Introduction
The localisation of human rights is a relatively new trend which emerged in the late 1990s at the initiative of several stakeholders. This new narrative took shape through different concepts: human rights in the city, human rights cities and the right to the city. In Europe, the process started at the initiative of local authorities and crystallised through the idea of ‘human rights in the city’, basically advocating for the role of municipalities in human rights implementation through local policies. At the global level, the ‘human rights cities’ movement was founded by an international organisation, the Peoples’ Movement for Human Rights Learning (PDHRE), aimed at fostering empowerment and social transformation through human rights education. Human Rights Cities according to the PDHRE's roadmap are usually the result of community-based organisations’ initiative, although in some cases the municipal government has taken the leading role.Footnote 1 Finally, in the Global South the fight for urban justice was translated into the concept of the ‘right to the city’, a political flag spearheaded by civil society and urban social movements advocating for the social function of the city.
Although these three concepts emerged through different processes and were coined by different stakeholders, they are sometimes used indistinctly or even as synonymous. Several contributors refer to the notion of a ‘human rights city’ (see Van den Berg, Buerger or Neubeck in this volume). This chapter will add some complexity to the topic by exploring the concepts ‘human rights in the city’ and the ‘right to the city’, with the particular purpose of determining how they contribute to renegotiating citizenship.
Renegotiating rights in the urban space
As argued in the introduction of this book, one of the aspects of the promise held by the localisation of human rights is that it may contribute to the renegotiation of rights in the urban space. In other words, the realisation of human rights in cities may result in processes of which Holston calls ‘insurgent citizenship’ (Holston Reference Holston and Sandercock1998). Cities are intrinsically dynamic and, as this American anthropologist shows, the social relations developed in them challenge modernity's political project and its definition of citizenship. According to the tradition of legal positivism, the state is the only legitimate source of citizenship rights. But in reality citizenship is not only defined de jure by the state, but also de facto by the interaction of urban agents. These processes of renegotiation of citizenship are insurgent because they confront the established social contract, be it to expand it or to erode it. Expansion occurs when marginalised citizens or non-citizens contest their exclusions and manage to broaden the array of rights effectively available to them. It implies widening substantive citizenship by ‘creating new kinds of rights, based on the exigencies of lived experience, outside the normative and institutional definitions of state and its codes (Holston Reference Holston and Sandercock1998: 52). Erosion takes place through segregation, privatisation, ghettoisation or fortification of the city, subverting the status of formal citizenship proclaimed by the state (Holston Reference Holston and Sandercock1998: 48–53). Renegotiating rights in the urban scene has thus to do with this twofold movement of expansion and erosion.
This chapter pays particular attention to the expanding dimension of ‘insurgent citizenship’ by exploring how the ‘human rights in the city’ and ‘right to the city’ narrative may contribute to enlarge the range of rights effectively granted to excluded urban dwellers. The challenge here will be to valorise the life experiences and knowledge claimed by subaltern groups which have been marginalised by the modernist project. This is what Santos coined as the ‘epistemologies of the South’ (Santos Reference Santos2014), a theoretical tool which confronts the hegemonic rationality established by modernity, arguing that it has privileged a partial view of reality while silencing certain groups, practices and suffering caused by three converging processes: capitalism, colonialism and patriarchy. Here, the South is not a geographic parameter, but a metaphor of human suffering. Against this background, the ‘epistemologies of the South’ aim at removing the so-called ‘abyssal line’, which is constitutive of Western-based social and cultural relations and divides individuals between those who are acknowledged and protected by the system and those who are excluded from it.
Taking the ‘epistemologies of the South’ as our cognitive and political horizon, this chapter will outline the origin and operationalisation of the narratives of ‘human rights in the city’ and the ‘right to the city’ with the purpose of exploring their impact in terms of social emancipation and expansion of citizenship.
Human rights in the city
The European experience: The ‘European Charter for the Safeguarding of Human Rights in the City’ and its implementation in the Province of Barcelona
One of the first attempts to localise human rights took place in Europe in the late 1990s at the initiative of several European municipalities which drew up the European Charter for the Safeguarding of Human Rights in the City.Footnote 2 The drafting process started in 1998 during a conference organised by Barcelona Town Hall to celebrate the fiftieth anniversary of the Universal Human Rights Declaration. Two years later, the charter was adopted in Saint-Denis (France) on the occasion of a second European conference. From a substantive point of view, the text enshrines a set of classic human rights principles combined with some specific provisions related to urban issues and local governance, such as international municipal cooperation (art. 6), the principle of subsidiarity (art. 7), the right to public municipal services of social protection (art. 12), the right to harmonious city development (art. 19), the right to movement and tranquillity in the city (art. 20) and to local administration of justice (art. 25). In terms of political endorsement, around 400 European municipalities have endorsed the European Charter to date. Among these local administrations, there is a strong presence of Spanish and Italian cities, followed by local governments from France, Germany and the United Kingdom.Footnote 3 In particular, Spain encompasses 40 per cent of the total signatory municipalities, and within this country, 90 per cent of them are concentrated in the Province of Barcelona. The fact that the drafting process of the Charter started in the city of Barcelona may explain why this tool had a stronger impact there.
Considering the number of examples concentrated in this territory, it is worth taking a closer look at this case in order to explore the tendencies, potentialities and challenges of localising human rights using a municipal human rights charter as a reference tool. The most remarkable case of the Province of Barcelona is that of its capital, the city of Barcelona, where the local administration has developed a human rights policy mainly consisting of a Civil Rights Department, two municipal services to protect human rights (the Office for Non-Discrimination and the Office of Religious Affairs), a local ombudsman, a Human Rights Observatory, a local charter (the Barcelona Charter of Rights and Duties, 2010), aware-raising initiatives and human rights training.Footnote 4
Unfortunately, such a multifaceted approach to human rights implementation is not the general trend, even in a territory where the European Charter has been widely endorsed. The initiatives undertaken by signatory towns and villages of the Province of Barcelona are rather unsystematic, as will be seen next. Some of the examples to be highlighted are related to the following spheres of action: institutionalisation of human rights, services to citizens, fostering the right to employment, awareness-raising initiatives, human rights protection mechanisms and fiscal measures. Regarding the institutionalisation of human rights policies, one of the measures developed has been the creation, as mentioned, of Civil Rights Departments, that is, administrative and political bodies within the municipal government with the mission to ensure a human rights approach in local policy making. Besides Barcelona, the city of Sabadell has set up such a body.
Concerning services to citizens, one can highlight municipal offices to fight against discrimination (Barcelona), municipal offices to protect and foster freedoms of conscience and religion (Barcelona and Sabadell) or social food banks for the most vulnerable social groups (Vilafranca del Penedès). The right to employment has been fostered, for instance, through business incubators aimed at boosting cooperatives or solidarity economy initiatives (Manresa) or by conferring the management of municipal services (such as waste management) to social enterprises (Molins de Rei). Moving to awareness-raising, there have been initiatives like organising human rights film festivals (Gavà), producing an information video of the European Charter (Cardedeu), disseminating a human rights game for school students, or organising human rights exhibitions (these two initiatives have taken place in several municipalities of the province). In terms of human rights protection, extrajudicial conflict resolution mechanisms have been set up, like mortgage mediation offices (Terrassa) or the establishment of local ombudspersons (existing today in forty municipalities). And last but not least, some fiscal measures to be highlighted are adjusting municipal service charges to personal income (Sant Cugat) or subsidising municipal taxes for large or single-parent families (Sant Feliu de Llobregat).Footnote 5
It is bewildering that signatory towns and cities of the Province of Barcelona have not reached a more complex localisation of human rights considering the support from their provincial government, the Diputació de Barcelona, a supra-municipal administration made up of 311 municipalities. This institution has indeed played a key role in disseminating the European Charter in the territory under its jurisdiction and in providing technical guidance to signatory cities on implementation. To that end, it created in 2003 the Human Rights Cities and Villages Network, which gathered 147 signatory municipalities. Some years later, the Diputació de Barcelona undertook a very innovative initiative to reflect on how to localise human rights through three toolkits: a guide to adapt municipal bylaws to the European Charter (Diputació de Barcelona 2007), a guide to create local ombudsman (Diputació de Barcelona 2008) and a pilot guide on human rights local strategic planning.Footnote 6 The purpose of these toolkits is threefold: first, to strengthen the legally binding status of the European Charter; second, to foster the creation of human rights protection bodies within local administrations; and third, to promote a holistic approach to human rights local policies and their strategic planning. In other words, they aim at institutionalising and mainstreaming human rights at local level, a difficult task which has not generally been undertaken by signatory municipalities from the Province of Barcelona.
Strangely enough, this case has several elements that could lead to a successful experience of human rights localisation. From a general point of view, the main innovation brought by the European Charter for the Safeguarding of Human Rights in the City and the ‘human rights in the city’ discourse is that it challenges the state-centric approach to human rights, making room for the idea that human rights implementation should be tackled by the different levels of government and not only by central governments. This shift has three potential important consequences (ICHRP 2005). First, a better realisation of human rights in general, as not only central government takes care of their respect, protection and fulfilment, but also local government. Second, an improved implementation of economic, social and cultural (ESC) rights in particular (traditionally less protected), as the provision of several public services related to ESC rights depend on municipalities (such as housing, education, health, access to water, etc.). And finally, an enhanced materialisation of political rights: cities are communities where the right to political participation and accountability can be exercised on a daily and proximate basis as the first stage where citizens can learn the values and operation of democracy. This whole potential is especially relevant from the perspective of the renegotiation of rights. If local administrations decide to take forward human rights by creating better material living conditions for marginalised groups and by establishing sound dialogue mechanisms enabling them to voice their experiences and needs, this may result in the creation of an adequate environment that could lead to the redefinition of the existing social contract to the benefit of subaltern groups.
