other members of their political community (demos) in their decision-making processes.Footnote 32 In this democratic interpretation of the representative challenge, normative evaluation and prescription focuses primarily on the attributes and activities of political representatives, whose responsibility it is to include, through their activities of rule, all ‘affected’ or ‘subjected’ populations with democratic claims to representation as members of the ‘demos’.Footnote 33 The capacity of represented populations to exercise collective judgement and influence as democratic agents within representative processes has received much less attention: although the question of constituency agency has received some attention in broader debates on the constitution of the ‘demos’ in global democratic practice,Footnote 34 its implications for the theory of global democratic representation have not been systematically examined.
An important question left open by much of this work concerns the capacity of representative practice to sustain democratic legitimacy in contemporary political governance institutions. Some recent work on international and transnational representation invokes the language of legitimacy – suggesting that some prescribed representative innovations, addressed to the remedy of democratic deficits, will also have the advantage of strengthening legitimacy.Footnote 35 Such claims have merit insofar as representative practices can fulfil not only the inclusive political function of democraticity, but also the distinct political function of legitimization: resolving normative disputes over the institutional terms of political rule, through the subsumption of divergent individual judgements within a unified institutional framework for collective political agency.Footnote 36 One key prerequisite for legitimizing functionality is that the parties to normative disputes over the terms of institutional rule – in democratic terms, those who claim a political ‘stake’ in its powers as affected parties,Footnote 37 or those subjected to demands for institutional compliance or supportFootnote 38 – are included in the collective democratic decision-making processes that offer some political remedy for these disputes. Insofar as representative innovations are successful in fostering such inclusion – through better aligning the boundaries of governance processes with the boundaries of collective democratic agency – their claim to be contributing to strengthened legitimacy in international institutions can be upheld.
The complex political function of legitimation requires more, however, than merely aligning the boundaries of represented constituencies with those of legitimacy problems – representing all democratic claimants in normative disputes over the institutional terms of governance power. For representative inclusion to contribute to remedying legitimacy problems, there is an additional requirement for represented populations to be actively engaged in representative processes, to the degree required for sustaining the legitimizing conversion of normative dispute among democratic claimants into collective democratic agency in the shared exercise of governing power (thus converting diffuse populations of democratic claimants into active democratic constituencies). With the shift from participatory to representative democratic models, the expectation for active political engagement of democratic constituents does not extend to their direct involvement in all the activities of political decision-making and implementation that constitute political rule itself. But to foster legitimacy through these democratic practices, representatives must still bring their constituents along through sufficient active political engagements to motivate and guide their support for governing institutions in the ways captured by the distinct normative concept of legitimacy.
More specifically, successful legitimation requires that represented groups have capacities to: recognize themselves as democratic constituents of ruling institutions, and as represented by participants in these governance processes;Footnote 39 engage (communicatively or collaboratively) with one another, in creatively defining the common interests or problems that integrate them as members of democratic constituencies;Footnote 40 and commit to political responsibilities for democratic burden-sharing and compromise, without which the legitimizing shift from normative contestation to democratic collaboration could not be motivationally sustained.Footnote 41 Agentic political capacities of these minimal kinds are acknowledged functional requirements already of some theoretical models of ‘formal’ political representation, which require represented constituents to engage collaboratively and responsibly in activities of authorization and accountability within their representative relationships.Footnote 42 As such, these formal representative instruments can make especially clear contributions to legitimation processes. But even with ‘substantive’ and ‘descriptive’ representative practices, which are more reliant on the agency of representatives to articulate and embody constituency interests and identities, legitimacy will still depend on constituents possessing these forms of active agency: without constituents’ active recognition, integration, and commitment operating in the background, representative rule would not convert to legitimizing support from institutions’ democratic claimants.
