I. Introduction
Greece emerged as the EU’s poster child in the fight against COVID-19 during the first months of the pandemic. Despite the country’s weakened economy and public health system, Greece was extremely effective in addressing health-related risks linked with the spread of the coronavirus. Adopting a proactive stance, in March 2020 the country introduced significant limitations to, among other things, freedom of movement, the right to private life, freedom of religion and freedom of assembly. Having secured extremely low infection rates and COVID-19-related deaths, the country gradually started lifting lockdown measures and relevant restrictions in the course of May 2020. The loosening of the initial measures culminated in late June and early July 2020, also fuelled by Greece’s desire to stimulate the national economy through an active tourist season. Nonetheless, a differentiated approach and exemptions persisted when it came to lifting restrictions. A particularly pronounced exemption was seen in respect of asylum seekers.
The effectiveness of the measures does not place them beyond scrutiny. In this contribution, we provide a holistic and nuanced assessment of Greece’s regulatory response to the pandemic, focusing on the role of soft law. In this respect, we first position soft regulation within the broader architecture of COVID-19-related regulation, and critically assess recourse to soft law. Given the breadth of regulatory responses to COVID-19, we then focus our assessment in four areas: restrictions on the freedom of movement; the processing of personal data in order to track movements and locate suspected patients; the right to asylum; and the recourse to criminal sanctions for violations of COVID-19-related legislation. Focusing on specific areas of regulation is a conscious choice of research design. On the one hand, it is impossible to analyse in-depth Greece’s entire regulatory response in an article. On the other hand, the specific areas of regulation chosen pose heightened challenges to fundamental rights for two reasons. First, the use of newly introduced techniques, such as patient tracking, or permits of movement issued via text message (SMS), stirs up novel, under-explored, fundamental rights challenges. Next, certain areas of regulation pose significant implications for the protection of either absolute fundamental rights, such as the prohibition of inhuman or degrading treatment, or fundamental rights that, even if not absolute, are inalienable and a sine qua non to exercising a number of other rights, such as the right to liberty and security. We examine whether soft law has been used merely to complement legislative measures and administrative rule-making, or whether it independently formed the basis for the adoption of restrictions. We analyse the constitutionality of soft law measures and their adherence to EU, European and international human rights standards, by reflecting on their necessity and proportionality. We conclude with critical remarks on Greece’s regulatory approach and its use of soft law, as well as related perspectives in view of the increasing risks COVID-19 poses to Greek society.
Researching regulatory responses to COVID-19 is an endlessly moving target; our analysis is limited to measures adopted in the period March–July 2020. The temporal proximity to events studied makes this piece one that is illustrative of “action research”. As a piece of action research, our contribution is informed by the study of primary legal sources (mainly Greek national legislation and guidelines), combined with information on its application available through governmental sources (Eg government press releases), reports of national civil society organisations (Eg Medicines Sans Frontières), European Union reports (Eg the Fundamental Rights Agency) and a wealth of journalistic sources. As noted by Alberto Alemanno, this type of research understandably carries “its own epistemic risk – the risk of error versus the risk of missing the truth”.Footnote 1 While acknowledging the limitations of this scientific approach, we are proponents of a timely scientific scrutiny of states’ regulatory architecture in responding to COVID-19, bearing in mind its impact on individuals’ fundamental rights, including the state of exceptionality facing particular societal groups, and the enduring nature of the pandemic.
II. The place of soft law in Greece’s regulatory architecture
To properly assess the use of soft law, it should be placed against the backdrop of the entire regulatory response that Greece deployed. The Greek Constitution does not provide for a state of emergency. Instead, it establishes the notion of an “act of legislative content” (πράξη νομοθετικού περιεχομένο).Footnote 2 According to the Greek Constitution:
[u]nder extraordinary circumstances of an urgent and unforeseeable need, the President of the Republic may, upon the proposal of the Cabinet, issue acts of legislative content. Such acts shall be submitted to Parliament for ratification […] within forty days of their issuance or within forty days from the convocation of a parliamentary session.
