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Different methods for ethical analysis in health technology assessment: An empirical study

Published online by Cambridge University Press:  29 September 2011

Samuli I. Saarni
Affiliation:
National Institute for Health and Welfare; the Finnish Office for Health Technology Assessment; and University of Helsinki and Helsinki University Central Hospital
Annette Braunack-Mayer
Affiliation:
University of Adelaide
Bjørn Hofmann
Affiliation:
University College of Gjøvik; Norwegian Knowledge Center for the Health Services; and University of Oslo
Gert Jan van der Wilt
Affiliation:
Radboud University Nijmegen Medical Centre
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Abstract

Objectives: Ethical analysis can highlight important ethical issues related to implementing a technology, values inherent in the technology itself, and value-decisions underlying the health technology assessment (HTA) process. Ethical analysis is a well-acknowledged part of HTA, yet seldom included in practice. One reason for this is lack of knowledge about the properties and differences between the methods available. This study compares different methods for ethical analysis within HTA.

Methods: Ethical issues related to bariatric (obesity) surgery were independently evaluated using axiological, casuist, principlist, and EUnetHTA models for ethical analysis within HTA. The methods and results are presented and compared.

Results: Despite varying theoretical underpinnings and practical approaches, the four methods identified similar themes: personal responsibility, self-infliction, discrimination, justice, public funding, and stakeholder involvement. The axiological and EUnetHTA models identified a wider range of arguments, whereas casuistry and principlism concentrated more on analyzing a narrower set of arguments deemed more important.

Conclusions: Different methods can be successfully used for conducting ethical analysis within HTA. Although our study does not show that different methods in ethics always produce similar results, it supports the view that different methods of ethics can yield relevantly similar results. This suggests that the key conclusions of ethical analyses within HTA can be transferable between methods and countries. The systematic and transparent use of some method of ethics appears more important than the choice of the exact method.

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METHODS
Copyright
Copyright © Cambridge University Press 2011
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