There is a longstanding and live democratic debate about whether representative legitimation of these kinds can realistically be achieved in political practice. An influential tradition of thought on democratic legitimacy – originating in Rousseau’s well-known claim that the democratic general will cannot be represented – contends that representative practices are incapable of empowering and sustaining adequate capabilities of these kinds for the exercise of legitimizing democratic agency.Footnote 43 The contemporary political circumstances of transnational democratic projects produce some compelling grounds for supporting such sceptical views. Current configurations of global governance institutions – viewed systemically, as subsuming all governance levels and institutional types interacting within the overarching global order – are complex and dynamic, with uneven and shifting impacts on local and transnational populations.Footnote 44 As a consequence, many populations of democratic claimants are themselves diffuse and dynamic – with contested and shifting boundaries, dispersed and diverse memberships, and weak political relationships to their purported representatives within governance institutions. This systemic disjuncture between populations of democratic claimants, and those connected socially and institutionally as active democratic constituencies, produces significant challenges for the development of legitimate representative instruments of global democracy.Footnote 45
11.2.3 Constitutive Representation As Remedy for Transnational Legitimacy Problems
Given these challenges, proponents of representation as an instrument of global legitimation must consider further what instruments within representative practices can best foster and sustain the requisite dimensions of active democratic agency within represented constituencies. Here I propose that such practices can be helpfully conceptualized as a variant of what is sometimes called constitutive (or in more common terms, ‘constructivist’) representation.Footnote 46 This idea captures the creative potential that arises in any representative process, which re-presents its subject in a new and different form from its original condition:Footnote 47 not just describing or displacing a subject already adequately formed, but re-constituting the represented subject itself through the representative process. Established theoretical accounts of constitutive representation have been mostly concerned with the symbolic dimensions of representative practice – that is, the ways in which cultural categories of political interest and identity can be creatively constructed by representational activities of depiction, narration, and interpretation, prior to the wider ideational uptake of these categories by institutionally affected or subjected democratic claimants.Footnote 48 Some theorists have deployed these representative concepts to capture the way self-appointed representatives can call forth or mobilize new constituencies in dynamic and contested governance contexts, such as those emerging in response to new transnational or global political problems.Footnote 49
Here, I propose that this established concept of constitutive representation can be expanded to capture the practices through which representatives operate to constitute not only cultural categories of political membership, but further political capabilities for the exercise of legitimizing democratic agency. More specifically, we may consider how constitutive representation can function to cultivate, among members of fluid and emergent transnational constituencies, those capabilities for constituency self-recognition, communicative or collaborative engagement, and responsible political commitment, which we have established are required to support the active political agency that is the source of democratic legitimacy in representative practice. First, representatives may support the constitution of represented constituencies in the dimension of self-recognition by creatively interpreting and projecting latent or contested group identities – metaphorically, painting a portrait rather than holding up a mirror; in doing so, they may help constituents gain stronger recognition of their political status as a collective, and their democratic claims against international governance institutions. Second, representatives may support the constitution of represented constituencies in the dimension of communicative or collaborative engagement by supplying the interactive infrastructures and attentional salience required to bring disparate constituents together into creative political engagements of their own – building new and dynamic understandings of the content of shared interests in their governance institutions. And third, representatives may support the constitution of represented constituencies in the dimension of responsible political commitment by brokering engagements between their own represented constituents and other groups with competing represented interests – thus helping to contain partisanship among their represented subjects within the bounds and burdens of political responsibility to the wider democratic order.
More work needs to be done, however, to consider how such constitutive representation may function in practice in international institutions, to help remedy problems of legitimacy arising across the transnational constituencies of the global democratic order. It is accordingly to these more concrete political issues that we must turn our attention next; and in doing so, we will take up more directly the question of the role played by IOs in fostering these distinctive representative practices.
11.3 The Representative Function of IOs as Orchestrators of Democratic Constituencies
So far, we have been discussing issues about the functions of democratic and representative instruments, as remedies to political legitimacy problems, at a very general level of theoretical analysis. With this broad conceptual framework now in place, we are ready to turn to the more specific questions that focus inquiry in this volume – concerning the role of IO representation in fostering democratic legitimacy within international lawmaking processes. As set out in this volume’s framing introductory discussion,Footnote 50 IOs contribute to international lawmaking processes in a variety of important ways, and correspondingly serve as institutional hubs for diverse representative practices. As others in the volume are discussing, practices of political representation with legitimizing democratic qualities can be supported: inside IOs, when representative inclusion is cultivated within their internal decision-making processes; through IOs, where IO processes serve as sites for collaborative decision-making involving outside representative parties; and by IOs, where IOs themselves serve as agents of representative practice within wider processes of international lawmaking.
