In the fifth century BCE,Footnote 1 the early Greek thinker Empedocles of Acragas, present-day Agrigento in the southern region of Sicily, authored two poems in hexametrical verses: Katharmoi, ‘Purifications’, in two books, and Peri Physeos or Physika, ‘On Nature’, in three books.Footnote 2 In these, he put forward a philosophical project aiming at a comprehensive explanation of the cosmosFootnote 3 and its living beings. His extant verses deal with the dynamic of the four elements – fire, ether (or air),Footnote 4 water and earth – which are described as ‘the roots of all things’,Footnote 5 since they form all that exists by mixtures and separations. Their working shapes a cosmic cycle in which the elements, under the influence of the two opposite powers of Love and Strife, are eternally and regularly brought together into one thing alone (the divine and blissful form of the Sphairos) at the hands of unifying Love (Greek, Φιλότης), and are separated again into many things by the dividing force of Strife (Greek, Νεῖκος).Footnote 6 However, Empedocles is also the poet who teaches a more religious doctrine of rebirth and purifications, urges abstinence from sexual intercourse as well as from some kinds of food and depicts himself as a god, being reborn in human form and exiled to our world.
Although we can rely on a relatively large number of fragments,Footnote 7 the details of Empedocles’ thought, especially concerning the relationship among his different and apparently contradictory philosophical interests, remain controversial. As C. Kahn put it: ‘Empedocles the philosopher of nature and Empedocles the prophet of transmigration are each intelligible when taken separately. Together they seem to compose a split personality whose two sections are not united by any essential link’.Footnote 8 Thus, the fundamental question behind the study of Empedocles is still that posed by E. Zeller at the end of the nineteenth century:Footnote 9 if Empedocles’ religious teachings ‘stand in no visible connection with the scientific principles’ of his physics, and the doctrine of rebirth and purification appears to be ‘imperfectly appended to his philosophical scheme’,Footnote 10 how, then, can we explain what seems to be a doctrinal antinomy in one and the same author?
This book takes on the challenge of making sense of this controversial material by reconstructing a textual base upon which Empedocles’ thought can be re-evaluated in terms of a philosophical system aspiring to doctrinal unity. The argument running throughout the book is that in Empedocles’ physical system, religious and philosophical interestsFootnote 11 interrelate with and illuminate each other. Indeed, the doctrine of rebirth is a positive and central doctrine of Empedocles’ physics. Methodologically, this study is based on the assumption that Empedocles’ thought made sense with respect to his time and, also in virtue of its eschatological value, it influenced Greek philosophy and thought. Adopting this perspective, this book will show the ways in which Empedocles’ physics accommodates, on a textual and contextual basis, the details of his doctrine of rebirth, thus demonstrating the centrality of this doctrine to his physical system. Indeed, it will even go beyond showing accommodation, pointing out that some pivotal aspects of Empedocles’ physics seem to be premised and even structured on his concept of rebirth.
In presenting this argument, I also aim to shed new light on long-standing questions regarding the relationship between the different and apparently conflicting areas of Empedocles’ thought. I will thus show that in On Nature Empedocles implemented a philosophical project with the main aim of indicating the way through which human beings can escape rebirth, transcend their mortal nature and become gods. To this end, I will correct previous research by reconstructing various topics and verses that scholars have usually attributed to the Purifications within On Nature, challenging thereby the standard apportionment of extant fragments between the two poems. In doing so, it will be shown that concerns about the place and fate of human beings in this world, claims for individual existence beyond the body, moral agency and personal survival through many deaths and different lives, as well as pursuit of true knowledge and solicitations for a pure way of life are not merely added to Empedocles’ interests in natural philosophy, but are instead integral to his physical system.
Beyond offering a new reading of Empedocles’ thought, this book also bears relevance to early Greek philosophy in general. As J. Warren claims, ‘Empedocles is … an excellent case in which we have to think carefully about what we assume to be the nature of early Greek philosophy.’Footnote 12 My main standpoint in this book is that Empedocles is primarily concerned with human beings’ pragmatic approach to their life in this world and thus focuses his enquiry into the nature of things around questions such as: what is our place in the world? What should we do with our lives and how should we face the prospect of death? Accordingly, this book may then offer an interpretative key to approach and possibly re-evaluate other pre-Socratics – including but not limited to Heraclitus, Parmenides and the Derveni author – who display similar interests to Empedocles. It may also help us to rethink early Greek philosophy primarily as a philosophy of humans rather than of nature.Footnote 13
The choice to devote an entire monograph to Empedocles is dictated not only by the fact that, as I have just noted, he can be considered an exemplary case for a reassessment of early Greek philosophy; it is also motivated by the as-yet unresolved questions raised by his philosophy, which have drawn the interest of scholars for centuries. An indication of the relevance he has in the history of Greek philosophy is given, first, by the largest number, among pre-Socratic thinkers besides Democritus, of ancient quotations and thus of surviving fragments that have come down to us. Additionally, the extant fragments of his work do not merely come from excerpts of citations of later authors; rather, a considerable portion of his verses are transmitted directly in a papyrus dated between the first and second century CE,Footnote 14 which is evidence of the circulation of his poem – hence, of the interest it still aroused – even centuries after his death.Footnote 15
Second, Empedocles’ philosophy must have already gained great popularity shortly after his death given the earliest mention of his name is by his near-contemporary, the Hippocratic author of Ancient Medicine (fifth century BCE).Footnote 16 Some generations later, moreover, Plato (428–347 BCE) regularly refers to Empedocles by name; composes, in his Symposium, a parody of Empedocles’ generation of human beings (put in the mouth of the comic poet Aristophanes)Footnote 17 and, in his Timaeus, constructs his cosmological and biological theories through several reminiscences of Empedoclean theories.Footnote 18 This is without even mentioning the Platonic myths on the ultramundane journeys of souls, which are very likely reminiscent of Empedocles’ story of the guilty gods and doctrine of rebirth.Footnote 19
Similarly, Empedocles also excited great interest within the Peripatetic school. Aristotle (384–322 BCE) mentions no other philosopher with greater frequency, except Plato. While his criticism includes several Empedoclean theories, ranging from his conception of the elements and their generation to his theory of motion, his debt to Empedocles, and in particular to his biological theories, is undeniable. Among the first Peripatetics, moreover, Theophrastus (ca. 369–ca. 285 BCE) dedicates a long section of On the Senses to challenging the theories of Empedocles on sense organs, perception and knowledge acquisition and, if we are to judge from what is preserved of this work, with the exception of his treatment of Democritus, the section dedicated to Empedocles is Theophrastus’ longest and most comprehensive discussion of his predecessors.
