Intellectual disability (overlapping terms: intellectual handicap, mental retardation, developmental disability and learning disability) covers a variety of clinical presentations, syndromes and underlying pathologies. Reference Leonard and Wen1 Its overall population prevalence is estimated to be approximately 1.0%, but may vary depending on the age structure of the population under investigation owing to differential mortality rates and under-ascertainment in adult populations. Reference Harris2 Australian data put the lifetime prevalence for adults aged 15–64 years at 1.3%, Reference White, Chant, Edwards, Townsend and Waghorn3 while in Western Australia it has been estimated at 14 per 1000 live births. Reference Leonard, Petterson, Bower and Sanders4 Most studies have found that the risk of psychiatric disorder is increased among people with intellectual disability, although the reported prevalence varies greatly due to methodological and nosological problems which affect the reliability of estimates; these include the criteria used to assign intellectual disability status and level and to ascertain psychiatric morbidity, as well as issues of sample size, source, age and bias. Reference Turner5–Reference Cooper, Smiley, Morrison, Williamson and Allan7 Of underlying significance is the fact that the identification of mental illness in individuals with intellectual disability is difficult. Reference Turner5 As a result, the epidemiology of intellectual disability co-occurring with psychiatric illness remains poorly understood. Reference Cooper and Bailey8 Some specific associations have been reported. In particular, there appears to be an elevated lifetime risk of schizophrenia among individuals with intellectual disability. In 1938, Penrose reported that 3.8% of 1280 individuals with intellectual disability had schizophrenia and 1.9% had affective psychoses; Reference Penrose9 current estimates still put the risk of schizophrenia in intellectually disabled populations at around 3%, Reference Turner5,Reference Hemmings10 compared with a lifetime population risk of around 1%.
The current work presents a population-based approach to the study of co-occurring intellectual disability and psychiatric illness – ‘dual diagnosis’ in its original rather than its more recently acquired meaning of psychiatric illness and comorbid drug and alcohol misuse. Reference White, Chant, Edwards, Townsend and Waghorn3 This study has linked two population-based registers maintained in separate administrative health jurisdictions in Western Australia (current population 2.1 million), namely the Mental Health Information System and the Intellectual Disability Register in order to:
-
(a) estimate the prevalence of psychiatric disorders among people with intellectual disability and, conversely, the prevalence of intellectual disability among people with a psychiatric disorder
-
(b) describe the disability and service utilisation profile of people with a dual diagnosis.
Method
The Intellectual Disability Register was established in 1953. As registration is necessary for receipt of services, coverage of the register is good, rising with age. It is estimated to cover over 75% of Western Australian cases, with under-ascertainment most likely to affect borderline cases. At the time of data linkage, it included 11 576 individuals who met eligibility criteria based on American Association on Mental Retardation criteria 11 including a full-scale IQ score greater than or equal to 2 standard deviations below the population mean in combination with limitations in adaptive behaviours and skills. IQ up to 74 may be included in cases of severe limitations in adaptive behaviours and skills. Level of intellectual handicap is recorded as borderline (IQ 70–74), mild (IQ 50–55 to 69), moderate (IQ 35–40 to 50–54), severe (IQ 20–25 to 35–39), profound (IQ <20–25) or unspecified. The register uses the Heber system to classify the type of intellectual disability. Reference Heber12 As this system is quite old, three of the authors (V.M., H.L. and J.B.) rearranged the Heber codes into groups that were more consistent with current classification systems. These groups indicate the likely aetiological basis of the intellectual disability, based broadly on categories developed by Yeargin-Allsopp. Reference Yeargin-Allsopp, Murphy, Cordero, Decouflé and Hollowell13 They include: genetic (X-linked, other chromosomal, other), metabolic, teratogenic (congenital infections, chemical agents), central nervous system defect, other birth defect, neonatal/post-neonatal, perinatal and multifactorial causes; associated conditions were also recorded. There is also a field on the register for recording psychiatric comorbidities. The Mental Health Information System is a psychiatric case register that records all in-patient and ambulatory care contacts with public mental health services since 1966, as well as admissions to private hospitals, but not services provided by general practitioners and private psychiatrists; Reference Jablensky, Morgan, Zubrick, Bower and Yellachich14 at the time of linkage it included records for 236 973 persons who met the study criteria (outlined below). As the register uses different versions of the ICD classification system ranging from ICD–8 to ICD–10–AM, depending on year of diagnosis, an algorithm was written by the first author to translate all diagnoses into their ICD–9 equivalents. 15
Individual records on the two registers were linked using probabilistic data matching strategies; the methodology used to link records across Western Australian health registers, and its validation, have been published. Reference Kelman, Bass and Holman16 Two diagnostic categories have potential overlap across the two registers. The category pervasive developmental disorder was determined using Heber data on the Intellectual Disability Register only. This conservative approach ensured better uniformity by including only those cases with co-occurring intellectual disability. The vast majority (89%) of cases of pervasive developmental disorder in the dual-diagnosis group had an ICD–9 diagnosis on the psychiatric register other than childhood psychosis. A person on the Intellectual Disability Register with problem behaviours was not counted as having conduct disorder unless this was recorded on the psychiatric register.
