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Index

Published online by Cambridge University Press:  29 January 2026

Sandrine Baume
Affiliation:
Université de Lausanne
David Ragazzoni
Affiliation:
University of Toronto

Information

Type
Chapter
Information
Hans Kelsen on Constitutional Democracy
Genesis, Theory, Legacies
, pp. 373 - 381
Publisher: Cambridge University Press
Print publication year: 2026
Creative Commons
Creative Common License - CCCreative Common License - BYCreative Common License - NC
This content is Open Access and distributed under the terms of the Creative Commons Attribution licence CC-BY-NC 4.0 https://creativecommons.org/cclicenses/

Index

absolutism
moral, 23, 293, 295, 297298, 315
political, 160, 276277, 293298, 316, 320
anti-absolutist strategy, 161
Abts, K., 3436
accountability, 16, 1820, 3234, 36, 168, 170, 313, 328
Adenauer, K., 184185
Alighieri, D., 38, 4372, 114
judge-emperor, 6162, 64, 71
amendment, constitutional, 189, 191, 211, 240, 260, 342
clause, 201
American Revolution (1775), 282
anarchism, 9
Anschütz, Gerhard, 103
anti-Kelsenianism, 265268, 272, 275, 278, 289
antisemitism, 81
persecution of Jews, 337
Aristotle, 5256, 58, 268, 275, 282, 296, 324
association, voluntary, 150, 162, 168
atomisation of politics, 17, 92, 133, 155, 186
anti-whole-ism, 157
Austin, J. (jurist), 246
Austro-Hungarian Empire, 9, 24, 60, 73, 94, 100, 107, 130, 132, 364, 370
authoritarianism, 10, 115, 140, 166, 172, 275277, 320, 327, 332, 356
authoritarian democracy, 314
authoritarian states, 269
populist, 288291
quasi-, 184
Trumpian, 265268
autocracy, 1921, 39, 7677, 79, 8384, 92, 147, 151, 156158, 167, 210, 230231, 241, 246, 267, 275277, 279, 282284, 286, 288289, 293294, 298299, 309, 311313, 316, 320, 325, 342, 345, 355
aristocratic-autocratic, 18, 163, 176, 178, 184, 187
autocratic administration, 101, 111
autocratic critique of democracy, 157
autocratic government, 9
autocratic outlook, 278
autocratic regime, 23
autocratic state, 270
autocratic threat, 265
autonomy, 12, 56, 61, 150, 153155, 165, 209, 276, 299, 305, 368
formal, 253
heteronomy, 12, 28, 31, 127136, 138, 140144, 154, 172, 209212, 257, 300301, 304, 325
liberty as, 222223
political, 24, 27, 178, 191192
principle of, 167
bargaining, 322
basic norm, 365
behaviouralism, 3
Berufsverbot, 359
bicameralism, 234
Bobbio, N., 154, 169, 305
Bodin, J., 50, 66, 161
Bolshevism, 7, 910, 7782, 111112, 115, 128129, 147, 368369
anti-, 363
bourgeoisie, 77, 129130, 141, 314
Brexit, 330
capitalism, 7, 10, 8283, 88, 148, 371
CDU. See Christian Democratic Union of Germany
checks and balances, 32, 115, 226
Christian Democratic Union of Germany, 184185
Christianity, 50, 52, 55, 61, 81, 138139, 158
Christ, 55, 58
Christian hermeneutics, 55
Christian theology, 158
Christian values, 139
civitas maxima, 44, 61
Church, the, 5758, 63, 66, 68, 89, 298
Roman Catholic Church, 48, 298
citizenship, 19, 159
citizenry, 158, 191192, 215, 326, 335
class, 2324, 80, 130, 221
analysis, 92
classicism, 279
conflict, 89
oppression, 129
political, 164, 327, 334
ruling, 265
social, 139140
struggle, 26, 90, 290
working, 88, 91
coalition, government, 182, 213, 321, 328
coercion, 60, 127, 165, 209, 256, 300, 342
Cold War, 2, 7, 9, 22, 69, 147, 314, 332
collectivism, 89, 100
communism, 280, 293
anti-, 279
neo-, 7, 128, 368
community, 25, 31, 66, 126, 135, 138, 196, 209, 253254, 257259, 276, 299, 312, 325