Taking the case of the Province of Barcelona in particular, there were favourable conditions to materialise this potential: high concentration of municipalities having explicitly endorsed a local human rights charter; the existence of a network linking them which allowed mutual learning and exchange of experiences; and technical support by a supra-municipal institution which provided methodological tools, technical monitoring and financial resources to localise human rights. Even so, it seems that the European Charter for the Safeguarding of Human Rights in the City has not contributed effectively to turning human rights into a real policy commitment at local level in the Province of Barcelona. Besides the fact that signatory cities have generally taken isolated human rights measures, a report commissioned by the Diputació de Barcelona to take stock of the first decade of the charter's existence highlights that many citizens and signatory local administrations actually ignore the existence of the text. This is particularly surprising considering that signing the charter means passing a political resolution by the municipal council. Nevertheless, the study argues that there is ‘a great lack of knowledge both of the existence of the charter and (in the cases where it is known) of its detailed content’Footnote 7 (Saura Estapà Reference Saura Estapà2011: 124). The only exceptions are local ombudsman (in those municipalities where this institution exists), the most active human rights civil society organisations (which often use the charter to advocate for the respect of human rights) and some elected representatives in charge of promoting the charter within the municipal administration (Ibid.: 124–125). Still more surprisingly, even those towns or villages knowing the charter seem not to be using it to plan local human rights policies. They just take it as a mere ‘inspiration’ or ‘guide’ to nurture their political discourse (Ibid.: 125).
Consequently, the existence of human rights charters does not guarantee per se a better realisation of human rights at local level, let alone a renegotiation of rights in the urban scene. For that, I argue that several elements need to converge. First, strong political will of local government built upon the leadership of the Mayor. Second, human rights mainstreaming and institutionalisation should inspire the overall political strategy of the local administration (and not only some sectorial policies) on a human rights-based approach, ensuring a legally binding status of human rights principles and creating municipal bodies and/or services with enough human and economic resources to make sure the above-mentioned strategy is implemented. Finally, there is a last pre-requisite especially decisive in terms of renegotiating rights: an active civil society which participates in the public life of cities and plays a role, together with local administrations, both in defining the contents and scope of the municipal charter and in advocating for and monitoring its implementation. Without these conditions, adopting human rights charters might end up being a symbolic act without any real political effect in terms of expanding citizenship. And even in those cases where these conditions converge, constant social vigilance will be necessary, as we will see with the case of Seoul, tackled next.
Fostering the localisation of human rights at global level
Beyond Europe, other cities in the world have incorporated the ‘human rights in the city’ discourse. A landmark case is Montréal, in Canada, extensively dealt with in this volume by Frate. Montréal municipal government adopted in 2006 the Montréal Charter of Rights and Responsibilities following the European experience.Footnote 8 This text includes a right which is particularly relevant from the point of view of expanding citizenship and renegotiating rights: the right of initiative. This right entitles citizens to initiate a public consultation at the borough or city level on a specific issue as a prerequisite to propose any new public policy (provided it does not refer to any excluded subject, such as the administrative organisational chart, the city budget, or municipal taxes, among others). At the borough level, 5 per cent of the population aged fifteen and over is required to sign the petition (with a maximum of 5,000 signatures), while at the city level 15,000 signatures are needed. After the consultation, the municipal government is supposed to take into serious consideration its result and explain the decisions it may take. Until now, the right of initiative has been used twice: first, to request the promotion of urban agriculture in the city; and second, to improve the regulation on the use of bike lanes. In both cases, the public consultation yielded positive results and the municipality adopted measures to answer to citizens’ requests.
The right of initiative is an open door for civil society to directly influence local institutional politics. It was itself the result of a political struggle between Montréal citizens and their government, because the Charter did not initially recognise this right until 2010, some years after its adoption. From the perspective of expanding citizenship, the right of initiative may play an important role in terms of ensuring a constant dynamism to the engagement of the municipal government to human rights implementation. Building a dialogue with civil society is necessary not only at the moment of conceiving and adopting a municipal human rights charter, or when it comes to monitoring its implementation. It is crucial that participation in local politics is also possible at any time so that the existing social contract may be subject to constant discussion and renegotiation. However, notwithstanding the importance of this right, it has to be noted that its exercise is subject to a minimum of signatures which might end up preventing small communities of marginalised citizens or even non-citizens to claim for a major inclusion in society.
Moving from America to Asia, a second interesting case is to be found in Seoul, South Korea. This city has developed a complex human rights municipal system consisting of several municipal ordinances, mechanisms to protect and promote human rights, a human rights action plan and municipal staff training (Seoul Metropolitan Government 2014). In particular, three ordinances have been adopted: a human rights ordinance, an ordinance targeting persons with disabilities and an ordinance to protect the rights of children and youth. Regarding protection and promotion mechanisms, the Seoul Metropolitan Government has created several bodies: a human rights division with a staff of eighteen people and a budget of almost one million USD; a Committee on Human Rights made up by members from academia, civil society, government organisations and international organisations whose mission is to review Seoul Metropolitan Government major policies and give policy recommendations to the Mayor if a policy places any significant burden on human rights; a local ombudsperson, who remediates human rights violations occurred in the public sector; and finally a Citizen Jury made up by civil society representatives and experts, which intervenes in cases that might generate social debate and gives recommendations to the ombudsperson, who will make the final decision. As far as the Seoul Action Plan on Human Rights is concerned, the working axes are: protecting the rights of the most vulnerable groups; creating a human rights friendly environment; raising human rights awareness; institutionalising human rights; and building cooperation with civil society.
The Seoul case is interesting because it is rare to find cities with such a holistic human rights policy. As described with the example of the Province of Barcelona, cities tend to undertake unsystematic policy actions to foster human rights (the municipality of Barcelona city would be an exception). Contrary to this trend, Seoul has undertaken measures to mainstream and institutionalise human rights. In other words, human rights principles are legally binding by several ordinances, the city has set up several human rights bodies and protection mechanisms and finally considerable human and budgetary resources have been made available. Besides, citizens seem to have a role to play in municipal human rights bodies and the Mayor, a lawyer and former human rights activist, Mr. Park Won-Soon, personally promotes the human rights strategy. Hence the conditions mentioned before for successful human rights implementation seem to be met here.
It is still early to assess the impact of the experience of Seoul as its human rights strategy started in September 2012. But a recent episode already displays the difficulties of renegotiating rights. The city decided to draft a municipal human rights charter and entrusted its preparation to the Committee on Human Rights. The draft charter was supposed to be enacted by Seoul Metropolitan Government in December 2014, but it was postponed due to the pressure of church and conservative groups who opposed a provision which acknowledged the right ‘not to be discriminated against based on his or her sexual orientation or sexual identity’ (Lee Reference Lee2014). This is an example of erosion of citizenship as it implies the denial of a universally recognised right. The International Covenant on Civil and Political Rights acknowledges in articles 2 and 26 the right not to be discriminated against on any ground. So, although existing conditions were favourable for human rights implementation, ‘insurgent citizenship’ processes resulting in erosion of citizenship may still take place if there are strong elites or conservative civil society groups. To prevent such regressive dynamics, civil society groups fighting for marginalised, discriminated or excluded groups will have to be constantly vigilant and respond to those processes which erode citizenship.
The right to the city
The origin of the right to the city
It was the urban sociologist and philosopher Henri Lefebvre (1901–1991) who coined the right to the city in the late 1960s in two famous books: Le Droit à la Ville (2009 [1968]) and Espace et Politique: Le Droit à la Ville II (2000 [1974]). Here, Lefebvre develops a critique of the expansion of capitalism and how this process impacts cities and the lives of urban dwellers. The hegemonic model of urban development, which privileges the maximisation of productivity and profit, along with the crisis of the welfare state, caused a severe malaise in Europe (and in other regions of the world) that crystallised in the urban revolts of May 1968. Lefebvre wrote his first book on the right to the city in this social and political context, defining it as the ‘right to urban life’ (Lefebvre Reference Lefebvre2009: 108). By ‘urban’ he understood not only the material city, but also – and above all – the immaterial city: the city that is built through simultaneity, encounters, spontaneous exchanges and relationships between people (Lefebvre Reference Lefebvre2009: 46–47). Postmodern cities, very often standardised, dominated by financial centres and residential areas, big avenues and high skyscrapers, massive public transportation systems and long distances to travel, prevent the type of human relationships Lefebvre considered the essence of urban life.
Unfortunately, the economic crisis of the 1970s and the rise of conservative political forces throughout Europe limited the impact of Lefebvre's ideas. In France, however, the Socialist Party, with François Mitterrand at its forefront, won the elections in 1981 and took into consideration some of the premises of the right to the city. The on-going protests in some low-income districts and towns (the so-called banlieues) required a political response from the government. In this context, it was decided to pass a law on urban issues (non-existent at that time) to deal with the urban question. With this purpose, some pilot projects were developed in low-income districts taking as founding principles the importance of local participation and decentralisation and a comprehensive approach to urban issues, which implied understanding that the solution to urban problems was not just about providing housing or upgrading neighbourhoods (the traditional approach), but also about tackling the lack of jobs, poverty and school failure. Despite the innovative character of these first experiments, when the law was passed some years later it ended up establishing a bureaucratised procedure which had little to do with the premises of the right to the city (Dikeç Reference Dikeç2007: 37–67).
Except for this attempt in France to use the right to the city to rethink the urban question, the concept has never been operationalised seriously in Europe. The only mention of it since the early 1990s has been either as a generic principle mentioned in some political texts or (more recently) as a political flag spearheaded by some social movements.Footnote 9 Concerning its appearance in some political texts, the first question to highlight is related to the European Urban Charter, adopted by the Council of Europe (CoE) in 1992.Footnote 10 Here, we find an early mention to the right to the city, but surprisingly only in the French version of the document. The preamble of the European Urban Charter in French is entitled ‘Déclaration Européenne sur le Droit à la Ville’ (‘European Declaration on the Right to the City’), while the translation done in the English version is ‘European Declaration of Urban Rights’. Maybe the fact that the Socialist Party was still in power in France (1981–1995) influenced the introduction of this concept in the French version of the document.
Another example, less anecdotal, is the use of the right to the city concept in the founding text of the human rights cities’ movement, the European Charter for the Safeguarding of Human Rights in the City. Its first article is devoted to this right, which is defined as ‘the right to conditions which allow [to urban dwellers] their own political, social and ecological development…at the same time accepting a commitment to solidarity’ (art. 1). As we will see later, the way the right to the city is understood differs depending on the agent and the region behind it.
