Long-term orbitally driven climate changes

The glacial–interglacial cycles of the Quaternary, first revealed by the advances and retreats of northern hemisphere high-latitude ice-sheets and mountain glaciers (Agassiz, Reference Agassiz1840), are fundamentally forced by changes in insolation (Milankovitch, Reference Milankovitch1941). Insolation is defined as the amount of energy per surface unit that the Earth receives from the Sun. Insolation is controlled by the distance between the Earth and the Sun that depends on eccentricity (the shape of the Earth's orbit), obliquity (the tilt of the Earth's axis) and precession (the orientation of the Earth's axis); the latter determines the amplitude of the seasons. These orbital parameters vary over time and trigger climatic variations occurring with quasi-periodicities lying between tens and hundreds of thousands of years (Berger & Loutre, Reference Berger and Loutre2004; Figure 1a, f, g). A change in insolation affects the Earth's five main climatic reservoirs – atmosphere (temperature, precipitation and greenhouse gas (GHG) concentrations), ocean, land surfaces, cryosphere and vegetation – and each of them affects, in turn, the Earth's other reservoirs through feedback mechanisms that amplify or reduce the original climate change, its frequency and duration (Ruddiman, Reference Ruddiman2001). The analysis of the oxygen isotopic ratio of benthic foraminifera preserved in deep-sea sedimentary sequences, an indicator of global ice volume, confirmed the Milankovich theory of the Ice Ages (Shackleton & Opdyke, Reference Shackleton and Opdyke1973), and reveals that between 2.58 and ~1 Ma, glacial–interglacial periods evolved with a 41,000 year cyclicity and shifted during the Middle Pleistocene Transition (MPT, 1.2–0.7 Ma) to a quasi-100,000-year ice-age cyclicity without any significant change in insolation (Mudelsee & Stattegger, Reference Mudelsee and Stattegger1997; Figure 1a). This means that the Quaternary was marked by global and large long-term climatic changes with progressively longer and stronger glacial periods towards the present (Lisiecki & Raymo, Reference Lisiecki and Raymo2005).

Ten glacial–interglacial cycles, represented by 20 Marine Isotope Stages (MIS) from MIS 20 to MIS 1 (including the present interglacial), characterized the climate of the last 1 Myr (Lisiecki & Raymo, Reference Lisiecki and Raymo2005). Odd and even numbers broadly correspond to interglacial and glacial periods, respectively. MIS 19 to MIS 5, ~781–126 ka, represent the Middle Pleistocene while the Upper Pleistocene encompasses the interval 126–11.7 ka, i.e. MIS 5 to the onset of the Holocene within MIS 1 (Cohen et al., Reference Cohen, Finney, Gibbard and Fan2013). Within interglacials, an alternation of three or five warm and cold substages can be identified, related with ice-volume minima during substages ‘a’, ‘c’ and ‘e’, and maxima, substages ‘d’ and b’ (Railsback et al., Reference Railsback, Gibbard, Head, Voarintsoa and Toucanne2015). Excluding MISs 17, 13 and 7, all the interglacials experienced their warmest conditions at the beginning, just after the deglaciation concomitant with the highest sea level (Railsback et al., Reference Railsback, Gibbard, Head, Voarintsoa and Toucanne2015; Figure 1d, e). The amplitude of glacial–interglacials before 450 ka were weaker compared with that after 450 ka, with MIS 19–13 interglacials cooler and marked by lower GHG concentrations than those from MIS 11 to MIS 1 (Yin & Berger, Reference Yin and Berger2012). This glacial–interglacial change in amplitude is known as the Mid-Brunhes Event (MBE), and the causes are still unknown (Bouttes et al., Reference Bouttes, Vazquez Riveiros, Govin, Swingedouw, Sanchez-Goni, Crosta and Roche2020). As a consequence of the combined forcing of insolation and GHG concentrations (Figure 1b, c), climatic models indicate that MIS 5e (~126 ka), MIS 9e (~325 ka) and MIS 11c (~420 ka) were the warmest at the highest latitudes, associated with the strongest melting of ice-sheets (Yin & Berger, Reference Yin and Berger2012, Reference Yin and Berger2015), and data roughly confirm that it is the case (Pages, Reference Pages2016). The durations of the interglacials also differ one from another, varying between 30,000 and 10,000 years with the longest being MIS 11c and the shortest MIS 7e (Pages, Reference Pages2016).

Suborbital, millennial to centennial, climate changes

Geological archives have shown that glacial–interglacial cycles have been punctuated by suborbital, millennial to centennial, climate changes (Jouzel et al., Reference Jouzel, Masson-Delmotte, Cattani, Dreyfus, Falourd, Hoffmann and Wolff2007; McManus et al., Reference McManus, Oppo and Cullen1999) but their origins are still hotly debated (Alvarez-Solas & Ramstein, Reference Alvarez-Solas and Ramstein2011; Bond et al., Reference Bond, Showers, Elliot, Lotti, Hajdas, Bonani and Johnson1999). These archives further show that millennial-scale changes have affected all of the world's regions to a greater or lesser intensity and frequency: sea-surface temperatures in all of the oceans (Martrat et al., Reference Martrat, Grimalt, Shackleton, De Abreu, Hutterli and Stocker2007; Voelker & participants, Reference Voelker and participants2002), Asian monsoon (Cheng et al., Reference Cheng, Edwards, Sinha, Spötl, Yi, Chen and Zhang2016; Li et al., Reference Li, Song, Yin, Han and Wang2019), as well as air temperatures over Greenland (Barker et al., Reference Barker, Knorr, Edwards, Parrenin, Putnam, Skinner and Ziegler2011; North Greenland Ice-Core Project (NorthGRIP), 2004) and Antarctica (EPICA, Reference EPICA2004; Figure 1d, e). These changes were generally associated with changes in ice volume (Siddall et al., Reference Siddall, Rohling, Almogi-Labin, Hemleben, Meischner, Schmelzer and Smeed2003), GHG concentrations (Loulergue et al., Reference Loulergue, Schilt, Spahni, Masson-Delmotte, Blunier, Lemieux and Chappellaz2008; Luthi et al., Reference Luthi, Le Floch, Bereiter, Blunier, Barnola, Siegenthaler and Stocker2008; Spahni et al., Reference Spahni, Chappellaz, Stocker, Loulergue, Hausammann, Kawamura and Jouzel2005) and the intensity of oceanic circulation (Lynch-Stieglitz, Reference Lynch-Stieglitz2017; Oppo et al., Reference Oppo, McManus and Cullen2006). Millennial- to centennial-scale climatic shifts occurred therefore independently of the boundary conditions i.e. in glacial and interglacial periods, but their magnitude and frequency were larger when ice caps reached a critical mass, i.e. intermediate ice volume between interglacial and glacial conditions (McManus et al., Reference McManus, Oppo and Cullen1999), such as during the middle part of the last glacial period or MIS 3 (~60–27 ka; Bond et al., Reference Bond, Showers, Elliot, Lotti, Hajdas, Bonani and Johnson1999; Figure 2a–e).

