1 Introduction
Let p be a prime, let F be a finite extension of
${\mathbb Q}_p$
, and let
$n \geq 1$
. The Drinfeld symmetric space
$\Omega $
of dimension
$(n-1)$
is the rigid analytic space defined by removing from
${\mathbb P}^{n-1}$
all F-rational hyperplanes, which carries a natural action of
by restricting the natural action of G on
${\mathbb P}^{n-1}$
. One reason to study
$\Omega $
is that
$\Omega $
is a natural source of interesting representations of G.
One such source of representations of G is the category
${\mathbf {Vect}}^G(\Omega )$
of G-equivariant vector bundles on
$\Omega $
, and to this end different classes of equivariant vector bundles on
$\Omega $
have been studied by many different authors [Reference Orlik18, Reference Linden15, Reference Junger12, Reference Kohlhaase13, Reference Ardakov and Wadsley4, Reference Ardakov and Wadsley3, Reference Taylor24, Reference Taylor25].
1.1 Lubin-Tate bundles
Suppose from now on that K is a complete extension of
$\breve {F}$
, the completion of the maximal unramified extension of F, and let us consider
$\Omega $
as a rigid space over K. This paper concerns the full subcategory
${\mathbf {Vect}}^G_{\operatorname {\mathrm {LT}}}(\Omega ) \subset {\mathbf {Vect}}^G(\Omega )$
of Lubin-Tate bundles introduced by Kohlhaase [Reference Kohlhaase13]. Concretely, an object
${\mathcal V} \in {\mathbf {Vect}}^G(\Omega )$
is Lubin-Tate if for some
$m \geq 1$
the
$\mathcal {O}({\mathcal N}_m)$
-module
is generated by
$G_m$
-invariant elements, where
${\mathcal N}_m$
is the level m Drinfeld covering of
$\Omega $
of finite degree and
is the mth congruence subgroup of G.
From the construction of the category
${\mathbf {Vect}}^G_{\operatorname {\mathrm {LT}}}(\Omega )$
, there is an equivalence
where
${\mathbf {Vect}}^H_{\operatorname {\mathrm {Dr}}}({\mathbb P}^{n-1}) \subset {\mathbf {Vect}}^H({\mathbb P}^{n-1})$
is the full subcategory of Drinfeld bundles on
${\mathbb P}^{n-1}$
and H is the group of units of the division algebra over F of invariant
$1/n$
. This equivalence allows one to translate problems regarding G-equivariant vector bundles on
$\Omega $
to problems regarding H-equivariant vector bundles on
${\mathbb P}^{n-1}$
. For example, Kohlhaase defined a fully faithful inclusion functor
from the category of finite-dimensional smooth representations of H over K. This was used by Dospinescu and Le Bras to translate problems about
$\Psi _H(V)$
into problems about
$\mathcal {O}_{{\mathbb P}^{n-1}} \otimes _K V$
in their proof [Reference Dospinescu and Le Bras11, §10] that the locally analytic
$\operatorname {\mathrm {GL}}_2({\mathbb Q}_p)$
-representation
$\Gamma (\Omega , \Psi _H(V))^*$
is coadmissible whenever V is irreducible and
$\dim (V)> 1$
.
The functor
$\Psi _H$
provides examples of objects of
${\mathbf {Vect}}^G_{\operatorname {\mathrm {LT}}}(\Omega )$
, but a priori
${\mathbf {Vect}}^G_{\operatorname {\mathrm {LT}}}(\Omega )$
is much larger. Our main result is that, somewhat surprisingly,
$\Psi _H$
is actually an equivalence.
Theorem A. The functor
is an equivalence of categories.
In particular, any Drinfeld bundle on
${\mathbb P}^{n-1}$
is of the form
$\mathcal {O}_{{\mathbb P}^{n-1}} \otimes _K V$
. We also note that there is an asymmetry here: the analogously defined functor
$\Psi _G$
is not an equivalence when
$n \geq 2$
(Remark 6.11).
The main idea behind the proof of Theorem A is an equivalent characterisation of the notation of a Lubin-Tate bundle (Lemma 6.2), from which the fact that
$\Psi _H$
is an equivalence becomes relatively formal (cf. Corollary 6.4 and Theorem 6.10). The main observation is that for any Lubin-Tate bundle
${\mathcal V}$
, the
$G_m$
-invariants and
$G^m$
-invariants of the
$\mathcal {O}({\mathcal N}_m)$
-module
$\mathcal {O}({\mathcal N}_m) \otimes _{\mathcal {O}(\Omega )} {\mathcal V}(\Omega )$
considered above actually coincide, where
$G^m = \det ^{-1}(1 + \pi ^m \mathcal {O}_F)$
, the normal closure of
$G_m$
in G.
1.2
$G^0$
-finite bundles
The functor
$\Psi _H$
also lands in the full subcategory
of
$G^0$
-finite bundles, where
$G^0 = \ker (\nu \circ \det \colon G \rightarrow {\mathbb Z})$
(see Definition 7.1). In our previous work [Reference Taylor24] we showed that the natural factorisation of
$\Psi _H$
through the category
${\mathbf {VectCon}}^G(\Omega )$
of G-equivariant vector bundles with connection on
$\Omega $
induces an equivalence
to the analogously defined full subcategory
${\mathbf {VectCon}}^G(\Omega )_{G^0\text {-}\operatorname {\mathrm {fin}}}$
of
${\mathbf {VectCon}}^G(\Omega )$
.
Using some results we establish relating the infinitesimal action of G and the action of the tangent sheaf on the covering spaces
${\mathcal N}_m$
(Lemma 4.1), we adapt the techniques from [Reference Taylor24] to also show that
$\Psi _H$
is also an equivalence onto
${\mathbf {Vect}}^G(\Omega )_{G^0\text {-}\operatorname {\mathrm {fin}}}$
.
Theorem B. The functor
$\Psi _H$
induces an equivalence of categories
In particular, this shows that there is an equality of full subcategories
inside
${\mathbf {Vect}}^G(\Omega )$
, and that the restriction functor
is an equivalence of categories.
Remark 1.1. We further show that
${\mathbf {Vect}}^G(\Omega )_{G^0\text {-}\operatorname {\mathrm {fin}}}$
is closed under sub-objects (Theorem 7.2), and so in particular that
$\Psi _H$
preserves irreducibility. This generalises the results of Dospinescu and Le-Bras [Reference Dospinescu and Le Bras11, §10.1] established during their proof of the coadmissibility of
$\Gamma (\Omega , \Psi _H(V))^*$
described above, from
$\operatorname {\mathrm {GL}}_2(F)$
to
$\operatorname {\mathrm {GL}}_n(F)$
.
Remark 1.2. Theorem A and Theorem B show that objects of
${\mathbf {Vect}}^G_{\operatorname {\mathrm {LT}}}(\Omega )$
are functorially equipped with a connection, which for
$W \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H)$
agrees with the connection on
$\Psi _H(W)$
considered in [Reference Kohlhaase13, Rem. 4.8] and the connection on
$\Psi _H(W)$
which we consider in Section 6.
1.3 Other results
We also give a complete description of the category of
$G_0$
-equivariant Lubin-Tate bundles
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
considered by Kohlhaase (Theorem 5.4). Using this, we give a precise description of which of these Lubin-Tate bundles arise from smooth representations of
$G_0 = \operatorname {\mathrm {GL}}_n(\mathcal {O}_F)$
and
$H_0 = \mathcal {O}_D^{\times }$
, and how these subcategories intersect (Theorem 5.13).
The proof of Theorem B used
${\mathcal D}$
-modules in an essential way, even though the statement itself does not involve them. As another application of the use of
${\mathcal D}$
-modules to the study of
$\Psi _H$
, we prove:
Theorem C. For any smooth character
$\chi \colon F^\times \rightarrow K^\times $
and
$V \in \operatorname {\mathrm {Rep}}_{K}^{\operatorname {\mathrm {sm}}}(H)$
,
Here
$\chi \mapsto \chi _G = \chi \circ \det $
and
$\chi \mapsto \chi _H = \chi \circ \operatorname {\mathrm {Nrd}}$
are the canonical identifications of the smooth character groups of
$G, H$
and
$F^\times $
. Our proof of Theorem C uses in an essential way the enrichment of
$\Psi _H$
to
$\Psi _H^{\nabla }$
, and makes use of a result of Kohlhaase on the trace of the action of elliptic elements of G on certain stalks of
$\Psi _H(V)$
[Reference Kohlhaase13, Thm. 4.7].
Outline of the paper
In Section 2 and Section 3 we prove some general technical results regarding equivariant vector bundles arising from certain semilinear representations, which we use in many places throughout the rest of the paper. We advise the reader to skip these sections and refer back to them when necessary. In Section 4 we relate the infinitesimal action of G on Drinfeld spaces with the action of the tangent sheaf. In Section 5 we describe the category of
$G_0$
-equivariant Lubin-Tate bundles (Theorem 5.4), and use this description to establish properties of
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
. In Section 6 we prove Theorem A that
$\Psi _H$
is an equivalence onto the category of G-equivariant Lubin-Tate bundles (Theorem 6.10). In Section 7 we prove Theorem B and show that the essential image of
$\Psi _H$
is also equal to the category of
$G^0$
-finite bundles (Theorem 7.3), before establishing some properties of
$\Psi _H$
in Section 8 including Theorem C (Theorem 8.1).
Conventions
All group representations considered in this paper are assumed to be finite-dimensional.
2 Smooth semilinear representations
We are interested in various categories of semilinear representations, which we now introduce. Later, we will show how these categories are related to the category of Lubin-Tate bundles.
Definition 2.1. For a group G which acts on a ring R, and a subgroup H of G, we write
for the full subcategory of modules V over the skew group ring
$R \rtimes G$
such that
-
1. V is free of finite rank over R,
-
2.
$R \cdot V^H = V$
.
When H is trivial, we write this as
$\operatorname {\mathrm {Rep}}_R(G)$
. Note that when the action of H on R is trivial, condition (2) is simply that H acts trivially on V. We also have the following topological version.
Definition 2.2. If G is a topological group which acts on a ring R, then we write
for the full subcategory of modules V over the skew group ring
$R \rtimes G$
such that
-
1. V is free of finite rank over R,
-
2. there exists an open subgroup H of G such that
$R \cdot V^H = V$
.
When the action of G on R is smooth (meaning
$R = \cup _{H \leq _{o} G} R^H$
, as H varies over the open subgroups of G), then for V free of finite rank over R,
$V \in \operatorname {\mathrm {Rep}}^{\operatorname {\mathrm {sm}}}_R(G)$
if and only if
$V = \cup _{H \leq _{o} G} V^H$
. In particular, when the action of G on R is trivial,
$\operatorname {\mathrm {Rep}}^{\operatorname {\mathrm {sm}}}_R(G)$
is simply the category of smooth representations of G on free R-modules of finite rank.
2.1 Some useful lemmas
We are principally interested in the case when R is a product of fields, in which case we shall make use of the following two lemmas.
Lemma 2.1. Suppose that
$\phi \colon L \rightarrow L$
is a ring automorphism of L, where
$L = \prod _i L_i$
is a product of fields. Then
$\phi $
preserves the set
$\{e_i\}_i$
of principal idempotents.
Proof. Idempotents are preserved by automorphisms, and principal idempotents of L can be characterised as those
$e \in \text {Idem}(L)$
for which
$ef = e$
or
$ef = 0$
for any
$f \in \text {Idem}(L)$
.
In particular, any group action on
$L = \prod _i L_i$
by ring automorphisms will preserve
$\{e_i\}_i$
.
Lemma 2.2. Suppose that
$L = \prod _i L_i$
is a product of fields with an action of a group G by ring automorphisms, which acts on the set
$\{e_i\}_i$
of principal idempotents of L transitively. Suppose that M is a
$L \rtimes G$
-module for which the natural map
is an isomorphism and
$\dim _{L_i} e_i \cdot M < \infty $
for some i. Then M is free of finite rank over L.
Proof. Fix some
$e_0 \in \{e_i\}_i$
with
$\dim _{L_0} e_0 \cdot M < \infty $
, and for each i fix some
$g_i \in G$
with
$g_i(e_0) = e_i$
. This allows us to define field isomorphisms
where
$\pi _i \colon L \rightarrow L_i$
is the projection and
$\iota _0 \colon L_0 \rightarrow L$
is defined by setting
$\iota _0(\lambda )$
to be the unique element of L with
$\pi _0(\iota _0(\lambda )) = \lambda $
and
$\pi _j (\iota _0(\lambda )) = 0$
when
$j \neq 0$
.
The map
$g_i \colon M \rightarrow M$
restricts to a bijection
$e_0 \cdot M \xrightarrow {\sim } e_i \cdot M$
, which is
$L_0$
-linear with respect to the natural action of
$L_0$
on
$e_0 \cdot M$
and the action of
$L_0$
on
$e_i \cdot M$
through
$\gamma _i \colon L_0 \xrightarrow {\sim } L_i$
. Then if
$\{f_m^0\}_m$
is a basis for
$e_0 \cdot M$
over
$L_0$
, the set
$\{f_m\}_m$
defined by
$f_m = (g_i(f_m^0))_i$
is a basis of
$\prod _i M_i$
over L. Indeed, because each
$\{g_i(f_m^0)\}_m$
is a basis of
$e_i \cdot M$
over
$L_i$
, the set
$\{f_m\}_m$
is linearly independent and (using crucially that
$\{f_m\}_m$
is finite) the set
$\{f_m\}_m$
also spans M.
Remark 2.3. If the assumption that some
$\dim _{L_i} e_i \cdot M < \infty $
is removed, then the same proof shows that M is free (but potentially of infinite rank), provided that
$|I| < \infty $
.
3 Semilinear representations and equivariant vector bundles
Suppose that X is a scheme or rigid space over a field K with an action of a group G, and that H is a subgroup of G. In this context we can consider the category
${\mathbf {Vect}}^G(X)$
of G-equivariant vector bundles on X, and when X is smooth the category
${\mathbf {VectCon}}^G(X)$
of G-equivariant vector bundles with connection on X (see, for example, [Reference Taylor24, §2.8]).
We consider the quadruple
$({\mathcal A}, {\mathcal B}, {\mathcal C}, L)$
as in one of the following two cases:
-
(A)
${\mathcal A} = {\mathbf {VectCon}}^G(X)$
,
${\mathcal B} = {\mathbf {VectCon}}^H(X)$
,
${\mathcal C} = {\mathbf {VectCon}}(X)$
,
$L = c(X)^H$
, -
(B)
${\mathcal A} = {\mathbf {Vect}}^G(X)$
,
${\mathcal B} = {\mathbf {Vect}}^H(X)$
,
${\mathcal C} = {\mathbf {Vect}}(X)$
,
$L = \mathcal {O}(X)^H$
,
where we additionally assume in case (A) that K has characteristic
$0$
and X is smooth over K, in order for the quantities
$({\mathcal A}, {\mathcal B}, {\mathcal C}, L)$
to be well-defined. Here
$c(X)$
is the K-algebra of global sections of the sheaf of constant functions as considered in [Reference Taylor24, §3]. In either case we further assume:
-
(1) X is the categorical disjoint union of its connected components,
-
(2) The action of G on
$\mathcal {O}(X)$
preserves L, -
(3) G acts transitively on
$\pi _0(X)$
.