Concerning social mobilisations, urban social movements and civil society groups started to use the right to the city as a political flag since the late 2000s, particularly in Hamburg (Germany) and Istanbul (Turkey). In both cities, the right to the city became a unifying concept able to build a coalition of heterogeneous civil society stakeholders fighting against the commodification of the city. Here, the concept is the expression of political positions contrary to neoliberal urban development, gentrification processes or property speculation, while advocating for local democracy, public spaces and cooperative initiatives. However, in neither of these cases is the right to the city used as a tool to put forward concrete proposals to transform cities and renegotiate rights (as happens, for instance, in Latin America). It rather serves as a slogan to build a unifying counter-hegemonic discourse (see García Chueca and Allegretti Reference García Chueca and Allegretti2014: 104–115).
To sum up: the concept of ‘human rights in the city’ gave birth in Europe to a movement of local government committed to localising human rights, but the right to the city remained a peripheral paradigm in Western societies.
The right to the city in the global South
In contrast to Europe, the cradle of the right to the city, in Latin America the concept became a powerful political flag and legal tool promoted by urban social movements since the 1980s. The country where the right to the city first landed was Brazil. After a military dictatorship of more than two decades (1964–1985), Brazilian civil society actively engaged in the democratisation of the country and demanded, among other claims, a deep urban reform. Cities were growing very fast, notably since 1950, with no capacity to absorb new urban dwellers in terms of housing and basic infrastructure (sewage, electricity, transportation, access to water and so on). As a consequence, informal settlements (the favelas) started to grow quickly after 1970.
In 1987, the National Forum for Urban Reform (Fórum Nacional da Reforma Urbana – FNRU) was founded as the result of the strategic alliance of a wide range of civil society groups: diverse urban social movements (claiming for the right to housing, health or transportation), urban practitioners (architects, lawyers, urban planners, social workers or engineers), trade unions, universities and research centres, NGOs or even community-based groups linked to the Theology of Liberation (Maricato Reference Maricato, Carvalho and Rossbach2010: 16). In a first stage of political struggle, the Forum voiced its concerns using the term of ‘urban reform’, but it moved later to the ‘right to the city’ concept. As a consequence of the work and social mobilisation of this platform, Brazil introduced several legal and institutional measures which constitute milestones in the right to the city implementation. First, the new democratic Federal Constitution, enacted in 1988, acknowledged the social function of property (art. 5.23), that is to say, the limitation by the State of individual property rights in order to satisfy public interest. Second, the government passed a federal law in 2001, the so-called City Statute,Footnote 11 which translates the social function of land and property into urban planning policies through different types of mechanisms (strategic planning, taxation or participatory city management). Third, a specific Ministry was created in 2003 to deal with the urban question, the Ministry of Cities (Ministério das Cidades). And finally, a nation-wide participatory mechanism was set up in 2006 to ensure the involvement of citizens in the conception and follow up of urban policies: the Council of Cities (Conselho das Cidades).
Another early case in Latin America is Colombia, where the Constitution passed in 1991 acknowledges, like the Brazilian Constitution, the social function of private property (art. 58). The Law 388/1997 on land-use planning develops this constitutional provision, together with some other dimensions related to the right to the city, namely the right to housing, access to public services, defence of public spaces and environmental protection (Correa Montoya Reference Correa Montoya2010: 50–68).
In parallel to the development of the Brazilian and Colombian experience, the debate on the right to the city gained momentum in the region as a whole and in the global scene, particularly on the occasion of two United Nations conferences: the Earth Summit (Rio de Janeiro, 1992) and Habitat II (Istanbul, 1996). In the preparatory processes of both events, the Brazilian National Forum for Urban Reform engaged in a dialogue about the topic with other civil society stakeholders working on urban issues inside and outside Brazil (human rights activists, environmentalists, NGOs, other popular movements, local authorities, national governments and international organisations) (Saule Júnior Reference Saule Júnior and Cymbalista2008: 45). Besides, as the Forum was a member of a global civil society platform, Habitat International Coalition (HIC), the debate on the right to the city also moved to the heart of this transnational platform (Sugranyes and Mathivet Reference Sugranyes, Mathivet, Sugranyes and Mathivet2010: 13–20).
After the Earth Summit and Habitat II, the global process that boosted the ‘internationalisation of the right to the city’ was the emergence of the anti-globalisation movement, which crystallised in the organisation of World Social Forums (WSF) held since 2001. The first one took place in Brazil, in the city of Porto Alegre and this made it easy for the right to the city agenda to be introduced. As a result, the World Charter for the Right to the City was drafted over several WSFs and in additional international workshops organised by HIC. The charter, conceived as an open document, was reviewed for the last time in 2005. Further work on its contents will take place during the preparatory process for Habitat III, a new UN Summit set for 2016. This document contains a detailed definition of the right to the city, understood as a collective right implying the ‘egalitarian usufruct of the city within the principles of sustainability, democracy, equity and social justice’ (art. 1.2). In other words, it conceives the right to the city as the equitable redistribution of goods, resources and opportunities (in terms of employment, land, housing, health, education, political participation, symbolic resources and so on), so that all urban dwellers can have access to a decent life. According to the document, this entails: (i) full exercise of citizenship, that is, the exercise of human rights ensuring the collective well-being of urban dwellers and the social production of habitat; (ii) democratic management of the city through citizen participation processes in planning and policy-making; (iii) the social function of property and of the city, meaning the prevalence of commons over private property (Mathivet Reference Mathivet, Sugranyes and Mathivet2010: 24).
From the point of view of the alter-globalisation movement, the right to the city is a broad concept embracing other internationally recognised human rights (civil, political, economic, social and cultural rights), but with a strong emphasis in their indivisibility and interdependence. However, it is not a mere juxtaposition of these ‘classic’ human rights, but rather an ‘emergent human right’ that goes beyond traditional legal boundaries, both in terms of rights holders and duty bearers. From the perspective of rights holders, it is conceived as a collective right to which all urban dwellers (permanent or in transit) are entitled, regardless of their nationality or any other consideration. The classic understanding of human rights is more individually based. From the perspective of duty bearers, States are no longer exclusively responsible for respecting, protecting and fulfilling this new right: it also calls for local authorities to implement it. In this regard, both States and municipalities will have to take all necessary steps, to the maximum of their available resources, in order to comply with the obligation to progressively fulfil economic, social and cultural rights embodied in the right to the city (art. 1.6). Cities will also have to pass all necessary regulations (legislative or otherwise) so that civil and political rights are rendered effective (art. 17).
This narrative had an important impact in some Latin American countries, other than Brazil and Colombia. From a strictly constitutional point of view, the first explicit acknowledgment of the right to the city took place in Ecuador in the 2008. The new Constitution devotes its article 31 to the right to the city (in Brazil and Colombia the Constitution just recognises the social function of property):
Persons have the right to fully enjoy the city and its public spaces, on the basis of principles of sustainability, social justice, respect for different urban cultures and a balance between the urban and rural sectors. Exercising the right to the city is based on the democratic management of the city, with respect to the social and environmental function of property and the city and with the full exercise of citizenship (Article 31, Constitution of Ecuador 2008).Footnote 12
A year later, the right to the city was included in Ecuador's National Development Plan (2009–2013), followed by the appointment of an Under Secretary of Housing and Human Settlements in 2011 aimed at operationalising the right to the city, among others. The following National Development Plan (2013–2017) refers more overtly to several elements related to the right to the city, such as land planning, environmental sustainability, risk management, democratic management of cities, access to public space, living together and citizen security. However, in spite of these legislative and institutional developments, only one dimension of the right to the city seems to have been the target of more effective political measures: the right to housing and particularly the problems of overcrowded dwellings, housing and services shortage. Unfortunately, the other dimensions of the right to the city have not been operationalised yet in Ecuador (Pinto Valencia Reference Pinto Valencia2013).
And last but not least, the most recent step forward took place in Mexico at the initiative of local urban social movements and civil society. As described by Sánchez Rodríguez in this volume, Mexico City (Federal District) became the first municipality to adopt a charter on the right to the city in 2011, the so-called Mexico City Charter for the Right to the City. The text proposes a series of public policy measures to be carried out by various actors: the central local government, sub-district governments, the Legislative Assembly, the Superior Tribunal of Mexico City, public autonomous organisations, educational entities, social movements, civil society organisations, the private sector and citizens in general. These measures and commitments are related to six strategic foundations, which remind the content of the World Charter for the Right to the City, but go beyond it: full exercise of human rights in the city; social function of the city, of land and of property; democratic management of the city; democratic production of the city; sustainable and responsible management of urban and peri-urban commons (natural, public heritage and energy resources); and democratic and equitable enjoyment of the city.
Outside Latin America, the most renowned case where the right to the city has been used is South Africa. In this country, the apartheid regime was at the origin of the racialisation of cities, resulting in numerous urban protests since 2004, mainly organised from shanty settlements. In this context, the movement Abahlali baseMjondolo (ABM) was created in 2005 in the city of Durban to fight for better living conditions for the urban poor. The movement explicitly used the flag of right to the city in their protests. The interaction of the ABM with the state has fluctuated between police repression, ‘cautious but productive engagement’ and back to repression (Pithouse Reference Pithouse, Sugranyes and Mathivet2010: 136).
Unfortunately, the South African movement found it more difficult to influence the political agenda due to a context of political repression. But the Latin American experience was more successful and managed somehow to redefine citizenship. The introduction in the constitutional and legal framework of principles and rights based on a paradigm privileging the community over the market is a step forward in terms of renegotiating rights, particularly from the perspective of expanding citizenship as these changes have been the result of the mobilisation of marginalised groups. However, despite this major achievement, one cannot deny that the expansion of citizenship does not only depend on the existence of such legal developments. They are indeed an improvement, but the challenge is how the new policy framework will de facto be materialised and how civil society and urban social movements will keep pushing for it.
Not just a play on words: political implications of both approaches
As we have seen, the most popular concept both in Europe and in what we could call ‘developed countries’ (Canada or South Korea) is that of ‘human rights in the city’. This narrative contributed to acknowledging the role of local government in human rights implementation, traditionally attributed to central government. This shift can potentially result in a better realisation of economic, social and cultural rights, especially regarding the provision of municipal public services. Likewise, it can enhance the materialisation of political rights through participatory democracy.
This narrative also innovates the human rights discourse by adding the so-called ‘proximity-based rights’ to the classic human rights understanding. This new set of rights is related to urban issues and local governance, such as public transportation, sustainable and healthy urbanisation, international municipal cooperation, local administration of justice, local accountability and citizen participation, among others.
