Introduction
The exact pathophysiology and aetiology of the severe mental disorders schizophrenia and bipolar disorder remain unknown. They have been hypothesized to be part of the same psychosis continuum, since they in addition to overlapping symptoms share some genetic underpinnings (Purcell et al. Reference Purcell, Wray, Stone, Visscher, O'Donovan, Sullivan and Sklar2009), cognitive impairments (Simonsen et al. Reference Simonsen, Sundet, Vaskinn, Birkenaes, Engh, Faerden, Jonsdottir, Ringen, Opjordsmoen, Melle, Friis and Andreassen2011) and brain anatomical abnormalities (Ellison-Wright & Bullmore, Reference Ellison-Wright and Bullmore2010). Whereas pre- and perinatal complications have been established as risk factors for schizophrenia (Fatemi & Folsom, Reference Fatemi and Folsom2009; Rapoport et al. Reference Rapoport, Giedd and Gogtay2012), the evidence for an association between pre- and perinatal adversities and the risk for bipolar disorder is less consistent. Some authors have argued that in genetically susceptible individuals, the absence of pre- and perinatal complications favours the development of bipolar disorder whereas their presence favours the development of schizophrenia (Murray et al. Reference Murray, Sham, van, Zanelli, Cannon and McDonald2004; Demjaha et al. Reference Demjaha, MacCabe and Murray2012).
Nevertheless, some epidemiological studies suggest that pre- and perinatal factors may increase the risk for bipolar disorder and affective psychosis. Hultman et al. (Reference Hultman, Sparen, Takei, Murray and Cnattingius1999) have demonstrated an association between specific obstetric complications (OCs) and affective psychosis; an increasing birth weight was found to linearly associate with decreased risk for affective disorders (Abel et al. Reference Abel, Wicks, Susser, Dalman, Pedersen, Mortensen and Webb2010); recently, increased risk for bipolar disorder in children born pre-term [odds ratio 2.7, 95% confidence interval (CI) 1.6–4.5] was reported (Nosarti et al. Reference Nosarti, Reichenberg, Murray, Cnattingius, Lambe, Yin, MacCabe, Rifkin and Hultman2012). Accordingly, neurodevelopmental disturbances and/or pre- and perinatal trauma may also be of importance for the development of bipolar disorder.
Magnetic resonance imaging (MRI) studies have demonstrated the existence of neuroanatomical abnormalities in bipolar disorder (Hallahan et al. Reference Hallahan, Newell, Soares, Brambilla, Strakowski, Fleck, Kieseppa, Altshuler, Fornito, Malhi, McIntosh, Yurgelun-Todd, Labar, Sharma, MacQueen, Murray and McDonald2011), the most consistent finding being enlarged ventricular volumes (Kempton et al. Reference Kempton, Geddes, Ettinger, Williams and Grasby2008; Arnone et al. Reference Arnone, Cavanagh, Gerber, Lawrie, Ebmeier and McIntosh2009; Rimol et al. Reference Rimol, Hartberg, Nesvåg, Fennema-Notestine, Hagler, Pung, Jennings, Haukvik, Lange, Nakstad, Melle, Andreassen, Dale and Agartz2010; Hallahan et al. Reference Hallahan, Newell, Soares, Brambilla, Strakowski, Fleck, Kieseppa, Altshuler, Fornito, Malhi, McIntosh, Yurgelun-Todd, Labar, Sharma, MacQueen, Murray and McDonald2011). The results for other brain structures differ among studies, possibly due to low sample sizes and confounding factors, such as lithium medication. Recent meta-analyses report that lithium-naive patients with bipolar disorder have smaller hippocampal and amygdala volumes as compared with patients who receive lithium medication and with healthy controls (Hallahan et al. Reference Hallahan, Newell, Soares, Brambilla, Strakowski, Fleck, Kieseppa, Altshuler, Fornito, Malhi, McIntosh, Yurgelun-Todd, Labar, Sharma, MacQueen, Murray and McDonald2011; Hajek et al. Reference Hajek, Kopecek, Hoschl and Alda2012). There is also some evidence supporting more pronounced brain abnormalities in patients with psychotic bipolar disorder than in patients with non-psychotic disorder (Strasser et al. Reference Strasser, Lilyestrom, Ashby, Honeycutt, Schretlen, Pulver, Hopkins, Depaulo, Potash, Schweizer, Yates, Kurian, Barta and Pearlson2005; Edmiston et al. Reference Edmiston, Wang, Kalmar, Womer, Chepenik, Pittman, Gueorguieva, Hur, Spencer, Staib, Constable, Fulbright, Papademetris and