democratic, 193, 308
of discourse, 103
international, 253
legal, 68, 247
paternal, 311
political, 28, 155, 193, 290, 356358
social, 20, 283
of states, 254
totemic, 310
universal, 53
compromise, 17, 2237, 77, 81, 8990, 93, 100101, 111, 115, 123124, 133138, 142143, 155156, 160, 164, 180, 213, 220, 223224, 230236, 256259, 299306, 318335, 347349, 351354, 360, 363, 368372
-based decision, 189
Kelsen’s defense of, 39
political, 12, 16, 290, 339, 344
rotten, 326
spirit of, 148
consensus, 3234, 126, 149, 153, 220, 324325, 329, 338
consent, 80, 126, 158, 166, 235, 250, 278, 285
consequentialism, 356, 358359
conservativism, 266, 271, 287, 330
American, 282
British, 280
political, 279
consociationalism, 32, 334
Constantine (emperor), 57
donation of, 57, 63
constitutionalisation, of parties, 174175, 184, 186187, 189192
constitutionalism, 8, 96, 199, 241242, 246, 250, 259261, 302, 307, 316
democratic, 10
formal, 208, 210211, 214218
party, 18, 171192
contractualism, 126127
contractual model, 166
contractual model of delegation, 167
contractual representation, 167
cordon sanitaire, 332
corporatism, 327
corporatist representation, 135
corporative Parliament, 9
corporative state, 91
co-rulership, 319, 329, 333335
cosmopolitanism, 65, 6971, 245246
cosmopolitan flourishing, 59
legal, 38, 44, 62
liberal, 12
Stoic, 5253
Dahl, R., 225, 304, 316
Darwin, C., 310
decentralisation, 27
decisionism, 2
deliberation, 18, 122, 151, 164, 288, 307, 339, 344, 350354
deliberative intraparty democracy, 322
parliamentary, 25
political, 276
democracy, crisis of, 319, 334
democracy, direct/representative, 18, 76, 9395, 108, 150, 153155, 174, 227, 320
democracy, fragility of, 7397, 341342
democracy, ideal, 121, 123131, 141144, 172, 308
democracy, mass, 17, 89, 9899, 108, 110, 172
democracy, militant, 39, 148, 183, 331, 336362, 368
democracy, real, 1617, 2324, 121, 123144, 172, 179, 301, 308, 316
democracy, representative/direct, 36
demos, 37, 161, 313
dictatorship, 139, 148, 160, 246, 277, 314, 351, 355
elective, 32
party, 7, 910, 16, 38, 7584, 9293, 283
of party leaders, 186
of the proletariat, 7, 128, 130, 138
revolutionary, 285286
sovereign. See dictatorship, revolutionary
dualism, 247249
duty, moral, 63, 168, 284
Dworkin, R., 72, 195196, 218, 367
dysfunction, governmental, 83
egalitarianism, 226, 278282
anti-, 278
elections, 79, 1920, 29, 3132, 80, 116, 141142, 148, 161, 166168, 192, 213, 222, 225227, 232, 235, 309310, 320, 325, 328334
2020 US, 286, 288
electoral competition, 149, 213, 217, 226, 360
electoral democracy, 39, 226, 369
electoral law, 107
electoral mechanism, 311
electoral procedure, 310
electoral process, 140, 148
electoral reform, 370
electoral representation, 161
electoral system, 217
elitism, 3536, 176, 275, 279, 327, 359, 361
anti-, 35
elitist theory of democracy, 124, 142
party elites, 174, 184, 186188
emergency measures, 2, 90, 289
emotions, 297, 351352
empire (universal monarchy), 47, 50, 52, 55, 58, 72
imperialism, 60, 64, 364366
empiricism, logical, 102, 126
the Enlightenment, 242, 246, 251
establishment (political), 36, 287, 333
anti-establishmentarianism, 361
exceptionalism, 2
executive (branch of government), 179, 198199, 201, 203, 226, 246, 249, 283, 288289
order, 232
extremism, 359
anti-, 331
extreme right, 359
extremist parties, 336, 339, 360361
far-left, 359
far-right, 9, 336
radical-right, 339
factionalism, 31, 4952, 58, 164
fallibilism, 271, 344, 353