Notwithstanding these important contributions to the human rights discourse, two main elements have to be noted. First, the ‘human rights in the city’ narrative generally sticks to the hegemonic understanding of human rights in the sense that it gives pre-eminence to an individual conception of rights and to the idea that institutions (in this case, local administrations) grant rights to individuals. Despite the importance given to citizen participation in local governance, here the role of citizens is basically related to the conception, implementation and monitoring of local policies aiming at realising already recognised human rights, rather than redefining them. In other words, the leading role belongs to local administrations, while society has a complementary – though necessary – role. Such top-down processes rarely give room to the valorisation of other type of knowledges based on the life experiences of marginalised groups and thus are less permeable to ‘insurgent citizenshipʼ practices. Second, this narrative has generally fallen into programmatic declarations rather than into long-lasting policy-making dynamics, even in cities which have explicitly endorsed a municipal human rights charter, as the example of the Province of Barcelona shows.
In contrast to this trend, the ‘right to the city’ narrative has been spearheaded by civil society and social movements in the Global South. These stakeholders conceive the right to the city as a complex right containing two dimensions: first, the acknowledgement of classic human rights (civil, political, economic, social and cultural) conceived as strongly interdependent and indivisible; and second, a claim for the social function of the city and its democratic management. This second dimension entails confronting the current urban development model which very often results in the commodification of urban land, the privatisation of public spaces, gentrification processes and an urban planning model favouring economic interests. In opposition to this, the second dimension of the right to the city gives voice to those groups of people which have been marginalised by the hegemonic model of urban development and evidences the collision of interests existing in cities between ruling elites and subaltern groups. The latter are usually invisible to classic human rights, which do not take into account the spatial dimension of urban problems, affecting today most of half of the world population today. In contrast, the right to the city provides an urban-based approach to human rights by advocating for public spaces, proximity-based municipal services, mixed districts, decentralised opportunities for decent jobs, spaces that stimulate sociability and cultural expressions, or the valorisation of the multiple identities coexisting in the urban milieu, among others.
In short, from the right to the city viewpoint, the city is a battlefield rather than a mere delimited territory where human rights will be easily realised, as it might underlie in the ‘human rights in the city’ discourse. In this regard, it is a tool with significant political potential, as the Latin American cases show. In this region, bottom-up struggles used the right to the city as a political flag and managed to influence institutional politics by expanding the existing social contract through a new constitutional and legal framework. Of course, the challenge is ensuring the translation of this new framework into effective policies. The renegotiation of rights is not a process that ends when the law acknowledges a specific struggle. It continues after that through constant social vigilance. Still, when the experience of urban dwellers living at the margins of the city and invisible to the system is partly recognised, another epistemic paradigm, the ‘epistemologies of the South’, gains ground.
Introduction
Slowly the crowd snakes its way along Corporation Street in central Manchester. Around 200 people walk in a long, slightly unruly line, carrying banners, placards and a few pairs of drums. In the midst of this procession I walk slowly, following a mother with a young child in a pushchair and alongside a middle-aged couple together holding a sign that reads ‘Dignity not Destitution’ in thick black letters. The crowd comprises a mix of ages, ethnicities and immigration statuses, activists, volunteers, congregations, asylum seekers, refugees, students. The procession is led by a man with a megaphone who shouts as we walk. ‘Dignity not destitution, human rights not persecution’, he proclaims and anticipates our mass repetition of this phrase. ‘A right to life and a right to rights’, he shouts to the rhythm of a drum. ‘We are all human beings’, he asserts, placing emphasis on the word ‘all’ and encouraging the crowd to respond with greater volume as we walk. As the procession makes its way towards the town hall, we pass the end of Market Street, and shoppers walking between outlets on a Saturday lunchtime pause to see where the sound is coming from. I see a few bewildered faces as we walk past. As the shoppers return to their task we walk on, carving a noisy path through the congestion of an urban Saturday.
The account provided above describes my involvement with a national ‘day of action’ in support of asylum seekers across the United Kingdom that took place in June 2013. This day of action saw speeches, music, food, poetry and marches through the centre of a number of British cities, including Manchester. The ‘day of action’ called on local authorities to publically oppose government policy on asylum support and was focused on the rights of asylum seekers made destitute by government policy. In this chapter, I want to ask how we might account for and understand this use of human rights through the city. In doing so, I argue that campaigns and events such as this fall between the formal notion of the human rights city and the radical challenges posed through a ‘right to the city’ agenda (see also García Chueca and Sánchez Rodríguez in this volume). Rather, they call for a broader theorisation of the value of the city to human rights claims and social justice, an account of the urbanisation of human rights. It is to the task of sketching such an account that I direct this chapter.
As with many other national contexts, within the UK human rights are often discussed and framed as foreign or distant concerns, liberties to be protected and promoted ‘abroad’ rather than ‘at home’ (Nash Reference Nash2012). This presumption of human rights within the United Kingdom is simultaneously challenged through a national rhetoric on the centre right of British politics which associates human rights with European interventionism, political correctness and the gradual waning of state sovereignty (Brown Reference Brown2004). Domestic human rights are therefore neither particularly popular, nor particularly well supported within British political life (Webber Reference Webber2012). Despite a number of high profile exceptions (see Graham et al. in this volume), in the UK human rights are often cast as an assumed legal norm which does not warrant further discussion, or as a dangerous and prohibitive limit on the rights of governments to deport ‘aliens’ and manage and control populations (see Darling Reference Darling2014; Huysmans and Buonfino Reference Huysmans and Buonfino2008). Despite this, however, many social movements and organisations still draw explicitly on a language of human rights in making claims to the British state. One key area of such claims making is that of citizenship and the rights of non-citizens. In this chapter, through the work of the ‘Dignity not Destitution’ campaign, I shall illustrate some of the challenges that are posed by utilising such a language in a context that can appear indifferent, if not at times hostile, to human rights.
Despite the suspicion of human rights discourses that at times marks the UK context, Nash (Reference Nash2009: 1081) argues that ‘human rights are being used by organisations to frame and contest inequalities in the treatment of citizens and non-citizens’. From rights to shelter and support, through to voting rights and political participation, human rights have been utilised as means of highlighting and contesting the problematic nature of distinctions between the citizen and the non-citizen in a range of international contexts (Benhabib Reference Benhabib2004; Chimienti and Solomos Reference Chimienti and Solomos2011; Morris Reference Morris2012; Schuster and Solomos Reference Schuster and Solomos2002; Shafir and Brysk Reference Shafir and Brysk2006). However, as Nash (Reference Nash2009) concludes, such human rights advocacy has not yet produced any form of universal citizenship modelled around human rights principles. Rather, its impact might instead be seen as making the ‘distinction between citizens and non-citizens’ more complex through the multiplication of citizen and non-citizen statuses, gradations and conditional rights (Morris Reference Morris2009, Reference Morris2010; Nash Reference Nash2009; Zetter Reference Zetter2007). The impact of a turn to human rights as a political and legal framing through which to question dominant regimes of citizenship, is for Nash (Reference Nash2012: 808) one of producing a ‘patchwork of legal victories, compromises, temporary solutions, and political trade-offs’, as law becomes both ‘a resource and a constraint’ for social movements and campaigns (Cook Reference Cook2011: 565; see also Morris Reference Morris2010).
Whilst I agree with Nash's evocation of a patchwork of political and legal contingencies and compromises marking the terrain on which claims to and for citizenship are fought, I want to suggest that we must also be mindful of the locations through which frames of human rights move. Focusing on the city enables us to see how contentious claims to rights are mobilised through particular sites to shape social change. The relation between the city as a site of connections, and human rights principles as a common language of claims-making, illustrates the potential that urban articulations of human rights may have to shape policy discussions and legal practice.
In making this case, the chapter develops as follows. I begin by outlining the nature of discussions over human rights cities, whilst referring back to the concept of the right to the city (see also Frate and García Chueca in this volume). To consider these ideas in practice, I return to the ‘Dignity not Destitution’ campaign as a means to show how a language of human rights was mobilised in working with destitute asylum seekers. From looking at this campaign, I suggest that the value of the city as a location for human rights may be in its ability to fuse together conditions of proximate diversity and relational connections, such that an interaction between human rights inspired claims and urban forms of solidarity can be forged. The value of human rights in this context is in mobilising a language and a vision bigger than the urban scale, a means to draw in and mobilise different interest groups behind pluralist projects of social justice (see Connolly Reference Connolly2005). To fully encompass such potential, I conclude by arguing that the notion of a ‘human rights city’ needs to be situated within a broader account of the urbanisation of human rights. I begin with considering how a concern with human rights may be situated alongside discussions of the right to the city.
Human rights cities and the right to the city
Cities have long been seen as key sites of political dissent, argument and contestation. Indeed as Uitermark, Nicholls and Loopmans (Reference Uitermark, Nicholls and Loopmans2012: 2546) assert, cities might even be thought of as ‘constitutive of social movements’, as their defining features of ‘density, size, and diversity’ provide ‘the basic elements for contention to develop’. Yet it is only recently that such contention has been explicitly linked to a human rights agenda. Whilst human rights activism has a long history, a focus upon specifically urban modes of authority is relatively new, reflecting a series of shifts in the territorialisation of authority and governance (see Oomen in this volume; Sassen Reference Sassen2006). As nation-states are increasingly challenged as singular sites of political power and legislative governance, cities are argued to offer alternative means of global governance, coordination and networking (Barber Reference Barber2013; Magnusson Reference Magnusson2012). It is within this context, that Oomen (in this volume) argues that local and municipal authorities are becoming key actors in human rights implementation, as they provide means to coordinate and connect urban policies, audiences and authorities in the pursuit of human rights agendas.
In such discussions, human rights cities are taken to represent cities which seek to ‘explicitly base their urban policies on international human rights’ (Oomen in this volume), and in doing so utilise human rights frameworks, approaches and legislation in order to achieve particular goals, through ‘connecting the local to the global’ as Grigolo (Reference Grigolo2010: 896) puts it. The importance of the city in this connection is precisely in its ability to ground human rights in specific contexts, to offer a proximity to those individuals and groups who are most affected by the violation of human rights principles and laws (Grigolo Reference Grigolo2011b). At the same time, as Oomen (in this volume) asserts, such a localisation may serve to counter the ‘critiques of imperialism’ often aimed at the language of human rights through reflecting the challenges of bringing human rights ‘in line with local practices, cultures and beliefs’.