Blumberg2011; Anticevic et al. Reference Anticevic, Brumbaugh, Winkler, Lombardo, Barrett, Corlett, Kober, Gruber, Repovs, Cole, Krystal, Pearlson and Glahn2013). The mechanisms underlying the structural brain abnormalities observed in bipolar disorder are not completely known. Post-mortem studies have demonstrated reduced neural somal size (Bezchlibnyk et al. Reference Bezchlibnyk, Sun, Wang, MacQueen, McEwen and Young2007) and neuron numbers (Berretta et al. Reference Berretta, Pantazopoulos and Lange2007) in the amygdala, and reduced number of parvalbumin- and somatostatin-expressing interneurons (Konradi et al. Reference Konradi, Zimmerman, Yang, Lohmann, Gresch, Pantazopoulos, Berretta and Heckers2011) and reduced pyramidal cell size (Liu et al. Reference Liu, Schulz, Lee, Reutiman and Fatemi2007; Konradi et al. Reference Konradi, Zimmerman, Yang, Lohmann, Gresch, Pantazopoulos, Berretta and Heckers2011) in the hippocampus of bipolar disorder patients. These neuronal changes may have a developmental origin, given the fact that animal models have demonstrated long-term neuronal loss in the amygdala (Carty et al. Reference Carty, Wixey, Kesby, Reinebrant, Colditz, Gobe and Buller2010) and reduced pyramidal cell size in the hippocampus (Rees et al. Reference Rees, Harding and Walker2008) following pre- and perinatal hypoxia. Moreover, smaller hippocampal volumes and larger ventricular volumes have been demonstrated in schizophrenia patients with a history of pre- and perinatal hypoxia (Cannon et al. Reference Cannon, van Erp, Rosso, Huttunen, Lonnqvist, Pirkola, Salonen, Valanne, Poutanen and Standertskjold-Nordenstam2002; van Erp et al. Reference van Erp, Saleh, Rosso, Huttunen, Lonnqvist, Pirkola, Salonen, Valanne, Poutanen, Standertskjold-Nordenstam and Cannon2002). Enlarged ventricles have also been observed in schizophrenia patients who suffered prolonged birth (indicating hypoxia) (McNeil et al. Reference McNeil, Cantor-Graae and Weinberger2000). In schizophrenia, smaller hippocampal volumes have been reported following OCs in general (Ebner et al. Reference Ebner, Tepest, Dani, Pfeiffer, Schulze, Rietschel, Maier, Traber, Block, Schild, Wagner, Steinmetz, Gaebel, Honer, Schneider-Axmann and Falkai2008), and severe OCs have been reported to interact with the hypoxia-regulated GRM3 (metabotropic glutamate receptor 3) gene to affect hippocampal volume (Haukvik et al. Reference Haukvik, Saetre, McNeil, Bjerkan, Andreassen, Werge, Jonsson and Agartz2010). Smaller hippocampal volume and reduced grey matter have been observed in otherwise healthy subjects born very preterm (before week 33) (de Kieviet et al. Reference de Kieviet, Zoetebier, van Elburg, Vermeulen and Oosterlaan2012). Smaller hippocampal volume has also been reported in healthy adolescents following perinatal asphyxia (Maneru et al. Reference Maneru, Serra-Grabulosa, Junque, Salgado-Pineda, Bargallo, Olondo, Botet-Mussons, Tallada and Mercader2003), and long-term reductions of the grey matter in the amygdala have been observed in children with neonatal hypoxia–ischaemia (Peterson et al. Reference Peterson, Vohr, Staib, Cannistraci, Dolberg, Schneider, Katz, Westerveld, Sparrow, Anderson, Duncan, Makuch, Gore and Ment2000). Hence, it is plausible that pre- and perinatal complications affect brain structure abnormalities associated with bipolar disorder.
The aim of the current study was to investigate the relationship between pre- and perinatal trauma and brain structure volumes in patients with bipolar disorder. Specifically, we studied the relationship between two measures of pre/perinatal trauma [i.e. an established composite severe OCs score comprising complications occurring throughout the whole pre- and perinatal period (McNeil et al. Reference McNeil, Cantor-Graae and Sjöström1994), and a diagnosis of perinatal asphyxia, a distinct complication shown by animal models to cause long-term brain abnormalities (Rees et al. Reference Rees, Harding and Walker2008; Carty et al. Reference Carty, Wixey, Kesby, Reinebrant, Colditz, Gobe and Buller2010)], and three brain volumes either previously reported to be associated with OCs in schizophrenia (i.e. hippocampus and lateral ventricles) or associated with bipolar disorder (i.e. amygdala).
