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Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective

Published online by Cambridge University Press:  06 November 2023

Guangtao Fu*
Affiliation:
Centre for Water Systems, University of Exeter, Exeter, United Kingdom
Siao Sun
Affiliation:
Key Laboratory of Regional Sustainable Development Modelling, Institute of Geographical Sciences and Natural Resources Research, Chinese Academy of Sciences, Beijing, China
Lan Hoang
Affiliation:
IBM Research, Hartree Centre, Warrington, United Kingdom
Zhiguo Yuan
Affiliation:
School of Energy and Environment, City University of Hong Kong, Kowloon Tong, Hong Kong
David Butler
Affiliation:
Centre for Water Systems, University of Exeter, Exeter, United Kingdom
*
Corresponding author: Guangtao Fu; Email: g.fu@exeter.ac.uk
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Abstract

The potential of artificial intelligence (AI) in water management is widely recognised by research and practice communities alike, with an increasing number of applications showed tackling water supply, stormwater and wastewater management challenges. However, there is a critical knowledge gap in understanding the fundamental role of AI in the development of urban water infrastructure (UWI). This review aimed to provide an analysis of how AI could be aligned to support the future development of UWI systems. Four types of AI analytics – descriptive, diagnostic, predictive and prescriptive – are discussed and linked to the improvement in the performance of UWI systems from three categories: reliability, resilience and sustainability. It is envisioned that AI technology will play a pivotal role in UWI transitioning to the future through underpinning the five development pathways: decentralisation, circular economy, greening, decarbonisation and automation. The barriers in improving AI adoption in the real world are also highlighted from four dimensions: cyber-physical infrastructure, institutional governance, social-economic systems and technological development in wider society. Embedding AI in the development pathways and tackling the barriers can ensure that AI-empowered systems are deployed in an equitable and responsible way to improve the resilience and sustainability of future UWI systems.

Information

Type
Overview Review
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2023. Published by Cambridge University Press
Figure 0

Table 1. The joint research centre AI taxonomy and relevant applications for UWI

Figure 1

Figure 1. Use of four AI analytics to improve urban water infrastructure performance.

Figure 2

Figure 2. Five pathways towards more reliable, sustainable and resilient urban water infrastructure underpinned by artificial intelligence.

Figure 3

Figure 3. Practical implications and barriers for AI adoption in the water sector.

Author comment: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R0/PR1

Comments

No accompanying comment.

Review: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R0/PR2

Conflict of interest statement

Reviewer declares none.

Comments

The article provides a review of how AI could be aligned to support the future development of urban water infrastructure systems. While the article highlights certain areas of UWI that AI can support, it lacks any specifics on which AI technologies and how AI will support the development of UWI systems. There are many claims in UWI areas that AI can support with limited details or examples. There are too many generic statements and claims about AI’s capabilities and potential, with limited support from the literature or details on specific AI technologies or methods. Most sections provide 3-5 examples from the literature on common UWI challenges or some examples of AI usage in this domain. The article lacks a comprehensive review of the literature but rather provides some examples to highlight the potential of AI. Without a comprehensive review of the entire literature on applications of AI in UWI and novel AI methods from other fields and how they can be applied to UWI challenges, it is hard to justify the statements on AI’s potential and promise in UWI.

Review: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R0/PR3

Conflict of interest statement

Reviewer declares none.

Comments

I apologize for the substantial delay in completing this review. The paper presents a perspective on the role of artificial intelligence (AI) in improving urban water infrastructure (UWI) performance and helping shape future UWI. The authors first identify and explain three dimensions of UWI performance, i.e., reliability, resilience, and sustainability. Second, they analyze how AI can contribute to more reliable, resilient, and sustainable UWI via five development pathways, i.e., decentralization, circular economy, decarbonization, greening, and automation. Finally, they analyze the overall benefits, practical implications, and barriers for AI adoption in the water sector. The topic of the paper is potentially interesting and the paper within the scope of this journal. Also, the paper is generally well written and rather easy to read. Hence, I would like to thank the authors for pulling together this article, which can be interesting for both researchers and practitioners. However, I believe certain aspects (detailed below) need to be revised to mainly (i) explain better the scope of this paper (is it a review paper or another type of paper), and (ii) better explain and report on potential advantages of AI compared to other solutions in a more quantitative way. Finally, I suggest some additional literature that the authors might consider for analysis in their paper.