Remark 3.1. We note that the requirement that X is the categorical disjoint union of its connected components is automatic if X is a rigid space [Reference Conrad10, §2.1], or if X is in case (A) as smooth schemes are locally noetherian and thus locally connected [Reference Taylor24, Lem. 3.4(1)]. Furthermore, if H is normal in G or if
$L = c(X)$
(in case (A)) then the requirement that G preserves L is automatic. Additionally, the results of this section still have consequences when the assumption that G acts transitively on
$\pi _0(X)$
is dropped, as they can be applied to each orbit of the action of G on X.
Write
$\{X_i\}_{i \in \pi _0(X)}$
for the set of connected components of X, and let
$\mathfrak {O}$
be the set of H orbits on
$\pi _0(X)$
. For each
${\mathfrak o} \in {\mathfrak O}$
, set
For
${\mathfrak o} \in {\mathfrak O}$
and
$i \in \pi _0(X)$
we write
-
(A)
${\mathcal B}_{{\mathfrak o}} = {\mathbf {VectCon}}^H(X_{{\mathfrak o}})$
,
${\mathcal B}_{i} = {\mathbf {VectCon}}^{H_i}(X_{i})$
, -
(B)
${\mathcal B}_{{\mathfrak o}} = {\mathbf {Coh}}^H(X_{{\mathfrak o}})$
,
${\mathcal B}_{i} = {\mathbf {Coh}}^{H_i}(X_{i})$
,
where
$H_i = \operatorname {\mathrm {Stab}}_H(X_i)$
and
${\mathbf {Coh}}^H(X_{{\mathfrak o}})$
is the category of H-
$\mathcal {O}_{X_{{\mathfrak o}}}$
-modules for which the underlying
$\mathcal {O}_{X_{{\mathfrak o}}}$
-module is coherent (and similarly for
${\mathbf {Coh}}^{H_i}(X_i)$
). We note that these definitions are uniform, as in case (A) a
${\mathcal D}$
-module on
$X_{{\mathfrak o}}$
which is coherent as an
$\mathcal {O}_{X_{{\mathfrak o}}}$
-module is automatically locally free [Reference Taylor24, Lem. 2.38]. With this notation, we also make the additional assumption that:
-
(4) Each
$\mathcal {O}_{X_{{\mathfrak o}}}$
is irreducible as an object of
${\mathcal B}_{{\mathfrak o}}$
.
We note that by [Reference Taylor24, Ex. 2.33], this is equivalent to the assumption that
-
(4’) Each
$\mathcal {O}_{X_{i}}$
is irreducible as an object of
${\mathcal B}_{i}$
.
As X is the disjoint union of the
$X_{{\mathfrak o}}$
,
where for
${\mathfrak o} \in {\mathfrak O}$
and
$i \in \pi _0(X)$
we write
-
(A)
$L_{{\mathfrak o}} = c(X_{{\mathfrak o}})^H$
,
$L_{i} = c(X_{i})^{H_i}$
-
(B)
$L_{{\mathfrak o}} = \mathcal {O}(X_{{\mathfrak o}})^H$
,
$L_{i} = \mathcal {O}(X_{i})^{H_i}$
.
Lemma 3.2. For
$i \in {\mathfrak o}$
and
${\mathfrak o} \in {\mathfrak O}$
,
$L_{{\mathfrak o}}$
and
$L_{i}$
are fields and the projection map
is an isomorphism.
Proof. The projection
$\pi $
forms part of the commutative diagram

with vertical isomorphisms given by taking invariants of the isomorphism of [Reference Taylor24, Lem. 3.3]. Each endomorphism ring is a division ring by assumption (4) and Schur’s Lemma, hence both
$L_{{\mathfrak o}}$
and
$L_i$
are fields. Furthermore,
$\pi $
is an isomorphism as the lower map is an isomorphism by [Reference Taylor24, Ex. 2.33].
The functor
$\mathcal {O}_X \otimes _{L} -$
We consider the functor
defined by considering
$\mathcal {O}_X \otimes _L V$
as a G-equivariant sheaf via the diagonal action of G. In case (A), for
$V \in \operatorname {\mathrm {Rep}}^H_L(G)$
, we additionally view
$\mathcal {O}_X \otimes _L V$
as
${\mathcal D}_X$
-module via the action of
${\mathcal D}_X$
on the left factor, which induces a well-defined action on the tensor product as the tangent sheaf
${\mathcal T}_X$
acts trivially on
$L \subset c(X)$
, and further gives
$\mathcal {O}_X \otimes _{L} V$
the structure of a G-
${\mathcal D}_X$
-module.
The functor
$\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, -)$
In the other direction we have the functor
Here, for
${\mathcal V} \in {\mathcal A}$
,
$\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, {\mathcal V})$
is naturally a module over L as L is fixed by H. In order to see that this is free of finite rank over L, we use the following lemma.
Lemma 3.3. Suppose that
${\mathcal V} \in {\mathcal A}$
. Then the natural morphism
in
${\mathcal B}$
is injective, and
$\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, {\mathcal V})$
is free of finite rank over L.
Proof. For injectivity, as X is a H-stable disjoint union of
$\{X_{{\mathfrak o}}\}_{{\mathfrak o}}$
, the morphism (3.1) factors as the product of morphisms
where
, and we are reduced to showing that each is injective, for which we modify the proof of [Reference Taylor24, Lem. 4.3]. Recall that
$L_{{\mathfrak o}}$
is a field by Lemma 3.2, and suppose that
$f_1, ... ,f_k \in \operatorname {\mathrm {Hom}}_{{\mathcal B}_{{\mathfrak o}}}(\mathcal {O}_{X_{{\mathfrak o}}}, {\mathcal V}_{{\mathfrak o}})$
are
$L_{{\mathfrak o}}$
-linearly independent. Define
$e_1, ... , e_k \in {\mathcal V}_{{\mathfrak o}}(X_{{\mathfrak o}})^H$
by
which are also
$L_{{\mathfrak o}}$
-linearly independent because the natural map
is
$L_{{\mathfrak o}}$
-linear and injective. Because
$\mathcal {O}_{X_{{\mathfrak o}}}$
is irreducible in
${\mathcal B}_{{\mathfrak o}}$
by assumption (4), it is sufficient for us to show that the sum
$$\begin{align*}\sum_{i = 1}^k \mathcal{O}_{X_{{\mathfrak o}}} \cdot e_i \hookrightarrow {\mathcal V}_{{\mathfrak o}} \end{align*}$$
is direct. We prove this by induction on
$k \geq 1$
. When
$k = 1$
this is trivially true, so suppose that the statement is true for some fixed
$k \geq 1$
, and consider
$$\begin{align*}\sum_{i = 1}^{k+1} \mathcal{O}_{X_{{\mathfrak o}}} \cdot e_i. \end{align*}$$
After rearranging the factors if necessary, it is sufficient to show that
$$\begin{align*}\left( \bigoplus_{i = 1}^{k} \mathcal{O}_{X_{{\mathfrak o}}} \cdot e_i \right) \bigcap \mathcal{O}_{X_{{\mathfrak o}}} \cdot e_{k+1} = 0. \end{align*}$$
If this intersection were non-zero, then
$$\begin{align*}\left( \bigoplus_{i = 1}^{k} \mathcal{O}_{X_{{\mathfrak o}}} \cdot e_i \right) \bigcap \mathcal{O}_{X_{{\mathfrak o}}} \cdot e_{k+1} = \mathcal{O}_{X_{{\mathfrak o}}} \cdot e_{k+1}, \end{align*}$$
by the irreducibility of
$\mathcal {O}_{X_{{\mathfrak o}}} \cdot e_{k+1}$
. We can therefore write
for unique
$\lambda _j \in \mathcal {O}(X_{{\mathfrak o}})$
. For any
$h \in H$
,
and therefore each
$\lambda _j \in \mathcal {O}(X_{{\mathfrak o}})^H$
by induction. Furthermore, in case (A), for any affinoid (resp. affine) open subset U and
$\partial \in {\mathcal T}(U)$
,
$$ \begin{align*} 0 &= \partial(e_{k+1}) = \partial(\lambda_1 e_1 + \cdots + \lambda_k e_k), \\ &= \partial(\lambda_1)e_1 + \cdots + \partial(\lambda_k) e_k, \end{align*} $$
in
${\mathcal V}(U)$
, and therefore by induction
$\partial (\lambda _i) = 0$
for all
$i = 1, ... ,n$
. As this holds for each admissible open subset
$U \subset X_{{\mathfrak o}}$
, each
$\lambda _i \in c(X_{{\mathfrak o}})$
by [Reference Taylor24, Lem. 3.2]. Therefore, in either case (A) or (B),
$\lambda _i \in L_{{\mathfrak o}}$
, which is a contradiction as we know that
$e_1, ... ,e_k, e_{k+1}$
are linearly independent over
$L_{{\mathfrak o}}$
.
Finally, the fact that
$\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, {\mathcal V})$
is free of finite rank over L follows directly from Lemma 2.2, which uses Lemma 3.2, that
that each
$\dim _{L_{{\mathfrak o}}} \operatorname {\mathrm {Hom}}_{{\mathcal B}_{{\mathfrak o}}}(\mathcal {O}_{X_{{\mathfrak o}}}, {\mathcal V}_{{\mathfrak o}}) \leq \text {rank}_{X_{{\mathfrak o}}}({\mathcal V}_{{\mathfrak o}}) < \infty $
, and that G acts transitively on the orbits
${\mathfrak o}$
.
When H is normal in G, the natural action of G on
$\operatorname {\mathrm {Hom}}_{{\mathcal C}}(\mathcal {O}_X, {\mathcal V})$
[Reference Taylor24, Rem. 2.32] preserves
$\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, {\mathcal V})$
because H is normal in G. This gives
$\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, {\mathcal V})$
the structure of a
$L \rtimes G$
-module upon which H acts trivially, hence the functor
$\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, -)$
factors as
and (3.1) is a morphism in
${\mathcal A}$
.
We can now state the main result of this section.
Proposition 3.4. Suppose that X, G and H are as described at the start of Section 3 and satisfy the assumptions (1), (2), (3) and (4). Then:
-
1. The functor
is exact, monoidal, and fully faithful.
$$\begin{align*}\mathcal{O}_X \otimes_{L} - \colon \operatorname{\mathrm{Rep}}^H_L(G) \rightarrow {\mathcal A} \end{align*}$$
-
2. Suppose that H is normal in G. Then the essential image is the full subcategory of objects
${\mathcal V} \in {\mathcal A}$
for which the injective map (3.1) is an isomorphism, and on this full subcategory is a quasi-inverse to
$$\begin{align*}\operatorname{\mathrm{Hom}}_{{\mathcal B}}(\mathcal{O}_X, -) \colon {\mathcal A} \rightarrow \operatorname{\mathrm{Rep}}^H_L(G) \end{align*}$$
$\mathcal {O}_X \otimes _L -$
.
-
3. If each
$X_i$
is quasi-Stein then the essential image of
$\mathcal {O}_X \otimes _{L} -$
is closed under sub-quotients.
For simplicity, here and in the proof of Proposition 3.4 we use the term quasi-Stein to mean quasi-Stein of finite dimension (
$\sup _{x \in X} \dim (\mathcal {O}_{X,x}) < \infty $
) when X is a rigid space, and to mean affine when X is a scheme.
Remark 3.5. In case (A), the essential image description (3) is equivalently those
${\mathcal V} \in {\mathcal A}$
for which
$\text {rank}_{L}(\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, {\mathcal V})) = \text {rank}({\mathcal V})$
, which can be seen using the same argument as [Reference Taylor24, Thm. 4.4(3)].
Remark 3.6. Lemma 3.3 and Proposition 3.4 generalise Lemma 4.3 and Theorem 4.4 of [Reference Taylor24], which can be seen by taking the triple
$(X, G, H)$
to be
$(X, G \times H, G)$
(in the notation of loc. cit.).
Proof. For point (1), first note that
$\mathcal {O}_X \otimes _L -$
is clearly exact, monoidal and faithful. To show that it is full, suppose that
$V,W \in \operatorname {\mathrm {Rep}}_L^H(G)$
, and
is a morphism in
${\mathcal A}$
. For any
$v \in V$
, because H acts trivially on V and W and f is H-equivariant,
Furthermore, in case (A), for any admissible open subset
$U \subset X$
and
$\partial \in {\mathcal T}(U)$
and therefore
by [Reference Taylor24, Lem. 3.2]. In either case (A) or (B),
and this allows us to define a morphism
$\lambda \colon V \rightarrow W$
with
$f_X(1_X \otimes v) = 1 \otimes \lambda (v)$
. It is direct to see, as f is a morphism in
${\mathcal A}$
, that
$f = 1 \otimes \lambda $
and hence
$\mathcal {O}_X \otimes _L -$
is full.
For point (2), first note that because H is normal in G we may view
$\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, -)$
as a functor from
${\mathcal A}$
to
$\operatorname {\mathrm {Rep}}_L^H(G)$
, not just
${\mathbf {Mod}}_L$
, as described above. If
${\mathcal V} \in {\mathcal A}$
and the injective map (3.1) is an isomorphism then
${\mathcal V}$
is in the essential image of the functor
$\mathcal {O}_X \otimes _L -$
, and on the full subcategory of such
${\mathcal V}$
the functor
$\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, -)$
provides a right quasi-inverse to
$\mathcal {O}_X \otimes _L -$
. Conversely, if
${\mathcal V} = \mathcal {O}_X \otimes _L V$
is in the essential image, then
by the fully faithfulness of point (1) in the case when we take
$G = H$
. Therefore,
is an isomorphism, being identified with the identity map
and we see that
$\operatorname {\mathrm {Hom}}_{{\mathcal B}}(\mathcal {O}_X, -)$
provides a left quasi-inverse to
$\mathcal {O}_X \otimes _L -$
.