We hypothesized that perinatal asphyxia and severe OCs would be associated with smaller hippocampus and amygdala volumes, and with larger ventricular volumes, in patients with bipolar disorder, and that the associations would be stronger in those with psychotic than in those with non-psychotic disorder. This latter prediction is based on the findings of more pronounced brain abnormalities (Strasser et al. Reference Strasser, Lilyestrom, Ashby, Honeycutt, Schretlen, Pulver, Hopkins, Depaulo, Potash, Schweizer, Yates, Kurian, Barta and Pearlson2005; Edmiston et al. Reference Edmiston, Wang, Kalmar, Womer, Chepenik, Pittman, Gueorguieva, Hur, Spencer, Staib, Constable, Fulbright, Papademetris and Blumberg2011; Anticevic et al. Reference Anticevic, Brumbaugh, Winkler, Lombardo, Barrett, Corlett, Kober, Gruber, Repovs, Cole, Krystal, Pearlson and Glahn2013) and cognitive impairments (Simonsen et al. Reference Simonsen, Sundet, Vaskinn, Birkenaes, Engh, Faerden, Jonsdottir, Ringen, Opjordsmoen, Melle, Friis and Andreassen2011) in the psychotic than non-psychotic form of bipolar disorder. In addition, psychotic bipolar disorder may be more similar to schizophrenia, a disorder in which patients with OCs show more pronounced brain abnormalities than patients without such complications (McNeil et al. Reference McNeil, Cantor-Graae and Weinberger2000; van Erp et al. Reference van Erp, Saleh, Rosso, Huttunen, Lonnqvist, Pirkola, Salonen, Valanne, Poutanen, Standertskjold-Nordenstam and Cannon2002; Schulze et al. Reference Schulze, McDonald, Frangou, Sham, Grech, Toulopoulou, Walshe, Sharma, Sigmundsson, Taylor and Murray2003, Ebner et al. Reference Ebner, Tepest, Dani, Pfeiffer, Schulze, Rietschel, Maier, Traber, Block, Schild, Wagner, Steinmetz, Gaebel, Honer, Schneider-Axmann and Falkai2008).
To our knowledge, this is the first study to explore the association between hypoxia-related OCs, in particular perinatal asphyxia, and neuroanatomy in bipolar disorder.
Method
Subjects
The subject sample (n = 219) consisted of patients with a Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition (DSM-IV) diagnosis within the bipolar spectrum (n = 79) – bipolar I disorder (DSM-IV 296.0-7) (n = 47), bipolar II disorder (DSM-IV 296.89) (n = 28), or bipolar disorder not otherwise specified (DSM-IV 296.80) (n = 4) – and healthy controls (n = 140) from the ongoing multi-centre Thematically Organized Psychosis Study at the University of Oslo, Norway. All subjects were born in Norway and aged between 18 and 42 years at the start of the study.
Patients were included from four major psychiatric hospitals and their out-patient clinics that together cover most of the population in Oslo. All patients underwent thorough clinical investigation by specially trained psychologists and physicians. Clinical diagnoses were assessed using the Structured Clinical Interview for DSM-IV Axis I disorders (SCID-I) module A–E (Spitzer et al. Reference Spitzer, Williams, Gibbon and First1988), with an overall agreement for diagnostic categories of 82% (κ = 0.77, 95% CI 0.60–0.94). Psychosocial function was assessed with the Global Assessment of Function scale – split version. Affective state was assessed with the Young Mania Rating Scale and the Inventory of Depressive Symptomatology (IDS) scale. Current psychotic symptoms were rated by the use of the Positive and Negative Syndrome Scale (PANSS), with intraclass coefficients of 0.73 and 0.86 for the positive and negative subscales, respectively (Engh et al. Reference Engh, Friis, Birkenaes, Jonsdottir, Klungsoyr, Ringen, Simonsen, Vaskinn, Opjordsmoen and Andreassen2010). Patients were classified as having psychotic (n = 48) or non-psychotic (n = 31) bipolar disorder based on the presence of current psychotic episode (defined as a score of 4 or above on any one of the PANSS items P1, P3, P5, P6, G9), or a history of psychosis based on information retrieved from the SCID-I interview.
The healthy control subjects were randomly selected from the national population register, and resident in the same catchment area as the patients. They were interviewed for symptoms of severe mental illness by trained psychologists and examined with the Primary Care Evaluation of Mental Disorders (Spitzer et al. Reference Spitzer, Williams, Kroenke, Linzer, deGruy, Hahn, Brody and Johnson1994) to ensure no current or previous psychiatric disorders. Control subjects with current or previous somatic illness, or substance misuse disorder including alcohol overuse that could affect brain morphology were excluded. Demographic and clinical variables are listed in Table 1.
Demographic, clinical and birth-related characteristics
BD, Bipolar disorder; s.d., standard deviation; OCs, obstetric complications as scored by the McNeil Sjöström scale; NART IQ, NART National Adult Reading Test; YMRS Young Mania Rating Scale; IDS, Inventory of Depressive Symptomatology; GAF, Global Assessment of Function scale – split version; PANSS, Positive and Negative Syndrome Scale; DDD, defined daily dosage; pBD psychotic BD; npBD non-psychotic BD.