fascism, 10, 7882, 111, 147, 151, 163, 280, 293, 314, 337, 370
federalism, 27
Federalist Papers, 31, 233, 280
First Austrian Republic, 9, 73, 102, 106, 110, 124, 130, 175
Florentine Republic, 51
formalism, 4, 148150, 163, 166167, 170
formalist conception of democracy, 357, 361
founding fathers of the United States, 291
framers of the Constitution, 280281, 284, 286287
freedom, political, 25, 27, 52, 143, 147149, 151157, 159160, 163164, 168, 174, 182, 346, 367
French Revolution (1789), 169, 280
Freud, S., 21, 102, 126, 309310, 319, 367, 369
functionalism, 150, 166167
globalisation, 96, 371
government, limited, 155, 231236, 285
government, parliamentary, 7, 150, 160, 283, 290
government, representative, 25, 150, 152, 161, 165166, 169, 325
government by, 22, 137143, 229, 339, 352
government for, 22, 138141, 352
Habsburg Empire. See Austro-Hungarian Empire
Hart, H. L. A., 3, 72, 237238
hegemony (political), 56
Heller, H., 85, 103, 113, 349
heterogeneity (social), 26, 100, 220221
hierarchy of norms, 67, 199200, 202, 204
Hobbes, T., 62, 66, 159, 268, 272274, 368, 370
Holy Roman Empire, 4849, 57
idealism, 293, 300, 305
ideology, 98, 118, 261, 290, 370
autocratic, 20, 275
cosmopolitan/nationalist, 245
–critical, 272
democratic, 7, 16, 99, 167
fascist, 317
legalistic, 3
socialist, 115
individualism, 17, 150, 161
anti-, 153
interwar period, 174, 349
Europe, 38, 198
interwar democracies, 10, 7397
Jaffa, H. V., 281, 283286, 288
judiciary (branch of government), 36, 89, 193, 200, 226229, 289
judicial appointments, 96
judicial oversight, 34
judicial review, 2, 36, 96, 101, 194197, 202, 206, 214216, 241
justice, 5254, 59, 6263, 65, 224, 237238, 273, 275, 295296, 326327
absolute, 315
divine, 61
Kant, I., 71, 112, 152154, 159, 163, 278, 366, 368
Kautsky, K., 130
Kesler, C., 286287
knowledge, moral, 269270, 299
Koskenniemi, M., 6364, 67, 71
Kulturstaat, 65
Lauterpacht, H., 70, 247, 252253
law, natural, 3, 5, 6364, 91, 162, 191, 237238, 247, 267277, 279280, 286, 288291, 315, 365366
neojusnaturalism, 124, 138139
primacy of, 2
law-creating/applying function of the government, 227
law-making, 1819, 164, 172, 175, 189, 242, 325
leadership, 1922, 165, 224, 232, 283, 292317
democratic, 16, 38
party, 178, 182, 332
political, 225
structures, 368
top-down, 185
left-wing, 7, 34, 124, 287, 330
legal positivism, German, 8
legislation, 82, 96, 205, 228, 240, 301, 303
antiracism, 358
democratic, 101, 228
party, 186
self-, 325
unconstitutional, 194
legislative (branch of government), 80, 136, 167, 179, 198199, 201, 203, 227229, 232
assembly, 1819, 2324, 34, 217
authority, 29, 195, 213
legislator, 167, 199, 202, 244, 258
majority, 193
outcome, 329
power of Parliament, 90
process, 201, 210211, 240
legitimacy (political), 14, 64, 151153, 238, 283, 302, 306, 320, 325, 337
of constitutional review, 196197, 206, 208
democratic, 2, 95, 139, 195, 214, 218
governmental, 330
legitimation, 212, 215, 217, 302, 371372
of opposition, 19, 333
of parties, 1819
Lenin, V. I., 910, 112, 124, 128130, 368
liberalism, 2, 61, 89, 118, 160161, 196, 225227, 229, 269, 361, 371
anti, 172
illiberalism, 10, 37, 9596, 289, 340
liberal constitutionalism, 241
liberal democracy, 1, 5, 78, 10, 13, 15, 1920, 23, 29, 31, 34, 3640, 69, 9899, 107108, 116, 148149, 152153, 172173, 180, 218, 220, 271, 279282, 339, 342, 359, 363
liberal-left, 285, 287288
Lincoln, A., 282, 284286
Locke, J., 268, 278, 281282, 284
