Introduction
The world’s decision-makers have renewed calls for the restoration of all ecosystems by 2030 with the launch in 2021 of the United Nations Decade on Ecosystem Restoration. Yet for forests, restoration is nothing new. In recent decades, this has been increasingly promoted by leaders. Recent calls to restore forests include: the 2011 Bonn Challenge to restore 350 million ha by 2030; regional initiatives such as the African Forest Restoration Initiative (AFR100) in 2015 to restore 100 million ha; the 20x20 Initiative in Latin America launched in 2015 to protect and restore forests, farms, pasture and other landscapes by 2030; and the ECCA30 initiative to bring 30 million ha of degraded and deforested land in Europe, the Caucasus and Central Asia into restoration by 2030 (Ghazoul & Chazdon Reference Ghazoul and Chazdon2017, Stanturf & Mansourian Reference Stanturf and Mansourian2020). Yet, 10 years after the launch of the Bonn Challenge, the world was still losing c. 10 million ha of forests every year and an even larger area was being degraded (FAO 2020b); restoration is not yet at the scale needed to counter these challenges. Global assessments such as that of the Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services (IPBES) highlight the urgent need to reverse this trend in order to avert the negative impacts of land degradation that are so severe that they are challenging the coping capacity of society.
Small gains in forest cover pale in comparison to overall negative trends in many regions; however, localized improvements, promising pilot initiatives and knowledge generated can contribute to scaling up forest restoration in the long term. Although there are exceptions, such as Costa Rica’s increase in forest cover from 40.5% in 1986 (Calvo-Alvarado et al. Reference Calvo-Alvarado, McLennan, Sánchez-Azofeifa and Garvin2009) to 59.5% in 2020 (FAO 2020b), to date, there are few examples of truly extensive forest restoration. Most experiences in forest restoration do not exceed 1000 ha (Menz et al. Reference Menz, Dixon and Hobbs2013) or face challenging trade-offs between quality and quantity, as has been the case, for example, in China and Viet Nam (Cao et al. Reference Cao, Chen, Shankman, Wang, Wang and Zhang2011, Cochard et al. Reference Cochard, Nguyen, Ngo and Kull2020). Rudel et al. (Reference Rudel, Meyfroidt, Chazdon, Bongers, Sloan and Grau2020) has also explored the conditions leading to forest regrowth over the last 200 years.
Understanding and addressing the obstacles to scaling up forest restoration are fundamental, as is understanding the factors that have facilitated these restoration processes. These factors may be ecological (e.g., insufficient knowledge about the ecology of many native species) or socio-political (e.g., conflict over land). Although such factors are context-specific, they may be adapted to suit different conditions. Some national-level attempts have been made to understand issues enabling restoration (e.g., Melo et al. Reference Melo, Pinto, Brancalion, Castro, Rodrigues, Aronson and Tabarelli2013 for Brazil and Murcia et al. Reference Murcia, Guariguata, Andrade, Andrade, Aronson and Escobar2016 for Colombia).
Here, we aim to use experiences from 10 cases to understand the factors enabling forest restoration at the national or subnational scales, focusing on governance and economic factors that facilitate positive change in forest cover. Ecological success factors have been identified by, for example, Chazdon (Reference Chazdon2013) and Stanturf et al. (Reference Stanturf, Palik and Dumroese2014) and are outside our scope. The goal is to contribute to efforts to scale up forest restoration, particularly in light of the UN Decade on Ecosystem Restoration.
First, we define two key terms relevant to the scope of this article: ‘forest restoration’ and ‘governance’. Several terms refer to the ‘restoration’ of forests (Mansourian Reference Mansourian2018). The term ‘ecosystem restoration’ is used within the UN Decade and is defined as ‘the process of halting and reversing degradation, resulting in improved ecosystem services and recovered biodiversity. Ecosystem restoration encompasses a wide continuum of practices, depending on local conditions and societal choice’ (UNEP 2021). We use the term ‘forest restoration’ to refer to areas that reported an increase in forest cover and that are not merely large-scale industrial plantations. We acknowledge that these areas may not necessarily have restored the complete set of ecological and social functions of forests; however, they represent the experiences that have been documented over time.
