In memory of Wolf Liebeschuetz
LIBANIUS AND AMMIANUS MARCELLINUS
External evidence for Ammianus Marcellinus is in frustratingly short supply. He tells us a few things (evidently selected with some care) about his background and career in the Roman army. In passing remarks he perhaps reveals a little more about himself here and there, though less than has sometimes been thought.Footnote 1 There is, however, vanishingly little trace of him outside the pages of his Res gestae. The grammarian Priscian, writing probably in Constantinople in the first two decades of the sixth century, cited Ammianus once in his Ars (9.51 = Gramm. Lat. 2.487).Footnote 2 This is the only uncontroversial ancient reference to the historian. For the rest, debate has circled around two letters by the Antiochene sophist Libanius, who (it might reasonably be thought) surely ought to have known a fellow author who was perhaps a native of Antioch, and at any rate had spent a good deal of his life in the city.Footnote 3 The letters are those numbered 1063 and 223 in Foerster’s edition of the ample surviving correspondence of Libanius.
The first of these, Ep. 1063, has received the lion’s share of attention. It was written in a.d. 392 to a Marcellinus, with whom Libanius obviously had some prior acquaintance and who was engaged in some sort of literary activity in the city of Rome, where his work was being warmly received.Footnote 4 Ammianus was well acquainted with the metropolis and it seems all but certain that he finished his Res gestae there c.390.Footnote 5 Long simply assumed to be a reference to the historian, the identification of Libanius’ correspondent as Ammianus Marcellinus was challenged by C.W. Fornara in an incisive article published in 1992.Footnote 6 Though not accepted by all or immediately, Fornara’s case is a convincing one.Footnote 7 The coincidence of background, name, date, location and activity is tantalizing, but what the letter actually says about ‘Marcellinus’ and about what he was doing in Rome does not really suit Ammianus all that well.Footnote 8 Inferences from tone are always hazardous, but Libanius seems to be addressing someone rather younger and less experienced than the historian, plausibly a former student, who had only recently arrived in Rome. Read closely, the letter suggests that Marcellinus’ work was rhetorical, perhaps specifically epideictic, even delivered in a competition of some sort—moreover, it was in Greek. Ammianus was too old to have sat at Libanius’ feet, was not fresh off the boat to Rome, and his Res gestae were in Latin. For these reasons, Ep. 1063 unfortunately cannot give us a window onto Ammianus as he enjoyed at Rome the widespread acclaim his work surely deserved.Footnote 9 Without it, we lose our one certain foundation for thinking that the historian came from Antioch, however likely that continues to seem as an inference.
The second letter in question, Ep. 233, was written in (probably) a.d. 360 to Apolinarius and Gemellus, two former students of Libanius who resided in Cilicia.Footnote 10 In its closing section (4), the sophist says:
πειθέτω δὲ ὑμᾶς χρημάτων καταφρονεῖν ἄνευ τῶν ὑπ’ ἐμοῦ πολλάκις εἰρημένων ὁ τὰ γράμματα φέρων, ὃς ὑπὸ μὲν τοῦ σχήματος εἰς στρατιώτας, ὑπὸ δὲ τῶν ἔργων εἰς φιλοσόφους ἐγγέγραπται τὸν Σωκράτην ἐν μέσοις μιμησάμενος κέρδεσιν, ὁ καλὸς Ἀμμιανός.
