Hostname: page-component-89b8bd64d-x2lbr Total loading time: 0 Render date: 2026-05-13T13:18:30.505Z Has data issue: false hasContentIssue false

Ethical issues raised by new genomic technologies: the case study of newborn genome screening

Published online by Cambridge University Press:  06 October 2022

Rachel Horton
Affiliation:
Centre for Personalised Medicine, St Anne’s College, University of Oxford, Oxford, UK Clinical Ethics, Law and Society group, Wellcome Centre for Human Genetics, University of Oxford, Oxford, UK Wessex Clinical Genetics Service, Princess Anne Hospital, Southampton, UK
Anneke Lucassen*
Affiliation:
Centre for Personalised Medicine, St Anne’s College, University of Oxford, Oxford, UK Clinical Ethics, Law and Society group, Wellcome Centre for Human Genetics, University of Oxford, Oxford, UK NIHR Southampton Biomedical Research Centre, Southampton General Hospital, Southampton, UK
*
Corresponding author: Anneke Lucassen, E-mail: anneke.lucassen@well.ox.ac.uk
Rights & Permissions [Opens in a new window]

Abstract

Over the last two decades, the ability to sequence a person’s genetic code has improved exponentially, while the cost of doing so has plummeted. As genome sequencing is used more widely, diagnoses are being found for people with previously unexplained rare disease, and this has raised hopes that such analysis might usefully be employed to detect and mitigate diseases as early as possible in the life course. However, research with adults by initiatives such as population biobanks should shake our confidence in our ability to make clear health predictions from a genetic code – in many cases, we are learning that the links between genomic variants and disease are far less strong than we once thought. The UK Newborn Genomes Programme aspires to sequence up to 200,000 babies at birth, and analyse their genomic data aiming to identify ‘actionable genetic conditions which may affect their health in early years. This aims to ensure timely diagnosis, access to treatment pathways, and enable better outcomes and quality of life for babies and their families’ (Genomics England, 2021). This is a laudable aim, but the path from obtaining genome sequences to enabling better outcomes will not be straightforward and illustrates many of the ethical challenges raised by the use of new genomic technologies. We focus particularly on the challenge of determining ‘results’ from the analysis of a genetic code, against a backdrop of promotional public discourses which tend to amplify best case scenarios from genome sequencing while minimising its potential to generate uncertainty.

Topics structure

Topic(s)

Subtopic(s)

Information

Type
Review
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2022. Published by Cambridge University Press
Figure 0

Table 1. Actionable findings from the NC NEXUS study

Figure 1

Table 2. Actionable childhood-onset disease risk determined in apparently healthy babies in the BabySeq project

Author comment: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R0/PR1

Comments

Dear Prof Dame Dominiczak,

Thank you very much for the invitation to submit an article for Precision Medicine.

Our article aims to highlight ethical challenges with use of genomic technologies, using a case study of newborn genome screening. We think this example is timely in light of the ambition of the Newborn Genomes Programme to sequence up to 200,000 babies at birth, aiming to detect actionable diseases early in order to improve outcomes. In our article, we discuss the challenges of predicting health outcomes from genetic code, and consider what this may mean for those participating in, or involved with decisions regarding, newborn genome screening.

We hope that this article will be of interest to your readership. Thank you very much for the opportunity to write it.

Yours sincerely,

Dr Rachel Horton

Review: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R0/PR2

Conflict of interest statement

I am employed by Genomics England as the Ethics Lead on the Newborn Genomes Programme.

Comments

Comments to Author: This paper raises important issues around the potential use of whole genome sequencing in screening and diagnosis of genetic conditions. The authors correctly highlight the importance of balancing the possible benefits with uncertainty within public discourse and consent conversations with parents when considering participation of their newborns in the Newborn Genomes Programme. In my review of the paper, I have shared ways in which the Newborns programme team is taking a considered approach to developing the consent process and conversation with parents to include considerations around uncertainty when they are approached about the study. The authors also argue that the majority of babies will derive no benefit from participation and that the primary aim of the programme is to develop a research resource over time. It is true that most babies will not directly receive positive findings from the initial panel of actionable conditions, since the programme is focused on rare, actionable, childhood-onset conditions, which affect a relatively small number of babies. We anticipate 500-1000 babies from the cohort of 100K will receive positive findings with direct benefit for their health. However, this does not take away from the primary and most important aim of the programme which is to find and support newborns with treatable conditions. The newborns programme team is currently deliberating over decisions around the consent model for the programme with external experts, and discussing whether the core part of the programme (screening research) ought to be separated from parents consenting for their babies genomes to be used for wider research, making the latter an optional additional for parents who wish to participate in the study. Overall, the article raises important factors to consider when designing and evaluating this research study, though it is not always clear whether the arguments presented pertain to doing the study itself vs. precautions if whole genome sequencing were to become part of a future service within newborn screening. The paper could be strengthened by being explicit about where the authors feel that the Newborn Genomes Programme is not adequately addressing these concerns as part of its development vs. where the issues raised are more broadly relevant to genetic screening programmes or newborn screening. Further comments are attached in the document.