The rising prominence of human rights cities in Europe and North America, might therefore be seen to coincide, in part, with an increased focus on the transnational networking of cities as political actors and as cultural and economic brands above and beyond the boundaries of the nation-state (see Oomen in this volume; Sassen Reference Sassen2006). At same time, cities are argued to have become central to the ‘roll out’ of neoliberal forms of governance, marketisation and entrepreneurialism, such that services and responsibilities formerly held by the state are increasingly ‘devolved’ to urban centres (Brenner and Theodore Reference Brenner and Theodore2002; Fuller and Geddes Reference Fuller and Geddes2008; Harvey Reference Harvey1989). Whilst the effects of such state re-structuring are complex and multiple (see Brenner Reference Brenner2004), it is worth noting two of these emergent conditions. Firstly, following the ‘hollowing out’ of many state welfare services, the transfer of responsibility for social reproduction and survival to the level of the individual has produced an increasingly uneven geography of access to welfare, infrastructure and education (Cloke, May and Johnsen Reference Cloke, May and Johnsen2010; Whiteford Reference Whiteford2010). As a result, cities have been argued to represent fragmented landscapes of provision and privilege, where the inequalities of neoliberal governance are seen to deny access to public space and public infrastructure on the basis of wealth and normative assumptions of social ‘worth’ (Graham and Marvin Reference Graham and Marvin2001; MacLeod Reference MacLeod2002; MacLeod and Ward Reference MacLeod2002). Secondly, in response to the variegated exclusions of neoliberal urbanism, new modes of ‘insurgent’ urban citizenship have been articulated by social movements that contest the inequality and dispossession of the neoliberal city (Holston Reference Holston2009; Uitermark and Nicholls Reference Uitermark and Nicholls2014). In part, it is these diverse struggles against urban exclusion that have popularised a return to Lefebvre's evocative discussion of ‘the right to the city’ as a critical orientation point for urban social movements (Lefebvre Reference Lefebvre1996; Mayer Reference Mayer2009). Importantly though, it is within this context of state restructuring and the growing prominence of the city as a central actor in formulating and implementing social policies, that the emergence of human rights cities is situated. Indeed, as Oomen (in this volume) argues, a central argument behind such moves has been one of the need to explore the ‘potential of cities to deliver where nation states have failed’ on rights, social justice and equality.
With such potential in mind, I want to consider how the concept of the human rights city may be positioned in relation to urban social movements framed around Lefebvre's (Reference Lefebvre1996) notion of the right to the city. For some, the right to the city stands for a form of participatory and consultative governance, whereby urban inhabitants have the right to politically engage in shaping the city through processes of claims-making, discussion and ‘active’ participatory citizenship (see Plyushteva Reference Plyushteva2009; Purcell Reference Purcell2006). In linking this philosophical orientation to the emergence of human rights cities, Oomen (in this volume) argues that whilst the employment of human rights as a means to bring about social change is an essential component of the human rights city, so too is the process of mobilising and enrolling diverse urban stakeholders in the project of social change. A concern with the participation of inhabitants within a city, of engaging and enrolling those present as a means of working towards a socially just city, is therefore key in explaining how and why the language and practice of human rights has greater resonance in some cities than others.
A second connection between these bodies of work, arises in the employment of a language of rights to connect diverse struggles. As Attoh (Reference Attoh2011) suggests, the right to the city is often discussed in vague terms, with some arguing that it is this conceptual openness that enables the term to resonate with different political agendas (Mitchell and Heynan Reference Mitchell and Heynen2009). Similarly, Oomen and Baumgärtel (Reference Oomen2014: 726) argue that in practice, ‘[r]eference to human rights can form a common language, rallying different people, activities and interests and strengthening social cohesion within the city’. In this context, a language of human rights may serve to articulate common causes and highlight the political tensions between enacting rights within the city and claiming rights at the level of the nation-state. Here the ‘indeterminacy’ and ‘unfixity’ in ‘both the content and boundary of rights’ that Morris (Reference Morris2012: 43) and Soysal (Reference Soysal2012) relate to the contested actualisation of universal human rights, suggests that human rights may act as sites of struggle which possess the ‘ability to re-imagine social boundaries’ (Morris Reference Morris2012: 44). However, the complexity of such a response is highlighted by Grigolo's (Reference Grigolo2010: 908–909) reminder that urban authorities are rarely actors with ‘a unified human rights agenda’. In reality, different interests within any city ‘may have different and sometimes conflicting ideological orientations, knowledge and commitments in relation to human rights’ (Ibid.: 909; Oomen in this volume). This means that we should be wary of too easily romanticising or uncritically celebrating the city as a site for social justice (see Purcell Reference Purcell2006), just as we should be wary of uncritically assuming that rights represent progressive or egalitarian values detached from state authority and influence (see Morris Reference Morris2009, Reference Morris2010).
There is also a need for caution in too readily appropriating Lefebvre's (Reference Lefebvre1996) call for the right to the city as an orientation point for human rights in any conventional sense (see García Chueca in this volume). Indeed, a number of writers have argued that in doing so the radical agenda to which Lefebvre attached such a right has been mislaid (see for example, Mayer Reference Mayer2009; Purcell Reference Purcell2003; Sánchez Rodríguez in this volume). Purcell (Reference Purcell2003), for example, argues that the right to the city can only ever be enacted through a radical reworking of economic, social and political relations, such that cities and their inhabitants take responsibility for the impacts and implications of their decision-making. This radical strand is less clearly present in a concern with human rights cities and this might be accounted for in considering how the right to the city engages with notions of citizenship. Here Isin (2001: 14–15, cited in Dikeç and Gilbert Reference Dikeç and Gilbert2002: 70), argues that ‘Lefebvre saw the rights to the city as an expression of urban citizenship, understood not as a membership in a polity – let alone the nation-state – but as a practice of articulating, claiming and renewing group rights in and through the appropriation and creation of spaces in the city’, whilst Lefebvre (Reference Lefebvre2014: 205) himself proposed that the ‘right to the city implies nothing less than a revolutionary concept of citizenship’. If the right to the city confers a form of revolutionary and radical citizenship, one not tied to membership to a polity but to the practice of shaping urban space, then we might ask if such a right resonates with the practice of human rights at the urban level?
Initially, it would seem that there is scope for a degree of convergence. For example, Harvey (Reference Harvey2008: 23) writes that the right to the city may mean a ‘right to change ourselves by changing the city…The freedom to make and remake our cities and ourselves is…one of the most precious yet most neglected of our human rights’. Yet at the same time, it is the nature of this change that undermines such a straightforward connection. Lefebvre's right to the city is not a right to be inserted into the city, but rather it is a right to change that comes from within the city, from within its inhabitants and the connections they forge in the process of making and remaking urban space. Dikeç and Gilbert (Reference Dikeç and Gilbert2002: 71) thus argue that for Lefebvre rights were ‘at once ethical and political projects. They were not rights to be distributed from above, but rather, rights to be defined and redefined through political struggle and social relations’. The right to the city as a mode of citizenship is thus essentially about practice, about enacting rights as part of a political project of transforming the city. Such a transformative aspect may be lost when such a right is institutionalised and codified too rigidly as ‘institutionalised sets of rights boil down to claims for inclusion in the current system as it exists’ they do not ‘aim at transforming the existing system – and in that process ourselves’ (Mayer Reference Mayer2009: 369). It is this transformative drive which places the relation between the right to the city and human rights in question, asking as it does how readily a concern with human rights aims to transform the city beyond including excluded groups within it.
It is here that a further critical question for discussions of human rights cities arises, that of the extent to which they may be seen to embody a condition of ‘moral urbanism’ (Darling Reference Darling2013). Tied to the increasingly entrepreneurial nature of urban governance and the comparative politics of global urban league tables and metrics (see McCann Reference McCann2004), ‘moral urbanism’ denotes attempts to position a city as representing a set of moral values or virtues without necessarily embedding those values in policy or practice. Moral urbanism might thus represent a potential motivating factor behind becoming a human rights city. For, as Oomen (in this volume) asserts, in a context of urban entrepreneurialism reference to rights may open ‘avenues towards international networks, sources of funding and expertise’ and may enhance city-marketing through articulating ‘cosmopolitan’ urban identities. Thus whilst cities make a conscious decision to frame their concerns with reference to rights, the language of right is often ‘sold’ as ‘a clever obligation’ that brings with it certain opportunities for reputational, social and economic capital (see Accardo, Grimheden and Starl Reference Accardo, Grimheden, Starl, Benedek, Benoît-Rohmer, Karl and Nowak2012). At the same time, however, the reputational politics of comparison that a concern with moral urbanism articulates might also be effective in working towards the progressive implementation of human rights norms and forms of social justice. Thus where put into practice, the enforcement of human rights through the city may force comparison and replication between cities in a more positive sense (see Davis in this volume), as cities compete over not merely the language of rights, but their practical implementation too.
Examining the possible connections and fault lines between the practice of urban human rights and theories of the right to the city thus illustrates the conceptual challenges of accounting for human rights in an urban context. Practically, however, I argue that both of these approaches, whilst valuable, may serve to overlook the relationships between human rights and cities being produced in campaigns that fall someway below the formal codification of the human rights city and someway short of the radical transformation envisaged by Lefebvre's (Reference Lefebvre2014: 205) ‘revolutionary concept of citizenship’. To valorise these relations that fall between radical theory and legal practice, I want to examine the ‘Dignity not Destitution’ campaign and consider how this campaign developed an interplay between a language of human rights and the conditions of the city as a political actor.
