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Enhancing infection prevention and control in behavioral health settings: barriers, facilitators, and tailored strategies

Published online by Cambridge University Press:  29 January 2026

Isabelle V. Boullier*
Affiliation:
Department of Epidemiology, Brown University School of Public Health, Providence, RI, USA
Kevin M. Gibas
Affiliation:
Department of Medicine, Warren Alpert Medical School of Brown University, Providence, RI, USA Department of Epidemiology & Infection Prevention, Rhode Island Hospital, Providence, RI, USA
*
Corresponding author: Isabelle V. Boullier; Email: isabelle_boullier@brown.edu

Abstract

This review examines barriers and facilitators to implementing infection prevention and control (IPC) practices in behavioral health settings. Among 63 studies identified, environmental design, staffing/training limitations, patient behaviors, and therapeutic conflicts were common barriers. Facilitators included targeted training, collaboration, and adaptable IPC policies, underscoring the need for tailored interventions.

Information

Type
Concise Communication
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2026. Published by Cambridge University Press on behalf of The Society for Healthcare Epidemiology of America

Introduction

Infection prevention and control (IPC) is a fundamental component of patient safety across all healthcare settings, yet successful implementation can vary widely depending on patient population, care environment, and availability of resources. Behavioral health settings pose distinct and often underrecognized IPC challenges arising from the unique physical design of these settings and the inherent nature of psychiatric care.Reference Rovers, van de Linde and Kenters1,Reference Fukuta and Muder2 Patients may exhibit behaviors or cognitive conditions that hinder adherence to IPC protocols. Environmental features—such as limited sink access, restricted use of alcohol-based sanitizers, and communal spaces—prioritize safety and therapeutic engagement but complicate effective IPC.Reference Li, Wang, Tan, Lee and Yang3Reference Falgione, Snyder, Cannon and Huss5

Despite extensive research in acute care, evidence and guidance for IPC specific to behavioral healthcare environments is limited. This hinders adoption of feasible, evidence-based practices that balance IPC with therapeutic goals. Continued research is needed to elucidate barriers to implementing and sustaining IPC practices in behavioral health settings and to develop contextually appropriate strategies that promote safe, patient-centered, and sustainable IPC practices. This narrative review synthesizes evidence on barriers and facilitators to IPC in behavioral health settings and identifies opportunities for sustainable, context-specific practices.

Methods

A literature review was conducted across PubMed, Embase, and Web of Knowledge to identify studies related to IPC in behavioral health settings. Medical Subject Headings and equivalent database-specific terms were used to identify relevant articles (Supplemental Table 1). Inclusion criteria comprised peer-reviewed studies published in English that examined IPC practices, barriers, facilitators, or outbreak management in behavioral health environments. Peer-reviewed empirical studies, review studies, and expert opinion articles were included. Exclusion criteria included studies unrelated to behavioral health or IPC topics, non-peer-reviewed publications, and conference abstracts/presentations (Supplemental Table 2). Eligible articles were screened independently by two reviewers, with discrepancies resolved by consensus. Studies were analyzed for thematic trends related to IPC implementation, adherence, and sustainability.

Results

The initial search identified 1,683 articles, of which 146 underwent full-text review after title and abstract screening (Figure 1). Following full-text assessment, 63 articles met inclusion criteria (Supplemental Figure 3). These studies were analyzed for themes categorized as barriers (environmental, organizational, or behavioral factors impeding IPC implementation/adherence) and facilitators (interventions, resources, or system-level supports promoting IPC implementation/adherence) (Table 1).

Figure 1. Summary of search and review process.

Table 1. Barriers and facilitators to infection prevention and control (IPC) in behavioral health settings

Common barriers included environmental and design challenges (81% of articles, n = 51), staff capacity, training, and compliance challenges (60%, n = 38), patient behavioral and cognitive factors (59%, n = 37), and ethical conflicts between IPC measures and therapeutic goals (56%, n = 35). Additional barriers included resource constraints, delayed disease recognition/asymptomatic transmission, limited IPC integration within behavioral health operations, ongoing need for in-person psychiatric monitoring, and stigma/fear surrounding infection.

Frequently cited facilitators included staff training, education, and role modeling (64%, n = 40), interdisciplinary collaboration (57%, n = 36), and behavioral health–adapted IPC policies (48%, n = 30). Other facilitators included structured testing and triage protocols, designated cohorting spaces and protocols, enhanced PPE and hygiene programs/policies, environmental modifications, adoption of flexible care models, real-time feedback, leadership engagement, established IPC teams, enhanced communication/transparency, and integration of behavioral health into public health planning.

Discussion

This review highlights that IPC in behavioral health settings remains an underdeveloped and understudied area. Across the published literature, a consistent theme is that conventional IPC frameworks—largely derived from acute care contexts—do not adequately reflect the structural, behavioral, therapeutic, and ethical complexities inherent to behavioral healthcare environments. Notably, much of the existing research regarding IPC in behavioral health environments was generated in response to the COVID-19 pandemic, which not only illuminated long-standing systemic vulnerabilities but also encouraged innovation, cross-disciplinary collaboration, and renewed attention to IPC practices in this historically understudied area.