Review: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R0/PR3

Conflict of interest statement

Reviewer declares none.

Comments

Comments to Author: This is an excellent, and very timely article. It describes the ethical issues raised by the proposed large UK study of whole genome sequencing in neonates.

While acknowledging that early diagnosis in symptomatic babies can be helpful, it highlights all the disadvantages of the discovery of uninterpretable variants or false positives.

The importance of very long term follow-up, in order to assess the impact of the proposed programme on babies and their parents, is explained very clearly.

The paper also identifies the risk to other NHS services of introducing such a large programme when labs are already struggling to deal with diagnostic and predictive tests in other situations, and specialist clinics are full of affected individuals, leaving no time for them to accommodate screen positive babies for whom additional investigations and counselling may be required, even though the babies may never develop any signs of the disease in question.

Review: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R0/PR4

Conflict of interest statement

Reviewer declares none.

Comments

Comments to Author: The article "Ethical issues raised by new genomic technologies: the case study of newborn genome screening" by Horton et al. certainly merits publication. Based on their research and knowledge of similar NBS-WGS efforts in the USA, as well as lessons learned from the introduction of WGS in the UK's 100,000 Genomes Project (adults), the authors rightly urge caution if not a "rethink" of the proposed Newborn Genomes Programme (NGP). As pointed out by the authors, neither the rationale of the NGP (i.e., "best possible start in life"), nor the strategy for handling the long-term unforeseen consequences of the NGP are justified or addressed.

My sole concern with the article, however, is that the authors do not address the possible impact on the routine, standard of paediatric care that NBS has become. As the most successful public health programme in history, NBS has become the right of the at-risk asymptomatic newborn to be found and treated. If individual, written (?) parental consent as opposed to current parental notification of NBS is to become the new "normal", there is no doubt that the universality of this programme will be affected as an explicit consent would have to be obtained as it is now for the use of WGS in neonatal medical care. From a health systems point of view, from a logistics point of view, from the rights of the child point of view, who will be losing, not gaining?

Recommendation: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R0/PR5

Comments

No accompanying comment.

Decision: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R0/PR6

Comments

No accompanying comment.

Author comment: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R1/PR7

Comments

Dear Prof Caulfield,

Thank you very much for the opportunity to write an article for Cambridge Prisms: Precision Medicine, and thank you to the reviewers for their time and expertise. Please see below details regarding how we have responded to the reviewers’ comments.

We have also taken the opportunity to reference a couple of articles relevant to this debate which have been published since our article was submitted:

• Robin N. Beaumont, Caroline F. Wright

Estimating diagnostic noise in panel-based genomic analysis

Genetics in Medicine 2022

https://www.sciencedirect.com/science/article/pii/S1098360022008176

This paper illustrates that most people have one or more rare non-synonymous variant(s) in panels containing over 500 disease genes.

• Rebecca Kingdom, Caroline F. Wright

Incomplete Penetrance and Variable Expressivity: From Clinical Studies to Population Cohorts

Frontiers in Genetics 2022

https://www.frontiersin.org/articles/10.3389/fgene.2022.920390/full

This article discusses how the same genetic variant can have differing effects in different people, from no discernible clinical phenotype to severe disease.

From the reviews we were sent, we see that one of the reviewers provided a document with comments as part of their review. We contacted the editorial office to request a copy, and understand that these were grammatical corrections and so have not been passed onto us. However, we would be very happy to discuss our article further with the reviewer(s) if you feel that this would be helpful.

Yours sincerely,

Rachel Horton

Reviewer 2: My sole concern with the article is that the authors do not address the possible impact on the routine, standard of paediatric care that NBS has become. As the most successful public health programme in history, NBS has become the right of the at-risk asymptomatic newborn to be found and treated. If individual, written (?) parental consent as opposed to current parental notification of NBS is to become the new "normal", there is no doubt that the universality of this programme will be affected as an explicit consent would have to be obtained as it is now for the use of WGS in neonatal medical care. From a health systems point of view, from a logistics point of view, from the rights of the child point of view, who will be losing, not gaining?

Thank you for highlighting this very important point, we have adapted our article to encompass this issue: ‘We should also consider how the offer of newborn genome screening might impact on uptake of current screening. Currently, the standard heelprick test in the UK is often presented as routine care, and although parental consent could be withheld, it is often not routinely sought in any depth since participation is implicitly expected in the baby’s best interests. In some countries, for example the USA, the best interests justification for testing is more explicit and newborn screening is mandatory with few options to opt-out (McCandless and Wright 2020). It is feasible that some parents who might have agreed to the standard heelprick test when presented as part of routine care, may opt out of screening altogether if they are instead essentially asked to decide what level of newborn screening they would like. That is to say, if newborn genome screening is only possible via more formalised parental consent processes, it is possible that one cost of introducing such screening will be that more babies get no screening at all’.

