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Serious mental health conditions and exposure to adulthood trauma in low- and middle-income countries: a scoping review

Published online by Cambridge University Press:  20 November 2024

Anne Stevenson*
Affiliation:
Department of Psychiatry, Faculty of Medicine and Health Sciences, Stellenbosch University, Cape Town, South Africa Department of Epidemiology, Harvard T. H. Chan School of Public Health, Boston, MA, USA
Engida Girma
Affiliation:
Department of Psychiatry, School of Medicine, College of Health Sciences, Addis Ababa University, Addis Ababa, Ethiopia
Benon Kabale Kitafuna
Affiliation:
Community Mental Health Initiative NGO, Mulago Hospital Complex, Kampala, Uganda
Boniface Harerimana
Affiliation:
Lawson Health Research Institute, London, Ontario, Canada
Karestan C. Koenen
Affiliation:
Department of Epidemiology, Harvard T. H. Chan School of Public Health, Boston, MA, USA Department of Social and Behavioral Sciences, Harvard T.H. Chan School of Public Health, Boston, MA, USA Psychiatric & Neurodevelopmental Genetics Unit, Department of Psychiatry, Massachusetts General Hospital, Boston, MA, USA
Soraya Seedat
Affiliation:
South African Medical Research Council Unit on the Genomics of Brain Disorders, Department of Psychiatry, Faculty of Medicine and Health Sciences, Stellenbosch University, Cape Town, South Africa
*
Corresponding author: Anne Stevenson; Email: astevens@broadinstitute.org
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Abstract

Background

There is a strong link between trauma exposure and serious mental health conditions (SMHCs), such as schizophrenia and bipolar disorder. The majority of research in the field has focused on childhood trauma as a risk factor for developing an SMHC and on samples from high-income countries. There is less research on having an SMHC as a risk factor for exposure to traumatic events, and particularly on populations in low- and middle-income countries (LMICs).

This scoping review aimed to synthesize the nature and extent of research on traumatic events that adults with SMHCs face in LMICs. It was conducted across five databases: PubMed, Embase, PsycINFO, Web of Science Core Collection and Africa-Wide Information/NiPad in December 2023 and by hand searching citation lists.

Findings

The database search returned 4,111 articles. After removing duplicates and following a rigorous screening process, 51 articles met criteria for inclusion. There was one case study, one mixed methods study, 12 qualitative studies and 37 quantitative studies. Ten countries were represented, with the most studies from India (n = 19), Ethiopia (n = 9) and China (n = 6). Schizophrenia was the most studied type of SMHC. Of the trauma exposures, more than 76% were on interpersonal violence, such as sexual and physical violence. Of the studies on interpersonal violence, more than 23% were on physical restraint (e.g., shackling) in the community or in hospital settings. There were no studies on man-made or natural disasters.

Implications

Much of our data in this population are informed by a small subset of countries and by certain types of interpersonal violence. Future research should aim to expand to additional countries in LMICs. Additional qualitative research would likely identify and contextualize other trauma types among adults with SMHCs in LMICs.

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Information

Type
Review
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Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2024. Published by Cambridge University Press
Figure 0

Table 1. Articles and their characteristics included in the scoping review

Figure 1

Figure 1. PRISMA flow chart of the search and selection process for the scoping review.

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Author comment: Serious mental health conditions and exposure to adulthood trauma in low- and middle-income countries: a scoping review — R0/PR1

Comments

Dear Drs. Bass and Chibanda,

We are pleased to submit an original research article, “Serious mental health conditions and exposure to adulthood trauma in low- and middle-income countries: A scoping review,” for consideration by Cambridge Prisms: Global Mental Health.

This review aims to synthesize the nature and extent of research on traumatic events that adults with serious mental health conditions (SMHCs), such as schizophrenia and bipolar disorder, face in low- and middle-income countries (LMICs) and offers an important contribution to the field of trauma and mental health conditions.

There is a strong link between trauma exposure and SMHCs. The majority of research in the field has focused on childhood trauma as a risk factor for developing a SMHC and on samples from high-income countries. There is less research, however, on having a SMHC as a risk factor for exposure to traumatic events, and particularly on populations in LMICs.