For our purposes, governance factors are defined using Lemos and Agrawal’s (Reference Lemos and Agrawal2006) definition for environmental governance as being ‘synonymous with interventions aiming at changes in environment-related incentives, knowledge, institutions, decision making, and behaviors … refer[ring] to the set of regulatory processes, mechanisms, and organizations through which political actors influence environmental actions and outcomes’. For economic factors that support restoration, we focused on financing, incentives, costs and benefits.
To define which specific governance and economic factors may have enabled the scaling up of forest restoration, we divided the governance of forest restoration efforts into three distinct phases. (1) A ‘motivational’ phase, whereby we aimed to identify what triggered the initiation of forest restoration. We posit that without a clear motivation to justify the restoration process, the risk of continued degradation pressures remains high. (2) An ‘implementation’ phase, whereby we aimed to understand the factors that enabled or facilitated the implementation of restoration, recognizing that cause and effect are difficult to establish. Implementation factors considered included policies and legislation to support restoration, payments and other financial incentives, identification of the costs and benefits of restoration, stakeholders and engagement processes and institutions promoting restoration including tenure and property rights. (3) A ‘sustaining’ phase, whereby we aimed to understand the factors in place to secure the long-term viability of the restoration effort. This is particularly important given that government terms are limited while forest restoration requires long-term commitment and continuity. We posit that ensuring the long-term management and survival of restored forests also requires certain conditions to be in place. The main issues explored surrounding the sustaining of restoration were the roles of formal and informal institutions, sectoral integration and funding.
Methods
To understand the enabling governance and economic factors for forest restoration, in the summer of 2020 we studied 10 cases (see Table 1) from around the globe that demonstrated an expansion of forest cover (as per reported national data) and/or a slowed rate of deforestation accompanied by policies towards forest expansion. The cases were selected for (1) restoration having been sustained over at least 5 years (so that sufficient data were available) and (2) cases relating to areas exceeding 10,000 ha. They were also selected to represent diverse geographical regions, contexts and approaches. Seven cases were national: Bhutan, Colombia, Costa Rica, Georgia, Kenya, Ethiopia and Viet Nam; one case was regional: the Great Green Wall for the Sahara and Sahel (GGW); and two were subnational (Brazil’s Espírito Santo State and Madagascar’s Fandriana-Marolambo landscape). In two of the national cases (Colombia and Georgia), we also explored a subregion, and in the case of the GGW, we used Niger as an illustrative example. The cases were identified through discussion among the authors using the group’s collective expertise. For each case, we designed a data collection checklist adapted from the four primary sources of Hanson et al. (Reference Hanson, Buckingham, DeWitt and Laestadius2015), Mansourian (Reference Mansourian2016, Reference Mansourian2017) and Springer et al. (Reference Springer, Campese and Nakangu2021; see Supplementary Material, available online), and we conducted both desktop research and semi-structured interviews with 23 key informants who were identified based on their knowledge and experience of the cases.
Overview of cases. The forest cover data come from FAO (2020a).
FLR = Forest Landscape Restoration; GGW = Great Green Wall for the Sahara and Sahel.
The method and data collection checklist were tested on the Costa Rica case and subsequently refined. For each case, a literature review was carried out in Google Scholar and Scopus in English, French and Spanish using the following terms: the country name + ‘success’ + ‘reforestation’ or ‘restoration’ or ‘afforestation’ or ‘plantation’ or ‘rehabilitation’ or ‘forest landscape restoration’ or ‘forest cover’ or ‘forest transition’. The literature review was iterative, and a snowball method was used to review literature cited in key texts. Each case was written up (Mansourian Reference Mansourian2020). Where available, plans under the three Rio conventions – the Convention on Biological Diversity (CBD), the United Nations Convention to Combat Desertification (UNCCD) and the United Nations Framework Convention on Climate Change (UNFCCC) – were consulted for each case. Forest data were sourced from FAO (2020a).