Even without the things I have often said to you, be persuaded by the man who bears this letter to think nothing of money. By his dress, he is ranked amongst the soldiers, but by his deeds he is enrolled amongst the philosophers, having imitated Socrates in the midst of profits—the noble Ammianus!Footnote 11
The letter is potentially very useful for any student of Ammianus, because it helps to fill a significant gap in his biography. The general Ursicinus—on whose staff the historian had served for much of the 350s—was dismissed in the aftermath of the fall of the fortress city of Amida in a.d. 359.Footnote 12 We might reasonably assume that Ammianus was at something of a loose end thereafter. He next appears in the historical record during the Emperor Julian’s disastrous invasion of Mesopotamia in 363.Footnote 13 A letter that seems to show Ammianus still in service in 360 and active near Antioch provides a crucial bridge between these two points. The idea that this is a reference to Ammianus Marcellinus was aired on and off by scholars from the late nineteenth century onwards, though Otto Seeck, that great student of Libanius’ letters, was unpersuaded.Footnote 14 It was endorsed by both E.A. Thompson and Sir Ronald Syme in their influential mid-century monographs on Ammianus.Footnote 15 Following Seeck, John Matthews was sceptical in his landmark The Roman Empire of Ammianus, but (perhaps unsurprisingly) T.D. Barnes took the contrary view in his bracing Ammianus Marcellinus and the Representation of Historical Reality.Footnote 16 Barnes offered the fullest and most influential statement of the case for seeing Ep. 233.4 as a reference to Ammianus. The idea has continued to surface here and there subsequently.Footnote 17 While some scepticism has been expressed, there has been no sustained challenge to the arguments of Barnes.Footnote 18 Scholarship is thus at something of an impasse when it comes to whether Ep. 233.4 does provide precious evidence for Ammianus.
Fortunately, it is possible to resolve the question with some certainty, because there is a very simple reason that this cannot be a reference to the historian. The objections of Seeck and Matthews were primarily to do with the office held by the Ammianus of the letter. They both identified him not as a soldier but rather as a στρατιώτης in the extended fourth-century sense of a government official, a usage that grew out of the idea of the bureaucracy as a form of militia, or military service.Footnote 19 Though that is a very common meaning of the word in Libanius’ letters, it is not by itself an overwhelming argument, for he used στρατιώτης in both senses and there is nothing much in the broader context of the letter to help us decide which one was meant here.Footnote 20 Much more compelling is a simple fact. By the generally accepted naming practices of the fourth century, our historian would always have been Marcellinus, not Ammianus, if he were referred to by a single name.Footnote 21 Though common in modern scholarship (not least in this article) and by now of such long usage as to be irremovably established, references to the author of the Res gestae as bare ‘Ammianus’ are simply wrong in the onomastic practice of Late Antiquity. The letter cannot, therefore, refer to Ammianus Marcellinus.
THE LATER ROMAN ONOMASTIC SYSTEM
While the basic principles of later Roman onomastics are reasonably well understood, the subject remains surprisingly neglected, so it is perhaps worth laying out why we can reach this conclusion with such certainty.
The grammarians of the later Roman empire continued to describe the traditional Roman system of praenomen, nomen gentilicium and cognomen, with the agnomen often tacked on for fun, but actual practice in the period in which they lived and worked had diverged sharply from this.Footnote 22 In fact, in his commentary on the Ars of Donatus, the (probably) fifth-century North-African grammarian Pompeius was decent enough to admit that, if you actually asked someone what their cognomen was, you ran the risk of being laughed at.Footnote 23 The work of Pompeius seems to have been assembled from more or less uerbatim classroom notes, so the comment is perhaps particularly revealing.Footnote 24 Instead, a late antique individual was usually known by a single main name, sometimes referred to in the scholarship as the ‘diacritic’ or ‘diacritical name’.Footnote 25 This might be a traditional Latin cognomen, a Greek name, an innovative form in Latin ending in -ius (for example ‘Amantius’ and others like it), a Biblical name (for Christians and Jews), a name drawn from one of the many other languages spoken in the Empire, or something else entirely—there was considerable diversity.Footnote 26 In day-to-day usage, that single name was sufficient and it seems likely that the majority of the Empire’s inhabitants, particularly those lower down the social scale, used it alone. Though the onomastic habits of the rural masses are not well documented, the occasional glimpses we can catch of them strongly suggest this. The Kellis account book of (probably) the 360s opens up for us the world of small tenant farmers in an Egyptian oasis—they are all known by a single name.Footnote 27
This single name might, however, be supplemented on occasion by one more name, always placed before it. We see this fairly often both in more formal contexts and amongst those closer to the top of the social hierarchy. The additional name might indicate descent—a traditional gentilicium, for example, or a cognomen that had come to be used in similar fashion. It might also indicate status. The names Flavius and Aurelius were widely used in this way. Flavius, the gentilicium of Constantine, marked out someone in some official position.Footnote 28 Anyone sufficiently senior in government service might use it and, judging by the Egyptian evidence, the privilege extended quite far down the ranks. Aurelius, the gentilicium of Caracalla (M. Aurelius Antoninus), was promiscuously bestowed on the Empire’s free population by the universal grant of citizenship in a.d. 212. As a result, it was often a mark of a lack of social standing in the centuries thereafter, its recipients being the common people of the Roman world.Footnote 29 In general, it seems there was a sort of hierarchy of these additional names in the fourth century. Aurelius was the additional name of the masses (if they had one). Flavius marked out the upwardly mobile, who had risen to higher status through government service. Family names were borne by those of more elevated social position, who could probably trace their Roman citizenship and standing to before Caracalla. Though often technically entitled to the honorific Flavius, the upper classes tended to avoid it.