After conducting a search across <b>5 databases, 51 articles met criteria for inclusion of which 66% were from India, Ethiopia, and China. More than 76% of the trauma exposures were on interpersonal violence, such as sexual and physical violence. Of the interpersonal violence studies, more than 23% were on physical restraint (e.g., shackling).</b>

<b>Main takeaways:</b> Much of our data in this population is informed by a small subset of countries and by certain types of interpersonal violence. Future research should aim to expand to additional countries in LMICs. Additional qualitative research would likely identify context-relevant types of traumas amongst this population.

As we know it <b>can be challenging to find reviewers for manuscripts, we have suggested 15 potential reviewers</b> who have extensive experience in the intersection of trauma exposure and psychosis, and many of them are from the countries which are cited in the manuscript.

As the corresponding author, I take full responsibility for the content and integrity of the manuscript, and I confirm that it is not under review at any other journal.

Kind regards,

Anne Stevenson

Stellenbosch University

<u>Potential reviewers:</u> (full names, emails, and affiliations are in the portal)

1 Taiwo Opekitan Afe afeet23@yahoo.co.uk;

2 Laura Asher Laura.Asher@nottingham.ac.uk;

3 Ursula M Read ursula.read@warwick.ac.uk;

4 Vuyokazi Ntlantsana Ntlantsanav@ukzn.ac.za;

5 Keneilwe Molebatsi Molebatsik@ub.ac.bw;

6 Habte Belete habte.belete@gmail.com;

7 Richard Stephen Mpango Richard.Mpango@lshtm.ac.uk;

8 K Janaki Raman janakitrichy@gmail.com;

9 Lynette Moodley lynette_moodley@yahoo.ca;

10 Bonga Chiliza ChilizaB@ukzn.ac.za;

11 Iyus Yosep iyuskasep_07@yahoo.com;

12 Atalay Alem atalay.alem@gmail.com;

13 Heni Dwi Windarwati henipsik.fk@ub.ac.id;

14 Anindita Bhattacharya ab4050@uw.edu;

15 Guru S. Gowda drgsgowda@gmail.com.

Recommendation: Serious mental health conditions and exposure to adulthood trauma in low- and middle-income countries: a scoping review — R0/PR2

Comments

In addition to the reviewer comments, please also add a methodological guideline in the methods section, for instance, Arksey and O’Malley, JBI etc.

Decision: Serious mental health conditions and exposure to adulthood trauma in low- and middle-income countries: a scoping review — R0/PR3

Comments

No accompanying comment.

Author comment: Serious mental health conditions and exposure to adulthood trauma in low- and middle-income countries: a scoping review — R1/PR4

Comments

Prof. Dixon Chibanda

Editor-in-Chief, Cambridge Prisms: Global Mental Health

Dear Professor Chibanda,

Thank you very much for the opportunity to revise and resubmit our manuscript, “Serious mental health conditions and exposure to adulthood trauma in low- and middle-income countries: A scoping review.” We are very appreciative of the handling editor and the external reviewers who read the article and provided feedback on it. Please thank Professor André Janse van Rensburg and the two anonymous reviewers for their time and effort.

We believe our subsequent edits have made this a stronger manuscript. Please see our responses below and as track changes in the text of the manuscript.

We hope this scoping review will make an important contribution to the field.

Sincerely,

Anne Stevenson

Handling Editor’s Comments to Author:

Handling Editor: Janse van Rensburg, André

Comments to the Author:

In addition to the reviewer comments, please also add a methodological guideline in the methods section, for instance, Arksey and O’Malley, JBI etc. Author response: Thank you for noting this. We have added this (JBI) to the methods section.

Please also ensure your manuscript complies with the following formatting points (a copy of our author guidelines is included for reference):

- Please include the abstract in the main text document. Author response: This was included in the original submission.

- Please include an Impact Statement below the abstract (max. 300 words). This must not be a repetition of the abstract but a plain worded summary of the wider impact of the article. Author response: The impact statement was included in the original submission, but we have moved it now to the correct place below the abstract.

- Submission of graphical abstracts is encouraged for all articles to help promote their impact online. A Graphical Abstract is a single image that summarises the main findings of a paper, allowing readers to quickly gain an overview and understanding of your work. Ideally, the graphical abstract should be created independently of the figures already in the paper, but it could include a (simplified version of) an existing figure or a combination thereof. Graphical abstracts should not be too text-heavy in order to be easily viewable at thumbnail size. If you do not wish to include a graphical abstract please let me know. Author response: We made a graphical abstract and included it in the original submission as a supplementary file. If you still not see this on the backend, there is a problem with the portal upload and we can send it by email.