The first evidence of the millennial-scale climate variability was detected in the δ¹⁸O of the Greenland ice cores during the last glacial period (MIS 5d-a, MIS 4, MIS 3 and MIS 2, i.e. ~115–14.7 ka; Dansgaard et al., Reference Dansgaard, Johnsen, Clausen, Dahl-Jensen, Gundestrup, Hammer, Oeschger, Hansen and Takahashi1984). It is so far the best documented suborbital climate variability and marked by a succession of regional warming–cooling events called Dansgaard–Oeschger (D–O) cycles (Figure 2e). These cycles usually lasted 500–2,000 years (Dansgaard et al., Reference d'Errico, Sánchez Goñi and Vanhaeren1984) and were characterized by a large (7–16°C) and rapid (within a few decades) warming event followed by a progressive decrease in temperature and a final abrupt cooling (Wolff et al., Reference Wolff, Chappellaz, Blunier, Rasmussen and Svensson2010). The warming event and the progressive cooling phase form the Greenland Interstadial (GI), and the final cooling event leading to the cold phase form the Greenland Stadial (GS). The GI phases lasted between 100 and 2,600 years (Rasmussen et al., Reference Rasmussen, Bigler, Blockley, Blunier, Buchardt, Clausen and Winstrup2014; Wolff et al., Reference Wolff, Chappellaz, Blunier, Rasmussen and Svensson2010). The last glacial period was also punctuated by massive and repeated iceberg discharges, every 7,000–10,000 years, from the Laurentide Ice Sheet. These Heinrich events (HE) as they are called, substantially cooled the surface of the North Atlantic (Bond et al., Reference Bond, Broecker, Johnsen, McManus, Labeyrie, Jouzel and Bonani1993; Heinrich, Reference Heinrich1988; Figure 2c, d). An HE is defined as the event synchronous with the deposition of the ice-rafted debris in the North Atlantic, preferentially between 45 and 50°N, resulting from the melting of the icebergs. In contrast the Heinrich Stadial (HS) is the cold phase associated with the HE that can last up to 3,000 years (Sanchez Goñi & Harrison, Reference Sanchez Goñi and Harrison2010). Weaker discharges with higher frequency than the HE resulted from the iceberg fragmentation from the British–Icelandic–Scandinavian ice cap (Elliot et al., Reference Elliot, Labeyrie, Dokken and Manthé2001). Iceberg discharge has been simulated to last between 50 and 200 years (Roche et al., Reference Roche, Paillard and Cortijo2004). Some GSs encompass the HSs, while the others are associated with the British–Icelandic–Scandinavian minor iceberg discharges. The cooling events are related to decreases in the AMOC (Henry et al., Reference Henry, McManus, Curry, Roberts, Piotrowski and Keigwin2016; Lynch-Stieglitz, Reference Lynch-Stieglitz2017), but the cause of the ice-sheet collapse remains a subject of debate (Alvarez-Solas & Ramstein, Reference Alvarez-Solas and Ramstein2011; Barker et al., Reference Barker, Chen, Gong, Jonkers, Knorr and Thornalley2015). Since the identification of these millennial-scale climate changes in the atmosphere of Greenland, D–O cycles, and in the North Atlantic Ocean, HEs, the terrestrial palaeoclimatic community has focused its efforts on investigating the regional expression of this variability (e.g. Fleitmann et al., Reference Fleitmann, Cheng, Badertscher, Edwards, Mudelsee, Göktürk and Tüysüz2009; Sanchez Goñi et al., Reference Sanchez Goñi, Desprat, Daniau, Bassinot, Polanco-Martinez and Harrison2017; Wang et al., Reference Wang, Cheng, Edwards, An, Wu, Shen and Dorale2001).

Africa

Two chronologically well-constrained deep-sea pollen sequences, collected off the Congo and Limpopo Rivers, account for the long-term evolution of vegetation in western and eastern tropical Africa over the last 1 Myr at regional to subcontinental scale. The Congo fan record shows that during the Middle to Upper Pleistocene the vegetation in western equatorial Africa was increasingly influenced by the increasing amplitude of the glacial–interglacial variations (Dupont et al., Reference Dupont, Donner, Schneider and Wefer2001). The tropical forests surrounded by deciduous forests and woodlands were probably denser in the Middle Pleistocene compared with the latter period. These forests reduced during glacial periods, but remain in place over the last million years (Dupont, Reference Dupont2011; Dupont et al., Reference Dupont, Donner, Schneider and Wefer2001). A strong increase of lowland forest in the tropics occurred during the Last Interglacial MIS 5e (Dupont et al., Reference Dupont, Donner, Schneider and Wefer2001). The intermediate periods, such as MIS 5c and 5b, were marked by the abundance of mountain temperate forest (Podocarpus; Dupont, Reference Dupont2011) that contracted during the late Pleistocene glacials MIS 6 and MIS 4-2. Ericaceous scrubland developed during glacial maxima mainly resulting from low CO₂ atmospheric concentrations (Jolly & Haxeltine, Reference Jolly and Haxeltine1997).

The deep-sea pollen record off the Limpopo River shows that the mountain forest in the eastern tropical Africa was, as in its western part, abundant in southern Mozambique during the glacials of the last 800,000 years (Figure 4a). However, it was partially replaced by open ericaceous vegetation with some wet elements such as sedges (Dupont et al., Reference Dupont, Caley and Castañeda2019; Figure 4a). Different types of woodland in this region (coastal mangrove forest, riparian forest, Miombo dry forest and woodland) expanded during interglacials and their maximum expansion occurred after ~430 ka, and particularly during MISs 9e and 5e events (Dupont et al., Reference Dupont, Caley and Castañeda2019; Figure 4a).

Figure 4.

Palaeoenvironmental changes in Africa and Eurasia during the last 1 million years. (a) Deep-sea pollen record from core MD96-2048 (south-eastern African margin, 26°S, 34°E; Dupont et al., Reference Dupont, Caley and Castañeda2019). (b) Pollen record from Lake Magadi (Kenya, 2°S, 36°E; Owen et al., 2018). (c) Mean grain-size variations from the Jingyuan loess sequence (central China, 36°N, 105°E; Sun et al., Reference Sun, Chen, Clemens, Liu, Ji and Tada2006). (d) Mediterranean forest pollen record from the SW Iberian margin (composite record from sites U1385, MD01-2443 and |MD95-2042; Oliveira et al., 2017; Roucoux et al., Reference Roucoux, Tzedakis, de Abreu and Shackleton2006; Sánchez Goñi et al., Reference Sanchez Goñi, Landais, Fletcher, Naughton, Desprat and Duprat2008, Reference Sánchez Goñi, Rodrigues, Hodell, Polanco-Martínez, Alonso-García, Hernández-Almeida and Ferretti2016b, Reference Sánchez Goñi, Ferretti, Polanco-Martínez, Rodrigues, Alonso-García, Rodríguez-Tovar and Desprat2019). (e) Temperate forest pollen record from Lake Orhid (Albania; Wagner et al., Reference Wagner, Vogel, Francke, Friedrich, Donders, Lacey and Zhang2019). (f) Atlantic temperate forest pollen record from the NW Iberian margin (Desprat et al., Reference Desprat, Sánchez Goñi, Turon, Duprat, Malaizé, Peypouquet, Sirocko, Claussen, Sánchez Goñi and Litt2007, Reference Desprat, Oliveira, Naughton and Sanchez Goñi2017).

To the north of the Limpopo basin, in the southernmost part of the East African Rift, the Lake Malawi pollen sequence shows nine phases of Miombo woodland and mountain forest alternating with savannah vegetation over the last 600,000 years related to hydroclimate change (Ivory et al., Reference Ivory, Lézine, Vincens and Cohen2018). The δ ¹³C₃₁ record from the same sequence further indicates a progressively wetter climate over the past 1.3 Myr (Johnson et al., Reference Johnson, Werne, Brown, Abbott, Berke, Steinman and Damsté2016). This was probably due to the progressive southward shifting of the ITCZ resulting from the long-term extensive glaciations towards the present. Further north, in the extratropical region of eastern Africa, the pollen record from Lake Magadi (Kenya) shows a decrease in the mountain forest at 575 ka indicating, contrasting with the Lake Malawi geochemical record, an increasing aridity punctuated by many drier and wetter cycles towards the Holocene (Owen et al., Reference Owen, Muiruri, Lowenstein, Renaut, Rabideaux, Luo and Mbuthia2018; Figure 4b).