Results
Motivation phase
Fifteen reasons were identified that motivated efforts to expand forest cover (Table 2). Water conservation (including water security) and alignment with commitments under global conventions were noted in all cases. Motivations were situated at different spatial scales, with some being localized – such as the role of traditional authorities and village chiefs in Niger in developing rules for managing natural regeneration – and some being situated in the international policy arena (e.g., the global movement and targets on forest restoration). At the national scale, Bhutan and Kenya evidently manage their forests exclusively for soil and water conservation (FAO 2020c). The primary motivation in Espírito Santo was to secure water provision. We can also distinguish between exogenous and endogenous factors influencing a governmental decision to carry out large-scale restoration. For example, in Costa Rica, an exogenous factor – the drop in the international price of beef – reduced the attractiveness of cattle rearing and prompted a shift in land use, allowing natural forest regeneration. In contrast, in Colombia, visible forest degradation resulting partly from decades of civil war prompted the government to develop a national restoration strategy in 2015.
Identified motivations for forest restoration.
GGW = Great Green Wall for the Sahara and Sahel.
Implementation phase
Policy and legislative frameworks
Policies supporting restoration could be direct restoration targets or strategies (Table 3). For example, Colombia and Madagascar developed restoration strategies in 2015 and 2019, respectively; Bhutan developed a plantations strategy in 2019. Bhutan and Kenya have quantified forest cover targets (60% and 10%, respectively) that are enshrined in their constitutions. Other policies that support restoration are related to payments for restoration. Such payment schemes took place in Costa Rica, Espírito Santo and Viet Nam supported by relevant legislation. A further set of policies concerned the role of rural communities and the definition of rights, duties and responsibilities surrounding forest management, particularly regarding co-management or participatory forest management. For example, Bhutan established in 2010 the national strategy for community forestry that empowers rural community groups to manage the forests for their purposes according to an agreed management plan endorsed by the forest department. In Ethiopia’s 2018 Forest Proclamation and Kenya’s 2005 Forest Policy, participatory forest management is acknowledged as an essential mechanism. Madagascar’s law on local management entitled Gestion Locale Sécurisée (GELOSE) was designed in 1996 and was complemented by a law specifically orientated towards the co-management of natural resources (the Gestion Contractualisée des Forêts; GCF).
Political and legal measures identified to have supported the implementation of forest restoration.
FLR = Forest Landscape Restoration; GCF = Gestion Contractualisée des Forêts; GELOSE = Gestion Locale Sécurisée; GGW = Great Green Wall for the Sahara and Sahel; PES = payment for ecosystem services.
Financial incentives
The restoration cost in the studied cases varied from US$87 per ha in Ethiopia (Pistorius et al. Reference Pistorius, Carodenuto and Wathum2017) to US$6585 per ha in Georgia (Fig. 1; KfW 2017). Payment for ecosystem services (PES) schemes in Costa Rica and Espírito Santo acknowledged this opportunity cost and set payments accordingly. Benefits provided by restored forests were not always identified. In Kenya, the cost of inaction was estimated at KES 168 billion (∼US$ .55 billion), much higher than the KES 48 billion (∼US$442 million) estimated to increase tree cover to 10%. There are no comprehensive data on who bears the costs and who gains from forest restoration; elite capture was reported in Viet Nam (Phuc et al. Reference Phuc, Nghi and Zagt2013).
Estimates of restoration costs in US$ per ha (note that for Ethiopia and Espírito Santo a low value and a high value have been identified).
The complexity of payment schemes may vary, with the scheme in Espírito Santo, for example, distinguishing between opportunity costs of setting land aside and land uses where there is a short-term revenue potential (e.g., agroforestry). Payments under that scheme are for 3 years with 50% upfront when there is a revenue potential, whilst they are for 5 years and renewable where the payment is to cover the opportunity cost of restoring or protecting forests (Kissinger Reference Kissinger2014). Funding for these schemes comes from a tax levied on fossil fuels. Other financial incentives include tax exemptions (e.g., in Costa Rica, where, starting in 1996, forest restoration has been tax-deductible) or disincentives that set penalties for forest conversion (e.g., in Ethiopia).