- Please ensure references are correctly formatted. In text citations should follow the author and year style. When an article cited has three or more authors the style ‘Smith et al. 2013’ should be used on all occasions. At the end of the article, references should first be listed alphabetically, with a full title of each article, and the first and last pages. Journal titles should be given in full. Author response: The references were formatted like this in the original submission.

- Statements of the following are required in the main text document at the end of all articles: ‘Author Contribution Statement’, ‘Financial Support’, ‘Conflict of Interest Statement’, ‘Ethics statement’ (if appropriate), ‘Data Availability Statement’. Please see the author guidelines for further information. Author response: This was included in the original submission.

- Please submit figures as separate files and please ensure all files are submitted in an editable electronic format. Author response: The figure was included in the original submission both within the text and uploaded as a separate file. We have removed the one which was inserted into the manuscript text.

Reviewer(s)' Comments to Author:

Reviewer: 1

Comments to the Author

It is excellent work. However some concerns by me are noted as follows:

1. In line 131-132 the authors wrote we included events that may be unique to the context of LMICs including human rights violations, mob justice, chaining, and restraining. In my view this phrase may sound prejudicial and a sweeping pejorative characterisation.

Author response: We absolutely recognize the reviewer’s concern and are thankful for the opportunity to correct this. We do not believe that “human rights violations, mob justice, chaining, and restraining” are “unique” to LMICs as they can happen anywhere. We chose to include these terms because they regularly came up in our reviews of commentaries by leaders in the field and in qualitative research. We also felt these terms were important based on our own experiences in LMIC settings. One of our co-authors who has lived experience of bipolar disorder in Uganda has written about his own experiences of many of these trauma types in two commentaries (Kitafuna, 2022a, 2022b), however, we did not want to cite ourselves in the paper. Many of these trauma types have also come up in our own unpublished research.

We have now updated the sentence to read:

“A priori, on the basis of qualitative studies with people with SMHCs in LMICs and commentaries by leaders in the field (Alem, 2000; Ametaj et al., 2021), we included events that may be more common in LMICs than in high-income countries, although they can happen anywhere, including human rights violations, mob justice, chaining, and restraining.”

2. The exclusion of grey literature and many Afrocentric databases may account for a strong limitation, as much research in some LMIC don’t get to be warehoused in Euro-American Databases. Author response: We agree and thank you for this comment. We tried to address some of this challenge by including the African database, Africa-Wide Information, however by not including more Afrocentric databases, we would likely have missed relevant articles. We have added this to the limitations section of discussion. See the added following text in the limitations section:

“We may have missed articles that were not indexed in the American or European databases used here, as some articles from LMICs do not get included in these databases. However, we included Africa-Wide Information/NiPad in order to capture some of the articles that might have been otherwise missed.

We limited inclusion to published studies in the interest of completing this scoping review in a timely manner. We acknowledge that excluding grey literature may potentially introduce publication bias. Inclusion of grey literature to address this research question should be considered in a future systematic review.”

3a. The authors gave a scoping review but it would have been richer if subtle references to why they are particularly vulnerable to trauma and violence in LMIC?

Author response: From our experience as co-authors from both HICs and LMICs and as people who have spent significant time in both settings, we do not believe that people with SMHCs are necessarily more vulnerable to trauma and violence in LMICs than HICs. We believe risk of harm would differ depending on the specific country and region within a country. However, the goal of our review was not to say that people from LMICs are more vulnerable than in HICs, but to synthesize the literature about the types of trauma people with pre-existing SMHCs in LMICs because this has been understudied to date in comparison with HICs.

3b. Are the experiences similar across LMIC? Future research may be needed.

Author response: Thank you for this question. With our detailed search queries of trauma types, we believe that there are many similar trauma types across all settings, such as sexual violence and intimate partner violence. However, due to heterogeneity within and across countries, we do not believe that experiences would be identical across LMICs. In the discussion, we have addressed how the absence of data from > 90% of LMICs makes it difficult to capture the true range of trauma exposures in different countries. On lines 308-313, we write (and have updated some of the wording to make this point on this stronger): “With only 10 countries represented in total, there was no data from the more than 120 other LMICs. Though the additional articles outside of India, Ethiopia, and China included studies from Southeast Asia, South America, and Africa, these regions and the countries within them have diverse populations, geographies, and cultures. As such, the studies may not reflect the full scope of types and frequencies of traumas that people with SMHCs face within and across such heterogeneous LMICs.”