For the last 450 kyr deep-sea pollen records distributed along the western and northern African coast show that the Saharan desert expanded during glacials and the grass and woodland savannah extended or shift to lower latitudes (Dupont, Reference Dupont2011). In the north, the Mediterranean forest area also expanded during interglacials. The intermediate periods, such as MIS 5c and 5b, were marked by the semi-desert expansion between the Sahara and northern Africa. For south-western Africa no long pollen records exist going beyond the last climatic cycle. The pollen content of a deep-sea core collected off the Orange River (Namibia) shows that the MISs 5e, 5c and 5a warming episodes were characterized by increases in aridity with the expansion of the nama-karoo and semi-desert towards the north and the east (Urrego et al., Reference Urrego, Sánchez Goñi, Daniau, Lechevrel and Hanquiez2015; Figure 5a), while the MIS 5d and 5b cooling episodes and the following glacial period, MIS 4 and 3, were marked by pronounced increases of humidity and the subsequent development of the Fynbos.

Figure 5.

Millennial scale palaeoenvironmental changes in Africa and Eurasia during the last climatic cycle. (a) Deep-sea pollen record from core MD96-2098 (south-western African margin, 26°S, 13°W; Urrego et al., Reference Urrego, Sánchez Goñi, Daniau, Lechevrel and Hanquiez2015). (b) Fe/Ca record from deep-sea core CD154-17-17K (south-eastern African margin, 32°S, 29°E; Ziegler et al., Reference Ziegler, Simon, Hall, Barker, Stringer and Zahn2013). (c) δ ¹⁸O from the Soreq cave speleothem sequence (Israel, 32°N, 35°E; Bar-Matthews et al., Reference Bar-Matthews, Ayalon, Kaufman and Wasserburg1999). (d) Mediterranean forest pollen record from the SW Iberian margin (Sanchez Goñi et al., Reference Sanchez Goñi, Landais, Fletcher, Naughton, Desprat and Duprat2008). (e) Atlantic temperate forest pollen record from the NW Iberian margin (Sanchez Goñi et al., Reference Sanchez Goñi, Landais, Fletcher, Naughton, Desprat and Duprat2008). (f) Atlantic temperate forest pollen and ice-rafted debris records from the Bay of Biscay (western France; Sanchez Goñi et al., 2008 and unpublished data). (g) Precession index (red) and obliquity (green; Berger & Loutre, Reference Berger and Loutre1991) and Greenland ice core δ ¹⁸O record (Rasmussen et al., Reference Rasmussen, Bigler, Blockley, Blunier, Buchardt, Clausen and Winstrup2014). Dansgaard–Oeschger (D–O) warming events (red) and Heinrich Stadial (HS) 11 and HSs 6–1.

Unfortunately, few high-temporal resolution pollen, and more generally palaeoclimatic records, exist accounting for the millennial to submillennial climatic variability in Africa throughout multiple glacial–interglacials cycles of the last 800,000 years. The most documented period is the last glacial represented by the pollen record of lake Bambili (Cameroon; Lézine et al., Reference Lézine, Izumi, Kageyama and Achoundong2019) and a wax-based hydroclimate record from a deep-sea core collected off Port Elisabeth, in South Africa (Ziegler et al., Reference Ziegler, Simon, Hall, Barker, Stringer and Zahn2013). The stability of the mountain forest at low altitude in western tropical Africa over MIS 4-2 is inferred from the Bambili record that also reveals the instability of the high altitude vegetation at that time (Lézine et al., Reference Lézine, Izumi, Kageyama and Achoundong2019). The South African margin sequence shows an alternation between humid and dry periods in southern Africa probably in concert with cold GS and warm GI, respectively (Ziegler et al., Reference Ziegler, Simon, Hall, Barker, Stringer and Zahn2013; Figure 5a).

In conclusion, this synthesis reveals that some African regions characterized by a present-day interglacial wet climate experienced drought periods, and viceversa. Furthermore, opposite hydroclimate changes existed at long timescales between the tropical south-eastern region (Mozambique) and the eastern extratropics (Kenya) as glaciations became stronger since 500 ka and the ITCZ progressively migrated southwards. This contrasting response is also observed, albeit more complex, during more recent and shorter periods of time (150–30 ka; Blome et al., Reference Blome, Cohen, Tryon, Brooks and Russell2012). The combined effect of the equator-ward displacement of the north and south westerlies and the southward displacement of the ITCZ during periods of ice volume increase, would have resulted in northern and southern Africa becoming wetter while tropical eastern and western Africa would become drier (Blome et al., Reference Blome, Cohen, Tryon, Brooks and Russell2012; Urrego et al., Reference Urrego, Sánchez Goñi, Daniau, Lechevrel and Hanquiez2015; Figure 4a, 5a). However, in the core tropical and Sahara regions, forest and desert prevailed over the last one million years, respectively. These stable regions contrasted with those where substantial changes in vegetation occurred such as in northern, eastern and south-western Africa. Similar stable and unstable regions have been identified using a Global Climate Model Emulator that reconstructs the long-term evolution of climate with regional-scale dynamics at 1° resolution for the last 800,000 years (Krapp et al., Reference Krapp, Beyer, Edmundson, Valdes and Manica2019).

Eurasia

In contrast with the African continent, successive advancing and retreating Northern Hemisphere high latitudes ice-sheets are recorded in Eurasian geomorphological deposits and simulated by numerical modelling (Batchelor et al., Reference Batchelor, Margold, Krapp, Murton, Dalton, Gibbard and Manica2019). Between 928–790 ka (MIS 20–24), most of the Eurasian continent was ice-free with ice-sheets concentrated in Scandinavia, northern Europe and the British Isles (Batchelor et al., Reference Batchelor, Margold, Krapp, Murton, Dalton, Gibbard and Manica2019; Figure 6). Excluding the Scandinavian mountains that were an area of ice nucleation and subject to glaciations 8–10 times through the last million years, the Eurasian lowland landscapes (southern North Sea, south-west Russia, south-west Siberian Plain) were only covered by ice during the most extensive Eurasian ice-sheet advances, i.e. during MIS 16 (~650 ka, almost down to the Black Sea), MIS 12 (~450 ka, down to south Moscow), MIS 6 (~150 ka, down to south Kiev) and the Last Glacial Maximum (20 ka), and to a lesser extent of European Ice Sheets (EIS) during MIS 10 (350 ka) and MIS 8 (250 ka; Hughes et al., Reference Hughes, Gibbard and Ehlers2020). The Eurasian ice-sheets reached their most southerly position in western Siberia at ~650 and 450 ka (Batchelor et al., Reference Batchelor, Margold, Krapp, Murton, Dalton, Gibbard and Manica2019; Figure 6). This large ice extension was probably the result of the relatively high amount of winter rainfall during the period MIS 17–11, detected in the study of north-western and central China Loess Plateau sequences, feeding the ice caps (Sun et al., Reference Sun, Chen, Clemens, Liu, Ji and Tada2006; Figure 4c). Further north-east, the study of littoral benthic diatom assemblages and lithogenic sediments from the Lake Baikal sedimentary sequence reveals, in contrast, a virtually continuous interglacial climate in central eastern Siberia between MIS 15a and 11 (~580–380 ka), with an apparent lack of extensive mountain glaciations (Prokopenko et al., Reference Prokopenko, Williams, Kuzmin, Karabanov, Khursevich and Peck2002). This result was unexpected because global climatic data for the MBE, between MIS 12 and 11 (480–380 ka), indicate a substantial change between an extremely cold glacial period and an unusually warm interglacial period. The interglacial conditions in this region are nevertheless supported by recent research demonstrating that continuous permafrost only developed after 400 ka when the Arctic sea ice was present (Vaks et al., Reference Vaks, Mason, Breitenbach, Kononov, Osinzev, Rosensaft and Henderson2020). This was certainly associated with the increasing amplitude of glacial–interglacial cycles during the MBE.

Figure 6.