Benefiting from this prescription, the Greek government adopted general measures in response to the COVID-19 outbreak in the form of “acts of legislative content”. Namely, during the period of coverage of this article, ie March–July 2020, the government adopted seven acts of legislative content, with the latest one adopted at the beginning of May 2020.Footnote 3 All of them were subsequently ratified by Parliament. Based on these acts, the Greek executive has issued numerous (joint) ministerial decisions (κοινές ΥποΥργικές αποφάσεις, KYA).Footnote 4 These are legally binding acts of the executive. They have touched upon various aspects of individuals’ personal and professional lives ranging from conditions for working at home and restrictions in free movement to measures of financial support for different categories of workers. The constitutionality of resorting to acts of legislative content, and subsequently to ministerial decisions, to adopt such far-reaching restrictions has been characterised as “dubious”.Footnote 5 This is, however, a matter that goes beyond the scope of the present contribution.
Soft law enters the regulatory scene first in the form of interpretative circulars (ερμηνεΥτικές εγκύκλιοι).Footnote 6 Interpretative circulars are issued to add further explanatory content to the provisions in the acts of legislative content as well as to the more precise provisions of the (joint) ministerial provisions. Under Greek administrative law, the role of circulars is central. They contain an interpretation of a piece of legislation, and are meant to harmonise and unify its implementation by administrative bodies. The underlying objective is to enhance the effectiveness of public administration and the protection of individuals’ rights. The content of circulars is binding on hierarchically lower administrative bodies. However, they are only binding on the administration and not on external third parties. A circular does not constitute an enforceable administrative act, and hence cannot be the subject of an act for annulment. The Greek Council of State, the highest administrative court in Greece, has, however, annulled acts that introduced, for the first time in the Greek legal order, binding enforceable norms falsely taking the form of a circular.Footnote 7 In essence, a circular promotes the creation of uniform administrative practice and is directed at the inner circle of public administration aiming at the optimal organisation and operation of administrative bodies. As a result, a circular exhausts its binding effect within the remits of the administration.
Apart from circulars, soft law enters the regulatory scene through so-called “guidelines” (οδηγίες). In practice, they are often issued by independent authorities, such as the Hellenic Data Protection Authority in our case. These administrative bodies use guidelines to curb their own discretion where discretion is provided by law.Footnote 8 Thus, guidelines contribute to the rationalisation and effectiveness of administrative action. In addition, they protect individuals as they enhance a uniform application of administrative discretion and avoid unjustified differentiation in similar situations.Footnote 9 Finally, while not justiciable themselves, they simplify judicial control of the legality of individual administrative acts, as the administration should abide by the limits that it has set itself as to its discretion.Footnote 10
III. Greece’s use of soft law to combat COVID-19 under scrutiny
In the following sections, we examine Greece’s response to the pandemic and its use of soft law focusing on four areas: establishing restrictions to freedom of movement; privacy and data protection; the right to asylum; and criminal sanctions. We assess the importance of the relevant soft law and its relationship with national binding legislation adopted in these areas, as well as the compatibility of that soft law with EU and international law.
1. Restrictions to the freedom of movement: a case study in “othering”?
A prime way to contain the spread of the virus and protect public health has been the imposition of physical distancing through temporary lockdown and stay-at-home requirements. We examine first the role of soft law in generally applicable measures. We then focus on asylum seekers. This population group was subjected to a set of enhanced restrictions, which persisted even as restrictions for the general population were eased.
a. Generally applicable measures: a balanced approach
The Greek government issued a ban on all unnecessary traffic within Greek territory from 22 March 2020 to stop the spread of COVID-19, which lasted initially until 6 April 2020, and was later continuously prolonged until 4 May 2020.Footnote 11 Certain exhaustively defined exceptions applied to essential movements, which included buying food and medicine, attending medical appointments, going to work, training outdoors alone or with one other person, or walking a pet. Anyone on the move falling within one of the expressly listed exceptions was required to carry a police-issued identity card or passport as well as a permit of movement.Footnote 12 This permit could be obtained by filling out an online form, or a paper form listing the reason for leaving home. By far the most popular option though, was to send an SMS via a mobile phone to a dedicated number operated by the General Secretariat of Civil Protection (Γενική Γραμματεία Πολιτικής Προστασίας). We examine these measures through a data protection and privacy perspective below.Footnote 13 As the epidemiological situation in Greece improved, stay-at-home orders were lifted and a special permit was no longer needed as of 4 May 2020. However, movement was restricted to the district of residence for everyone until 18 May 2020.Footnote 14 After that date, restrictions to the freedom of movement for the general population were lifted, and the public was then encouraged to use personal protection measures. Social distancing measures, such as the use of face masks, were introduced.