For point (3), in case (A) one can use the same argument as [Reference Taylor24, Thm. 4.4(4)], which uses point (2) and the fact that
${\mathbf {VectCon}}^G(X)$
is closed under quotients in
${\mathbf {Mod}}(G\text {-}{\mathcal D}_X)$
. However, it is not true in general that
${\mathbf {Vect}}^G(X)$
is closed under quotients in
${\mathbf {Mod}}(G \text {-}\mathcal {O}_X)$
, and so we give an alternative proof. First note that because the functor is exact and full, it is sufficient to show that the essential image is closed under sub-objects. Given
$V \in \operatorname {\mathrm {Rep}}^H_L(G)$
, suppose that
${\mathcal F} \subset \mathcal {O}_X \otimes _L V$
is a sub-object in
${\mathcal A}$
, and define
This is an L-submodule of V as the tensor product is over L, and further a
$L \rtimes G$
- submodule of V, as given
$g \in G$
and
$v \in V$
, then for any open subset
$U \subset X$
and
$s \in \mathcal {O}_X(U)$
,
We now claim that the injection
$\mathcal {O}_X \otimes _L W \hookrightarrow {\mathcal F}$
is an isomorphism. It is sufficient to show that for all
$i \in \pi _0(X)$
, the restriction to
$X_i$
is surjective, or equivalently that the morphism on sections
is surjective, as each
$X_i$
is quasi-Stein. Furthermore, as
$e_{{\mathfrak o}}$
acts as the identity on
$\mathcal {O}(X_i)$
, the inclusion
$e_{{\mathfrak o}} \cdot W \hookrightarrow W$
induces an isomorphism
The same is true for V, and we have a commutative diagram

where we have defined
$M_i$
to be the preimage of
${\mathcal F}(X_i)$
in
$\mathcal {O}(X_i) \otimes _{L_{{\mathfrak o}}} e_{{\mathfrak o}} \cdot V$
. Suppose that
noting that without loss of generality we may assume that the elements
$s_k$
are
$L_{i}$
-linearly independent by choosing a
$L_{i}$
basis of the
$L_{i}$
-span of
$\{s_k\}_k$
and using the isomorphism
$L_{{\mathfrak o}} \xrightarrow {\sim } L_i$
.
By assumption (4’)
$\mathcal {O}_{X_i}$
is irreducible in
${\mathcal B}_i$
, and thus
$\mathcal {O}(X_i)$
is irreducible as an R-module (where
$R = {\mathcal D}(X_i) \rtimes H_i$
in case (A) and
$R = \mathcal {O}(X_i) \rtimes H_i$
in case (B)) by [Reference Taylor24, Prop. 2.44] as
$X_i$
is quasi-Stein. Furthermore
by the definition of
$L_i$
. Therefore, for any index j we may apply the Jacobson Density Theorem to assert the existence of some
$x_j \in R$
such that
$x_j$
acts on the
$L_i$
-span of
$\{ s_k \}_k$
by the projection to the basis element
$s_j$
. Because
$H_i$
acts trivially on
$e_{{\mathfrak o}} \cdot V$
, R only acts on the first factor of
$\mathcal {O}(X_i) \otimes _{L_{{\mathfrak o}}} e_{{\mathfrak o}} \cdot V$
, and therefore
$x_j(z) = s_j \otimes v_j \in {\mathcal F}(X_i)$
, and thus
$1 \otimes v_j \in {\mathcal F}(X_i)$
, using again that
$\mathcal {O}(X_i)$
is a simple R-module. But then also
$\mathcal {O}_{X_{{\mathfrak o}}} \otimes v_j \subset {\mathcal F}|_{X_{{\mathfrak o}}}$
as
$\mathcal {O}_{X_{{\mathfrak o}}}$
is irreducible in
${\mathcal B}_{{\mathfrak o}}$
and H acts trivially on V. Therefore, each
$v_j \in e_{{\mathfrak o}} \cdot W$
, as we can describe
$e_{{\mathfrak o}} \cdot W$
as
In particular,
$z \in \mathcal {O}(X_i) \otimes _{L_{{\mathfrak o}}} e_{{\mathfrak o}} \cdot W$
and
$\mathcal {O}(X_i) \otimes _{L} W \hookrightarrow {\mathcal F}(X_i)$
is surjective.
Finally, to see that W is free of finite rank over L, as G acts transitively on the orbits
${\mathfrak o}$
, and
$\dim _{L_{{\mathfrak o}}} e_{{\mathfrak o}} \cdot W \leq \dim _{L_{{\mathfrak o}}} e_{{\mathfrak o}} \cdot V < \infty $
, we may deduce this from Lemma 2.2 once we know that the map
is an isomorphism. This is injective, as the corresponding map for V is an isomorphism, V being free over L. For surjectivity, given
$(w_{{\mathfrak o}})_{{\mathfrak o}}$
, from the isomorphism for V there is a unique
$v \in V$
with
$e_{{\mathfrak o}} \cdot v = w_{{\mathfrak o}}$
for all
${\mathfrak o} \in I$
. To see that
$v \in W$
, suppose that
$U \subset X$
is an admissible open subset, and
$s = (s_{{\mathfrak o}})_{{\mathfrak o}} \in \prod _{{\mathfrak o}} \mathcal {O}_{X_{\mathfrak o}}(U \cap X_{{\mathfrak o}}) = \mathcal {O}_X(U)$
. Then
$$ \begin{align*} s \otimes v &= (s_{{\mathfrak o}} \otimes v)_{{\mathfrak o}}, \\ &= (e_{{\mathfrak o}} \cdot s_{{\mathfrak o}} \otimes v)_{{\mathfrak o}}, \\ &= (s_{{\mathfrak o}} \otimes e_{{\mathfrak o}} \cdot v)_{{\mathfrak o}}, \\ &= (s_{{\mathfrak o}} \otimes m_{{\mathfrak o}})_{{\mathfrak o}} \end{align*} $$
which lies in
$\prod _{{\mathfrak o}} {\mathcal F}(U \cap X_{{\mathfrak o}}) = {\mathcal F}(U)$
and therefore
$v \in W$
.
Remark 3.7. In case (B), evaluating on the section
$1_X \in \mathcal {O}(X)$
induces an isomorphism
which is natural in
${\mathcal V} \in {\mathcal A}$
. In case (A), this further restricts to a natural isomorphism
whenever the tangent sheaf
${\mathcal T}$
is generated as an
$\mathcal {O}$
-module by global sections [Reference Ardakov and Wadsley2, Lem. 3.1.4]. Here
${\mathcal V}(X)^{{\mathcal T}(X) = 0,H}$
denotes the H-invariants of
In particular both isomorphisms hold whenever X is a disjoint union of quasi-Stein spaces.
3.1 Properties of
$\operatorname {\mathrm {Rep}}_L^H(G)$
We can translate Lemma 3.3 and Proposition 3.4 of the previous section into properties of the categories
$\operatorname {\mathrm {Rep}}_L^H(G)$
.
Suppose in this section that
$F = \prod _i F_i$
is a product of fields, G is a group which acts on F, and H is a subgroup of G. By Lemma 2.1, G acts on the principal idempotents
$\{e_i\}_i$
of F, and we assume that this action is transitive. We additionally assume that G stabilises
. In particular, this allows us to define a space
with an action of G which satisfies the hypothesis of Section 3 in case (B), and from which we can recover F with its action of G as
$F = \mathcal {O}(X)$
.
The category
${\mathbf {Vect}}^G(X)$
is canonically identified with the category of
$F \rtimes G$
-modules M for which the natural map
is an isomorphism, and
$\dim _{F_i} e_i \cdot M < \infty $
, which by Lemma 2.2 is simply the category
$\operatorname {\mathrm {Rep}}_F(G)$
.
Corollary 3.8. Suppose that
$V \in \operatorname {\mathrm {Rep}}_F(G)$
. Then the natural map
is injective,
$V^H$
is free of finite rank over L, and
$\text {rank}_L V^H \leq \text {rank}_F V$
.
Furthermore, the following are equivalent:
-
• The map (3.2) is an isomorphism,
-
•
$F \cdot V^H = V$
, -
•
$\text {rank}_L V^H = \text {rank}_F V$
.
Proof. All that remains to show is that if
$\text {rank}_L V^H = \text {rank}_F V$
, then (3.2) is surjective. Writing W for the image of (3.2), it is sufficient to show that the quotient
$V / W$
is free, as then
$V \cong W \oplus V / W$
and hence
$V / W$
must have rank
$0$
. For this, by Lemma 2.2 it is sufficient to show that the natural map
$V/W \xrightarrow {\sim } \prod _i e_i \cdot (V/W)$
is an isomorphism, which follows directly from the isomorphisms
$V \xrightarrow {\sim } \prod _i e_i \cdot V$
and
$W \xrightarrow {\sim } \prod _i e_i \cdot W$
.
When H is normal in G,
$V^H$
is closed under the action of G for any
$V \in \operatorname {\mathrm {Rep}}_F(G)$
, and therefore the invariants functor from
$\operatorname {\mathrm {Rep}}_F(G)$
to
${\mathbf {Mod}}_L$
admits a factorisation
Corollary 3.9. Suppose that F, G and H are as described at the start of this section. Then:
-
1. The functor
is exact, monoidal, and fully faithful.
$$\begin{align*}F \otimes_{L} - \colon \operatorname{\mathrm{Rep}}^H_L(G) \rightarrow \operatorname{\mathrm{Rep}}_F(G) \end{align*}$$
-
2. Suppose that H is normal in G. Then the essential image is the full subcategory of objects
$V \in \operatorname {\mathrm {Rep}}_F(G)$
for which
$F \cdot V^H = V$
, and on this full subcategory is a quasi-inverse to
$$\begin{align*}(-)^H \colon \operatorname{\mathrm{Rep}}_F(G) \rightarrow \operatorname{\mathrm{Rep}}^H_L(G) \end{align*}$$
$F \otimes _{L} -$
.
-
3. The essential image of
$F \otimes _{L} -$
is closed under sub-quotients.
4 Differential operators on Lubin-Tate and Drinfeld spaces
In this section we relate the action of
$\operatorname {\mathrm {GL}}_n(F)$
on Drinfeld spaces with the action of the tangent sheaf. We will use this in the following sections to give a description of the categories of Lubin-Tate and Drinfeld bundles in terms of smooth semilinear representations.
4.1 Notation
Let F be a finite extension of
${\mathbb Q}_p$
, and let K be a complete non-archimedean field extension of the completion of the maximal unramified extension of F. Let
$n \geq 1$
, and let D be the division algebra over F of invariant
$1/n$
, with ring of integers
$\mathcal {O}_D$
. We write
$\pi $
for a uniformiser of
$\mathcal {O}_F$
and
$\Pi $
for a uniformiser of
$\mathcal {O}_D$
. We also consider the extensions
of the completion of the maximal unramified extension of F, where
$\breve {F}_m$
is the compositum of
$\breve {F}$
with
$F_m$
, the mth Lubin-Tate extension of F. Following Kohlhaase [Reference Kohlhaase13], from now on we will denote:

We denote the Drinfeld tower by
which we view via base change as a tower of rigid spaces over K. The space
${\mathcal M}_m$
and
${\mathcal M}$
correspond (in the sense of local Shimura varieties [Reference Rapoport and Viehmann20, §5.1]) to the compact open subgroups
$H_m$
and
$H_0$
of H respectively, and correspondingly we have that each map
${\mathcal M}_m \rightarrow {\mathcal M}$
is a finite étale Galois covering with Galois group
$H_0 / H_m$
. Let
denote the subtower induced by choosing a connected component
${\mathcal N}$
of
${\mathcal M}$
and setting
${\mathcal N}_m$
to be the preimage of
${\mathcal N}$
in
${\mathcal M}_m$
, and write
$f_m \colon {\mathcal N}_m \rightarrow \Omega $
for restriction to
${\mathcal N}_m$
of the mth covering map. Note that we are considering a cofinal subtower of that of [Reference Taylor24]: what we denote by
${\mathcal M}_m$
is called
${\mathcal M}_{nm}$
in [Reference Taylor24] (and similarly for
${\mathcal N}_m$
). Let
be the Lubin-Tate tower, indexed by the compact open subgroups U of G. We write
${\mathcal Y} = {\mathcal Y}_0 = {\mathcal Y}_{G_0}$
, and
${\mathcal Y}_m = {\mathcal Y}_{G_m}$
for
$m \geq 1$
. We note that these are denoted
$\underline {{\mathcal Y}}$
and
$\underline {{\mathcal Y}_m}$
respectively in [Reference Kohlhaase13].
4.2 The action of
$G_0$
and differential operators
Lemma 4.1. Let
$m \geq 1$
, and let U be an admissible affinoid open subset of
${\mathcal N}_m$
.
Then there is some
$r \geq 1$
such that for any
$k \geq r$
,
-
1.
$G_k$
stabilises U, -
2. For any
$g \in G_k$
,
$\log (g^{\mathcal {O}}_U)$
converges to an element of
${\mathcal T}(U)$
, -
3. The image
$\log (G_k)$
generates
${\mathcal T}(U)$
as an
$\mathcal {O}(U)$
-module.
Here, for
$g \in G$
,
$g^{\mathcal {O}} \colon \mathcal {O}_{{\mathcal N}_m} \rightarrow g^{-1} \mathcal {O}_{{\mathcal N}_m}$
is the structure morphism for the action of G on the G-equivariant sheaf
$\mathcal {O}_{{\mathcal N}_m}$
, and
$g^{\mathcal {O}}_U \colon \mathcal {O}(U) \rightarrow \mathcal {O}(g(U))$
are the sections above U, which is a ring automorphism of
$\mathcal {O}(U)$
whenever
$g(U) = U$
(see [Reference Taylor24, §2.6, §2.8]).
Proof. The action of
$G^0$
on
${\mathcal N}_m$
is continuous in the sense of [Reference Ardakov1, Def. 3.1.8] by [Reference Taylor24, Cor. 7.1], and therefore the stabiliser of U in
$G^0$
is open and thus contains some
$G_{s}$
. Set
, and let
$\rho \colon G_s \rightarrow \operatorname {\mathrm {Aut}}_K(A)$
denote the action map. Choosing a formal model
${\mathcal A}$
of A, this defines a topology on
$\operatorname {\mathrm {Aut}}_K(A)$
[Reference Ardakov1, Def. 3.1.3] which is independent of the choice of formal model
${\mathcal A}$
of A [Reference Ardakov1, Thm. 3.1.5]. The open subgroup
${\mathcal G}_{p^{2}}({\mathcal A}) \subset \operatorname {\mathrm {Aut}}_K(A)$
has the property that for any
$\varphi \in {\mathcal G}_{p^{2}}({\mathcal A})$
the series
$\log (\varphi )$
converges and defines an element of
$\operatorname {\mathrm {Der}}_{{\mathcal R}}({\mathcal A})$
, where
${\mathcal R}$
is the ring of integers of K.
The continuity of the action of
$G^0$
on
${\mathcal N}_m$
further implies that
$\rho \colon G_s \rightarrow \operatorname {\mathrm {Aut}}_K(A)$
is continuous, and thus there is some
$G_r \leq G_s$
with
$\rho (G_r) \subset {\mathcal G}_{p^{2}}({\mathcal A})$
. We therefore have that
$\log (g^{\mathcal {O}}_U)$
converges for any
$g \in G_r$
to an element of
$\operatorname {\mathrm {Der}}_{\mathcal R}({\mathcal A})$
, which we consider as a derivation of A via the canonical inclusion
$\operatorname {\mathrm {Der}}_{\mathcal R}({\mathcal A}) \hookrightarrow \operatorname {\mathrm {Der}}_K(A)$
(noting that
$A = {\mathcal A}[1/p]$
).