Role of stakeholders at different levels
Dedicated national agencies
Having a dedicated national agency or body to manage restoration was considered helpful in many cases. Where this agency was situated made a difference to its success in terms of power (including funding) and respect. In Ethiopia, for example, the lack of a dedicated forest agency until recently was considered one of the possible reasons for Ethiopia’s continued forest loss. In contrast, the fact that both the forest sector and the environment are grouped under one agency in Costa Rica and Kenya was helpful for restoration success. In some instances, new agencies were created, such as across African countries where specific national GGW agencies were established. In Espírito Santo, a dedicated state agency, the Secretaria de Estado do Meio Ambiente e Recursos Hídricos (SEAMA), has been managing the PES programme. In Costa Rica, a cross-sectoral government agency, the Fondo Nacional de Financiamiento Forestal (FONAFIFO), was established in 1991 to collect the taxes (and other income) to fund the PES scheme and to disburse payments.
Local authorities
Devolution to local-level authorities plays a vital role in restoration. In Kenya, for example, in the early 2000s, transitional implementation plans were developed to help strengthen the role of county governments. In Colombia, the regional branches of the environment ministry (the Corporaciones Autónomas Regionales) are responsible for implementing national restoration plans within their jurisdiction. In the Oriente Antioqueño region of Colombia, the Corporación Autónoma (CORNARE) was a major actor in developing forest restoration. In remote parts of Bhutan, Colombia and Ethiopia, forest extension officers are essential to supporting local communities, and they act as a vector to translate national-level policies into local action.
Local-level communities
Communities in the landscape were critical for implementation in all cases, particularly as areas prioritized for restoration are frequently remote, where rural populations depend more on their natural environment. In Kenya, for example, Mogoi et al. (Reference Mogoi, Obonyo, Ongugo, Oeba and Mwangi2012) found that 72% of community forest associations engaged in tree planting. In Ethiopia’s Chilimo Forest Reserve, a 7% increase in forest cover was observed in 2003–2012 thanks to the rollout of participatory forest management. In Madagascar’s Fandriana-Marolambo landscape, 35 community groups (communautés de base in French, or COBAS) were set up to co-manage the forest. Yet, in most cases, the restoration engagement process remains largely government-driven with continued power imbalances. In Costa Rica, the main PES agency, FONAFIFO, has been criticized for not having Indigenous representatives on its board. In Ethiopia, massive resettlement programmes, notably for pastoralists, have generated conflict and led to land degradation due to the loss of traditional land management methods.
External stakeholders
The role of external stakeholders in promoting, funding and implementing restoration is also prominent in most cases. For example, in Ethiopia, non-governmental organizations (NGOs, both local and international) negotiate participatory forest management contracts and implementation with communities. The Regreening Africa programme, which is a network of actors including the World Agroforestry Center (ICRAF), World Vision and Oxfam, among others, works across eight countries, including Ethiopia, to promote farmer-managed natural regeneration on small farms. In both Georgia and Madagascar, the World Wide Fund for Nature (WWF) has been instrumental in promoting, facilitating and implementing restoration (Mansourian et al. Reference Mansourian, Razafimahatratra and Vallauri2018, Zazanashvili et al. Reference Zazanashvili, Sanadiradze, Garforth, Bitsadze, Manvelyan and Askero2020). In Espírito Santo, the World Bank and NGOs partnered with the state government to develop the restoration programme Reflorestar. In Viet Nam, between 2000 and 2015, the Forest Sector Support Program and Partnership (FSSP) brought together 25 international donors.
