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One Health governance principles for AMR surveillance: a scoping review and conceptual framework

Published online by Cambridge University Press:  02 February 2024

A response to the following question: How can One Health approaches be operationalized in order to enable action to reduce or prevent AMR?

Arne Ruckert*
Affiliation:
School of Epidemiology and Public Health, University of Ottawa, Ottawa, ON, Canada
Fiona Harris
Affiliation:
Dahdaleh Institute for Global Health Research, York University, Toronto, ON, Canada
Cécile Aenishaenslin
Affiliation:
Faculty of Veterinary Medicine, Université de Montréal, Montreal, QC, Canada
Raphael Aguiar
Affiliation:
Dahdaleh Institute for Global Health Research, York University, Toronto, ON, Canada
Antoine Boudreau-LeBlanc
Affiliation:
Public Health School, Université de Montréal, Montreal, QC, Canada
Luís Pedro Carmo
Affiliation:
Norwegian Veterinary Institute, Oslo, Norway
Ronald Labonté
Affiliation:
School of Epidemiology and Public Health, University of Ottawa, Ottawa, ON, Canada
Irene Lambraki
Affiliation:
School of Public Health Sciences, University of Waterloo, Waterloo, ON, Canada
E. Jane Parmley
Affiliation:
Ontario Veterinary College, University of Guelph, Guelph, ON, Canada
Mary E. Wiktorowicz
Affiliation:
Dahdaleh Institute for Global Health Research, York University, Toronto, ON, Canada
*
Corresponding author: Arne Ruckert; Email: arne.ruckert@globalstrategylab.org
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Abstract

Antimicrobial resistance (AMR) is a pressing global health issue with serious implications for health, food security, and livelihoods. Collective action, from local to global, that draws on the One Health (OH) approach to facilitate collaboration between the human, animal, and environmental sectors is required to inform initiatives to mitigate AMR. For AMR surveillance, this involves applying an intersectoral, multistakeholder perspective to guide the co-creation of knowledge and policy around the collection, analysis, and application of surveillance data to detect, monitor, and prevent AMR health threats. Currently, there is little available evidence on how to operationalize a OH approach to support integrated AMR surveillance systems, or on how the governance of such systems facilitates intersectoral action on AMR. We conducted a scoping review of the literature to identify the governance domains most relevant to applying the OH approach to the design and evaluation of AMR surveillance systems. We found that governance is a crucial component of the development of surveillance systems equipped to tackle complex, structural issues such as AMR. The governance domains identified include participation, coordination and collaboration, management, sustainability, accountability and transparency, and equity. These domains are relevant throughout all stages of policy design, implementation, and evaluation of AMR surveillance systems. Equity is both a domain and an essential component of the other domains. All the domains are interdependent and co-constitutive, so that progress in one domain can accelerate progress in another. The conceptual framework presented in this article can inform the design and evaluation of OH AMR governance systems and other complex health challenges that have similar barriers and facilitators to OH governance. The qualitative evaluation questions developed for each domain facilitate assessment of the breadth (the range of actors involved in governance) and depth (how meaningful their engagement is) for each domain relevant to OH governance. Finally, the prioritization of formal, sustainable, and democratic governance of AMR can help to facilitate achievement of the sustainable development goals (SDGs) and promote conservation of the use of antimicrobials for future generations.

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Impact Paper
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2024. Published by Cambridge University Press
Figure 0

Figure 1. On the left side, there are six green circles, each containing a governance domain (participation, collaboration and coordination, management, sustainability, accountability and transparency, and equity). Each circle is connected to the next circle with an arrow to show that they form a cycle. On the right side, the domains are listed on alternating green and white backgrounds and a definition of each is provided, along with two to three examples of factors that facilitate the domain. Equity is slightly separated from the other domains to reflect that it is both a domain, and an essential component of each of the other domains.

Figure 1

Table 1. Domain-specific evaluation questions

Figure 2

Figure 2. On the left side of the figure are inputs that facilitate implementation of the governance domains. Related inputs are organized in color-coded groups: engagement, buy-in, communication, governance and law, technical and data-related, funding and resources, and equality. In the middle are gray boxes containing the governance domains. The inputs are connected to the governance domains using arrows that are the same color as the input groups. Connections between the governance domains are represented using gray arrows. On the left side are the outputs that are facilitated by the governance domains. These outputs are grouped in the same way as the inputs (minus communication) and connected to the governance domains using arrows that are the same color as the output groups. A gray arrow that connects all the domains surrounds the entire figure.

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Author comment: Governance principles for AMR surveillance: A scoping review and conceptual framework — R0/PR1

Comments

No accompanying comment.

Review: Governance principles for AMR surveillance: A scoping review and conceptual framework — R0/PR2

Conflict of interest statement

Reviewer confirms no conflict of interest.

Comments

Governance principles for AMR surveillance: A scoping review and conceptual framework

Reference

This is a very thorough review of the (English language) literature that provides the reader with a comprehensive overview on governance issues in the field of AMR surveillance. Two different approaches to the comprehensive analysis of governance would be possible: analyzing governance comprehensively (a) in the context of selected national societies or (b) with respect to a full list of issues to be developed on the basis of globally available data. Combining both will not be possible within the constraints of a journal article. This manuscript uses approach (b), organizing the list of issues along six governance domains (participation, collaboration and coordination, management, sustainability, accountability and transparency, equity). This creates an extremely useful checklist for further research but also for political evaluation. Pointing to the complex links between the governance domains (and among different elements within each) the authors warn against the danger of siloing, i.e., against the fragmentation of knowledge, education and political strategies and stress the importance of effectively integrated surveillance systems. They use an elaborated methodology for identifying relevant literature for the scoping review.