Here I am considering the third of these modes of IO representation; though the instrument for this role that I will describe is less direct than some other instances of representation by IOs, such as when IOs take on representative roles as members of other IOs, or as participants in external lawmaking processes. More specifically, I will examine in what follows how IOs can represent transnational constituencies through the indirect process of orchestrating the constitution of represented constituencies within international lawmaking processes, in circumstances where constituencies may otherwise lack the political capacities for participation in representative legitimation of international law. Before moving on to illustrate this kind of representative practice, with the case of IO orchestration of refugee constituencies through the GCR, it is helpful to begin by explaining in more detail the proposed political instruments of these constitutive practices of IO representation. This requires saying more: first about the idea of orchestration, as an instrument of IO agency in representative political practice; and second about the concrete activities through which IOs can orchestrate the constitution of represented constituencies as democratic agents in international lawmaking processes.
11.3.1 Orchestration as an Instrument of IO Representation
The traditional conceptual categories of modern political analysis are notoriously challenged by the theoretical task of capturing the distinctive forms of political agency embodied in IOs, as they now function within the complex governance systems of our contemporary global order. Modern theories of political power, legitimacy, and democracy have built conceptual apparatuses around the governance systems of sovereign States – drawing a clear conceptual line between the governing agency of political rule (centred on the lawmaking and enforcement powers of the State), and the democratic agency of the ruled (exercised collectively through representative or other practices of democratic legitimation). IOs do not fit neatly on either side of this conceptual divide, as they are both instruments and subjects of the sovereign powers of States, which invest them with their varied organizational powers. Moreover, any delegated ruling powers invested in IOs by States are subject further to the structural dynamics of a complex global governance system, in which a multiplicity of political agents must navigate and negotiate competing aims and powers to advance their governing or legitimizing aims.Footnote 51 Any theoretical account of IOs’ political agency within a democratic global order – whether focused on the side of governance or legitimation functions – must grapple with these systemic complexities.
These theoretical challenges have been the focus of significant attention from International Relations scholars seeking to account for the distinctive forms of political agency IOs exercise within processes of global governance – or in other terms, in activities of institutional rule. While many IOs still engage heavily in traditional State-centred forms of governance activity – such as negotiation of treaties, operation of interstate dispute resolution mechanisms, or monitoring of compliance – there is now wide recognition that their governance performance is often improved by utilization of soft and indirect forms of political agency, operating through the mobilization of ‘intermediary’ actors such as non-governmental organizations (NGOs), businesses, transgovernmental networks, transnational partnerships, and other IOs, in support of their governance goals. The concept of ‘orchestration’ is often used to describe these indirect modes of IO influence – serving as an umbrella concept for a wide variety of political strategies IOs use to support, facilitate, coordinate, and steer global governance activities via intermediary actors operating across a complex global institutional system.Footnote 52
Some theoretical attention has been given to the question of how IO orchestration in global governance practices can itself be legitimized or democratized, as an instrument of institutional rule.Footnote 53 But there has been less consideration of how the indirect forms of IO political agency captured by the orchestration concept may also help model IOs agency exercised on the other side of the democratic leger – in new kinds of representative practices that adapt democratic instruments to the complex social and institutional order of twenty-first century world politics. Here I propose that the concept of orchestration can instructively be applied in this latter way, to capture some important roles IOs can play in supporting, facilitating, coordinating, and steering a range of intermediary actors engaged in activities of constitutive representation – which cultivate in emergent constituencies, across the global order, the qualities required to support their roles in representative legitimation. Through so doing, IO orchestration activities can potentially support not only the functional efficacy of global governance practices, but also their democratic legitimacy.