While Stoics and Epicureans were also influenced by Empedocles,Footnote 20 engagement with his philosophy continued in commentaries written on Plato’s dialogues and Aristotle’s works as well as by the early Christians into late antiquity. In particular, two of the most important sources for Empedocles’ fragments should be mentioned. First, Plutarch (ca. 45–ca. 125 CE) is credited with a major work on Empedocles in ten books, which is a strong indication, together with his numerous Empedoclean quotations, that Empedocles’ poems were held in high esteem by him.Footnote 21 Second, the Neoplatonist and Aristotelian commentator Simplicius (ca. 480–ca. 560 CE) almost certainly had access to a large part, probably all, of Empedocles’ physical poem. This is shown by the extent of Simplicius’ Empedoclean quotations, which account for nearly 8 per cent of the whole poem and include over 150 verses or part verses, often repeating them.Footnote 22 Additionally, Simplicius’ familiarity with Empedocles’ work is also shown by the fact that he often cites verses together with a precise reference to the parts and books of On Nature from which they are derived.Footnote 23 This is evidence that in late antiquity Empedocles continued to arouse interest among philosophers, who still cared to copy and cite his work.
Lastly, Empedocles’ great fascination endures even in the modern era. For instance, the German poet Friedrich Hölderlin (1770–1843) wrote an unfinished tragedy concerning the legendary death of Empedocles,Footnote 24 while the crucial role that Presocratic thought, and that of Empedocles in particular, played in the philosophy of Friedrich Nietzsche (1844–1900) is well recognized and studied.Footnote 25 All of this serves to display the sheer appeal and popularity the challenging philosophy of Empedocles and his curious personality have always and consistently wielded. In short, the number of open questions his work still raises, his status as a thinker who prompts reassessment of what we mean in the first place by ‘early Greek philosophy’ and his important legacy for later thinkers all ensure that his thought still wields an enduring claim on our attention today.
The starting point of the present study is a critical approach towards the traditional criteria according to which scholars have attributed Empedocles’ fragments to On Nature and the Purifications. These criteria can be traced back to the nineteenth century with the work of H. Stein, whose division of Empedoclean fragments between On Nature and the Purifications was essentially taken up by H. Diels first in his 1901 Poetarum Philosophorum Fragmenta and then in Die Fragmente der Vorsokratiker in 1903. The latter work, which soon became the reference edition for early Greek philosophers, ended up defining a standard strategy in dealing with Empedocles’ alleged doctrinal antinomy. As only a few of the extent fragments are explicitly assigned by our sources to either poem,Footnote 26 Diels considered verses related to the story of the guilty gods, individual rebirth and purificatory rules as distinct from verses of a more physical character, connected to the four elements and the two forces of Love and Strife, the cosmic cycle, the origin and development of our world, zoogony, anthropogony, biology and epistemology. According to this standard, Diels reconstructed Empedocles’ thought into two profoundly different poems: the Purifications were made a religious composition, whereas On Nature became a work dealing with topics that Diels considered appropriate to fifth-century natural philosophy. The apparently contradictory nature of Empedocles’ poems that resulted from this reconstruction was then explained away by his ‘spiritual development’.Footnote 27 According to Diels, Empedocles devoted his youth to physical research and writing On Nature, but it was only later, when oppressed by the pains of old age and the further misfortune of exile,Footnote 28 that he finally turned to religious consolation and wrote his Purifications.Footnote 29 The subjective character of this hypothesis, which nonetheless knew a considerable following, is displayed by the fact that the direction of Empedocles’ spiritual development could be reversed at will and so a few scholars argued that he wrote his Katharmoi when he was a ‘young prophet’, and turned to physical topics when he became old and disillusioned.Footnote 30
The first substantial criticism against the assumption of Empedocles’ doctrinal conflict came from Kahn in his foundational study of 1960. By emphasizing that the antinomy between Empedoclean religious and physical interests cannot be resolved by assuming a difference in date and outlook between the two poems, Kahn observed that the religious poem presupposes Empedocles’ physics. For instance, Empedocles employs the scenario of the four elements as places in the world where the guilty gods are compelled to wander (B 115 [= EMP D 10 Laks-Most]). Moreover, he depicts the powers of Love and Strife upon the guilty gods as functioning in the same way as they work upon the elements within the physical fragments. Above all, Kahn highlighted that Empedocles’ conception of the principle of Love as a complex reality, ‘at once physical and spiritual’, is substantially unchanged between the Purifications and On Nature and this makes the two poems fundamentally compatible with each other.Footnote 31