Reconstructed ice-sheet expansion (dark blue) during MIS 24–20 (928–790 ka, MIS 16 (650 ka), MIS 12 (450 ka) and MIS 3 (45 ka) from (Batchelor et al., Reference Batchelor, Margold, Krapp, Murton, Dalton, Gibbard and Manica2019) and the associated extension of the permafrost (lighter blue) that is estimated at an average of 550 km extension towards the south based on the permafrost extension during the Last Glacial Maximum in Europe (Lindgren et al., Reference Lindgren, Hugelius, Kuhry, Christensen and Vandenberghe2016).

During the last glacial inception (MIS 5d, 115 ka) glaciers and ice-sheets developed in continental interiors (i.e. NE Asia and eastern Europe) whilst large ice-sheets close to Atlantic moisture sources, i.e. the southern margin of the Laurentide Ice Sheet and the western EIS, reached their maximum extent at the Last Glacial Maximum (23–19 ka) or early in the last glacial cycle (Batchelor et al., Reference Batchelor, Margold, Krapp, Murton, Dalton, Gibbard and Manica2019; Hughes et al., Reference Hughes, Gibbard and Ehlers2013). Ice-sheets in eastern Europe and NE Asia were probably of similar size or even more extensive in MIS 5b and 5d (115–90 ka) compared with MIS 4 (73–60 ka). This spatial pattern suggests that Late Pleistocene glaciation may have been initiated in the north Pacific region before spreading to the North Atlantic region (Batchelor et al., Reference Batchelor, Margold, Krapp, Murton, Dalton, Gibbard and Manica2019), but it also suggests that Europe was more glaciated during the last glacial period than any time over the last 1 Myr. Also, the partial marine-based nature of the EIS seems to be marked by a higher susceptibility to rapid and unstable ice-sheet collapse (Batchelor et al., Reference Batchelor, Margold, Krapp, Murton, Dalton, Gibbard and Manica2019) supporting the evidence that climate was particularly variable during the last glacial period, and particularly during its middle part (MIS 3; Bond et al., Reference Bond, Showers, Elliot, Lotti, Hajdas, Bonani and Johnson1999; Figure 6).

The impact of the cyclic ice-sheet advances and retreats on Eurasian ecosystems is documented by a number of long pollen records extending beyond the last climatic cycle. However, most of these sequences are located south of 47°N, and only records the evolution of the southern European vegetation. Three long pollen records are available for tracing the vegetation of continental Asia: one from south-eastern Asia (Heqing Basin), another, albeit fragmentary, from north-eastern Siberia (El'gygygytn), and a third one collected in the South China Sea. Similar to the tropical African regions, the pollen analysis of the Heqing Basin sequence (2190 m asl), covering the last million years (Xiao et al., Reference Xiao, Shen, Wang, Xiao and Tong2007), shows that in tropical Asia the present-day altitudinal vegetation belts, dominated by the montane conifer and broadleaved mixed forests and shrub-grassland savanna in the warm-dry valleys, shifted but persisted despite the glacial–interglacial cycles affecting the East Asian and Indian summer monsoons (Cheng et al., Reference Cheng, Edwards, Sinha, Spötl, Yi, Chen and Zhang2016; Zhisheng et al., Reference Zhisheng, Clemens, Shen, Qiang, Jin, Sun and Lu2011). Further south, close to Taiwan the deep-sea pollen record from the South China Sea (Sun et al., Reference Sun, Luo, Huang, Tian and Wang2003) indicates that the climate between 800 and 400 ka was, as in tropical Africa, more suitable for growth of forests with tropical nature than after 400 ka, but no distinct glacial–interglacial variations are recorded in the tropical montane and boreal conifer forests either. The sudden expansion of evergreen and deciduous Fagaceae trees (mainly Quercus and Castanopsis) about 355 ka, might imply strengthened seasonality and a cooler climate than previously. The relative climatic cooling during this later period is also confirmed by the increase of the boreal conifer trees. In glacial times evergreen broadleaved forests were probably more open than today but still survived in the southern coastal areas of China, and the emerged part of the continental shelf was mainly covered by grassland (Sun et al., Reference Sun, Luo, Huang, Tian and Wang2003). Much further north, the fragmentary pollen record from Lake El'gygygtyn shows in contrast that MIS 11c interglacial (~400 ka) was marked by the strong development of spruce indicating a particularly warm and wet super-interglacial in north-eastern Siberia (Melles et al., Reference Melles, Brigham-Grette, Minyuk, Nowaczyk, Wennrich, DeConto and Wagner2012).

Long European pollen sequences and deep-sea pollen records from its margin (de Beaulieu et al., Reference de Beaulieu, Andrieu-Ponel, Reille, Grüger, Tzedakis and Svobodova2001; Helmens, Reference Helmens2014; Sanchez Goñi et al., Reference Sanchez Goñi, Desprat, Fletcher, Morales del Molino, Naughton, Oliveira and Zorzi2018; Tzedakis et al., Reference Tzedakis, Hooghiemstra and Pälike2006; Wagner et al., Reference Wagner, Vogel, Francke, Friedrich, Donders, Lacey and Zhang2019) show an alternation between glacial periods, dominated by semi-desert in southern Europe, below 40°N, and steppe-tundra/heathlands to the north, and interglacial periods when Mediterranean and temperate /boreal forests expanded in southern and northern Europe, respectively (Figure 4d–f). In southern Iberia the magnitude of the Mediterranean forest development substantially differed from one interglacial to another (Figure 4d), while in north-west Iberia the magnitude of the Atlantic temperate forest expansion was similar (Figure 4f; Desprat et al., Reference Desprat, Oliveira, Naughton and Sanchez Goñi2017). Excluding the Lake Orhid pollen record (Sadori et al., Reference Sadori, Koutsodendris, Panagiotopoulos, Masi, Bertini, Combourieu-Nebout and Donders2016; Wagner et al., Reference Wagner, Vogel, Francke, Friedrich, Donders, Lacey and Zhang2019; Figure 4e), located in a present-day ecotone between Mediterranean and continental climate, these results coincide with what is observed in the European sequences of Tenaghi Philippon and Praclaux located above 40°N (de Beaulieu et al., Reference de Beaulieu, Andrieu-Ponel, Reille, Grüger, Tzedakis and Svobodova2001; Reille, de Beaulieu, Svobodova, Andrieu-Ponel, & Goeury, Reference Reille, de Beaulieu, Svobodova, Andrieu-Ponel and Goeury2000; Tzedakis et al., Reference Tzedakis, Hooghiemstra and Pälike2006). They show similar expansions of the temperate forest during the interglacials of the last 400,000 years. In the Mediterranean region below 40°N, the Holocene (MIS 1, ~10 ka), the last interglacial (MIS 5e, ~128 ka) and MIS 17c (~690 ka) have been the most forested/wettest periods followed by MIS 9e (~335 ka) and MIS 7e (~240 ka). MIS 11c (~420 ka) and MIS 19c (~784 ka), marked by a limited expansion of the Mediterranean forest would have been the driest (Oliveira et al., Reference Oliveira, Desprat, Rodrigues, Naughton, Hodell, Trigo and Sánchez Goñi2017, Reference Oliveira, Desprat, Yin, Naughton, Trigo, Rodrigues and Sánchez Goñi2018; Roucoux et al., Reference Roucoux, Tzedakis, de Abreu and Shackleton2006; Sánchez Goñi et al., Reference Sánchez Goñi, Llave, Oliveira, Naughton, Desprat, Ducassou and Hernández-Molina2016a, Reference Sánchez Goñi, Ferretti, Polanco-Martínez, Rodrigues, Alonso-García, Rodríguez-Tovar and Desprat2019). These data suggest that temperatures were similarly warm in the European mid-latitudes during the interglacials of the last one million years, whereas the amount of winter precipitation, and therefore of forest cover in the south, was quite variable. Interestingly, both Mediterranean and Atlantic/temperate forests lasted much longer, almost 30,000 years, during MIS 11c than during the previous and subsequent interglacials marked by an average duration of 10,000–15,000 years.