These measures were established through hard law; namely via a series of joint ministerial decisions. To our knowledge, soft law was not used in relation to restricting the movements of the general population. Rather it was used in clarifying social distancing measures, such as the use of face masks,Footnote 15 or in establishing the number of passengers in private cars.Footnote 16 Most of these measures followed the lifting of restrictions. However, we consider that these social distancing measures were far less invasive than restrictions to freedom of movement and thus less likely to seriously affect fundamental rights. Hence, they do not form a dedicated subject of our analysis. As for the legislative measures, they certainly affected the right to freedom of movement and residence provided for in the Charter.Footnote 17 However, given their time-bound nature, their active review, and their prompt lifting based on objective indicators, such as the epidemiological situation in the country, our view is that they were necessary and proportional.Footnote 18 The same picture does not emerge when examining the situation of asylum seekers.
b. The special position of asylum seekers: unjustified restrictions?
A different position altogether was adopted regarding restrictions on the freedom of movement of asylum seekers. On 17 March, the General Secretariat for Reception of Asylum Seekers of the Ministry of Immigration and Asylum issued several guidelines (οδηγιες), the so-called “Agnodiki Plan”, that were addressed to all asylum reception centres, as well as reception and identification centres, in Greece. Information on the content of these guidelines is accessible through a press release.Footnote 19 The guidelines set out different levels of COVID response. The legal nature of these guidelines is not clear; the press release mentions that they were issued “on the basis of the official instructions of the Greek Government”, obviously referring to the relevant acts of legislative content.Footnote 20 Given the nature of the measures outlined in the press release, and its wording, we conclude that these “guidelines” constitute soft law. They established far-reaching restrictions, including the suspension of any recreational activities and schooling. They also limited the movements of asylum seekers both outside and within these centres to those strictly necessary.
Upholding these far-reaching limitations, which deviated from the restrictions applicable to the general population, through guidelines alone would have been constitutionally dubious. These initial soft law guidelines were, however, swiftly followed up by legally binding measures. Ever since, restrictions have been specified and concretely based on legally binding measures. However, the soft law Agnodiki Plan is the document that sets out the overall operational philosophy and, hence, underpins these legally binding documents. On 21 March 2020, a Joint Ministerial Decision was issued crystallising far-reaching restrictions to the freedom of movement of asylum seekers in reception and identification centres, initially for a one-month duration.Footnote 21 These limitations included the possibility of circulating outside the centres, but only between 07.00 and 19.00 hrs, and only for the purpose of covering “basic needs”. In addition, the decision abolished any activities in the centres and camps other than those related to housing, subsistence and healthcare provision. These restrictions were repeatedly renewed during the period we are concerned with, through joint ministerial decisions: first until 10 May 2020,Footnote 22 then until 21 May 2020,Footnote 23 thereafter until 7 June 2020,Footnote 24 21 June 2020,Footnote 25 5 July 2020,Footnote 26 19 July 2020,Footnote 27 and finally 2 August 2020.Footnote 28 Moreover, apart from these generally applicable restrictions, even tighter restrictions were applied in specific centres based on joint ministerial decisions.Footnote 29 The restrictions remained in place at the time of writing, ie throughout September 2020. This means that long after restrictions based on public health considerations had been eased for the general population, far-reaching restrictions persisted for asylum seekers.