Loewenstein, K., 337, 342, 351, 354
logicism, 5
losers (electoral), 28, 235, 325, 329334, 347
lottery (electoral/conflict), 235
Machiavelli, N., 123, 160, 268
majoritarianism, 2532, 3639, 100101, 133137, 148149, 195196, 220, 223227, 230235, 318326, 328334, 345352
majority decision-making, 357
majority powers, 16
majority principle, 111, 118, 156157
majority rule, 12, 209217, 298, 300303, 339, 343, 367
nonmajoritarianism, 357
qualified majority, 229
supermajority requirements, 189, 191
will of the majority, 337, 343
Malkopoulou, A., 359, 361
mandate, free/imperative, 18, 129, 150, 165169, 177, 369
Marx, K., 10, 26, 85, 112, 128130
Austro-Marxism, 102, 108, 111, 114
Marxism, 2, 115, 148, 273
Merkl, A. J., 102, 111, 365
Michels, R., 18, 162, 165, 305
moderation, 29, 31, 37, 280, 334, 349, 360
immoderation, 339, 352
moderation-through-inclusion, 332
modernity, 304, 316
critical scientific modernism, 98
decadent, 282
legal, 50
political, 279
monarchy, 154, 161, 242, 259, 277, 323
absolute, 157
Austrian, 115
constitutional, 78, 283
quasi-, 290
monopoly of power, 256, 313
monopoly of the community, 257
monopoly of truth, 23, 270
morality, 3, 60, 238239, 268, 270, 296297, 299, 313
political, 247, 254
National Socialism. See Nazism
nationalism, 246
extreme, 282
jingoism, 281282
patriotism, 282, 367
Nazism, 34, 10, 75, 85, 88, 9193, 103, 147, 280, 293, 342
Nazi Party, 90
Neumann, F., 75, 8489, 9197
nihilism, 268271, 275, 280281, 286, 288, 323
German, 5, 280
moral, 297
norm, basic, 104, 239240, 242249, 255, 260
Norman, L., 359, 361
normativity, 13, 50, 150, 244245, 255
legal, 2
Nuremberg Trials, 3, 6970
obedience, 21, 82, 152, 155156, 246, 277
deferred, 310
objectivity, 50, 209210
October Revolution (1917), 7, 7778, 89, 108, 128129
oligarchy, 54, 162, 174, 180, 210, 305
Ottoman empire, 364
papacy, the, 4849, 54
hierocratic argument, 56
papalism, 49, 54, 57
papism, 56
pope, the, 51, 5659, 66
parliamentarism, 35, 103, 110, 117, 123, 129, 133, 136, 143144, 148, 153, 161, 222, 224, 304, 314, 320, 368369
anti-, 115
crisis of, 111, 118
crticism of, 111
defence of, 8, 116
elections-based, 9
liberal, 38
party system, 213
anti-partyism, 37, 162, 319
constitutional/legal regulation of parties, 18, 39, 174, 178, 181, 187
hyperparty, 37
mono-, 22, 163
multi-, 7, 10, 17, 38, 162, 165, 172
partisanship, 12, 17, 30, 150, 160, 173, 322
partyism, 37
party-state, 10, 75, 8182, 95
two-, 83, 164
peace, 49, 52, 59, 61, 65, 7071, 254, 255259, 273, 344
civil, 151
-making, 62
pacifism, 38, 44
peacekeeping, 53, 71
preservation of, 40
through law, 3, 60
world, 50, 52, 56, 6162, 64, 6869
Plato, 112, 268, 275, 277279, 282, 295, 298299, 308
Platonism, 271
plebiscite. See referendum
pluralism, 23, 25, 3738, 6061, 100, 132134, 139140, 148, 156158, 172173, 319320, 324325, 350, 363, 368370
anti-, 25, 290, 332333
legitimate, 30
liberal, 7
party, 10, 2223, 151, 160, 180, 322
pluralist democracy, 354
pluralist society, 26
political, 115
principles of, 89
value, 367
polarisation, 319
non, 164
populism, 16, 3438, 161, 285, 317, 331335
anti-parliamentary, 319
populist, 265
positivism, legal, 1, 34, 12, 171
Anglo-American, 237, 258
anti-positivism, 103
critical, 103105
international, 58
juspositivism, 138
Kelsenian, 86, 272273, 315, 348
twentieth-century, 72
post-Kelsenianism, 359
presidency, messianic, 27, 283, 285286
presidentialism, 153, 283285, 289
hyper-, 267, 290
primacy of international law, 44, 254