For the third claim, fix an affine chart
${\mathbb A}_K^{n-1, \text {an}} \subset {\mathbb P}_K^{n-1, \text {an}}$
with
$\Omega \subset {\mathbb A}_K^{n-1, \text {an}}$
, and let
$\{\Omega _j\}_{j \geq 1}$
be the quasi-Stein open covering of
$\Omega $
defined by setting
$\Omega _j = \Omega \cap {\mathbb D}_j$
, the intersection in
${\mathbb A}_K^{n-1, \text {an}}$
of
$\Omega $
with the affinoid
$(n-1)$
-dimensional ball
${\mathbb D}_j = \{x \in {\mathbb A}_K^n \mid |x| \leq j\}$
of centre
$0 \in {\mathbb A}_K^{n-1, \text {an}}$
and radius j. Let
$\{U_j\}_{j \geq 1}$
be the induced quasi-Stein open covering of
${\mathcal N}_m$
, where
$U_j$
is the preimage of
$\Omega _j$
in
${\mathcal N}_m$
under the
$G_0$
-equivariant finite étale map
${\mathcal N}_m \rightarrow {\mathcal N} \xrightarrow {\sim } \Omega $
.
Because U is quasi-compact, U is contained in some
$U_j$
for some
$j \geq 1$
, and the composition
is étale and
$G^0$
-equivariant. The tangent sheaf
${\mathcal T}({\mathbb D}_j)$
is generated over
$\mathcal {O}({\mathbb D}_j)$
by the derivations
for coordinates
$x_1, ... ,x_{n-1}$
of
${\mathbb A}^{n-1, \text {an}}$
. By the same argument as above, there is some
$G_k$
such that
$G_k$
stabilises
${\mathbb D}_j$
and
$\log (g^{\mathcal {O}}_{{\mathbb D}_j})$
converges for any
$g \in G_k$
which (after potentially going to a smaller congruence subgroup) we may assume is the same
$G_k$
as above. From the formula for the logarithm,
where
$g_{i,k} \in G_k$
is the elementary matrix in
$G_k$
which acts by the Möbius transformation which sends
$x_i \mapsto x_i + \pi ^k$
, and fixes each other
$x_j$
.
By [Reference Taylor24, Lem. 2.12], because the morphism
$U \rightarrow {\mathbb D}_j$
is étale, for each i there is a unique derivation
$\partial ^{\prime }_i$
of
$\mathcal {O}(U)$
which restricts to
$\partial _i$
on the image of
$\mathcal {O}({\mathbb D}_j)$
in
$\mathcal {O}(U)$
, and these generate
${\mathcal T}(U)$
as an
$\mathcal {O}(U)$
-module because the derivations
$\partial _i$
generate
${\mathcal T}({\mathbb D}_j)$
as an
$\mathcal {O}({\mathbb D}_j)$
-module. Because the morphism
$\mathcal {O}({\mathbb D}_j) \rightarrow \mathcal {O}(U)$
is continuous (being a morphism of affinoid algebras),
$\log (g^{\mathcal {O}}_{i,k,U})$
restricts to
$\log (g^{\mathcal {O}}_{i,k,{\mathbb D}_j})$
on the image of
$\mathcal {O}({\mathbb D}_j)$
in
$\mathcal {O}(U)$
. In particular, from the uniqueness of
$\partial ^{\prime }_i$
described above,
$\partial ^{\prime }_i$
is explicitly given by
and therefore
$\log (G_k)$
generates
${\mathcal T}(U)$
as an
$\mathcal {O}(U)$
-module.
Corollary 4.2. For any connected component X of
${\mathcal N}_m$
,
$\mathcal {O}_{X}$
is irreducible as a
$G_m\text {-}\mathcal {O}_{X}$
-module.
Remark 4.3. For the above to make sense, we note that any connected component of
${\mathcal N}_m$
is stabilised by
$G_m$
. Indeed, when K contains
$\breve {F}_m$
,
$\pi _0({\mathcal N}_m)$
is canonically identified with
$\mathcal {O}_F / (1 + \pi ^m \mathcal {O}_F)$
, and the action of
$G_0$
on
$\pi _0({\mathcal N}_m)$
corresponds to the action of
$g \in G_0$
on
$\mathcal {O}_F / (1 + \pi ^m \mathcal {O}_F)$
by left multiplication by
$\det (g)$
[Reference Taylor24, Thm. 7.3]. In particular,
$G_m$
acts on
$\pi _0({\mathcal N}_m)$
trivially. For a general K, there is a
$G_0$
-equivariant surjection
$\pi _0({\mathcal N}_{m, K\breve {F}_m}) \twoheadrightarrow \pi _0({\mathcal N}_m)$
, and therefore
$G_m$
also acts on
$\pi _0({\mathcal N}_m)$
trivially.
Proof. To prove statement (1), suppose that
${\mathcal V}$
is a non-trivial
$G_m \text {-}\mathcal {O}_{X}$
-submodule of
$\mathcal {O}_{X}$
. We show that
${\mathcal V}$
is in fact a
${\mathcal D}_{X}$
-submodule of
$\mathcal {O}_{X}$
, from which it follows that
${\mathcal V} = \mathcal {O}_{X}$
as
$\mathcal {O}_{X}$
is irreducible as a
${\mathcal D}_{X}$
-module because X is connected [Reference Taylor24, Lem. 2.37].
To this end, let
$U \subset X$
be a connected admissible open affinoid subset. By Lemma 4.1, we can find some
$G_k \subset G_m$
such that
$G_k$
stabilises U and
$\log (G_k)$
generates
${\mathcal T}(U)$
as an
$\mathcal {O}(U)$
-module, and thus it is sufficient to show that for any
$g \in G_k$
and
$v \in {\mathcal V}(U)$
,
$\log (g_U^{\mathcal {O}})(v) \in {\mathcal V}(U)$
. Because
$\mathcal {O}(U)$
is a noetherian Banach algebra,
${\mathcal V}(U)$
is closed in the subspace topology [Reference Schneider and Teitelbaum22, Prop. 2.1], and therefore
$$\begin{align*}\log(g_U^{\mathcal{O}})(v) = \sum_{k = 1}^{\infty} \frac{(-1)^{k+1}}{k} (g_U^{\mathcal{O}} - 1)^k(v) \in {\mathcal V}(U), \end{align*}$$
as each
$(g_U^{\mathcal {O}} - 1)^k(v) \in {\mathcal V}(U)$
by the assumption that
${\mathcal V} \subset \mathcal {O}_X$
is a
$G_m \text {-}\mathcal {O}_{X}$
-submodule.
Remark 4.4. For our applications, we will only actually need the consequence that
$\mathcal {O}_{{\mathcal N}_m}$
is irreducible in
${\mathbf {Coh}}^{G_m}({\mathcal N}_m)$
, not in the larger category
${\mathbf {Mod}}(G_m \text {-} \mathcal {O}_{{\mathcal N}_m})$
as we have proven here.
5
$G_0$
-equivariant Lubin-Tate bundles on
$\Omega $
In this section, we show that the category of
$G_0$
-equivariant Lubin-Tate bundles on
$\Omega $
introduced by Kohlhaase is equivalent to a certain category of smooth semilinear representations of
$G_0 \times H_0$
.
Definition 5.1. For
$m \geq 1$
, we set
$K_m = c({\mathcal N}_m)$
.
Here
$c(X)$
is the K-algebra of global sections of the sheaf of constant functions [Reference Taylor24, Def. 3.1].
Definition 5.2. An object
${\mathcal V}$
of
${\mathbf {Vect}}^{G_0}(\Omega )$
or
${\mathbf {VectCon}}^{G_0}(\Omega )$
is Lubin-Tate if the natural map
is an isomorphism for some
$m \geq 1$
, in which case we say that
${\mathcal V}$
is Lubin-Tate of level m. We let
$$ \begin{align*} {\mathbf{VectCon}}^{G_0}_{\operatorname{\mathrm{LT}}}(\Omega) &= \bigcup_{m \geq 1} {\mathbf{VectCon}}^{G_0}_{\operatorname{\mathrm{LT}},m}(\Omega), \\ {\mathbf{Vect}}^{G_0}_{\operatorname{\mathrm{LT}}}(\Omega) &= \bigcup_{m \geq 1} {\mathbf{Vect}}^{G_0}_{\operatorname{\mathrm{LT}},m}(\Omega), \end{align*} $$
denote the corresponding full subcategories of
$G_0$
-equivariant Lubin-Tate bundles on
$\Omega $
.
Remark 5.1. In particular, by [Reference Kohlhaase13, Lem. 3.11] and the description of
$K_m$
below, the category
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
we have defined agrees with Kohlhaase’s category of
$G_0$
-equivariant Lubin-Tate bundles.
The product of fields
$K_m$
is described by
by a result of Kohlhaase [Reference Kohlhaase13, Thm. 2.8(ii)]. The group
$G_0 \times H_0$
acts on
$K_m$
through the right factor, via the composition of the homomorphism
with the Lubin-Tate isomorphism
With this action, we can consider the semilinear representation category
$\operatorname {\mathrm {Rep}}_{K_m}^{Z_m}(G_0 \times H_0)$
.
We can take the triple
$(X, G, H)$
of Section 3 to be
$({\mathcal N}_m, G_0 \times H_0 / H_m, G_m)$
, which in either case (A) or (B) has
$L = K_m$
by the above discussion. This is preserved by the action of
$G_0 \times H_0$
, and in either case the triple satisfies the assumptions (1), (2), (3) and (4) of Section 3 by Corollary 4.2. In particular, we may compose the functors
$(\mathcal {O}_{{\mathcal N}_m} \otimes _{K_m} -)$
of Section 3 with the equivalence of [Reference Taylor24, Prop. 2.53] (which also holds for vector bundles without connection, using the same proof), to obtain functors
$$ \begin{align} \begin{aligned} (\mathcal{O}_{{\mathcal N}_m} \otimes_{K_m} -)^{H_0} &\colon \operatorname{\mathrm{Rep}}^{Z_m}_{K_m}(G_0 \times H_0) \rightarrow {\mathbf{VectCon}}^{H_0 / H_m \times G_0}({\mathcal N}_m) \xrightarrow{\sim} {\mathbf{VectCon}}^{G_0}(\Omega), \\ (\mathcal{O}_{{\mathcal N}_m} \otimes_{K_m} -)^{H_0} &\colon \operatorname{\mathrm{Rep}}^{Z_m}_{K_m}(G_0 \times H_0) \rightarrow {\mathbf{Vect}}^{H_0 / H_m \times G_0}({\mathcal N}_m) \xrightarrow{\sim} {\mathbf{Vect}}^{G_0}(\Omega). \end{aligned} \end{align} $$
Proposition 5.2. For
$m \geq 1$
, the map (5.1) is always injective, and the composite functors (5.2) are exact, monoidal, and fully faithful. The essential images are
${\mathbf {VectCon}}^{G_0}_{\operatorname {\mathrm {LT}},m}(\Omega )$
and
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}},m}(\Omega )$
respectively, both of which are closed under sub-quotients. In particular, the canonical restriction map
is an equivalence of categories.
Proof. The map (5.1) is the canonical injection of Lemma 3.3, using Remark 3.7 and the fact that
${\mathcal N}_m$
is quasi-Stein. Then the result follows directly from Proposition 3.4, using that
${\mathcal N}_m$
is quasi-Stein of finite dimension to give that the image is closed under sub-quotients.
For
$m' \geq m$
, there is a fully faithful inclusion functor
and this is compatible with inclusion of Lubin-Tate bundles of levels m and
$m'$
in the sense that

commutes. In particular, we see that if
${\mathcal V} \in {\mathbf {Vect}}^{G_0}(\Omega )$
is Lubin-Tate of level m, it is Lubin-Tate of level
$m'$
for all
$m' \geq m$
(and similarly for
${\mathbf {VectCon}}^{G_0}(\Omega )$
). We can use this to describe the whole categories
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
and
${\mathbf {VectCon}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
in terms of smooth semilinear representations of
$G_0 \times H_0$
.
Definition 5.3. We write
$\breve {F}_{\infty }$
for the union of the fields
$\breve {F}_m$
, and set
which we consider with its natural action of
$G_0 \times H_0$
through the factor
$\breve {F}_{\infty }$
as above.
For each
$m \geq 1$
, there is a canonical inclusion functor
the essential image of which we denote by
$\operatorname {\mathrm {Rep}}^m_{K_{\infty }}(G_0 \times H_0)$
.
Lemma 5.3. The category
$\operatorname {\mathrm {Rep}}^m_{K_{\infty }}(G_0 \times H_0)$
is intrinsically described as
and is closed under sub-quotients. Furthermore, on this full subcategory
is a quasi-inverse to the exact, monoidal, fully faithful functor
$K_{\infty } \otimes _{K_m} -$
, and in
$\operatorname {\mathrm {Rep}}_{K_{\infty }}(G_0 \times H_0)$
Proof. This follows directly from Corollary 3.9 as
$K_m = K_{\infty }^{Z_m}$
. The final claim follows from the description of
$\operatorname {\mathrm {Rep}}^m_{K_{\infty }}(G_0 \times H_0)$
, and the fact that the subgroups
$Z_m$
form a neighbourhood basis of the identity in
$G_0 \times H_0$
.
We therefore have equivalences
which are compatible by the above discussion and we may therefore take the direct limit
Because
$\Phi _{\operatorname {\mathrm {LT}},m}^0$
is an equivalence at each level, we have the following.
Theorem 5.4. The functors
are equivalences of categories.
5.1
$H_0$
-equivariant Drinfeld bundles on
${\mathcal Y}$
Kohlhaase defined equivalences,
where
${\mathbf {Vect}}^{H_0}_{\operatorname {\mathrm {Dr}}}({\mathcal Y})$
is an analogously defined category of
$H_0$
-equivariant Drinfeld bundles on
${\mathcal Y}$
.
We can similarly define, for each level
$m \geq 1$
,
with essential image denoted
${\mathbf {Vect}}^{H_0}_{\operatorname {\mathrm {Dr}},m}({\mathcal Y})$
, and have functors
for which we can take the direct limit
We can deduce that
$\Phi ^0_{\operatorname {\mathrm {Dr}}}$
and each
$\Phi _{\operatorname {\mathrm {Dr}},m}^0$
are equivalences from the following compatibility result.
Proposition 5.5. For any
$m \geq 1$
, the composition
is naturally isomorphic to
$\Phi _{\operatorname {\mathrm {Dr}},m}^0$
and
$\Phi _{\operatorname {\mathrm {Dr}},m}^0$
is an equivalence. In particular, the composition
is naturally isomorphic to
$\Phi ^0_{\operatorname {\mathrm {Dr}}}$
and
$\Phi ^0_{\operatorname {\mathrm {Dr}}}$
is an equivalence.