Beyond these restrictions mandated by law, further restrictions were applied de facto to those newly arrived on the island of Lesvos as of 22 March 2020. Namely, there are reports of persons placed under restriction of freedom of movement outside the reception and identification centres, in specifically designated areas of the island countryside such as Megala Therma, offering no shelter from extreme weather conditions, and no access to toilets, showers or running water.Footnote 30 Newly arrived asylum seekers remained in such conditions for several weeks in some cases. On 28 May 2020, pursuant to a complaint submitted by HIAS Greece, the Greek Ombudsman intervened, requesting information about, among others, the rationale for the non-placement of new arrivals in appropriate quarantine areas and for the extension of the quarantine beyond 14 days.Footnote 31 Nevertheless, there remained reports of quarantining newcomers in substandard conditions in July 2020.Footnote 32
Apart from the initial guidelines (which were first issued as soft law and then as legislative measures), soft law in the form of a circular was used to clarify measures and conditions in asylum centres for unaccompanied minors.Footnote 33 The circular included instructions regarding personal hygiene measures for the children and staff, instructions on cleaning and disinfection, and detailed instructions in case of illness. Given its content and its wording this was a typical interpretative circular. We assume that special attention was afforded to centres hosting unaccompanied asylum-seeking minors given the heightened vulnerability of this population group.Footnote 34
There are several legal concerns with the approach Greece took regarding asylum seekers. First, the conditions in several of these centres arguably violate the principles of human dignity and the prohibition of inhuman or degrading treatment.Footnote 35 To illustrate, asylum seekers on the islands’ “hotspots”,Footnote 36 where many are accommodated, face unsanitary conditions. There was only one shower for every 500 people, and one toilet for every 160, and meal services were congested.Footnote 37 This led the European Commission,Footnote 38 Members of the European Parliament,Footnote 39 numerous civil society organisations,Footnote 40 and the EU’s Fundamental Rights Agency,Footnote 41 among others, to call for the evacuation of refugee camps in Greece and for the activation of intra-EU solidarity measures. They were also joined by the European Court of Human Rights, which ordered interim measures in the case of EI and others v Greece,Footnote 42 requiring that several people be moved immediately out of Moria, a “hotspot” functioning in Lesbos, to obtain medical treatment and to ensure that they were not exposed to a risk of inhuman or degrading treatment. Despite these calls, neither Greece nor the EU facilitated a mass evacuation of these camps.Footnote 43
The second observation relates to restrictions on the freedom of movement of asylum seekers. These restrictions were not only incompatible with fundamental rights due to the living conditions in camps, but were more intense and lasted longer compared to those applicable to the general population. According to international human rights law,Footnote 44 while freedom of movement can be restricted for reasons of public health these restrictions should also comply with the principle of necessity.Footnote 45 With the easing of restrictions for the general population based on the improved epidemiological situation in the country, it is not clear whether this condition was fulfilled, and on what basis the risk posed by this specific group was assessed. If anything, immobilising asylum seekers in squalid conditions where social distancing and other hygiene measures were rendered almost impossible arguably jeopardised both public health and their own right to health.
2. (Increased) processing of personal data, privacy implications and the role of guidelines
Restrictions on freedom of movement go hand in hand with efforts to monitor those on the move, as well as their personal associations in case they are infected. This section will focus on the role of soft law in information processed when people obtained permits of movement via SMS, as well as that applicable to patient tracking. Emphasis in this context is placed on the Hellenic Data Protection Authority (DPA) in interpreting legislation through guidelines.
a. Permits of movement and their regulation through data protection (soft) law
As already discussed, the acquisition via SMS was the most frequently used option for securing a permit of movement. In obtaining permission via SMS, individuals were required to state their name and surname, list the code number of the purpose of movement and provide their residential address. In the event of a random check by law enforcement authorities, individuals were required to demonstrate their permit, otherwise a fine would be imposed.Footnote 46 A key question in this context is the extent to which the Greek government collected and processed en masse personal data provided by individuals who opted for obtaining a permit by sending an SMS.
The rules on the processing of this personal data were not adopted via a ministerial decision. Instead, the General Secretariat for Civil Protection, a public law body that organically belongs to the Ministry of Citizen Protection, merely released online a “data protection policy”, in the form of soft law, without prior scrutiny, consultation or transparency.Footnote 47 The government opted for this despite its possible implications for the legality of data processing and the impact on individuals whose information was processed. The data protection policy stressed that the data were not retained by the Greek authorities and would be deleted after use. Therefore, after the citizen received the SMS message with the exit permit, the data would be erased or anonymised.