Most of the Eurasian millennial-scale climatic records derive from Europe and its margins (e.g. Margari et al., Reference Margari, Skinner and Tzedakis2010; Oliveira et al., Reference Oliveira, Desprat, Rodrigues, Naughton, Hodell, Trigo and Sánchez Goñi2017; Sanchez Goñi et al., Reference Sanchez Goñi, Landais, Fletcher, Naughton, Desprat and Duprat2008, Reference Sánchez Goñi, Rodrigues, Hodell, Polanco-Martínez, Alonso-García, Hernández-Almeida and Ferretti2016b). For Asia, the best documented millennial scale climatic variability is provided by speleothems (Cheng et al., Reference Cheng, Edwards, Sinha, Spötl, Yi, Chen and Zhang2016; Wang et al., Reference Wang, Cheng, Edwards, Kong, Shao, Chen and An2008) and loess sequences (Li et al., Reference Li, Song, Yin, Han and Wang2019), no pollen sequence has been published thus far (Sanchez Goñi et al., Reference Sanchez Goñi, Desprat, Daniau, Bassinot, Polanco-Martinez and Harrison2017). The Asian records show respectively alternating increasing and decreasing precipitation, as the result of stronger and weaker influence of summer monsoon in the south (Cheng et al., Reference Cheng, Edwards, Sinha, Spötl, Yi, Chen and Zhang2016) and the westerlies in the north (Li et al., Reference Li, Song, Yin, Han and Wang2019), concomitant with warming and cooling D–O events in the Greenland and North Atlantic European regions including the eastern Mediterranean (Bar-Matthews et al., Reference Bar-Matthews, Ayalon, Kaufman and Wasserburg1999; Figure 5b). Deep-sea pollen records from the western European margin and the Mediterranean Sea directly compared with ice and ocean climatic indicators have unequivocally shown that suborbital cooling events in the North Atlantic and Greenland corresponded in western Europe with herbaceous community expansion, and warming events with forest development (Combourieu-Nebout et al., Reference Combourieu-Nebout, Turon, Zahn, Capotondi, Londeix and Pahncke2002; Roucoux, Reference Roucoux2000; Sánchez Goñi et al., Reference Sánchez Goñi, Turon, Eynaud and Gendreau2000, Reference Sánchez Goñi, Cacho, Turon, Guiot, Sierro, Peypouquet and Shackleton2002, Reference Sanchez Goñi, Landais, Fletcher, Naughton, Desprat and Duprat2008; Figure 5c–e).They also demonstrate that vegetation responded rapidly, within 100 years of the D–O cycles and HEs, and that there was a dynamical equilibrium between vegetation response and climate change for short periods of forcing. Notably, below 40°N, Mediterranean forest, mainly deciduous and evergreen Quercus, reached its maximum development at the onset of the Last Interglacial (MIS 5e), the D–O 24, D–O 21, D–O 17–16, D–O 8–7 and D–O 1 warming events, and the onset of the Holocene (MIS 1), indicating the occurrence of enhanced hot-dry summers and wet-cool winters at that times (Figure 5c). The Atlantic sites, above 40°N, showed a contrasting pattern: at D–O 12 and D–O 14 the Atlantic forest, mainly Betula, deciduous Quercus and Pinus, experienced a strong development while the impact of D–O 16–17 and D–O 7–8 warming was rather limited (Figure 5d–e). The compilation of these Mediterranean and Atlantic deep-sea pollen records with European pollen sequences (Duprat-Oualid et al., Reference Duprat-Oualid, Rius, Bégeot, Magny, Millet, Wulf and Appelt2017; Fletcher et al., Reference Fletcher, Sánchez Goñi, Allen, Cheddadi, Combourieu-Nebout, Huntley and Tzedakis2010) reveals, despite the independent and sometimes uncertain chronologies of individual terrestrial records, that there was a spatial variability in the amplitude of the forest expansions for any given D–O warming of the last glacial period (Fletcher et al., Reference Fletcher, Sánchez Goñi, Allen, Cheddadi, Combourieu-Nebout, Huntley and Tzedakis2010; Sanchez Goñi et al., Reference Sanchez Goñi, Landais, Fletcher, Naughton, Desprat and Duprat2008). The maximum Mediterranean forest expansions occurred during GI 17–16 and GI 8 synchronous with low precession values that promote marked seasonality. Thus, there was an optimal forest development associated with a strong richness in sclerophyllous plants such as evergreen Quercus, Olea, Cistus, Phillyrea, Coriaria myrtifolia and Pistacia (Fletcher & Sanchez Goñi, Reference Fletcher and Sanchez Goñi2008). GIs occurring during precession maxima were marked in turn by the abundance of the less drought-tolerant Ericaceae (heather) typical of a weak seasonal climate (Fletcher & Sanchez Goñi, Reference Fletcher and Sanchez Goñi2008). In contrast, maximum expansion of the Atlantic forest, detected during GI 12 and GI 14, was synchronous with maxima in obliquity that promotes increase of annual temperatures. During the GSs, the western Mediterranean region was characterized by semi-desert plants (mainly Artemisia, Chenopodiaceae and Ephedra) while simultaneously, Ericaceae and Poaceae dominated the vegetation of north-western Iberia. The composition of the pinewoods of south-western/central Iberia during the last glacial also varied in response to abrupt climate changes (Desprat et al., Reference Desprat, Diaz Fernandez, Coulon, Ezzat, Pessarossi-Langlois, Gil and Sanchez Goñi2015). Pinus nigra was dominant throughout the last glacial period but P. sylvestris was more abundant during the GSs and HSs, and Mediterranean pines (P. pinaster, P. pinea, P. halepensis) during the GIs and early to mid-Holocene. Further north and east, Artemisia, Cyperaceae and Calluna dominated in Western Europe during the cold periods, whereas Betula, deciduous Quercus and conifers (Pinus, Abies, Picea) expanded slightly in the landscape during warming episodes (Fletcher et al., Reference Fletcher, Sánchez Goñi, Allen, Cheddadi, Combourieu-Nebout, Huntley and Tzedakis2010). In southern Germany, recent pollen evidence shows the expansion at low altitudes of Betula, deciduous Quercus, Cupressaceae and Pinus during GIs (Duprat-Oualid et al., Reference Duprat-Oualid, Rius, Bégeot, Magny, Millet, Wulf and Appelt2017). Ice-free regions of Fennoscandia were marked by a Betula-dominated vegetation, including tree birch (Helmens, Reference Helmens2014). These sequences illustrate the spatial floristic diversity of Europe in response to the D–O cycles. Interestingly, the latitudinal boundary between the Atlantic and the Mediterranean vegetation during the last glacial period seems to have been similar to that at present day, i.e. 40°N.

In conclusion, the combination of the aforementioned evidence, in agreement with recent projections (Krapp et al., Reference Krapp, Beyer, Edmundson, Valdes and Manica2019), highlights the strong instability of most of the Eurasian ecosystems at orbital and millennial time scales marked by an alternation of afforestation and herb development concomitant with substantial ice-sheet contraction and expansion, respectively. The most important and southernmost Eurasian ice-barriers reached south-western Russia and occurred during MISs 16, 12 and 6, but the central Siberian region was ice-free up to 400 ka. In contrast, the core tropical Asian regions and those sparsely vegetated such as southern Eurasian deserts and a few fragmented core boreal forest habitats have been among the most stable regions in the world. The pollen record of forest cover of the different European interglacials above 40°N was similar, whilst in the Mediterranean region south of 40°N, the maximum development of the forest occurred during MISs 17, 5 and 1. Millennial-scale changes in forest cover were more frequent and larger during the last glacial period (MIS 5d-2) than during MIS 6 (Margari et al., Reference Margari, Skinner and Tzedakis2010) probably as a consequence of the instability of the EIS. A contrasted forest response to the rapid warming events of the last glacial is observed in Europe.