For an illustration of this hierarchy, we can turn to the list of those enrolled in the council of the city of Timgad in North Africa, inscribed on the walls of the Curia there in the 360s.Footnote 30 The councillors—men of some local position but hardly members of the Empire-wide elite—were overwhelmingly listed by two names, generally a traditional gentilicium and a main name, with some Flavii and a handful of Aurelii thrown in for good measure.Footnote 31 More evidence from Kellis helps to confirm the point.Footnote 32 Besides the account book, there are quite a few Greek papyri from the site, all seemingly dating to the end of the third century or the fourth. These documents—like the account book speaking to quite a humble slice of late Roman society—occasionally feature dual names. Here, in sharp contrast to Timgad, the documents reveal amongst the inhabitants two Flavii—both interestingly signing on behalf of someone illiterate—and a mass of Aurelii.Footnote 33 Only the praesides Thebaidos, the local provincial governors, diverge from this pattern in having family names: Domitius Asclepiades, Iulius Athenodorus, Septimius Eutropius, Valerius Victorinianus.Footnote 34 This is in itself revealing.
Much more rarely still than dual nomenclature, we find individuals with three, four, five or even more names, besides their main name (again, invariably placed before it). These occur almost always in very formal literary or epigraphic contexts, generally for members of the upper classes and especially the upper classes of the western part of the Empire. Typical places where we might find them are the titulus of the collected works of an author, or a cursus inscription giving the career of some grand senatorial magnate. So, for example, the famous fourth-century orator, epistolographer and senator was generally referred to simply as Symmachus, the main name he too seems to have used in the letters he sent.Footnote 35 Inscriptions and manuscripts of his works, however, reveal that he was known more formally as Q. Aurelius Symmachus.Footnote 36
Two points must be emphasized here. First, when an individual had more than one name, the additional names were invariably placed before the main name that was used more generally.Footnote 37 Second, however many names someone might possess, and some Roman aristocrats luxuriated in an implausible number of them, they were always referred to by at least their main name. The main name could not be omitted, so if only one name was used to refer to someone with multiple names, then (rather obviously) it was the main name. In normal circumstances, an individual who had multiple names was never referred to by more than one of them used in isolation: Q. Aurelius Symmachus was always Symmachus and never bare Aurelius (let alone Quintus). Cases where one individual is referred to by more than one main name—what has been termed ‘oscillation of the diacritic’—are so vanishingly rare as to be effectively non-existent.Footnote 38 The handful that exist are ones where an individual’s name had actually changed, either through the acquisition of a nickname that stuck or through adoption.Footnote 39 So, for example, the long-serving administrator of Constantine and Constantius II who finished his career as praetorian prefect of the East in the 350s must originally have been called Claudius Strategius.Footnote 40 Strategius acted as an assistant to Constantine in the investigation of various sects and the emperor was so impressed that he changed his name to ‘Musonianus’.Footnote 41 Henceforth, in official usage he seems to have been (Claudius) Musonianus, but Libanius at least stubbornly continued to call him Strategius. In a similar fashion, when Constantius II appointed his cousin Gallus as Caesar in a.d. 351, he changed his name to Constantius (a sign that he probably adopted him), which was official usage thenceforth.Footnote 42 Literary sources, however, continued to call him Gallus. It is noteworthy that in both of these cases the change of the main name was explicitly commented on by our sources—clearly, it was very unusual. It is also worth pointing out that in both cases the new name never seems to have been combined with the old: no Strategius Musonianus or Constantius Gallus in the fourth-century sources.Footnote 43
The names of Ammianus Marcellinus fit squarely within what we might call the ordinary operation of later Roman onomastics. In the citation of him, Priscian refers to the historian as simply ‘Marcellinus’: that was clearly his main name. In contrast, the explicits in Vat. lat. 1873—the only authoritative witness to the Res gestae—call the author ‘Ammianus Marcellinus’.Footnote 44 That was, we may surmise, his full nomenclature: a main name supplemented by another, plausibly a family name.Footnote 45 Given what we know about fourth-century names, mention of an Ammianus by that name alone cannot be a reference to Ammianus Marcellinus. Libanius, whose letters illustrate his onomastic practices in exhaustive detail, only ever used one name to refer to individuals.Footnote 46 Where we have fuller evidence for the nomenclature of his correspondents and acquaintances, we can see that this was always their main name: Q. Aurelius Symmachus was simply Symmachus, in the letter addressed to him (Ep. 1004).Footnote 47 With a sole exception, Libanius never referred to an individual by two different names in separate places.Footnote 48 Whoever the Ammianus of Ep. 233.4 was, therefore, he was not the author of the Res gestae.