One could argue that, in view of the limited time frame to which the measure applied and the deletion of the data after the issuance of the permit, there was no need for further formalisation of the rules. Perhaps this explains why the data protection policy in relation to the permits has been subsequently deleted and can no longer be located online. However, whereas no centralised storage was foreseen, the policy attracted criticismFootnote 48 for its use of legal language that was inaccessible to the public, for the absence of any reference to the fact that it could be used to collect sensitive dataFootnote 49 and, most importantly, for the confusion as to whether the information submitted by individuals could be transferred to third parties.
b. Proportionality concerns with the tracking of COVID-19 patients
This analysis showcases how technological means have been a crucial component in efforts to contain the spread of the virus and protect public health, raising significant privacy and data protection concerns.Footnote 50 Indeed, nowhere has the evolution of technology been more relevant in responding to COVID-19 than in so-called “exit strategies”, particularly apps and other tools to trace and track the contacts of persons suspected of or diagnosed with COVID-19. At the time of writing, the Greek government is still in the process of evaluating the different application models that have been proposed in the past months,Footnote 51 and so an appraisal of the relevant legislative and soft law framework is impossible.
In the meantime, contact tracing takes place through traditional means of collection of patient data. Such collection has been mandated by acts of legislative content. In particular, Article 5 of the Act of Legislative Content of 14 March 2020 mandates the collection of personal data of potentially or actually infected persons by the Hellenic National Public Health Organisation (εθνικός Oργανισμός Δημόσιας Υγείας, εOΔΥ), a private law entity, with the aim of sharing it with the General Secretariat for Civil Protection.Footnote 52 The data shared include the name, gender, age, contact number and full address, as well as information on whether the individual has been hospitalised and if so, in which hospital and, where relevant, the place of self-isolation.Footnote 53 The data are pseudo-anonymised and their transmission encrypted;Footnote 54 and the processing of the data is limited to the purposes of coordination between the Hellenic National Public Health Organisation and the General Secretariat for Civil Protection for the effective fight of COVID-19.
In terms of the period for which data are retained, the Act foresees the storage of collected data throughout the duration of the urgent measures, but not after the end of 2020.Footnote 55 In addition, Article 29 of the Act of Legislative Content of 30 March 2020 established a National Registry of COVID-19 patients, which regulates the processing of personal data and individual rights.Footnote 56 The Ministry of Health issued a Ministerial Decision on 14 April 2020 for the implementation of that registry. According to the decision 2650/10.04.2020 of the Ministers of Health and Digital Governance that was issued later, the data are to be kept almost indefinitely, as they can be kept for further 20 years after the individual’s death.Footnote 57 The lack of constitutionality of this provision is striking.Footnote 58 In a series of judgments, both the Court of Justice of the European Union (CJEU) and the European Court of Human Rights (ECtHR) have clarified that the temporal character of retention is an important element for the proportionality test. In S and Marper v the United Kingdom, the ECtHR emphasised that the indefinite retention of sensitive personal data, irrespective of their further use, may have a direct impact on the applicants’ private life interest, including their stigmatisation.Footnote 59 Furthermore, in Digital Rights Ireland, the CJEU opined that the retention period must be based on objective criteria in order to ensure that it is limited to what is strictly necessary.Footnote 60 In the present case, the long retention period is equated with indefinite retention, which, in line with the relevant case law, is arguably disproportionate. This is all the more the case considering that the retained data include information on the health of individuals, which qualifies as a special category of personal data in accordance with EU’s General Data Protection Regulation (GDPR).Footnote 61
Even though the provision was introduced through a Joint Ministerial Decision, thus without recourse to soft law, it is worth noting its lack of proportionality, which is in line with the overall restrictive nature of measures adopted by the Greek government that affect privacy and data protection rights. As for the contact tracing of individuals, this process is carried out by a designated centre situated in the police headquarters. The process involves asking questions regarding the recent contacts of persons infected, or suspected of being infected, with coronavirus. In order for public bodies (particularly hospitals and clinics) to assess who constitutes a close contact and therefore must be subject to a specific set of instructions due to the high risk of contracting COVID-19, the Hellenic National Public Health Organisation (EODY) has circulated detailed guidelines specifying the relevant criteria.Footnote 62 These guidelines have also been made public on the dedicated website of EODY, without their elaboration in an administrative act.
