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Dynamics of projectable functions: towards an atlas of wandering domains for a family of Newton maps

Published online by Cambridge University Press:  25 November 2024

Robert Florido
Affiliation:
Departament de Matemàtiques i Informàtica, Universitat de Barcelona, Barcelona, Spain (robert.florido@ub.edu) (corresponding author)
Núria Fagella
Affiliation:
Departament de Matemàtiques i Informàtica, Universitat de Barcelona, Barcelona, Spain Centre de Recerca Matemàtica, Barcelona, Spain (robert.orido@ub.edu)
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Abstract

We present a one-parameter family Fλ of transcendental entire functions with zeros, whose Newton’s method yields wandering domains, coexisting with the basins of the roots of Fλ. Wandering domains for Newton maps of zero-free functions have been built before by, e.g. Buff and Rückert [23] based on the lifting method. This procedure is suited to our Newton maps as members of the class of projectable functions (or maps of the cylinder), i.e. transcendental meromorphic functions f(z) in the complex plane that are semiconjugate, via the exponential, to some map g(w), which may have at most a countable number of essential singularities. In this paper, we make a systematic study of the general relation (dynamical and otherwise) between f and g, and inspect the extension of the logarithmic lifting method of periodic Fatou components to our context, especially for those g of finite-type. We apply these results to characterize the entire functions with zeros whose Newton’s method projects to some map g which is defined at both 0 and $\infty$. The family Fλ is the simplest in this class, and its parameter space shows open sets of λ-values in which the Newton map exhibits wandering or Baker domains, in both cases regions of initial conditions where Newton’s root-findingmethod fails.

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Research Article
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This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution, and reproduction in any medium, provided the original work is properly cited.
Copyright
© The Author(s), 2024. Published by Cambridge University Press on behalf of The Royal Society of Edinburgh
Figure 0

Figure 1. Left (parameter space of gλ or the pseudotrigonometric family Nλ): The set $\widetilde{\mathcal{M}}$ for which the free critical point Cλ of gλ fails to converge to 1. The colour of each pixel λ indicates the period p of the cycle attracting Cλ under iteration: red if p = 1 and $\lim\limits_{n\to\infty} g_\lambda^n(C_\lambda) \notin\{0, \infty\}$ (gray otherwise, i.e. when $|\operatorname{Im}\lambda| \gt \pi$), orange if p = 2, yellow if p = 3, green if p = 4, light blue if p = 5, dark blue if p = 6, purple if p = 7, and black if higher; see also figure 8. Range: $[-3.75,3.75]\times[-3.25,3.25]$. Right-top (dynamical plane of λ for$\lambda=-3\pi i$): The superattracting basins of $k\in\mathbb{Z}$ (in purple) coexist with a simply-connected Baker domain (in blue); see example 7. Range: $[-1.5,1.5]\times[-0.85,0.85]$. Right-bottom (dynamical plane of Nλ for$\lambda=-1-i\sqrt{\pi^2-1}$): The superattracting basins of $k\in\mathbb{Z}$ (in purple) coexist with a chain of simply-connected wandering domains (in orange) containing a pseudoperiodic point $z_1^*$ of type $(1,1)$; see example 8. Range: $[-1.5,1.5]\times[-1.15,0.55]$. The brightness of the blue, orange and purple colours indicate the speed of convergence to the fixed points of gλ at $\infty$, $e^{2\pi i z_1^*}$ and 1, respectively (lighter if it requires more iterates). The dashed lines refer to the coordinate axes in the λ-plane, and to $\{\operatorname{Re}z=\pm{{\scriptsize 1}/{\scriptsize 2}}\}$ in the z-planes.

Figure 1

Figure 2. Correspondence between asymptotic paths of f (left) and its projection g (right) via $\exp_1$ for the proof of proposition 3.8. The green dashed line refers to $\operatorname{Re}z=\frac{\alpha}{2\pi}$, $\alpha\in(-\pi,\pi]$, and the gray ones to $\operatorname{Re}z=\frac{1}{2}+k$, $k\in\mathbb{Z}$.

Figure 2

Figure 3. Left (dynamical plane of the meromorphic standard map f): Three invariant Baker domains in purple, yellow and orange, containing an upper half-plane, the real axis (dashed line) and a lower half-plane, respectively; using the same parameters as in example 4. The vertical dashed lines refer to $\{\operatorname{Re}z=\pm{{\scriptsize 1}/{\scriptsize 2}}\}$. Range: $[-1,1]\times[-0.5,0.5]$. Right (dynamical plane of its projection g): The immediate basin of attraction in purple (resp. orange) of the fixed point at 0 (resp. $\infty$), and the Herman ring (in yellow) containing the unit circle, lift to the Baker domains of f (same colours). The white dot is the origin, and $\oplus$ at ${{\scriptsize 1}/{\scriptsize 2}}$ and 2 refer to the projections of the poles of f. Range: $[-2.1,2.1]^2$.