To be selected into the intellectual disability arm of the study, a person had to meet American Association on Mental Retardation criteria. For this study, this was extended to include borderline level of intellectual disability with IQ scores of 70–74; some 12% (n=1607) of all individuals with an intellectual disability were classified as borderline. Individuals on the psychiatric case register with an ICD diagnosis of mental retardation were also classified as intellectually disabled. The criterion for selection into the psychiatric arm of the study was having at least one ICD–9 Chapter 5 (mental disorder) diagnosis. People on the psychiatric register with a diagnosis of mental retardation only were retained as intellectually disabled but not included as having a co-occurring psychiatric illness. If a person had psychiatric comorbidity recorded on the Intellectual Disability Register but no ICD–9 diagnosis on the psychiatric case register they were coded as having a psychiatric illness not otherwise specified. As an individual on the psychiatric case register could have multiple psychiatric diagnoses assigned over time, we selected the last diagnosis recorded on the register as the project diagnosis for that person. The main diagnostic categories used in analysis were: schizophrenia (ICD–9 295), bipolar disorder (ICD–9 296.0 and 296.2–5), and unipolar (major) depression (ICD–9 296.1, 296.6, 296.8 and 296.9), as well as an aggregated category, any non-organic psychosis that combines ICD–9 295–298 including major depression. Dual diagnosis cases were those with both intellectual disability and a psychiatric illness as defined above.
For the purposes of this study, individuals were identified as having a pervasive developmental disorder (autism, Asperger syndrome, Rett syndrome or unspecified) on the basis of such diagnoses being recorded on the Intellectual Disability Register alone. Thus, all identified cases of pervasive developmental disorder had IQs within the intellectual disability range. These individuals were only counted as having a dual diagnosis if they also had an ICD–9 diagnosis of mental illness. Although there was some potential overlap with the ICD–9 code 299 (childhood psychosis) on the psychiatric register, the vast majority (89%) of individuals with pervasive developmental disorder on the Intellectual Disability Register had a diagnosis of mental illness other than childhood psychosis. Likewise, individuals were identified as having problem behaviours only if they had problem behaviours recorded on the Intellectual Disability Register. Thus, all cases of problem behaviour also had IQs within the intellectual disability range. These individuals were only counted as having a dual diagnosis if they also had an ICD–9 diagnosis of mental illness.
Because cross-linkage of registers identified both duplication of individuals across registers as well as additional cases of intellectual disability, psychiatric disorder or dual diagnosis, the final research database of 245 749 persons is not simply the sum of the combined categories on the individual registers.
Data validation
Data on the Intellectual Disability Register have been comprehensively cleaned for people born 1983 onwards. Reference Leonard, Petterson, Bower and Sanders4 Manual checks of clinical files were undertaken for older records if level of intellectual disability or Heber diagnosis was missing. Currently, 84% of cases of intellectual disability with a genetic basis are cytogenetically assessed: 12% of these have been assessed in more recent years only. Validation of the psychiatric case register was undertaken independently of this study. Reference Jablensky, Morgan, Zubrick, Bower and Yellachich14
Analysis of the data
Several analyses used whole-of-population data. Others were restricted to two birth cohorts: individuals born 1950–64 and 1965–79. The use of two birth cohorts allowed for a more comprehensive assessment of the impact of period effects, such as changing diagnostic or service trends, on the data. Cohort years were selected to maximise the probability of cohort members passing through the most critical risk period for onset of psychosis (late adolescence to early adulthood), while minimising reliance on older data collections and classifications on the Intellectual Disability Register. At the time of data extraction (February 2003), the age range for the older birth cohort was 38–52 years and, for the younger birth cohort, 23–37 years. Calculation of incidence rate ratios and their confidence intervals was based on Rothman & Greenland. Reference Rothman and Greenland17 All other analyses used SPSS 14.0 including chi-squared analyses, logistic regression to calculate odds ratios, and survival analysis to estimate confidence intervals for median age at first contact with services. Significance levels were set at P<0.05; Bonferroni correction was not applied given the exploratory and descriptive nature of the paper.
Results
The study database combined records from both registers and consisted of 245 749 individuals: 232 454 with a record of psychiatric illness only, 9074 with intellectual disability only, and 4221 with co-occurring psychiatric illness and intellectual disability. Of the individuals with intellectual disability, 31.7% had a psychiatric disorder and 1.8% of individuals with a psychiatric illness had intellectual disability. Analysis by birth cohort produced figures similar to the full data-set, albeit increasing over time. Had we relied on the Intellectual Disability Register alone, only 12.3% of people with intellectual disability would have been identified as having psychiatric morbidity (1428 out of 11 576 persons), and had we relied on the psychiatric case register alone, only 1.0% (2288 of the 235 692 individuals with psychiatric illness, excluding 1281 people with intellectual disability alone) would have been identified as also having intellectual disability (Table 1).