Additionally, Kahn showed that the physical poem is also a profoundly religious work. In fact, the form of On Nature suggests the spirit of mysterious revelation entrusted to his disciple Pausanias, to whom the physical poem is dedicated and who is urged to keep it ‘mute in his heart’.Footnote 32 This invites the reading of a ‘preliminary initiation, which reserves the final disclosure for a later ἐποπτεία’.Footnote 33 Moreover, Kahn argued that the doctrinal content of the physical poem also betrays ‘a religious orientation’, with Empedocles’ prayer to the gods and the Muse (B 3 [= EMP D 44 Laks-Most]), his belief in life after death as well as in evil and the good things that come with it (B 15 [= EMP D 52 Laks-Most]) and, even more remarkably, with his promise to teach his disciple how to control the forces of nature (B 111 [= EMP D 43 Laks-Most]).Footnote 34 Thus, as Kahn concluded, ‘there is no room for a “conversion” between the physical poem and the Purifications, for the author of On Nature is already a religious mystic who hints at his belief in immortality’.Footnote 35
Kahn’s pivotal revision opened a new pathway in Empedocles studies. Scholars gradually dismissed as anachronistic the nineteenth-century assumption that the philosopher’s physical theories and religious interests were incompatible and began instead to look at points of contact between them. Indeed, scholars have made headway in showing that the different areas of Empedocles’ thought are not contradictory but display striking analogies. This innovative approach has its most radical representatives in C. Rowett and P. Kingsley. Yet, by working on the analogous premise of superseding the dualism between Empedocles the systematic, rational philosopher and Empedocles the religious mystic, they came up with substantially different conclusions.
On the one hand, in a 1987 article, Rowett argued for a rejection not merely of the idea of Empedocles as a divided character, but even of the tradition of Empedocles as author of two poems.Footnote 36 Specifically, Rowett challenged the common view that ancient sources that name Purifications and On Nature in connection to Empedocles’ verses refer therewith to two separate poems. She pointed out that no ancient authors quoting Empedocles describe the work from which they quote, none are concerned to distinguish poems of different content, none use both ‘physika’ and ‘katharmoi’ as titles nor mention any distinction between the titles in terms of the subject matter of the poem and none summarize or describe the general content of the poem designated by the title used.Footnote 37 Thus, Rowett concludes that, in line with the practice in antiquity of occasionally referring to one and the same literary work, or various parts of the same work, by different names, the two titles are alternative ways of naming one and the same poem.
However, the report of Diogenes Laertius (8.77), τὰ μὲν οὖν Περὶ φύσεως αὐτῷ καὶ οἱ Καθαρμοὶ εἰς ἔπη τείνουσι πεντακισχίλια (‘the books of On Nature and the Katharmoi span five thousand lines in all’), challenges Rowett’s reconstruction. Here Empedocles’ two poems are mentioned in one breath in relation to their total number of verses. Moreover, a few chapters before, Diogenes Laertius quoted not only the opening lines of the Purifications (B 112 [= EMP D 4 Laks-Most]), where Empedocles addresses his fellow citizens of Agrigento, but also the dedicatory line of On Nature, in which he speaks to his disciple Pausanias (B 1 [= EMP D 41 Laks-Most]).Footnote 38 This suggests that Diogenes Laertius is aware not merely of Empedocles’ different titles, but also of separate works that he distinguishes in terms of their address. Thus, as Kingsley explains, although Rowett’s hypothesis remains ‘a theoretical possibility … we are obliged on balance to accept what Diogenes says in the absence of any genuine reasons for doubting him’.Footnote 39 This leaves the hypothesis that Empedocles wrote two poems. Nevertheless, Rowett’s reconstruction has the merit of having questioned the long-standing distribution of Empedocles’ fragments between the two, highlighting that it was grounded on an anachronistic nineteenth-century reconstruction of Empedocles’ doctrinal dualism.
On the other hand, in his 1995 book, Kingsley approached Empedocles’ thought from a perspective that aimed to encompass ‘unorthodox’ elements, such as magic, but ended up dismissing any genuine interest in natural philosophy or physics by Empedocles. Kingsley argued that, since Empedocles’ self-definition as an iatromantis was in accord with the agonistic and pragmatic context in which he worked,Footnote 40 he was simply an itinerant purifier, similar to an oriental magos. Kingsley’s approach has the merit of having highlighted, through a meticulous analysis of different kinds of sources, that magic is among Empedocles’ concerns; yet his dismissal of the philosopher’s genuine interest in natural philosophy is as inadequate in the description of fifth-century thought as were nineteenth-century standpoints.
In contrast, my approach avoids unilateral and radical classifications and assumes, instead, that fifth-century thought, and Empedocles’ philosophy in particular, consisted of a synergy among natural philosophy and concerns for more religious beliefs and ritual purity, and that it can even extend, as Kingsley showed, to include magic. For this reason, my investigation makes extensive use of the background in which Empedocles lived and worked and of the relationships he established with traditional ideas as well as with the innovative thought of his time. His fragments will thus be contextualized in their poetical, religious, intellectual and historical settings and also considered in light of their legacy to later thought. For instance, Chapter 2 investigates diverse aspects of lyric poetry, which illuminates the interpretation of several elements included in Empedocles’ proem to On Nature. Chapter 3 draws attention to Empedocles’ verses in dialogue with Plato, Pythagoras and later Platonizing interpretations, while Chapter 6 explores Empedocles’ epistemological views in relation to other early Greek epistemic reflections, notably those of Xenophanes, Alcmaeon, the Hippocratic author of Ancient Medicine and Parmenides. In addition, epic poetry, especially Homer and Hesiod, reports on legendary or semi-legendary characters and trends of thought expressed by new rituals and cults are also considered throughout.
