1. Introduction
Over the field
$\mathbb C$
of complex numbers, Enriques and Kodaira’s classification of surfaces with numerically trivial canonical divisors (K-trivial), has four basic classes: abelian, bielliptic, K3, and Enriques surfaces. This classification is achieved by considering their Albanese morphisms: for a K-trivial surface X, the Albanese morphism
$a_X\colon X\to A$
, according to
$\dim a_X(X) = 2,1,0$
, is, respectively, an isomorphism, an elliptic fibration to an elliptic curve, or a trivial morphism. When
$\dim a_X(X) = 1$
, X has another elliptic fibration
$g\colon X\to \mathbb {P}^1$
, thus X has a so-called bielliptic structure; more precisely, there is an étale cover
$A'\to A$
such that
$X\times _A A' \cong A'\times F$
, where F is a general fiber of
$a_X$
. Bielliptic surfaces were fully classified in [Reference Bagnera and de Franchis2] (see [Reference Beauville5, List VI.20]). For higher-dimensional K-trivial varieties, Bogomolov and Beauville ([Reference Beauville4], [Reference Bogomolov7] for smooth cases) and Kawamata ([Reference Kawamata34, Section 8] for varieties with canonical singularities) proved that the Albanese morphism
$a_X\colon X\to A$
is a fibration and there exists an étale covering
$A'\to A$
such that
$X\times _A A' \cong F\times A'$
, where F is a general fiber. Especially, for an irregular K-trivial variety X, when
$\dim a_X(X) = \dim X$
, we have
$X\cong A$
. When the Albanese image of X has an intermediate dimension, namely,
$0<\dim a_X(X)<\dim X$
, we can reduce the study of X to the study of lower-dimensional K-trivial varieties. Here, by an irregular variety, we mean a normal projective variety X with irregularity
$q(X):=\dim \mathrm {Pic}^0(X)>0$
, or equivalently, the Albanese morphism
$a_X\colon X\to A$
is not trivial.
Over a ground field of positive characteristic, Bombieri and Mumford [Reference Bombieri and Mumford8], [Reference Bombieri and Mumford9] classified K-trivial irregular surfaces X: if
$\dim a_X(X) =2$
, then
$X=A$
; if
$\dim a_X(X) =1$
, then a general fiber of the Albanese morphism is either an elliptic curve or a rational curve with a cusp, and X has a bielliptic or a quasi-bielliptic structure accordingly. Note that, in Bombieri and Mumford’s classification of (quasi-)bielliptic surfaces, a key step is to show that there is a rational pencil of elliptic curves on X that is transversal to the Albanese morphism of X, that is, X carries a “bi-fibration” structure:

Here, “transversal” means that a general fiber of g is dominant and finite over A under the morphism
$a_X$
.
For higher-dimensional K-trivial varieties in positive characteristic, we know that if X is of maximal Albanese dimension, then X is birational to an abelian variety by [Reference Hacon, Patakfalvi and Zhang27]. In the past decade, a series of progresses have been made in understanding the positivity of the direct image of (pluri)canonical sheaves in positive characteristics ([Reference Ejiri16], [Reference Ejiri17], [Reference Patakfalvi50], etc.). The application of the powerful positivity engine to the Albanese morphism
$a_X\colon X\to A$
induces some remarkable results for higher-dimensional K-trivial (or more generally
$-K$
nef) varieties. A pivotal result by [Reference Patakfalvi and Zdanowicz52] establishes that if X is weakly ordinary (meaning the Frobenius pullback
$F^*\colon H^d(\mathcal {O}_X) \to H^d(\mathcal {O}_X)$
is a
$\sigma $
-linear isomorphism, or equivalently, X is globally F-splitting), then X admits a Beauville–Bogomolov type decomposition. Roughly speaking, there is an isogeny
$A' \to A$
such that
$X\times _AA' \cong A' \times F$
, where F is a general fiber of
$a_X$
. Recently, Ejiri and Patakfalvi [Reference Ejiri and Patakfalvi20] prove that when
$-K$
is nef, under certain conditions on singularities, the Albanese morphism
$a_X$
is surjective, and the intermediate variety Y arising from the Stein factorization of
$a_X$
is either purely inseparable over A or isomorphic to A. Later, the authors [Reference Chen, Wang and Zhang11] prove that, in case
$a_X$
is of relative dimension one,
$a_X\colon X\to A$
is a fibration. Under additional conditions that
$\dim a_X(X)=1$
or that the generic geometric fiber is strongly F-regular, in [Reference Ejiri18], [Reference Ejiri and Patakfalvi20], the authors prove that the fibers of f are isomorphic to each other.
It is worth mentioning that the assumptions of the decomposition theorems above avoid a “bad phenomenon” in positive characteristic: the general fiber of the Albanese morphism might have bad singularities, and sometimes it is non-reduced (see, e.g., [Reference Moret-Bailly43] or [Reference Schröer54, Section 3]). A natural question arises:
Question 1. Let X be an irregular K-trivial variety. Is the Albanese morphism
$a_X\colon X\to A$
a fibration? Does there exist an isogeny
$A' \to A$
of abelian varieties such that
$X\times _A A' \cong A'\times F$
?
In this article, we focus on irregular K-trivial threefolds and treat this “bad phenomenon.” Our approach applies to not only threefolds but also arbitrary dimensional X whose Albanese morphism
$a_X \colon X\to A$
satisfies one of the following conditions:
-
• the Albanese image
$a_X(X)$
is of dimension one (Section 4); -
•
$a_X\colon X\to a_X(X)$
is of relative dimension one (Section 5).
In both cases, we derive a “bi-fibration” structure

which is a crucial step to obtain an explicit structure of X.
We explain our strategy as follows. In the first case,
$\dim a_X(X) = 1$
, we follow the strategy earlier used in [Reference Ejiri18], [Reference Ejiri and Patakfalvi20], [Reference Patakfalvi and Zdanowicz52]: applying the positivity engine to construct a semi-ample divisor D on X, which is relatively ample over A and has
$\nu (D) = \dim X-1$
(Theorem 3.3). In the second case,
$f=a_X\colon X\to A$
is a fibration with the generic fiber
$X_{\eta }$
being a curve of arithmetic genus one, thus we treat the following three cases separately:
-
(C1)
$X_{\eta }$
is smooth over
$k(\eta )$
. In this case,
$f\colon X\to A$
is an elliptic fibration with
$\mathrm {var}(f) = 0$
by [Reference Chen and Zhang12, Theorem 2.14], so we can apply the Isom functor developed in [Reference Patakfalvi and Zdanowicz52].
If
$X_{\eta }$
is not smooth over
$k(\eta )$
, we can show that there is a natural movable divisor which induces the fibration
$g\colon X\to Z$
as follows:
-
(C2)
$X_{\bar {\eta }}$
is reduced but not smooth. Then,
$a_X\colon X \to A$
is fibered by quasi-elliptic curves, we prove that the divisor supported on the singular locus
$\Sigma $
of the fibers is movable as required (Theorem 3.7). -
(C3)
$X_{\bar {\eta }}$
is not reduced, which means that
$a_X\colon X \to A$
is inseparable. Then, the required movable divisor arises from global sections of
$\Omega _A$
when doing Frobenius base change (Section 2.5). This should be attributed to Ji and Waldron’s observation [Reference Ji and Waldron32] (see [Reference Chen, Wang and Zhang11, Proposition 3.4]).
We see that in cases (C2) and (C3), the “bad phenomenon” that
$X_{\bar {\eta }}$
is singular becomes an advantage. Finally, we apply the two fibrations (1.1) to derive the explicit structure of X.
For threefolds, we have a precise description as follows.
Theorem 1.1 (= Theorem 6.1)
Let k be an algebraically closed field of characteristic
$p>0$
. Let X be a normal
$\mathbb Q$
-factorial projective threefold over k with
$K_X\equiv 0$
. Denote by
$a_X\colon X\to A$
the Albanese morphism of X, and assume
$\dim A>0$
. Then, the following statements hold:
-
(A) If
$\dim a_X(X) =3$
, then
$X=A$
. -
(B) If
$\dim a_X(X) =1$
, under the condition that:-
(a) either X is strongly F-regular and
$K_X$
is
$\mathbb Z_{(p)}$
-Cartier; -
(b) or X has at most terminal singularities and
$p \geq 5$
,
then
$a_X$
is a fibration and there exists an isogeny of elliptic curves
$A'\to A$
, such that
$X\times _A A' \cong A'\times F$
, where F is a general fiber of
$a_X$
. More precisely,
$X\cong A'\times F/H$
, where H is a finite group subscheme of
$A'$
acting diagonally on
$A'\times F$
. -
-
(C) If
$\dim a_X(X) =2$
, then
$a_X$
is a fibration and X falls into one of the following cases:-
(C1) the generic fiber
$X_{\eta }$
of
$a_X$
is smooth. Then, there exists an isogeny of abelian surfaces
$A'\to A$
, such that
$X\times _A A' \cong A'\times E$
, where E is an elliptic curve appearing as a general fiber of
$a_X$
. More precisely,
$X\cong A'\times E/H$
, where H is a finite group subscheme of
$A'$
acting diagonally on
$A'\times E$
, with a complete classification as in Section 5.1.2. -
(C2)
$X_\eta $
is non-smooth but geometrically reduced. Then,
$p=2$
or
$3$
. Denote by
$F_{A/k}\colon A_1:=A^{(-1)}\to A$
the relative Frobenius over k,
$X_1$
the normalization of
$X \times _{A} A_1$
and
$f_1\colon X_1\to A_1$
the induced morphism. Then,
$f_1\colon X_1\to A_1$
is a smooth fibration fibered by rational curves, which falls into one of the following specific cases:-
(2.1) In this case,
$f_1\colon X_1\to A_1$
admits a section, and-
(2.1a) either
$X_1\cong \mathbb {P}_{A_1}(\mathcal {O}_{A_1}\oplus \mathcal {L})$
, where
$\mathcal {L}^{\otimes p+1}\cong \mathcal {O}_X$
; or -
(2.1b)
$X_1\cong \mathbb {P}_{A_1}(\mathcal {E})$
, where
$\mathcal {E}$
is a unipotent vector bundle of rank two, and there exists an étale cover
$\mu \colon A_2\to A_1$
of degree
$p^v$
for some
$v\le 2$
such that
$\mu ^*F^{(2-v)*}_{A_1/k}\mathcal {E}$
is trivial.
-
-
(2.2) In this case,
$p=2$
, and there exists a purely inseparable isogeny
$A_2 \to A_1$
of degree two, such that
$X_2 :=X_1\times _{A_1}A_2$
is a projective bundle over
$A_1$
described as follows:-
(2.2a)
$X_2\cong \mathbb {P}_{A_2}(\mathcal {O}_{A_2}\oplus \mathcal {L})$
, where
$\mathcal {L}^{\otimes 4}\cong \mathcal {O}_{A_2}$
; or -
(2.2b)
$X_2\cong \mathbb {P}_{A_2}(\mathcal {E})$
, where
$\mathcal {E}$
is a unipotent vector bundle of rank two, and there exists an étale cover
$\mu \colon A_3\to A_2$
of degree
$p^v$
for some
$v\le 2$
such that
$\mu ^*F^{(2-v)*}_{A_1/k}\mathcal {E}$
is trivial.
-
-
-
(C3)
$X_{\eta }$
is not geometrically reduced. In this case, we also have
$p=2$
or
$3$
. Let
$X_1$
be the normalization of
$(X \times _{A} A_1)_{red}$
, where
$A_1:=A^{(-1)}\to A$
is the relative Frobenius. Then, the projection
$X_1 \to A_1$
is a smooth morphism, and either:-
(3.1)
$X_1=A_1\times \mathbb P^1$
and
$X=A_1\times \mathbb P^1/{\mathcal {F}}$
for some smooth rank one foliation
${\mathcal {F}}$
which is described concretely in Section 6.2.2; or -
(3.2)
$p=2$
, and there exists an isogeny of abelian surfaces
$\tau \colon A_2 \to A_1$
such that
$X_1\times _{A_1}A_2 \cong A_2\times \mathbb P^1$
, where either:-
(3.2a)
$\tau \colon A_2 \to A_1$
is étale of degree two; or -
(3.2b)
$\tau =F_{A_1/k}\colon A_2 := A^{(-2)} \to A_1$
is the relative Frobenius.
-
-
-
Remark 1.2. (1) Theorem 1.1 shows that the Albanese fibration
$f\colon X\to A$
splits into the product after a sequence of “normalized” Frobenius base changes and an étale base change; say

where F is the normalization of a general fiber of f,
$X_1 = (X\times _A A_1)_{\mathrm {red}} ^\nu $
and the left square is Cartesian. By Remark 2.3, the same holds if we first do an étale base change followed by Frobenius base changes, namely, we have the following sequence of normalized base changes:

(2) In Case (C), we get a full classification for cases (C1) and (C3.1), and provide examples for the remaining cases (Section 6).
1.1. Effectivity of the pluricanonical map of threefolds
Over the field of complex numbers, for terminal K-trivial threefolds X, Kawamata [Reference Kawamata35] showed that there exists a positive calculable integer
$m_0$
such that
$m_0 K_X \sim 0$
; and by [Reference Beauville3], [Reference Morrison44] and finally [Reference Oguiso49], the smallest
$m_0$
is
$2^5 \cdot 3^3 \cdot 5^2 \cdot 7 \cdot 11 \cdot 13 \cdot 17 \cdot 19$
. It is natural to ask the following question.
Question 2. Does there exist a positive integer N such that
$N K_X \sim 0$
for all terminal
$\mathbb Q$
-factorial K-trivial threefolds over an algebraically closed field of characteristic
$p>0$
?
Applying the structure Theorem 1.1, we can prove the following effectivity result when
$\dim a_X(X) = 2$
.
Corollary 1.3 (See Section 6.3)
Let X be a terminal
$\mathbb Q$
-factorial threefold such that
$K_X \equiv 0$
and
$q = 2$
, then
$(2^4 \cdot 3^3) K_X \sim 0$
.
For the case
$\dim a_X(X) = 1$
, we may break the effectivity problem into the following two questions.
Question 3. Let
$f\colon X \to A$
be a fibration belonging to Case (B) of Theorem 1.1. Denote by F a general fiber of f. Then, there exists an integer
$N_F>0$
such that
$N_FK_F \sim 0$
.
(1) Is there a uniform bound of
$N_F$
? Equivalently, is there a positive integer N such that
$NK_F \sim 0$
holds for every fibration
$f\colon X \to A$
in Case (B)?
Let H be a finite subgroup scheme of an elliptic curve. Assume that H acts on F as in Case (B). Then, there is a natural group homomorphism
$H \to \mathrm {GL}(H^0(F, N_FK_F)) \cong \mathbb G_m$
; we denote its image by
$\overline {H}$
, which is a finite group scheme over k.
(2) Is there a uniform bound of the order of
$\overline {H}$
?
1.2. Notation and conventions
-
• By a variety, we mean an integral quasi-projective scheme over a field. By a log pair
$(X,\Delta )$
, we mean a pair consisting of a variety X and an effective
$\mathbb Q$
-divisor
$\Delta $
such that
$K_X+\Delta $
is
$\mathbb Q$
-Cartier. We denote by
$\nu \colon X^\nu \to X$
the normalization morphism of a variety X. -
• By a fibration, we mean a projective morphism
$f\colon X \to Y$
of normal varieties such that
$f_*\mathcal {O}_X = \mathcal {O}_Y$
. -
• Let X be a normal variety and D a Weil divisor on X. Denote by
$\mathcal {O}_X(D)$
the reflexive sheaf associated with D. Note that if
$D_1$
and
$D_2$
are Weil divisors, then
${\mathcal O}_X(D_1 + D_2) \cong ({\mathcal O}_X(D_1)\otimes {\mathcal O}_X(D_2))^{\vee \vee }$
. -
• For a projective morphism
$f\colon X \to Y$
of normal varieties, a Weil divisor D on X is called f-exceptional if
$f(\operatorname {\mathrm {Supp}} D) \subset Y$
has codimension
$\ge 2$
, f-vertical if
$f(\operatorname {\mathrm {Supp}} D)$
has codimension
$\ge 1$
, and f-horizontal if each irreducible component of D is dominant over Y. -
• For a morphism
$\sigma \colon Z \to X$
of varieties and a divisor D on X such that the pullback
$\sigma ^*D$
is well defined, we often use
$D|_Z$
to denote
$\sigma ^*D$
for simplicity. -
• Let
$K=\mathbb Z,\mathbb Q,$
or
$\mathbb R$
. Let D be a K-divisors on X, namely,
$D\in N^1(X)\otimes K$
. We say that D is effective, with the notation
$D\ge 0$
, if all coefficients are non-negative. By
$D\succeq _K0$
, we mean that there exists an effective K-divisor
$D'$
such that
$D'\sim _K D$
. When
$K=\mathbb Z$
, we also denote
$D\succeq _{\mathbb Z}0$
by
$D\succeq 0$
for simplicity. -
• For every effective integral divisor E on X, the inclusion
$\mathcal {O}_X(D) \subseteq \mathcal {O}_X(D+E)$
allows us to regard
$H^0(X,\mathcal {O}_X(D))$
as a subspace of
$H^0(X,\mathcal {O}_X(D+E))$
. This space coincides with
$H^0(X,\mathcal {O}_X(D))\otimes 1_E$
, where
$1_E \in H^0(X, \mathcal {O}_X(E))$
denotes the section corresponding to the constant function
$1 \in K(X)$
.
Throughout this article, we let k be an algebraically closed field of characteristic
$p>0$
, and unless otherwise mentioned we assume varieties are defined over k.
2. Preparations
In this section, we collect some basic notions and facts which we will use in the sequel.
2.1. Frobenius morphisms
Let
$f\colon X\to \operatorname {\mathrm {Spec}} k$
be a variety over k. We denote by
$F_X\colon X\to X$
the absolute Frobenius morphism of X. Set
$X^{(1)} := X \times _{k,F_k} k$
. We denote by
$F_{X/k}\colon X \to X^{(1)}$
the relative Frobenius of X over k, which fits into the following commutative diagram:

Note that since k is perfect, the morphism
$X^{(1)} \to X$
, though not k-linear, is an isomorphism as schemes. For this reason, we also denote the relative Frobenius by
$F_{X/k}\colon X^{(-1)}\to X$
.
2.2. Foliations and purely inseparable morphisms
Let Y be a normal variety over k, and denote by
${\mathcal T}_Y:=\Omega _{Y/k}^{\vee }$
the tangent sheaf. A foliation on Y is a saturated subsheaf
${\mathcal {F}}\subseteq {\mathcal T}_Y$
, which is p-closed (
${\mathcal {F}}^p \subseteq {\mathcal {F}}$
) and involutive (
$[{\mathcal {F}},{\mathcal {F}}] \subseteq {\mathcal {F}}$
). The subsheaf
$\mathrm {Ann}\ {\mathcal {F}} \subseteq {\mathcal O}_Y$
is a subring containing
${\mathcal O}^p_Y$
, and thus gives a natural morphism
$\pi \colon Y \to Y/{\mathcal {F}}:=\mathrm {Spec}( \mathrm {Ann}\ {\mathcal {F}})$
over k. By the construction, the relative Frobenius morphism
$F_{Y/k}\colon Y \to Y^{(1)}$
factors through
$\pi \colon Y \to Y/{\mathcal {F}}$
, thus
$\pi \colon Y \to Y/{\mathcal {F}}$
is a purely inseparable morphism of height one. In fact, there is a one-to-one correspondence ([Reference Ekedahl21] or [Reference Patakfalvi and Waldron51, Proposition 2.9]):

which is given by
where
${\mathcal {F}}_{Y/X}$
is the subsheaf of
$\mathcal {T}_Y$
annihilated by
$\mathrm {im }(\pi ^*\Omega _X^1 \to \Omega _Y^1)$
. Recall (see, e.g., [Reference Patakfalvi and Waldron51, Proposition 2.10]) the following formula:
If Y is a smooth variety, we call a foliation
${\mathcal {F}}$
on Y a smooth foliation if
${\mathcal {F}} \subseteq {\mathcal T}_Y$
is a subbundle, namely, both
${\mathcal {F}}$
and
${\mathcal T}_Y/{\mathcal {F}}$
are locally free. In this case, by [Reference Ekedahl21, Proposition 2.4] or [Reference Miyaoka and Peternell42, Proposition 3.1.9], the quotient
$Y/{\mathcal {F}}$
is smooth if and only if
${\mathcal {F}}$
is a smooth foliation.
2.3. “Pushing down” and pullback foliations
2.3.1. “Pushing-down” foliations along a fibration
Let
$f\colon X\to S$
be a fibration of normal varieties over k, and let
${\mathcal {F}}$
be a foliation on X. We recall the “pushing-down” foliation of
${\mathcal {F}}$
constructed in [Reference Chen, Wang and Zhang11, Section 3.1.1] as follows. By the results of the previous section, we have the following commutative diagram:

where
$\bar {f}\colon \bar {X}\to \bar {S}$
arises from the Stein factorization of
$\bar {X} \to X^{(1)} \to S^{(1)}$
, and hence
$\bar {S}$
is obviously between S and
$S^{(1)}$
. The purely inseparable morphism
$\sigma \colon S \to \bar {S}$
corresponds to a foliation
$\mathcal G$
on S such that
$\bar {S}=S/\mathcal {G}$
. The following is another characterization of
$\mathcal {G}$
.
Proposition 2.1 [Reference Chen, Wang and Zhang11, Lemma 3.3]
Let notation be as above. Assume moreover that S is regular. Let
${\mathcal {F}} \subseteq {\mathcal T}_X \buildrel \eta \over \to f^*{\mathcal T}_S$
be the natural homomorphisms. Then,
-
(1) the sheaf
$\mathcal G$
is the minimal foliation on S such that
$\eta ({\mathcal {F}}) \subseteq f^*\mathcal G$
holds generically; -
(2) if f is separable, then
$\bar {f}$
is separable if and only if
$\eta \colon {\mathcal {F}}\to f^*\mathcal G$
is generically surjective.
2.3.2. Pullback of a foliation
Let
$\tau \colon Y\to X$
be a generically finite, separable, and dominant morphism of normal varieties, and let
${\mathcal {F}}\subset {\mathcal T}_X$
be a foliation on X. We can define the pullback foliation
${\mathcal {F}}_Y$
on Y as follows. The natural homomorphism
${\mathcal T}_Y \to \tau ^*{\mathcal T}_X$
is generically isomorphic. So over some open subset of Y,
$\tau ^*{\mathcal {F}}$
can be viewed as a subsheaf of
${\mathcal T}_Y$
under this isomorphism. We define
${\mathcal {F}}_Y$
to be the saturation of
$\tau ^*{\mathcal {F}}$
in
${\mathcal T}_Y$
. One can check that
${\mathcal {F}}_Y$
is a foliation on Y.
Lemma 2.2 [Reference Posva53, Lemma 3.2.1]
Let
$\tau \colon Y\to X$
be a finite étale morphism between normal varieties. Let
${\mathcal {F}}$
be a foliation on X and let
${\mathcal {F}}_Y$
be the pullback foliation on Y. There is an étale morphism
$\sigma \colon Y/{\mathcal {F}}_Y\to X/{\mathcal {F}}$
which give a Cartesian square

Moreover, if
$\tau \colon Y\to X$
is a Galois covering, then so is
$\sigma $
.
Proof. The first assertion is [Reference Posva53, Lemma 3.2.1]. For the second, assume that G is the group of automorphisms of Y over X. Then, there is a commutative diagram

where the compositions of the horizontal rows are relative Frobenius morphisms over k. Moreover, the left square is Cartesian, that is,
$Y/{\mathcal {F}}_Y \cong X/{\mathcal {F}} \times _X Y$
, thus G acts naturally on
$Y/{\mathcal {F}}_Y$
which makes
$\sigma $
a Galois covering.
Remark 2.3. Let
$f\colon X\to S$
be a fibration of normal varieties and let
${\mathcal {F}}$
be a foliation on X. If
$\tau \colon Y\to X$
is obtained by an étale base change, say
$Y = X\times _S \tilde S,$
where
$\sigma \colon \tilde S\to S$
is finite étale, then
$Y/{\mathcal {F}}_Y \cong X/{\mathcal {F}} \times _{S^{(1)}} \tilde S^{(1)}$
and the diagram

is commutative, where
$S\to S^{(1)}$
and
$\tilde S\to \tilde S^{(1)}$
are the relative Frobenius morphisms over k and
$\sigma '$
is the natural étale morphism induced by
$\sigma $
.
2.4. A property of fibered varieties under flat base changes
Lemma 2.4. Let
$X,S,T$
be quasi-projective normal varieties over an arbitrary field. Let
$f\colon X\to S$
be a separable fibration and
$\sigma \colon T\to S$
a finite flat morphism. Then, the fiber product
$X\times _S T$
is integral, and it is normal if and only if its conductor divisor is zero.
Proof. Consider the tensor product of the function fields
$R:= K(X) \otimes _{K(S)} K(T)$
. Since f is a fibration,
$K(S)$
is algebraically closed in
$K(X)$
, so
$\operatorname {\mathrm {Spec}} R$
is irreducible by [Reference Grothendieck25, Proposition 4.3.2]. Since f is separable,
$\operatorname {\mathrm {Spec}} R$
is reduced by [Reference Grothendieck25, Proposition 4.3.5]. Therefore,
$\operatorname {\mathrm {Spec}} R$
is integral, which implies that
$Y := X \times _S T$
is generically integral (in the sense that it becomes integral restricting to certain open subsets of
$X,S,T$
). Since the base change morphism is flat, Y satisfies Serre’s condition
$(S_2)$
by [Reference Matsumura41, Corollary of Theorem 23.3]. Consequently, Y satisfies
$(S_1)+(R_0)$
, and thus it is reduced. Furthermore, since Y is
$(S_2)$
and generically irreducible, it is irreducible overall according to Hartshorne’s connectedness lemma [Reference Tate58, Tag 0FIV]. Therefore, Y is integral. Since Y is (
$S_2$
), it is normal if and only if it satisfies (
$R_1$
) condition, which is equivalent to the condition that the conductor divisor is zero.
2.5. Behavior of the relative canonical divisor under purely inseparable base changes
We shall frequently encounter the following settings:

where
$X,S,T$
are normal quasi-projective varieties over k,
$f\colon X \to S$
is a fibration and
$\tau \colon T\to S$
is a finite purely inseparable morphism of height one. For simplicity, we assume that S and T are regular so that all divisors on them are Cartier. Let us recall the following formulas from [Reference Chen, Wang and Zhang11].
(a) If
$X_{K(T)}$
is integral, then, by [Reference Chen, Wang and Zhang11, Proposition 3.5], there exists an effective Weil divisor E and a g-exceptional
$\mathbb Q$
-divisor V on Y such that
(b) If
$S=A$
is an abelian variety,
$T=A_1:=A^{(-1)}$
and
$\tau \colon A^{(-1)} \to A$
is the relative Frobenius morphism over k, then
$\Omega ^1_{Y/X}$
is generically globally generated since
$\Omega _{A_1/A}^1=\Omega _{A_1}^1 \to \Omega ^1_{Y/X}$
is generically surjective. As a result,
$\det (\Omega ^1_{Y/X})$
has global sections (see [Reference Chen, Wang and Zhang11, Proposition 3.4]). By (2.1), we have
where E is a g-horizontal divisor and V is a g-vertical divisor on Y. If moreover, f is separable, then
$\omega _{X_{A_1}}$
is locally free restricted on the generic fiber of
$f_1$
, and thus E can be chosen such that, on the generic fiber
$Y_\eta $
of g,
$(p-1)E$
coincides with the conductor divisor of the normalization of
$Y_\eta $
(see [Reference Patakfalvi and Waldron51, Theorem 1.2]). If f is inseparable, then E contains a nontrivial movable part (see [Reference Ji and Waldron32, Theorem 1.1] and [Reference Chen, Wang and Zhang11, Proposition 3.4]). Thus,
where
$\mathfrak M$
is the movable part, and
$\mathfrak F$
is the fixed part.
2.6. Numerical dimension
Let X be a normal projective variety over k and D be an
$\mathbb R$
-Cartier
$\mathbb R$
-divisor on X. The numerical dimension of D is
where A is an ample divisor on X and
$\kappa _\sigma (D)=-\infty $
if no such
$\ell $
exists. If D is nef, we use
$\nu (D)$
to denote the largest natural number
$j\ge 0$
such that the cycle class
$D^j$
is not numerically trivial. Equivalently,
$\nu (D)$
is the largest j such that
$(D^j\cdot H^{\dim X-j}) \ne 0$
for some ample Cartier divisor H by [Reference Fulger and Lehmann24, Corollary 3.17]. Moreover, for any nef divisor D, we have
$\kappa _\sigma (D)=\nu (D)$
by [Reference Cascini, Hacon, Mustaţă and Schwede10, Remark 4.6].
The following lemma is probably well known to experts. In characteristic zero, it is a consequence of [Reference Kawamata33, Proposition 2.1], whose proof needs resolution of singularities. In characteristic p, we use smooth alteration instead.
Lemma 2.5. Let X be a normal projective variety, and let D be a nef
$\mathbb Q$
-Cartier
$\mathbb Q$
-divisor with
$\nu (D) = \kappa (D) = 1$
. Then, D is semi-ample.
Proof. First, we consider the case when X is smooth. Since
$\kappa (D) =1$
, by replacing D with its multiple, we can assume that the linear system
$|D|$
contains a movable part. Write that
$|D|= |M| + V,$
where
$|M|$
denotes the movable part and V the fixed part. Since X is smooth, intersections of divisors make sense. By restricting on the intersection of
$\dim X-2$
general hypersurfaces, since M is movable, from
$D^2\equiv M(M+V) + V\cdot D\equiv 0,$
we deduce that
$M^2 \equiv 0$
and
$M\cdot V\equiv 0$
. From this, we conclude that:
-
• the linear system
$|M|$
has no base point, hence it induces a fibration
$f\colon X \to B,$
where B is a smooth projective curve; -
• the fixed part V is contained in finitely many closed fibers of f.
Moreover, since D is nef, we see that V is nef, and V must be like
$a_1F_1 + \cdots + a_rF_r$
, where
$F_i$
are closed fibers of f and
$a_i \in \mathbb {Q}^+$
. In conclusion, there exists an effective
$\mathbb {Q}$
-divisor
$D_B$
such that
$D\sim _{\mathbb {Q}}f^*D_B$
. Thus, D is semi-ample.
In general, we can take a smooth alteration
$\pi \colon Y\to X$
[Reference de Jong14, Theorem 4.1], so that Y is smooth, projective, and dominant over X. We see that
$\pi ^*D$
is nef, and
$\nu (\pi ^*(D)) = \kappa (Y, \pi ^*(D))= \nu (D) =1$
[Reference Cascini, Hacon, Mustaţă and Schwede10, Remark 4.6]. In the previous paragraph, we have proved that
$\pi ^*D$
is semi-ample on Y, which implies that D is semi-ample.
2.7. Covering theorem
Theorem 2.6 [Reference Iitaka31, Theorem 10.5]
Let
$f\colon X \rightarrow Y$
be a proper surjective morphism between complete normal varieties over an algebraically closed field. If D is a Cartier divisor on Y and E an effective f-exceptional divisor on X, then
2.8. Adjunction formula and characterization of abelian varieties
Proposition 2.7 [Reference Kollár38, Proposition 4.5] and [Reference Das13, Theorem 4.1]
Let X be a normal variety and S be a prime Weil divisor of X. Let
$S^\nu \to S$
be the normalization. Assume that
$K_X + S$
is
$\mathbb {Q}$
-Cartier. Then,
-
(1) There exists an effective
$\mathbb Q$
-divisor
$\Delta _{S^\nu }$
on
$S^\nu $
such that
$$ \begin{align*}(K_X+ S)|_{S^{\nu}} \sim_{\mathbb Q} K_{S^{\nu}} + \Delta_{S^\nu} .\end{align*} $$
-
(2) Let
$V \subset S^\nu $
be a prime divisor, then
$\mathrm {coeff}_V \Delta _{S^\nu } = 0$
if and only if
$X,S$
are both regular at the generic point of V. -
(3) If the pair
$(S^\nu , \Delta _{S^\nu })$
is strongly F-regular, then S is normal.
Proposition 2.8 [Reference Ejiri and Patakfalvi20, Proposition 3.2], see [Reference Chen, Wang and Zhang11, Proposition 2.9]
Let X be a normal projective variety of maximal Albanese dimension, then:
-
(1)
$K_X \succeq _{\mathbb Q} 0$
, and -
(2) if
$K_X \sim _{\mathbb Q} 0$
, then X is isomorphic to an abelian variety.
We give the following useful lemma, which can be proved by the above two propositions.
Lemma 2.9. Let X be a normal
$\mathbb Q$
-factorial projective variety. Let D be a prime divisor of maximal Albanese dimension, and let
$\Delta \ge 0$
be a
$\mathbb Q$
-divisor such that
$D \not \subseteq \operatorname {\mathrm {Supp}} \Delta $
. Then:
-
(1)
$(K_X + D + \Delta )|_{D^\nu } \succeq _{\mathbb Q} 0$
; -
(2) if
$(K_X + D+\Delta )|_{D^\nu } \sim _{\mathbb Q} 0$
, then D is isomorphic to an abelian variety,
$\Delta |_{D}\sim _{\mathbb Q} 0$
, and X is regular at codimension-one points of D; -
(3) if
$D|_{D^\nu } \succeq _{\mathbb Q} 0$
, and
$(K_X + D + aD + \Delta )|_{D^\nu } \sim _{\mathbb Q} 0$
for some
$a\in \mathbb Q_{>0}$
, then
$D|_{D^\nu } \sim _{\mathbb Q} 0$
; and as a consequence of (2), D is isomorphic to an abelian variety,
$\Delta |_{D}\sim _{\mathbb Q} 0$
, and X is regular at codimension-one points of D.
Proof. By Proposition 2.8(1), we have
$K_{D^\nu } \succeq _{\mathbb Q} 0$
. In turn, applying the adjunction formula (Proposition 2.7), we have
which is the assertion (1).
Next, assuming
$(K_X + D+\Delta )|_{D^\nu } \sim _{\mathbb Q} 0$
, from the above equation, we see that
Then, the assertion (2) follows immediately from Proposition 2.8(2) and Proposition 2.7(2).
Finally, assuming
$D|_{D^\nu } \succeq _{\mathbb Q} 0$
, applying the adjunction formula (Proposition 2.7) again, we have
It follows that
$K_{D^\nu } \sim _{\mathbb {Q}} \Delta _{D^\nu }\sim _{\mathbb {Q}} D|_{D^\nu }\sim _{\mathbb {Q}} \Delta |_{D^\nu } \sim _{\mathbb {Q}} 0$
. Then, the assertion (3) follows by the same argument as above.
2.9. Some results of elliptic fibrations
The following result appears as a middle step in the proof of [Reference Chen and Zhang12, Theorem 1.2].
Theorem 2.10 [Reference Chen and Zhang12, Claim 3.2 and Remark 3.3]
Let
$f\colon X\to Z$
be an elliptic fibration from a normal variety X onto a smooth variety Z. Then,
$\kappa (X,K_{X/Z})\ge 0$
and
$\kappa (X) \geq \max \{\kappa (Z), \mathrm {Var}(f)\}$
.
Remark that in the setting of [Reference Chen and Zhang12], X is assumed to be smooth, but the proof works when X is normal.
Proposition 2.11. Let
$f\colon X \to C$
be an elliptic fibration from a normal projective surface to a smooth curve. If
$K_{X/C} \sim _{\mathbb Q} 0$
, then there exists a finite flat morphism
$\sigma \colon C_1\to C$
such that
$X\times _C C_1 \cong C_1 \times F$
, where F is a closed fiber of f.
Proof. By doing a semi-stable reduction (see [Reference Liu40, Proposition 10.2.33]), we obtain the following commutative diagram:

where
$C'$
is a smooth curve,
$\tau $
is a finite morphism,
$X_{C'} := X\times _C C'$
is the fiber product,
$\nu $
is the normalization,
$\mu $
is a minimal resolution,
$\pi = \tau '\circ \nu \circ \mu $
is the composition, and g is a semi-stable elliptic fibration. We have
$K_{Y/C'} = (\tau '\circ \nu )^* K_{X/C} - \mathfrak C,$
where
$\mathfrak C$
is the conductor divisor of
$\nu $
, and
$K_{\widetilde Y} = \mu ^*K_Y - \widetilde E,$
where
$\widetilde E$
is an effective
$\mu $
-exceptional divisor. It follows that
We have
$K_{\widetilde Y/C'} \succeq _{\mathbb Q} 0$
by Theorem 2.10, in turn, combining with the assumption
$K_{X/C} \sim _{\mathbb Q} 0$
we can show that
$K_{\widetilde Y/C'}\sim _{\mathbb Q}0$
and
$\mathfrak C = \widetilde E = 0$
. It follows that Y has at most canonical singularities, and that
$X_{C'}$
is normal by Lemma 2.4, that is,
$Y=X_{C'}$
. Since
$K_{\widetilde Y/C'}\sim _{\mathbb Q}0$
, we can apply [Reference Chen and Zhang12, Theorem 2.14] to obtain a finite morphism
$C_1\to C'$
from a smooth curve
$C_1$
such that
$\widetilde Y \times _{C'} C_1\cong C_1 \times F$
. In particular, all fibers of g are irreducible, which implies that
$\widetilde Y \to Y$
is an isomorphism. We complete the proof by taking
$\sigma $
to be the composition
$C_1\to C'\to C$
.
The following result can be derived directly from the proof of [Reference Bombieri and Mumford9, Theorem 4].
Proposition 2.12 (cf. [Reference Bombieri and Mumford9, Theorem 4])
Let X be a quasi-projective normal variety which is equipped with a fibration
$g\colon X\to Z$
and a morphism
$f\colon X\to E$
to an elliptic curve such that
$K(E)$
is algebraically closed in
$K(X)$
. Assume that all the closed fibers
$C_z$
of g are elliptic curves and that the induced morphisms
$f|_{C_z}\colon C_z\to E$
are finite. Denote by F a general fiber of f. Then, there is an isogeny
$\tau \colon E'\to E$
from an elliptic curve
$E'$
such that
$X \times _E E' \cong E' \times F$
. Moreover, we have
where
$G:=\ker \tau $
acts on
$E' \times F$
diagonally: it acts on
$E'$
by translation and on F by some injective homomorphism of group functors
$\alpha \colon G \to \operatorname {\mathrm {Aut}}_F$
.
2.10. Canonical bundle formula of relative dimension one
Let us recall some canonical bundle formulas for fibrations of relative dimension one.
For a fibration
$f\colon X\to S$
from X to a variety of maximal Albanese dimension, we collect some useful results from [Reference Chen, Wang and Zhang11].
Theorem 2.13 [Reference Chen, Wang and Zhang11, Theorems 1.3 and 7.3]
Let
$(X,\Delta )$
be a normal
$\mathbb Q$
-factorial projective pair. Let
$f\colon X \to S$
be a fibration of relative dimension one, where S is a normal variety of maximal Albanese dimension. Let
$a_S\colon S \to A$
be the Albanese morphism of S. Assume that the pair
$(X_{K(S)},\Delta _{K(S)})$
is klt and that
$K_X +\Delta \sim _{\mathbb Q} f^*D$
for some
$\mathbb {Q}$
-Cartier divisor D on S. Then,
-
(1) If f or
$a_S$
is separable, then
$\kappa (X,K_X+\Delta ) \geq \kappa (S)$
. -
(2) If
$a_S$
is inseparable, then
$\kappa (X,K_X+\Delta ) \ge 0$
; furthermore, if
$\dim X = 3$
, then
$\kappa (X,K_X+\Delta ) \geq 1$
.
Corollary 2.14 [Reference Chen, Wang and Zhang11, Theorem 8.1]
Let X be a normal projective
$\mathbb Q$
-factorial variety and
$\Delta $
an effective
$\mathbb {Q}$
-divisor on X. Denote by
$a_X\colon X\to A_X$
the Albanese morphism of X. Suppose that
$-(K_X+\Delta )$
is nef,
$X \to a_X(X)$
is of relative dimension one and
$(X_{K(A)},\Delta _{K(A)})$
is klt. Then,
$a_X\colon X \to A_X$
is a fibration.
2.11. Curves of small arithmetic genus
In this section, let K denote an F-finite field of characteristic p. Let X be a normal integral projective K-curve with
$H^0(X, {\mathcal O}_X)=K$
. Let
$p_a(X) =\dim _K H^1(X, {\mathcal O}_X)$
be the arithmetic genus of X. Let
$D =\sum _i a_i \mathfrak p_i$
be a Cartier divisor on X. Recall that the degree of D is defined to be the integer
where
$\kappa (\mathfrak p_i)$
denotes the residue field of
$\mathfrak p_i$
.
If
$K_X \equiv 0$
, applying Riemann–Roch formula [Reference Liu40, Theorem 7.3.17], we see that
$K_X\sim 0$
and
$p_a(X) = 1$
. Remark that when
$p\geq 5$
, such a curve X is smooth over K [Reference Tanaka57]. When
$p<5$
, X is possibly geometrically singular. We will focus on the singular behavior of such curves under field extensions.
First, we recall the classification of curves with
$p_a=0$
.
Proposition 2.15 [59, Theorem 9.10]
Let X be regular projective curve over K with
$H^0(X,{\mathcal O}_X) = K$
and
$p_a(X) = 0$
. Then,
-
(1)
$\deg _K K_X = -2$
. -
(2) X is isomorphic to a conic in
$\mathbb {P}^2_K$
, and
$X \cong \mathbb {P}^1_K$
if and only if it has a K-rational point. -
(3) Either X is a smooth conic or X is geometrically non-reduced. In the latter case, we have
$\mathrm {char} K =2$
, and X is isomorphic to the curve defined by a quadric
$sx^2 + ty^2 + z^2 = 0$
for some
$s,t\in K\setminus K^2$
.
Next, we consider regular curves with
$p_a = 1$
. We collect some related results here and refer to [Reference Chen, Wang and Zhang11, Section 4] for details.
Proposition 2.16. Let X be a regular projective curve over K with
$H^0(X,{\mathcal O}_X) = K$
and
$p_a(X) = 1$
. Assume that X is geometrically reduced and non-smooth. Then, there exists a field extension
$K \subset L \subseteq K^{1/p}$
such that
$X _L$
is singular; and for any such L, the normalization
$Y:= (X _ L)^\nu $
is a smooth curve of genus zero and the following statements hold:
-
(1) The non-smooth locus of X is supported at a closed point
$\mathfrak p$
and
$\kappa (\mathfrak p)/K$
is purely inseparable of height one with
$[\kappa (\mathfrak p):K]\le p^2$
. In particular, there exists a unique point
$\mathfrak q \in Y$
lying over
$\mathfrak p$
. -
(2) If
$p=3$
, then
$Y\cong \mathbb {P}^1_L$
,
$\pi ^*\mathfrak p=3\mathfrak q$
(where
$\pi \colon Y\to X$
is the induced morphism),
$\mathfrak q$
is an L-rational point, and
$[\kappa (\mathfrak p):K]=3$
. -
(3) Assume
$p=2$
.-
(a) If the point
$\mathfrak q$
is L-rational, then
$Y\cong \mathbb {P}^1_L$
,
$\pi ^*\mathfrak p=2\mathfrak q,$
and
$[\kappa (\mathfrak p):K]=2$
. -
(b) If the point
$\mathfrak q$
is not L-rational, then
$\deg _L \mathfrak q=2$
, and
$$\begin{align*}\pi^*\mathfrak p= \begin{cases} \mathfrak q, &\text{ if } \deg_K(\mathfrak p) = 2;\\ 2\mathfrak q, &\text{ if } \deg_K(\mathfrak p) = 4. \end{cases}\end{align*}$$
-
Proposition 2.17. Let X be regular projective curve over K with
$H^0(X,{\mathcal O}_X) = K$
and
$p_a(X) = 1$
. Assume that X is geometrically non-reduced. Then,
-
(1) There exists a height one field extension
$K\subset L \subseteq K^{1/p}$
such that
$X_L$
is integral but not normal, and for its normalization Y, we have
$L \subsetneq K' := H^0(Y,{\mathcal O}_Y)\subseteq K^{\frac {1}{p}}$
. Note that
$Y \cong (X_{K'})_{\mathrm {red}}^\nu $
over
$K'$
. Denote by
$\pi \colon Y\to X$
the induced morphism. -
(2) We have
$0\sim \pi ^* K_X \sim K_Y + (p-1)C,$
where C is a Weil divisor such that
$\deg _{K'} (p-1)C = 2$
. -
(3) The divisor C is supported on either a single point
$\mathfrak q\in Y$
or two points
$\mathfrak q_1,\mathfrak q_2\in Y$
(this happens only when
$p=2$
). All the possibilities are listed as follows:-
(i)
$p=3$
,
$X_L$
has a unique non-normal point,
$ C= \mathfrak q$
,
$Y\cong \mathbb {P}_{K'}^1$
and either
$\pi ^*\mathfrak p = \mathfrak q$
or
$\pi ^*\mathfrak p = 3\mathfrak q$
. -
(ii)
$p=2$
, and we fall into one of the following cases:-
(a)
$ C= 2\mathfrak q$
,
$\mathfrak q$
is a
$K'$
-rational point of Y and
$Y \cong \mathbb {P}_{K'}^1$
; -
(b)
$ C= \mathfrak q_1+\mathfrak q_2$
, and
$Y \cong \mathbb {P}_{K'}^1$
; -
(c)
$ C= \mathfrak q$
,
$\kappa (\mathfrak q)/K'$
is an extension of degree two, and either-
(c1)
$Y\subset \mathbb {P}^2_{K'}$
is a smooth conic (possibly
$\mathbb P^1_{K'}$
), or -
(c2) Y is isomorphic to the curve defined by
$sx^2 + ty^2 + z^2 = 0$
for some
$s,t\in K'\setminus K^{\prime 2}$
such that
$[K^{\prime 2}(s,t):K^{\prime 2}]=4$
.
-
-
-
Remark 2.18. We note that if
$\mathrm {pdeg}\ K := [K^{1/p}:K] = 2$
, then case (c2) in Proposition 2.17 does not occur. This follows from Schröer’s classification of regular genus-one curves [Reference Schröer55]. Indeed, by [Reference Schröer55, Theorem 2.3], the p-degree of K is at least
$r+1$
, where r is the geometric generic embedding dimension (defined as the embedding dimension of the local Artin ring
${\mathcal O}_{X,\eta } \otimes _K K^{\mathrm {perf}}$
, see [Reference Fanelli and Schröer23, Section 1]). If
$Y = (X\times _K K^{1/p})^\nu _{\mathrm {red}}$
is not smooth, then, by [Reference Schröer55, Theorem 2.3] the second Frobenius base-change
$X\times _K K^{1/p^2}$
is isomorphic to some standard model
$C^{(i)}_{r,F,\Lambda }$
with
$i = 2$
(see [Reference Schröer55] for the definition of
$C^{(i)}_{r,F,\Lambda }$
). Note that
$i\le r$
by Schröer’s construction [Reference Schröer55, p. 8]. Thus, case (c2) occurs only when
$\mathrm {pdeg}\ K \ge r + 1 \ge 3$
.
3. Constructions of semi-ample divisors
This section concerns the construction of semi-ample divisors. Let X be a K-trivial variety and denote by
$a_X\colon X\to A$
the Albanese morphism of X. In case
$\dim a_X(X) = 1$
, we construct a semi-ample divisor which is relatively ample over A; and in case
$a_X$
has relative dimension one, we prove a semi-ampleness criterion for divisors with numerical dimension one. We use these results to derive the second fibration
$g\colon X\to Z$
which is transversal to
$a_X$
.
3.1. A construction of semi-ample divisors
The construction we present here was recently developed in [Reference Ejiri18], [Reference Ejiri and Patakfalvi20] by use of a powerful positivity engine. Similar approaches were used to treat surfaces [Reference Bădescu1, Theorem 8.10] and threefolds equipped with fibrations to elliptic curves [Reference Zhang61, Section 4.4]. In the settings of [Reference Ejiri18], [Reference Ejiri and Patakfalvi20], a pair
$(X,\Delta )$
is assumed to be strongly F-regular and the Cartier index of
$K_X+\Delta $
is assumed to be indivisible by p (i.e.,
$K_X+\Delta $
is a
$\mathbb {Z}_{(p)}$
-Cartier). By refining their argument, we can slightly relax the F-regularity condition and replace the second condition by that X is
$\mathbb Q$
-factorial. Here, we only explain how to modify the argument.
First, we recall a positivity result due to Ejiri, which is crucial for proving Theorem 3.3, one of the main results of this section.
Theorem 3.1 [Reference Ejiri19, Corollary 6.5 and Examples 5.7 and 5.8]
Let
$f\colon X\to Y$
be a surjective morphism between normal projective varieties and let
$a\colon Y \to A$
be a generically finite morphism to an abelian variety. Let
$\Delta \geq 0$
be a
$\mathbb {Z}_{(p)}$
-divisor on X. Let
$V'\subseteq A$
be an open dense subset,
$V= a^{-1}V'$
and
$U = f^{-1}V$
. Assume that:
-
•
$(U, \Delta |_U)$
is F-pure; -
•
$K_U + \Delta |_U$
is
$\mathbb {Q}$
-Cartier and f-ample; -
•
$V\to V'$
is a finite morphism.
Let
$H'$
be a free ample symmetric divisor on A and
$H= a^*H'$
. Let i be a positive integer such that
$i(K_X + \Delta )$
is integral. Then, there exists an integer
$m_0$
such that for any
$m\geq m_0$
,
-
(i)
$f_*\mathcal {O}_X(im(K_X + \Delta ))\otimes \mathcal {O}_Y((\dim Y + 1)H)$
is globally generated over V; -
(ii)
$\mathbb {B}_-(f_*\mathcal {O}_X(im(K_X + \Delta ))) \subseteq Y\setminus V$
(see [Reference Ejiri19, Section 4.1] for the definition of
$\mathbb B_-$
).
We adapt [Reference Ejiri and Patakfalvi20, Theorem 7.1] to the following setting, which originally requires that
$K_X + \Delta $
is a
$\mathbb {Z}_{(p)}$
-Cartier divisor and that
$(X, \Delta )$
is F-pure.
Corollary 3.2. Let X be a normal
$\mathbb {Q}$
-factorial projective variety of dimension n and
$f\colon X \to Y$
a fibration to a smooth curve Y with
$g(Y) \geq 1$
. Let
$\Delta \geq 0$
be a divisor on X and L be a nef Cartier divisor on X. Assume that
$(X_{\eta }, \Delta _{\eta })$
is strongly F-regular and that
$K_X + \Delta + L$
is f-nef. Then,
$K_X + \Delta + L$
is nef.
Proof. We only need to prove that for every ample
$\mathbb {Q}$
-divisor A on X,
$K_X + \Delta + L + A$
is nef. Fix an ample divisor A on X. By [Reference Patakfalvi50, Lemma 3.15], we can find an ample
$\mathbb {Q}$
-divisor
$A'> 0$
, such that:
-
(i)
$A-A'$
is ample, -
(ii)
$K_X + \Delta '$
is a
$\mathbb {Z}_{(p)}$
-Cartier divisor, where
$\Delta '= \Delta + A'$
, and -
(iii)
$(X_{\eta }, \Delta ^{\prime }_{\eta })$
is strongly F-regular.
Here, we remark that in order to apply Theorem 3.1, we only require the pair
$(X, \Delta )$
to be F-pure over an open subset of Y, which is guaranteed by condition (iii). Therefore, since
$K_X + \Delta ' + L$
is f-nef, we can apply the same proof of [Reference Ejiri and Patakfalvi20, Theorem 7.1] to the pair
$(X,\Delta ')$
and L, which yields that
$K_X + \Delta ' + L\sim _{\mathbb Q} K_X + \Delta + L + A'$
is nef. From this, we conclude that
$K_X + \Delta + L$
is nef.
Theorem 3.3. Let X be a normal
$\mathbb {Q}$
-factorial projective variety of dimension n and
$f\colon X \to Y$
a fibration to a smooth curve Y with
$g(Y) \geq 1$
. Let
$\Delta \geq 0$
be a divisor on X. Assume that:
-
a)
$-(K_{X}+\Delta )$
is nef; -
b) the Cartier index of
$K_{X_{\eta }}+\Delta _{\eta }$
is indivisible by p; -
c)
$(X_{\eta }, \Delta _{\eta })$
is strongly F-regular.
Let A be an ample divisor on X. Choose positive integers
$a,b$
such that
$(aA - bF)^n = a^nA^n - na^{n-1}bA^{n-1}F = 0$
, where F is a fiber of f.
Then,
-
(i) The divisor
$D=aA - bF$
is nef with
$v(D) = n-1$
. -
(ii)
$g(Y)=1$
. -
(iii) For any sufficiently divisible integer
$m>0$
, the sheaf
$f_*({\mathcal O}_X(mD))$
is a numerically flat vector bundle, that is, both
$f_*({\mathcal O}_X(mD))$
and its dual
$(f_*({\mathcal O}_X(mD)))^\vee $
are nef. By [Reference Oda48], there exists an isogeny
$\pi \colon Z \to Y$
from an elliptic curve Z such that
$\pi ^*f_*\mathcal {O}_X(mD) \cong \bigoplus _i L_i$
, where
$L_i \in \mathrm {Pic}^0(Z)$
. -
(iv) Assume moreover that
-
d)
$(X, \Delta )$
is strongly F-regular, the Cartier index of
$K_{X}+\Delta $
is indivisible by p and
$-(K_X + \Delta )$
is numerically semi-ample.
Then, there exists some
$L \in \mathrm {Pic}^0 (Y )$
such that
$D + f ^* L$
is semi-ample. -
Proof. First, we borrow the argument of [Reference Ejiri and Patakfalvi20, Theorem 7.3] to show that the divisor D is nef as follows. Take an ample
$\mathbb {Q}$
-divisor H on Y. Let us show that
$D+ f^*H$
is nef. By the construction of D, the divisor
$D+ f^*H$
is big and f-ample. Take an effective divisor
$ \Gamma \sim _{\mathbb Q} D+ f^*H$
and a small rational number
$\epsilon>0$
such that
$(X, \Delta '= \Delta + \epsilon \Gamma )$
is strongly F-regular on
$X_{\eta }$
. Since
$-(K_X + \Delta )$
is nef, Corollary 3.2 applies and shows that
is a nef divisor. Therefore, we conclude that D is nef, and hence
$\nu (D) = n-1$
by
$D^n=0$
. This proves (i).
Next, we prove (ii):
$g(Y) = 1$
. Otherwise,
$H = K_Y$
is big. Since D is nef and f-ample and
$D-(K_{X/Y}+\Delta ) -f^*K_Y = D-(K_{X}+\Delta ) $
is nef, we can apply [Reference Zhang60, Theorem 1.5] to show that D is big, which contradicts
$\nu (D) = n-1$
.
Having proved
$\nu (D) = n-1$
and
$g(Y)=1$
, by the same argument of [Reference Ejiri and Patakfalvi20, Theorems 7.4 and 7.5], we can show that
$f_*\mathcal {O}_X(mD)$
is numerically flat. This proves (iii).
Finally, we can conclude the assertion (iv) from the proof of [Reference Ejiri18, Theorem 6.1] under these conditions.
Remark 3.4. For the assertion (iv) in the theorem above, it seems not easy to drop the Cartier index condition in the proof of [Reference Ejiri18, Theorem 6.1].
When
$\mathrm {char}k\geq 5$
, we may run the minimal model program for three-dimensional klt pairs [Reference Birkar6], [Reference Hacon and Witaszek26], [Reference Hacon and Xu28]. Taking advantage of this, the arguments of [Reference Zhang61, Section 4.4] yield the following theorem.
Theorem 3.5. Assume
$p=\mathrm {char}k\geq 5$
. Let
$(X, \Delta )$
be a normal projective
$\mathbb {Q}$
-factorial three-dimensional klt pair with
$K_X + \Delta \equiv 0$
. Let
$f\colon X\to Y$
be a fibration to a curve with
$g(Y) \geq 1$
. Let A be an ample divisor on X and choose positive integers
$a,b$
such that
$(aA - bF)^3 = 0$
, where F is a fiber of f. Then, there exists some
$L \in \mathrm {Pic}^0 (Y )$
such that
$aA - bF+ f ^* L$
is semi-ample.
3.2. A semi-ampleness criterion
If X is a K-trivial variety equipped with a quasi-elliptic fibration
$f\colon X\to A$
to an abelian variety, the non-smooth locus of f provides a divisor. To prove this divisor is semi-ample, we abstract a semi-ampleness criterion from the argument of [Reference Zhang61, Section 4.2], which proves a nonvanishing result up to a twist by a numerically trivial line bundle. In [Reference Zhang61, Section 4.2], the author treated only threefolds and used results of minimal model program. But our situation is special, we can avoid running MMP in the argument.
We first prove the following nonvanishing result by use of [Reference Zhang61, Theorem 3.7] and a similar argument of [Reference Zhang61, Section 4.2].
Theorem 3.6. Let X be a normal projective variety equipped with a surjective morphism
$f\colon X\to A$
to an abelian variety A of dimension d. Let
$\Delta \geq 0$
be an effective
$\mathbb Q$
-divisor on X and D a Cartier divisor on X. Assume that:
-
(a)
$K_X+\Delta $
is a
$\mathbb {Q}$
-Cartier
$\mathbb {Q}$
-divisor with the Weil index of
$K_X+\Delta $
being indivisible by p; -
(b) the Cartier index of
$(K_X+\Delta )|_{X_{\eta }}$
is indivisible by p; -
(c) the divisor
$D-(K_X+\Delta )$
is nef and relatively ample over A; -
(d)
$r=\dim _{K(\eta )}S_{\Delta }^0(X_{\eta }, D|_{X_{\eta }})> 0$
(see [Reference Zhang60, p. 10] for the definition of
$S_{\Delta }^0$
).
Then,
-
(1)
$V^0(f_*\mathcal {O}_X(D)) = \{\alpha \in \widehat {A}=\mathrm {Pic}^0(A)\mid h^0(f_*\mathcal {O}_X(D)\otimes \mathcal {P}_{\alpha })> 0\} \neq \emptyset $
, where
$\mathcal {P}$
denotes the Poincaré line bundle over
$A\times \widehat {A}$
; -
(2) if
$\dim V^0(f_*\mathcal {O}_X(D)) =0$
, then there exists a subsheaf
$\mathcal {F} \subseteq f_*\mathcal {O}_X(D)$
of rank r such that
$\mathcal {F}|_{X_{\eta }}=S_{\Delta }^0(X_{\eta }, D|_{X_{\eta }})$
, an isogeny
$\pi \colon A_1\to A$
of abelian varieties, some
$P_1, \ldots , P_r \in \mathrm {Pic}^0(A_1)$
and a generically surjective homomorphism
$$ \begin{align*}\beta\colon \bigoplus_iP_i \to \pi^*\mathcal{F}.\end{align*} $$
Proof. By assumption (a), we may fix an integer
$g>0$
such that
$(p^g - 1)\Delta $
is integral. For an integer
$e>0$
divisible by g, setting
$D_e=(1-p^e)(K_X + \Delta )+ p^eD$
, we have the trace map
and we denote its image by
$\mathcal {F}_0^e$
. Note that for positive integers
$e'>e$
divisible by g, the trace map
$\mathrm {Tr}^{e'}_D$
factors through the trace map [Reference Zhang61, Section 2.7]
which implies that
$\mathcal {F}^{e'}_0\subseteq \mathcal {F}^{e}_0$
. Therefore, there exists a positive integer
$e_0$
such that for all
$e \geq e_0$
divisible by g, the sheaf
$\mathcal {F}_0^e$
has constant rank r, which means that
-
(c′) the trace map
$\mathrm {Tr}^{e}_D\colon \mathcal {F}^{e} \to \mathcal {F} :=\mathcal {F}^{e_{0}}_0 $
is generically surjective.
We shall apply [Reference Zhang61, Theorem 3.7], and we need to verify the three conditions required there. We refer to [Reference Zhang61, Section 3] for the related notions of Fourier–Mukai transform.
With the assumption that
$D-(K_X+\Delta )$
is nef and relatively ample over A, the proof of the vanishing condition (C2) in [Reference Zhang61, Section 4.2], if substituting the pair
$(X,B)$
with
$(X,\Delta )$
and the divisor
$l(K_X+B)$
with D, still works and yields the following.
Claim. If H is an ample line bundle on
$\widehat {A}$
, then for any
$i>0$
and sufficiently divisible integer
$e>0$
,
By induction, we can find integers
$e_0< e_1 < e_2 < \cdots <e_{d}$
divisible by g, and ample line bundles
$H_0, H_1, \ldots , H_{d-1}$
on
$\widehat {A}$
such that, if setting
we have
-
(a′) for
$0\leq l \leq d-1$
and every i, the sheaf
$R^i\Phi _{\mathcal {P}}D_A(\mathcal {F}_{l}) \otimes H_l$
is globally generated, and if
$j>0,$
then
$H^j(\widehat {A}, R^i\Phi _{\mathcal {P}}D_A(\mathcal {F}_{l}) \otimes H_l) = 0$
; -
(b′) for
$0\leq l < l' \leq d$
, if
$j>0,$
then
$H^j(A, \mathcal {F}_{l'}\otimes \widehat {H}_l^*) = 0$
.
We see that the conditions (a, b, c) of [Reference Zhang61, Theorem 3.7] are guaranteed by the above conditions (a
$'$
, b
$'$
, c
$'$
), respectively. Therefore, we can apply [Reference Zhang61, Theorem 3.7]:
-
• by [Reference Zhang61, Theorem 3.7(i)] the homomorphism
$\alpha _{\mathcal {F}}\colon \mathcal {F}^{*} \to (-1)_A^*R^{0}\Psi _{\mathcal {P}}R^{0}\Phi _{\mathcal {P}}D_A(\mathcal {F})$
is injective, and in turn, applying [Reference Zhang61, Proposition 3.4(2)] we can show that
$$ \begin{align*}V^0(f_*\mathcal{O}_X(D)) =\mathrm{Supp}(-1)_{\widehat{A}}^*R^{0}\Phi_{\mathcal{P}}D_A(\mathcal{F}) \neq \emptyset;\end{align*} $$
-
• by [Reference Zhang61, Theorem 3.7(ii)], the second assertion of the theorem follows.
Next, we prove the following semi-ample criterion.
Theorem 3.7. Let X be a normal
$\mathbb {Q}$
-factorial projective variety equipped with a fibration
$f\colon X \to A$
of relative dimension one onto an abelian variety. Assume that:
-
(a)
$K_X \sim _{\mathbb Q} 0$
; -
(b) there exists an irreducible f-horizontal divisor B on X such that
$B|_{B^\nu } \equiv 0$
.
Then, B is semi-ample, and the associated morphism
$g\colon X\to C$
is a fibration to a curve.
Proof. Since
$B|_{B^\nu } \equiv 0$
, B is a nef divisor with numerical dimension
$\nu (B) =1$
. To show the semi-ampleness of B, it suffices to find an integer
$l>0$
and a numerically trivial line bundle L such that
$h^0(X, lB +L)>1$
. Indeed, granted this, by Lemma 2.5, the divisor
$lB +L$
is semi-ample and induces a fibration
$g\colon X\to C$
to a curve, then since
$lB\equiv lB+L$
and B is irreducible by assumption, we see that a multiple of B coincides with a fiber of g, and hence B is semi-ample.
Since
$(K_X+B)|_{B^\nu } \equiv 0$
, by Lemma 2.9, B is isomorphic to an abelian variety and thus
$B\to A$
is a finite morphism. Note that since X has relative dimension one over A, the divisor B is relatively big over A. Let
$\mathbb E(B)$
denote the relatively exceptional locus with respect to B, namely, the union of f-exceptional irreducible varieties on which the restriction of B is not f-big.
Claim. The intersection
$\mathbb E(B) \cap B = \emptyset $
, and B is relatively semi-ample over A.
Proof of the claim
Since B is finite over A, if there is an irreducible component Z of
$\mathbb E(B)$
intersecting B, then
$Z\cap B$
is also finite over
$f(Z)$
, hence,
$B|_Z$
is big over
$f(Z)$
, a contradiction. Therefore, we conclude that
$\mathbb E(B)$
does not intersect B, and hence B is f-semi-ample by [Reference Keel36, Theorem 0.2].
The f-relative semi-ample divisor B induces a birational contraction
$\sigma \colon X\to Y$
, which is isomorphic both near B and on the generic fiber
$X_{\eta }$
of f, and there exists a
$\mathbb {Q}$
-Cartier divisor
$B_Y$
on Y such that
$B=\sigma ^*B_Y$
.
Since
$B|_{X_{\eta }}$
is an ample divisor on
$X_{\eta }$
, we may take a sufficiently divisible integer
$l>0$
such that
$lB$
is Cartier and
$r:=\dim _{K(\eta )}S^0(X_{\eta }, lB)> 1$
. Set
$\mathcal L = \mathcal {O}_X(lB)$
. By construction, we have
$B_Y$
is relatively ample over A, and
$K_Y \sim _{\mathbb Q} 0$
. If setting
$D =lB_Y$
, then
$D-K_Y$
is relatively ample over A. Therefore, Theorem 3.6 applies to Y and
$D =lB_Y$
and yields that
$V^0(f_*\mathcal {L}) \neq \emptyset $
.
If
$\dim V^0(f_*\mathcal {L})>0$
, then we can apply the argument Step 1 of the proof of [Reference Zhang61, Theorem 4.2] to show that
$\kappa (X, B+ f^*L)\geq 1$
for some
$L \in \mathrm {Pic}^0(A)$
, which is sufficient to conclude the proof.
Now, assume
$\dim V^0(f_*\mathcal {L}) =0$
. Then, by Theorem 3.6 (2), there exist a subsheaf
$\mathcal {F} \subseteq f_*\mathcal {L}$
of rank r, an isogeny
$\pi \colon A_1\to A$
of abelian varieties, some
$P_1, \ldots , P_r \in \mathrm {Pic}^0(A_1),$
and a generically surjective homomorphism
Applying the covering theorem as in Step 2 of the proof of [Reference Zhang61, Theorem 4.2], we show that there exist an integer
$m>0$
and some
$L_1, \ldots , L_r \in \operatorname {\mathrm {Pic}}^0(A)$
such that:
-
•
$H^0(X, mB + f^*L_i) \neq 0$
; -
• the sub-linear system of
$|(mB)_{K(\eta )}|$
corresponding to the subspace
$\sum _iH^0(X, mB + L_i)\otimes _k K(\eta ) \subseteq H^0(X_{\eta }, mB|_{X_{\eta }})$
defines a non-trivial map.
We may assume each
$h^0(X, mB + f^*L_i)=1$
, thus there exists a unique effective divisor
$D_i \sim mB + f^*L_i$
.
Write
$D_i = aB + D'$
such that
$B\not \subseteq \operatorname {\mathrm {Supp}} D'$
. We have
$D_i|_{B}\equiv 0$
. By
$\nu (B)=1$
, we conclude that
$\operatorname {\mathrm {Supp}} B\cap \operatorname {\mathrm {Supp}} D' = \emptyset $
, thus
$D'|_{B} \sim 0$
. Moreover, by Lemma 2.9,
$B|_{B} \sim _{\mathbb Q} (K_X + B)|_{B} \succeq _{\mathbb Q} 0$
. Then, it follows that
$D_i|_{B} \sim _{\mathbb Q} 0$
.
Take
$D_1 \neq D_2$
. By
$D_1 - D_2 \sim f^*(L_1-L_2)$
, we conclude that
$f^*(L_1-L_2) |_{B} \sim _{\mathbb Q} 0$
. Since
$B \to A$
is dominant, we have
$L_1 \sim _{\mathbb Q} L_2$
, that is, there exists some
$N>0$
such that
$NL_1\sim NL_2$
. But then
$ND_1 \sim ND_2$
. This shows
$h^0(X, NmB+ NL_1) \geq 2$
, which concludes the proof.
4. Structure theorems of K-trivial irregular varieties with
$\dim a_X(X) = 1$
In this section, we treat K-trivial irregular varieties X with
$\dim a_X(X) = 1$
. The main result is the following.
Theorem 4.1. Let X be a normal
$\mathbb Q$
-factorial projective variety with
$K_X\equiv 0$
and
$\dim a_X(X)=1$
, where
$a_X\colon X\to A$
is the Albanese morphism of X. Assume moreover that, either:
-
(a) X is strongly F-regular and the Cartier index of
$K_X$
is indivisible by p, or -
(b)
$\dim X = 3$
,
$p\ge 5$
, and X has at worst terminal singularities.
Then,
-
(1)
$q(X) = 1$
, thus
$E:=A$
is an elliptic curve and
$f=a_X\colon X\to E$
is a fibration. -
(2) there exists an isogeny
$\pi \colon \bar E \to E$
of elliptic curves such that
$X\times _E \bar E \cong \bar E\times F$
, where F is a fiber of f. More precisely, there is a faithful action of
$H= \mathrm {ker} (\pi )$
on F, such that where H acts diagonally on
$$\begin{align*}X\cong \bar E\times F/H, \end{align*}$$
$\bar E\times F$
.
Proof. Note that under assumption (b), the generic fiber of f is a regular surface. So in both cases (a) and (b), we can apply Theorem 3.3(i) to show the assertion (1).
Next, we claim that there exists a divisor D such that:
-
(*) for sufficiently divisible
$m>0$
,
$f_*\mathcal {O}_X(mD)$
is a numerically flat vector bundle on E, and there exists an isogeny
$\tau _1\colon E_1 \to E$
such that
$\tau _1^*f_*\mathcal {O}_X(mD) \cong \bigoplus _{i=1}^{r}L_i$
for some
$L_i \in \mathrm {Pic}^0(E_1)$
; -
(**) D is semi-ample and f-ample, and
$\nu (D) = \dim X-1$
.
Such a divisor D satisfying the condition
$(*)$
exists by Theorem 3.3, and the condition
$(**)$
is guaranteed by Theorem 3.3(iv) in case (a) and by Theorem 3.5 in case (b).
Now, let
$g\colon X\to Z$
be the fibration associated with D, where Z is a normal projective variety with
$\dim Z=\dim X-1$
. To summarize, we obtain the following “bi-fibration” structure:

Here, for a general closed point
$z\in Z$
, the fiber
$X_z$
of g is a curve which is finite and dominant over E. Since
$K_{X_z}\equiv 0$
,
$X_z$
is in fact an elliptic curve. Moreover, since D is f-ample, we conclude that
$g\colon X\to Z$
is equidimensional and every component of a fiber
$X_z$
of g over an arbitrary closed point
$z\in Z$
is dominant over E.
In the following, we fix a sufficiently large m such that for any
$l>0$
, the natural homomorphism
$\eta \colon S^l(f_*\mathcal {O}_X(mD)) \to f_*\mathcal {O}_X(lmD)$
is surjective, where
$S^l$
denotes the lth symmetric power.
Following the approach of [Reference Ejiri and Patakfalvi20, Proposition 7.6], we can prove the following result.
Lemma. There exists an isogeny
$\tau \colon \tilde {E} \to E$
of elliptic curves such that
$\tilde {X}:=X\times _E\tilde {E} \cong \tilde {E} \times F$
.
Proof of the lemma
First, we prove the following claim.
Claim. There exists an isogeny
$\tau \colon \tilde {E} \to E$
of elliptic curves such that
$\tau ^*f_*\mathcal {O}_X(mD) \cong \bigoplus ^r\mathcal {O}_{\tilde {E}}$
, where
$r:=\mathrm {rank}\ f_*{\mathcal O}_X(mD)$
.
Proof of the claim
By
$(*),$
there exists an isogeny
$\tau _1\colon E_1 \to E$
, such that
$\tau _1^*f_*\mathcal {O}_X(mD) \cong \bigoplus _{i=1}^{r}L_i$
for some
$L_i \in \mathrm {Pic}^0(E_1)$
. Let
$X_1= (X\times _EE_1)^\nu $
. Denote by
$\pi _1\colon X_1 \to X$
and
$f_1\colon X_1\to E_1$
the natural projections. Then,
$|\pi _1^*mD - f_1^*L_i| \neq \emptyset $
. The divisor
$\pi _1^*D$
, being semi-ample with
$\nu (\pi _1^*D) =n-1$
, induces a fibration
$g_1\colon X_1 \to Z_1$
. Then, for a general fiber
$C_1$
of
$g_1$
, the linear system
$|\pi _1^*mD - f_1^*L_i|_{C_1} \neq \emptyset $
. We conclude that
$f_1^*L_i|_{C_1} \sim 0$
, thus each
$L_i$
is a torsion point in
$\mathrm {Pic}^0(E_1)$
. There exists a further isogeny of elliptic curves
$\tau _2\colon E_2 \to E_1$
such that
$\tau _2^*L_i \cong \mathcal {O}_{E_2}$
. We may take
$\tau \colon \tilde {E} = E_2 \to E_1 \to E$
to complete the proof of the claim.
Denote by
$\tilde {\pi }\colon \tilde {X}:=X\times _E\tilde {E}\to X$
and
$\tilde {f}\colon \tilde {X}\to \tilde {E}$
the natural projections. Since for each
$l\geq 1$
,
$\eta \colon S^l(f_*\mathcal {O}_X(mD)) \to f_*\mathcal {O}_X(lmD)$
is surjective, the homomorphism
is surjective. Combining this with the numerically flatness of
$f_*\mathcal {O}_X(lmD)$
,
$l\ge 1$
, we conclude that
$\tilde {f}_*\mathcal {O}_{\tilde {X}}(lm\tilde {\pi }^*D) \cong \bigoplus \mathcal {O}_{\tilde {E}}$
, and
$\varphi _l$
is determined by the corresponding homomorphism of the global sections. From this, we conclude that
$\tilde {X}=X\times _E \tilde {E}\cong \tilde {E}\times F$
.
We regard the morphism
$\tau \colon \tilde {E} \to E$
as a morphism of abelian varieties and write
$\tilde {H} = \mathrm {ker}(\tau )$
. The natural action of
$\tilde {H}$
on
$\tilde {E}$
induces an action of
$\tilde {H}$
on the base change
$\tilde {X}=X\times _E \tilde {E}$
. To summarize, we have a commutative diagram:

Through the isomorphism
$\varphi \colon \tilde {X}\buildrel \sim \over \to \tilde {E}\times F$
,
$\tilde {H}$
acts on
$\tilde {E}\times F$
. Our next step is to show that this action of
$\tilde H$
on
$\tilde E\times F$
is diagonal. For this purpose, we consider the second fibration
$g\colon X\to Z$
. As observed before, for a general closed point
$z\in Z$
, the fiber
$X_z$
of g is an elliptic curve, so
$X_z\to E$
is an isogenous of a fixed degree. Let
$Z^\circ \subset Z$
be an open subset such that
$Z^\circ $
is regular and for each closed point
$z\in Z^\circ $
, the fiber
$X_z$
of g is an elliptic curve. Set
$X^\circ := g^{-1}(Z^\circ )$
and
$F^\circ := F\cap X^\circ $
. By Proposition 2.12, we conclude that:
-
(***) There exists an isogeny
$\tau '\colon E'\to E$
from an elliptic curve
$E'$
such that
$X^\circ \times _E E' \cong E' \times F^\circ $
. Moreover, the induced action of
$G:=\ker \sigma $
on
$X^\circ \times _E E'$
is diagonal on
$E' \times F^\circ $
, and the following commutative diagram commutes: 
Remark that if we take a further isogeny
$\tau "\colon E" \to E'$
of elliptic curves, then the action of
$\ker \tau "$
on the base change
$X^{\circ }_1\times _{E'}E"\cong E"\times F^{\circ }$
induces an action on the product
$E"\times F^{\circ }$
; precisely,
$\ker \tau "$
acts on
$E"$
by translation and on
$F^{\circ }$
trivially. Thus, the base change
$\tau '\circ \tau "\colon E" \to E' \to E$
induced a diagonal action of
$\ker \tau '\circ \tau "$
on
$E"\times F^{\circ }$
. Therefore, we may choose an isogeny
$\tilde {\tau }'\colon \tilde {E}'\to E$
which factors through both
$\tau \colon \tilde E\to E$
and
$\tau '\colon E'\to E$
, and obtain the following commutative diagram:

Thus, the natural action of
$\tilde H'=\ker \tilde \tau '$
on the base change
$X\times _E \tilde E' \cong \tilde E' \times F$
is compatible with its action on
$X^\circ \times _E E_1$
given by
$(*{*}*)$
, which is diagonal. From this, we conclude that
$\tilde H'$
acts on
$\tilde E' \times F$
diagonally. Finally, let K be the kernel of the action of
$\tilde H'$
on F. Set
$H := \tilde H'/K$
and
$\bar E := \tilde E'/K$
. Then, H acts on F faithfully and the proof is complete.
5. Structure of K-trivial irregular varieties with
$\dim a_X(X) = \dim X-1$
In this section, we treat K-trivial irregular varieties whose Albanese morphism has relative dimension one. We work in the following setting.
Assumptions 5.1. Let X be a normal projective
$\mathbb {Q}$
-factorial variety with
$K_X \equiv 0$
. Let
$a_X\colon X\to A$
be the Albanese morphism of X and assume that
$a_X\colon X\to a_X(X)$
is of relative dimension one. Then, by Theorem 2.13 and Corollary 2.14, we see that
$K_X \sim _{\mathbb Q} 0$
and
$a_X\colon X\to A$
is a fibration. In the following, we set
$f=a_X\colon X\to A$
. We fall into one of the following three cases:
-
(C1)
$X_{\eta }$
is smooth over
$k(\eta )$
, that is, f is an elliptic fibration; -
(C2)
$X_{\eta }$
is non-smooth but geometrically integral, that is, f is a quasi-elliptic fibration; -
(C3)
$X_{\eta }$
is geometrically non-reduced, that is, f is inseparable.
Note that the latter two cases occur only when the characteristic
$p = 2$
or
$3$
(see Section 2.11).
5.1. Case (C1):
$X_{\eta }$
is smooth
In this case, we give a thorough description of X.
5.1.1. A rough description
We first give a rough description of the structure of X.
Theorem 5.2. Under Assumption 5.1(C1), there exist an abelian variety
$A'$
and an isogeny
$\tau \colon A'\to A$
such that
$X \times _A A' \cong A'\times F$
, where F is a general fiber. More precisely, there is a faithful action of
$G:=\ker (\tau )$
on F, such that
$X \cong A'\times F/G$
, where G acts on
$ A'\times F$
diagonally.
Proof. We follow the strategy of [Reference Patakfalvi and Zdanowicz52].
Step 1. Let
$d=\dim A$
, and let H be a sufficiently ample line bundle on A. For general choices of
$H_i \in |H|$
, the curve
$C := H_1\cap \cdots \cap H_{d-1}$
is smooth, and
$f_C\colon X_C= X\times _A C \to C$
is flat and smooth over generic point of C. In this step, we aim to show that there exists a finite flat morphism
$C'\to C$
such that
$f_{C'}\colon X_{C'}=X\times _A C' \to C'$
is a trivial fibration.
Set
$Z_{i} := H_1 \cap \cdots \cap H_i$
for
$i=1,\ldots ,d-1$
. As
$H_1 \in |H|$
is general, we may assume that
$X_{Z_1}$
is a prime divisor. Then, applying the adjunction formula, we have
where
$\Delta _{X_{Z_1}^\nu }\ge 0$
. By Theorem 2.10, we have
$K_{X_{Z_1}^\nu /Z_1} \succeq _{\mathbb Q} 0$
. In turn, we deduce that
$K_{X_{Z_1}^\nu /Z_1} \sim _{\mathbb Q} 0$
and
$\Delta _{X_{Z_1}^\nu } = 0$
, which implies that
$X_{Z_1}$
is normal in codimension one. Inductively, we can prove that this holds for each
$X_{Z_i}$
. In particular, for
$i=d-1$
, the surface
$X_{C}$
is normal in codimension one and
$K_{X_{C}^\nu /C} \sim _{\mathbb Q} 0$
. Since X is Cohen–Macaulay in codimension two, we can show that
$X_{C}$
is Cohen–Macaulay by induction. Together with that
$X_{C}$
is regular in codimension one, we see that
$X_C=(X_{C})^\nu $
by Serre’s criterion. Finally, since
$K_{X_C/C}\sim _{\mathbb Q} 0$
, we conclude Step 1 by Proposition 2.11.
Therefore, there exists a big open subset
$A^\circ $
of A covered by such curves C as above. Over
$A^\circ $
, the fibration
$f\colon X \to A$
is smooth, and all the closed fibers are isomorphic to a fixed one
$F=f^{-1}(t_0)$
of f for some
$t_0 \in A^\circ $
. In the following, we equip F with a fixed abelian variety structure.
Step 2. In this step, we aim to show that there is a finite group scheme G and a G-torsor
$I\to A^\circ $
such that
$X^\circ \times _{A^\circ } I \to I$
is a trivial fibration, where
$X^\circ := f^{-1}(A^\circ )$
.
We follow the proof of [Reference Patakfalvi and Zdanowicz52, Theorem 9.2]. Let L be a very ample line bundle on X, and set
$L_0 := L|_{F}$
. We take G to be the automorphism group scheme
$\operatorname {\mathrm {Aut}}(F, L_0)$
which is finite by [Reference Patakfalvi and Zdanowicz52, Proposition 10.1], and I to be the quasi-projective scheme over
$A^\circ $
representing the Isom functor
$\operatorname {\mathrm {Isom}}_{A^\circ } \bigl ((X^\circ , L|_{X^\circ }), ( A^\circ \times F, {\mathrm {pr}}_2^* L_0)\bigr )$
as constructed in [Reference Patakfalvi and Zdanowicz52, Construction 7.5]. Following the proof of [Reference Patakfalvi and Zdanowicz52, Theorem 9.2], we only need to show that
$I\to A^\circ $
is surjective and flat. For each curve
$C\subset A^\circ $
as in Step 1, there exists a finite flat morphism
$C'\to C$
such that
$f_{C'}\colon X_{C'}\to C'$
is a trivial fibration. By the base change property [Reference Patakfalvi and Zdanowicz52, Proposition 7.8] and flattening decomposition [Reference Mumford45, Lecture 8], it suffices to verify that
$I_{C'}:= \operatorname {\mathrm {Isom}}_{C'} \bigl ( ( X_{C'}, L|_{X_{C'}} ), (C' \times F, {\mathrm {pr}}_2^* L_0)\bigr ) \to C'$
is surjective and flat. To verify this, we apply [Reference Patakfalvi and Zdanowicz52, Lemma 8.7], which requires the condition that
$-K_{X_{C'}/C'}$
is nef and semi-ample. This condition is satisfied because
$f_{C'}$
is a trivial fibration. This finished the proof of this step.
Step 3. We extend the G-torsor
$I\to A^\circ $
over
$A^\circ $
to a G-torsor
$\bar I\to A$
over A as follows.
Regard F as an abelian variety with identity
$0_F$
. Since
$G=\operatorname {\mathrm {Aut}}(F, L_0)$
is a finite group scheme, G is an extension of an étale group scheme by an infinitesimal group scheme. Thus, by a “Purity” theorem [Reference Ekedahl22, Proposition 1.4], the torsor
$I\to A^\circ $
can be extended to a torsor
$\bar I\to A$
. Furthermore, according to [Reference Nori47, Proposition], there exist an integer n, a homomorphism
$\varphi \colon A[n]\to \operatorname {\mathrm {Aut}}(F, L_0)$
, and a morphism
$\eta \colon A\to \bar I$
, which is
$A[n]$
-equivariant with the action of
$A[n]$
on
$\bar I$
induced by
$\varphi $
, leading to the following commutative diagram:

Let
$A^{\circ \circ }$
denote the preimage of
$A^{\circ }$
under
$n_A\colon A\to A$
. By the construction, we obtain an isomorphism
$X\times _{A,n_A} A^{\circ \circ }\cong A^{\circ \circ } \times F$
.
Step 4. We show that the birational map
$\psi \colon Y :=X\times _{A,n_A}A \dashrightarrow Y':=F\times A$
, which is determined by
$X\times _{A,n_A} A^{\circ \circ }\cong A^{\circ \circ } \times F$
, is an isomorphism.
Since
$f\colon X\to A$
is equidimensional by [Reference Patakfalvi and Zdanowicz52, Theorem 4.1],
$Y\to A$
is equidimensional too. Since
$\psi $
is an isomorphism in codimension one, Y is regular in codimension one, thus Y is normal by Lemma 2.4.
Let
$H_Y$
be an ample Cartier divisor on Y, and denote by
$H_{Y'}= \psi _*H_Y$
the strict transform of
$H_Y$
. Observe that
$H_{Y'}$
is relatively ample over A since each fiber of
$Y' \cong F\times A \to A$
is irreducible. If necessary adding the pullback of an ample divisor on A, we may assume that
$H_{Y'}$
is ample. Since
$\psi \colon Y \dashrightarrow Y'$
is an isomorphism in codimension one, we have a natural ring isomorphism
$\bigoplus _{m\geq 0 }H^0(Y, mH_Y) \cong \bigoplus _{m\geq 0 }H^0(Y', mH_{Y'})$
, which implies that
$\psi \colon Y \to Y'$
is an isomorphism.
Step 5. Finally, if the action of
$A[n]$
on F is not faithful, we may set
$H=\mathrm {Ker} (A[n] \to \operatorname {\mathrm {Aut}}(F, L_0))$
and
$G=A[n]/H$
. In turn, we get a faithful action of G on F and an action on
$A' = A/H$
such that
$X \cong (A\times F)/G \cong (A'\times F)/H$
.
5.1.2. Explicit description of Case (C1)
Based on the analysis in [Reference Bombieri and Mumford9, pp. 36–37], we give all the possibilities of X in the context of Theorem 5.2.
Recall that
$X \cong (A \times F)/G$
, where A is an abelian variety, F is an elliptic curve, and G is a finite group scheme acting diagonally on
$A \times F$
via injections
$G\hookrightarrow A$
and
$\alpha \colon G\hookrightarrow \operatorname {\mathrm {Aut}}(F)\cong F\rtimes \operatorname {\mathrm {Aut}}(F,0_F)$
. In particular, G is commutative. As observed in [Reference Bombieri and Mumford9], the commutativity of G severely constrains its possible structure. In fact, the argument of [Reference Bombieri and Mumford9, p. 36] shows that G must have the form
where
$G_0$
is a finite subgroup scheme of F, and
$\mathbb Z/n\mathbb Z\subseteq \operatorname {\mathrm {Aut}}(F,0_F)$
is a cyclic subgroup with order
$n = 2,3,4,$
or
$6$
. Moreover, if we denote by
$\sigma \in G$
the element corresponding to some generator of
$\mathbb Z/n\mathbb Z$
, then
$G_0 \subseteq \mathfrak F$
, where
$\mathfrak F\subset F$
is the fixed subscheme of
$\sigma $
. There are the following possibilities of the fixed subscheme
$\mathfrak F$
:
-
(a)
$n=2$
, (so
$\sigma = -1_F$
), then
$\mathfrak F \cong \mathrm {Ker} 2_{F}$
; -
(b)
$n=3$
, then
$\mathrm {ord}\mathfrak F = 3$
, so-
$\mathfrak F \cong \mathbb Z/3\mathbb Z$
, if
$\mathrm {char} \ne 3$
; -
$\mathfrak F \cong \alpha _3$
, if
$\mathrm {char} = 3$
(
$j(F) = 0$
and thus F is supersingular);
-
-
(c)
$n=4$
, then
$\mathrm {ord}\mathfrak F = 2$
, so -
$\mathfrak F \cong \mathbb Z/2\mathbb Z$
if
$\mathrm {char} \ne 2$
; -
$\mathfrak F \cong \alpha _2$
if
$\mathrm {char} = 2$
(F is supersingular);
-
-
(d)
$n=6$
, then
$\mathfrak F = (e)$
.
We can now give a complete list of the possible G:

5.2. Case (C2): f is a quasi-elliptic fibration
In this case, we prove the following theorem.
Theorem 5.3. Let notation and assumptions be as in Assumption 5.1 (C2). Then,
-
(i) The characteristic p is
$2$
or
$3$
. -
(ii) X admits another fibration
$g\colon X \to \mathbb {P}^1$
that is transversal to f: 
Moreover, a fiber of g is either an abelian variety or a multiple of an abelian variety.
-
(iii) Let
$X_1$
be the normalization of
$X \times _{A} A^{(-1)}$
and denote by
$f_1\colon X_1\to A_1 :=A^{(-1)}$
the projection. Then,
$f_1$
is a smooth fibration fibered by rational curves, which falls into one of the following cases:-
(1)
$f_1\colon X_1\to A_1$
is a projective bundle described as one of the following:-
(1.a)
$X_1\cong \mathbb {P}_{A_1}(\mathcal {O}_{A_1}\oplus \mathcal {L})$
, where
$\mathcal {L}^{\otimes p+1}\cong {\mathcal O}_X$
; -
(1.b)
$X_1\cong \mathbb {P}_{A_1}(\mathcal {E})$
, where
$\mathcal {E}$
is a unipotent vector bundle of rank two, and there exists an étale cover
$\mu \colon A_2\to A_1$
of degree
$p^v$
(
$0\le v\le d:=\dim A$
), such that
$\mu ^*F^{(d-v)*}_{A_1}\mathcal {E}$
is trivial.
-
-
(2)
$p=2$
, and there exists a purely inseparable isogeny
$A_2 \to A_1$
of degree two, such that
$X_2 :=X_1\times _{A_1}A_2\to A_2$
is a projective bundle described as one of the following:-
(2.a)
$X_2\cong \mathbb {P}_{A_2}(\mathcal {O}_{A_2}\oplus \mathcal {L})$
, where
$\mathcal {L}^{\otimes 4}\cong \mathcal {O}_{A_2}$
; -
(2.b)
$X_2\cong \mathbb {P}_{A_2}(\mathcal {E})$
, where
$\mathcal {E}$
is a unipotent vector bundle of rank two, and there exists an étale cover
$\mu \colon A_3\to A_2$
of degree
$p^v$
(
$0\le v\le d$
), such that
$\mu ^*F^{(d-v)*}_{A_2}\mathcal {E}$
is trivial.
-
-
Proof. The assertion (i) is well known. Let us prove the remaining ones.
Note that
$X \times _A A^{\frac {1}{p}}$
is not normal by Proposition 2.16. Let
$X_1:=(X \times _A A^{\frac {1}{p}})^{\nu }$
be the normalization, and let
$\pi \colon X_1\to X$
,
$f_1\colon X_1\to A^{\frac 1p}$
be the natural morphisms. We have the following commutative diagram:

By results of Section 2.5, we can write that
where
$\mathcal C$
can be chosen such that
$\mathcal C|_{X_{1,\eta }}$
coincides with the conductor of the normalization of the generic fiber of
$f'$
. Hereafter, we fix such
$\mathcal C$
. According to Proposition 2.15(1),
$\deg _{K(A_1)}(p-1)\mathcal C =2$
. Write
$(p-1)\mathcal C = H + V$
, where H is the
$f_1$
-horizontal part and V the vertical part of
$\mathcal C$
. Note that H is irreducible by Proposition 2.16(1), thus
$H=nC$
, where C is reduced and
$n=1$
or
$2$
. Let D be the reduced divisor supported on
$\pi (C)$
. We have
$\pi ^*D = C$
or
$pC$
by Proposition 2.16.
Step 1. We prove that both C and D are semi-ample with numerical dimension one.
Since
$X_1\to X$
is a finite purely inseparable morphism, the semi-ampleness of one of the divisors C or D implies the semi-ampleness of the other. We shall show that D is semi-ample with numerical dimension one. By Theorem 3.7, it suffices to verify that
$D|_{D^{\nu }}\sim _{\mathbb Q} 0$
, which is equivalent to that
$C|_{C^{\nu }}\sim _{\mathbb Q} 0$
.
Claim. Let T be an
$f_1$
-horizontal prime divisor of
$X_1$
. Then,
$T|_{T^\nu } \succeq _{\mathbb Q} 0$
.
To prove this claim, set
$\bar {T} := \pi (T)$
. By Lemma 2.9(1),
$\bar {T}|_{\bar {T}^{\nu }} \sim _{\mathbb Q} (K_X+ \bar {T})|_{\bar {T}^{\nu }} \succeq _{\mathbb Q} 0$
. Then, since
$X_1 \to X$
is finite and purely inseparable, we have
$T|_{T^{\nu }} \succeq _{\mathbb Q} 0$
.
Consequently, since C is
$f_1$
-horizontal, we have
$C|_{C^{\nu }}\succeq _{\mathbb Q} 0$
. Thus, applying Lemma 2.9 to
we see that C is an abelian variety,
$V|_{C^\nu }\sim _{\mathbb Q} 0$
, and moreover, in case
$n=2$
, we have
$C|_{C^\nu } =C|_{C}\sim _{\mathbb Q} 0$
. Thus, we only need to show
$C|_{C} \sim _{\mathbb Q} 0$
in case
$n=1$
. In this case, we have
$p=2$
, and
$C\to A_1$
is purely inseparable of degree
$2$
since
$C|_{X_{K(A_1)}}$
is a point which is inseparable of degree
$2$
over
$\operatorname {\mathrm {Spec}} K(A_1)$
by Proposition 2.16. By doing the base change
$C \to A_1$
and setting
$Z=(X_1\times _{A_1} C)^{\nu }$
, we have the following commutative diagram:

where
$\phi , \pi ',f_2$
denote the natural morphisms fitting into the above diagram. Since
$C\times _{A_1} C$
is non-reduced and
$f_1\colon X_1\to A_1$
is smooth over the generic point of
$A_1$
, we see that
$\phi ^*C=2E$
for some
$\mathbb Z$
-divisor E on Z. Then, we have
where
$V'\ge 0$
is vertical over C. Consequently,
$(K_Z + 2E + V')|_{E^\nu } \sim _{\mathbb Q} 0$
. Since
$C|_{C}\succeq _{\mathbb Q}0$
, we have
$E|_{E^\nu }\succeq _{\mathbb Q} 0$
. It follows from Lemma 2.9 that
$E|_{E^\nu } \sim _{\mathbb Q} 0$
, which is equivalent to that
$C|_{C} \sim _{\mathbb Q} 0$
.
In summary, the semi-ample divisor D (resp., C) induces a fibration
$g\colon X\to B$
(resp.,
$g_1\colon X_1\to B_1$
) to a curve. Since general fibers of f and
$f_1$
are rational curves, we have
$g(B) = g(B_1) =0$
. In summary, there is a commutative diagram:

Step 2. We prove the following statements:
-
(a) D is isomorphic to an abelian variety (we have shown this for C in the last step).
-
(b) X (resp.,
$X_1$
) is regular at codimension one points of D (resp., C). -
(c)
$V = 0$
. -
(d) A general fiber of g (resp.,
$g_1$
) is an abelian variety, and a special fiber of g (resp.,
$g_1$
) is a multiple of an abelian variety.
First, since C and D are irreducible and
$C|_{C^\nu } \sim _{\mathbb Q} D|_{D^\nu } \sim _{\mathbb Q} 0$
, we have
$(K_X + D)|_{D^\nu } \sim _{\mathbb Q} (K_{X_1} + C)|_{C^\nu } \sim _{\mathbb Q} 0$
, thus the statements (a, b) follow from Lemma 2.9.
To show the last two statements, we denote by
$G_t$
(resp.,
$G^1_t$
) the fiber of g (resp.,
$g_1$
) over
$t\in \mathbb P^1$
. We first consider the fibration
$g_1\colon X_1\to \mathbb P^1$
. Write
$G^1_t=mT+V'$
, where T is an
$f_1$
-horizontal component and
$V'$
is the remaining part with
$T\not \subset \mathrm { Supp}\ V'$
. By the claim in Step 1, we have
$T|_{T^\nu }\succeq _{\mathbb Q} 0$
. Since C is irreducible, we see that
$C\sim _{\mathbb Q} rG^1_t$
for some positive rational number r, and it follows that
$C|_{T^\nu }\sim _{\mathbb Q} rG^1_t|_{T^\nu }\sim _{\mathbb Q} 0$
. Thus,
By Lemma 2.9(2), we see that T is an abelian variety,
$V|_{T^\nu }=V'|_{T^\nu }=0$
, which implies that
$\mathrm { Supp}\ V' \cap \mathrm {Supp}\ T= \mathrm {Supp}\ V \cap \mathrm {Supp}\ T = \emptyset $
. Since the fiber
$G^1_t$
is connected, we have
$V'=0$
, and consequently
$G^1_t=mT$
is (a multiple of) an abelian variety. It follows that
$\mathrm {Supp}\ G^1_t \cap \mathrm {Supp}\ V =\emptyset $
, and thus
$V=0$
, which is the statement (c). Moreover, since
$g_1$
is a fibration to a curve, by [Reference Bădescu1, Corollary 7.3], a general fiber of g is integral, so we obtain the statement (d) for
$g_1$
.
Finally, by writing
$G_t = mT + V'$
and using
$(K_X + G_t)|_{T^\nu } \sim _{\mathbb Q} (K_X + mT + V')|_{T^\nu } \sim _{\mathbb Q} 0$
, Lemma 2.9 implies that
$G_t$
is also (a multiple of) an abelian variety. Thus, we obtain the statement (d) for g.
Step 3. We show that there exists an isogeny
$\tau \colon B\to A_1$
of abelian varieties such that
$X_1 \times _{A_1} B \cong B \times \mathbb P^1$
. In turn,
$f_1\colon X_1 \to A_1$
is a smooth morphism.
Take a general fiber
$G^1_t$
of
$g_1\colon X_1\to \mathbb P^1$
over
$t\in \mathbb P^1$
, which is an abelian variety as established in the previous step. We denote by n the degree
$\deg (G^1_t\to A_1)$
, which is independent of
$t\in \mathbb P^1$
. Then, the morphism
$\times n\colon B:=A_1 \to A_1$
factors through the isogeny
$G^1_t\to A_1$
for a general t (see [Reference Mumford46, p. 169, Remark]).
By Lemma 2.4, the fiber product
$X_{1,B} := X_1\times _{A_1}B$
is integral. Let W be the normalization of
$X_{1,B}$
. We have the following commutative diagram:

where q is the fibration resulting from the Stein factorization of
$W\to X_1 \buildrel g_1\over \to \mathbb P^1$
. By our choice of the base change
$B\to A_1$
, a general fiber
$Q_{t}$
of q is a birational section of p. Since each fiber of
$g_1$
contains no vertical components over
$A_1$
and
$\nu $
is finite, each fiber of q contains no vertical components over B. Thus, for each fiber
$Q_t$
of q, the morphism
$Q_t\to B$
is birational. Denote by
$\mathcal N$
the conductor divisor of
$\nu $
. Remark that, since
$X_1\to A_1$
is generically smooth,
$\mathcal N$
is vertical over B. It follows that
$K_W + (p-1)\pi ^*\mathcal C + \mathcal N \sim _{\mathbb Q} \pi ^*(K_{X_1} + (p-1)\mathcal C) \sim _{\mathbb Q} 0$
. Thus,
Applying Lemma 2.9, we see that
$Q_t = Q^\nu _t$
is an abelian variety and
$\mathcal N|_{Q_t} \sim _{\mathbb Q} 0$
. In turn, we conclude that:
-
•
$\mathcal N = 0$
, thus
$X_{1,B}$
is normal by Lemma 2.4; -
• for each
$t\in \mathbb P^1$
, the projection
$Q_t\to B$
is an isomorphism, hence the morphism
$X_{1,B}\cong W\to B\times \mathbb P^1$
is an isomorphism by Zariski’s main theorem.
Step 4. We consider the case
$(p-1)\mathcal C=2C$
and prove the statement (iii-1).
We first show that
$(p+1) C|_{C} \sim 0$
. Denote by
$\tilde \pi \colon C\to D$
the induced finite morphism of abelian varieties and note that
$\pi ^*D = pC$
by Proposition 2.16. By Step 2 (c),
$K_X+D$
is Cartier at codimension-one points of D. Therefore, the adjunction formula gives
where
$|^w$
is the restriction on D by first considering a big open subset
$D^\circ \subset D$
over which
$K_X + D$
is Cartier and then extending it (see [Reference Kollár37, pp. 173–174]). Thus,
$\pi ^* (K_X + D) |_{C} = \tilde \pi ^* ( (K_X+D)|^w_{D} )\sim 0$
(here the pullback of
$\pi $
makes sense since
$\pi $
is finite). On the other hand, we have
It follows that
$(p+1) C|_{C} \sim 0$
.
Next, we equip the smooth morphism
$f_1\colon X_1\to A_1$
with a projective bundle structure over
$A_1$
. Note that since
$C\to A_1$
is birational and C is isomorphic to an abelian variety,
$C\to A_1$
is an isomorphism; this gives a section
$s\colon A_1\to C$
of
$f_1$
which is
$f_1$
-ample. Set
$\mathcal {E}=f_{1*}\mathcal {O}_{X_1}(C)$
. Since each fiber of
$f_1$
is isomorphic to
$\mathbb {P}^1$
, by exactly the same proof of [Reference Hartshorne29, Proposition V.2.2], we can show that
$f_1^*\mathcal E\to {\mathcal O}_{X_1}(C)$
is surjective and induces an isomorphism
$X_1 \buildrel \sim \over \to \mathbb P(\mathcal {E})$
. Under this isomorphism, the section
$s\colon A_1\to C$
corresponds to the exact sequence
Since the divisor
$C|_C$
is torsion,
$\mathcal {L}:=s^*(\mathcal {O}_{X_1}(C)|_C)$
is a torsion line bundle with the same order.
If the above exact sequence (5.6) splits, then
$\mathcal {E}\cong \mathcal {O}_{A_1}\oplus \mathcal {L}$
, and the torsion order of
$\mathcal {L}$
divides
$p+1$
. If (5.6) does not split, then
$\mathrm {Ext}^1(\mathcal {L},\mathcal {O}_{A_1})\cong H^1({A_1},\mathcal {L}^{-1}) \ne 0$
, which implies that
$\mathcal {L}\cong \mathcal {O}_{A_1}$
by [Reference Edixhoven, van der Geer and Moonen15, Lemma 7.19]. Thus,
$\mathcal {E}$
is an extension of
$\mathcal {O}_{A_1}$
by
$\mathcal {O}_{A_1}$
, which corresponds to a nonzero element
$\xi \in H^1(A_1, \mathcal {O}_{A_1}) \cong \mathrm {Ext}^1(\mathcal {O}_{A_1},\mathcal {O}_{A_1})$
. With respect to the Frobenius action
$F^*$
on
$H^1(A_1, \mathcal {O}_{A_1})$
, we have a decomposition [Reference Mumford46, pp. 143–148])
where
$V_n$
is the nilpotent part and
$V_s$
is the semisimple part. Moreover, the semisimple part
$V_s$
admits a basis
$\alpha _1,\ldots ,\alpha _r$
, where
$r = \dim V_s$
, such that
$F^*(\alpha _i) = \alpha _i$
for
$i=1,\ldots ,r$
. Write
$\xi = \xi _n + \xi _s$
. Since
$\dim V_n = \dim A-r = d-r$
, we see that
$F^{(d-r)*} \xi _n = 0$
. By [Reference Lange and Stuhler39, Satz 1.4], there exist étale covers
$\pi _i\colon A_i\to A$
(
$i=1,\ldots ,r$
) of degree p such that
$\pi _i^* \alpha _i = 0$
. Define
$\mu $
as the fiber products
$(\cdots ((A_1 \times _ A A_2) \times _A A_3) \times _A \cdots )\times _A A_r \to A$
. Then,
$\mu ^* \xi _s = 0$
. Therefore,
$\mu ^*(F^{(d-r)*}\xi ) = 0$
, which is equivalent to
$\mu ^*(F^{(d-r)*}E)$
being a trivial extension.
Step 5. We consider the case
$(p-1)\mathcal C=C$
and prove the statement (iii-2).
In this case,
$p=2$
, and
$C\to A_1$
is purely inseparable of degree 2. We do a further base change
$A_2:=C \to A_1$
. Let
$X_2= X_1\times _{A_1} A_2$
. We obtain the following commutative diagram:

We see that
$\pi _2^*C = 2C_2$
, where
$C_2$
is a section of
$X_2\to A_2$
. Similar to Step 4, we have
$X_2 \cong \mathbb {P}_{A_2}(\mathcal {E}_2)$
, where
$\mathcal {E}_2 = f_{2*}\mathcal {O}_{X_2}(C_2)$
.
If
$\mathcal {E}_2$
does not split, then it is as described as in Step 4 accordingly. Otherwise,
$\mathcal {E}_2 \cong \mathcal {O}_{A_1}\oplus \mathcal {L}_2$
and we conclude the proof by determining the torsion order of
$C_2|_{C_2}$
. By Proposition 2.16, we have
$\pi ^*D = C$
if
$\deg _{K(A)} D = 2$
and
$\pi ^*D = 2C$
if
$\deg _{K(A)} D = 4$
. It follows that
$$ \begin{align*} \pi^* (K_X + D) |_{C} \sim (K_{X_1}+\mathcal C+\pi^*D)|_{C} \sim \begin{cases} C|_{C} &\text{if } \deg_{K(A)}D = 2\\ 2C|_{C} &\text{if } \deg_{K(A)}D = 4. \end{cases} \end{align*} $$
As in Step 4, we have
$\pi ^*(K_X + D)|_{C}\sim 0$
, thus
$2 C|_{C} \sim 0$
. Since
$\pi _2^*C = 2C_2$
, we see that
$4C_2|_{C_2} \sim 0$
.
5.3. Case (C3): f is an inseparable fibration
Theorem 5.4. Let notation and assumptions be as in Assumption 5.1(C3). Then,
-
(i) The characteristic p is
$2$
or
$3$
. -
(ii) X is equipped with another fibration
$g\colon X \to \mathbb {P}^1$
transversal to f, whose fibers are abelian varieties or multiples of abelian varieties: 
-
(iii) Let
$A_1= A^{(-1)}$
, and denote
$X_1 = (X\times _A A_1)_{\mathrm {red}}^\nu $
. Then, one of the following happens:-
(1)
$X\cong A_1 \times \mathbb P^1/{\mathcal {F}}$
, where
${\mathcal {F}}$
is a foliation on
$A_1\times \mathbb P^1$
of height one and
$\mathrm {rank}\ {\mathcal {F}} < \dim A$
. -
(2)
$p=2$
and
$X \cong X_1/{\mathcal {F}}_1$
for some height one foliation
${\mathcal {F}}_1$
with
$\mathrm {rank}\ {\mathcal {F}}_1 < \dim A$
, where
$X_1$
is one of the following:-
(2.a)
$X_1\to A_1$
is separable and can be trivialized by an étale isogeny
$\tau _2\colon A_2\to A_1$
of degree
$2$
, namely,
$X_1 \times _{A_1} A_2 \cong A_2 \times \mathbb P^1$
. -
(2.b)
$X_1\to A_1$
is separable and can be trivialized by the Frobenius base change
$\tau _2\colon A_2:=(A_1)^{(-1)}\to A_1$
, namely,
$X_1 \times _{A_1} A_2 \cong A_2 \times \mathbb P^1$
. -
(2.c)
$X_1\to A_1$
is inseparable, and
$X_1\cong A_2\times \mathbb P^1/{\mathcal {F}}_2$
, where
$A_2$
is an abelian variety and
${\mathcal {F}}_2$
is a (height-one) foliation with
$\mathrm {rank}\ {\mathcal {F}}_2 <\dim A$
.
-
-
Proof. In this case,
$X\times _A A_1$
is non-reduced. Let
$X_1=(X\times _A A_1)_{\mathrm {red}}^{\nu }$
. Denote by
$\pi _1\colon X_1\to X$
the induced morphism, which is a purely inseparable morphism of height one with
$\deg \pi _1 < p^{\dim A}$
. We have
$\pi _1^*K_X \sim K_{X_1} - (p -1)\det \mathcal {F}_{X_1/X}$
, where
$\lvert -\det \mathcal {F}_{X_1/X}\rvert $
has non-trivial movable part generated by
$f_1^*H^0(\Omega _{A^{(-1)}/A})$
(see Section 2.5). We may write that
where
$\mathfrak M$
is the movable part and
$\mathfrak F$
is the fixed part. In turn, we obtain that
$\pi _1^*K_X \sim K_{X_1} + (p -1)( \mathfrak M + \mathfrak F),$
where
$\deg _{K(A_1)}\mathfrak M>0$
, and
$\deg _{K(A_1)} (p-1)(\mathfrak M + \mathfrak F) = 2$
by results of Section 2.11.
By the claim in Step 1 of Theorem 5.3, we have
$T|_{T^\nu } \succeq _{\mathbb Q} 0$
for any
$f_1$
-horizontal prime divisor T of
$X_1$
. Then, since
$\deg _{K(A_1)}(p-1)\mathfrak F \leq 1$
, no matter
$p=2$
or
$p=3$
, we can apply [Reference Chen, Wang and Zhang11, Proposition 5.3] to the pair
$(X_1, (p-1) \mathfrak M + (p-1) \mathfrak F)$
and obtain the following:
-
•
$\mathfrak M$
is semi-ample with
$\nu (\mathfrak M) =1$
; -
• denote by
$g_1\colon X_1\to \mathbb P^1$
the induced fibration by
$\mathfrak M$
. Then, a general fiber of
$g_1$
is an abelian variety and a special fiber is a multiple of an abelian variety.
From this, by a similar argument of Step 2 (c) in Theorem 5.3, we see that there is no
$f_1$
-vertical part in
$\mathfrak M+\mathfrak F$
.
Moreover, since
$X_1 \to X$
is purely inseparable, there exists a fibration
$g\colon X\to \mathbb P^1$
fitting into the following commutative diagram:

Let
$G_1$
be a general fiber of
$g_1$
. Then,
$\deg _{K(A_1)} G_1 =1$
or
$2$
since
$\deg _{K(A_1)} \mathfrak M \le 2$
. We distinguish between the following two cases:
-
(1)
$\mathrm {deg}_{K(A_1)} G_1 = 1$
; -
(2)
$\mathrm {deg}_{K(A_1)} G_1 = 2$
, which happens only when
$p=2$
.
In case (1), the general fiber
$G_1$
of
$g_1$
maps to
$A_1$
isomorphically. Thus,
$g_1$
has no multiple fibers, and it follows that every fiber of
$g_1$
is isomorphic to
$A_1$
. Then, the induced morphism
$X_1 \xrightarrow {(f_1,g_1)} A_1\times \mathbb P^1$
is an isomorphism by Zariski’s main theorem. Therefore,
$X\cong A_1\times \mathbb P^1/{\mathcal {F}}$
for some height one foliation
${\mathcal {F}}$
. By
$0\sim _{\mathbb Q}\pi _1^*K_{X} \sim K_{A_1\times \mathbb P^1} - (p-1)\det {\mathcal {F}}$
, we have
Moreover, since
$\deg (X_1\to X) < \dim A$
, we have
$\mathrm {rank}\ {\mathcal {F}} < \dim A$
.
In case (2), we fall into one of the following three subcases:
-
(2.a)
$f_1$
is separable and
$G_1\to A_1$
is étale. -
(2.b)
$f_1$
is separable and
$G_1\to A_1$
is purely inseparable. -
(2.c)
$f_1$
is inseparable.
In case (2.a), since the general fibers
$G_1$
of
$g_1$
are étale of degree
$2$
over
$A_1$
, they are isomorphic to each other. Do the étale base change
$A_2:= G_1 \to A_1$
. Then,
$X_2=X_1\times _{A_1} A_2$
is normal, and the Stein factorization of
$X_2 \to X_1\xrightarrow {g_1} \mathbb P^1$
gives a fibration
$g_2\colon X_2 \to \mathbb P^1$
. To summarize, we have the following commutative diagram:

Note that the scheme
$G_1\times _{A_1} A_2$
has two disjoint irreducible components
$G_2',G_2"$
, that is,
$\pi _2^*G_1 \sim G_2' + G_2"$
. Thus,
$\delta $
is a separable morphism of degree two. Therefore, each fiber
$G_2$
of
$g_2$
is mapped birationally to
$A_2$
via
$f_2$
. By
$(K_{X_2} + G_2)|_{G_2^\nu } \sim _{\mathbb Q} 0$
, applying Lemma 2.9, we see that
$G_2$
is an abelian variety, hence,
$G_2\to A$
is an isomorphism. It follows that the morphism
$X_2 \xrightarrow {(f_2,g_2)} A_2 \times \mathbb P^1$
is an isomorphism.
We use a similar argument for case (2.b). Take
$\tau _2\colon A_2:=A_1 \buildrel F\over \to A_1$
to be the Frobenius morphism, which factors through
$G_1\to A_1$
for a general fiber
$G_1$
of
$g_1$
[Reference Mumford46, p. 169, Remark]. Let
$\nu \colon X_2 \to X_1 \times _{A_1} A_2$
be the normalization morphism. Since
$f_1$
is generically smooth, the projection
$f_2\colon X_2 \to A_2$
is in fact a fibration. Notice that
$G_1\times _{A_1} A_2$
is non-reduced. Then, by
$\deg _{K(A_2)}G_1\times _{A_1} A_2=2$
, we conclude
$\pi _2 ^* G_1 = 2G_2$
for some integral divisor
$G_2$
in
$X_2$
. Let
$g_2\colon X_2 \to \mathbb P^1$
be the induced fibration from the Stein factorization of
$X_2 \to X_1 \xrightarrow {g_1} \mathbb P^1$
. Then, a general fiber
$G_2$
is mapped to
$A_2$
birationally via
$f_2$
. Let
$\mathcal N$
be the conductor divisor of
$\nu $
, which is vertical over
$A_2$
since the generic fiber of
$f_1$
is smooth over
$K(A_1)$
. Now fix a fiber
$G_2^0$
, and take a horizontal irreducible component
$G_2'$
, which is unique since
$\deg _{K(A_2)}G_2^0 = 1$
and write that
$G_2^0 = G_2' + G_2"$
. Then, by
and applying Lemma 2.9, we see that
$G_2\to A_2$
is an isomorphism and
$G_2"|_{(G_2')^\nu } =\mathcal N|_{(G_2')^\nu } = 0$
. It follows that
$\operatorname {\mathrm {Supp}} \mathcal N \cap \operatorname {\mathrm {Supp}} G_2^0 = \emptyset $
and
$G_2"=0$
since
$G_2^0$
is connected. In turn, we conclude that
$\mathcal N=0$
. As before, we show that the morphism
$X_2 \xrightarrow {(f_2,g_2)} A_2 \times \mathbb P^1$
is an isomorphism.
Finally, we deal with case (2.c). Take
$\tau _2\colon A_2:=A_1 \buildrel F\over \to A_1$
to be the Frobenius morphism, and let
$X_2 := (X_1\times _{A_1} A_2)^\nu _{\mathrm {red}}$
. We have the following diagram:

Since
$f_1$
is inseparable, there exists a moving linear system
$\mathfrak N$
and
$V_2\geq 0$
on
$X_2$
such that
We have that
$K_{X_2} + \mathfrak N + V_2 +\pi _2^*\mathfrak M \sim _{\mathbb Q} \pi _2^* \pi _1^* K_X \sim _{\mathbb Q} 0$
. By
$\deg _{K(A_2)} (K_{X_2}) = -2$
, we see that
$\deg _{K(A_2)} (\mathfrak N) =\deg _{K(A_2)} (\pi _2^*\mathfrak M) =1$
. Fix a divisor
$N_0\in \mathfrak N$
, and take an irreducible
$f_2$
-horizontal component
$N'$
and write that
$N_0 = N' +N"$
. Arguing as in case (2.b), we can prove that
$N_0 = N'$
and
$V_2=0$
. In turn, we can prove that
$X_2 \cong A_2 \times \mathbb P^1$
.
6. Irregular K-trivial threefolds
In this section, we focus on irregular K-trivial threefolds.
6.1. Structure theorem
Theorem 6.1. Let X be a normal
$\mathbb Q$
-factorial projective threefold with
$K_X\equiv 0$
. Denote the Albanese morphism of X by
$a_X\colon X\to A$
. Assume
$\dim a_X(X)> 0$
. Then, X can be described as follows:
-
(A) If
$\dim a_X(X) =3$
, then X is an abelian variety. -
(B) If
$\dim a_X(X) =1$
, under the condition that:-
• either (i) X is strongly F-regular and
$K_X$
is
$\mathbb Z_{(p)}$
-Cartier; -
• or (ii) X has at most terminal singularities and
$p \geq 5$
,
then the Albanese morphism
$a_X$
is a fibration and there exists an isogeny of elliptic curves
$A'\to A$
, such that
$X\times _A A' \cong A'\times F$
, where F is a general fiber of
$a_X$
. More precisely,
$X\cong A'\times F/H$
, where H is a finite group subscheme of
$A'$
acting diagonally on
$A'\times F$
. -
-
(C) If
$\dim a_X(X) =2$
, then
$a_X$
is a fibration and one of the following holds:-
(C1)
$a_X$
is a smooth fibration and there exists an isogeny of abelian surfaces
$A'\to A$
, such that
$X\times _A A' \cong A'\times E$
, where E is an elliptic curve appearing as a general fiber of
$a_X$
. More precisely,
$X\cong A'\times E/H$
, where H is a finite group subscheme of
$A'$
acting diagonally on
$A'\times E$
, with a full classification as in Section 5.1.2. -
(C2)
$p=2$
or
$3$
, and
$a_X$
is a quasi-elliptic fibration. Set
$X_1$
to be the normalization of
$X \times _{A} A^{(-1)}$
and
$f_1\colon X_1\to A_1 :=A^{(-1)}$
the induced morphism. Then,
$f_1\colon X_1\to A_1$
is a smooth fibration fibered by rational curves, which falls into one of the following two specific cases:-
(2.1) In the first case,
$f_1\colon X_1\to A_1 $
has a section, and-
(2.1a) either
$X_1\cong \mathbb {P}_{A_1}(\mathcal {O}_{A_1}\oplus \mathcal {L})$
, where
$\mathcal {L}^{\otimes p+1}\cong {\mathcal O}_X$
; or -
(2.1b)
$X_1\cong \mathbb {P}_{A_1}(\mathcal {E})$
, where
$\mathcal {E}$
is a unipotent vector bundle of rank two, and there exists an étale cover
$\mu \colon A_2\to A_1$
of degree
$p^v$
for some
$v\le 2$
such that
$\mu ^*F^{(2-v)*}_{A_1/k}\mathcal {E}$
is trivial.
-
-
(2.2) In the second case,
$p=2$
, and there exists a purely inseparable isogeny
$A_2 \to A_1$
of degree two, such that
$X_2 :=X_1\times _{A_1}A_2$
is a projective bundle over
$A_1$
described as follows:-
(2.2a)
$X_2\cong \mathbb {P}_{A_2}(\mathcal {O}_{A_2}\oplus \mathcal {L})$
, where
$\mathcal {L}^{\otimes 4}\cong \mathcal {O}_{A_2}$
; or -
(2.2b)
$X_2\cong \mathbb {P}_{A_2}(\mathcal {E})$
, where
$\mathcal {E}$
is a unipotent vector bundle of rank two, and there exists an étale cover
$\mu \colon A_3\to A_2$
of degree
$p^v$
for some
$v\le 2$
such that
$\mu ^*F^{(2-v)*}_{A_1/k}\mathcal {E}$
is trivial.
-
-
-
(C3)
$p=2$
or
$3$
, and
$a_X$
is inseparable. Set
$X_1=(X \times _{A} A_1(:={A^{(-1)}}))_{\mathrm {red}}^{\nu }$
. Then, the projection
$X_1 \to A_1$
is a smooth morphism, and-
(3.1) either
$X_1=A_1\times \mathbb P^1$
and
$X=A_1\times \mathbb P^1/{\mathcal {F}}$
for some smooth rank one foliation
${\mathcal {F}}$
, which can be described concretely (see Section 6.2.2); or -
(3.2)
$p=2$
, and there exists an isogeny of abelian surfaces
$\tau \colon A_2 \to A_1$
such that
$X_1\times _{A_1}A_2 \cong A_2\times \mathbb P^1$
, where either:-
(3.2a)
$\tau \colon A_2 \to A_1$
is an étale of degree two; or -
(3.2b)
$\tau =F_{A_1/k}\colon A_2 := {A_1^{(-1)}} \to A_1$
is the relative Frobenius.
-
-
-
Proof. When
$\dim a_X(X) =3$
, we can apply Proposition 2.8 and show that
$X \cong A$
. This is Case (A).
When
$\dim a_X(X) =1$
, we apply Theorem 4.1 and show that
$q(X)=1$
and X is described as in Case (B).
At last, we consider the case
$\dim a_X(X) = 2$
. When
$a_X\colon X \to A$
is separable, we can apply Theorems 5.2 and 5.3 to obtain cases (C1) and (C2), respectively. When
$a_X\colon X \to A$
is inseparable, we can apply Theorem 5.4 to obtain (C3). Note that as
$\dim A=2$
, by Remark 2.18, we see that the generic fiber of
$X_1\to A_1$
is geometrically normal, and thus Case (2.c) in Theorem 5.4 does not occur here.
6.2. Concrete description and examples
In this section, we first describe concretely the foliation in case (C3.1), then give examples of cases (C3.2) and (C2).
6.2.1. Notation
(1) On the projective line
$\mathbb P^1$
, we fix an affine open cover
$\mathbb P^1 = \mathbb A^1_{(t)} \cup \mathbb A^1_{(s)}$
, with
$s=1/t$
. We identify the line bundle
${\mathcal O}_{\mathbb P^1}(i)$
as
and the twisted tangent bundle
${\mathcal T}_{\mathbb P^1}(i)$
as
(2) Let A be an abelian surface. We can choose a basis
$\alpha ,\beta $
of Lie algebra
$\mathrm {Lie} A$
which falls into one of the following cases:
-
(i)
$\alpha ^p= \beta ^p=0$
(superspecial); -
(ii)
$\alpha ^p = \beta $
and
$\beta ^p=0$
(supersingular, not superspecial); -
(iii)
$\alpha ^p = \alpha $
and
$\beta ^p=0$
(p-rank one); -
(iv)
$\alpha ^p = \alpha $
and
$\beta ^p=\beta $
(ordinary).
Then,
${\mathcal T}_A = {\mathcal O}_A \cdot \alpha \oplus {\mathcal O}_A \cdot \beta $
.
6.2.2. A concrete description of foliation in Case (C3.1)
In this case,
$X \cong A\times \mathbb P^1/{\mathcal {F}},$
where
${\mathcal {F}} \subset {\mathcal T}_{A\times \mathbb P^1}$
is a rank one foliation. We shall give a concrete description of
${\mathcal {F}}$
.
As
${\mathcal {F}}$
is reflexive and of rank one on a factorial variety, it is locally free [Reference Hartshorne30, Proposition 1.9]. By Equation (5.8), we have
${\mathcal {F}} \cong \det {\mathcal {F}} \cong {\mathrm {pr}}_2^*{\mathcal O}_{\mathbb P^1}(-i)$
, where
$i=1$
if
$p=3$
and
$i=2$
if
$p=2$
, therefore, the inclusion
${\mathcal {F}} \subset {\mathcal T}_{A\times \mathbb P^1}$
is determined by a non-zero element (unique up to scaling)
where
${\mathcal T}_A(i) := {\mathrm {pr}}_1^*{\mathcal T}_A \otimes {\mathrm {pr}}_2^*{\mathcal O}_{\mathbb P^1}(i)$
. Using the basis of
${\mathcal O}_{\mathbb P^1}(i)$
,
${\mathcal T}_{\mathbb P^1}(i),$
and
${\mathcal T}_A$
given in Section 6.2.1, the element
$\alpha _{{\mathcal {F}}}$
, over the subset
$A \times \mathbb A^1_{(t)}$
, can be written as
where
$u,v,w\in k[t]$
with
$\deg u, \deg v\leq i$
,
$\deg w \leq i+2$
.
Since
${\mathcal {F}}$
is saturated, we have
$\gcd (u,v,w) = 1$
, thus the ideal
$(u,v,w) = k[t]$
. From this, we conclude that on
$A \times \mathbb A^1_{(t)}$
, the quotient
${\mathcal T}_{A\times \mathbb P^1}/{\mathcal {F}}$
is also locally free, thus the foliation
${\mathcal {F}}$
is smooth. For the same reason,
${\mathcal {F}}$
is smooth on
$A \times \mathbb A^1_{(s)}$
. To summarize, we have the following proposition.
Proposition 6.2. The foliation
${\mathcal {F}}$
is smooth, and thus X is a smooth variety.
6.2.2.1. The case
$p=3$
In this case,
$\deg u(t)\le 1$
,
$\deg v(t)\le 1$
,
$\deg w(t)\le 3$
, and we can write
The rank one subsheaf
${\mathcal {F}}$
is a foliation if and only if
${\mathcal {F}}^p \subseteq {\mathcal {F}}$
, which is equivalent to the condition
$D^p = \lambda D$
for some
$\lambda \in k[t]$
. By Proposition 2.1, the Albanese morphism
$a_X\colon X\to A_X$
is inseparable if and only if
Therefore, we can characterize the foliation
${\mathcal {F}}$
as the following:
-
$(\clubsuit)\ \ \Delta \ne 0$
, and
$D^p = \lambda D$
for some
$\lambda \in k[t]$
.
By a direct calculation, we have
Then, we can translate the condition (
$\clubsuit $
) into the following in each of the cases (i)–(iv) of
$\mathrm {Lie} A$
in Section 6.2.1(2):
-
(i)
$\Delta \ne 0$
and
$w'=0$
. -
(ii) Invalid.
-
(iii)
$\displaystyle \Delta \ne 0,\ c_1 c_3 - c_2^2 = {-b_0 a_1^3 \over \Delta },\ c_2 c_3 = {b_1 a_1^3 \over \Delta },\ c_0 c_2 - c_1^2 = {b_1 a_0^3\over \Delta },\ c_0 c_1 ={-b_0 a_0^3\over \Delta }. $
-
(iv)
$\displaystyle \Delta \ne 0,\ c_1c_3 - c_2^2 = {a_0b_1^3 - b_0a_1^3\over \Delta },\ c_2c_3 = {a_1^3b_1 - a_1b_1^3\over \Delta },\ c_0 c_2 - c_1^2 = {a_0^3b_1 - b_0^3a_1\over \Delta },\ c_0c_1 = {a_0b_0^3 - b_0a_0^3\over \Delta }. $
6.2.2.2. The case
$p=2$
In this case,
$\deg u(t)\le 2$
,
$\deg v(t)\le 2$
,
$\deg w(t)\le 4,$
and we can write
which satisfies the following conditions:
-
$ (\spadesuit)\ \ \begin {cases} D^p = \lambda D \text { for some } \lambda \in k[t];\\ \text {one of } \Delta _{01}:= a_0b_1 + a_1b_0, \Delta _{12} := a_1b_2 + a_2b_1, \text { and } \Delta _{02} := a_0b_2 + a_2b_0 \text { is nonzero;}\\ \gcd (u,v,w) = 1 \text { and } (a_2,b_2,c_4)\ne 0. \end {cases} $
The conditions (
$\spadesuit $
) can be translated into the following in each of the cases (i)–(iv) of
$\mathrm {Lie} A$
in Section 6.2.1(2):
-
(i) either (1)
$w=0$
,
$(\Delta _{01},\Delta _{12},\Delta _{02})\ne 0$
,
$\gcd (u,v) = 1\ne 0,$
and
$(a_2,b_2)\ne 0$
or (2)
$u'=v'=w'=0$
and
$\Delta _{02}\ne 0$
. -
(ii)
$\gcd (u,v,w)=1$
,
$(a_2,b_2)\ne 0$
,
$(\Delta _{01},\Delta _{12})\ne 0,$
and 
By symmetric reason, we omit the case
$\Delta _{01}=0$
and
$\Delta _{12}\ne 0$
in the following. -
(iii)
$\gcd (u,v,w)=1$
,
$(a_2,b_2)\ne 0$
,
$(\Delta _{01},\Delta _{12})\ne 0,$
and 
-
(iv)
$\gcd (u,v,w) = 1$
,
$(a_2,b_2)\ne 0$
,
$(\Delta _{01},\Delta _{12})\ne 0$
,
${(a_1b_0^2 + b_1a_0^2)\Delta _{12}^2} + {(a_1b_2^2 + b_1a_2^2)\Delta _{01}^2} + (b_1a_1^2 + a_1b_1^2)\Delta _{01}\Delta _{12} =0$
, and 
Remark 6.3. For each valid case, it is easy to give examples. For instance, if
$p=2$
,
$\alpha ^2=\alpha ,$
and
$\beta ^2=\beta $
(so we are in case (iv)), then
is a solution of
$(\spadesuit )$
which corresponds to the following vector field:
Some special cases have appeared in the literature (see [Reference Moret-Bailly43], [Reference Schröer54, Section 3], and [Reference Patakfalvi and Zdanowicz52, Example 14.1]).
6.2.3. Examples of Case (C3.2)
Example 6.4 (of Case (C3.2a))
We aim to find a free action of
$G=\mathbb Z/2\mathbb Z$
on
$A\times \mathbb P^1$
and a foliation
${\mathcal {F}}$
on
$X_0:=A\times \mathbb P^1$
in a compatible way such that
${\mathcal {F}}$
descents to a foliation
${\mathcal {F}}_1$
on
$A\times \mathbb P^1/G$
and the quotient
$X := (A\times \mathbb P^1/G)/{\mathcal {F}}_1$
is an example of Case (C3.2a).
Let
$p=2$
, and let A be an ordinary abelian surface with
$\alpha ^p=\alpha $
and
$\beta ^p = \beta $
for some bases
$\alpha ,\beta \in \mathrm {Lie} A$
. Let
$G = \mathbb Z/2$
be the cyclic group of order
$2$
with a generator
$\sigma $
. Let
$P_0\in A$
be a nontrivial 2-torsion point. Then, we can define an action of G on
$A\times \mathbb P^1$
diagonally by
Let
$X_1:= A\times \mathbb P^1/G$
. Since the action of G is free,
$\pi _2\colon A\times \mathbb P^1\to X_1$
is étale. Let
${\mathcal {F}}$
be the foliation on
$A\times \mathbb P^1$
generated by
Let
$Y_1=(A\times \mathbb P^1)/{\mathcal {F}}$
. Since
$K_{A\times \mathbb P^1} = {\mathrm {pr}}_2^*K_{\mathbb P^1}$
and
$\det {\mathcal {F}} \cong {\mathrm {pr}}_2^*{\mathcal O}_{\mathbb P^1}(-2)$
, we have
$K_{Y_1}\equiv 0$
.
The foliation
${\mathcal {F}}$
is invariant under the action of
$\sigma $
, thus it descends to a foliation on
$X_1$
, denoted by
${\mathcal {F}}_1$
. Moreover, the action of
$\sigma $
descends to an action
$\sigma _1$
on
$Y_1=X/{\mathcal {F}}$
(Lemma 2.2). Let
By Remark 2.3, we have the following commutative diagram:

where
$\tau \colon A \to A_{X_1}=A/\langle \sigma \rangle $
and
$\tau '$
are the étale morphisms, the left and the right squares are Cartesian and thus
$\mu ,\mu '$
are étale. As stated, we have
$K_{Y_1} \equiv 0$
, thus
$K_{X} \equiv 0$
. Moreover,
$a_{Y_1}$
is inseparable, so is
$a_X$
.
Example 6.5 (of Case (C3.2b))
In this example, we construct a threefold X by two consecutive quotients of
$A\times \mathbb P^1$
by certain foliations:

where
$\tau _0$
is purely inseparable of degree p,
$\tau _1$
is the relative Frobenius over k, and
$f_i$
(
$i=0,1,2$
) are the Albanese morphisms, respectively. We work over a base field k of characteristic
$2$
.
Let E and
$E'$
be elliptic curves with the following defining equations:
$$ \begin{align} \begin{aligned} E &: y^2 + y = x^3,\\ E' &: y^{\prime2} + x'y' = x^{\prime3} + 1. \end{aligned} \end{align} $$
Note that E is supersingular which admits a invariant vector field
$\alpha \in H^0(E,{\mathcal T}_E)$
such that
$\alpha ^p = 0$
; and
$E'$
is ordinary which admits an invariant vector field
$\beta \in H^0(E',{\mathcal T}_{E'})$
such that
$\beta ^p = \beta $
. Concretely, we can take
$\alpha $
to be the dual of
$dx \in H^0(E, \Omega _E^1)$
such that
$\alpha (dx) = \alpha (x)=1$
and
$\alpha (y) = x^2$
; and
$\beta $
the dual of
$dx'/x' \in H^0(E, \Omega _E^1)$
, so
$\beta (x') = x'$
,
$\beta (y')=y'+x^{\prime 2}$
(see [Reference Silverman56, Section III.1]).
Let
$A = E \times E'$
. In the following, we usually describe vector fields on the given affine pieces of E and
$E'$
by (6.4). The reader can check that the vector fields involved extend to the whole variety.
With notation of Section 6.2.1, let
$X_0=A\times \mathbb P^1$
and
$Y_0=E\times \mathbb P^1$
and let
$D_0= \alpha + \partial _t \in H^0(Y_0, {\mathcal T}_{Y_0})$
. We may also regard
$D_0$
as an element of
$H^0(X_0, {\mathcal T}_{X_0}) \cong H^0(Y_0, {\mathcal T}_{Y_0}) \oplus H^0(E', {\mathcal T}_{E'})$
. Then,
$D_0^p=0$
, and
$D_0$
extends to a global vector field on
$X_0=A\times \mathbb P^1$
, which is non-zero everywhere. Let
${\mathcal {F}}_0$
and
$\mathcal G_0$
be the foliations generated by
$D_0$
on
$X_0$
and
$Y_0$
, respectively. Let
$Y_1=Y_0/\mathcal G_0$
and
$X_1=X_0/{\mathcal {F}}_0\cong Y_0\times E'$
, which are both nonsingular. By construction,
$X_1$
is equipped with two fibrations
$f_1\colon X_1 \to A_1= E^{(1)} \times E'$
and
$g_1\colon X_1 \to B=\mathbb {P}^1$
, which fit into the following commutative diagrams:

Here, we have an open covering
$(\mathbb P^1)^{(1)} = \mathbb A^1_{(t^p) }\cup \mathbb A^1_{(s^p)}$
. Taking the corresponding inverse images of
$g_0, g_1$
, we obtain the coverings
We may identify
then
$\Omega _{R/k} = R\cdot d t_1 \bigoplus R\cdot du$
. Let
$\alpha _1 \in H^0(Y_{1,t^p}, {\mathcal T}_{Y_{1,t^p}})$
be determined by
$\alpha _1(dt_1) = \alpha _1(dx_1) =t_1, \alpha _1(du) = 0$
. On the other piece
$Y_{1,s^p}$
, we have
$$ \begin{align*} \Gamma(Y_{1,s^p}, \mathcal{O}_{Y_{1,s^p}}) & \cong k[x_1=x^2,y_1=y^2, s_1=s^2, v=s^2x+s]/(y_1^2 + y_1 - x_1^3, v^2 - (s_1^2x_1 + s_1)),\\ & \Omega_{R'/k} = R' \cdot dx_1 \oplus R' d v,\; \text{and } \alpha_1(x_1)= 1/s_1, \alpha_1(v) = \alpha_1(s_1u) = v. \end{align*} $$
We abuse notation
$\alpha _1 \in H^0(X_1, {\mathcal T}_{X_0}) \cong H^0(Y_1, {\mathcal T}_{Y_1}) \oplus H^0(E', {\mathcal T}_{E'})$
for the lifting of
$\alpha _1 \in H^0(Y_1, {\mathcal T}_{Y_1})$
and
$\beta _1$
for the lifting of
$\beta \in H^0(E',{\mathcal T}_{E'})$
.
Set
$D_1 = \alpha _1 + \beta _1 \in H^0(X_1, {\mathcal T}_{X_1})$
. Clearly,
$D_1^2 = D_1$
, thus
$D_1$
determines a rank one foliation
${\mathcal {F}}_1$
on
$X_1$
. More precisely, on
$X_{1,t}$
, applying Jacobi criterion, we see that
$(u,t_1,x')$
form a local coordinate for
$X_{1,t^p}$
and
Since the vector field
$D_1$
has no zeros on
$X_{1,t}$
, we have
${\mathcal {F}}_1|_{X_{1,t^p}} = \mathcal {O}_{X_{1,t^p}}\cdot D_1$
. While on
$X_{1,s}$
, the set of functions
$\{ v,x_1,x' \}$
forms a local coordinate and correspondingly
$$ \begin{align*}D_1 = \frac1{s_1} \biggl(\frac{\partial}{\partial x_1} + s_1 v \frac{\partial}{\partial v} + s_1x' \frac{\partial}{\partial x'}\biggr).\end{align*} $$
We see that
${\mathcal {F}}_1|_{X_{1,s^p}} = \mathcal {O}_{X_{1,s^p}}\cdot s_1D_1$
. Thus,
${\mathcal {F}}_1 \sim g_1^* \mathcal {O}_{\mathbb {P}^1}(-1)$
.
Let
$X= X_1/{\mathcal {F}}_1$
. By Proposition 2.1, the Albanese morphism of X is
$f\colon X \to A_1^{(1)}$
, and therefore the diagram (6.3) holds. Finally, X is as required since
6.2.4. Examples of case (C2):
$a_X$
being a quasi-elliptic fibration
Example 6.6 (of (C2.1a))
We give this example to show that, in the structure theorem 5.3, the second fibration
$g\colon X\to \mathbb P^1$
is not necessarily isotrivial. Recall that, in this case, the general fiber C of the Albanese fibration
$f\colon X\to A$
is a rational curve with a cusp. Therefore, there does not exist an isogeny
$A'\to A$
and a diagonal group action of G on
$A'\times C$
such that
$X \cong A'\times C/G$
.
Assume
$p = 2$
. Let E be a supersingular elliptic curve with
$\alpha \in \mathrm {Lie} E$
a nonzero vector field. Let
$E'$
be a copy of E over which we use
$\beta $
to denote the same vector field
$\alpha $
. Let
$A = E\times E'$
. Then,
$\{\alpha ,\beta \}$
form a basis of
$\mathrm {Lie} A$
. Let
${\mathcal {F}}$
be the rank two foliation on
$A\times B(:=\mathbb P^1)$
, which is generated by
$$ \begin{align*}\begin{cases} t^2 \alpha + \beta,\\ \beta + \partial_t, \end{cases} \end{align*} $$
on
$A\times \mathbb A^1_{(t)}$
and by
$\alpha + s^2\beta , \beta + s^2\partial _s$
on
$A\times \mathbb A^1_{(s)}$
. We see that
$\det {\mathcal {F}}= {\mathrm {pr}}_2^*\mathcal {O}_{\mathbb P^1}(-2)$
on
$A\times B$
. Let
$X = A\times B/{\mathcal {F}}$
. Then, we have
$K_X \sim _{\mathbb Q} 0$
. Thus, the generic fiber of
$a_X\colon X\to A^{(1)}$
is of arithmetic genus one, so it is geometrically non-normal; and by Proposition 2.1,
$a_X$
is separable, thus
$a_X$
forms a quasi-elliptic fibration. Since
$t\not \in \mathrm {Ann}({\mathcal {F}})$
, we have a fibration
$g\colon X\to B'= B^{(1)}\cong \mathbb P^1$
. For
$b=[t^2:1] \in B'$
, the fiber
$X_b$
of g is isomorphic to
$A/(t^2\alpha + \beta )$
. In particular, two general closed fibers of g are not isomorphic to each other, which implies that
$g\colon X\to \mathbb P^1$
is not an isotrivial fibration.
Example 6.7 (of (C2.1b))
Assume
$p = 2$
. Let A be an ordinary abelian surface. We take a basis
$\alpha ,\beta $
of
$\mathrm {Lie} A$
such that
$\alpha ^2 = \alpha $
and
$\beta ^2 = \beta $
. Let
$G = \langle \sigma \rangle \cong \mathbb Z/2$
be the cyclic group of order
$2$
which acts on
$A \times \mathbb P^1$
as in Example 6.4:
where
$P_0\in A$
is a nontrivial 2-torsion point. Let
${\mathcal {F}}$
be the saturated subsheaf of
${\mathcal T}_{A\times \mathbb P^1}$
generated by
$$\begin{align*}\begin{cases} \alpha + (t^{4} + t) \partial_t,\\ \alpha + \beta. \end{cases} \end{align*}$$
The sheaf
${\mathcal {F}}$
is p-closed so it is a foliation. We have
$\det {\mathcal {F}} \cong {\mathrm {pr}}_2^*\mathcal {O}_{\mathbb P^1}(-2)$
. Also,
${\mathcal {F}}$
is invariant under the action of
$\sigma $
, thus it descends to a foliation
$\mathcal G$
on
$Y = (A\times \mathbb P^1)/\langle \sigma \rangle $
; or equivalently, the action of
$\sigma $
descends to an action on
$ (A\times \mathbb P^1)/{\mathcal {F}}$
(Lemma 2.2). Let
$X= Y/ \mathcal G \cong (A\times \mathbb P^1)/{\mathcal {F}}/\langle \sigma \rangle $
. Then,
$K_X \equiv 0$
. Finally, by Proposition 2.1,
$a_X\colon X\to A^{(1)}$
is separable, thus
$a_X$
forms a quasi-elliptic fibration; for which the non-smooth locus of
$a_X$
is located at
${t=\infty }$
. This gives an example of Case (C2.1b).
6.3. Effectivity of the pluricanonical maps of threefolds in case
$q=2$
Proof of Corollary 1.3. We discuss separately cases (C1)–(C3) according to Theorem 6.1.
(C1) By the classification of Section 5.1.2, the torsion order of
$K_X$
is exactly the same as [Reference Bombieri and Mumford9, p. 37]; namely,
$$ \begin{align*} \text{the torsion order of } K_X & = 2,3,4,6 \text{ in cases a), b), c), d) for } p\ne 2,3\\& = 1,3,1,3 \text{ in cases a), b), c), d) for } p = 2\\& = 2,1,4,2 \text{ in cases a), b), c), d) for } p = 3. \end{align*} $$
(C2) We shall use the following statement.
Lemma 6.8. Let
$\pi \colon Y\to X$
be a finite dominant morphism of degree d between normal varieties, and let L be a Weil divisor on X. Assume
$H^0(Y,\pi ^*L) \neq 0$
. Then,
-
(1) We have
$H^0(X, dL) \neq 0$
; in particular, if
$\pi ^*L\sim 0$
, then
$dL \sim 0$
. -
(2) If
$\pi $
is purely inseparable of height r, then
$H^0(X, p^rL) \neq 0$
.
Proof. (1) On a normal variety, the global sections of a reflexive sheaf are the same as the sections over a big open subset. Thus, by restricting on the regular locus, we may assume that X and Y are regular. Then, given a section
$s\in H^0(Y,\pi ^*L)$
, taking its norm gives a section of
$H^0(X, dL)$
.
(2) If
$\pi $
is purely inseparable of height r, then the rth Frobenius of X factors through
$\pi $
. So the assertion follows.
We only show how to treat case (2.2b), because the other cases are similar and easier. We have the following commutative diagram:

where
$A_3\to A_1$
is a composition of three morphisms
Thus,
$\pi _3$
is a composition of three morphisms in a similar way. Therefore,
$X_3\to X$
is a composition of an étale morphism of degree
$p^r$
and a purely inseparable morphism of height
$4-r$
.
Since
we conclude that
$2^{4}K_X\sim 0$
by Lemma 6.8.
We list the results as follows, leaving the detailed computation of other cases to the reader:
$$\begin{align*}\text{the torsion order of } K_X \text{ is a divisor of } \begin{cases} (p+1)p & \text{in case (2.1a) for } p=2 \text{ or } 3, \\ p^3 & \text{in case (2.1b) for } p=2 \text{ or } 3, \\ 4\cdot 2^2 & \text{in case (2.2a) for } p=2, \\ 2^4 & \text{in case (2.2b) for } p=2. \end{cases} \end{align*}$$
(C3) Since only purely inseparable and étale base change are involved in Theorem 5.4, we see that
$3K_X \sim 0$
if
$p=3$
and
$4K_X \sim 0$
if
$p=2$
.
Acknowledgements
The authors would like to thank the referee for giving many helpful comments to improve the presentation and the proof.
Funding statement
This research is partially supported by the National Key R&D Program of China (Grant No. 2020YFA0713100), CAS Project for Young Scientists in Basic Research (Grant No. YSBR-032), and NSFC (Grant Nos. 12122116 and 12471495). The first author is also supported by Hubei Minzu University (Grant No. XN24040).