Table 1 Post-and pre-linkage distribution of intellectual disability, psychiatric illness and dual diagnosis for whole-of-population data and by birth cohort
| Post-linkage | Pre-linkage | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Whole of population | 1950–1964 birth cohort | 1965–1979 birth cohort | Intellectual disability register (unlinked) | Psychiatric case register (unlinked) | ||||||||||||||||||||
| n | n as % of 13 295 cases with ID | n as % of 236 675 cases with PI | n | n as % of 3225 cases with ID | n as % of 57 988 cases with PI | n | n as % of 3339 cases with ID | n as % of 50 992 cases with PI | n | % | n | % | ||||||||||||
| Dual diagnosis | 4221 | 31.7 | 1.8 | 1036 | 32.1 | 1.8 | 1184 | 35.5 | 2.3 | 1428 | 12.3 | 2288 | 1.0 | |||||||||||
| Intellectual disability only | 9074 | 68.3 | – | 2189 | 67.9 | – | 2155 | 64.5 | – | 10 148 | 87.7 | 1281 | 0.5 | |||||||||||
| Psychiatric illness only | 232 454 | – | 98.2 | 56 952 | – | 98.2 | 49 808 | – | 97.7 | – | – | 233 404 | 98.5 | |||||||||||
| Total % | – | 100.0 | 100.0 | – | 100.0 | 100.0 | – | 100.0 | 100.0 | 100.0 | 100.0 | |||||||||||||
| Total n | 245 749 | – | – | 60 177 | – | – | 53 147 | – | – | 11 576 | – | 236 973 | – | |||||||||||
ID, intellectual disability; PI, psychiatric illness
To assess the impact of the inclusion of borderline intellectual disability, and to allow comparison with studies in which it is not included, the analysis was repeated without these cases. The percentage of individuals with a psychiatric illness among those with intellectually disability rose very marginally to 32.0% for the full database, and the percentage of those with an intellectual disability among individuals with a psychiatric illness fell slightly to 1.6%.
The distribution of selected psychiatric disorders among people with intellectual disability, and the distribution of intellectual disability among people with selected psychiatric disorders are shown in Table 2.
Table 2 Dual diagnosis as a percentage of total number of individuals with specified psychiatric illness and any intellectual disability for whole-of-population and by birth cohort
| Whole of population | 1950–1964 birth cohort | 1965–1979 birth cohort | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Dual diagnosis n | Specified PI n | Dual diagnosis as % of specified PI | Dual diagnosis with specified PI as % of all ID n=13 295 | Dual diagnosis n | Specified PI n | Dual diagnosis as % of specified PI | Dual diagnosis with specified PI as % of all ID n=3225 | Dual diagnosis n | Specified PI n | Dual diagnosis as % of specified PI | Dual diagnosis with specified PI as % of all ID n=3339 | ||||||||||
| Schizophrenia | 485 | 11 520 | 4.2 | 3.6 | 167 | 3190 | 5.2 | 5.2 | 125 | 2767 | 4.5 | 3.7 | |||||||||
| Bipolar disorder | 112 | 8556 | 1.3 | 0.8 | 38 | 2686 | 1.4 | 1.2 | 32 | 1831 | 1.7 | 1.0 | |||||||||
| Unipolar depression | 95 | 15 000 | 0.6 | 0.7 | 30 | 4359 | 0.7 | 0.9 | 29 | 3880 | 0.7 | 0.9 | |||||||||
| Psychosis (lifetime) | 1115 | 60 206 | 1.9 | 8.4 | 358 | 15 772 | 2.3 | 11.1 | 347 | 13 722 | 2.5 | 10.4 | |||||||||
| Any psychiatric illness | 4221 | 236 675 | 1.8 | 31.7 | 1036 | 57 988 | 1.8 | 32.1 | 1184 | 50 992 | 2.3 | 35.5 | |||||||||
ID, intellectual disability; PI, psychiatric illness
Dual diagnosis compared with intellectual disability alone
Intellectual disability profiles of people with a dual diagnosis were compared with those for people with an intellectual disability and no co-occurring psychiatric illness. Level of handicap was differentially distributed depending on dual diagnosis status. Individuals with a dual diagnosis were significantly more likely to have IQ levels in the borderline and mild ranges (64.3% of those with a dual diagnosis compared with 53.6% of those with intellectual disability alone) and less likely to be severely or profoundly affected (9.2% compared with 18.3%).
Individuals with a dual diagnosis had a different presumed aetiological basis to their intellectual disability compared with people with intellectual disability alone. In those with a dual diagnosis it was significantly less likely to be attributed to a genetic cause (odds ratio (OR)=0.4, 95% CI 0.3–0.5 for both birth cohorts). In particular, Down syndrome was much less prevalent in those with dual diagnosis (OR=0.1, 95% CI 0.1–0.2 for both birth cohorts). For Down syndrome with co-occurring psychiatric illness, the most frequent disorder was ‘psychiatric disturbance’ to which no specific diagnosis was attached. Notably, in the whole-of-population data for Down syndrome there were only four individuals with a record of psychotic illness, including one with schizophrenia. On the other hand, pervasive developmental disorder (autism, Asperger or Rett syndrome, or unspecified) was significantly more frequent in the dual-diagnosis group than in the intellectually-disabled group (OR=5.9, 95% CI 2.6–13.3 for the 1950–64 birth cohort; OR=3.7, 95% CI 2.1–6.7 for the 1965–79 birth cohort), and a sizeable proportion of this dual-diagnosis group (43.3% of the 1950–64 cohort and 21.6% of the 1965–79 cohort) had had a lifetime-ever diagnosis of psychosis recorded. The aetiological attribution of intellectual disability is tabulated by dual diagnosis status in Table 3.