Tenure and property rights
In all cases, land and tree tenure systems are complex and subject to tensions between what is de jure and what happens de facto (McLain et al. Reference McLain, Lawry, Guariguata and Reed2021). Security of tenure and property rights directly affects the likelihood of adopting restoration measures (Mansourian Reference Mansourian2016, McLain et al. Reference McLain, Lawry, Guariguata and Reed2021). In Costa Rica and Espírito Santo, private landowners were the main participants in PES schemes. Although full ownership rights are often not provided by law, diverse rights (e.g., rights of use and inheritance) can be recognized and formalized via certificates. Some of these intermediate options have been promoted in the cases reviewed. For example, in 2004 in Niger, a change in the forest law granted farmers ownership over trees, which created a significant incentive to plant.
Similarly, in Viet Nam, several laws, including the Land Law of 2003, have provided households with the rights to transfer, inherit, mortgage or lease land (for 50 years), thus providing more of an incentive to engage in tree planting (Nguyen & Kull Reference Nguyen and Kull2022). In Colombia, land titling has been identified as a key priority since the 1993 Law 70 on collective land titling. In Madagascar’s Fandriana-Marolambo landscape, land is under customary tenure arrangements with no formal deeds or titles. Although the country is carrying out land reforms to improve land rights, this is a slow process. There remains a disincentive to use native species in restoration since they belong to the state, while exotic trees can be owned by the community (Mansourian et al. Reference Mansourian, Razafimahatratra, Ranjatson and Rambeloarisao2016).
Sustaining phase
Identifying key sustaining factors in our cases is compromised by change throughout the restoration process, little long-term (over 20 years’) experience in forest restoration and limited rigorous monitoring. However, four elements stood out in the cases reviewed: the roles of formal and informal institutions, sectoral integration and funding.
Formal institutions
One important avenue for securing long-term sustainability is to embed forest restoration in long-term institutions. For example, Bhutan and Kenya both have forest targets in their constitutions. Commitments under major environmental conventions (e.g., CBD, UNFCCC) were also considered important sustaining factors as they extend beyond existing governments and potential policy changes. All 10 studied cases referenced restoration in at least two of their three Rio Convention commitments (Table 4). These plans are also necessary as they frame much of the bilateral and multilateral funding. A policy evolution favourable to restoration can be seen in countries such as Kenya and Viet Nam, with greater rights going to communities over time, thereby incentivizing them to sustain restoration efforts as they can benefit from them. Such devolution may take many forms, and success is not always guaranteed, depending on other factors. Some cases may lead to degradation or elite capture. In Viet Nam, communities have received rights in different ways, including the allocation of forest land rights to households, mainly leading to a boom in plantations, and the creation of community-managed forests, which are often poorly managed (Cochard et al. Reference Cochard, Nguyen, Ngo and Kull2020, McElwee & Nghi Reference McElwee and Nghi2021).
Commitments under the Rio Conventions.
CBD = Convention on Biological Diversity; INDC = Intended Nationally Determined Contribution; LDN = Land Degradation Neutrality; NA = not applicable; NBSAP = National Biodiversity Strategy and Action Plan; NDC = Nationally Determined Contributions; UNCCD = United Nations Convention to Combat Desertification; UNFCCC = United Nations Framework Convention on Climate Change.
Informal institutions
Supporting, empowering and building the capacity of local-level – often informal – associations can serve to maintain restoration beyond the project duration. Acknowledging this, the governments of Bhutan, Ethiopia, Madagascar and Viet Nam have gradually started to empower local-level stakeholders, both public and private. In Madagascar, traditional chiefs and local associations were critical to engaging local villagers in forest restoration. Similarly, in Niger, local chiefs supported the establishment of rules for farmer-managed natural regeneration.
Sectoral integration
Sectoral integration is starting to be promoted in a handful of cases. For example, in Costa Rica, the 2016 Politica Agroambiental (agro-environmental policy) seeks to reconcile food security and environmental priorities, and Madagascar’s 2019 National Restoration Strategy includes an objective to integrate land use across the forestry and agriculture sectors. In some cases, such as Kenya, multisectoral platforms have been established to address forest issues, including restoration. In Espírito Santo, the 1998 water law promotes integrated watershed management. Furthermore, to comply with the Brazilian Forest Code, the State of Espírito Santo set an objective to increase forest cover by 235 000 ha by 2025 (Benini et al. Reference Sossai, Padovezi and Matusmoto2016).