Data are given as number (percentage) or as mean (s.d.) and range.
a Analysed by χ 2 for sex, handedness, perinatal asphyxia and severe OCs; otherwise analysis of variance.
The study was approved by the Regional Committee for Medical Research Ethics and the Norwegian Data Inspectorate, and was conducted in accordance with the Helsinki declaration. After complete description of the study to the subjects, written informed consent was obtained from all participating subjects.
Birth data
The birth data were collected from the Medical Birth Registry of Norway (MBRN). In Norway, all births after gestational week 16 are compulsorily reported to the MBRN by the attending midwife or physician (Irgens, Reference Irgens2000). Medical and sociodemographic data pertaining to the pregnancy, birth, and the health of the mother and the newborn are recorded on a standardized notification form by the midwife or doctor who attend the birth and reported to the MBRN. This notification form has remained unchanged during the period in which all subjects in the current study were born (1967–1991). Based on the information from the MBRN, i.e. birth data from the mother and the health of the newborn (the patient), one physician (U.K.H.) who was blinded to patient/control status scored presence and severity of OCs according to the McNeil–Sjöström scale (McNeil & Sjöström, Reference McNeil and Sjöström1995). The validated McNeil–Sjöström scale (McNeil et al. Reference McNeil, Cantor-Graae and Sjöström1994) includes several hundred items of potential harm to the fetus, each classified according to severity on an ordinal scale from 1 to 6. In the present study, severe OCs were considered present in subjects who had experienced one or more complications of grade 5 or 6, whereas subjects with complications of grade 4 and below were classified as not having had severe OCs. A complication of grade 5 is defined as ‘potentially clearly greatly relevant/harmful’ (e.g. severe pre-eclampsia or perinatal asphyxia), and a complication of grade 6 is defined as a complication that causes ‘very great harm to or deviation in offspring’ (e.g. eclampsia, offspring hypoxic–ischaemic cerebral injury). In addition, a diagnosis of perinatal asphyxia from the MBRN was recorded separately, to constitute a narrower hypoxic OCs parameter. By definition, all subjects recorded to have a diagnosis of asphyxia are classified as having severe OCs according to the McNeil–Sjöström scale. Birth-related variables are listed in Table 1.
MRI acquisition
All participants underwent MRI scanning on a 1.5 T Siemens Magnetom Sonata scanner (Siemens Medical Solutions, Germany) equipped with a standard head coil. Two sagittal T1-weighted magnetization-prepared rapid gradient echo volumes were acquired with the Siemens tfl3d1_ns pulse sequence (echo time = 3.93 ms, repetition time = 2730 ms, inversion time = 1000 ms, flip angle = 7°, field of view = 24 cm, voxel size = 1.33 × 0.94 × 1 mm3, number of partitions = 160) and subsequently averaged together, after rigid-body registration, to increase the signal to noise ratio. There was no scanner upgrade during the study period, and patients and controls were scanned consecutively. A neuroradiologist evaluated all scans, and scans with brain pathol ogy were excluded.
MRI post-processing
FreeSurfer software (version 4.5.0) (http://surfer.nmr.mgh.harvard.edu) was used to obtain hippocampal, amygdala, ventricular and intracranial volumes (ICVs) from T1-weighted images (Fischl, Reference Fischl2012). Briefly, the subcortical segmentation algorithm combines information on image intensity, probabilistic atlas location, and the local spatial relationships between structures to automatically assign a neuroanatomical label to each voxel in the MRI volume (Fischl et al. Reference Fischl, Salat, Busa, Albert, Dieterich, Haselgrove, van der Kouwe, Killiany, Kennedy, Klaveness, Montillo, Makris, Rosen and Dale2002). The reliability of the automatic volume measurements has been tested against manual tracing, and the agreement between the automatically obtained volumes and manual tracings was comparable with the agreement between manual tracings obtained by two different experts (Fischl et al. Reference Fischl, Salat, Busa, Albert, Dieterich, Haselgrove, van der Kouwe, Killiany, Kennedy, Klaveness, Montillo, Makris, Rosen and Dale2002). The procedures were fully automated without manual editing. All scans were visually inspected following standard procedures.
Statistical analyses
All statistical analyses were performed within the statistical package SPSS version 20 (IBM SPSS Inc., USA). Group differences in demographic, clinical, obstetric and neurocognitive variables were analysed with Student's t test and χ 2 statistics. All statistical analyses were two-tailed.