The multiregional emergence of H. sapiens and its dispersal out of Africa

Data and projections presented above show that unstable environments were located in northern and southern Africa as well as in extratropical eastern Africa (Figure 7). These regions witnessed the first morphological traits characterizing H. sapiens since the origin of his first lineage at least 500 ka, and genetic data confirm these findings (Scerri et al., Reference Scerri, Thomas, Manica, Gunz, Stock, Stringer and Chikhi2018). The emergence of early Middle Stone Age (MSA) cultures, dated at ~350 ka in the Olorgesailie basin (Kenya), coincides with enhanced wet-dry variability and a progressive increase in aridity since ~600 ka as well as a markedly different faunal community (large mammals turnover) compared with that of Acheulean occupations (Owen et al., Reference Owen, Muiruri, Lowenstein, Renaut, Rabideaux, Luo and Mbuthia2018; Potts et al., Reference Potts, Behrensmeyer, Faith, Tryon, Brooks, Yellen and Renaut2018). Climate change seems also to play an important role for the replacement of the Still Bay technocomplex with Howiesons Poort MSA industries that developed in southern Africa from 76 ka to 59 ka, encompassing the MIS 5a/4 and MIS 4/3 transitions. Based on the aforementioned palaeoclimatic evidence it is known that South Africa was drier during interglacials and wetter during glacials as indicated by the development of the semi-desert and the fynbos, respectively (Urrego et al., Reference Urrego, Sánchez Goñi, Daniau, Lechevrel and Hanquiez2015; Figure 7). The Still Bay industries thus developed during a glacial, moist climate (76–71 ka) and the Howiesons Poort during the subsequent drying period marked by the expansion of the semi-desert between ~66 and 59 ka (d’Errico et al., Reference d'Errico, Banks, Warren, Sgubin, van Niekerk, Henshilwood and Sánchez Goñi2017). Using an eco-cultural niche modelling approach, a clear niche expansion of the Howiesons Poort culture is projected at ~65 ka. This culture is marked by less specialized tools than those of the Still Bay, emphasizing the flexibility of the Howiesons Poort craftspeople to produce innovations that allow a population to shift its ecological niche (d’Errico et al., Reference d'Errico, Banks, Warren, Sgubin, van Niekerk, Henshilwood and Sánchez Goñi2017). These new data contrast with earlier hypotheses that suggest that both Still Bay and Howiesons Poort industries appear during arid (e.g. Ambrose & Lorenz, Reference Ambrose and Lorenz1990; McCall, Reference Mccall2007) or wet (Chase, Reference Chase2010) conditions previously inferred for MIS 4 in southern Africa. Thus, unstable environments with repeated habitat fragmentation, isolation and admixture seems to be optimal places for cultural and biological evolution of Homo leading to the multiregional origin of H. sapiens (Scerri et al., Reference Scerri, Thomas, Manica, Gunz, Stock, Stringer and Chikhi2018).

Figure 7.

Schematic representation of the environmental changes in Africa at orbital and millennial-type scales showing the contrasting regional response. ITCZ: Intertropical Convergence Zone.

However, an alternative hypothesis explaining the development of new industries have been recently proposed (Roberts et al., Reference Roberts, Prendergast, Janzen, Shipton, Blinkhorn, Zech and Boivin2020). The heterogeneous environments of the tropical coastal Africa inferred from the combination of zooarcheological studies with isotopic stable analyses of human and faunal tooth enamel of the Panga ya Saidi site (Kenya) may have represented an important refugium for populations during the increasing climatic variability of the Late Pleistocene. This recent study proposes that the transition from MSA to Late Stone Age technological industries was not related to a change in the environmental resources. Both populations consistently utilized tropical forest and grassland biomes, further suggesting that not only grassland and marine resources (Marean et al., Reference Marean, Bar-Matthews, Bernatchez, Fisher, Goldberg, Herries and Williams2007) were key drivers behind the material culture innovations and the rapid expansion of H. sapiens within and beyond Africa (Roberts et al., Reference Roberts, Prendergast, Janzen, Shipton, Blinkhorn, Zech and Boivin2020).

While heterogeneous and relatively stable tropical regions would have facilitated the early waves of human migration towards the Levant and Arabia as early as 177 ka (Hershkovitz et al., Reference Hershkovitz, Weber, Quam, Duval, Grün, Kinsley and Weinstein-Evron2018) and towards Eurasia at ~120 ka (Liu et al., Reference Liu, Martinón-Torres, Cai, Xing, Tong and Pei2015), other studies (Tierney et al., Reference Tierney, deMenocal and Zander2017) claim that the ‘out of Africa’ migration could have been facilitated by warm and wet conditions from 120 to 90 ka. This hypothesis is supported by fossil and lithic evidence, contrasting with genetic studies, which constrain the primary out-of-Africa event during a purported cold and dry time (~65–55 ka). Data show however that the putative 65–55 ka cold and dry time period was marked by millennial to submillennial scale climatic changes superimposed to a period marked by precession minima. This period encompasses two distinct main phases: the very cold and dry HS 6 (64–60 ka) in the North Atlantic borderlands and the warmer and wetter GIs 17 and 16 (~59–56 ka) when the Near East (Levant) and the Mediterranean region experienced an amplified increase in winter precipitation and forest development at the time of minima in precession (Bar-Matthews et al., Reference Bar-Matthews, Ayalon, Kaufman and Wasserburg1999; Fletcher et al., Reference Fletcher, Sánchez Goñi, Allen, Cheddadi, Combourieu-Nebout, Huntley and Tzedakis2010; Langgut et al., Reference Langgut, Almogi-Labin, Bar-Matthews and Weinstein-Evron2011; Sanchez Goñi et al., Reference Sanchez Goñi, Landais, Fletcher, Naughton, Desprat and Duprat2008; Figure 5b). This wet period may also have facilitated the out of Africa movement at that time as suggested by genetic data even if it is not currently supported by lithic and fossil evidence. Interestingly, a recent numerical human dispersal model, which is forced by spatiotemporal estimates of climate and sea-level changes over the past 125 kyr, reveals that repeated orbitally driven wetting of northern Africa around 106–94, 89–73, 59–47 and 45–29 ka favoured the development of vegetated corridors and therefore the recurrent exit of H. sapiens towards Eurasia (Timmermann & Friedrich, Reference Timmermann and Friedrich2016). Contrasting with this hypothesis, a comparison between the demographic structure of African hominins and the environmental changes between 140 and 30 ka indicates that during arid intervals between 120 and 80 ka, relative site abundances in tropical Africa increase, perhaps tracking the local effects of forest fragmentation and grassland expansion, whereas those of eastern and northern Africa decrease (Blome et al., Reference Blome, Cohen, Tryon, Brooks and Russell2012). Processes of forest fragmentation may explain population isolation, but also contact between populations and human dispersal as the result of corridor formation as suggested by regional genetic data. Both the drying- and wetting-driven development of corridors indicate a complex intertwining of climate and human population movement between the African regions and out of Africa.