Proof. For
$m \geq 1$
, suppose that
${\mathcal V} \in {\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
. As all spaces are quasi-Stein, it is sufficient to give the isomorphism on global sections. Writing
$M = \Gamma (\Omega , {\mathcal V})$
, then in the notation of [Reference Kohlhaase13],
$$ \begin{align*} \Gamma(\Omega, {\mathbb D}_{\operatorname{\mathrm{LT}}}({\mathcal V})) &= (C_m \otimes_{A_0} M)^{G_0}, \\ &\equiv (B_m \hat{\otimes}_{K_m} A_m \otimes_{A_0} M)^{G_0},\\ &\equiv (B_m \hat{\otimes}_{K_m} (A_m \otimes_{A_0} M)^{G_m})^{G_0 / G_m}, \\ &\equiv (B_m \hat{\otimes}_{K_m} (A_m \otimes_{K_m} V)^{G_m})^{G_0 / G_m}. \end{align*} $$
Here for the third equality we use [Reference Kohlhaase13, Lem. 3.3] and the fact that
$G_m$
acts trivially on
$B_m$
. In particular, if
${\mathcal V} = \Phi ^0_{\operatorname {\mathrm {LT}},m}(V)$
, then
$A_m \otimes _{A_0} M = A_m \otimes _{K_m} V$
and
$$ \begin{align*} B_m \hat{\otimes}_{K_m} (A_m \otimes_{A_0} M)^{G_m} &= B_m \hat{\otimes}_{K_m} (A_m \otimes_{K_m} V)^{G_m}, \\ &= B_m \hat{\otimes}_{K_m} (K_m \otimes_{K_m} V), \\ &\equiv B_m \otimes_{K_m} V, \end{align*} $$
using that
$G_m$
acts trivially on V, and thus there is a natural isomorphism
$$ \begin{align*} \Gamma(\Omega, {\mathbb D}_{\operatorname{\mathrm{LT}}}(\Phi^0_{\operatorname{\mathrm{LT}},m}(V))) &\equiv (B_m \otimes_{K_m} V)^{G_0 / G_m}, \\ &= \Gamma(\Omega, \Phi^0_{\operatorname{\mathrm{Dr}},m}(V)). \\[-38pt] \end{align*} $$
Remark 5.6. One can define analogous categories
${\mathbf {VectCon}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
and
${\mathbf {VectCon}}^{H_0}_{\operatorname {\mathrm {Dr}}}({\mathcal Y})$
, and by defining appropriate
${\mathcal D}$
-module structures extend Kohlhaase’s equivalences to equivalences
which are extensions in the sense that there are natural forgetful maps from these categories to those of Kohlhaase for which the diagram

commutes. With these equivalences, one can further check that the natural isomorphisms of Proposition 5.5 respect the
${\mathcal D}$
-module structure, and hence that Proposition 5.5 continues to hold with
${\mathbf {Vect}}$
replaced by
${\mathbf {VectCon}}$
everywhere.
5.2 Applications
From now on we focus on the Drinfeld side, but in light of Section 5.1 all the following results can be translated to the Lubin-Tate side. In this section we apply the results of Section 5 and Section 3.1 to understand the categories
${\mathbf {VectCon}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
and
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
. First, we have the following immediate consequence.
Corollary 5.7. The categories
${\mathbf {VectCon}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
and
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
are semisimple.
Proof. Each category
$\operatorname {\mathrm {Rep}}_{K_m}^{Z_m}(G_0 \times H_0)$
is semisimple, by [Reference Montgomery17, Cor. 0.2]. Each inclusion
is closed under sub-quotients by Lemma 5.3 and thus
$\operatorname {\mathrm {Rep}}^{\operatorname {\mathrm {sm}}}_{K_{\infty }}(G_0 \times H_0)$
is semisimple.
Remark 5.8. Both
${\mathbf {VectCon}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
and
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
are closed under sub-quotients in the ambient categories
${\mathbf {VectCon}}^{G_0}(\Omega )$
and
${\mathbf {Vect}}^{G_0}(\Omega )$
by Proposition 3.4. Therefore any semisimple decomposition is also semisimple in the larger category.
In light of Theorem 5.4, to understand
${\mathbf {VectCon}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
and
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
we are reduced to understanding the category
$\operatorname {\mathrm {Rep}}^{\operatorname {\mathrm {sm}}}_{K_{\infty }}(G_0 \times H_0)$
. One source of objects is the category
$\operatorname {\mathrm {Rep}}^{\operatorname {\mathrm {sm}}}_K(G_0 \times H_0)$
.
Definition 5.4. We denote by
$K_{\infty } \otimes _K -$
the canonical base change functor
from the category of smooth (linear) representations of
$G_0 \times H_0$
over K, and set
for the composition of
$K_{\infty } \otimes _K -$
with the equivalence
$\Phi ^0_{\operatorname {\mathrm {LT}}}$
.
Remark 5.9. By abuse of notation we also write
$\Psi ^0_{G \times H}$
for the composition of
$\Psi ^0_{G \times H}$
with the forgetful map to
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
. Additionally, if
$V \in \operatorname {\mathrm {Rep}}_{K}^{Z_m}(G_0 \times H_0)$
, then as the diagram

commutes, the associated Lubin-Tate bundle is explicitly described by
$$ \begin{align} \begin{aligned} \Psi^0_{G \times H}(V) &= \Phi^0_{\operatorname{\mathrm{LT}},m}(K_m \otimes_K V), \\ &= (\mathcal{O}_{{\mathcal N}_m} \otimes_{K_m} (K_m \otimes_K V))^{H_0/H_m}, \\ &= (\mathcal{O}_{{\mathcal N}_m} \otimes_K V)^{H_0/H_m}. \end{aligned} \end{align} $$
Definition 5.5. We define
$$ \begin{align*} \Psi_{G}^0 &\colon \operatorname{\mathrm{Rep}}_K^{\operatorname{\mathrm{sm}}}(G_0) \rightarrow {\mathbf{VectCon}}_{\operatorname{\mathrm{LT}}}^{G_0}(\Omega),\\ \Psi_{H}^0 &\colon \operatorname{\mathrm{Rep}}_K^{\operatorname{\mathrm{sm}}}(H_0) \rightarrow {\mathbf{VectCon}}_{\operatorname{\mathrm{LT}}}^{G_0}(\Omega), \end{align*} $$
to each be the post-composition of
$\Psi ^0_{G \times H}$
with the respective inflation functor
$$ \begin{align*} \operatorname{\mathrm{Rep}}_K^{\operatorname{\mathrm{sm}}}(G_0) \rightarrow \operatorname{\mathrm{Rep}}_K^{\operatorname{\mathrm{sm}}}(G_0 \times H_0),\\ \operatorname{\mathrm{Rep}}_K^{\operatorname{\mathrm{sm}}}(H_0) \rightarrow \operatorname{\mathrm{Rep}}_K^{\operatorname{\mathrm{sm}}}(G_0 \times H_0), \end{align*} $$
induced by the corresponding projection from
$G_0 \times H_0$
to
$G_0$
or
$H_0$
.
Similarly to above, when composed with the forgetful equivalence, these give functors to
${\mathbf {Vect}}_{\operatorname {\mathrm {LT}}}^{G_0}(\Omega )$
which we also denote by
$\Psi _G^0$
and
$\Psi _H^0$
. Kohlhaase also considered functors from
$\operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(G_0)$
and
$\operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H_0)$
to
${\mathbf {Vect}}_{\operatorname {\mathrm {LT}}}^{G_0}(\Omega )$
[Reference Kohlhaase13, Thm. 3.8]. The following shows that these coincide with
$\Psi _{G}^0$
and
$\Psi _{H}^0$
.
Lemma 5.10. For
$V \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(G_0)$
and
$W \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H_0)$
there are natural isomorphisms,
$$ \begin{align*} \Psi_{G}^0(V) &\cong \mathcal{O}_{\Omega} \otimes_K V, \\ \Psi_{H}^0(W) &\cong {\mathbb D}_{\operatorname{\mathrm{LT}}}(\mathcal{O}_{{\mathcal Y}} \otimes_K W) \end{align*} $$
in
${\mathbf {Vect}}_{\operatorname {\mathrm {LT}}}^{G_0}(\Omega )$
.
Proof. From the explicit description (5.3) above, if
$G_m$
acts trivially on V, then
$$ \begin{align*} \Psi_{G}^0(V) &= (\mathcal{O}_{{\mathcal N}_m} \otimes_K V)^{H_0/H_m}, \\ &= \mathcal{O}_{{\mathcal N}_m}^{H_0/H_m} \otimes_K V, \\ &= \mathcal{O}_{\Omega} \otimes_K V \end{align*} $$
because
$H_0$
acts trivially on V. The claim for
$\Psi _{H}^0(W)$
follows similarly using Proposition 5.5.
Lemma 5.11. The functors
$\Psi _{G}^0$
and
$\Psi _{H}^0$
are fully faithful and preserve irreducibility.
Proof. This follows directly from Corollary 3.9 with triples
$(K_{\infty }, G_0 \times H_0,H_0)$
and
$(K_{\infty }, G_0 \times H_0,G_0)$
respectively, as
$K_{\infty }^{G_0} = K = K_{\infty }^{H_0}$
.
Using
$\Psi _{G}^0$
and
$\Psi _{H}^0$
, we can describe the category of
$G_0$
-equivariant Lubin-Tate bundles more concretely when
$n = 1$
.
Lemma 5.12. When
$n=1$
, each functor of the diagram
is an equivalence, and the same holds for
$\operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(G_0)$
replaced with
$\operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H_0)$
.
In particular, when
$n = 1$
both
$\Psi _G^0$
and
$\Psi _H^0$
are equivalences of categories.
Proof. The functor
$K_{\infty } \otimes _K -$
is the direct limit of the functors
which are equivalences with inverse
$(-)^{H_0 / H_m}$
when
$n = 1$
by Galois descent [Reference Taylor24, Prop. 2.53], as
$H_0 / H_m$
is the Galois group of
$K_m / K$
. The same holds similarly for
$G_0$
and
$H_0$
swapped.
However for
$n \geq 2$
, the essential images of
$\Psi _G^0$
and
$\Psi _H^0$
will not coincide in general, as was noted by Kohlhaase [Reference Kohlhaase13, Rem. 3.9]. From the work we have done above, we can now give a precise description of the intersection of the essential images of
$\Psi _G^0$
and
$\Psi _H^0$
.
Theorem 5.13. The intersection of the essential images of
$\Psi _G^0$
and
$\Psi _H^0$
is the full subcategory consisting of objects
for
$V \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(\mathcal {O}_F^\times )$
, viewed as an object of
$\operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(G_0)$
via inflation along
$\det \colon G_0 \rightarrow \mathcal {O}_F^\times $
.
Remark 5.14. When
$(n,p) \neq (2,2)$
the determinant
$\det \colon G_0 \rightarrow \mathcal {O}_F^{\times }$
is an abelianisation of
$G_0$
[Reference Litoff16], and therefore when K is a splitting field for
$\operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(\mathcal {O}_F^\times )$
(e.g. if K is algebraically closed), then the intersection of Proposition 5.13 is simply the full subcategory of direct sums of
$\mathcal {O}_{\Omega } \otimes \chi $
, for
$\chi $
a smooth character of
$G_0$
over K.
Proof. Fix an object
$V \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(G_0)$
, and let
$m \geq 1$
be such that
$V^{G_m} = V$
. We take L to be a finite extension of K which is a splitting field for the group
, and set
(which has an action of
$G_0 \times H_0$
which is trivial on the first component). We first note that by Theorem 5.4 and Lemma 5.3, the following statements are equivalent:
-
•
$\Psi _G^0(V)$
is in the essential image of
$\Psi _H^0 \colon \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H_0) \rightarrow {\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
, -
•
$K_{\infty } \otimes _K V$
is in the essential image of
$K_{\infty } \otimes _K - \colon \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H_0) \rightarrow \operatorname {\mathrm {Rep}}_{K_{\infty }}^{\operatorname {\mathrm {sm}}}(G_0 \times H_0)$
, -
•
$K_m \otimes _K V$
is in the essential image of
$K_{m} \otimes _K - \colon \operatorname {\mathrm {Rep}}_K^{H_m}(H_0) \rightarrow \operatorname {\mathrm {Rep}}_{K_m}^{Z_m}(G_0 \times H_0)$
.
We are therefore reduced to showing that this final condition is equivalent to V being inflated from
$\operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(\mathcal {O}_F^\times )$
. We first consider
$V_L$
. Taking the triple
$(F,G,H)$
in Corollary 3.8 and Corollary 3.9 to be
$(L_m, G_0 \times H_0, G_0)$
, this essential image of the functor
consists of exactly those U for which the inequality
is an equality. Taking
$U = L_m \otimes _L V_L$
this inequality becomes
By the normal basis theorem [Reference Chase, Harrison and Rosenberg8, Thm. 4.2(c)] we have that
$L_m \cong L[A]$
as
$L[A]$
-modules because
$L_m/L$
is Galois with Galois group A. Writing
$V_L$
as the direct sum of irreducible representations
$V_i$
, the inequality (5.4) is an equality if and only it is for each
$V_i$
, and, by our assumption that L is a splitting field of A, (5.4) is an equality for a fixed
$V_i$
if and only if some twist of
$V_i$
by an inflated character of A is trivial, or equivalently that
$V_i$
is an inflated character of A.
In summary,
$L_m \otimes _L V_L$
is in the essential image of the functor
$L_m \otimes _L -$
above if and only if
$V_L$
is inflated from a smooth representation of
$\mathcal {O}_F^\times $
. In particular, if
$K_m \otimes _K V \cong K_m \otimes _K W$
for some
$W \in \operatorname {\mathrm {Rep}}_K^{H_m}(H_0)$
, then
$V_L \cong W_L$
and
$V_L$
is in the essential image of
$L_m \otimes _L -$
, so
$V_L$
and hence V is inflated from a smooth representation of
$\mathcal {O}_F^\times $
. Conversely, suppose that V is inflated from a smooth representation of
$\mathcal {O}_F^\times $
. Then
$V_L$
is too and hence
$L_m \otimes _L V_L$
is in the essential image of
$L_m \otimes _L -$
. We claim that
$K_m \otimes V \cong K_m \otimes W$
for
. Indeed, the natural map
is an isomorphism, because after applying
$L \otimes _K -$
it becomes the map
Remark 5.15. In fact, using the results of [Reference Taylor26] it is possible to show that
$\Psi ^0_G(\chi ) \cong \Psi _H^0(\chi )$
for any smooth character
$\chi $
of
$\mathcal {O}_F^\times $
viewed as a character of
$G_0$
and
$H_0$
by inflation along
$\det $
and
$\operatorname {\mathrm {Nrd}}$
. Later, we will show that the analogous statement for the groups G and H holds (cf. Theorem 8.1). For any such
$\chi $
as above,
$\chi \otimes 1$
and
$1 \otimes \chi $
are non-isomorphic objects of
$\operatorname {\mathrm {Rep}}^{\operatorname {\mathrm {sm}}}_K(G_0 \times H_0)$
which become isomorphic in
$\operatorname {\mathrm {Rep}}^{\operatorname {\mathrm {sm}}}_{K_{\infty }}(G_0 \times H_0)$
. In particular, unlike both
$\Psi ^0_{G}$
and
$\Psi ^0_{H}$
, the functor
$\Psi ^0_{G \times H}$
is not fully faithful.