Table 3 Aetiological attributions of intellectual disability (ID) in individuals with a dual diagnosis compared with those with intellectual disability only, for whole-of-population and by birth cohort a
| Whole of population | 1950–1964 birth cohort | 1965–1979 birth cohort | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Dual diagnosis | ID only | Dual diagnosis | ID only | Dual diagnosis | ID only | ||||||||||||||||
| n | (%) | n | (%) | n | (%) | n | (%) | n | (%) | n | (%) | ||||||||||
| Aetiological factors | |||||||||||||||||||||
| Chromosomal: Down syndrome | 97 | 2.3 | 1285 | 14.2 | 18 | 1.7 | 270 | 12.3 | 23 | 1.9 | 327 | 15.2 | |||||||||
| Chromosomal: sex-chromosome linked | 86 | 2.0 | 182 | 2.0 | 15 | 1.4 | 38 | 1.7 | 37 | 3.1 | 65 | 3.0 | |||||||||
| Chromosomal: other specified autosomal | 35 | 0.8 | 138 | 1.5 | 5 | 0.5 | 8 | 0.4 | 6 | 0.5 | 32 | 1.5 | |||||||||
| Genetic: other or not specified | 155 | 3.7 | 520 | 5.7 | 22 | 2.1 | 93 | 4.2 | 53 | 4.5 | 164 | 7.6 | |||||||||
| Metabolic disorders | 48 | 1.1 | 149 | 1.6 | 16 | 1.5 | 42 | 1.9 | 18 | 1.5 | 45 | 2.1 | |||||||||
| Teratogenic | 67 | 1.6 | 191 | 2.1 | 13 | 1.3 | 44 | 2.0 | 27 | 2.3 | 48 | 2.2 | |||||||||
| Central nervous system defect | 84 | 2.0 | 326 | 3.6 | 15 | 1.4 | 56 | 2.6 | 27 | 2.3 | 90 | 4.2 | |||||||||
| Other birth defect | 13 | 0.3 | 34 | 0.4 | 5 | 0.5 | 12 | 0.5 | 3 | 0.3 | 6 | 0.3 | |||||||||
| Other predisposing factors | |||||||||||||||||||||
| Maternal medical condition | 79 | 1.9 | 167 | 1.8 | 20 | 1.9 | 58 | 2.6 | 26 | 2.2 | 50 | 2.3 | |||||||||
| Intra-uterine growth related | 81 | 1.9 | 219 | 2.4 | 16 | 1.5 | 32 | 1.5 | 29 | 2.4 | 68 | 3.2 | |||||||||
| Labour/delivery complications | 64 | 1.5 | 217 | 2.4 | 27 | 2.6 | 106 | 4.8 | 16 | 1.4 | 40 | 1.9 | |||||||||
| Perinatal complications | 157 | 3.7 | 435 | 4.8 | 51 | 4.9 | 119 | 5.4 | 43 | 3.6 | 102 | 4.7 | |||||||||
| Neonatal/postnatal complications | 252 | 6.0 | 565 | 6.2 | 76 | 7.3 | 173 | 7.9 | 70 | 5.9 | 168 | 7.8 | |||||||||
| Other including psychosocial factors | 391 | 9.3 | 648 | 7.1 | 109 | 10.5 | 164 | 7.5 | 103 | 8.7 | 168 | 7.8 | |||||||||
| No specified cause | 980 | 23.2 | 2505 | 27.6 | 266 | 25.7 | 750 | 34.3 | 236 | 19.9 | 511 | 23.7 | |||||||||
| Associated conditions | |||||||||||||||||||||
| Epilepsy or convulsions | 664 | 22.0 | 1476 | 17.3 | 158 | 21.6 | 367 | 17.7 | 175 | 20.7 | 383 | 18.5 | |||||||||
| Cerebral palsy | 47 | 1.1 | 138 | 1.5 | 13 | 1.3 | 17 | 0.8 | 18 | 1.5 | 49 | 2.3 | |||||||||
| Sensory defect | 405 | 9.6 | 1113 | 12.3 | 84 | 8.1 | 241 | 11.0 | 107 | 9.0 | 294 | 13.6 | |||||||||
| Autism | 152 | 3.6 | 322 | 3.5 | 4 | 0.4 | 2 | 0.1 | 12 | 1.0 | 4 | 0.2 | |||||||||
| Asperger syndrome | 11 | 0.3 | 6 | 0.1 | 0 | – | 0 | – | 1 | 0.1 | 1 | 0.0 | |||||||||
| Rett syndrome | 14 | 0.3 | 27 | 0.3 | 1 | 0.1 | 2 | 0.1 | 4 | 0.3 | 11 | 0.5 | |||||||||
| Pervasive developmental disorder (unspecified) | 137 | 3.2 | 120 | 1.3 | 21 | 2.0 | 6 | 0.3 | 22 | 1.9 | 1 | 0.0 | |||||||||
a. An individual may have up to three attributions recorded in the Heber classification fields on the intellectual disability register
Most people with a dual diagnosis had made contact with disability services prior to contact with mental health services (82.8% in the 1950–64 birth cohort and 62.7% in the 1965–79 birth cohort). On average, it was another 10–11 years before they were seen by mental health services. At the same time, however, individuals with a dual diagnosis were making first contact with disability services later than those with intellectual disability alone: at a median age of 11 years compared with 7 years for the 1950–64 birth cohort, and at 7 years compared with 3 years for the 1965–79 birth cohort. The difference between the two cohorts may be largely artefactual as the Intellectual Disability Register was only started in 1953.