The emergence of Neanderthals

Neanderthals and Denisovans emerged in Eurasia from a common ancestor before 400 ka until they were replaced by H. sapiens after 40 ka (Slon et al., Reference Slon, Mafessoni, Vernot, de Filippo, Grote, Viola and Pääbo2018). DNA sequences of Neanderthals and the Denisova individual found in the Denisova cave, located in central Siberia not far from Lake Baikal, diverged on average 640,000 years ago (Reich et al., Reference Reich, Green, Kircher, Krause, Patterson, Durand and Pääbo2010), and it has been proposed that the origin of Neanderthals at ~600–400 ka, carrying the Acheulean technology into Europe, could have emerged as a result of the enhancement of both glacial and interglacial phases recorded at that time (Hublin, Reference Hublin2009). Geological archives and model simulations presented above show that at this time Eurasian palaeoenvironments were marked by the southernmost extension of the ice-sheets, with permafrost probably developing as far south as the Black Sea (Figure 6). This ice-sheet configuration may have produced a north–south ice barrier and the consequent genetic drift isolating in two groups, Neanderthals in the west and Denisovan in the east, the population of H. ergaster that may have migrated from Africa at 1.7 Ma and lived in an ice-free Eurasia until ~600 ka (Figure 6). More recent genetic data suggest alternative splitting times (Prüfer et al., Reference Prüfer, de Filippo, Grote, Mafessoni, Korlević, Hajdinjak and Pääbo2017) that can also be explained by environmental changes. The split time between the Vindija Neanderthal and H. sapiens is estimated at between 520 and 630 ka and, therefore, during the first ice-barrier formation dated to ~650 ka (Figure 6, MIS 16), while the second north–south ice barrier at ~450 ka (Figure 6, MIS 12) would trigger the split between the Vindija Neandertal and the Denisovans estimated at 390–440 ka, both in agreement with previous estimates using the Altai Neandertal (Prüfer et al., Reference Prüfer, de Filippo, Grote, Mafessoni, Korlević, Hajdinjak and Pääbo2017). Denisovans would have remained in eastern Eurasia and migrated towards the south-east where stable environments with south-eastern subtropical and tropical forest persisted under the orbital-scale control of the summer monsoon (Sun et al., Reference Sun, Luo, Huang, Tian and Wang2003). Following the genetic drift Neanderthals would evolve in Europe where anthropological features and encephalization are clearly established after the MIS 12 glaciation (Hublin, Reference Hublin2009) perhaps as the result of their adaptation to the numerous and large amplitude of climatic changes recorded since then. Archaeological records demonstrate more occupations, evidence of new subsistence behaviours and technical innovations (core technologies, increase in light-duty tools) during interglacial MIS 11, at around 400 ka, associated with an early regionalization of traditions (Moncel et al., Reference Moncel, Landais, Lebreton, Combourieu-Nebout, Nomade and Bazin2018) that may have been the result of an exceptionally long interglacial following the severe MIS 12 glacial period. The MIS 11 warm ‘super-interglacial’ in the polar regions was not, however, exceptionally forested in southern Europe as winter precipitation was relatively low (Oliveira et al., Reference Oliveira, Desprat, Yin, Naughton, Trigo, Rodrigues and Sánchez Goñi2018; Wagner et al., Reference Wagner, Vogel, Francke, Friedrich, Donders, Lacey and Zhang2019). Grasslands expansion in this region could have provided high biomass availability and therefore large herbivore population with the consequent increase in the demography of Neanderthals and cultural diversity. High availability of resources and population increase have been put forward as mechanisms triggering cultural diversity (Collard & Foley, Reference Collard and Foley2002) and innovations (Richerson et al., Reference Richerson, Bettinger, Boyd and Weinheim2005), respectively.

The replacement of Neanderthals by H. sapiens

After surviving several hundred thousand years of long-term and rapid environmental changes in Europe and the Near East, Neanderthals disappeared at ~36 ka. Despite a lively debate on the causes of their disappearance, such as abrupt climate change, volcanic eruption or epidemics (Finlayson et al., Reference Finlayson, Giles Pacheco, Rodríguez-Vidal, Fa, María Gutierrez López, Santiago Pérez and Sakamoto2006; Lowe et al., Reference Lowe, Barton, Blockley, Ramsey, Cullen, Davies and Tzedakis2012), the latest works suggest that H. sapiens carrying the Proto-Aurignacian culture gradually replaced Neanderthal populations carrying the Mousterian, Châtelperronian and Uluzzian technologies during the GI 10 (42 ka) and the subsequent GS 10 (40 ka; d’Errico & Banks, Reference d'Errico and Banks2015). The Lower Aurignacian superseded the Proto-Aurignacian in the following cold period, the HS 4, 40–38 ka. Neanderthals survived several millennia up to the end of GI 8 (~36 ka) in southern Iberia, a region that was not colonized by H. sapiens until that time. In this region, the scarcity of Mousterian sites dated to HS 4 and their reappearance at the end of this period suggest a contraction of the Neanderthal population followed by a momentary expansion, before its definitive disappearance perhaps 36 ka.

Based on the comparison between the archaeological evidence from southern Iberia and deep-sea pollen records from its margin, d'Errico & Sanchez Goñi (Reference d'Errico and Sánchez Goñi2003) proposed an ecological hypothesis to explain the late survival of Neanderthals in southern Iberia: the low plant and animal biomass characterizing the semi-desert landscape of HS 4 was an obstacle to the penetration in southern Iberia of H. sapiens, an obstacle that would have separated them from the Neanderthals who lived in this region for more than a millennium. Characterized by a very low biomass, the environments of southern Iberia during HS 4 (40–38 ka) could only feed a small number of mammals and support low populations of hunter–gatherers. On the contrary, the contemporary steppes of northern Iberia and especially those of western France were rich in grasses and maintained large herds of herbivores (bison, horses, reindeer). With a mode of subsistence based on hunting large steppe mammals, the Aurignacians colonizing the north of Iberia probably saw no advantage in moving towards an arid south poor in natural resources. Neanderthals responded to the aridification of their regions by reducing their numbers and confining themselves to refuge areas that allowed them to maintain a way of life based largely on the systematic exploitation of local resources, and creating a barrier between modern humans in the north and the Neanderthals in the south. The following GI 8 warmer and wetter phase, would have allowed contact, and thus competition, between the two populations and resulted, as in the rest of Europe, in the disappearance of the Neanderthals.

The ecological barrier during HS 4 disappeared with the beginning of the GI 8 temperate phase, which contradicts the idea of a slow degradation of the climate and its possible role in the disappearance of the Neanderthals, as proposed by some researchers (Finlayson et al., Reference Finlayson, Giles Pacheco, Rodríguez-Vidal, Fa, María Gutierrez López, Santiago Pérez and Sakamoto2006). The hypothesis of competition between these two human groups therefore remains the most plausible, but the possible reasons for the success of H. sapiens (higher rate of reproduction, more advanced technology, greater aggressiveness, etc.) remain speculative. The hypothesis of competition has been corroborated by an eco-cultural niche modelling approach (Banks et al., Reference Banks, d'Errico, Peterson, Kageyama, Sima and Sánchez-Goñi2008; Figure 8), and more recently by a numerical model of interspecific competition including the ‘culture level’ of a species as a variable that interacts with population size. This model shows that relative culture level, rather than epidemics or climate change, could have caused the eventual exclusion of Neanderthals by modern humans (Gilpin et al., Reference Gilpin, Feldman and Aoki2016). In agreement with previous models, a new spatially resolved numerical hominin dispersal model with empirically constrained key parameters that simulates the migration and interaction of H. sapiens and Neanderthals during the rapid D–O events shows that these climatic events were not the major cause of the disappearance of Neanderthals. Further, a series of parameter sensitivity experiments conducted with this model shows that a realistic disappearance of Neanderthals requires to choose H. sapiens as a more effective population in exploiting scarce glacial food resources as compared with Neanderthals (Timmermann, Reference Timmermann2020).

Figure 8.

Representation of the simulated expansion and contraction of the eco-cultural niches of Neanderthals and Homo sapiens in western Europe and, particularly in the Iberian Peninsula during HS 4 and GI 8 (after Banks et al., Reference Banks, d'Errico, Peterson, Kageyama, Sima and Sánchez-Goñi2008). H. sapiens did not reach southern Iberia because of the low animal biomass during HS 4 allowing Neanderthals several years of survival in this region. With the afforestation of the GI 8, H. sapiens colonized southern Iberia and was in competition for the same ecological niches occupied by Neanderthals leading to their niche contraction.