11.3.2 How IOs Can Orchestrate the Constitution of Represented Constituencies
What, then, are some of the political activities through which IOs can orchestrate the constitution of represented constituencies, as democratic agents in international lawmaking processes? In exploring these activities, we can extrapolate and apply established theoretical work on the varied techniques of IO orchestration commonly deployed through intermediaries in support of global governance goals – exploring how these techniques may further be utilized in practices of constitutive representation.Footnote 54 While IO orchestration capabilities and techniques are diverse, and vary greatly across contexts, existing orchestration scholarship has identified several with especially wide application: convening engagements among intermediaries, to catalyse collaborations; agenda-setting for programmes of collaborative work; financial and administrative assistance, to expand the material capabilities of intermediary actors; endorsement, to raise profiles or status of intermediary activities; and coordination, to increase collaborative synergies and impact.Footnote 55 To map out how such orchestration techniques may be applicable within practices of constitutive representation, we can consider how they may operate to support the constitution of each of the legitimizing capabilities within transnational constituencies identified earlier: democratic self-recognition, engagement, and commitment.
First, IO orchestration activities may contribute to the constitution of democratic self-recognition within represented transnational constituencies – supporting the interpretation and projection of latent or contested identities among constituents who have been brought together not by longstanding historical trajectories of shared culture, but rather by more recent impositions of institutional affectedness or subjection producing a shared democratic claim. Two important orchestration techniques IOs can deploy to support these constitutive representative practices are convening and endorsement: here IOs can leverage their access to a range of (contextually varying, public or private) influential actors in their governance domains to identify representative intermediaries with inspirational visions and leadership capabilities; and they can further supply these representatives with the institutional platforms and networks required to project their visions across audiences wider institutional stakeholder constituencies. Administrative and financial assistance will typically be a further essential component of orchestration activities of this kind – whether this supports the convening of high profile representative public events or forums, or the brokerage of ongoing relationships between visionary representatives and their wider constituencies at more localized levels, which allow for wide political transmission of representative interpretations of collective democratic identities.
Second, IO orchestration activities may contribute to the constitution of communicative or collaborative engagement within represented transnational constituencies – supplying not only platforms for representatives to disseminate inspirational visions of the democratic identities and claims of their represented constituencies, but further opportunities for disparate members of transnational constituencies to contribute themselves to defining the political interests associated with these memberships. As above, orchestration techniques of convening and assistance can play important roles in supporting these constitutive practices. Here, however, the emphasis will be less on support for high profile platforming of representative visions, and more on support for deliberative network infrastructures and local community engagements diffused across the wider memberships of represented constituencies. To provide structure and focus for these diffused political processes of communicative and collaborative engagement, there may often be roles also for orchestration techniques of agenda-setting and coordination. Here, IOs can support the deliberative articulation of constituency interests by helping to frame questions, establish deliberative forums and processes, and create shared records of dialogues among members of transnational constituencies, in support of these legitimizing forms of collective democratic engagement.
Third, IO orchestration activities may contribute to the constitution of responsible political commitment within represented transnational constituencies – by fostering understandings not only of their internal democratic identities and interests, but also their political responsibilities to others across the wider global political order, with whom legitimate settlements must be reached through shared governance institutions. Supporting the constitution of wider political commitments of this kind may require an array of orchestration techniques – with agenda-setting playing an especially important role in framing representative engagements around problems and challenges of common global concern, as distinct from narrower partisan issues, and coordination helping to define clear norms for responsible political engagement of constituents with the wider governance institutions and communities through which their interests are to be advanced. These responsible political engagements can be aided further through building and disseminating more knowledge about constituencies’ mutual vulnerabilities and interdependencies, and through building capacity for secure and strong political leadership structures within represented constituencies. Here, assistance may also be a crucial feature of IO orchestration activity in this area – insofar as IOs’ financial, administrative, and technical resources can make valuable contributions to these knowledge- and capacity-building practices.