Diagnostic differences in brain volumes were assessed with a general linear model with the brain structure of interest as the dependent variable, diagnosis (psychotic bipolar disorder, non-psychotic bipolar disorder and healthy controls) as a fixed factor, and age, sex, ICVs and lithium use as covariates.
Hierarchical linear regression forced-entry models were used to study the associations between pre- and perinatal complications and brain structure within each diagnostic group, with the brain structure of interest as the dependent variable, and age, sex, and ICVs as independent variables entered in the first block, and perinatal asphyxia or severe OCs (both as dichotomous variables) in the second block. To adjust for multiple tests of brain volumes, Bonferroni correction was applied. Since the left and right hemisphere volumes were highly correlated (Pearson correlation, r = 0.84, p < 0.0001 for hippocampus; r = 0.80, p < 0.0001 for amygdala; r = 0.84, p < 0.0001 for the lateral ventricles), and the severe OCs/perinatal asphyxia categories were highly overlapping (all subjects with perinatal asphyxia were also classified as having severe OCs), the corrected threshold for statistical significance was set to 0.017 [0.05/3 brain structures (hippocampus, amygdala and lateral ventricles)]. Because lithium use is known to affect hippocampal and amygdala volumes (Hallahan et al. Reference Hallahan, Newell, Soares, Brambilla, Strakowski, Fleck, Kieseppa, Altshuler, Fornito, Malhi, McIntosh, Yurgelun-Todd, Labar, Sharma, MacQueen, Murray and McDonald2011), defined daily dosages (DDDs) of lithium were calculated according to the guidelines from the World Health Organization Collaborating Center for Drug Statistics Methodology (http://www.whocc.no/atcdd), and controlled for in the statistical analyses. DDDs were also calculated for antipsychotic medication, and preliminary analyses showed no association between either DDD or generation of antipsychotic medication to hippocampal/amygdala/ventricular volumes. Moreover, including handedness as a covariate in the statistical model did not affect the results. Hence, handedness, and DDD and generation of antipsychotic medication were not included in the main statistical analyses.
Results
Demographic, clinical and birth-related variables
Demographic, clinical and birth-related characteristics are given in Table 1. There were significantly more women in the non-psychotic bipolar disorder group [χ 2 = 7.74, degrees of freedom (df) = 2, p = 0.024] and patients with non-psychotic bipolar disorder had significantly more current depressive symptoms (higher scores on the IDS) than patients with psychotic illness (F = 5.54, df = 1, p = 0.021). No other significant differences between groups were found. Noteworthy, patients with bipolar disorder and healthy controls did not differ in the prevalence of perinatal asphyxia (χ 2 = 2.11, df = 1, p = 0.147) or severe OCs (χ 2 = 2.46, df = 1, p = 0.117). Within the bipolar group, subjects with psychotic and non-psychotic illness did not differ in the prevalence of perinatal asphyxia (χ 2 = 0.171, df = 1, p = 0.679) or severe OCs (χ 2 = 0.600, df = 1, p = 0.438).
Case–control differences in brain volumes
Ventricular, hippocampal and amygdala volumes did not differ between patients with psychotic bipolar disorder, non-psychotic bipolar disorder and healthy controls, when age, sex, ICV and lithium use were controlled for (Table 2). Nor were there any significant differences in brain volumes between the whole bipolar disorder patient group (patients with psychotic and non-psychotic bipolar disorder combined) and healthy controls (F = 1.50, p = 0.221 for the left and F = 1.50, p = 0.222 for the right hippocampus; F = 0.75, p = 0.388 for the left and F = 0.41, p = 0.525 for the right amygdala; F = 1.33, p = 0.249 for the left and F = 1.06, p = 0.304 for the right lateral ventricles).
Brain structure volumes (in mm2) in BD patients and healthy controls
BD, Bipolar disorder.
Data are given as mean (standard deviation).
a General linear model, diagnostic differences when age, sex, intracranial volume and lithium use are controlled for.
Associations between perinatal asphyxia, severe OCs and brain volumes
Perinatal asphyxia was associated with smaller left amygdala volume (t 75 = −2.57, p = 0.012) in bipolar disorder patients, but not in healthy controls (t 136 = 1.46, p = 0.145), when age, sex and ICV were controlled for (Table 3). Including lithium use, gestational age and birth weight in the statistical model did not affect the results substantially, with asphyxia still being associated with smaller left amygdala volume (t 74 = −2.56, p = 0.012; t 74 = −2.15, p = 0.035; and t 74 = −2.56, p = 0.013, including lithium use, gestational age and birth weight, respectively). Severe hypoxia-related OCs were associated with smaller right hippocampal volume (t 75 = −2.25, p = 0.029) in bipolar disorder patients but not in healthy controls (t 136 = 0.223, p = 0.824), an association that was stronger when lithium use was included in the model (t 74 = −2.40, p = 0.019). This association did not remain significant after Bonferroni correction for multiple comparisons. No associations between asphyxia or severe OCs and the lateral ventricles were found in either patients with bipolar disorder or healthy control subjects.