proceduralism, 14, 101, 124, 140142, 158, 229, 315316, 343, 346, 348
fair, 350351
procedural conception of democracy, 154, 301
procedural conditions, 204
procedural democracy, 38
procedural politics, 148
procedural questions, 206
procedural rules, 198199, 240
procedural theory of democracy, 169
procedure-independent standard, 195
substantive rule, 229
Psychoanalysis, 21, 102
racism, 80
anti-slavery moment, 285
radicalism, 369
radical democracy, 308
radicalisation, 361
rationalism, 37
human rationality, 137
pseudorational/extrarational, 295296
rational deliberation, 351
rational inquiry, 284, 288
rational theory of value, 271
realism, 308
Kelsen’s, 22, 115, 293, 300302, 304, 307, 316
legal, 3, 197
political, 14, 21, 125
realist theory of democracy, 28, 36, 38, 99, 219, 307
referendum, 19, 36, 80, 161, 322, 347, 358
Reich, German (Second), 89, 91, 94, 99
Reich, Third, 2, 341
relativism, moral, 3, 267268, 284, 288
religion, 81, 221, 275277, 294295, 309, 349, 372
freedom of, 225
religious belief, 201
representation, political, 10, 16, 19, 34, 100, 124, 150, 161, 166170, 222224, 303307, 316, 332, 367370
democratic representation, 9, 25
as fiction, 109, 110
fiction of, 290
institutional, 160
legal, 320
parliamentary, 156
party representative, 19
plebiscitary, 158
popular, 283
problem of, 347
professional, 124
proportional, 18, 24, 101, 107, 117, 135, 137, 164165, 177, 224, 231, 328
representative (person), 3334, 36, 165, 177178, 181182, 219, 351
representative institutions, 7, 1617, 19, 23, 31, 34
vocational representation, 9
Voegelin’s theory of, 124, 140
Republic (Plato), 308
Republican Party (United States), 280
republicanism, 78, 98, 170, 226, 242, 284, 286288, 306307, 359
democratic republic, 115, 181
negative, 332
responsibility, collective, 310
responsibility, moral, 271
responsibility, personal, 70
responsibility, political, 19, 36, 162, 271, 313
review, constitutional, 14, 91, 193218, 227228, 230, 241
right, natural, 5, 267270, 272286, 288, 291
right to vote, 130, 132, 140
rights, civil/political, 131132, 163, 179, 215, 226, 329
rights, fundamental, 87, 90, 123, 130, 133, 136138, 140, 143, 216, 302, 338, 354
rights, human, 12, 58, 87, 96
rights, minority, 2425, 344
right-wing, 7, 34, 124, 265, 288289
right-leaning, 268
Rome
Roman Empire, 5556
Roman republic, 320
Rosenblum, N., 2930, 359360
Rostbøll, C., 325326
Rousseau, J. J., 31, 3738, 112, 123127, 129132, 135, 138, 140143, 153155, 159, 166170, 212, 268, 274, 278, 299307, 316, 319, 325, 331, 341, 347, 367368
rule, popular, 101, 174, 178181, 189, 191
rule of law, 2, 65, 8488, 91, 103, 154, 162, 225227, 246, 255, 261, 287
rule of unanimity, 209210
Rummens, S., 3436
Russian Empire, 130
sanction, legal, 60, 62, 192, 240, 246, 256
against parties, 187190
Schattschneider, E., 16, 162, 164, 166, 305
Schmitt, C., 2, 5, 14, 17, 27, 36, 103, 113114, 118, 153, 157161, 169, 245, 285286, 289290, 314, 342, 369
Schumpeter, J., 2830, 39, 116, 124, 140142, 219227, 230233, 236, 304, 315316, 349350
secularism, 59, 81
secularisation, 149
self-constitutionalisation, 189192
self-defence, democratic, 340, 359
self-determination, 9, 16, 19, 26, 31, 40, 99100, 125, 127, 129, 131, 136, 142143, 156, 163, 165, 176, 178, 192, 214, 224, 303, 346, 351356, 359, 361, 367
self-government, 129130, 157, 193, 196, 216, 229, 299, 303, 305, 316, 326, 334335, 350, 355
self-interestedness, 30, 54, 370
self-limitation, 2832, 220, 230, 235