MAIN COMMENTS

1. The authors call this paper a review. It is, in fact, classified as an overview review. However, it is not explained how the authors collected the literature used in this paper. As this is not a systematic review, I do not expect a fully reproducible and thoroughly detailed explanation. However, it would still be interesting to know if any literature search and analysis procedure was followed. What was included and what was not? This would better define the scope of this review.

2. The authors mention five development pathways (decentralisation, circular economy, greening, decarbonisation, and automation) several times in the paper, already in the first sections. However, they are analyzed in detail only in section 3. I would therefore suggest adding a short definition for each of them already early in the paper to avoid ambiguous interpretation by the readers.

3. The authors properly define AI for the scope of this paper in lines 87-89. I am wondering whether they used any reference to come up with this definition. If so, it would be great if such a reference could be added there.

4. Following up on the previous comment, while AI is defined in the paper and it should be the key focus (it is also in the title), the authors sometimes also use terms like machine learning, and AI analytics (e.g., in the caption of Figure 1). To my understanding and knowledge, machine learning is a sub-set of AI technologies, which also includes deep learning (thus deep learning is a subset of machine learning). However, it looks to me that the authors use machine learning and AI somehow interchangeably in the paper. It would be useful if they can clarify and define how machine learning differs from general AI in this paper. The same goes with “AI analytics.”

5. While section 3.6 provides a general overview of the fundamental attributes that distinguish AI from other technologies, I have the feeling that the current paper generally deals more with explaining the needs of UWI to become more reliable, resilient, and sustainable, rather than explaining how AI can contribute to this in a quantitative way. I wish there was more quantitative analysis of the advantages of AI compared to other (more traditional) technologies on specific relevant problems in UWI. Could examples be added to the paper based on the literature? For instance, examples could report (i) how much of a computational gain can be brought by AI-based surrogate models of water distribution systems, in comparison to physically based hydraulic models, or, (ii) how AI enabled failure detection from image recognition, or (iii) how more accurate predictions of water demand can be achieved by AI methods in comparison to more traditional time series analysis. These are just some examples, but what I think would be useful would be for the authors to provide quantitative evidence of how AI can outperform other techniques in solving some of the main open problems in UWI.

6. In relation to the above comment, I have the impression that some statements support the idea that AI can improve future UWI, but it is not explained “how” and “why AI is needed for that”. For instance, in lines 314-316, the authors say that “AI could be used to capture public perceptions of decentralized wastewater treatment systems”, but it is not clear how this can be achieved by AI (which data are needed, for instance) and why AI can achieve this while other methods cannot.

7. Possibly, the authors might want to consider adding a table summarizing the main benefits and challenges of AI for UWI development, to complement the extensive text, especially if examples as per my comment #5 above will be added in the main paper.

8. The authors explain in lines 184-186 that AI has been used to investigate the potential drivers of water demand. There is also abundant literature about AI methods for predicting water demands, which might be worth mentioning (see, e.g., the section on urban water demand prediction in Zounemat-Kermani et al. (2020) in the additional references I provide below).

Additional references for consideration:

• On AI for urban water demand prediction: Zounemat-Kermani, M. et al. Neurocomputing in surface water hydrology and hydraulics: A review of two decades retrospective, current status and future prospects. J. Hydrol. 125085 (2020).

• On intelligent water systems: Stewart, R. A. et al. Integrated intelligent water-energy metering systems and informatics: Visioning a digital multi-utility service provider. Environ. Modelling Softw. 105, 94–117 (2018).

• On surrogate models (including deep learning) for urban water systems:

o Fiedler, F., Cominola, A., & Lucia, S. (2020). Economic nonlinear predictive control of water distribution networks based on surrogate modeling and automatic clustering. IFAC-PapersOnLine, 53(2), 16636–16643.

o Garzón, A. et al. “Machine learning-based surrogate modelling for Urban Water Networks: Review and future research directions.” Water Resour. Res. (2022): e2021WR031808.