Again, using the results of [Reference Taylor26] it is possible to show that
$\Psi ^0_{G \times H}$
is not essentially surjective in general. However, one can at least show that each object of
${\mathbf {Vect}}^{G_0}_{\operatorname {\mathrm {LT}}}(\Omega )$
is a sub-object of an object in its essential image. On the other hand, we will show that the analogous functor
$\Psi _{G \times H}$
for the groups G and H is in fact essentially surjective (cf. Theorem 6.10).
6
G-equivariant Lubin-Tate bundles on
$\Omega $
In this section, we show that the category of G-equivariant Lubin-Tate bundles on
$\Omega $
defined by Kohlhaase is equivalent to the category of finite-dimensional smooth representations of H over K.
Definition 6.1. An object
${\mathcal V}$
of
${\mathbf {Vect}}^{G}(\Omega )$
or
${\mathbf {VectCon}}^G(\Omega )$
is Lubin-Tate if the restriction
and further that
${\mathcal V}$
is Lubin-Tate of level m if the same is true of
${\mathcal V}|_{G_0}$
. We let
$$ \begin{align*} {\mathbf{VectCon}}^{G}_{\operatorname{\mathrm{LT}}}(\Omega) &= \bigcup_{m \geq 1} {\mathbf{VectCon}}^{G}_{\operatorname{\mathrm{LT}},m}(\Omega), \\ {\mathbf{Vect}}^{G}_{\operatorname{\mathrm{LT}}}(\Omega) &= \bigcup_{m \geq 1} {\mathbf{Vect}}^{G}_{\operatorname{\mathrm{LT}},m}(\Omega), \end{align*} $$
denote the corresponding full subcategories of G-equivariant Lubin-Tate bundles on
$\Omega $
.
Remark 6.1. The category
${\mathbf {Vect}}^G_{\operatorname {\mathrm {LT}}}(\Omega )$
agrees with that defined by Kohlhaase [Reference Kohlhaase13, Def. 4.2].
To construct objects of
${\mathbf {Vect}}^G_{\operatorname {\mathrm {LT}}}(\Omega )$
and
${\mathbf {VectCon}}^G_{\operatorname {\mathrm {LT}}}(\Omega )$
one can use the functors of Section 3.
Definition 6.2. For
$m \geq 1$
, we set
.
The space
${\mathcal M}_m$
is the disjoint union of spaces
where
${\mathcal M}_m^0 = {\mathcal N}_m$
, and the action of the uniformiser
$\Pi $
of D in H induces
$G^0$
-equivariant isomorphisms
$\Pi ^i \colon {\mathcal M}^i_m \xrightarrow {\sim } {\mathcal M}^0_m = {\mathcal N}_m$
[Reference Taylor24, §7.1]. From this,
because
$c({\mathcal N}_m) = \mathcal {O}({\mathcal N}_m)^{G_m}$
(see Section 5), and therefore
In particular, the triple
$(X,G,H) = ({\mathcal M}_m, G \times H/H_m, G_m)$
fits into the formalism of Section 3 with
$L_m$
equal to the K-algebra L of Section 3 in either case (A) or (B).
For example, using this approach one obtains functors
However, unlike with the
$G^0$
-equivariant Lubin-Tate bundles considered above, the subgroup
$G_m \leq G$
is no longer normal, and so the functor (cf. Remark 3.7)
doesn’t obviously factor through the forgetful map
$\operatorname {\mathrm {Rep}}_{L_m}^{H_m \times G_m}(G \times H) \rightarrow {\mathbf {Mod}}_{L_m}$
and give us a candidate inverse functor.
The key result of this section is an alternative definition of a G-equivariant Lubin-Tate bundle, which fixes this issue, and gives a semilinear representation theoretic description of this category.
Definition 6.3. For
$m \geq 1$
, set
$G^m = \det ^{-1}(1 + \pi ^m \mathcal {O}_F)$
.
We have that
$G^m \leq G^0$
and
$G^m$
acts on
$K_m$
through the determinant action considered at the start of Section 4, and hence
The action of the uniformiser of H induces
$G^0$
-equivariant isomorphisms
$K_m \xrightarrow {\sim } c({\mathcal M}_m^i) $
, and thus
We can interpret this as a statement about Lubin-Tate bundles, namely that for any
$m \geq 1$
the trivial Lubin-Tate bundle
${\mathcal V} = \mathcal {O} \in {\mathbf {Vect}}^G(\Omega )$
satisfies
The following asserts that this is actually true of any Lubin-Tate bundle of level m.
Lemma 6.2. Suppose that
${\mathcal V} \in {\mathbf {Vect}}^{G}(\Omega )$
,
$m \geq 1$
, and set
Then the following are equivalent:
-
1.
${\mathcal V} \in {\mathbf {Vect}}^{G}_{\operatorname {\mathrm {LT}},m}(\Omega )$
, -
2.
${\mathcal V} \in {\mathbf {Vect}}^{G}_{\operatorname {\mathrm {LT}},m}(\Omega )$
and
${\mathcal W}({\mathcal N}_m)^{G_m} = {\mathcal W}({\mathcal N}_m)^{G^m}$
, -
3. The natural map
is an isomorphism.
$$\begin{align*}\mathcal{O}_{{\mathcal M}_m} \otimes_{L_m} {\mathcal W}({\mathcal M}_m)^{G^m} \rightarrow {\mathcal W} \end{align*}$$
The same holds with
${\mathbf {Vect}}$
replaced with
${\mathbf {VectCon}}$
throughout.
Proof. Note that
${\mathcal V}$
is Lubin-Tate if and only if the natural map
is an isomorphism, or equivalently if and only if the natural map
is an isomorphism, as the action of a uniformiser of H provides
$G^0$
-equivariant isomorphisms
for all
$i \in {\mathbb Z}$
, which are compatible with the actions of
$\mathcal {O}({\mathcal N}_m)$
and
$\mathcal {O}({\mathcal M}_m^i)$
. In particular, it is immediate that
$(3)$
implies
$(1)$
, as
${\mathcal W}({\mathcal N}_m)^{G^m} \subset {\mathcal W}({\mathcal N}_m)^{G_m}$
, and that
$(2)$
implies
$(3)$
.
In order to see that
$(1)$
implies
$(2)$
, suppose that
${\mathcal V}$
is Lubin-Tate of level m. We want to show that
${\mathcal W}({\mathcal N}_m)^{G_m} = {\mathcal W}({\mathcal N}_m)^{G^m}$
. Note that because
$G^m = \operatorname {\mathrm {SL}}_n(F) G_m$
, we are reduced to showing that if
$z \in {\mathcal W}({\mathcal N}_m)^{G_m}$
, then z is fixed by all
$g \in \operatorname {\mathrm {SL}}_n(F)$
. For any
$t \geq m$
, we have a
$K_t \rtimes G^0$
-module
and, because these actions are compatible, a
$K_{\infty } \rtimes G^0$
-module
A priori, it is not clear that
$\operatorname {\mathrm {SL}}_n(F)$
even preserves
$V_m^{G_m}$
. However, the inclusion
$V_m \hookrightarrow V_\infty $
is
$G^0$
-equivariant, and hence
Therefore, if we can show that
$\operatorname {\mathrm {SL}}_n(F)$
acts trivially on
$V_{\infty }^{G^0\text {-}\operatorname {\mathrm {sm}}}$
, it must also act trivially on
$V_m^{G_m}$
.
From the definition
${\mathcal V}$
being Lubin-Tate of level m, we have that
and so applying
$\mathcal {O}({\mathcal N}_t) \otimes _{\mathcal {O}({\mathcal N}_m)} - $
,
The right-hand side is nothing but
$V_t$
, and when we take the
$G_t$
-invariants this becomes
because
$\mathcal {O}({\mathcal N}_t)^{G_t} = K_t$
and the action of
$G_t$
on
$V_m^{G_m}$
is trivial. In particular,
$$ \begin{align*} \begin{array}{llclc} V_{\infty}^{G^0\text{-}\operatorname{\mathrm{sm}}} &=& \displaystyle{\bigcup_{r \geq m} V_{\infty}^{G_r}} & = &\displaystyle{\bigcup_{r \geq m} \left( \varinjlim_{t \geq m} V_t \right)^{G_r}} \\ &=& \displaystyle{\varinjlim_{r,t \geq m} V_t^{G_r}} &=& \displaystyle{\varinjlim_{t \geq m} V_t^{G_t}} \\ &\cong& \displaystyle{\varinjlim_{t \geq m} K_t \otimes_{K_m} V_m^{G_m}} &\cong& {K_{\infty} \otimes_{K_m} V_m^{G_m}}, \end{array} \end{align*} $$
where we have used that the diagonal is cofinal in the direct limit. In particular,
$V_{\infty }^{G^0\text {-}\operatorname {\mathrm {sm}}}$
is a smooth
$K_{\infty }[\operatorname {\mathrm {SL}}_n(F)]$
-module, which is free of finite rank over
$K_{\infty }$
, because the same is true of
$V_m$
over
$K_m$
, and hence
$\operatorname {\mathrm {SL}}_n(F)$
has to act trivially by the following lemma.
Lemma 6.3. The only open normal subgroup of
$\operatorname {\mathrm {SL}}_n(F)$
is
$\operatorname {\mathrm {SL}}_n(F)$
.
Proof. Write Z for the centre of
$\operatorname {\mathrm {SL}}_n(F)$
. If N is a normal subgroup of
$\operatorname {\mathrm {SL}}_n(F)$
, then
$NZ / Z$
is a normal subgroup of
$\text {PSL}_n(F)$
which is simple [Reference Lang14, Thm. 8.4, Thm. 9.3]. If
$NZ = Z$
, then
$N \subset Z$
and N is finite, and thus N cannot be open. If
$NZ / Z = \text {PSL}_n(F)$
, then
$NZ = \operatorname {\mathrm {SL}}_n(F)$
and N is a finite index subgroup of
$\operatorname {\mathrm {SL}}_n(F)$
with abelian quotient
$\operatorname {\mathrm {SL}}_n(F) / N = NZ / N \cong Z / (Z \cap N)$
. But this quotient must be trivial, as
$\operatorname {\mathrm {SL}}_n(F)$
is perfect [Reference Lang14, Thm. 8.3, Thm. 9.2].
Definition 6.4. For
$m \geq 1$
, we define
$Y_m = G^m \times H_m$
.
Corollary 6.4. For any
$m \geq 1$
, the functors
are equivalences of categories, and
${\mathbf {VectCon}}^{G}_{\operatorname {\mathrm {LT}},m}(\Omega )$
and
${\mathbf {Vect}}^{G}_{\operatorname {\mathrm {LT}},m}(\Omega )$
are closed under sub-quotients.
Furthermore, these are compatible with respect to the forgetful functor
where
$e_0$
is the idempotent of
$L_m$
corresponding to
$K_m$
, in the sense that the diagram

commutes.
Proof. For
${\mathbf {VectCon}}$
, the functor is the composition of
from Section 3 (with
$(X,G,H)$
taken as
$({\mathcal M}_m, G \times H/H_m, G^m)$
) and the equivalences
of [Reference Taylor24, Prop. 2.53] and [Reference Taylor24, §7.5]. The assumptions of Section 3 are satisfied, as
$G \times H / H_m$
acts transitively on the components
$({\mathcal M}_m^i)_{i \in {\mathbb Z}}$
of
${\mathcal M}_m$
[Reference Taylor24, §7.1], and each connected component X of
${\mathcal M}_m$
is irreducible as a
$G_m\text {-}\mathcal {O}_{X}$
-module by Corollary 4.2 and the isomorphisms
${\mathcal M}_m^i \xrightarrow {\sim } {\mathcal N}_m$
induced by the action of a uniformiser of H. Therefore the first part of the statement follows from Proposition 3.4 and Lemma 6.2. The commutativity follows from the commutativity of

which commutes by construction, and the commutativity of

which commutes because the left-hand square does by definition and the right-hand square does by [Reference Taylor24, Lem. 7.10]. The same holds with
${\mathbf {VectCon}}$
replaced by
${\mathbf {Vect}}$
everywhere.
Remark 6.5. For the equivalence of categories part of Corollary 6.4 one doesn’t need the full force of the results of Section 3, it being possible to show directly that
$(\mathcal {O}_{{\mathcal M}_m} \otimes _{L_m} -)^H$
has inverse
$(\mathcal {O}({\mathcal M}_m) \otimes _{\mathcal {O}(\Omega )} (-)(\Omega ))^{G^m}$
, the key property used being the characterisation of Lemma 6.2.
For
$m' \geq m$
, there is a fully faithful inclusion functor
and this is compatible with inclusion of Lubin-Tate bundles of levels m and
$m'$
in the sense that

commutes.
Definition 6.5. We define
$$ \begin{align*} \Psi_{G} &\colon \operatorname{\mathrm{Rep}}_K^{\operatorname{\mathrm{sm}}}(G) \rightarrow {\mathbf{VectCon}}_{\operatorname{\mathrm{LT}}}^{G}(\Omega),\\ \Psi_{H} &\colon \operatorname{\mathrm{Rep}}_K^{\operatorname{\mathrm{sm}}}(H) \rightarrow {\mathbf{VectCon}}_{\operatorname{\mathrm{LT}}}^{G}(\Omega), \end{align*} $$
as the direct limits of the functors
$$ \begin{align*} \operatorname{\mathrm{Rep}}_K^{G^m}(G) \xrightarrow{L_m \otimes_K -} \operatorname{\mathrm{Rep}}_{L_m}^{Y_m}(G \times H) \rightarrow {\mathbf{VectCon}}^{G}_{\operatorname{\mathrm{LT}},m}(\Omega),\\ \operatorname{\mathrm{Rep}}_K^{H^m}(H) \xrightarrow{L_m \otimes_K -} \operatorname{\mathrm{Rep}}_{L_m}^{Y_m}(G \times H) \rightarrow {\mathbf{VectCon}}^{G}_{\operatorname{\mathrm{LT}},m}(\Omega). \end{align*} $$
Here we have used that the categories
$\operatorname {\mathrm {Rep}}_K^{G^m}(G)$
exhaust
$\operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(G)$
, which is true because
$\operatorname {\mathrm {Rep}}_K^{G_m}(G) = \operatorname {\mathrm {Rep}}_K^{G^m}(G)$
as a consequence of the following lemma.
Lemma 6.6. The normal closure of
$G_m$
in G is
$G^m$
.
Proof. Let N be the normal closure of
$G_m$
in G. Then
$N \cap \operatorname {\mathrm {SL}}_n(F)$
is an open normal subgroup of
$\operatorname {\mathrm {SL}}_n(F)$
, hence
$\operatorname {\mathrm {SL}}_n(F) \subset N$
by Lemma 6.3, and thus
$G^m \subset N$
, as
$G^m = \operatorname {\mathrm {SL}}_n(F)G_m$
because the determinant map
$\det \colon G_m \rightarrow 1 + \pi ^m \mathcal {O}_F$
is surjective.