c. The guidance of the Hellenic Data Protection Authority: soft law with far-reaching implications
The use of guidelines for public authorities is further exemplified by the issuance on 18 March 2020 by the Hellenic DPA of guidelines concerning the processing of personal data within the framework of management of COVID-19, particularly the applicability of the GDPR.Footnote 63 The DPA is an independent authority entrusted with various tasks in accordance with Articles 51–59 of the GDPR, including the issuance of opinions on its own initiative or, on request, on any issue related to the protection of personal data.Footnote 64 To those ends, from time to time the DPA issues soft law in the form of guidelines suggesting solutions on various problems arising from the advancement of new technologies.Footnote 65 In this context, the DPA COVID-19 guidelines focus on the use of personal data including health data by both public and private bodies especially in the field of employment and in relation to media reporting and coverage. The DPA provided a definition of health-related data that includes naming or identifying a data subject as a patient or not, whether they are staying at home due to illness, and any signs of illness based on their clinical symptoms (cough, nasal discharge, body temperature higher than normal, etc).Footnote 66 According to the DPA, such information falls within the realms of the GDPR only when processed wholly or partly by automated means, and not when provided orally.Footnote 67 Therefore, the DPA guidelines are far from technical in nature and provide an interpretation of the GDPR in numerous respects.
Furthermore, the DPA rightly states a series of applicable legal bases for the processing of personal data for COVID-19 related purposes,Footnote 68 provided that the basic principles are met and that relevant substantive and procedural safeguards and conditions for lawful processing are ensured.Footnote 69 The DPA further emphasises the processing of personal data by the private sector in the framework of employment relationships. It opines that, insofar as the GDPR applies, employers are entitled to process personal data in order to protect the health of employees. Practices such as measuring the body temperature of incoming individuals, submitting questionnaires regarding the health status of employees or their relatives and their travel history, or informing other employees of the fact that a fellow employee has been infected and of the employee’s identity, are explicitly allowed.
It is noteworthy that in view of the “critical and unprecedented time”, the DPA stresses that no policy choice could be outright excluded from scrutiny. However, the key data protection principles, as enshrined in Article 5 and 6 of the GDPR, are applicable. Thus, the DPA rightly notes that the extensive collection of personal data resulting in profiling of employees does not comply with the principle of proportionality.Footnote 70 As Evelina Pappa points out, the guidelines are not particularly clear, and in comparison to guidelines provided by national DPAs in other EU Member States, the position is somewhat overly permissive.Footnote 71 As a result, the view of the DPA seems to be informed by the state of emergency and, if implemented by the administration, may have a considerable impact on the rights to respect for private life and to protection of personal data. Finally, the transfer of information relating to the health status of individuals is prohibited “where it is creating a climate of prejudice and stigma, while it is also likely to have a preventive effect with regard to complying with the measures announced by the competent public authorities undermining eventually their effectiveness”.Footnote 72
3. Right to asylum: the role of the pandemic in a continuum of restrictions
The right to asylum was suspended in Greece about two weeks prior to the adoption of any COVID-19-related restrictions. Following a spat with Turkey at its borders, Greece, through an act of legislative content unrelated to COVID-19, suspended for the entire month of March 2020 the right to asylum for those newly arrived and stipulated immediate deportation of those entering Greek territory.Footnote 73 That legal act formed part of the Greek response to Turkey’s declaration that it would no longer prevent refugees and migrants from crossing to Greece. The suspension arguably violated international and EU law – a topic that goes beyond the scope of the present contribution.Footnote 74 The suspension had highly damaging effects on a significant number of people in need of protection, with thousands arbitrarily detained without effective judicial protection.Footnote 75 Under international and EU law, asylum seekers cannot be automatically detained. They can only be deprived of their liberty if one of six exhaustively enumerated detention grounds applies, and based on an individualised assessment.Footnote 76
The breakout of the pandemic led to a continuum of restrictions relating to the right to asylum. Namely, a Joint Ministerial Decision of the Minister of Health and the Minister of Interior, Migration and Asylum called for the closure to the public of the offices of the Asylum Service in Athens and other regional offices between 12 March and 10 April 2020.Footnote 77 This was later extended to 15 May 2020.Footnote 78 During this period, no registration of new asylum applications was possible, no interviews took place and no appeals were registered.Footnote 79 The Asylum Service resumed its services only on 18 May 2020.