Reviewer 3: The authors also argue that the majority of babies will derive no benefit from participation and that the primary aim of the programme is to develop a research resource over time. It is true that most babies will not directly receive positive findings from the initial panel of actionable conditions, since the programme is focused on rare, actionable, childhood-onset conditions, which affect a relatively small number of babies. We anticipate 500-1000 babies from the cohort of 100K will receive positive findings with direct benefit for their health. However, this does not take away from the primary and most important aim of the programme which is to find and support newborns with treatable conditions.

Thank you for this comment, we appreciate your point that the primary aim of the programme is to identify babies with treatable conditions, and we highlight this aim at several points within our article (for example in the abstract; the first paragraph of the ‘Genome screening for newborns’ section; and the first paragraph of the ‘What expectations might people have from newborn genome screening?’ section). However, we feel it is also important to highlight that collection of more limited data would be sufficient to fulfil this primary aim, and for most babies the more likely consequence of participation is contribution to a genomic database without direct benefit.

We have reworded in order to emphasise that this point relates to the rationale for collecting genomic data, as opposed to the overall aim of the enterprise: ‘Many parents may be happy to contribute their child’s data to this on altruistic grounds, but it needs to be explicit that genomic data (as opposed to more limited genetic data) is primarily being collected to form a database which will have major scientific (and monetary) value, rather than because the genome of each specific child will be analysed in depth to give them ‘the best possible start in life by ensuring they get the best possible medical care as soon as they enter the world’.’

Reviewer 3: Overall, the article raises important factors to consider when designing and evaluating this research study, though it is not always clear whether the arguments presented pertain to doing the study itself vs. precautions if whole genome sequencing were to become part of a future service within newborn screening. The paper could be strengthened by being explicit about where the authors feel that the Newborn Genomes Programme is not adequately addressing these concerns as part of its development vs. where the issues raised are more broadly relevant to genetic screening programmes or newborn screening.

Thank you for this point, we recognise that many of our concerns pertain to newborn genome screening in general, rather than the Newborn Genomes Programme alone. Thank you also for the insights you shared regarding deliberations around aspects that might be made optional for prospective participants (as our article is centred around information clearly in the public domain, we have not made changes to refer to specific questions currently under consideration).

We can see that the Newborn Genomes Programme is in a challenging position in that its details are inevitably vague because of the intention to co-develop the project in consultation with relevant stakeholders. This vagueness makes it open to challenge on a number of fronts, and some of the concerns we raise may ultimately turn out to be addressed once the details are crystallised.

However, a strength of the current nebulousness of the programme is the ability to adapt in response to concerns such as those we raise. It is great that the programme will involve extensive consultation and aspires for co-development, and we agree that these will be effective ways to address our concerns. However, the extent to which they succeed in doing this will depend on the quality and framing of the consultations, which we cannot yet know from data currently available. By laying out the challenges as we see them, we hope to highlight issues that consultations must grapple with in order to be meaningful. Many people might be starting with a belief that more must be better, and consultations will need to really carefully unpick this in order to allow productive conversations about the best way forward.

We have added the following paragraph to our article to try to explain our stance on this issue: ‘While our article has focussed on the Newborn Genomes Programme, many of the points we discuss relate to newborn genome screening in general, rather than this programme in particular. We recognise that people developing the Newborn Genomes Programme are in a challenging situation – as their plans (appropriately) involve extensive consultation, they are not yet crystallised and so the rhetoric around them will naturally focus on their aims rather than their detail. The relative importance of the issues we raise cannot be clear until the details of the project are more developed. For example, if the project will involve extensive analysis of each baby’s genome the generation of uncertainty will be highly relevant; if more conservative analysis is planned the collection of data well beyond what is needed to undertake the analysis may be more pertinent. The nebulous nature of current plans give developers a real opportunity to respond to concerns raised as they develop the project. Here, we outline issues that need consideration: if consultations are to be meaningful they must put these firmly under the spotlight.’

Review: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R1/PR8

Conflict of interest statement

None other than the one already declared - I am employed by Genomics England to work on the Newborn Genomes Programme.

Comments

Comments to Author: Thank you to the authors for their comments and sharing a revised version of the paper in light of reviewer feedback.

Review: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R1/PR9

Conflict of interest statement

I am a member of the Genomics England Ethical Review group over seeing the neonatal screening programme. I do not perceive this as a CoI but am happy to declare it.

Comments

Comments to Author: The authors have responded effectively to the comments of the reviewers, and have added in 2 particularly useful references, which have recently been published.

Recommendation: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R1/PR10

Comments

No accompanying comment.

Decision: Ethical issues raised by new genomic technologies: the case study of newborn genome screening — R1/PR11

Comments

No accompanying comment.