Remark 6.7. By abuse of notation we will also view
$\Psi _{G}$
and
$\Psi _H$
as functors to
${\mathbf {Vect}}^{G}_{\operatorname {\mathrm {LT}}}(\Omega )$
.
Kohlhaase also considered functors from
$\operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(G)$
and
$\operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H)$
to
${\mathbf {Vect}}_{\operatorname {\mathrm {LT}}}^{G}(\Omega )$
[Reference Kohlhaase13, Thm. 4.5], using the equivalences,
where
${\mathbf {Vect}}^{H}_{\operatorname {\mathrm {Dr}}}({\mathbb P}^{n-1})$
is an analogously defined category of H-equivariant Drinfeld bundles on
${\mathbb P}^{n-1}$
. The following shows that these coincide with
$\Psi _{G}$
and
$\Psi _{H}$
.
Lemma 6.8. For
$V \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(G)$
and
$W \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H)$
there are natural isomorphisms,
$$ \begin{align*} \Psi_{G}(V) &\cong \mathcal{O}_{\Omega} \otimes_K V, \\ \Psi_{H}(W) &\cong {\mathbb D}_{\operatorname{\mathrm{Dr}}}(\mathcal{O}_{{\mathbb P}^{n-1}} \otimes_K W) \end{align*} $$
in
${\mathbf {Vect}}_{\operatorname {\mathrm {LT}}}^{G}(\Omega )$
.
Proof. If
$G^m$
acts trivially on V, then
$$ \begin{align*} \Psi_{G}(V) &= (\mathcal{O}_{{\mathcal M}_m} \otimes_K V)^{H/H_m}, \\ &= \mathcal{O}_{{\mathcal M}_m}^{H/H_m} \otimes_K V, \\ &= \mathcal{O}_{\Omega} \otimes_K V \end{align*} $$
because H acts trivially on V. For the description of
$\Psi _{H}(W)$
, as all spaces are the disjoint union of quasi-Stein spaces it is sufficient to give the isomorphism on global sections. As W is smooth some
$H_m$
acts trivially on W, and from [Reference Kohlhaase13, §4 (26)] we have that (in the notation of [Reference Kohlhaase13]),
$$ \begin{align*} \Gamma(\Omega, {\mathbb D}_{\operatorname{\mathrm{Dr}}}(\mathcal{O}_{{\mathbb P}^{n-1}} \otimes_K W)) &= (\mathbb{C}_{\infty} \otimes_{K} W)^{H}, \\ &\equiv (\mathbb{C}_{\infty}^{H_m} \otimes_{K} W)^{H/H_m}, \\ &\equiv (\mathbb{A}_{m} \otimes_{K} W)^{H/H_m},\\ &= \Gamma(\Omega, \Psi_G(V)) \end{align*} $$
using [Reference Kohlhaase13, Lem. 3.3] for the second equality, and that
$\mathbb {C}_{\infty }^{H_m} = \mathbb {A}_m$
[Reference Kohlhaase13, Thm. 4.3] for the third.
Proposition 6.9. The functors
$\Psi _{G}$
and
$\Psi _{H}$
are fully faithful and preserve irreducibility.
Proof. Each is the composition of fully faithful functors. The functors
$$ \begin{align*} L_m \otimes_K - \colon \operatorname{\mathrm{Rep}}_K^{G^m}(G) \rightarrow \operatorname{\mathrm{Rep}}_{L_m}^{Y_m}(G \times H),\\ L_m \otimes_K - \colon \operatorname{\mathrm{Rep}}_K^{H^m}(H) \rightarrow \operatorname{\mathrm{Rep}}_{L_m}^{Y_m}(G \times H), \end{align*} $$
both preserve irreducibility, by Corollary 3.9 with
$(F,G,H)$
taken as
$(L_m, G / G^m \times H / H_m, H/H_m)$
and
$(L_m, G / G^m \times H / H_m, G/G^m)$
respectively, and the functors
$\operatorname {\mathrm {Rep}}_{L_m}^{Y_m}(G \times H) \rightarrow {\mathbf {VectCon}}^G_{\operatorname {\mathrm {LT}},m}(\Omega )$
and
$\operatorname {\mathrm {Rep}}_{L_m}^{Y_m}(G \times H) \rightarrow {\mathbf {Vect}}^G_{\operatorname {\mathrm {LT}},m}(\Omega )$
preserve irreducibility by Corollary 6.4.
It turns out that
$\Psi _H$
is actually an equivalence of categories.
Theorem 6.10. The functors
are equivalences of categories.
Proof. This follows from Corollary 6.4, once we show that each
is an equivalence. To see this, set
and note that there are pullback functors
which are equivalences: the second as
$G^0 / G^m$
is the Galois group of
$X_m / X_0$
([Reference Taylor24, Prop. 2.53]) and the first by [Reference Taylor24, Ex. 2.33], using the fact that
$G / G^0$
acts on the connected components of
$X_0$
simply transitively. Taking global sections, this becomes
the composition of which coincides with
$L_m \otimes _K -$
above.
Remark 6.11. Similarly, one can show
$\Psi _G$
is also an equivalence when
$n = 1$
(cf. [Reference Kohlhaase13, Prop. 4.6]).
When
$n \geq 2$
, however,
$\Psi _G$
is not an equivalence. To construct an object outside the essential image, let
$W \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H)$
be any representation of H which is non-trivial on
$\operatorname {\mathrm {SL}}_1(D)$
, the kernel of the reduced norm
$\operatorname {\mathrm {Nrd}} \colon H \rightarrow F^{\times }$
. For example one could take W to be any of the representations
$V_m$
of [Reference Taylor24, Ex. 7.17], where the condition that
$n \geq 2$
is used to ensure that
$\operatorname {\mathrm {SL}}_1(D) \neq 0$
.
Let L be an extension of K containing
$F^{\operatorname {\mathrm {ab}}}$
. Because
$\Psi _H$
commutes with base change (by Remark 7.1 and [Reference Taylor24, Lem. B.2]),
$\Psi _H(W)_L \cong \Psi _{H, L}(W_L)$
, and by [Reference Taylor24, Thm. C]
$\Psi _{H, L}(W_L)$
is non-trivial when restricted to
${\mathbf {VectCon}}(\Omega )$
, in the sense that it is not the direct sum of
$\dim _K(W)$
copies of
$\mathcal {O}_{\Omega }$
.
On the other hand, by Lemma 6.8 we have that for every
$V \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(G)$
,
$\Psi _G(V)_L = \mathcal {O}_{\Omega } \otimes _K V = \mathcal {O}_{\Omega , L} \otimes _L V_L$
, and therefore
$\Psi _G(V)_L$
is isomorphic to the direct sum of
$\dim _K(V)$
copies of
$\mathcal {O}_{\Omega _L}$
when restricted to
${\mathbf {VectCon}}(\Omega )$
.
In particular,
$\Psi _{H}(W) \not \cong \Psi _G(V)$
for any
$V \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(G)$
, and therefore
$\Psi _{H}(W)$
is not in the essential image of
$\Psi _G$
.
Corollary 6.12. The functor
is an equivalence of categories.
7
$G^0$
-finite vector bundles on
$\Omega $
In this section we consider the functors

which are defined in the same way as [Reference Taylor24, §7.7, §7.8]. We describe how one can use the results of Section 3 and Section 4.2 to show that the main result of [Reference Taylor24] also holds for these functors.
Remark 7.1. For
$V \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H)$
and
$W \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H_0)$
, there are natural isomorphisms
$$ \begin{align*} \Phi_H(V) &\cong \Psi_H(V^*), \\ \Phi_H^0(W) &\cong \Psi^0_H(W^*) \end{align*} $$
as G-equivariant (resp.
$G_0$
-equivariant) vector bundles (with connection). This follows from Remark 6.7 together with [Reference Taylor24, Thm. 6.1(1)] and the construction of
$\Phi _H^0$
and
$\Phi _H$
.
Theorem 7.2. The functors
$\Phi _H^0$
and
$\Phi _H$
are exact, monoidal, and fully faithful. The diagram

commutes, and the essential image of each is closed under sub-quotients.
Proof. The triples
$({\mathcal N}_m, G^0 \times H_0 / H_m, G^0)$
and
$({\mathcal M}_m, G \times H / H_m, G)$
satisfy the assumptions of Section 3, which can be checked similarly to the start of Section 5 and the start of Section 6. The fact that
$\Phi _H^0$
and
$\Phi _H$
are exact, monoidal, fully faithful and have essential images closed under sub-quotients then follows exactly as in [Reference Taylor24, §7.10], which only uses [Reference Taylor24, §6], which itself goes through with
${\mathbf {VectCon}}$
replaced with
${\mathbf {Vect}}$
by appealing to the results Section 3 in lieu of the results of [Reference Taylor24, §4]. The compatibility between
$\Phi ^0_H$
with
$\Phi _H$
follows analogously to the case for
${\mathbf {VectCon}}$
[Reference Taylor24, §7.8].
We can also describe the essential images of
$\Phi _H^0$
and
$\Phi _H$
, by modifying the methods of [Reference Taylor24] to our setting. The main difference is that unlike
${\mathbf {VectCon}}^{G^0}(\Omega )$
, the category
${\mathbf {Vect}}^{G^0}(\Omega )$
is not obviously abelian (it might fail to be closed under quotients), and therefore one needs to also use the larger abelian category
${\mathbf {Coh}}^{G^0}(\Omega )$
.
We need a couple of notions from [Reference Taylor24, §5]. For a set of objects
${\mathcal S}$
of
${\mathbf {Coh}}^{G^0}(\Omega )$
, we follow [Reference Taylor24, §3] and write
${\mathcal C}({\mathcal S})$
for the full subcategory of
${\mathbf {Coh}}^{G^0}(\Omega )$
whose objects are those objects isomorphic to a quotient of a sub-object of a direct sum of objects of
${\mathcal S}$
. For
${\mathcal V} \in {\mathbf {Coh}}^{G^0}(\Omega )$
, we set
where
${\mathcal S}_{{\mathcal V}}$
is the set of objects
$\{({\mathcal V})^{\otimes s} \otimes ({\mathcal V}^*)^{\otimes t}\}_{s,t \in {\mathbb Z}_{\geq 0}}$
. For
$f = \sum _{n \geq 0} a_n x^n \in {\mathbb Z}_{\geq 0}[x]$
and
${\mathcal V} \in {\mathbf {Vect}}^{G^0}(\Omega )$
, we define

Definition 7.1. An object
${\mathcal V} \in {\mathbf {Vect}}^{G^0}(\Omega )$
is finite if
-
1. there are
$f,g \in {\mathbb Z}_{\geq 0}[x]$
with
$f \neq g$
and
$f({\mathcal V}) \cong g({\mathcal V})$
, -
2. for any complete field extension L of K,
${\mathcal C}({\mathcal V}_L) \subset {\mathbf {Vect}}^{G^0}(\Omega _L)$
.
We write
${\mathbf {Vect}}^{G^0}(\Omega )_{\operatorname {\mathrm {fin}}}$
for the full subcategory of
${\mathbf {Vect}}^{G^0}(\Omega )$
whose objects are the finite objects, and
${\mathbf {Vect}}^{G}(\Omega )_{G^0\text {-}\operatorname {\mathrm {fin}}}$
for the full subcategory of
${\mathbf {Vect}}^{G}(\Omega )$
whose objects are those that restrict to a finite object of
${\mathbf {Vect}}^{G^0}(\Omega )$
.
Theorem 7.3. The functors
$\Phi _H^0$
and
$\Phi _H$
induce equivalences

Proof. Given
$V \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H_0)$
,
$\Phi ^0_H(V)$
is finite:
${\mathcal V}$
satisfies the required polynomial relation by [Reference Taylor24, Thm. 6.1(4)], and for any complete extension
$L / K$
,
$\Phi ^0_H$
commutes with base change by [Reference Taylor24, Lem. B.2] and so
the essential image of
$\Phi ^0_{H,L}$
being closed under direct sums, duals, tensor products and sub-quotients.
Conversely given
${\mathcal V} \in {\mathbf {Vect}}^{G^0}(\Omega )$
which is finite, we may reason following [Reference Taylor24, §7.11]. For any complete field extension
$L / K$
the full subcategory
${\mathcal C}({\mathcal V}_L)$
is abelian by assumption, and being contained in
${\mathbf {Vect}}^{G^0}(\Omega _L)$
can be viewed as a Tannakian category by fixing an L-rational point z of
$\Omega _L$
and using the fibre functor
Here we use the condition that
${\mathcal C}({\mathcal V}_L) \subset {\mathbf {Vect}}^{G^0}(\Omega _L)$
to ensure that
$\omega _z$
is exact. In particular, when
$L = C$
is a complete algebraically closed extension of K we can follow exactly the same reasoning as [Reference Taylor24, Prop. 5.8] to see that
${\mathcal C}({\mathcal V}_C)$
is equivalent to the category of C-representations of a constant group scheme, and use this to build a
$G^0$
-equivariant finite étale Galois covering of
$f \colon Z \rightarrow \Omega _C$
with
${\mathcal V}_C$
a direct summand of
$f_* \mathcal {O}_Z$
. One can then reason exactly as in the proof of [Reference Taylor24, Thm. 7.18]: using the Scholze-Weinstein factorisation theorem [Reference Scholze and Weinstein23, Thm. 7.3.1] one can realise
${\mathcal V}_C$
as an object in the essential image of
$\Phi ^0_{H,C}$
, and from this deduce that
${\mathcal V}$
is in the essential image of
$\Phi ^0_H$
from the compatibility of
$\Phi ^0_H$
with base change.
The description of the essential image of
$\Phi _H$
follows from that of
$\Phi _H^0$
as in [Reference Taylor24, Cor. 7.19].
From Theorem 7.3 and Theorems A and B of [Reference Taylor24], we immediately have the following.
Corollary 7.4. The forgetful functors
$$ \begin{align*} {\mathbf{VectCon}}^{G}(\Omega)_{G^0\text{-}\operatorname{\mathrm{fin}}} &\xrightarrow{\sim} {\mathbf{Vect}}^{G}(\Omega)_{G^0\text{-}\operatorname{\mathrm{fin}}}, \\ {\mathbf{VectCon}}^{G^0}(\Omega)_{\operatorname{\mathrm{fin}}} &\xrightarrow{\sim} {\mathbf{Vect}}^{G^0}(\Omega)_{\operatorname{\mathrm{fin}}} \end{align*} $$
are equivalences of categories.
The rank
$1$
finite objects of
${\mathbf {VectCon}}^{G^0}(\Omega )$
are the torsion line bundles [Reference Taylor24, Lem. 5.5]. We can show this is also true in
${\mathbf {Vect}}^{G^0}(\Omega )$
with our slightly modified definition of finiteness.