When he advanced the argument that the letter mentions Ammianus Marcellinus, T.D. Barnes was aware that names might present a challenge to his case.Footnote 49 He argued, however, that ‘naming practices in the fourth century were not wholly consistent’ and furnished two examples to prove this: Julian’s praetorian prefect, sometimes referred to as Secundus and sometimes as Salutius, and the consul of 355, who appears sometimes as Mavortius and sometimes as Lollianus in our sources.Footnote 50 Let us take these points in turn, first the general characterization of later Roman onomastics and then the examples. To those familiar with the tria nomina of an earlier period of Roman history, the use of names in the later Roman empire can at first seem rather fluid and perhaps even confusing. The corpus of names in Late Antiquity is much larger, new names seem to be invented with greater freedom, and others are drawn promiscuously from Greek, or even Hebrew, Punic, Coptic and Syriac. Yet on closer inspection the late ancient onomastic system is much more rigid and standardized than it first appears. The principle of the main name was as close to an iron law as one is likely to find in something so personal and variable as the issue of names, much less flexible than earlier Roman naming practices.Footnote 51 Cicero could choose with exacting care the name by which he would address someone in a letter, or refer to them, to convey esteem or subvert pretension.Footnote 52 In contrast, Symmachus and Libanius—the most prolific epistolographers of the fourth century—had to essentially always use the single main name by which their correspondent was known.
Barnes’s examples similarly disappear on closer inspection. It is true that Julian’s prefect is Saturninius Secundus in an inscription, Secundus in the laws addressed to him, Secundus Salutius once in Ammianus, and generally Salutius elsewhere.Footnote 53 Equally, inscriptions show that the aristocratic consul of a.d. 355 had the full name Q. Flavius Maesius Egnatius Lollianus, but he is sometimes called Lollianus and sometimes referred to as Mavortius, not least in Ammianus who once uses each name alone (15.8.17 and 16.8.5).Footnote 54 Are these not examples of precisely what Barnes argues for Ammianus? They are not. Salutius and Mavortius are both signa, a type of nickname terminating in -ius that was reasonably common amongst members of the upper classes in the third and fourth centuries, especially, it would seem, the senatorial aristocracy.Footnote 55 signa, and nicknames more generally, were the sole significant exception to the ordinary rules of the single main name. Though not generally used in legal or administrative contexts, in literary works they might be substituted for the main name—as when Secundus is called Salutius and Lollianus referred to as Mavortius. They might equally be flexibly combined with the main name, even coming after it, as when Ammianus refers to the prefect as Secundus Salutius (22.3.1). Yet, if anything, the sheer rarity of signa—for they are not common—helps to throw into sharper relief the uniformity of later Roman onomastic practice more generally.Footnote 56 Indeed, the very fact that Barnes had to turn to nicknames to make his case rather disproves his point that fourth-century naming practices were fluid.
CONCLUSION
Deflating as the conclusion may seem, there is simply no way that Lib. Ep. 233.4 refers to the historian. The name Ammianus was fairly common, at least in the eastern part of the Roman empire, and so, despite the coincidence, there is not even any real reason to think that the Ammianus who was a philosopher in soldier’s dress was related to the historian.Footnote 57 The biography of Ammianus Marcellinus thus remains as elusive as ever, our knowledge of him resting on what he deigns to reveal in the Res gestae, the rather bare-bones testimonium that Priscian offers, and the not hugely informative paratexts furnished in Vat. lat. 1873.