We also stress the value of qualitative research in future studies in the discussion and the conclusion for this reason. On lines 341-346, we write: “Researchers maintain that the acknowledgement of traumatic events and subsequent traumatic stress is not simply a response to objective experiences, but is shaped by the culture in which one exists and is understood through what is considered traumatic in their setting (Chentsova-Dutton & Maercker, 2019). The value of including qualitative research is that it can augment quantitative reports by offering insights into personal trauma experiences and contextual factors in these settings.”

And in the conclusion, we write: “Future research on trauma types that people with SMHCs are exposed to in LMICs should expand beyond 10 countries to the more than 120 additional countries that qualify as LMICs. Research on man-made and natural disasters in this population is warranted. Additional qualitative research may help identify locally relevant trauma types as well as understand people’s lived experiences.”

4. Exact Search Strategy for each database should have been written out in supplementary should have been added. Author response: This was included in the original submission as a supplementary file. It is a very detailed 12-page document. We have reattached it to the resubmission in case it did not come through the first time. If you still not see this on the backend, there is a problem with the portal upload and we can send it by email.

Overall commendation to the authors. Thank you!

Reviewer: 2

Comments to the Author

This paper is titled "Serious mental health conditions and exposure to adulthood trauma in low- and middle-income countries: A scoping review.” A comprehensive search of published literature was undertaken, and the methodology is adequately explained. The conclusions made are in line with the findings.

Introduction

1. The authors mentioned that ‘Researchers have also argued that people with SMHCs may be more vulnerable to exposure to trauma than those without such conditions’. I believe it may strengthen the introduction to expand on the theories/mechanisms underlying this vulnerability.

Author response: Thank you for this suggestion. We have added two paragraphs to the introduction as follows:

“Multiple models have been proposed to explain why exposure to trauma, and particularly childhood adversity, may increase the risk for developing a SMHC, including the stress-vulnerability model (Zubin & Spring, 1977). This model posits that some people have a biological vulnerability to SMHCs. While individuals may be able to withstand a certain amount of stress, once a certain threshold of stress is reached or a stressor is particularly intense, people become more susceptible to developing SMHCs.

Likewise, researchers have also argued that people with SMHCs may be more vulnerable to exposure to trauma than those without such conditions. Population studies have found people with SMHCs report more victimization than the general public (de Vries et al., 2019; Maniglio, 2009). One theory for this is that people with SMHCs may have cognitive impairments that impact their decision-making and problem-solving abilities, restricting their ability to navigate potentially dangerous situations (de Vries et al., 2019). People with SMHCs may also be exposed to trauma through settings due to their mental health conditions, such as inpatient and outpatient healthcare centres. Patients with SMHCs have reported high rates of trauma exposure in psychiatric settings, including physical and sexual assault by staff, police, and other patients (Frueh et al., 2005; Lundberg et al., 2012).”

2. On why it is important to conduct this review: the authors posit that ‘Investigating types of trauma in people with pre-existing SMHCs may help prevent future exposure’. Kindly expand on how the findings of the review would achieve this.

Author response: Thank you for noting this. We believe that investigating something is the first step in prevention, but there are many intermediary steps between the two. We have rewritten the sentences and have cited two national policies, one in China and one in Indonesia, where laws have been enacted to “unlock” people with SMHCs and to eradicate the practice of chaining, isolating / seclusion, and caging people with SMHCs:

“Deepening research in LMICs may shed light on the possibility of unique traumas in this population. Furthermore, identifying and codifying trauma exposure in this population may raise awareness about such incidents and lead to healthcare and human rights policy changes for people with SMHCs (Guan et al., 2015; Hidayat et al., 2023).”

Results

It might be worthwhile to present results under subheadings. For example, Identified studies; characteristics/descriptions of the included studies (design, setting, population, sample size); trauma (types, prevalence and assessment tools etc.)

Author response: Thank you for this suggestion. We agree that it might be worthwhile to present the results under subheadings. Initially, we decided not to use subheadings for the characteristics of the included studies because, given the diversity of the 51 articles, there was no systematic way to implement subheadings without repeating information already presented in the tables.