Associations between severe OCs, perinatal asphyxia and brain structure volumes in patients with bipolar disorder (n = 79) and healthy controls (n = 140) a
Severe OCs, Severe hypoxia-related obstetric complications; adj p, adjusted p values after Bonferroni correction; s.e., standard error.
a Linear regression analyses controlled for effects of age, sex and intracranial volume within each diagnostic group.
When splitting the patients with bipolar disorder into patients with psychotic and non-psychotic disorder, patients with psychotic bipolar disorder showed distinct associations between perinatal asphyxia and smaller left amygdala volume (t 44 = −2.69, p = 0.010), whereas patients with non-psychotic bipolar disorder showed smaller right hippocampal volumes related to both perinatal asphyxia (t 28 = −2.60, p = 0.015) and severe OCs (t 28 = −3.25, p = 0.003) (Table 4). Hence, the amygdala findings in the whole group of patients with bipolar disorder appear to be driven by the patients with psychotic bipolar disorder, and the hippocampus findings by the patients with non-psychotic bipolar disorder. When lithium use, gestational age and birth weight were included in the statistical model, perinatal asphyxia was still associated with smaller left amygdala volume in patients with psychotic bipolar disorder (t 43 = −2.62, p = 0.012; t 43=−2.47, p = 0.018; and t 43 = −2.6, p = 0.011, including lithium use, gestational age and birth weight, respectively). In the non-psychotic bipolar disorder group, the association between perinatal asphyxia and smaller right hippocampus volume remained significant when DDDs of lithium use were included in the model (t 27=−2.62, p = 0.015), and was nominally significant when gestational age (t 27 = −2.15, p = 0.042) and birth weight (t 27 = −2.44, p = 0.022) were included in the model. The association between smaller right hippocampus volume and severe OCs also remained significant when DDDs of lithium use were included in the model (t 27 = −3.20, p = 0.004). Worth noting, the associations between perinatal asphyxia/severe OCs and amygdala/hippocampus volume had the same direction in the opposite hemisphere structures, but these associations did not reach statistical significance (Table 4).
Associations between severe OCs, perinatal asphyxia and brain structure volumes in patients with psychotic (n = 48) and non-psychotic (n = 31) BD a
Severe OCs, Severe hypoxia-related obstetric complications; BD, bipolar disorder; adj p, adjusted p values after Bonferroni correction; s.e., standard error.
a Linear regression analyses controlled for effects of age, sex and intracranial volume within each diagnostic group.
Discussion
We found that perinatal asphyxia and severe OCs were related to smaller amygdala and hippocampal volume in patients with bipolar disorder. Whereas patients with psychotic bipolar disorder showed reduced amygdala volume following perinatal asphyxia, patients with non-psychotic bipolar disorder showed reduced hippocampal volume following perinatal asphyxia and severe OCs, after adjustment for multiple comparisons, and controlling for the effects of age, sex, ICV and medication use. To the best of our knowledge, this is the first study to investigate associations between hypoxia-related pre- and perinatal complications and brain MRI morphometry in bipolar disorder.
Our findings indicate that perinatal hypoxic brain trauma is of importance for the adult brain morphology in bipolar disorder, and may thus be a neurodevelopmental factor of importance to disease development. This concurs to some extent with large-scale epidemiological studies that report lower birth weight (Abel et al. Reference Abel, Wicks, Susser, Dalman, Pedersen, Mortensen and Webb2010), specific OCs (Hultman et al. Reference Hultman, Sparen, Takei, Murray and Cnattingius1999) and premature birth (Nosarti et al. Reference Nosarti, Reichenberg, Murray, Cnattingius, Lambe, Yin, MacCabe, Rifkin and Hultman2012) to increase the risk for bipolar disorder or affective psychosis. Indeed, we have in a subject sample overlapping with the current study previously demonstrated lower birth weight to correlate with smaller brain cortical surface area in patients across the psychosis spectrum as well as healthy controls (Haukvik et al. Reference Haukvik, Rimol, Roddey, Hartberg, Lange, Vaskinn, Melle, Andreassen, Dale and Agartz2013). The results from the current study expand on this by demonstrating distinct associations between specific hypoxia-related pre- and perinatal complications and subcortical structures, known to be vulnerable to perinatal hypoxia (Carty et al. Reference Carty, Wixey, Kesby, Reinebrant, Colditz, Gobe and Buller2010; Morales et al. Reference Morales, Bustamante, Espina-Marchant, Neira-Pena, Gutierrez-Hernandez, Allende-Castro and Rojas-Mancilla2011), in patients with bipolar disorder. As such, the current findings to some extent support the speculation by Nosarti et al. (Reference Nosarti, Reichenberg, Murray, Cnattingius, Lambe, Yin, MacCabe, Rifkin and Hultman2012) that there may exist a neurodevelopmental subtype of bipolar disorder.