This meant that the two layers of restrictions coincided during March 2020, while only the COVID-19-related restrictions stood thereafter. Thus, through a seamless web of restrictions, asylum seekers arriving from 1 March 2020 onwards had no access to asylum for more than two and a half months. Nonetheless, protection needs cannot be set aside, either in the exercise of border controls or while implementing measures to address public health considerations.Footnote 80 In addition, as good practice collected by the UNHCR illustrates, it is possible to ensure public health and maintain basic registration and documentation functions, as well as preventing backlogs.Footnote 81
Asylum seekers also faced a continuum of restrictions regarding their right to liberty and security, and to their right to freedom of movement. The Greek policy of blanket detention of all new arrivals on the basis of the initial “immediate deportation decree” was followed by the arguably disproportionate restrictions to their freedom of movement, discussed above.Footnote 82 An unfortunate conclusion is that the pandemic served partly as a fig leaf to consolidate restrictions to the right to asylum and the right to freedom of movement based on completely different considerations. Similar restrictive trends to the right to asylum under the guise of COVID-19 were reported in Cyprus and Hungary.Footnote 83
What is the role of soft law in all this? This area allows us to develop interesting observations regarding the outer boundaries of what constitutes soft law in Greek administrative law. As already analysed, the legal basis of these measures was “hard law”: acts of legislative content and joint ministerial decisions. There were also some additional documents issued by Greek administrative authorities. Namely, on 11 March 2020 the Migration Policy Service of the Ministry of Migration and Asylum issued a document titled “Suspension of receiving and servicing the public” directed to several other Ministries and administrative services.Footnote 84 A similar document was issued by the same service regarding the extension of the suspension on 8 April 2020.Footnote 85
Studying the content and the wording of these documents we conclude that they do not constitute soft law. They merely repeat the content of the ministerial decisions, without however providing any further clarifications or a specific interpretation of the relevant provisions. They also offer no indications as to how discretion should be exercised in an area where the administration enjoys a margin of it. Therefore, we conclude that these documents are merely “announcements”. Their aim is to highlight and bring to the attention of the administration legislation that was urgently adopted. This, according to our view, brings these documents outside the realm of soft law, as if they were devoid of legal nature.
4. The pivotal role of soft law in implementing criminal sanctioning for violations of COVID-19 related measures
The adoption of measures constraining freedom of movement goes hand in hand with sanctions for those who do not abide by the measures to contain the spread of coronavirus. In relation to COVID-19, two types of sanctions can be discerned, both of which have a preventive function. Administrative fines of €150 may be imposed in accordance with Joint Ministerial Decision 24112/9.4.2020,Footnote 86 which modified Joint Ministerial Decision 20036/22.3.2020 by the Ministers of Citizens’ Protection, Health and Interior.Footnote 87 No use of soft law occurred in this context. Moreover, criminal law sanctions are prescribed in Article 285 of the Greek Penal Code, as revised by Law No 4619/2019, which came into effect on 1 July 2019, less than a year before the pandemic.
In what could be described as a prophetic move because the enactment of Article 385 took place before the pandemic, the Greek Penal Code revamped the criminal offence of violating measures for the prevention of diseasesFootnote 88 and Article 285 foresees a crime of danger,Footnote 89 and prescribes a gradation of penalties from pecuniary sanctions to a custodial sentence. In particular, if the disease is transmitted to an indeterminate number of people on purpose, the offence is punishable by a fine and imprisonment for up to five years. In addition, the mens rea for that offence may be negligence, in which case the offence is punishable with a custodial sentence of up to two years or a financial penalty due to its limited wrongfulness.Footnote 90 An aggravated form of the offence is prescribed in paragraph 3, according to which if the violation results in the death of a person, or a large number of persons, then the imposed custodial sentence may range from at least ten years to life imprisonment.
Just a few months following its adoption, the need to implement this Article has come to the fore with the role of the prosecutorial authorities becoming pivotal in this respect. Indeed, the Office of the Public Prosecutor at the Court of Cassation in Greece issued two circular orders in March 2020 which are worth noting. Although prosecutorial authorities –at least in Greece– are considered to be independent from the executive authority, it is notable that no other circulars of legal value have been issued in connection to the Ministry of Justice, apart from those issued by the office of the Public Prosecutor.Footnote 91
Circular order no 4/12.3.2020Footnote 92 informed the prosecutors’ offices at all First Instance Courts of Greece, as well as the prosecutors’ offices at the Greek Courts of Appeal, of the content of Article 285, which imposes much increased penalties on those who endanger legal interests (life, health, etc). In the following circular no 7/31.3.2020,Footnote 93 the Office of the Public Prosecutor at the Court of Cassation in Greece had a more alarming tone, referring to the immediate need for “vigilance and constant intervention” for the prosecution of crimes relating to the COVID-19 pandemic. This includes the relevant crimes of the Greek Penal Code, such as the violation of measures for the prevention of diseases (Article 285), usury (Article 404), blackmail, etc. The reference to vigilance is crucial in this context and sets the tone for national implementation.