Beyond this contested background, a key point in the history of Empedocles studies for reconsidering his thought (and, as we shall see, for reconstructing his physical poem) occurred in 1999, when an extraordinary publication entered the scene via a previously unknown papyrus. This had been bought at the beginning of the twentieth century by the Bibliothèque Nationale et Universitaire de Strasbourg, but was entrusted many years later to A. Martin and O. Primavesi for study and publication.Footnote 41 From its fifty-two fragments, each containing no more than a few letters, Martin and Primavesi reconstructed eleven ensembles, classified in alphabetical order,Footnote 42 which attest over seventy-four lines of Empedocles’ physical poem. In the first visible lines of the first column of ensemble a, nine verses can be read, which Simplicius quoted as coming from the first book of Empedocles’ On Nature (DK 31 B 17 [= EMP D 73. 233–66 Laks-Most]).Footnote 43
The Strasbourg papyrus thus returns an integral piece of the direct tradition of Empedocles and, therewith, pre-Socratic philosophy.Footnote 44 Furthermore, it bears important evidence that, if correctly understood, supports a rethinking of Empedocles’ thought in terms of his doctrinal unity, as well as a new reconstruction of the fragments within On Nature. Specifically, ens. d–f displays two remarkable lines dealing with the consumption of food deemed unfit for eating and the painful fate deriving from eating it.Footnote 45 These lines were already known from a quotation by Porphyry,Footnote 46 and because of their religious character, all pre-papyrus editors allocated them within the Purifications.Footnote 47 Yet the direct tradition unquestionably shows that Empedocles’ physics included purificatory material; indeed, religious lines with a strongly purificatory connotation are integrated within a physical discourse in the first book of On Nature.Footnote 48 This evidence highlights the need to rethink the topics and scope of Empedocles’ physical poem and, more generally, of fifth-century natural philosophy as a whole.
While the papyrus evidence has inevitably lent new popularity to Rowett’s hypothesis that Empedocles was the author of just one poem,Footnote 49 for those post-papyrus editors who do not undermine the report of our sources (especially Diogenes Laertius, as mentioned above) and consequently assume that Empedocles wrote two works, the Strasbourg papyrus should have led to a reconsideration of the criteria according to which they allocate Empedocles’ fragments between On Nature and the Purifications. Yet the significance of this evidence for a new apportioning of the fragments and, consequently, for a novel reconstruction of Empedocles’ poems has been overlooked. Indeed, although the first editors of the Strasbourg papyrus recommended reconstructing within the physical poemFootnote 50 the reference to rebirth and, therefore, the story of the gods being exiled to earth and reborn as mortal beings (notably the story narrated in B 115 [= EMP D 10 Laks-Most]), from 2001 onwards Primavesi has vehemently advocated the conservative hypothesis that B 115 (= EMP D 10 Laks-Most) belongs to the Purifications. This conclusion has since been followed by all editors who argue for two poems.Footnote 51
However, as D. Sedley has pointed out,Footnote 52 this stance created a curious scenario in Empedocles studies. On the one hand, the old dogma that Empedocles’ physical and religious doctrines belong to distinct areas of his thought has now been discredited as an anachronistic imposition on fifth-century thought. On the other hand, ‘the conventional apportionment of fragments between the two poems, which was founded on that dogma, remains largely unchallenged, as if it had some independent authority’.Footnote 53 In Chapter 1 I will show that it has none. Thus, by paying due attention to the Strasbourg evidence, the first two chapters of this book fundamentally challenge the standard apportionment of extant fragments between On Nature and the Purifications and in contrast offer an original version of the proem to On Nature, which includes topics and verses dealing with the story of the guilty gods and rebirth.