It is possible, however, that this personal elusiveness matters less than it might seem at first glance. In 2008, Gavin Kelly showed brilliantly how a focus not on Ammianus’ life but on his literary context could illuminate the Res gestae.Footnote 58 Attempts to cull biographical details from the work, he suggested, had reached (and in some cases exceeded) the boundary that separates inference from speculation. In their place, he showed how careful attention to what Ammianus had read, and the way in which he alluded to it, might open up new vistas on his work and his world. There is still a great deal to be done in this line. The relationship of the Res gestae to the writings of other fourth-century historians perhaps especially merits further investigation, for Ammianus was writing in an era remarkably fecund in historiography. In particular, we might wonder about the ways in which he used and engaged with the work of his older contemporary, Sextus Aurelius Victor, a man whom he admired.Footnote 59 If, in other words, Ammianus the individual remains a frustratingly lonely figure, Ammianus the writer of history still offers rich avenues for further research.Footnote 60
APPENDIX: THE NAMES OF AMMIANUS MARCELLINUS
To my knowledge, the evidence for Ammianus Marcellinus’ nomenclature has not been gathered in one place.Footnote 61 In this Appendix, I present what we know and I briefly discuss what his names can (and cannot) tell us about the historian.
There are two sources of evidence for the names of Ammianus Marcellinus:
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1. The explicits of individual books in Vat. lat. 1873, which give his name as Ammiani Marcellini (always in the genitive): Book XIV = 15v, XV = 26v, XIX = 67v, XX = 78r, XXI = 88v–89r, XXII = 102v, XXIII = 115r, XXIV = 124v, XXV = 135v, XXVI = 145v, XXVII = 155v, XXVIII = 168v, XXIX = 183r, XXX = 193r. The explicits for Books XVI = 38v, XVII = 50r, and XVIII = 57v seem originally to have called him Ammiani Marcelliani, but the intrusive -a- has been deleted. The explicit for Book XXII calls him Ammiani Marcelli, with a supralineal correction to Marcellini. The explicit of Book XXXI (fol. 208r) has Amiani Marcellini.Footnote 62
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2. The citation by Priscian, Ars 9.51 (= Gramm. Lat. 2.487): … ut ‘indulsi indulsum’ uel ‘indultum’, unde Marcellinus rerum gestarum XIIII: tamquam licentia crudelitati indulta (14.1.4) …Footnote 63
Do these names tell us anything about Ammianus’ background?
First, Ammianus. Ammiani were reasonably widely distributed across the Greek world. The name is attested from the Early Imperial period onwards, apparently becoming rather more common after the later second century. On present evidence it was most frequently used in Asia Minor.Footnote 64 It was comparatively rarer in the Latin-speaking regions of the Empire, but is reasonably well attested there.Footnote 65 Barnes thought that the name had a ‘Levantine’ and specifically Semitic flavour.Footnote 66 This was useful to him, for it helped tie the historian to Syria or Phoenicia, from which he had been cut adrift ever since Fornara argued that Ammianus was not Antiochene. But there is no good evidence for it.Footnote 67 The name thus allows us to put the historian in the Greek-speaking East of the Empire, but not much more than that. It might just license the suggestion that his family (or part of it) came originally from Asia Minor.Footnote 68
Second, Marcellinus. This was a very common Latin name, attested from the late Republic onwards and found broadly distributed over the western empire.Footnote 69 It achieved reasonably wide distribution in the Greek world as well, with no particular geographical pattern—it is attested no later than the early first century a.d. Footnote 70 It seems unlikely that a name so widely used can tell us much about someone who bore it, but it might just hint at a more Latin background than Ammianus does. That need not necessarily mean in the Latin-speaking regions of the Empire, for Latin was of course the primary language of the Roman army.Footnote 71 Barnes has already argued that his father was a senior officer.Footnote 72
In short, the names of Ammianus Marcellinus do little more than point vaguely to an author with Greek and Latin connections, not such a surprise for the miles quondam et Graecus (31.16.9).