Proposition 7.5. Suppose that
${\mathcal L} \in {\mathbf {Vect}}^{G^0}(\Omega )$
has rank
$1$
. Then
${\mathcal L}$
is finite if and only if
${\mathcal L}^{\otimes m} \cong \mathcal {O}_{\Omega }$
for some
$m \geq 1$
.
Proof. If
${\mathcal L}$
is finite, then applying [Reference Taylor24, Lem. 5.5] to the Tannakian category
${\mathcal C}({\mathcal L})$
(after choosing an K-point of
$\Omega $
) we have that
${\mathcal L}^{\otimes m} \cong \mathcal {O}_{\Omega }$
for some
$m \geq 1$
.
Conversely, suppose that
${\mathcal L}^{\otimes m} \cong \mathcal {O}_{\Omega }$
for some
$m \geq 1$
, so
$f({\mathcal L}) = g({\mathcal L})$
for
$f(x) = x^m$
and
$g(x) = 1$
. To verify the second condition, let L be a complete extension of K, and note that as in the first part of the proof of Theorem 7.3, to show that every object of
${\mathcal C}({\mathcal L}_L)$
is a vector bundle it is enough to show that
${\mathcal L}_L$
is in the essential image of
$\Phi ^0_{H,L}$
.
Set
be the finite extension of L defined by adjoining the mth roots of
$1$
to L, and fix an isomorphism
$\alpha \colon {\mathcal L}_{L_m}^{\otimes m} \xrightarrow {\sim } \mathcal {O}_{\Omega _L}$
. To this pair
$({\mathcal L}_{L_m}, \alpha )$
, we may follow the construction of [Reference Taylor25, pg. 11] (appropriately adding
$G^0$
-equivariant structure) to produce a
$G^0$
-equivariant finite étale Galois covering
$f \colon Z \rightarrow \Omega _{L_m}$
with Galois group
$\mu _m(L_m)$
and with
${\mathcal L}_{L_m}$
a direct summand of
$f_* \mathcal {O}_Z$
.
The proof of [Reference Taylor24, Thm. 7.18] starts with exactly such a covering, and thus by the same proof
${\mathcal L}_{L_m}$
is in the essential image of
$\Phi ^0_{H,L_m}$
. Then
${\mathcal L}_L$
itself is in the essential image of
$\Phi ^0_{H,L}$
, using the compatibility of
$\Phi ^0_{H,L}$
with base change as in the final part of the proof of [Reference Taylor24, Thm. 7.18].
8 Properties of
$\Phi _H$
For any irreducible
$V \in \operatorname {\mathrm {Rep}}_{\operatorname {\mathrm {sm}}}(H)$
with
$\dim (V)> 1$
, it is expected that
in
$\operatorname {\mathrm {Rep}}^{\operatorname {\mathrm {sm}}}_K(G)$
(when K is algebraically closed), where
is the Jacquet-Langlands correspondence from smooth irreducible representations of H to irreducible smooth essentially square-integrable representations of G. For example, this is known in dimension
$1$
for
$\operatorname {\mathrm {GL}}_2(F)$
[Reference Colmez, Dospinescu and Nizioł9, Thm. 0.4], and in any dimension for certain level
$0$
representations of H corresponding to the first Drinfeld covering
${\mathcal M}_1$
[Reference Junger12, Thm. A].
It is therefore natural to ask which properties of the Jacquet-Langlands correspondence can already be seen from the properties of the functor
$\Phi _H$
. For example, the Jacquet-Langlands correspondence satisfies three natural properties:
-
1.
$\operatorname {\mathrm {JL}}(V^*) = \operatorname {\mathrm {JL}}(V)^*$
, -
2.
$\omega _{V} = \omega _{\operatorname {\mathrm {JL}}(V)}$
, -
3.
$\operatorname {\mathrm {JL}}(\chi _H \otimes V) = \chi _G \otimes \operatorname {\mathrm {JL}}(\rho )$
,
where
$\omega _V$
denotes the central character of V,
$\chi \colon F^\times \rightarrow K^\times $
is a smooth character of
$F^\times $
, and
$$ \begin{align*} (-)_G &\colon \operatorname{\mathrm{Char}}^{\operatorname{\mathrm{sm}}}_K(F^\times) \xrightarrow{\sim} \operatorname{\mathrm{Char}}^{\operatorname{\mathrm{sm}}}_K(G), \qquad \chi_G = \chi \circ \det, \\ (-)_H &\colon \operatorname{\mathrm{Char}}^{\operatorname{\mathrm{sm}}}_K(F^\times) \xrightarrow{\sim} \operatorname{\mathrm{Char}}^{\operatorname{\mathrm{sm}}}_K(H), \qquad \chi_H = \chi \circ \operatorname{\mathrm{Nrd}}, \end{align*} $$
are the associated smooth characters of G and H respectively. These are well-defined bijections because both
$\det \colon G \rightarrow F^{\times }$
and
$\operatorname {\mathrm {Nrd}} \colon H \rightarrow F^{\times }$
are continuous, surjective, and are abelianisations of G and H respectively (by [Reference Lang14, Thm. 8.3, Thm. 9.2] and [Reference Platonov, Rapinchuk and Rapinchuk19, §1.4.3]).
This motivates the following Theorem, which establishes that the corresponding properties hold true of the functor
$\Phi _H$
(which we consider as a functor to either
${\mathbf {VectCon}}^G(\Omega )$
or
${\mathbf {Vect}}^G(\Omega )$
).
Theorem 8.1. For any
$V \in \operatorname {\mathrm {Rep}}_K^{\operatorname {\mathrm {sm}}}(H)$
,
-
1.
$\Phi _H(V^*) = \Phi _H(V)^*$
, -
2. If V admits a central character
$\omega _V$
, then
$\omega _{V} = \omega _{\Phi _H(V)}^*$
, -
3. For any smooth character
$\chi \colon F^\times \rightarrow K^\times $
,
$$\begin{align*}\Phi_H(V \otimes \chi_H) = \Phi_H(V) \otimes \chi_G^*. \end{align*}$$
Remark 8.2. Here, for
${\mathcal V} \in {\mathbf {VectCon}}^{\operatorname {\mathrm {GL}}_n(F)}(\Omega )$
with endomorphism ring K,
$\omega _{{\mathcal V}}$
is the character
where for
$g \in \operatorname {\mathrm {GL}}_n(F)$
,
$g^{{\mathcal V}} \colon {\mathcal V} \rightarrow g^{-1} {\mathcal V}$
is the equivariant structure morphism, which is an automorphism of
${\mathcal V}$
whenever g is central, because g is central and acts trivially on
$\Omega $
.
Remark 8.3. We do not prove it here, but the analogue of Part (3) of Theorem 8.1 for
$\Psi _H^0$
is also true: for any smooth character
$\lambda \colon \mathcal {O}_F^{\times } \rightarrow K^\times $
,
$\Psi _H^0(V \otimes \lambda _H) = \Psi _H^0(V) \otimes \lambda _G$
(cf. Remark 5.15).
Remark 8.4. In particular, as
[Reference Schneider and Stuhler21, §3 Thm. 1, §4 Lem. 1], this shows that for any smooth character
$\chi \colon F^\times \rightarrow K^{\times }$
,
which complements the expectation outlined above in the case that
$\dim (V) = 1$
.
Proof. The first point follows from the fact that
$\Phi _H$
commutes with duals [Reference Taylor24, Rem. 7.14]. For the second point, suppose
$\lambda \in F^\times $
, write
$\iota \colon F^\times \hookrightarrow H$
,
$d \colon F^\times \hookrightarrow G$
for the canonical inclusions, and let
$m \geq 1$
be the level of V. We want to show that the image of the action of
$\iota (\lambda ) \in H$
on V under
$\operatorname {\mathrm {Aut}}(V) \xrightarrow {\sim } \operatorname {\mathrm {Aut}}(\Phi _H(V))$
is the inverse of the action of
$d(\lambda ) \in G$
on
$\Phi _H(V)$
, so is equal to
$d(\lambda ^{-1})^{\Phi _H(V)}$
. For a local section
$[\phi \colon V \rightarrow \mathcal {O}_{{\mathcal M}_m}(f^{-1}(U))] \in \Phi _H(V)(U)$
, the functorially induced action of
$\iota (\lambda )_V$
on
$\phi $
is
$\phi \circ \iota (\lambda )_V$
which equals
$\iota (\lambda )^{\mathcal {O}_{{\mathcal M}_m}}_{f^{-1}(U)} \circ \phi $
as
$\phi $
is H-equivariant. On the other hand,
$$ \begin{align*} d(\lambda^{-1})^{\Phi_H(V)}_{U}(\phi) &= d(\lambda^{-1})^{\mathcal{O}_{{\mathcal M}_m}}_{f^{-1}(U)} \circ \phi, \\ &= \iota(\lambda)^{\mathcal{O}_{{\mathcal M}_m}}_{f^{-1}(U)} \circ \phi, \end{align*} $$
the first equality by definition and the second because the diagonal subgroup
$F \hookrightarrow G \times H$
,
$\lambda \mapsto (\iota (\lambda ), d(\lambda ))$
acts trivially on
${\mathcal M}_m$
. For the third point, as
$\Phi _H$
is monoidal it is sufficient to show that
Writing
$m \geq 1$
for the level of
$\chi $
, set L to be any finite extension of K which contains
$\breve {F}_m$
. Over L the covering
${\mathcal M}_{m,L}$
breaks up into geometrically connected components, and therefore the diagram of [Reference Taylor24, Thm. C] commutes on representations of level m (which can be seen from the proof, which takes place at each level). In particular, as the restriction of
$\chi _H \otimes _K L$
to
$\operatorname {\mathrm {SL}}_1(D)$
is trivial,
$\Phi _H(\chi _H \otimes _K L) \cong \mathcal {O}_{\Omega , L}$
as
${\mathcal D}$
-modules on
$\Omega _L$
. We have that
as
$\Phi _H$
commutes with base change [Reference Taylor24, Lem. B.2], and thus by Lemma 8.5 below,
$\Phi _H(\chi _H) \cong \mathcal {O}_{\Omega }$
as
${\mathcal D}$
-modules over K. Consequently,
$\Phi _H(\chi _H) = \mathcal {O}_{\Omega } \otimes _K \psi _G$
for some character
$\psi $
of
$F^\times $
by [Reference Ardakov and Wadsley3, Prop. 3.2.14] and the fact that
$\operatorname {\mathrm {SL}}_n(F)$
is perfect [Reference Lang14, Thm. 8.3, Thm. 9.2], and we are reduced to showing that
$\psi = \chi ^*$
.
Let C be a complete algebraically closed extension of K. If
$g \in G_{\operatorname {\mathrm {reg}}}^{\operatorname {\mathrm {ell}}}$
and
$h \in H_{\operatorname {\mathrm {reg}}}^{\operatorname {\mathrm {ell}}}$
are regular elliptic elements with the same characteristic polynomial, then for any
$x \in \Omega (C)$
which is fixed by g (which exists as g is regular elliptic), there is an equality
by [Reference Kohlhaase13, Thm. 4.7] and Lemma 6.8, noting that although [Reference Kohlhaase13] is written in the case that
$K = \breve {F}$
, all constructions generalise without issue to the relative setting. We have that
$\Psi (\chi _H) = \Phi _H(\chi _H^*)$
by Remark 7.1, and the left-hand side is the trace of the action of g on the
$k(x)$
-vector space
or in other words
$\psi ^*(\det (g))$
. As g and h have the same characteristic polynomial,
$\det (g) = \operatorname {\mathrm {Nrd}}(h)$
, so
$\chi (\operatorname {\mathrm {Nrd}}(h)) = \psi ^*(\operatorname {\mathrm {Nrd}}(h))$
, from which the fact that
$\chi = \psi ^*$
follows from the Lemma 8.6 below.
Lemma 8.5. For any finite extension L of K, the base change homomorphism
is injective.
Proof. For any line bundle with connection on
$\Omega $
and any finite extension L of K, there is an isomorphism
This follows from the same argument given in the proof of [Reference Taylor24, Lem. 3.5] with the sheaf
$c_X$
replaced by
$\operatorname {\mathrm {Hom}}_{{\mathcal D}}(\mathcal {O}, {\mathcal L})$
, the sections of which are described by [Reference Ardakov and Wadsley3, Lem. 3.1.4]. Using this, we see that the base change homomorphism
is injective by [Reference Ardakov and Wadsley3, Cor. 3.1.7], which shows that a line bundle with connection is trivial if and only if it possesses a non-zero global horizontal section.
Lemma 8.6. The reduced normal map induces a surjection
Proof. For
$h \in H$
, the reduced characteristic polynomial
$f_h$
of h is a power of the minimal polynomial h over F [Reference Berhuy and Oggier5, Lem. IV.2.4]. In particular, if
$f_h$
has distinct roots over
$\overline {F}$
then
$f_h$
is irreducible, and so any regular element of H is regular elliptic [Reference Bushnell and Henniart7, §1.1]:
$H_{\operatorname {\mathrm {reg}}}^{\operatorname {\mathrm {ell}}} = H_{\operatorname {\mathrm {reg}}}$
. The set of
$H_{\operatorname {\mathrm {reg}}}$
is dense in H [Reference Bushnell and Henniart6, Lem. A.3], and therefore the same is true for
$H_{\operatorname {\mathrm {reg}}}^{\operatorname {\mathrm {ell}}}$
. The nth power subgroup
$F^{\times n}$
of
$F^\times $
is open, and hence
is continuous to a discrete space and thus surjective, as
$H_{\operatorname {\mathrm {reg}}}^{\operatorname {\mathrm {ell}}}$
is dense in H and
$\operatorname {\mathrm {Nrd}} \colon H \rightarrow F^\times $
is surjective. Therefore, as the set
$H_{\operatorname {\mathrm {reg}}}^{\operatorname {\mathrm {ell}}}$
is closed under multiplication by
$F^\times $
(which follows directly from the definition) and
$\operatorname {\mathrm {Nrd}}(a) = a^n$
for
$a \in F^\times $
,
$\operatorname {\mathrm {Nrd}} \colon H_{\operatorname {\mathrm {reg}}}^{\operatorname {\mathrm {ell}}} \rightarrow F^\times $
is also surjective.
Remark 8.7. In light of [Reference Bushnell and Henniart7, §1.3], Lemma 8.6 is equivalent to the claim that for any
$n \geq 1$
and
$a \in F^\times $
, there is some monic irreducible polynomial over F of degree n with constant term a.
Acknowledgements
I would like to thank Jan Kohlhaase, Nicolas Dupré, Tom Adams, Konstantin Ardakov and Alex Horawa for their comments/interest in this work. In particular I am very grateful to Jan Kohlhaase for the invitation to Essen to discuss this work, and his suggestions for how one might prove Theorem A avoiding the use of
${\mathcal D}$
-modules, which greatly simplified the proof of the main result. I would also like to thank the two anonymous referees for their comments, all of which improved the paper.
Competing interests
None declared.
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