Because my reconstruction of the proem to On Nature includes many of the topics and verses that have traditionally been attributed to the Purifications, especially those that focus on the exile of the daimon and Empedocles’ doctrine of rebirth, a question may arise as to what I take the Purifications to be in terms of its content and intent. For this reason, it is worth briefly setting out my stance. In this regard, I have considerable sympathy with the hypothesis of Sedley that the Purifications were originally a collection of heterogeneous material, of ritual oracles and healing utterances as well as purificatory rules for everyday life.Footnote 54 Specifically, Sedley notes that this hypothesis is suggested by the verses introducing the Purifications, B 112 (= EMP D 4 Laks-Most),Footnote 55 through which Empedocles tells us that wherever he goes, people keep asking ‘where their advantage lies, some seeking prophecies, others, long pierced by harsh pains, ask to hear the word of healing for all kinds of illnesses’.Footnote 56 As Sedley argues, in light of the programmatic character of these introductory lines, it is not unreasonable to suppose that the Purifications were simply a response to ‘these requests, a set of purificatory oracles and “healing utterances”’.Footnote 57
In this regard, Sedley shows that those scant fragments that our sources attributed to the Purifications or can be considered as part of them by virtue of their content agree with this conclusion. Two fragments are explicitly connected with Empedocles’ Purifications by our sources, but they are highly fragmentary and for this reason difficult to contextualize. One fragment focuses on plants with dense roots and rare shoots,Footnote 58 whereas the other fragment consists of just three words, ‘seven times seven’, which our source connects with the notion that the foetus is completely formed after seven weeks.Footnote 59 Admittedly, there is little to be inferred in terms of content and context from these quotations, but it is not impossible to assume, as Sedley does, that they did not contain any discursive exposition on plants or embryology/childbirth, simply offering instructions for purifications that include the medical and even magical power of some plants, or mystical utterances (as ‘seven times seven’ seems to be) useful ‘in the course of a purificatory advice’ concerning childbirth.Footnote 60
Other sets of verses, which are not explicitly connected to the Purifications by our sources but can nonetheless be attributed to this poem, consist of what seem to be ritual prescriptions of abstinence from some kinds of food, notably laurel leaves or beans, or advice on abstaining from evil actions.Footnote 61 Lastly, Theon of SmyrnaFootnote 62 quotes some Empedoclean words, involving five springs and the ‘indestructible bronze’ that must be used to cut something, in connection with a purificatory and mysterious context, which indicates that they might originally be part of some ritual/purificatory utterances. From all these instances, as Sedley concludes, the idea we gain about the Purifications is not that of a discursive exposition of Empedocles’ doctrine of rebirth, but rather a collection of heterogeneous material including instructions for rituals, healing advice and purificatory oracles.
Finally, Sedley shows that this conclusion is supported by three further reports of Katharmoi as a kind of composition.Footnote 63 The first is with reference to Epimenides of Crete (seventh century BCE), a semi-legendary figure of a purifier, who is credited with the composition of a work entitled Purifications.Footnote 64 We do not have any specific indications of what this work was about but, considering Epimenides’ fame as a purifier and the report Plutarch offers of him as a man ‘learned in religion in the sphere connected with divination and initiatory rites’ (ἐνθουσιαστικὴ καὶ τελεστικὴ σοφία),Footnote 65 it can be assumed that his Purifications were a heterogeneous set of purificatory advices, divinatory utterances and oracles useful in initiatory rites. Second, a line from the pseudo-Pythagorean Golden Verses reads: ‘but abstain from the food that I spoke of in my Katharmoi and Absolution of the Soul’,Footnote 66 which clearly connects these kinds of compositions with abstention from certain sorts of food and some ritual ‘absolutions’ – themes that are associated with Empedocles’ Purifications too, as we have just seen. Third, in the Frogs 1033, the remark of the comic poet Aristophanes on Musaeus’ expertise in ‘healing and oracles’ is glossed by the scholiast with the information that Musaeus ‘composes absolutions, initiations and katharmoi’ (DK 2 A 6 [not in Laks-Most]). The legendary figure of Musaeus was famous in antiquity as a chresmologist or ‘oracle-gatherer’, namely ‘a man who went about looking for people who would reward him for reciting to them oracles which he knew and which had a bearing on their affairs’Footnote 67 – a description that could be appropriate to Empedocles too who, as we have seen above, wanders from city to city, giving profitable oracles, advice and healing utterances and receiving for this divine honours from people (B 112 [= EMP D 4 Laks-Most]).
Thus, compositions called Purifications are clearly linked with collections of ritual advices, healing oracles and purificatory utterances. The answer then, in terms of what I take Empedocles’ Purifications to be, is that, as Sedley showed, this poem and On Nature are distinct works not in terms of their content (philosophy vs. religion) or addressees (Pausanias vs. citizens of Acragas; that is, an esoteric vs. exoteric poem),Footnote 68 but rather on the formal level of their composition. That is, whereas the Purifications are a collection of heterogeneous and rather brief sayings, On Nature is a doctrinal expositionFootnote 69 in which, as I show in this book, religious concerns related to the doctrine of rebirth and purifications are central to understanding Empedocles’ physical system.
In setting out this main argument, the first two chapters of this book will work together to demonstrate that verses related to Empedocles’ fault, punishment, exile and rebirths, starting from B 115 (= EMP D 10 Laks-Most) and continuing with all other fragments related to it (the so-called demonological fragments), are integral to the proem to On Nature. In this respect, my reconstruction of the introductory section of the physical poem shares similarities with that by N. van der Ben, who in 1975 allocated the story of the guilty gods in B 115 (= EMP D 10 Laks-Most) and several other fragments related to it to the opening section of Empedocles’ physical poem. However, van der Ben’s reconstruction of the proemial fragments failed to gain a following, as his interpretation of both the story of the guilty gods and Empedocles’ cosmos were fervidly criticized as an anachronistic attempt to explain Empedocles in Neoplatonic terms. Specifically, on the one hand, van der Ben rejected the cyclical interpretation of Empedocles’ cosmic cycle which, as D. O’Brien demonstrated,Footnote 70 is indicated by both Empedocles’ own words and their earliest interpreters, such as Plato and Aristotle.Footnote 71 On the other hand, van der Ben’s interpretation of B 115 (= EMP D 10 Laks-Most) also betrays a strongly Neoplatonist connotation that is clearly anachronistic when applied to Empedocles.Footnote 72 Thus, in his 1981 essay dedicated to a detailed criticism of van der Ben’s study, O’Brien restored the importance of the cyclical description of the cosmos in Empedocles’ system as well as the need to read his philosophy without turning the history of ancient thought upside down.Footnote 73 In doing so, O’Brien rejected van der Ben’s reconstruction of the proem to On Nature in favour of Diels’ apportionment of the fragments. However, his rejection of van der Ben’s allocation of B 115 (= EMP D 10 Laks-Most) within Empedocles’ physical poem draws on a reading of its testimonia that has become problematic – not to say untenable – in light of the Strasbourg papyrus, as I will show in Chapter 1.