11.4 IO Orchestration of Represented Refugee Constituencies: The Case of the Global Compact on Refugees
The democratic roles that IO orchestration can play, in supporting legitimizing practices of constitutive representation in global governance, can be illustrated by examining the work of the UNHCR and the UNGA in the development and implementation of the Global Compact for Refugees (GCR). The GCR is a framework of principles, formulated to guide international cooperation among IOs, governments, NGOs, and other refugee and host community stakeholders in the pursuit of more equitable and effective global responsibility-sharing for supporting refugees and their host communities. Its development was motivated by increasing international recognition of the deficiencies of existing global governance instruments for addressing the escalating refugee crises of the early twenty-first century – catalysed in particular by the Syrian refugee crisis of 2015 – and a corresponding shared commitment to strengthening international cooperation in refugee protection and assistance.Footnote 56 The GCR was formally adopted by the UNGA on 17 December 2018, following over two years of consultations with UN Member States, IOs, refugee communities and leaders, civil society and private sector stakeholder organizations, and academic experts, led by the UNHCR.Footnote 57
As momentum was built through this process for international commitments to developing stronger institutional instruments for political governance of refugee protection and assistance, increasing attention turned to the question of how these new international principles and processes could achieve legitimacy – of the loosely democratic kind associated with commitments to participatory and representative principles of political inclusion.Footnote 58 Commitments to legitimizing principles of stakeholder participation, representation, and localization were by this time already well-entrenched within international governance practices in a range of humanitarian and development fields.Footnote 59 But their importance in the field of refugee protection and assistance is heightened further by the special political situation of refugee populations – being alienated from the routine avenues for participatory and representative inclusion associated with secure State citizenship. As a result, these principles gained prominence within international discussions on the design and legitimation of this emerging governance architecture – led by the emphasis placed on this issue by refugee communities themselves.Footnote 60
In the decades leading up to the establishment of the GCR, significant work had already been done – by refugees themselves, and by other organizations and analysts – to establish the idea that refugees may have democratic claims to recognition as a distinctive constituency within international society, entitled to some forms of democratic representation operating independently from State-based vehicles for political inclusion.Footnote 61 This idea had been advanced in three institutional contexts in particular: first, in work towards strengthened refugees’ democratic inclusion in the governance of refugee camps;Footnote 62 second, in debates about refugees’ rights to vote or otherwise participate within host community democratic processes;Footnote 63 and third, in proposals for direct representation of refugee communities within UNHCR decision-making processes.Footnote 64 As the scope of the framework for international cooperation on refugee issues expanded through the development of the GCR, refugee leaders advocated strongly for the parallel expansion of international commitments to principles of refugees’ democratic inclusion – to include the wider range of local and transnational contexts in which key issues affecting the lives of refugees are politically settled.Footnote 65 These broad commitments were ultimately codified within the GCR itself, which prescribes that:
[R]elevant actors will, wherever possible, continue to develop and support consultative processes that enable refugees and host community members to assist in designing appropriate, accessible and inclusive responses. States and relevant stakeholders will explore how best to include refugees and members of host communities, particularly women, youth, and persons with disabilities, in key forums and processes, as well as diaspora, where relevant.Footnote 66
While these very general commitments to refugees’ democratic inclusion have gained international endorsement within the GCR framework at the level of principle, there is nonetheless wide recognition that their implementation in practice faces significant political obstacles. Even leaving aside difficulties associated with conflicts of interest between these democratic principles and other political goals that States and non-State actors bring to their cooperative activities on refugee issues, there are some significant barriers to democratic inclusion associated with aspects of refugee constituencies themselves. These arise because many of the same features of refugee situations which generate the imperative for international refugee protection and assistance, in the first place, also undermine some important social prerequisites for the exercise by refugee constituencies of legitimizing democratic agency. Though many individuals live with the precarity of refugee status for extended periods, membership of a transnational refugee constituency is nonetheless fluid and dynamic – lacking the secure integration and commitment of permanent citizenship; refugees as a transnational constituency are geographically dispersed, and culturally and linguistically diverse, posing barriers to political communication; and perhaps most crucially, the physical, economic, social, and cultural vulnerability and estrangement experienced in many situations of refugeehood can deter or preclude taking on the additional risks and burdens that accompany political engagement.