The disappearance of the Neanderthals therefore does not appear to have been caused by climate change. Paradoxically, it is even a climatic deterioration which, by interposing inhospitable environments between the two populations in Iberia, would have protected the Neanderthals from competition with H. sapiens by giving them a few millennia of relief and promoting their survival in a dead-end situation. Climate change does not seem to have been the determining factor in the colonization of Europe by H. sapiens either, since this process took place over several millennial climatic cycles. At a regional scale, however, climate could certainly have conditioned the replacement, as it was probably the case in the Mediterranean region. This conclusion is logical if it is remembered that before the arrival of H. sapiens, the Neanderthals were repeatedly subjected to similar strong climatic changes and experienced cold periods much longer than the HS 4.

New technical strategies during the Upper Palaeolithic

The last ice age witnessed the arrival in Europe of H. sapiens at ~42 ka and, subsequently, the development of the so-called Upper Palaeolithic cultures (d’Errico & Banks, Reference d'Errico and Banks2015). Testing the hypothesis that climate changes could have had an impact on the population demography and the emergence of new cultures, requires the comparison between the distribution of the number of European Palaeolithic sites dated between 8,000 and 36,500 ¹⁴C AMS years BP, and different palaeoclimatic records.

The comparison of the temporal distribution of sites, at 500 year intervals, with the benthic foraminiferal δ¹⁸O record shows long-term, orbital, close general patterns (Figure 9a, d, e). The increase in ice volume is concomitant with the decrease in the number of sites indicating a population contraction due to the reduced extent of areas with resources exploitable by Palaeolithic hunters (d’Errico et al., Reference d'Errico, Sánchez Goñi and Vanhaeren2006). This hypothesis is confirmed by taking into account the latitudes and altitudes of the archaeological sites (d’Errico et al., Reference d'Errico, Sánchez Goñi and Vanhaeren2006). The reduction in the number of sites during the Last Glacial Maximum corresponds to the compression towards lower latitudes and altitudes of their distribution. This compression clearly reflects the effect on the biosphere of increasing ice volume. The population reduction during the Last Glacial Maximum is certainly overestimated because we lack information on the colonization of large areas of land as a result of sea-level lowering. Located at low altitude and often consisting of plains, these areas could support steppe vegetation suitable for certain species of ungulates and their predation by Palaeolithic populations.

Figure 9.

Comparison between palaeoenvironmental changes in western Europe and the number of dated archaeological sites by 500 year intervals during the last 37,000 ¹⁴C years. Due to the uncertain age reservoir of foraminifera-based ¹⁴C marine samples, we compare archaeological and marine palaeoclimatic records plotted against raw ¹⁴C ages. (a) Number of dated archaeological sites (d’Errico et al., Reference d'Errico, Sánchez Goñi and Vanhaeren2006). (b) Mediterranean forest pollen record from the SW Iberian margin (Sanchez Goñi et al., Reference Sanchez Goñi, Landais, Fletcher, Naughton, Desprat and Duprat2008). (c) Atlantic temperate forest pollen record from the NW Iberian margin (Sanchez Goñi et al., Reference Sanchez Goñi, Landais, Fletcher, Naughton, Desprat and Duprat2008). (d) Relative sea-level changes as an indicator for ice-volume changes (Waelbroeck et al., Reference Waelbroeck, Labeyrie, Michel, Duplessy, McManus, Lambeck and Labracherie2002). (e) changes in insolation in July at 65°N (Berger & Loutre, Reference Berger and Loutre1991). LGM: Last Glacial Maximum

At the millennial timescale, the comparison of the number of European Upper Palaeolithic sites with the GI and GS phases dated by ¹⁴C AMS in the deep-sea pollen records MD95-2042 (Shackleton et al., Reference Shackleton, Fairbanks, Chiu and Parrenin2004) and MD99-2331 (Naughton et al., Reference Naughton, Sanchez Goñi, Kageyama, Bard, Duprat, Cortijo and Rostek2009; Figure 9a–c) shows that the population density decreased during warming events and contemporaneous forest development. Each afforestation reduced the biomass of ungulates (d’Errico et al., Reference d'Errico, Sánchez Goñi and Vanhaeren2006), the main resource of Paleolithic hunters (Bocherens et al., Reference Bocherens, Drucker, Billiou, Patou-Mathis and Vandermeersch2005; Richards et al., Reference Richards, Pettitt, Trinkaus, Smith, Paunović and Karavanić2000, Reference Richards, Pettitt, Stiner and Trinkaus2001). By reducing the forest cover and leaving steppes to develop, the periods of cooling and drying were characterized in the mid-latitudes by an increase in ungulate biomass, causing of a human demographic boom. This interpretation is supported by present-day estimates of ungulate biomass and human population density of historical hunter–gatherers with temperate steppes allowing for a higher ungulate biomass, which results in a higher human population density (d’Errico et al., Reference d'Errico, Sánchez Goñi and Vanhaeren2006).

The increase in the number of sites seen in the early part of the Bølling–Allerød interstadial warm phase (GI 1, 14.7–12.8 ¹⁴C ka) is undoubtedly related to the recolonization of high latitudes and altitudes at the time of the retreat of glacial and periglacial zones (Figure 9). However, as soon as a real forest colonization is established, at around 12,000 14C AMS years BP, a further reduction in the number of sites is seen, brought about by a reduction in the ungulate biomass. Momentarily halted by the deforestation produced by the cold episode of the Younger Dryas Stadial (GS 1, 12.8–11.7 ¹⁴C ka), this tendency to reduce the number of sites seems to be repeated as soon as warming resumes, in the early Holocene. The increase in the number of sites in the early post-glacial period, in a very forested environment, can be related to new modes of adaptation, such as intensive harvesting that exploit the entire terrestrial and marine resources and makes the demography of human groups independent of ungulate biomass. These results further show that GS marked by a drop in temperature and rainfall, considered of high ecological risk for historical hunter–gathers populations (Cashdan, Reference Cashdan2001; Collard & Foley, Reference Collard and Foley2002; Mace & Pagel, Reference Mace and Pagel1995; Nettle, Reference Nettle1998), should stimulate the maintenance of the same cultural and linguistic features over larger areas while GI warm periods are expected to lead fragmentation of these ethno-linguistic units. The analysis of the distribution of body ornaments in Europe will allow in the near future to test this scenario.

In conclusion, the long-term variation in the number of Upper Palaeolithic sites would reflect the population density, and that the high population density depends both on the ice-free surface area offering hunting resources and, on a finer timescale, the development of steppes during the cold phases of the D–O cycles offering a higher ungulate biomass. Richerson et al. (Reference Richerson, Bettinger, Boyd and Weinheim2005) have hypothesized that during GI, the increase of forest produced more resources allowing the increase in populations and therefore in innovations. While in South Africa this scenario seems to be the case (Ziegler et al., Reference Ziegler, Simon, Hall, Barker, Stringer and Zahn2013), innovations in Europe were produced rather during cold and dry periods. A preliminary comparison between environmental and cultural evidence has shown a certain synchronicity between the development of each new ‘culture’ of the Upper Palaeolithic and the beginning of a new HS. A new robust chronological framework, based on Bayesian methods and a critical evaluation of dated archaeological context, proposes that the succession of archaeological cultures between 32 and 21 ka cannot be robustly associated with millennial-to-centennial climate changes (Banks et al., Reference Banks, Bertran, Ducasse, Klaric, Lanos, Renard and Mesa2019). However, the pertinence of the cultural units considered by Banks and colleagues to test the climatic hypothesis is debatable. These units correspond in some cases to the whole chronological extent of a cultural unit or technocomplex identified by French archaeologists (e.g. Badegulian), in other cases to subcultural units (e.g. Upper Solutrean) determined on the basis of dated changes in the cultural evolution of one of these technocomplexes. Since the degree of cultural continuity/discontinuity between these different entities is only qualitatively established and does not formally take into account changes in each adaptive domain it is problematic to discard the influence of climate as a triggering or co-triggering factor.