In this respect, Chapter 1 will show first how the papyrus evidence changes the way we approach our secondary sources for B 115 (= EMP D 10 Laks-Most), none of which can now be taken as evidence for the attribution of this fragment to the Purifications. Second, the recent suggestion that the attribution of B 115 (= EMP D 10 Laks-Most) to the religious poem is corroborated by reasons of similar content with the proem to the Purifications, and by the assumption that On Nature contains no hints at Empedocles’ divine nature,Footnote 74 is demonstrably flawed. Third, the attribution of B 115 (= EMP D 10 Laks-Most) to the physical poem is established by PStrasb. d–f 3–10 (= EMP D 76.3–10), which is an internal echo, indeed a literary allusion, to the story of Empedocles’ guilt and punishment narrated in B 115 (= EMP D 10 Laks-Most). Thus, in order to make sense of the content of these papyrus verses and their poetic function, B 115 (= EMP D 10 Laks-Most) needs to precede them in the poem, while Plutarch tells us that its lines constitute the prelude to the doctrine proper. The inference is that the story of the guilty gods and Empedocles’ claim that he is one of them belongs to the proem to On Nature.
Having then shown that a reappraisal of Empedocles’ doctrinal unity is not only prompted by the nature of fifth-century philosophy, but also and above all by Empedocles’ physical poem itself, which thematizes topics concerning the consumption of food deemed unfit to be eaten, certain faults very likely related to it and the concept of punishment and rebirth, Chapter 2 will follow up on this conclusion and offer a new sequence of fragments introducing On Nature. Having already established in Chapter 1 the allocation of B 115 (= EMP D 10 Laks-Most) at the incipit of the physical poem, in Chapter 2 I will then argue that the proem to On Nature consists of lines that the sources quoted as closely related to the story of Empedocles’ fault, exile and rebirths mentioned in B 115 (= EMP D 10 Laks-Most). This series, commonly known as the demonological fragments and generally reconstructed within the Purifications, adds important details to Empedocles’ own portrayal as an exceptional individual, by narrating the first leg of his journey of exile as a katabasis to the realm of the dead.Footnote 75 It will be argued that, in introducing his physical poem with the narration of an extraordinary journey to the underworld, Empedocles aims at validating his authority on matters beyond ordinary human ken. Additionally, his katabasis stages, against a nearly mythical background, his belief in rebirth: it is because he has seen the dead and their destiny in Hades that what he professes concerning the place and destiny of human beings in this world can be trusted as true.
Thus, while the proem to On Nature begins with the story of Empedocles’ fault and katabasis, the second part of Chapter 2 is intended to reconstruct those themes that might have followed this narration. They include traditional topics such as the dedication of his poem to his disciple Pausanias, the invocation to the gods and the Muse and the description of the miserable inanity of ordinary human beings, along with the promise that Pausanias will be able to overcome human condition by following Empedocles’ teachings. In addition to traditional proemial fragments, however, my reconstruction of the physical proem is such that it also includes verses on Empedocles’ rejection of ritual sacrifices and hints at his concept of rebirth as an integral element of some of his more physical principles. Indeed, I will show the way in which these topics are consistently presented in synergy with the rudiments and the tenet of his physics. In conclusion, we will see that the proem to On Nature according to my new reconstruction displays a programmatic structure of a surprising internal coherence, in which religious themes intertwine with physical topics, making sense of many of the most debated and fundamental Empedoclean fragments.
This result is significant for a number of reasons, most importantly because we are dealing with fragments that are crucial for a comprehensive and impartial understanding of Empedocles’ thought. A proem so reconstructed then offers us a textual basis to rethink the interrelation and interaction among myth, religion and natural philosophy in Empedocles’ physical system. However, it also raises a chain of questions that I will attempt to answer in the rest of the book. In particular, my investigation in Chapters 3 to 7 will build on issues already identified by Warren, but will also extend to include further long-standing and still unresolved questions about the unitary nature of Empedocles’ thought and doctrine.
Specifically, in his 2007 work on the pre-Socratics, Warren claimed that, although the diverse aspects of Empedocles’ thought and, therefore, the highly heterogeneous material the extant fragments returned to us may seem added to one another, it is not really difficult to consider Empedocles’ religious interests as part of his physical system.Footnote 76 As Warren continued, the real difficulty lies ‘in attempting to marry the details of the daimon’s story with the cosmological account’. Put another way, it basically means combining the details of Empedocles’ belief in rebirth with the principles of his physical system.
In particular, Warren listed some of the most controversial questions that this ‘marriage’ raises:
In what ways does the process of reincarnation fit the cosmic change from the Sphere to Love to the factionalized world of Strife and back again? How should we combine the cosmic role of Love and Strife with their roles in the story of the daimon? And who, precisely, are the daimones? Are all we human beings in fact daimones […]? Or are there two races: mortal human beings and daimones? Are the gods and the daimones the same?Footnote 77
Thus, in addressing Warren’s questions via the reconstruction of the fragments offered in Chapters 1 and 2, I will also ask: what role does B 115 (= EMP D 10 Laks-Most) play in the reconstruction of Empedocles’ doctrine of rebirth? What is the status of the daimon in B 115 (= EMP D 10 Laks-Most) and its relation to individuals (and souls) and gods? In this respect, when can something be said to be divine in Empedocles’ system; or, put in more general terms, what is ‘godhood’ for him? Does his physics, whose tenet entails the negation that something could utterly die, envisage strictly immortal entities alongside beings with a life cycle? Additionally, how can Empedocles’ doctrine of rebirth coexist with a physical system that is chiefly materialistic; that is, based on the ratio of fire, air, water and earth? What is behind Empedocles’ rejection of birth and death? With specific reference to rebirth, what does this doctrine imply in terms of personal identity and its continuity upon death?