‘Dignity Not Destitution’
The ‘Dignity Not Destitution’ campaign seeks to challenge existing government policy on the support of asylum seekers within the United Kingdom (Bloch and Schuster Reference Bloch and Schuster2002; Squire Reference Squire2009). It emerges from a context of increasingly repressive and restrictive public policy on asylum in the United Kingdom (Bloch and Schuster Reference Bloch and Schuster2005; Darling Reference Darling2009). Since the 1999 Immigration and Asylum Act, asylum seekers in the United Kingdom have been dispersed to accommodations across the country on a ‘no choice’ basis whilst awaiting decisions on their claims for refugee status. This policy has meant that a large number of towns and cities have been faced with accommodating small but visible populations of asylum seekers in an effort to reduce a perceived ‘burden’ on London (Robinson, Andersson and Musterd Reference Robinson, Andersson and Musterd2003). Alongside the imposed accommodation of the dispersal system, asylum seekers have, since 2004, been denied the right to work whilst awaiting status and are provided with a weekly cash support capped significantly below other forms of social welfare. The ‘Dignity not Destitution’ campaign calls on the government to change the policy of withdrawing asylum support after decisions on status have been taken, regardless of whether or not an individual can be returned to their country of origin. As some countries do not have deportation agreements with the UK, and therefore refuse to accept returnees, this places refused asylum seekers from these countries in a legal limbo between the official refusal of status in the United Kingdom and an inability to return to the country they have fled. In such cases, refused asylum seekers are forced to rely upon charities and friends for survival. Associated with such exclusion have been claims, most notably by The Joint Committee on Human Rights in 2007, that successive governments have used destitution as a tool to encourage voluntary returns by refused asylum seekers (see Amnesty International 2006; JCHR 2007). Destitution is thus argued to be less an accidental or procedural gap within the asylum system and more an intentional and insecure position imposed on those no longer wanted by the state (Cunningham and Cunningham Reference Cunningham and Cunningham2007; Darling Reference Darling2009).
In opposing the use of destitution in this way, the ‘Dignity not Destitution’ campaign mobilises human rights norms to argue that asylum seekers who would otherwise be destitute should be provided with sufficient support so that they can meet their essential living needs and be given permission to work if their case hasn't been resolved within six months. Traditional political structures of lobbying, awareness raising and social media have been utilised to communicate a message that destitution is a state-sanctioned violation of human rights. Yet, what is interesting about this campaign is the manner in which it has articulated such a message through dispersal cities.
The campaign was started in 2009 in Bristol and Glasgow by a mixture of asylum advocates, support groups and asylum seekers, who together attempted to gain local political support for the opposition of government policy on destitution. Following this example, the model of focusing on urban authorities was transferred to a series of other dispersal locations as local activists, social movements and support networks became aware of the ‘Dignity not Destitution’ campaign and sought to support it in their cities. Part of the significance of this localisation is that the very system of asylum dispersal in the United Kingdom may create the conditions through which human rights claims might be made through cities. Oomen (in this volume) links the rise of human rights concerns within cities to practices of decentralisation through which social services and support are increasingly the responsibility of urban authorities, alongside an increase in the diversity of demands placed on cities. With the dispersal of asylum seekers across the United Kingdom, the diversity of those demands in different cities has increased. Dispersal has impacted cities with a relatively long history of multiculturalism, migration and diversity, such as Birmingham and Liverpool, and those cities with much less experience of negotiating the demands of diversity, such as Middlesbrough and Newcastle. In each of these cases the arrival of dispersed asylum seekers has produced both demands on the local authority, for employment and accommodation services, and on local communities and charities, for social support, friendship and conviviality. It is within this context that a concern with human rights may emerge, as both cities and their citizens become aware of the demands that dispersal poses and the exclusions that asylum policy produces. If, as Uitermark, Nicholls and Loopmans (Reference Uitermark, Nicholls and Loopmans2012) argue, cities provide the incubators for contention, then it is worth considering whether dispersal itself acts to plant the seeds of such contention.
With contention in mind, the ‘Dignity not Destitution’ campaign focused on encouraging urban authorities to take an explicit stance in opposition to government policy on issues of asylum policy and destitution. The campaign itself drew together an array of different actors, from a series of supporting advocacy organisations such as Amnesty International and Regional Asylum Activism, to churches, charities, trade unions and dispersed asylum seekers and refugees. The campaign not only evoked human rights claims for equality and justice via demands for basic living needs, but addressed these demands to national government through the city as a conduit for advancing a human rights agenda. Through public demonstrations, lobbying of councillors, public petitions, and encouraging the public to send postcards to their elected representatives demanding ‘Dignity not Destitution’ for asylum seekers, the campaign in Manchester and elsewhere was intended as a means to encourage urban authorities to pass motions of opposition to government policy. In making this case, the supporting organisation Regional Asylum Activism argues that:
We believe that everyone who claims asylum in the UK has the right to live in dignity, not destitution. We believe that the national government's policy of forcing people seeking protection from persecution into destitution is inhumane and ineffective. We believe that destitution in our local towns and cities has a negative effect on local communities…Local councils are already doing a lot to help people seeking safety to settle and integrate, and are also unfairly forced to carry the burden of care for vulnerable people who have been let down by the Home Office. That's why we want local councils to join the call for change (Regional Asylum Activism 2014).
The ‘Dignity not Destitution’ campaign thus aimed at localising a concern with the rights of destitute asylum seekers to the level of individual dispersal cities. Part of the argument being put to local authorities was centred around the practicalities of resource allocation, suggesting that the ‘burden of providing support’ for the destitute falls on local authorities who have ‘little control over the asylum decision making process’ (Ibid.). In calling for local authorities to publically back the right to asylum support, the campaign argued that destitution was ‘a crisis that Central Government should resolve, rather than leaving it to local authorities and communities to respond’ (Ibid.).
Yet, the work of this campaign was not solely focused on lobbying local authorities directly. Rather, as my opening account of the Manchester march suggests, significant effort was employed to engage with the wider public and to raise awareness of destitute asylum seekers in dispersal cities. It was here that the language of human rights and universalising concepts such as ‘dignity’, ‘justice’ and ‘equality’ were mobilised in an effort to gain public support for the needs of the destitute. The day of action and its noise and slogans proved one means of doing this, as did the distribution of flyers across the city and the production of postcards explaining the situations of destitute asylum seekers and asking residents to post these to their local Councillor, calling on them to support the campaign. These postcards and flyers sought to foreground the human rights implications of government policy and argued that using destitution as a tool of deterrence was a breach of international human rights principles.
To date, the ‘Dignity not Destitution’ campaign has had a number of successes. Municipal authorities in Bradford, Bristol, Coventry, Glasgow, Kirklees, Leicester, Leeds, Liverpool, Oxford, Sheffield and Swansea have all debated and passed motions to oppose asylum destitution and to call for changes in asylum policy from the Home Office. Manchester joined this list in March 2014 and as a result, the City Council has written to the Home Secretary to call for a far more comprehensive support system for asylum seekers and for the right to work for those in the country for longer than six months. The challenge beyond these local motions of support and opposition is clearly to effect an impact on central government policy. Given the constraints on municipal power within the United Kingdom, and the wholly centralised nature of asylum and immigration policy within Westminster, it is difficult to see how anything like a ‘human rights city’ that directs and embeds human rights issues within local policy can be enacted around asylum. However, the importance of local authorities supporting such a cause should also not be underestimated. Indeed, one of the key aims of this form of political mobilisation was to utilise multiple urban publics in order to push for change in the longer term. Thus as Paul,Footnote 1 an asylum activist from London, argued:
There is a good, and I think quite a strong, case to be made around destitution on humanitarian and economic grounds, but this needs to be made at a local and a national level at the same time. Politicians are worried about public perception and opinion on things like this…but if a number of cities pass similar motions and push councillors to public positions, that can lead to greater attention and in turn it can mean that politicians might start to feel able to be stronger in opposing this stuff…Cities can be really important in making this case and building support, but it takes a lot of time and a lot of argument to get there (Paul, personal communication, 26 August 2013).
In the case of the ‘Dignity not Destitution’ campaign then, cities were viewed as sites in which the meaning of human rights was interpreted, employed and contested in practice. This may thus reflect a wider understanding of the human rights city, as expressed in a number of contributions to this volume (see Frate and Kamuf Ward in this volume). Human rights principles were employed in order to raise awareness of destitution, to pose questions over who has rights within the city and the extent to which those rights are limited, constrained and conditional. If nothing else, in this case, human rights and the call that ‘we are all human beings’, seeks to pose questions over the forms of public policy seen as permissible when applied to asylum seekers, as Regional Asylum Activism illustrate.
Voluntary return is just not an option for many refugees who are from war-torn countries such as Syria, Iran and Eritrea as they would face certain persecution and a real threat to their lives. One young asylum-seeker burst into tears when he saw the message about going home and seeing family and friends again. He has no idea if his family are alive or dead. Using blunt communications to suggest that going home is easy is insensitive and inappropriate and can send the wrong messages to people about whether their claims will be treated objectively and fairly (Regional Asylum Activism 2014).
Human rights in practice and the perils of ‘moral urbanism’
By considering the ‘Dignity not Destitution’ campaign, I would argue that we can see some of the possibilities and the tensions of adopting a human rights approach in the politics of urban asylum. In the case of the ‘Dignity not Destitution’ campaign, human rights ideals were employed as a means of connecting different arguments and audiences. For example, arguments made to elected officials about the economic benefits to be gained from enabling asylum seekers to work were strengthened when placed alongside human rights principles that emphasise an adequate standard of living and the right to work as important social rights. Similarly, arguments made to the public over extremes of exclusion faced by destitute asylum seekers, were advanced through reference to the right to seek refuge, rights to shelter and to essential living needs. Whilst the issue of support for asylum seekers is a notoriously complex one, drawing on a language of human rights and demands for the basics of human life, provided one means of garnering public and political support.
The second point of value arises from a concern with the city as a site of contention and connection. The ‘Dignity not Destitution’ campaign was a campaign focused on opening up the possibility of different conversations over destitution as a result of changing attitudes at an urban level. In a way this reflects the very nature of the asylum debate in the United Kingdom, one often encountered and lived in cities but directed, controlled and ordered by central government. The ‘Dignity not Destitution’ campaign does not make demands on policy at this urban level, beyond calling for change at the national level which may have the impact of enhancing human rights more broadly. Whilst such demands may fall short of the radical reworking of citizenship called for through the right to the city, they may also avoid some of the shortfalls of this mode of critical urban theory. In particular, Uitermark, Nicholls and Loopmans (Reference Uitermark, Nicholls and Loopmans2012) detect a spatial closure within discussions of the right to the city, such that all grievances and injustices are reduced to the urban level and all action must be urban in nature and scale. Purcell (Reference Purcell2006) terms this closure the ‘local trap’ and suggests that work on the right to the city may risk the uncritical prioritisation of ‘the interests of local residents over wider publics’ in a belief that the ‘local urban scale’ is by necessity more democratic (Purcell Reference Purcell2006: 1923). By contrast, Uitermark, Nicholls and Loopmans (Reference Uitermark, Nicholls and Loopmans2012: 2546) suggest that a relational understanding of cities and social movements is required, one that reflects the manner in which ‘movements emanate from cities but also stretch outwards’. It is this outward orientation and direction of the human rights claims made through the ‘Dignity not Destitution’ campaign that highlights how the city is being employed here as a site to articulate demands directed towards effecting policy at a national level. We should recognise however that this is an articulation which is neither reflective of a human rights city in the strictest sense nor a call for the right to the city.