Within the whole group of bipolar disorder patients, we found perinatal asphyxia to be significantly associated with smaller left amygdala volume. The amygdala is involved in emotion processing and regulation, disturbances of which are core features of bipolar disorder (Townsend & Altshuler, Reference Townsend and Altshuler2012). Altered amygdala function related to emotion-processing tasks has repeatedly been reported from functional MRI studies in patients with bipolar disorder (Cerullo et al. Reference Cerullo, Adler, Delbello and Strakowski2009). Emotional dysregulation and impaired stress response, other important features of bipolar disorder (Brietzke et al. Reference Brietzke, Mansur, Soczynska, Powell and McIntyre2012), may be caused by disturbances in corticotropin metabolism and dysfunction in the hypothalamic–pituitary–adrenal (HPA) axis (Gilmor et al. Reference Gilmor, Skelton, Nemeroff and Owens2003; Spijker et al. Reference Spijker, van Rossum, Hoencamp, DeRijk, Haffmans, Blom, Manenschijn, Koper, Lamberts and Zitman2009). Interestingly, a recent rat model study demonstrated significant long-term loss, shrinkage of cell soma size, and axonal degeneration of corticotropin-releasing factor-positive neurons in the amygdala following neonatal hypoxia–ischaemia (Carty et al. Reference Carty, Wixey, Kesby, Reinebrant, Colditz, Gobe and Buller2010). These changes were associated with increased locomotor activity and exploratory behaviour (Carty et al. Reference Carty, Wixey, Kesby, Reinebrant, Colditz, Gobe and Buller2010), behavioural abnormalities that are also observed in patients with bipolar disorder (Minassian et al. Reference Minassian, Henry, Geyer, Paulus, Young and Perry2010; Perry et al. Reference Perry, Minassian, Henry, Kincaid, Young and Geyer2010). Moreover, increased anxiety has been reported following perinatal asphyxia and is associated with dopamine-innervated neurocircuitries in the amygdala, among other structures (Morales et al. Reference Morales, Bustamante, Espina-Marchant, Neira-Pena, Gutierrez-Hernandez, Allende-Castro and Rojas-Mancilla2011). Dopaminergic pathways are particularly vulnerable to perinatal asphyxia (Morales et al. Reference Morales, Bustamante, Espina-Marchant, Neira-Pena, Gutierrez-Hernandez, Allende-Castro and Rojas-Mancilla2011), and are also involved in the pathophysiology of psychotic disorders (Howes et al. Reference Howes, Egerton, Allan, McGuire, Stokes and Kapur2009). Taken together, it seems biologically plausible that perinatal asphyxia is associated with long-term alterations in the structure of the amygdala, as our results suggest. Such alterations may be functionally associated with the distinct behavioural abnormalities observed in bipolar disorder.
Instead of confirming our initial hypothesis that the associations between perinatal asphyxia/severe OCs would be stronger in patients with psychotic than non-psychotic bipolar disorder, the results indicate different patterns of associations in psychotic versus non-psychotic bipolar disorder. Within a psychosis continuum, psychotic bipolar disorder would be considered to be closer than non-psychotic bipolar disorder to schizophrenia. In schizophrenia, smaller hippocampal volumes have been associated with pre- and perinatal trauma (van Erp et al. Reference van Erp, Saleh, Rosso, Huttunen, Lonnqvist, Pirkola, Salonen, Valanne, Poutanen, Standertskjold-Nordenstam and Cannon2002; Schulze et al. Reference Schulze, McDonald, Frangou, Sham, Grech, Toulopoulou, Walshe, Sharma, Sigmundsson, Taylor and Murray2003; Ebner et al. Reference Ebner, Tepest, Dani, Pfeiffer, Schulze, Rietschel, Maier, Traber, Block, Schild, Wagner, Steinmetz, Gaebel, Honer, Schneider-Axmann and Falkai2008). Surprisingly, we found no associations between severe OCs or perinatal asphyxia and smaller hippocampal volume in patients with psychotic bipolar disorder, but we did find such associations in patients with non-psychotic bipolar disorder. The biological validity of this association is, nevertheless, supported by the literature. First, animal models have demonstrated the pyramidal neurons within the hippocampus to be sensitive to prenatal hypoxia (Rees et al. Reference Rees, Harding and Walker2008). Second, in the human neonate, hippocampal neurocircuitries are reported to be particularly vulnerable to hypoxia (Morales et al. Reference Morales, Bustamante, Espina-Marchant, Neira-Pena, Gutierrez-Hernandez, Allende-Castro and Rojas-Mancilla2011), and, third, healthy adolescents who have suffered perinatal asphyxia exhibit reduced hippocampal volumes (Maneru et al. Reference Maneru, Serra-Grabulosa, Junque, Salgado-Pineda, Bargallo, Olondo, Botet-Mussons, Tallada and Mercader2003). Based on these