Furthermore, what does Empedocles’ revelation of truth entail in terms of the divine knowledge promised to Pausanias? What defines knowledge as divine? What epistemic effort is required of Pausanias and what does it entail for him to gain divine knowledge? Does Empedocles’ physics tell us anything about the individual’s release from rebirth? Lastly, what is the place of gods and mortals in Empedocles’ cosmic cycle? In what ways does the process of rebirth accord with the cosmic change from two consecutive Sphairoi? How could we combine the cosmic role of Love and Strife with their roles in the story of the reincarnated individuals?
In order to answer questions related more broadly to notions of godhood in Empedocles’ physics, Chapters 3 and 4 will be devoted to the exploration of theological issues, which are directly or indirectly connected to his belief in rebirth. The investigation conducted here aims to provide linguistic and conceptual tools crucial to the reconstruction of Empedocles’ doctrine of rebirth. It is therefore a necessary groundwork for the restoration of his doctrinal unity, which will be thoroughly undertaken in Chapters 5, 6 and 7.
In Chapter 3, I will begin with the analysis of Empedocles’ concept of δαίμων (daimon) and look at the way in which it delivers important meanings with reference to Empedocles’ concept of rebirth. First, it will be shown that the standard interpretation according to which Empedocles’ story as an exiled δαίμων is a myth that founds his doctrine of rebirth is flawed. While the core idea behind this interpretation derives from Plutarch’s anachronistic reading of the story of the guilty gods, in order to define which notion of δαίμων Empedocles may have had in mind when composing the lines of B 115 (= EMP D 10 Laks-Most), I will look at those texts in which this notion recurs in conjunction with the belief in rebirth: first in Plato’s dialogues and then in the Pythagorean fragments. As will be seen, Plato worked on a traditional concept of δαίμονες as divine guides and protectors of souls in this life and beyond, whereas Pythagorean sources exploited the traditional notion of δαίμων as a divine being to articulate a twofold idea: first that Pythagoras was more than an ordinary human being and, second, that a god could exceptionally undergo rebirths, although these are usually reserved for ordinary souls. Following Pythagoras and anticipating Plato my concluding argument in Chapter 3 will be that Empedocles depicts himself as a divine guide and protector of human beings in this world and beyond. In doing so, moreover, he construes his own demonology, which was bound to his doctrine of general rebirth, but never overlapped with it.
After having delved into the concept of δαίμων, its divine status and its role in Empedocles’ doctrine of rebirth, Chapter 4 will explore further concepts – mostly introduced in the proemial fragments – that translate Empedocles’ notion of godhood. As with Chapter 3, the analysis of Empedocles’ key concepts related to the divine offered in Chapter 4 is fundamental background for a comprehensive understanding of his religious thought and for a later evaluation of the import it has on his physical theories. My analysis here will focus on those concepts to which Empedocles explicitly refers as gods, showing that divine entities (such as, for instance, the four elements, Love and Strife, the Sphairos and long-lived gods) differ significantly in their divine nature. However, with regard to living beings released from rebirth, we will see that their obtained divinity is based on the characteristics of the Sphairos, the prototype of all integrated entities and the ideal model of the divine. Most importantly, it will be shown that the notion of divinity elaborated with reference to integrated beings is closely related to the antinomy Love/Strife, and this has considerable bearing on the assessment, in Chapter 7, of the mortal/immortal (i.e., rebirth/liberation) dichotomy and its implications in the cosmic cycle.
Once pivotal notions connected with more theological aspects of Empedocles’ natural philosophy have been considered and clarified, providing us with the linguistic and conceptual instruments to better understand some of the details of his belief in rebirth, starting with Chapter 5 I will set out a closer exploration of the interconnection of religious and physical principles. To do so, I will incorporate the rest of the proemial section in which themes and motifs related to the doctrine of rebirth are programmatically intertwined with Empedocles’ strictly physical tenets. Thus, considering Empedocles’ rejection of ordinary notions of birth and death in a group of fragments that make up the final part of the proem of On Nature, Chapter 5 will then highlight that this chiefly physical tenet is articulated with his doctrine of rebirth in mind. By expanding on this, it will be shown that Empedocles formulates his notion of elemental mixtures that bring about living beings in terms similar to those used to depict processes of rebirth and this betrays Empedocles’ intention to explain his concept of rebirth at the level of physical principles.
Related to this, Chapter 5 will also show that concerns about disembodied existence, individual identity and personal survival upon death are not just added to Empedocles’ physical system but are central to it. However, although our extant fragments quite clearly establish continuity of self upon death, foregrounding individuals who are potentially recognizable despite their changed form, scholars generally dismiss the possibility of personal survival, and subsequently of a positive doctrine of rebirth in Empedocles’ physical system. For this is thought not to align with his ideas on psychological and mental functions, which are depicted as mechanical processes steered by the body’s organs and tissues that dissolve upon death. On the contrary, this chapter will offer an explanation of the way in which Empedocles’ conceptualization of rebirth as a series of bodily transformations has led him to marginalize the notion of soul, overlooking a reflection on how the person could persist from an embodied to a disembodied state of existence and which role the soul plays in this context. Instead, Empedocles is at ease with a traditional, Homeric and Pythagorean notion of psyche, which can not only sustain the notion of disembodied existence, as it stands for personal survival upon the death of the body. It can also be reconciled with the principles of his physics.