Achieving political legitimacy in the global governance of refugee issues thus requires addressing such barriers through systematic political interventions to support the development and preservation of refugees’ capabilities for democratic political agency. As David Owen has put it, this involves at the most basic level supporting the constitution of refugees as agents ‘who can make choices and plans about their futures that are not simply driven by the urgent requirements of practical necessity and who have some ability to shape the social environment in which those choices and plans are made’.Footnote 67 More specifically, it requires some practices of the kind described earlier as constitutive representation: political interventions aimed at cultivating within refugee constituencies the capabilities of democratic self-recognition, engagement, and commitment – established earlier as the minimal forms of collective political agency required to sustain democratic legitimacy through representative practice.
In response to this demand for legitimacy in their governance operations, the UNHCR and the UNGA have engaged in a range of activities, through their work in developing and implementing the GCR framework, which can be characterized as orchestration of constitutive representation – or to put this differently, orchestration of refugee constituencies as represented collectives of active democratic agents. Through these orchestration activities, the role of IOs in representative practices goes beyond opening up IOs’ internal decision-making processes and institutional spaces to access by established refugee representatives; it extends further to external interventions in the political relationships among members of refugee communities and their political representatives, with the aim of strengthening their legitimizing capacities.
To illustrate these activities, we can first examine how the UNHCR and UNGA have helped to orchestrate the constitution of democratic self-recognition within refugee constituencies, through supporting the activities of refugee leaders in interpreting and projecting mutual understandings of refugeehood as a democratic political identity with legitimate claims to international representation. Some of the most important IO contributions here have deployed orchestration techniques of convening and endorsement – leveraging access to their organizational networks and prestige to bring together visionary and well-connected refugee leaders from across disparate geographical and cultural contexts, and to raise the political profiles of their democratic political advocacy. An important example of such activities is the UNHCR’s work in convening and endorsing the 2018 Global Summit of Refugees,Footnote 68 and the subsequent Global Refugee Forums, hosted annually from 2019 as platforms for the collective promotion of new ‘forms of behaviour and identity’Footnote 69 more conducive to representative international decision-making on refugee issues. This prominent support from UNHCR, and the high-status endorsement from the UNGA through its adoption of the GCR framework, has in turn inspired wider commitments to refugee participation and representation among other governmental and NGO actors,Footnote 70 thus expanding the scope of refugees’ political recognition as a transnational democratic constituency. The provision of administrative and financial assistance to refugee leaders, and to the other actors supporting these developing representative practices at more local levels, has been another important element of IO orchestration techniques in this area – with significant investments of resources by the UNHCR to support the elevation of refugee voices through these new international forums and networked engagements.Footnote 71
Second, the UNHCR and UNGA have helped to orchestrate the constitution of communicative and collaborative engagement within refugee constituencies: extending support beyond the platforming and endorsement of selected refugee leaders advocating for refugees’ democratic empowerment; and further fostering the involvement of wider members of refugee communities in defining the substantive refugee interests to be represented by leaders in protection and assistance operations. Here orchestration techniques of convening and assistance can be seen in some material support UNHCR has provided for grassroots refugee networks and local community groups to expand the scope of refugee participation in the design and delivery of refugee assistance programmes, within refugee camps as well as some transit and resettlement situations.Footnote 72 In addition to such support for widening the participatory base of political engagement within refugee communities, the UNHCR has also orchestrated the empowerment of refugee agency through agenda-setting and coordination activities, which help to frame, endorse, and disseminate new principled frameworks and recommendations to guide the work of other governmental, civil society, and business actors in fostering opportunities and supports for refugee participation. These include the broadly democratic principles that are incorporated (with UNGA endorsement) in the GCR itself; and they further include those more detailed recommendations that have been developed within independent refugee-led forums convened with IO support,Footnote 73 such as the Representation and Participation Working Group of the International Refugee Congress – a non-profit organization initially established with UNHCR support.Footnote 74