Recommendation: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R0/PR4

Comments

Thank you for submitting your manuscript. Two highly qualified reviewers have provided detailed comments on your paper. Both suggest that the review is not comprehensive and systematic enough to be accounted for as a review paper. Both reviewers also agree that the statements related to AI improving UWI performance while important, it is not backed up by enough details on why and how and citations for those details. I suggest you closely review the comments provided by the reviewers and revise your paper accordingly.

Decision: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R0/PR5

Comments

No accompanying comment.

Author comment: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R1/PR6

Comments

No accompanying comment.

Review: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R1/PR7

Conflict of interest statement

Reviewer declares none.

Comments

While the authors put some effort into addressing the comments from reviewers, the article still lacks critical information about the review procedure and methodology. Limited information is provided in the introduction section about the review process, which should be detailed in the methods section. The methodology, as explained in the introduction section, is also flawed in terms of coverage. Searching for “water” and selected AI keywords in the title will yield limited amounts of articles, which could lead to limited insights about the literature. Many papers on UWA may not use “water” in the title but use other critical keywords about UWI in the title or abstract. Just “machine learning” studies in the water domain could yield several thousands of articles. The entire UWI domain could easily have tens of thousands of articles.

It looks like a comprehensive review is not the goal of this study. I suggest reclassifying this paper as a vision or position paper (if the journal allows) and evaluating accordingly. In its current form, it doesn’t satisfy the expectations of a comprehensive review or overview review paper.

Review: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R1/PR8

Conflict of interest statement

Reviewer declares none.

Comments

The authors improved the manuscript and implemented suitable changes to address all my comments. I believe this can be an interesting overview paper worth publication after minor changes as per my two comments below:

• I appreciate the authors’ efforts in editing the introduction to clarify that this paper is an overview review and not a systematic review. However, for better transparence and clarity, more details about their paper search and selection procedure are needed. Not necessarily a full PRISMA diagram, but some data in the text about the following points: (i) which specific keywords and keyword combinations were used for the paper search? (ii) how many papers were obtained from the paper search? How many after including other papers identified with the snowballing method? (iii) how many papers were then included in each of the four analytics and in each of the five pathways? Information on all these points would help communicating the rationale behind each step of the search and review methods.

• The authors cite the IWA Digital Water report (line 33-34, page 3) to support their statement about digital transformation and Water 4.0. This is a suitable reference, yet it’s a non-peer-reviewed publication as far as I know. I would thus suggest also adding a reference to the following two - more recent and peer-reviewed – publications on the topic:

o Daniel, I., Ajami, N.K., Castelletti, A. et al. A survey of water utilities’ digital transformation: drivers, impacts, and enabling technologies. npj Clean Water 6, 51 (2023). https://doi.org/10.1038/s41545-023-00265-7

o Rapp, A.H., Capener, A.M. and Sowby, R.B., 2023. Adoption of Artificial Intelligence in Drinking Water Operations: A Survey of Progress in the United States. Journal of Water Resources Planning and Management, 149(7), p.06023002.

Recommendation: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R1/PR9

Comments

Thank you for the efforts you dedicated to revising your manuscript. I am sending this back to you for another round of revision as both reviewers have provided additional constructive feedback which I believe would improve this manuscript further. I especially note the comment by the first review on searching for “water” and selected AI keywords not only in the title but also in the abstract or even the entire paper. That may significantly improve your search results and the number of papers that fall under this category.

Decision: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R1/PR10

Comments

No accompanying comment.

Author comment: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R2/PR11

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Review: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R2/PR12

Conflict of interest statement

Reviewer declares none.

Comments

The authors have successfully responded to the review comments.

Review: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R2/PR13

Conflict of interest statement

Reviewer declares none.

Comments

The authors addressed my remaining comments and I thus recommend accepting this revised version of their paper.

Recommendation: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R2/PR14

Comments

Thank you for your submission. We appreciate your effort to revise your paper based on the reviewer’s comments. I am pleased to accept your paper.

Decision: Artificial intelligence underpins urban water infrastructure of the future: A holistic perspective — R2/PR15

Comments

No accompanying comment.