self-restraint, 28, 30, 220, 231, 236, 348349, 352
self-preservation, 268, 338, 354
self-rule, democratic, 9, 319
separation of powers, 118, 227, 283
Sieyès, E. J., 190, 368
Smend, R., 103, 113114
Social Democratic Party of Germany, 89, 184
socialism, 7, 10, 77, 82, 108, 148, 359
sociology, 8586, 9293, 95, 129, 131, 133, 221
of law, 88
political, 150
sovereignty, 18, 4344, 53, 6167, 79, 8587, 108109, 126, 149, 152, 157158, 161, 168170, 251, 254, 364366, 369370
-centred conception of democracy, 27
fiction of, 8
parliamentary, 9091, 227
popular, 16, 35, 133, 180, 197, 285, 300, 305, 311, 319, 355
Rousseaian, 166
Soviet Union, 9, 22, 112, 117, 128131, 138139, 314
SPD. See Social Democratic Party of Germany
stability, democratic, 101, 159, 351, 357
stability, institutional, 1, 28, 167, 217, 226, 257
Stalin, J., 10, 112, 307
state, legislative and juridical, 82
statehood, 6667, 252253, 255
Steffen, G. F., 2425, 113
Strauss, L., 265284, 286291
Strisower, L., 4546
suffrage, universal, 8081, 130, 133, 148, 158, 160, 163
system, legal, 4, 44, 60, 64, 6768, 79, 84, 88, 93, 104, 154, 197, 199200, 239240, 243245, 247, 343
primacy of, 72
system, proportional. See representation, political, proportional
system of norms, 3, 239
theory of value, relativistic, 344
Thomism, 48
tolerance, 150, 164, 232, 269, 296, 344, 357
intolerance, 5
totalitarianism, 4, 9, 69, 139, 277, 314
post-, 138
totemism, 309312
totem mask, 319
totemic sacrifice, 369
Triepel, H., 18, 103, 113, 122, 133, 163, 175
Troper, M., 196207, 210, 241242
Trump, D. J., 265268, 281283, 286291
truth, moral, 277, 293, 312313
tyranny, 54, 269270, 275, 328, 363, 367368
of the majority, 134, 136137
United States. See United States of America
United States of America, 69, 99, 103, 110, 116, 118, 279, 281, 283
universalism, 54
democratic, 99
USA. See United States of America
utilitarianism, 211, 221
value, subjective/objective, 76
value judgement, 205, 207, 270, 297, 301, 346347
value neutrality, 50, 207, 261, 342
value of freedom, 209, 211, 271
virtue, 33, 210, 268, 285286, 296
Voegelin, E., 116, 124, 140
voting system, 124, 130131
Weber, M., 16, 20, 24, 85, 109, 112, 129, 133, 151, 207, 371
Wegele, F. X. von, 65
Weimar Republic, 1, 75, 88, 90, 93, 110, 114, 198, 207, 220, 271, 289, 337, 341, 354
Westphalian system, 59
post-, 39, 259
world government, 50, 65
Zuckerman, L., 339, 354361

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  • Index
  • Edited by Sandrine Baume, Université de Lausanne, David Ragazzoni, University of Toronto
  • Book: Hans Kelsen on Constitutional Democracy
  • Online publication: 29 January 2026
  • Chapter DOI: https://doi.org/10.1017/9781009230360.019
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  • Index
  • Edited by Sandrine Baume, Université de Lausanne, David Ragazzoni, University of Toronto
  • Book: Hans Kelsen on Constitutional Democracy
  • Online publication: 29 January 2026
  • Chapter DOI: https://doi.org/10.1017/9781009230360.019
Available formats
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Save book to Google Drive

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  • Index
  • Edited by Sandrine Baume, Université de Lausanne, David Ragazzoni, University of Toronto
  • Book: Hans Kelsen on Constitutional Democracy
  • Online publication: 29 January 2026
  • Chapter DOI: https://doi.org/10.1017/9781009230360.019
Available formats
×