Multiple publications underscore that behavioral healthcare settings face unique environmental and operational barriers to IPC. These environments are intentionally constructed for safety, visibility, and communal engagement rather than infection containment. Communal therapeutic areas, shared living spaces and bathrooms, and limited capacity for isolation make conventional IPC interventions—such as cohorting, distancing, and negative pressure ventilation—difficult to implement and sustain and increases the risk of spread of communicable diseases.Reference Rovers, van de Linde and Kenters1,Reference Fukuta and Muder2,Reference Brody, Parish, Kanellopoulos and Russ6Reference Schultz, Miller and Stancill8 During outbreaks of infections with respiratory and enteric pathogens, these features were often linked to delayed containment and ongoing transmission. These structural and operational factors often created tension between IPC priorities and the ethical tenets of psychiatric care, where patient autonomy and maintenance of therapeutic rapport are essential.

Patient-related factors, such as, underlying medical conditions, medications, and underlying mental illness, compound these challenges, compound these challenges. Individuals with severe mental illness, dementia, or cognitive impairment may have limited insight or difficulty adhering to masking, hygiene, or isolation protocols and have challenges with symptom recognition/reporting. Behavioral symptoms such as agitation, impulsivity, or psychosis can necessitate close contact or physical restraint, elevating transmission risk for staff and other patients.Reference Rovers, van de Linde and Kenters1,Reference Li, Wang, Tan, Lee and Yang3,Reference Angelino, Lyketsos, Ahmed, Potash and Cullen7 Compounding these risks, staff often report barriers related to training, resources, and institutional support resulting in suboptimal staff compliance with IPC recommendations.Reference Rovers, van de Linde and Kenters1,Reference Lau, Lam, Siu, Tang, Suen and Lam9 Several studies reported that staff often lacked adequate IPC training, had limited access to PPE, and received unclear guidance on IPC protocols.Reference Li, Wang, Tan, Lee and Yang3,Reference Houben, van Hensbergen, den Heijer, Dukers-Muijrers and Hoebe4,Reference Schultz, Miller and Stancill8 Staffing shortages, burnout, and restricted availability of alcohol-based hand rubs further undermined IPC sustainability.Reference Fukuta and Muder2,Reference Houben, van Hensbergen, den Heijer, Dukers-Muijrers and Hoebe4,Reference Barnett, Esper and Foster10

Despite extensive IPC challenges inherent to behavioral health settings, numerous studies found that adaptive, interdisciplinary strategies can effectively facilitate implementation and adherence to IPC best practices. Interdisciplinary collaboration, particularly between infection prevention, psychiatry, nursing, and facilities teams, consistently emerged as a critical facilitator of IPC success in these settings.Reference Houben, van Hensbergen, den Heijer, Dukers-Muijrers and Hoebe4 Programs that embedded IPC specialists within behavioral health governance structures achieved more coordinated outbreak responses, stronger policy enforcement, and improved cross-disciplinary communication.Reference Houben, van Hensbergen, den Heijer, Dukers-Muijrers and Hoebe4 Complementary strategies—such as ongoing staff education, leadership engagement, and behavioral health–adapted IPC policies—further strengthened compliance.Reference Rovers, van de Linde and Kenters1,Reference Li, Wang, Tan, Lee and Yang3,Reference Lau, Lam, Siu, Tang, Suen and Lam9 Transparent communication with staff and patients, coupled with the integration of IPC principles into regular psychiatric operations, also supported sustained adherence.Reference Rovers, van de Linde and Kenters1,Reference Schultz, Miller and Stancill8

During infectious outbreaks, several adaptive strategies proved effective in supporting IPC implementation. Structured testing protocols, universal admission screening, and flexible spatial arrangements enabled facilities to balance IPC priorities with therapeutic needs.Reference Falgione, Snyder, Cannon and Huss5,Reference Brody, Parish, Kanellopoulos and Russ6,Reference Barnett, Esper and Foster10 Cohorting and “three-space” triage models—separating new admissions, confirmed cases, and noninfected units—were associated with decreased nosocomial transmission.Reference Brody, Parish, Kanellopoulos and Russ6,Reference Schultz, Miller and Stancill8,Reference Barnett, Esper and Foster10 Environmental modifications, including enhanced ventilation, spatial zoning, and digital surveillance systems, demonstrated feasibility without compromising safety or therapeutic goals.Reference Falgione, Snyder, Cannon and Huss5,Reference Angelino, Lyketsos, Ahmed, Potash and Cullen7,Reference Schultz, Miller and Stancill8 Data published during the COVID-19 pandemic found that technology-enabled interventions—including telepsychiatry, hybrid service delivery, and real-time feedback systems—supported care continuity while minimizing exposure risk.

This review has several limitations. The included articles were heterogeneous in design and quality, limiting generalizability. Publication bias likely favored outbreak and intervention reports over routine IPC practices, and most studies originated from high-income countries, leaving gaps in data from community and low-resource settings. No formal risk-of-bias assessment was conducted. Despite these, this review provides a comprehensive synthesis of themes and evidence gaps related to IPC in behavioral health environments.

This review highlights the scarcity of data regarding IPC best practices in behavioral health settings. Most evidence remains descriptive, underscoring the need for further research to inform behavioral health-specific IPC models. Effective IPC in behavioral health depends on tailoring approaches to the unique clinical, environmental, and psychosocial context of these settings. Future priorities should include developing evidence-based IPC guidelines for behavioral health settings, integrating behavioral health into IPC governance structures, and investing in environmental modifications and infrastructure that supports both safety and therapeutic goals.

Supplementary material

The supplementary material for this article can be found at https://doi.org/10.1017/ash.2025.10290.

Acknowledgements

None.

Financial support

None reported.

Competing interests

All authors report no conflicts of interest relevant to this article.

Previous presentation of the data/findings

None/Not applicable.

References

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Figure 0

Figure 1. Summary of search and review process.

Figure 1

Table 1. Barriers and facilitators to infection prevention and control (IPC) in behavioral health settings

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