Funding
Most countries received significant donor funding for restoration, often in the form of project grants with a relatively short duration. In some cases, such as in Fandriana-Marolambo, donor support may extend over several project phases, totalling a decade or more. PES schemes are seen as a means of breaking away from dependence on donor funding. Such schemes have been applied in Colombia, Costa Rica, Kenya and Espírito Santo and are being developed in Viet Nam. Funding for the scheme in Costa Rica comes from a levy on energy, while in Kenya levying 10% from the corporate social responsibility budgets of different ministries has been proposed. In Viet Nam, funding comes from users of ecosystem services, specifically from hydropower and urban water consumers. In such cases, funding can be secured for the long term.
Discussion
The three phases – motivation, implementation and sustaining – were the basis for our research. In the process of collecting data, we found that it was difficult to make a clear distinction between ‘implementation’ and ‘sustaining’. In many instances, the same policies that supported implementation were vital to sustaining it. Nevertheless, where possible, we sought to clarify the distinction with, for example, some policies clearly about initiating restoration and others about sustaining the effort in the long term (e.g., inclusion in national action plans or the country’s constitution). It proved impossible to obtain reliable information on many aspects of interest, notably on equity or conflicts. The tool has, however, identified these factors as relevant, serving to flag the need to consider these dimensions in forest restoration.
Motivation
The 15 motivations identified through our research help to determine relevant leverage points (Mansourian Reference Mansourian2021) and justify the costs involved (including opportunity costs). They span environmental and socio-political motivations. These motivations reflect the position of the State but not necessarily those of other stakeholders, particularly local landscape dwellers. Indigenous groups can be motivated to restore because of the importance of land to their cultural identity (Telesetsky Reference Telesetsky, Akhtar-Khavari and Richardson2019). Importantly, government motivations, or the weighting given to different motivations, may differ from those of poor rural communities. Achieving a negotiated understanding of what motivates restoration and justifying this long-term process, with its implicit costs, are necessary. Furthermore, official reasons for restoration (e.g., protecting water courses) may differ from unofficial reasons (e.g., timber security).
Implementation
National-level policies that explicitly promote restoration could be found in most of our cases (Bhutan, Colombia, Georgia, Kenya, Madagascar and Viet Nam), as has also been identified by Melo et al. (Reference Melo, Pinto, Brancalion, Castro, Rodrigues, Aronson and Tabarelli2013), Murcia et al. (Reference Murcia, Guariguata, Andrade, Andrade, Aronson and Escobar2016) and Thomas et al. (Reference Thomas, Reed, Clifton, Appadurai, Mills and Zucca2017). Similarly, after the Second World War and the Korean War, mandatory reforestation, tree-cutting restrictions and economic incentives for forestry extension programmes were imposed by the governments of Japan and the Republic of Korea (Meyfroidt & Lambin Reference Meyfroidt and Lambin2011). Taking this one step further, Brancalion and van Melis (Reference Brancalion and van Melis2017) refer to the need to identify ‘policy triggers’ that can encourage restoration. Other categories of policies are also important, such as those supporting PES schemes or participatory forest management. PES schemes emerging from forest restoration have played a clear role in Costa Rica and Espírito Santo in Brazil. Melo et al. (Reference Melo, Pinto, Brancalion, Castro, Rodrigues, Aronson and Tabarelli2013) and Thomas et al. (Reference Thomas, Reed, Clifton, Appadurai, Mills and Zucca2017) also confirm the importance of long-term funding, notably through diverse economic instruments. Quantifying the costs and benefits of forests provides an essential argument for bearing the costs of restoring forests (Menz et al. Reference Menz, Dixon and Hobbs2013) and integrating them into national accounts (Dasgupta Reference Dasgupta2021). Understanding costs and benefits and to whom they accrue can provide valuable arguments for investing in restoration (Ghazoul & Chazdon Reference Ghazoul and Chazdon2017, Holl Reference Holl2017). In the cases explored, where data existed, restoration costs varied significantly. However, it is difficult to compare these costs directly as often different elements are included (e.g., labour, inputs), and the starting social and ecological conditions may be more or less complex. The distribution of costs and benefits is frequently spread across different stakeholders, with less powerful groups often bearing the higher costs (Elias et al. Reference Elias, Kandel, Mansourian, Meinzen-Dick, Crossland and Joshi2022). Although financial measures to promote restoration proved effective in Costa Rica and Espírito Santo, legal measures to punish those converting forests have in some cases proven less effective (e.g., in Ethiopia). The combination of such ‘carrots and sticks’ has been shown to be useful within REDD+ programmes (Duchelle et al. Reference Duchelle, De Sassi, Jagger, Cromberg, Larson and Sunderlin2017).