Third, these IOs have helped to orchestrate the constitution of responsible political commitment within refugee constituencies, by working to support political engagements not only within refugee communities, but also between refugees and their host communities, and other global stakeholders in refugee protection and assistance. Orchestration techniques of agenda-setting and coordination have been deployed here via the emphasis placed in GCR principles upon a ‘whole-of-society’ approach to responsibility-sharing for refugee protection and assistance,Footnote 75 and related orchestration instruments such as proposals within the GCR for future ‘solidarity conferences’ and platforms, intended to bring refugees and other stakeholders together in community-building dialogue around responsibility-sharing commitments.Footnote 76 This principled approach to responsibility-sharing identifies the intersecting contributions required from varied social actors – State and non-State, local and international – and further seeks to balance an emphasis on refugee rights with a discourse of mutual and shared political responsibility between refugees and other stakeholders in refugee governance instruments.Footnote 77 IO support for constituting these dimensions of refugee agency is advanced further through extensive assistance invested in data-collection and scholarly analysis of collective refugee protection and assistance instruments, aimed at building stronger capacities within and beyond refugee communities for upholding these shared responsibilities.Footnote 78
These various activities undertaken by the UNHCR (some with endorsement and other support from the UNGA) have made some meaningful impact: both in building international recognition of the legitimate claims of refugee communities to inclusion in the governance of those refugee protection and assistance issues that affect their lives; and in taking first steps in a larger programme of work towards the empowerment of refugee’s political agency as participants in representative decision-making practices. As instruments for establishing the representative democratic legitimacy of political decision-making around refugee protection and assistance, however, they are limited in several important dimensions. First, IO efforts to orchestrate refugee constituencies’ democratic self-recognition raise questions about whether those refugee leaders selected for invitation through IO networks can reflect the wide diversity of refugee experiences – particularly including experiences of those in the most marginalized and vulnerable positions; moreover, there are worries that refugees may be ‘tokenized’ through IO orchestration activities,Footnote 79 without parallel inclusion in the more ongoing and mundane protection and assistance activities that impact refugee lives.Footnote 80 At the same time, IO orchestration instruments for fostering refugees’ political engagement at such localized levels are typically not sufficient to overcome the deeper sources of physical vulnerability, economic precarity, social exclusion, and future uncertainty, that work to undermine secure opportunities for refugees’ communicative and collaborative political participation.Footnote 81 Work to orchestrate refugee constituencies’ responsible political commitment faces related constraints, due to the risks that political discourse around shared responsibility may be used, in contexts of persistent power asymmetries, to shift burdens prematurely and inappropriately onto refugee communities without adequate capacity and support to uphold them.Footnote 82
Some aspects of these challenges may be partially overcome through greater investment of political capital and material resources by IOs in the scope of their orchestration efforts. Others, however, have deeper structural drivers that cannot be adequately overcome through IOs acting within siloed fields of governance responsibility – since the social prerequisites for legitimizing democratic agency traverse many functional and territorial governance fields and corresponding political constituencies. The democratic work of constituting legitimizing capability within represented constituencies must accordingly always retain a commitment to some cosmopolitan principle of ‘whole-of-society’ global responsibility, such that IOs pursue this orchestration work as a coordinated part of much wider global projects of collaborative political change.
11.5 Conclusions
Just as IOs play important roles in international lawmaking, and political governance more broadly, the analysis here has shown one way in which they can also play important roles in legitimating practices of political representation. Just as IOs’ roles in global governance are often indirect – orchestrating intermediary governmental, civil society, and other social actors instead of imposing direct political control – so too their roles in legitimizing representation can operate indirectly, through practices of representative orchestration. The orchestration practices examined here have been addressed to one particular element of representative practice that IOs are particularly well-positioned to support: activities of constitutive representation, which cultivate within transnational constituencies those forms of political recognition, integration, and commitment required to support democratic legitimacy. Examining these practices as undertaken by the UNHCR and UNGA, in their work around the development and implementation of the GCR, has illustrated some valuable democratic contributions, alongside significant structural limitations, of IO efforts to foster stronger democratic agency and legitimacy in global governance. Taken together, these remind us that even while the activities of democratic governance and legitimation can take diverse political forms for different actors and in different operational contexts, the political work of establishing the shared democratic identities, relationships, and commitments required for strong legitimacy will always demand persistent attention to the collective problems and responsibilities that connect stakeholders across the global order as a whole.