Finally, we examined mortality risk for people with a dual diagnosis compared with people with intellectual disability only. Mortality risk was significantly elevated in the intellectual disability only group in both birth cohorts, with mortality incidence rate ratios of 1.4 (95% CI 1.1–1.8) for the 1950–64 birth cohort and 2.8 (95% CI 2.1–3.6) for the 1965–79 birth cohort. The distribution of age at death also differed between groups with those with a dual diagnosis being significantly older at the time of their death than individuals with intellectual disability only. The mean difference was 13 years for the older cohort and 11 years for the younger cohort.
Dual diagnosis compared with psychiatric illness alone
When compared with people with psychiatric illness only, individuals with dual diagnosis were younger at the time of their first contact with psychiatric services and at their first (if any) in-patient admission (Table 4). They were more likely to have had an in-patient admission, and those who had been admitted to hospital had more admissions and had spent more days in hospital, all suggestive of a more severe psychiatric illness (Table 5).
Table 4 Age at first psychiatric contact and at first in-patient admission for people with a dual diagnosis compared with those with psychiatric illness only (for whole of population)
| Age at first psychiatric contact | Age at first in-patient admission | |||||
|---|---|---|---|---|---|---|
| Dual diagnosis Median (95% CI) | Psychiatric illness only Median (95% CI) | Dual diagnosis Median (95% CI) | Psychiatric illness only Median (95% CI) | |||
| Schizophrenia | 23.8 (22.6–24.9) | 30.1 (29.7–30.5) | 24.5 (23.1–25.9) | 30.4 (30.0–30.8) | ||
| Bipolar disorder | 26.9 (25.1–28.7) | 35.0 (34.6–35.4) | 30.0 (27.4–32.6) | 35.6 (35.1–36.1) | ||
| Unipolar depression | 26.6 (25.1–28.1) | 36.4 (36.0–36.8) | 29.5 (23.9–35.1) | 38.6 (38.1–39.1) | ||
| Psychosis (lifetime) | 23.6 (22.8–24.4) | 35.5 (35.3–35.7) | 24.8 (23.9–25.6) | 36.7 (36.4–36.9) | ||
| Any psychiatric illness | 18.8 (18.3–19.2) | 32.2 (32.1–32.3) | 22.5 (21.9–23.1) | 36.8 (36.7–37.0) | ||
Table 5 Service utilisation by persons with a dual diagnosis compared with those with psychiatric illness only (by birth cohort)
| Any in-patient admissions, % | In-patient admissions, rate per 5 years since first admission | In-patient days, rate per 1000 days since first admission | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1950–64 birth cohort | 1965–79 birth cohort | 1950–64 birth cohort | 1965–79 birth cohort | 1950–64 birth cohort | 1965–79 birth cohort | ||||||||||||||||
| Dual diagnosis | Psychiatric only | Dual diagnosis | Psychiatric only | Dual diagnosis | Psychiatric only | Dual diagnosis | Psychiatric only | Dual diagnosis | Psychiatric only | Dual diagnosis | Psychiatric only | ||||||||||
| Schizophrenia | 92.2 | 90.0 | 92.8 | 85.7 | 1.6 | 1.5 | 3.5 | 2.9 | 34 | 17 | 45 | 30 | |||||||||
| Bipolar disorder | 97.4 | 76.8 | 90.6 | 74.9 | 2.3 | 1.6 | 2.5 | 2.4 | 31 | 13 | 21 | 17 | |||||||||
| Unipolar depression | 90.0 | 67.7 | 62.1 | 58.1 | 1.6 | 1.4 | 3.8 | 1.7 | 5 | 6 | 22 | 6 | |||||||||
| Psychosis (lifetime) | 92.7 | 80.3 | 89.3 | 75.3 | 1.9 | 1.5 | 3.2 | 2.4 | 22 | 10 | 23 | 13 | |||||||||
| Any psychiatric illness | 65.3 | 61.9 | 55.0 | 55.7 | 0.9 | 0.7 | 1.4 | 1.1 | 9 | 2 | 6 | 2 | |||||||||
The mortality risk for individuals with a dual diagnosis was significantly increased over that for people with psychiatric illness alone, with mortality rate ratios of 2.3 (95% CI 1.9–2.8) for the 1950–64 birth cohort and 2.2 (95% CI 1.7–2.9) for the 1965–79 birth cohort.