Similarly to Melo et al. (Reference Melo, Pinto, Brancalion, Castro, Rodrigues, Aronson and Tabarelli2013), Lazos-Chavero et al. (Reference Lazos-Chavero, Zinda, Bennett-Curry, Balvanera, Bloomfield, Lindell and Negra2016), Murcia et al. (Reference Murcia, Guariguata, Andrade, Andrade, Aronson and Escobar2016), Thomas et al. (Reference Thomas, Reed, Clifton, Appadurai, Mills and Zucca2017) and Brancalion and Holl (Reference Brancalion and Holl2020), we identified the importance of engaging all relevant stakeholders. Multiple stakeholders at different levels – from local to national authorities, local communities and international actors – have a role to play in restoration (Mansourian Reference Mansourian2016), although each stakeholder group will have a different position of power, ability to influence the outcome and stake in the process, as well as bearing different costs and obtaining different benefits. Recognizing these diverse ways of interacting with the restoration process is fundamental to designing effective restoration interventions (Elias et al. Reference Elias, Kandel, Mansourian, Meinzen-Dick, Crossland and Joshi2022). Beyond engagement, it is fundamentally important to truly and effectively respond to local needs and ensure that local populations see restoration as a valuable mechanism that contributes to their social, cultural or economic well-being (Elias et al. Reference Elias, Kandel, Mansourian, Meinzen-Dick, Crossland and Joshi2022). Devolution was seen as essential, yet, in some cases, local authorities may be given the responsibility but not the means to cope effectively (e.g., in Ecuador; Wiegant et al. Reference Wiegant, Peralvo, van Oel and Dewulf2020).
In the context of restoration, tenure rights refer to the rights over not only land but also the trees (e.g., Niger) and, in some cases, the goods and services from those trees (e.g., water in Espírito Santo). Different (and conflicting) tenure rights may apply. The importance of providing clear and secure rights to and tenure of land and natural resources (Slobodian et al. Reference Slobodian, Vidal and Saint-Laurent2020) was apparent in our 10 cases. In Niger, for example, Pye-Smith (Reference Pye-Smith2013) found that, prior to changes in forest laws, the survival rate of c. 60 million trees planted over 12 years was as low as 20%, notably because of unclear tenure over the trees planted. PES schemes were successful in Costa Rica and Espírito Santo, where most of the land is held privately. Without tenure security, local stakeholders do not have such an incentive to engage in restoration or to maintain trees over the long term (Nagendra Reference Nagendra2007, McLain et al. Reference McLain, Lawry, Guariguata and Reed2021). In Madagascar, Ranjatson et al. (2019) identified the lack of tenure security for smallholders and populations dependent on natural forests for their livelihoods as a significant constraint to scaling up restoration.