findings, one could expect to find associations between perinatal hypoxia or severe OCs and hippocampal volume in the healthy controls as well, as we did in a previous study of schizophrenia patients and healthy controls (Haukvik et al. Reference Haukvik, Saetre, McNeil, Bjerkan, Andreassen, Werge, Jonsson and Agartz2010). The hippocampus is, however, one of the brain regions in which neurogenesis occurs (Curtis et al. Reference Curtis, Kam and Faull2011), and the number of hippocampal neurons (Curlik & Shors, Reference Curlik and Shors2013), as well as the hippocampal volume as measured by MRI (Pajonk et al. Reference Pajonk, Wobrock, Gruber, Scherk, Berner, Kaizl, Kierer, Muller, Oest, Meyer, Backens, Schneider-Axmann, Thornton, Honer and Falkai2010), might increase in response to different training tasks. On the other hand, hippocampal volume may be reduced in alcohol dependence (Agartz et al. Reference Agartz, Momenan, Rawlings, Kerich and Hommer1999; De Bellis et al. Reference De Bellis, Clark, Beers, Soloff, Boring, Hall, Kersh and Keshavan2000) and heavy cannabis use (Cousijn et al. Reference Cousijn, Wiers, Ridderinkhof, van den Brink, Veltman and Goudriaan2012), as well as in several mental disorders including schizophrenia (Adriano et al. Reference Adriano, Caltagirone and Spalletta2012; Shepherd et al. Reference Shepherd, Laurens, Matheson, Carr and Green2012), unipolar depression (Arnone et al. Reference Arnone, McIntosh, Ebmeier, Munafò and Anderson2012) and bipolar disorder (Hallahan et al. Reference Hallahan, Newell, Soares, Brambilla, Strakowski, Fleck, Kieseppa, Altshuler, Fornito, Malhi, McIntosh, Yurgelun-Todd, Labar, Sharma, MacQueen, Murray and McDonald2011; Hajek et al. Reference Hajek, Kopecek, Hoschl and Alda2012), although we did not confirm the latter in this study. As such, a variety of factors may confound and interfere with putative associations between pre- and perinatal trauma and adult hippocampal volume.
The number of possible known and unknown confounders not accounted for constitute one limitation in the current study. Although we did control for current lithium use, which is known to affect hippocampal and amygdala volumes in bipolar disorder, we did not have reliable data on cumulative medication use. Another possible limitation to the generalizability of the current study is the inclusion of patients across mood states, i.e. depression, mania/hypomania, and euthymia, since it has been suggested that amygdala volume may fluctuate across mood states (Foland-Ross et al. Reference Foland-Ross, Brooks, Mintz, Bartzokis, Townsend, Thompson and Altshuler2012). Third, the subject groups were relatively small when the bipolar disorder group was split into psychotic and non-psychotic subgroups, which may have caused type II errors within the statistical analyses. Finally, by studying severe OCs, and comparing subjects with them versus all other subjects (including those with less severe OCs), we placed high demands on the strength of the relationship, and may have missed possible associations between brain structure and less severe OCs. Strengths of the current study include the use of unbiased birth registry data, thorough clinical characterization of participating subjects, and the use of one MRI scanner with no upgrades during the study period.
In summary, we report perinatal asphyxia to be related to smaller amygdala volume in patients with bipolar disorder. This suggests a neurodevelopmental component in the brain morphology of bipolar disorder. The different associations between pre- and perinatal complications and brain morphology observed in patients with psychotic and non-psychotic bipolar disorder, as well as their possible functional consequences, warrant further investigation.
Acknowledgements
We thank Thomas Bjella, Eivind Bakken and Martin Furan for technical assistance, and acknowledge the services of the Medical Birth Registry of Norway. The study was supported by grants from the Research Council of Norway (190311/V50, 167153/V50) and the South Eastern Norway Regional Health Authority (2008011, 2009037, 2011096). The funding organizations had no further role in study design, in the collection, analysis and interpretation of data, in the writing of the report, and in the decision to submit the paper for publication.
Declaration of Interest
A.M.D. is a founder and holds equity in CorTechs Labs, and also serves on the Scientific Board. The terms of this arrangement have been reviewed and approved by the University of California, San Diego, in accordance with its conflict of interest policies. O.A.A. has received speaker's honoraria from Lilly, Lundbeck and GSK in the last 2 years.
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