Dual diagnosis and borderline intellectual disability
Fourteen per cent of people with a dual diagnosis had an IQ level in the borderline range (70–74). This group was compared with the other dual diagnosis cases. The basis of intellectual disability in the borderline group was significantly less likely to be attributed to genetic or known biomedical origin including metabolic or teratogenic effects and birth defects (12.1% v. 20.8%, P<0.001). This group was also significantly less likely to have associated epilepsy or to have pervasive developmental disorder or Down syndrome (there were no cases of Down syndrome). The distribution of schizophrenia and bipolar disorder was similar in both groups, but the borderline group was significantly more likely to include people with unipolar depression. Even though both groups had a similar rate of psychiatric admissions, the borderline group had spent only half as much time in hospital.
Intellectual disability with co-occurring schizophrenia
Over one in ten of individuals with dual diagnosis (485/4221) had intellectual disability with co-occurring schizophrenia (16.1% of individuals with a dual diagnosis born 1950–64 and 10.6% of those born 1965–79). The percentage of all individuals with intellectual disability who developed schizophrenia was 5.2% for the 1950–64 birth cohort and 4.5% for the 1965–70 birth cohort. Conversely, 5.2% of all people with schizophrenia in the 1950–64 birth cohort and 3.7% in the 1965–79 birth cohort had intellectual disability (Table 2).
The disability profile for this dual-diagnosis group with schizophrenia contrasted sharply with that of individuals who had no co-occurring psychiatric illness, with three-quarters (72.4%) assessed as borderline or mild (compared with half of people solely with intellectual disability) and only 4.9% severely or profoundly affected. The diagnostic profile for those with intellectual disability with co-occurring schizophrenia also differed from that for people with schizophrenia only. Over their lifetime of contact with psychiatric services, individuals with a dual diagnosis ultimately diagnosed with schizophrenia were more likely initially to have been given diagnoses of paranoid psychoses (33.2% v. 25.6%); personality disorders (22.5% v. 12.7%); psychotic and non-psychotic organic disorders (25.2% v. 9.4%); acute reaction to stress or adjustment reaction (26.8% v. 12.9%); specific delays in development (14.6% v. 0.8%); disturbance of conduct (13.2% v. 2.1%); neurotic disorders (21.0% v. 15.9%); and depressive disorders (15.3% v. 7.9%). Moreover, this group was significantly younger at first contact with mental health services and at first admission compared with those with schizophrenia alone (Table 5). There was no difference between the two groups in mortality risk, with mortality rate ratios of 1.0 (95% CI 0.6–1.7) for the 1950–64 birth cohort and 1.1 (95% CI 0.5–2.5) for the 1965–79 birth cohort. However, individuals with a dual diagnosis were more likely to attempt suicide or serious self-harm (24.0% v. 17.4% for the older birth cohort; 28.0% v. 19.6% for the younger birth cohort). For the most part, people with intellectual disability and co-occurring schizophrenia used psychiatric services more than the schizophrenia-only group, and more than the group with intellectual disability and co-occurring psychiatric illness of any kind. In the 1950–64 birth cohort, compared with individuals with schizophrenia only, cases of dual diagnosis with schizophrenia had a slightly higher admission rate but twice the cumulated total of in-patient days despite the fact that the percentage with at least one admission was similar for both groups. This pattern also held true for the 1965–79 birth cohort (Table 5).
Discussion
This work represents one of the most comprehensive whole-of-population studies of the epidemiology of dual diagnosis. Using record linkage across health jurisdictions in Western Australia, we found that almost a third of individuals with intellectual disability had concurrent psychiatric morbidity, and nearly 2% of people with a psychiatric illness also had intellectual disability. Had the study relied on single register data, the figures would have been much lower, seriously underestimating the size of the problem of dual diagnosis in the population. Total psychiatric morbidity in intellectually disabled populations is comparable with general population estimates of lifetime prevalence of 41.2%. Reference Bijl, Ravelli and van Zessen18 A recent paper reported a point prevalence of 40.9% for an intellectually disabled population, and estimated a likely range of 30–50%. Reference Cooper, Smiley, Morrison, Williamson and Allan7 Our figure may still be an underestimate due to the omission of cases seen by general practitioners as well as diagnostic overshadowing. There are few epidemiological studies of dual diagnosis for comparison in Australia or elsewhere. The only population data on psychiatric illness in adults who are intellectually disabled in Australia are 6-month prevalence estimates, with figures of 1.3% for psychotic disorders, 8% for depressive disorders and 14% for anxiety disorder. Reference White, Chant, Edwards, Townsend and Waghorn3 However, the use of lay interviewers employing an instrument not validated for use with intellectually disabled samples (Composite International Diagnostic Interview) may have affected estimates. On the other hand, fourth-wave data for a cohort of Australian children who were intellectually disabled aged 19–31 indicated that 31% (down from 41% 11 years earlier) met criteria for major psychopathology including behavioural and emotional problems using an instrument developed specifically for intellectually disabled populations. Reference Einfeld, Piccinin, Mackinnon, Hofer, Taffe, Gray, Bontemp, Hoffman, Parmenter and Tonge19
Intellectual disability co-occurring with psychotic illness