Figure 3

Table 1. Character of the roots of F (of multiplicity $m\geq 1$), Fʹ and Fʹʹ as points of the Newton map $N_F(z)=z-\frac{F(z)}{F'(z)}$, and in the case that NF is projectable, as points of its exponential projection g(w) via $w=e^{2\pi i z}$.

Figure 4

Figure 4. Left (dynamicalplane of Nλ for$\lambda=-3\pi i$): The basins of the fixed points of Nλ at the integers coexist with a simply-connected Baker domain U (in blue) as in figure 1; see example 7. Range: $[-1.5,1.5]\times[-0.85,0.85]$. Right (dynamical plane of its projection gλ): The superattracting basin of 1 (in purple), and the basin of the fixed point at $\infty$ (in blue) which lifts via $\exp_1$ to the Baker domain U. Range: $[-0.2,2.2] \hspace{-0.3mm}\times\hspace{-0.3mm} [-1,1]$. The white $\oplus$ at 2 refers to the projection of the poles of Nλ, and the colour palettes to the speed of convergence to these fixed points of gλ.

Figure 5

Figure 5. Left (dynamical plane of Nλ for$\lambda=-1-i\sqrt{\pi^2-1}$): The basins of the fixed points of Nλ at $k\in\mathbb{Z}$ coexist with a chain of simply-connected wandering domains Uk (in orange) such that $z_1^*+k\in U_k$ as in figure 1, where $z_1^*$ projects to the superattracting fixed point $w_1^*(\lambda_1^{-})\approx -37.45$ of gλ from example 8. Range: $[-1.5,1.5]\times[-1.15,0.55]$. Right (dynamical plane of its projection gλ): The superattracting basin of 1 (in purple), and the immediate basin of attraction of $w_1^*$ (in orange) which lifts to the wandering domains Uk. Range: $[-42,42] \hspace{-0.3mm}\times\hspace{-0.3mm} [-35,35]$. The white $\oplus$ refers to the projection of the poles of Nλ, and the colour palettes to the speed of convergence to the fixed points of gλ.

Figure 6

Figure 6. Left (dynamical plane of Nλ for λ = 0): The Fatou set of N0 consists only of the superattracting basins Uk of the fixed points at $k\in\mathbb{Z}$, with $\{\operatorname{Re}z={{\scriptsize 1}/{\scriptsize 2}}+k\}_{k\in\mathbb{Z}}\subset\mathcal{J}(N_0)$; see example 9. Range: $[-1.5,1.5]\times[-0.75,0.75]$. Right (dynamical plane of its projection gλ): The superattracting basin of 1, and the essential singularity $\oplus$ at −1. Range: $[-14,14] \hspace{-0.3mm}\times\hspace{-0.3mm} [-11,11]$. The purple colours matches the speed of convergence to 1 by g0 (the lightest covers $\mathcal{J}(g_0)$).

Figure 7

Figure 7. Region of the set $\widetilde{\mathcal{M}}$ in the 3rd quadrant of the λ-plane (same colouring as in figure 1). We indicate on $\partial\Omega^{-}=\{\lambda: \operatorname{Im}\lambda=-\pi\}$ the roots of some components of $\widetilde{\mathcal{M}}$ which emerge from the landing points of internal rays of rational argument θ in $\Omega^{-}$, denoted by $\Omega_{\theta,k}^{-}$ as described in Remarks 5.7 and 5.8. The white region consists of capture components, and at $\lambda_1^\dagger\approx -1.096-2.462 i$ the free critical point happens to be an essential prepole of gλ.

Figure 8

Figure 8. The set $\mathcal{\widetilde{M}}$ for the parameter $\mu:= \frac{\lambda+2\pi i}{\lambda}$ (same colouring as in figures 1 and 7). The dashed lines refer to the internal rays $\mathcal{R}^{\Omega^\pm}_{0,k}$ of argument zero in $\Omega^\pm$ for $k\in\{0,\pm 1,\pm 2\}$, following remark 5.7.

Figure 9

Figure 9. Left (dynamical plane of Nλ for$\lambda\approx -0.833-2.889 i$): The basins of attraction (in purple) of the fixed points of Nλ at the integers coexist with a chain of simply-connected wandering domains (in orange), containing a $(3,3)$-pseudoperiodic point $\widetilde{z}$ of Nλ which projects to some superattracting 3-periodic point of gλ; see remark 5.8. Right (dynamical plane of Nλ for$\lambda\approx -0.924-2.256 i$): The basins of the fixed points of Nλ coexist now with infinitely many 2-cycles of immediate superattracting basins (in orange). Ranges: $[-1.5,1.5] \hspace{-0.3mm}\times\hspace{-0.3mm} [-1.2,0.6]$. The colour palettes refer to the speed of convergence to these periodic points of gλ. The values of λ are, respectively, at the centre of the yellow (satellite) component and the orange (primitive) component of $\widetilde{\mathcal{M}}$ inside the cyan squares shown in figure 7.