There is a need to be careful not to celebrate too easily this convergence of human rights and the politics of the city. Whilst this campaign has been influential in shifting public attitudes on asylum destitution and in gaining local authority support for policy change, these successes have been both fragmented and limited when compared to the policy-led violations of human rights that enforced destitution denotes in the UK context. Without the ability to fully shape policy, either at an urban or a national level, there is a risk that a campaign such as this becomes emblematic of that ‘moral urbanism’ (Darling Reference Darling2013) discussed previously. Thus whilst local authorities may have passed motions supporting an end to destitution and expressing opposition to government policy, their extremely limited ability to practically support destitute asylum seekers is left unchanged by this move, not least in a context of fiscal austerity and its urban manifestation. In a context in which asylum and immigration legislation and policy is strongly centralised, cities who support the ‘Dignity not Destitution’ campaign may assert their support for destitute asylum seekers without having to necessarily actualise that support in any meaningful way. This is what Davis (in this volume) warns against as a formation of ‘rhetoric without accountability’, evident in a number of US cities which have sought to draw upon human rights frameworks without fully committing to the political and legislative demands of such frameworks (see also Kamuf Ward in this volume). The danger here is that human rights principles and values become values to be supported but only in an abstract manner, they become principles without the capacity for action.
More worryingly, this implies that whilst social movements and contention within cities may employ a language of human rights, this confluence may also be utilised by national governments and others as a means to maintain the status quo. Just as Uitermark, Nicholls and Loopmans (Reference Uitermark, Nicholls and Loopmans2012: 2546) argue that cities are places of contention, they also note that such practices inevitably produce new means of control and ordering as ‘local states and their partners develop strategies and techniques to direct the ebbs and flows of contentiousness constantly bubbling up from the urban grassroots’. In this context, as Morris (Reference Morris2012: 42) argues, rights themselves may act as modes of governance which ‘stratify, discipline and divide’. The ‘civic stratification’ of immigration and asylum rights that delineate opportunities and entitlements according to citizenship status is thus one means through which ‘the differential granting or denial of rights by the state’ reproduces a ‘system of inequality’ in the name of national security and border maintenance (Morris Reference Morris2009: 621). A key challenge for the concept of the human rights city is therefore in maintaining the critical character of a turn to human rights, maintaining a focus on the value of seeking and effecting social change, despite attempts to co-opt such a notion for the purposes of city branding and the reification of particular ‘urban values’ (Darling Reference Darling2013; Osborne and Rose Reference Osborne and Rose1999).
The danger of ‘moral urbanism’ is reflected in those different interpretations of social change and transformation that orientate discussions of the right to the city. For Purcell (Reference Purcell2003) and others who align themselves with a radically insurgent model of the right to the city, the notion of a human rights city would be a largely uninspiring socio-legal concept, an assemblage of interests and values that may do little to radically transform the present. I would suggest that this risks setting the bar of social transformation too high. Rather, as a range of authors have suggested, on issues of citizenship, migrant rights, asylum and race relations, social and political change has more often been produced through combinations of claims-making, performative and disruptive acts, the critical questioning of existing conditions and incremental processes of tying together disparate struggles and agendas (Connolly Reference Connolly2005; Darling Reference Darling2014; Nash Reference Nash2012; Uitermark and Nicholls Reference Uitermark and Nicholls2014). Within such a formation, the connections forged between cities as sites of contention and human rights principles as orientation points for policy, critique and claims-making, may be one means of advancing the rights of asylum seekers. To do so, however, such a human rights agenda must retain two central attributes. The first is a responsibility to those most affected by human rights violations. Grigolo (Reference Grigolo, Hynes, Lamb, Short and Waites2011) argues that this is what a focus on the city enables due to the proximity of the urban to the lives of vulnerable populations, yet the risk of ‘moral urbanism’ is that this link is a one-way relation of authority. To ensure that the socially transformative potential of human rights are maintained, there needs to be recognition that rights are ‘not fruitfully conceived as possessions. Rights are relationships, not things; they are institutionally defined rules specifying what people can do in relation to one another’ (Young Reference Young1990: 25). In this sense, demands for rights must be negotiated on the grounds of communication between groups, individuals and institutions, and cannot be assumed to reflect only pre-existing frames of human rights law.
This leads to the second key attribute, that of maintaining a concern with critique. Whilst social transformation need not be as radical as some proponents of the right to the city agenda imply, human rights can never be accomplished once and for all. If rights are conceived as relationships and practices, then by necessity they are never final or fixed. As such, they demand debate and critique just as government policy on immigration and asylum demand such interrogation. As Frate (in this volume), reminds us, cities themselves have rights as actors on national, and increasingly international, stages. And as the ‘Dignity not Destitution’ campaign implies, cities and municipal authorities can adopt a critical role in relation to government policy, but they must ensure that such a role is not simply an isolated voicing of dissent. Taken together, these two conditions imply that a city can be an engaged critic of policy. This means both being engaged with the claims and questions of those most vulnerable among its inhabitants, and being critical not simply of policies that maintain such vulnerability but also of the limits of human rights principles themselves.
The urbanisation of human rights
In this chapter, I have sought to explore the concept of the human rights city from the perspective of a UK system in which municipal authority and influence is limited. In particular, this is the case around the substantive issue being discussed here, policies on support and accommodation for asylum seekers. Given this context, I have argued that with the dispersal of asylum seekers to a range of UK cities, the conditions for mobilising campaigns around human rights were established and whilst such campaigns have sporadically emerged, these have not yet been translated into the form of localised policy influence and wider opposition that has been associated with the human rights city. This does not, however, mean that the language of human rights has not been employed to orientate and communicate campaigns for asylum seeker justice within British cities. The ‘Dignity not Destitution’ campaign provides one example of how such a connection has been forged in the hope of effecting government policy through incremental processes of critique, awareness raising and garnering public support. Changes within the asylum system and its political manifestation are by no means inevitable, and campaigns such as this may have limited traction in some areas of government, yet without such challenges change is even less likely. Perceptions and policies on asylum, support and entitlements are altered not immediately but incrementally, as critical questions are posed in and through the political opportunities and limits that cities provide (Uitermark and Nicholls Reference Uitermark and Nicholls2014).
We might question, however, to what extent this model of incremental critique reflects the socio-legal conditions of a ‘human rights city’. I think it is clear that in the UK context, none of the cities involved in this campaign are strictly ‘human rights cities’ in the sense described in the introduction to this volume (see Oomen in this volume). They have neither the autonomy, nor perhaps the will, to fully embrace human rights principles and laws as part of their policy agenda, and this is certainly the case in relation to the rights of asylum seekers given the connection between asylum, citizenship and national sovereignty. Yet this should not diminish entirely their willingness to engage with such a campaign and with critical practices when it comes to asylum policy. In cases such as this, I would suggest viewing the category of the human rights city as only one possible articulation of the relationship between urban social movements and human rights principles. The human rights city may be the most developed and most legally embedded form of such a relationship, but it also implies a fixity and closure that is rare in practice as Grigolo (Reference Grigolo, Hynes, Lamb, Short and Waites2011) reminds us. Cities may be working towards such a status, or seeking to enact social justice without the capacity to formalise such claims in policy on specific areas such as asylum. In these cases, human rights principles and legal structures may still be useful tools, means to focus attention and collaboration on goals of social justice, but may not be codified into explicit legal frameworks in finite ways (see Soja Reference Soja2010). Rather, here we might focus on how rights are not simply ‘given’ or bestowed, but are actively ‘made’ from the ‘bottom up’, from campaigns, activists, movements, pragmatic negotiations and Mayoral influence as Kamuf Ward (in this volume) and Neubeck (in this volume) suggest in their studies of the US landscape of human rights ‘at home’ (see also Goodale and Merry Reference Goodale, Goodale and Merry2007; Merry Reference Merry2006c).
One implication of cases such as the one discussed here is to suggest that there is a need to be concerned not only with human rights cities, but also with the broader urbanisation of human rights. Urbanisation in this context refers not simply to a process of city formation and expansion, but rather following Lefebvre's (Reference Lefebvre2003) discussion of ‘planetary urbanism’ to the development and translation of urban ways of life. For Lefebvre, urbanisation marked the increasing reach of urban practices and perceptions into all aspects of everyday life, suggesting an increasingly connected, interrelated and networked experience of social and political life (Madden Reference Madden2012; Merrifield Reference Merrifield2011). For the practice and discussion of human rights, this implies a more fluid and less final application than the territorial fixity and legislative certainty of the human rights city. The urbanisation of human rights implies a concern with how human rights are mobilised as part of urban environments and ways of life even when they are not necessarily fixed and codified in legal practice. Human rights cities are part of this urbanisation process, but only one manifestation of it, alongside those struggles, contentions and movements who mobilise human rights and the opportunities that urbanisation poses for social change. The urbanisation of human rights is therefore as much about the processes of critique and questioning which are produced when human rights principles are enacted through the urban, as it is about the fixing of human rights to a particular end point or policy agenda. For asylum seekers in the United Kingdom, mobilised and active in dispersal cities as part of the ‘Dignity not Destitution’ campaign, the ideal of a city that respects and enshrines their right to support and refuge may seem a distant one. Yet, it is through the urbanisation of human rights, the processes through which rights are claimed, negotiated and critiqued as part of urban life that such an ideal may be kept alive.
Introduction
As we made our way through the narrow alleys that cut across Nima and Maamobi, two adjacent low-income communities in Accra, Ghana, Joe,Footnote 1 a local human rights activist, updated me about some of the recent events in the community. We passed concrete and plywood homes and small shops, while navigating around livestock and the deteriorating open drains that bisect many of the walkways. There are only a few roads in the community that are large enough for vehicles, so residents generally travel by way of the labyrinth of paths that wind through the densely populated neighbourhoods. Nima and Maamobi, although not officially separate municipalities, joined together to become a self-designated human rights city.