While claims to disembodied existence and personal survival are central to Empedocles’ physical system, the general aim of On Nature is to teach the way to escape rebirth, transcend mortal nature and become a god. Being a god himself, re-born as a ‘master of truth’,Footnote 78 as established in Chapters 2 and 3, Empedocles becomes the teacher of a super-human wisdom, primarily directed to his disciple Pausanias, with the final promise that he will know (and even control) the forces of nature just like a god. Indeed, thanks to Empedocles’ philosophy, Pausanias will transcend his mortal nature and become divine. The general aim of Chapter 6 is thus to explore the relationship among true knowledge of the physical world, release from rebirths and the change of one’s mortal nature into a divine being.
After investigating what Empedocles could have regarded as divine wisdom, by discussing the most relevant epistemic reflections about human and divine cognitive potential developed in the sixth and fifth century BCE, it will be shown that Empedocles explains the change of being into divine nature at the level of the elements and takes knowledge of the physical world as impacting a person’s bodily constitution. The possibility to change one’s being is tightly connected to processes of perception, thought and knowledge acquisition which enable us to internalize Empedocles’ philosophical revelation and change the elemental mixture of our mind to the point that it will become a divine mind. The possibility of becoming divine through genuine knowledge of the physical world goes along with the training one must undergo to be adequately prepared to receive it. As this training coincides with processes of purification, Empedocles explains from a physiological standpoint how these enable the structure of the elements in our mind to be enhanced to the point where it becomes attuned to the divine. Since purifications are, above all, a means to a more ‘religious’ purpose – the release of the individual from the chain of rebirths – Empedocles’ theory on knowledge acquisition shows how deeply interwoven and mutually enlightening his concept of rebirth and his physics are. Indeed, it is a life of both purity and knowledge that will allow the person to change to the point where the individual will be ready to be released from rebirths.
Continuing along the line of investigating the relationship between religious doctrines and physical principles, and on this basis establishing the doctrinal unity of Empedocles’ philosophy, in Chapter 7 I will turn to the cosmic cycle, with the primary goal of establishing the ways in which it accommodates Empedocles’ doctrine of rebirth. After having provided my reconstruction of the cosmic cycle – one of the most controversial issues of Empedocles studies – as a regular alternation of only two phases, Sphairos and Cosmos (thus representing the Empedoclean version of the One/Many problem), I will then explore the place allocated to gods and mortals in it. By concentrating on the metaphorical scenario of the everlasting conflict between Love and Strife, I will argue that, in conformity with traditional anthropogonic accounts, Empedocles describes the history of the world as a series of different ages, in which Strife’s miserable humankind replaced a past ‘golden’ age ruled by Love, whose inhabitants then become gods ‘greatest in honours’. This will display the way in which the spatial and conceptual gods/humans antinomy structures the action of Love and Strife in the cycle, thus showing the interconnection between rebirth and physics.
By expanding on this, the final part of Chapter 7 will address the question – already raised by Warren – of whether the function of Love and Strife in the cosmic cycle can be combined with their role in the history of reincarnated individuals. In addressing this issue, two related questions will be examined: first, whether cosmic cycles are morally neutral and, second, whether moral agency has any influence on the shape of our world. By returning to the metaphorical domain of conflict, it will be shown that Empedocles’ narrative of the cosmos is set against a strongly moral backdrop. Even more importantly, however, it will be argued that the moral import of the cosmic cycle is intended to ground Empedocles’ concept of rebirth on the level of physical principles, thus highlighting that individuals’ moral agency has large-scale effects on the cosmos. Against this background, Chapter 7 is the final step towards demonstrating the doctrinal unity of Empedocles’ philosophy, establishing that his physics does not merely accommodate, but can even be seen as being premised and structured on his belief in rebirth.
The present book is the outcome of a long project, which has attempted to examine many ingredients of Empedoclean thought, along with their interrelation and interconnection, systematically and within a unified structure. In doing so I have tried, as much as possible, to remain faithful to the ipsissima verba and to refrain from reading into them modern reconstructions that may have anachronistically imposed on ancient texts the issues, beliefs and even intentions of another time. I will undoubtedly have made mistakes, since a good bit of creativity, and even imagination, is inevitable; indeed, I would say that it is required when making sense of questions for which evidence fails at almost every crucial point.
Nevertheless, by shedding fresh light on old readings, offering new ways to look at long-standing problems and through a constant dialogue with the texts, I hope to reopen discussion on unsettled questions and to challenge received opinions, largely dictated by outdated notions, which have by now been presented as dogmas in the scholarly debate. In doing so, I make no claim to cover all the issues surrounding Empedocles’ philosophy or to offer a final word on those I do consider. Rather, this book wishes to be seen as a voice, among many other voices, in an ongoing conversation about the way we understand early Greek philosophy and its legacy in the history of ancient thought as a whole. Instead of offering limiting solutions, therefore, I hope that it will continue to prompt new questions and to highlight, in turn, the challenging and, therefore, extremely engaging legacy of Empedocles, whose philosophy still repays study today.