For a revision of the article, two main aspects should be considered (with no need for a broad treatment).

(1) Certainly, due to the main focus of the article, international inequity cannot be treated in detail, however, to distinguish just between HICs and LMICs is insufficient (line 573ff). First, for most health indicators the gap between middle- and lower-income countries is larger than that between middle- and high-income countries. Second, there are many variables which impact on the quality of governance such as political stability, democratic vs. authoritarian character of the system, spatial disparities within countries; there should be a short note on the diversity of manifestations of international inequity.

(2) The references to global health governance (GHG) remain scant (line 237-239). Further down, there are some references to financial aspects, but few to the role of WHO, which in many ways guided the responses to AMR, in particular through the Global Action Plan on AMR of 2015, its follow-up through the NAP concept and the GLASS system, and its support for member countries concerning AMR surveillance. The authors refer to NAPs but do not directly identify them as a main activity of WHO. With respect to finance WHO activities are mentioned, but due to its chronically deficient financial endowment the WHO cannot contribute much on this level. Finance for AMR research and surveillance activities continue to originate from dispersed sources. The need for a coordinated management of resources from international cooperation at the national level should be mentioned as a significant aspect of AMR surveillance. In the sections on management and sustainability there are some hints that international finance can be important, but there is no explicit link to GHG actors.

I add some more specific points, which could be dealt with by small revisions:

- The Introductory paragraph to the results section (line 160-165) is a bit misleading; “we first discuss relevant governance domains…before highlighting the role of governance principles … and finally, the cross-cutting theme…” Only when re-thinking the text and looking back to the section before, I realized that all six sections deal with governance domains and the corresponding governance principles.

- There is a certain overlap between the final part of the “collaboration and coordination” and the “management” sections. “Creating a national coordinating centre to guide national strategic planning and monitor implementation” (line 309-310) appears to be a central function of management.

- In the article the role of “one health” (OH) is somewhat ambiguous: According to the title, the article is on “governance principles for AMR surveillance” in general. Other formulations, however, seem to imply that OH should be the main focus of the article. A methodological framework was used, “to conduct a scoping review that identifies and maps the governance domains relevant to a OH approach in the context of surveillance systems for AMR”. I suppose there are also aspects of AMR surveillance, in which the OH approach does not play a significant role (e.g. control of imported pharmaceuticals). Due to the centrality of “OH Governance”, I would propose to include OH in the main title (even in the sub-titles “OH” appears only once).

- Table 1 is presented in the main text (lines 595-601) as lists of “qualitative evaluation questions to assess the extent to which the OH approach has been integrated (in each governance domain). The proposed questions (see Table 1 below) can support efforts to distinguish and assess the breadth and depth of OH-ness of governance systems; where breadth refers to the range of actors involved in specific governance domains across human, animal, and environmental health, and depth describes how meaningful that engagement is under each governance domain.” In the table there is no such distinction between “breadth” and “depth” (leaving this to the reader).

These are some observations when reading your interesting manuscript. I hope its publication will not be much delayed by them.

Review: Governance principles for AMR surveillance: A scoping review and conceptual framework — R0/PR3

Conflict of interest statement

None.

Comments

This is an excellent article that covers a topic that is much needed for development of theory and practice. The article reads very well and provides both theoretical and practical tools (the questions that can be used) to can be used to examine the framework further. While it is quite comprehensive, certain aspects that may be commented by the authors and included are:

1. The vision for the AMR governance framework is essential to build trust and transparency when we talk of antibiotics as global goods and the need for AMR surveillance.

2. role of govt, NGO actors in society and private sector has been mentioned. However the role of international actors across the govt. and private sector such as Transnational corporations, Overseas development assistance (ODA) support and non profit foundations which provide support for many of these activities needs to be considered.

3. The authors have named 6 domains for further analysis. It will be pertinent for them to

- evaluate the domain of Ethics as a standalone domain that cuts across.

- This will be useful to align the intelligence and information that is critical for trust and accountability for the governance framework that is built further.

- The motivation/pull for participation in the governance framework for the different domains must also be considered by providing orientation beyond one sided awareness as participatory and responsive research. This is essential for several domains for this framework such as collaboration, sustainability, etc requires support starting with handholding for new actors to be part of the framework, define the common goal with ownership of the contribution to it.

Recommendation: Governance principles for AMR surveillance: A scoping review and conceptual framework — R0/PR4

Comments

The review by Wolfgang Hein is quite specific and helpful so if the authors consider this review as the primary route to publication, this will save them time. The second reviewer is rather general and I don't see much that conflicts or adds to the other reviewer but please at least consider the points raised by Jyoti and cross check. I do not think the paper needs to return to these reviewers but the handling editor and EIC shouild review once more before publication to ensure all points are adequately addressed. Thanks for publishing in RD OH.

Author comment: Governance principles for AMR surveillance: A scoping review and conceptual framework — R1/PR5

Comments

No accompanying comment.

Decision: Governance principles for AMR surveillance: A scoping review and conceptual framework — R1/PR6

Comments

No accompanying comment.