We found that, at 5.1% for the older cohort and 3.7% for the younger cohort, the prevalence of schizophrenia among individuals with an intellectual disability was not only at least three times higher than population lifetime estimates (most recently 1.26%), Reference Perälä, Suvisaari, Saarni, Kuoppasalmi, Isometsä, Pirkola, Partonen, Tuulio-Henriksson, Hintikka, Kieseppa, Härkänen, Koskinen and Löngvist20 but also higher than the commonly quoted estimate of 3% for schizophrenia among intellectually disabled populations. The prevalence of schizophrenia among people with intellectual disability was higher than that of bipolar disorder (1.2% for the older cohort, 1.0% for the younger cohort) and unipolar major depression (0.9% for both birth cohorts) in the same population. The percentage of individuals with intellectual disability who had bipolar disorder was within general population estimates of 1.3 for Bipolar I and II, Reference Judd and Akiskal21 while the percentage with unipolar depression was well below general population estimates (for example, 15.4% in the NEMESIS study). Reference Bijl, Ravelli and van Zessen18 The estimate for a lifetime history of at least one episode of non-organic psychotic disorder among people who are intellectually disabled was one in ten (11.1% of the older birth cohort and 10.4% of the younger birth cohort). This is markedly higher than general population estimates: recent epidemiological data from Finland put the life-time prevalence of DSM–IV psychotic disorders at 2.43%. Reference Perälä, Suvisaari, Saarni, Kuoppasalmi, Isometsä, Pirkola, Partonen, Tuulio-Henriksson, Hintikka, Kieseppa, Härkänen, Koskinen and Löngvist20 A recent point prevalence estimate for intellectually disabled populations of 4.4% Reference Cooper, Smiley, Morrison, Williamson and Allan7 adds credence to our high figure. Of note, the total figure for psychosis is largely attributable to people diagnosed with schizophrenia.
Compared with individuals with intellectual disability alone, those with dual diagnosis were more likely to have a diagnosis of pervasive developmental disorder, and far less likely to have Down syndrome. The latter finding was unexpected. Although the link between Down syndrome and Alzheimer's disease is well established, there is some evidence that psychosis may be rare in people with Down syndrome. Reference Sovner, Hurley and Labrie22,Reference Collacott, Cooper and McGrother23 Recent data suggest that the effect of ‘unknown protective factors’ associated with Down syndrome may extend to mental illness in general. Reference Mantry, Cooper, Smiley, Morrison, Allan, Williamson, Finlayson and Jackson24 Given how few studies have investigated this relationship directly, the question remains open as to whether the observed difference in prevalence is real or due to diagnostic under-ascertainment.
The nature of the link
The prevalence of intellectual disability among persons with schizophrenia, at 5.2% for the 1950–64 birth cohort and 4.5% for the 1965–79 birth cohort, was considerably higher than the Western Australian population estimate for intellectual disability of about 1.4%. It is close to Kraepelin's original estimate Reference Kraepelin25 that the basis of some 3.5% of cases of dementia praecox is mental retardation resulting in an early onset form of psychosis, which he called ‘Pfropfschizophrenie’ (engrafted schizophrenia). The high frequency of co-occurring schizophrenia and intellectual disability in our study poses a question as to the underlying basis of the association. Theories proposed include: a chance association; a de novo ‘hybrid’ condition; a severe schizophrenia; or a common aetiology. Reference Doody, Johnstone, Sanderson, Owens and Muir26 Since Kraepelin's early observations of cognitive impairment as an essential feature of dementia praecox cumulating evidence from clinical and epidemiological studies has provided compelling support for the latter view. Compromised intellectual ability in adolescence has been shown to be an independent risk factor for schizophrenia in prospective, population-based studies. Reference Reichenberg, Weiser, Rapp, Rabinowitz, Caspi, Schmeidler, Knobler, Lubin, Nahon, Harvey and Davidson27 Cognitive deficit involving several domains (verbal memory and learning, spatial working memory, attention, speed of information processing, performance IQ and motor skills), has been identified as a widely shared characteristic of schizophrenia in a comprehensive quantitative review. Reference Heinrichs and Zakzanis28 In a significant proportion of individuals, such deficits are present prior to onset of psychotic symptoms Reference van Winkel, Myin-Germeys, Delespaul, Peuskens, De Hert and van Os29 and remain stable over the course of illness, independent of clinical state. Reference Caspi, Reichenberg, Weiser, Rabinowitz, Kaplan, Knobler, Davidson-Saqi and Davidson30 A similar, though attenuated, profile of deficit has been found in clinically unaffected first-degree relatives of people with schizophrenia and in unaffected co-twins from twin pairs discordant for schizophrenia. Reference Cannon, Huttunen, Lonnqvist, Tuulio-Henriksson, Pirkola, Glahn, Finkelstein, Hietanen, Kaprio and Koskenvuo31 Such deficits tend to be accompanied by other early abnormalities affecting neuromotor function and language, Reference Cannon, Caspi, Moffitt, Harrington, Taylor, Murray and Poulton32 suggesting a neurodevelopmental origin, long pre-dating psychosis. A re-analysis of Penrose's sample of families with mental illness and intellectual disability Reference Greenwood, Husted, Bomba, Hodgkinson and Bassett33 found a significant excess of relatives with diagnosis of schizophrenia among the probands with intellectual impairment. Together with findings that a specific genetic condition, 22q11 deletion syndrome, is associated with higher risks for both schizophrenia and learning disability, Reference Bassett and Chow34 the evidence points to a likely common pathogenetic pathway for dual diagnosis. This is further supported by a comprehensive clinical and cognitive investigation of a sample of individuals with mild intellectual disability and schizophrenia. Reference Doody, Johnstone, Sanderson, Owens and Muir26 Recent research led by the senior co-author (A.J.) identified a distinct genetic basis for a subtype of schizophrenia characterised by pervasive cognitive deficit, comprising up to 50% of families with one or more affected members. Reference Hallmayer, Kalaydjieva, Badcock, Dragovic, Howell, Michie, Rock, Vile, Williams, Corder, Hollingworth and Jablensky35 The balance of evidence, therefore, favours a common aetiology for intellectual impairment and psychosis in a significant proportion of schizophrenia cases.