Sustaining
The lack of long-term and systemic government support for forest restoration remains a challenge, mainly as it competes with other government priorities such as agriculture or infrastructure, leading to poor sectoral integration (Carmenta & Vira Reference Carmenta, Vira, Mansourian and Parrotta2018). Sustaining restoration requires visions that are compatible with the lifecycle of a forest or an ecosystem, the timeframes of which are well beyond most political cycles and those of many stakeholders. Mechanisms are therefore needed to embed restoration into long-term plans, processes and funding mechanisms. In the cases we reviewed, securing the long-term survival of forest restoration efforts was achieved through funding and high-level political engagement. While the continued dependence on donor funding and project-based approaches severely hamper both the scale and the long-term security of restoration efforts (de Jong et al. Reference de Jong, Liu and Long2021), the role of the private sector and market-based mechanisms hold more promise (Löfqvist & Ghazoul Reference Löfqvist and Ghazoul2019). PES schemes can ensure that short-term needs are compensated while trees are growing (e.g., Costa Rica and Espírito Santo) and provide a stable source of funding. The growing role of the private sector in restoration initiatives has been highlighted more generally (Richardson et al. Reference Richardson2016). Embedding restoration in other formal frameworks such as a country’s constitution (Bhutan and Kenya) or its commitments under global conventions (all cases) provide a long-term direction to restoration beyond government cycles. Sewell et al. (Reference Sewell, van der Esch and Löwenhardt2020) counted 115 quantitative commitments on restoration in the three main Rio conventions totalling 1 billion ha. While these commitments do not always translate into action, they provide the framing for subsequent national- and subnational-level actions.
Conclusion
The 10 cases reviewed present different social, ecological, economic and political conditions. Although the cases were selected because of their positive trends, in some cases, national forest cover continues to decline even as some subnational data present a more positive picture. In all cases, no single factor has enabled large-scale restoration, but rather a combination of factors can achieve this. Our review shows that governance and economic success factors contribute to a positive shift in forest cover.
It is apparent from our research that factors across motivation, implementation and sustaining phases associated with the governance of forest restoration are all important and complementary, although there is some overlap between the implementation and sustaining phases. Acknowledging the complementary roles of these enabling factors as they contribute to the different phases of the ‘political’ forest restoration process provides the context to design locally appropriate measures that respond to the motivations identified and can be sustained in the long term. As per our methodology, these factors cover informal and formal dimensions, both top-down, government-led and bottom-up, community-led measures. Understanding these factors and their relevance is of strategic value for the promotion, development and maintenance of forest restoration programmes. This is particularly relevant as forest restoration is a crucial component of the UN Decade on Ecosystem Restoration and contributes to addressing many of today’s planetary challenges.
Going forward, we identify three points that require further investigation. Firstly, what is the optimal mix of incentives (financial or otherwise) and disincentives to support forest restoration? Our cases identified some of the options available, but determining more precisely the value of each and the most locally efficient combinations for achieving rapid and positive outcomes remains to be achieved. Secondly, misalignments in motivations, including between those of different stakeholders, implementation modalities and those intended to sustain restoration, may need to be considered and negotiated to ensure coherence in objectives for restoration. For example, sustainability may be questionable if government motivations to restore forests are for securing timber supply but implementation is driven by external stakeholders seeking to offset their own carbon emissions. Finally, defining a clear cause-and-effect relationship between the factors reviewed and restoration outcomes is challenging. Most factors should be considered valuable avenues to scaling up restoration. In this respect, studies are urgently required to isolate certain factors and to measure their role in achieving restoration. In addition, monitoring of restoration success is urgently needed (as is the definition of ‘success’ in restoration). Time is not on our side, and enabling conditions such as those identified in this study provide tools to contribute to scaling up forest restoration around the globe while recognizing that they must be contextualized.
Supplementary material
To view supplementary material for this article, please visit https://doi.org/10.1017/S0376892922000340.
Acknowledgements
We thank the interviewees, who provided valuable insights into the cases.
Financial support
WWF provided funding for this research. Contributions by CAK were made possible by funding from the Swiss Programme for Research on Global Issues for Development (r4d program, 400940-194004).
Competing interests
The authors declare none.
Ethical standards
None.
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