References

Alem, A. (2000). Human rights and psychiatric carein Africa with particular referenceto the Ethiopian situation. Acta Psychiatrica Scandinavica, 101(399), 93-96. https://doi.org/https://doi.org/10.1111/j.0902-4441.2000.007s020[dash]21.x

Ametaj, A. A., Hook, K., Cheng, Y. H., Serba, E. G., Koenen, K. C., Fekadu, A., & Ng, L. C. (2021). Traumatic Events and Posttraumatic Stress Disorder in Individuals With Severe Mental Illness in a Non-Western Setting: Data From Rural Ethiopia. PSYCHOLOGICAL TRAUMA-THEORY RESEARCH PRACTICE AND POLICY, 13(6), 684-693. https://doi.org/10.1037/tra0001006

Chentsova-Dutton, Y., & Maercker, A. (2019). Cultural Scripts of Traumatic Stress: Outline, Illustrations, and Research Opportunities [Hypothesis and Theory]. Frontiers in psychology, 10. https://doi.org/10.3389/fpsyg.2019.02528

de Vries, B., van Busschbach, J. T., van der Stouwe, E. C. D., Aleman, A., van Dijk, J. J. M., Lysaker, P. H., Arends, J., Nijman, S. A., & Pijnenborg, G. H. M. (2019). Prevalence Rate and Risk Factors of Victimization in Adult Patients With a Psychotic Disorder: A Systematic Review and Meta-analysis. Schizophr Bull, 45(1), 114-126. https://doi.org/10.1093/schbul/sby020

Frueh, C., Knapp, R. G., Cusack, K. J., Grubaugh, A. L., Sauvageot, J. A., Cousins, V. C., Yim, E., Robins, C. S., Monnier, J., & Hiers, T. G. (2005). Special Section on Seclusion and Restraint: Patients' Reports of Traumatic or Harmful Experiences Within the Psychiatric Setting. Psychiatric Services, 56(9), 1123-1133. https://doi.org/10.1176/appi.ps.56.9.1123

Guan, L., Liu, J., Wu, X. M., Chen, D., Wang, X., Ma, N., Wang, Y., Good, B., Ma, H., Yu, X., & Good, M. J. (2015). Unlocking patients with mental disorders who were in restraints at home:A National follow-up study of china’s new public mental health initiatives [Article]. PLOS ONE, 10(4). https://doi.org/10.1371/journal.pone.0121425

Hidayat, M. T., Oster, C., Muir-Cochrane, E., & Lawn, S. (2023). Indonesia free from pasung: a policy analysis. Int J Ment Health Syst, 17(1), 12. https://doi.org/10.1186/s13033-023-00579-6

Kitafuna, K. B. (2022a). A Critical Overview of Mental Health-Related Beliefs, Services and Systems in Uganda and Recent Activist and Legal Challenges. Community Ment Health J, 58(5), 829-834. https://doi.org/10.1007/s10597-022-00947-5

Kitafuna, K. B. (2022b). Personal Experience, Involvement and Activism for the Reform of Uganda’s Mental Health System. Community Ment Health J, 58(5), 824-828. https://doi.org/10.1007/s10597-022-00946-6

Lundberg, P., Johansson, E., Okello, E., Allebeck, P., & Thorson, A. (2012). Sexual risk behaviours and sexual abuse in persons with severe mental illness in Uganda: a qualitative study. PLOS ONE, 7(1), e29748. https://doi.org/10.1371/journal.pone.0029748

Maniglio, R. (2009). Severe mental illness and criminal victimization: a systematic review. Acta Psychiatr Scand, 119(3), 180-191. https://doi.org/10.1111/j.1600-0447.2008.01300.x

Zubin, J., & Spring, B. (1977). Vulnerability--a new view of schizophrenia. J Abnorm Psychol, 86(2), 103-126. https://doi.org/10.1037//0021-843x.86.2.103

Recommendation: Serious mental health conditions and exposure to adulthood trauma in low- and middle-income countries: a scoping review — R1/PR5

Comments

No accompanying comment.

Decision: Serious mental health conditions and exposure to adulthood trauma in low- and middle-income countries: a scoping review — R1/PR6

Comments

No accompanying comment.