Illness severity and service use by people with co-occurring disorders
In keeping with the literature, we found that people with a dual diagnosis had a more severe psychiatric illness than those with a psychiatric diagnosis alone Reference Bouras, Martin, Leese, Vanstraelen, Holt, Thomas, Hindler and Boardman36 including an earlier age at first contact with psychiatric services, more in-patient admissions and more in-patient days. These differences were particularly pronounced in those with schizophrenia co-occurring with intellectual disability. Indications that this is not an artefact arising from long periods of institutional care due to co-occurring intellectual disability include a higher median number of admissions in addition to a higher median number of in-patient days in the dual-diagnosis group. An alternative hypothesis, that the difference in severity is because only individuals with a dual diagnosis with the most severe psychiatric illness are able to access generic mental health services, could not be tested here.
Limitations
Although linkage of two registers resulted in an enriched source of data for analysis, there are several limitations related to the use of these administrative resources. First, it is likely that people with a dual diagnosis are still underestimated in these data. Several factors contribute to this underestimation. For one, the separation of mental health from intellectual disability services means that people with an intellectual disability may not be adequately assessed and treated for comorbid psychiatric illness; the converse also applies. Moreover, difficulties in clinical assessment may preclude the making of a psychiatric diagnosis in those with intellectual disability by masking psychiatric symptoms, especially less florid symptoms such as those associated with depression. Furthermore, the exclusion from the psychiatric register of general practice and private psychiatric contacts may lead to an under-ascertainment of individuals with intellectual disability who have co-occurring milder forms of mental illness. None the less, the inclusion of out-patient data makes the Western Australian psychiatric register one of the most comprehensive worldwide, and the psychoses, where lifetime contact with in- and out-patient services is high, will be particularly well represented. See, for example, prevalence estimates in the Australian National Survey of Low Prevalence (Psychotic) Disorders. Reference Jablensky, McGrath, Herrman, Castle, Gureje, Morgan, Korten and Harvey37 Accordingly, this study focused primarily on the psychoses. Second, although the psychiatric register uses ICD criteria to record level of intellectual disability, no clear classification guidelines are in place for the recording of psychiatric comorbidity on the Intellectual Disability Register. Consequently, cases recorded as dual diagnosis on the Intellectual Disability Register were used only in the estimation of overall psychiatric comorbidity but could not be allocated to specific diagnostic categories. At most, these limitations may have led to an underestimate of the prevalence of dual diagnosis, without affecting the general pattern of findings and conclusions. The relative stability of many findings across the birth cohorts suggests that they are not artefacts of changing diagnostic trends and paradigms.
The need for an integrated approach
Both intellectual disability and severe psychiatric illness result in serious and lifelong impairments. Where the two co-occur, the impact of burden of disease on affected individuals, their carers, their family and friends, and the services that provide for them is particularly high. This study highlights the extent to which dual diagnosis is underestimated as a result of the administrative divide that has existed historically between services for people who are intellectually disabled and those for people with psychiatric illness. This is now increasingly acknowledged as having a profound effect on the capacity to care for individuals with dual diagnosis. Reference Catinari, Vass, Ermilov and Heresco-Levy38 In Western Australia, this division creates structural impediments to inter-agency approaches to integrated clinical practice: there is no specific service provision for people with a dual diagnosis, and mainstream psychiatric services are provided only upon referral. Of concern, correct identification of dual diagnosis is poor, measurement tools are still in nascence, Reference Holland and Koot39 and little research informs the treatment evidence base. Reference Chaplin40–Reference Deb and Weston41 This has impeded the development of interventions specifically for individuals with dual diagnosis and affected the ability of mental health professionals in both service arms to formulate a better basis for the routine management of these difficult cases, including early intervention programmes. In the absence of an integrated approach, people with dual diagnosis remain in an administrative gap, severely disabled, yet out of reach of best evidence-based practice.
Acknowledgements
We acknowledge Tom Pinder and Alan Joyce from the Western Australian Department of Health for implementing the diagnostic algorithm written by the first author (V.M.) and the Western Australian Data Linkage Unit for undertaking the linkage. Support for this research was provided by a University of Western Australia Research Grant to the first author (V.M.) and a donation by the Friends and Family of Andrew Catchpole.
eLetters
No eLetters have been published for this article.