However, the constitutionality of Article 285 merits further scrutiny, in view of Article 5(3) of the Greek Constitution, which enshrines the right to personal liberty. Furthermore, in light of Article 25(1) of the Constitution, individual rights and the rule of law are guaranteed by the state, and restrictions to constitutional rights may be imposed by the constitution or the law in accordance with the principle of proportionality. In addition, the Greek Constitution holds that the state cares for the health of citizens,Footnote 94 and has the right to claim that all citizens should fulfil the duty of social and national solidarity.Footnote 95 However, the severe criminal sanctions (when the offence is classified as either a misdemeanour or a felony), as outlined above, coupled with the evidentiary difficulties in proving the concrete danger of the transmission of COVID-19 posed by the violation of measures, herald a cautious application of Article 285.Footnote 96 Indeed, despite the tone of the circular orders, and to the best of our knowledge, the imposition of administrative fines was favoured during the research period over the initiation of criminal proceedings, at least in the first wave of the pandemic.Footnote 97 As a result, criminal proceedings have been rightly reserved only for the most serious cases, for example in connection with violations by a private clinic where 35 COVID-19 cases occurred in April 2020 resulting in the death of 13 patients.Footnote 98
IV. Greece and COVID-19: regulatory perspectives
It has been argued that the primary advantage of soft law in times of crisis is its flexibility, with simplified soft law adoption procedures being highly valued characteristics in addressing situations where swift action is imperative.Footnote 99 Through the vehicle of acts of legislative content, the Greek government largely achieved the goal of flexibility and simplified adoption procedures without having to resort to soft law, at least not as heavily perhaps as other countries. Acts of legislative content can thus be largely conceptualised as softly adopted hard law.
The overall volume of COVID-19 related soft law in Greece was fairly limited in the fields scrutinised above, and it largely complemented hard law, rather than constituting the primary basis of restrictions. The role of soft law, which is applicable to the restrictions to freedom of movement, illustrates this. In what concerns restrictions to the right of asylum, the “announcements” issued by the Greek administration are arguably of no legal value, ie they do not constitute soft law as they provide no further clarification or refinement of the relevant hard law instruments.
This does not mean that the role of soft law was utterly negligible. While contact tracing was mandated by an act of legislative content, Hellenic DPA guidelines regulated the processing of personal data, directly impacting the rights to privacy and data protection. Circulars from the Office of the Public Prosecutor at the Court of Cassation in Greece were also pivotal in clarifying criminal sanctioning of COVID-19-related rule violations. Had they been religiously followed by prosecutors, they could arguably have interfered disproportionately with the right to personal liberty. The non-legally-binding Agnodiki Plan is the document that outlines the operational philosophy around restrictions to the freedom of movement of asylum seekers in reception and identification centres; the restrictions are then specified and implemented on the basis of legally binding instruments.
Our analysis revealed that Greece’s handling of the first wave of the pandemic, while effective, was not beyond reproach. The greatest victims were asylum seekers who saw their right to apply for asylum severely curtailed, and their right to freedom of movement arguably unjustifiably restricted when limitations on the rest of the population were lifted. Greece’s COVID-19 regulation is intrinsically linked with the tragedy in Moria, which took place in September 2020. This wildly overcrowded refugee camp in Lesbos, into which asylum seekers were placed in unsanitary conditions that jeopardised not only public health but also human dignity, burnt down to the ground leaving thousands starving and homeless.
The pandemic is far from over, with a second wave of infections currently in full swing. Given the far-reaching effects of COVID-19 regulation on fundamental rights, it is imperative to keep scrutinising regulatory responses. It is to be hoped that, whatever the regulatory modes chosen, Greece’s and the EU’s responses in the next months of the pandemic will place the health and dignity of every individual at their core, regardless of who those individuals are, and will be in full respect of their fundamental rights.
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