In addition to their status as a human rights city, the two neighbourhoods are united by the fact that they are often perceived by outsiders as being distinct from the surrounding city. In contrast to the rest of Accra, which is largely Christian and relatively wealthy, Nima and Maamobi have a large Islamic population and many residents are significantly poorer than other Accra residents. The neighbourhoods of Nima and Maamobi are unplanned and have long carried the reputation of being migrant communities. In 1973, Grindal estimated that 90 per cent of the communities’ population ‘is ethnically non-indigenous, consisting of northern tribesmen and a significantly large proportion of non-Ghanaians from northern Togo and Upper Volta’ (1973: 335). Some residents feel that the ethnic, religious, and economic diversity of the area has led them to be treated by policy makers as non-indigenous and transitory, and therefore less worthy of much-needed development funds.
In this chapter, I argue that the status of the Nima and Maamobi human rights city (as a ‘city within a city’ (White Reference White and Cummings2011: 275)) poses unique challenges for local human rights activists. One of the primary challenges faced by local activists is how to pursue large-scale community development projects using the human rights framework rather than the system of political patronage, which is prevalent in Ghana. Although common across Ghana (Hasty Reference Hasty2005; Lentz Reference Lentz1998; Nugent Reference Nugent1995), strong patronage relationships are particularly prevalent in unplanned communities where residents often find difficulty accessing things like employment, credit, and government officials (Fox Reference Fox2014). Due to the pervasiveness of patronage exchanges in the community, human rights activists often struggle to navigate the political terrain of obtaining funding and meetings with government officials while remaining non-partisan. Because of this, many activists have developed innovative strategies for building relationships with politicians while attempting to remain true to the ideals of the human rights city.
This case study is a valuable contribution to the larger conversations about human rights cities for several reasons. First, it examines how the ideals of the human rights cities model may be successfully adapted to communities that are only part of larger cities. Oomen (in this volume) notes that the human rights city model allows municipalities to create vertical alliances, bypassing states that may not be as eager to embrace human rights ideals. Similarly, Nima and Maamobi have in some ways been able to bypass the city of Accra, a city that has historically neglected the two communities. Second, it considers the additional pressures faced by human rights activists in lower-income countries where resources are in high demand and short supply.
The data in the chapter is drawn from twelve months of ethnographic fieldwork on human rights activism in Accra, Ghana (June-July 2010, July–August 2011, June–November 2013 and March–April 2014). During the course of fieldwork, I attended meetings with community groups and conducted interviews with their members, human rights activists, as well as local and state authorities involved in various community development projects. I accompanied local activists to their meetings with community stakeholders, opinion leaders, and human rights lawyers. I used a mixed-methods approach of participant observation, semi-structured interviews, community surveys, and archival research to study the topics of human rights, community activism, and political identity within two low-income communities in Accra, Ghana's capital city.
Human rights in Nima and Maamobi: a very brief history
In 1902, when Maamobi first appeared on the Gold Coast colonial census, there were thirteen residents, and the area was outside of the city limits of Accra. Nima was first settled in 1931 by a Hausa cattle dealer named Alhaji Amadu Futa (Ainuson Reference Ainuson2009). Although both communities were generally considered suburban pastoral areas at the time, by 1947, the official Accra Town Planning Scheme noted increased population in Nima due to ‘untoward labour immigration’.Footnote 2 Due to the rapid population growth, Nima and Maamobi were already densely populated by the time the city limits were extended, incorporating the two communities into Accra. Because development occurred while the neighbourhoods were outside of the city limits, growth was unregulated. Residents constructed homes, kiosks, and mosques wherever they could find land, many without direct access to roads, water, or electricity (Harvey and Brand Reference Harvey and Brand1974). In 1958, Nima was officially designated as a slum (Ministry of Housing 1958). In the ensuing years, Nima and Maamobi continued to grow, and by 2000, population estimates for Nima alone ranged from 55,830 (Kang et al. Reference Kang, Pescina, Colin, Quashigah and Kumashie2010: 2) to 69,044 (Abdul Aziz Reference Abdul Aziz2012: 11). Living conditions continued to deteriorate and little was done to improve local infrastructure. The neighbourhood also developed a reputation for violent crime, culminating in the highly publicised arrest of a notorious group of local armed robbers in 2005 (Ntewusu Reference Ntewusu2005). Because of the community's poverty and reputation, residents often struggled to attain access to justice and social services.
Motivated by these challenges, in 1997, two University of Ghana law students opened a human rights organisation within the community called the Legal Resources Centre (LRC). The model that they chose to implement was inspired by similar human rights-based legal aid centres around the world. In fact, one of the organisation's founders, Mahama Ayariga, was an intern at the well-known South African Legal Resources Centre, the Ghanaian LRC's namesake. Soon after its inception, the LRC began working with PDHRE, the People's Movement for Human Rights Learning, to establish a human rights city in Nima and Maamobi. This relationship emerged after another of the LRC's founders, Raymond Atuguba, attended Harvard Law School and began collaborations with several faculty members and human rights organisations in the United States, including PDHRE. The interaction between the LRC's founders and human rights organisations in other countries speaks to the way that knowledge moves and is ‘translated’ between the global and the local (Merry Reference Merry2006b). In this case, both the ideals of a human rights city as well as the organisational structure were transposed and adapted to fit the local context.
Between 1999 and 2000 the Legal Resources Centre hosted community leaders’ forums, and in 2001, after thirteen months of planning, the human rights city in Nima-Maamobi was established (PHDRE 2007). The Nima–Maamobi human rights city did not come to fruition through formal government recognition. In contrast to human rights cities such as Rosario (Marks, Modrowski and Lichem Reference Marks, Modrowski and Lichem2008) and Graz (Starl in this volume), there was no formal agreement declaring Nima and Maamobi a human rights city. To say that the city was ‘established’ in 2001 recognises the fact that this was the year in which community leaders (such as chiefs, opinion leaders, and assembly members) officially took on the challenge of meeting the human rights goals that had been developed during the previous planning phase. These goals were ensconced in several documents, including Organisational Strategic Plans developed by various community-based organisations (PDHRE 2007). It is important to note, however, that the commitment to the human rights city as well as its strategic goals was moral, rather than legal, in nature.
In 1997, when the LRC first began its work (and only five years after Ghana transitioned from military rule to a democracy), the country was experiencing tremendous growth in the NGO sector and in the use of human rights discourse (Opoku-Mensah Reference Opoku-Mensah, Opoku-Mensah, Lewis and Tvedt2007). The previous forty years had been turbulent, with many regime changes and fluctuating respect for human rights. Although the country's engagement with human rights has not been consistent, the use of rights language extends back to the years surrounding the country's struggle for independence when Kwame Nkrumah rejected European colonialism as a violation of the ‘fundamental human right’ of self-determination (Nkrumah Reference Nkrumah1958: 46).
The 1992 Constitution of Ghana also reflects the post-Cold War global shift toward human rights discourse, and several of the document's provisions directly reflect portions of the Universal Declaration of Human Rights and the African Charter on Human and People's Rights (Kludze Reference Kludze2008). The fifth chapter of the 1992 Constitution of Ghana outlines the ‘fundamental human rights and freedoms’ of all Ghanaian citizens, and many of the human rights described in international treaties and declarations are incorporated into domestic law by means of this chapter. The Constitution also makes provisions for a special Human Rights Court devoted to adjudicating cases related to this chapter of the Constitution and a non-judicial institution called the Commission on Human Rights and Administrative Justice (CHRAJ) mandated to ‘protect fundamental human rights and to ensure good governance for every person in Ghana’.Footnote 3
Within this formalised human rights context, the LRC began its work in Nima and Maamobi. Although many other human rights cities around the world have used their promotion of human rights as a way to ‘differentiate themselves from others’ (Berends et al. Reference Berends, Hamaker, Hoff, Goossens, Hadtstein and Van Gerven2013: 26), activists in Nima and Maamobi more often discuss human rights as a tool with which they can become more similar to other communities. For example, one lawyer stated that human rights activists in the area ‘are trying to make it so that it is not like you are moving from one town to the other when you move from here (Maamobi) to Airport Residential’Footnote 4 (personal communication, 5 March 2014). Similarly, at a community human rights forum, a local chief stated: ‘Our community, the area is not a great distance from the seat of the President, but it feels very far, like a village, a village where pregnant woman are carried! Where the sick are carried to be able to reach a road’ (personal communication, 5 March 2014). For community activists, a human rights-based approach to lobbying is a tool to address what they see as discrimination and inequality within the larger city limits.
The LRC primarily operates through its connections with several community-based organisationsFootnote 5 in Nima and Maamobi. Several of these groups were created by the LRC as umbrella organisations to unite previously existing small community clubs into larger entities. Others existed as more informal groups that have now grown into very visible advocacy organisations. Staff at the LRC have targeted the members of these clubs for human rights education and capacity building programs with the intention that these clubs will then take on the primary responsibility of mobilising other community residents, an approach referred to by many LRC staff members as ‘training of trainers’. Over the course of the thirteen years that the human rights city has been in place, these community-based organisations have used a human rights-based approach to advocate for, and successfully achieve, enforcement of a law guaranteeing an exemption of health care user fees on the grounds of poverty (Perelman and Young Reference Perelman, Young, White and Perelman2010), improved community-police relations, and even for municipal street lights within the community to be turned back on after months of abeyance. Community-based organisations have also used the human rights approach to lobby for the construction of a concrete drain to replace an existing, and continually deteriorating, drainage ditch that runs for over a mile within the community, a campaign that has been on-going for over eight years. Rather than targeting a specific set of rights, the model of human rights activism encouraged by the LRC in Nima and Maamobi has been focused on a specific set of procedures. For example, in all of the cases mentioned above, the human rights approach to advocacy focused on conducting an assessment of the problem and locating the government official or department responsible for the issue. The approach specifically targets government officials, as they are conduits of the state and therefore seen as the duty bearers of rights fulfilment. Activists would then directly approach these individuals with their claims, grounded in the language of human rights. On occasion, when they struggled to achieve results, demonstrations were planned and the groups took to local media to bring attention to the problem.Footnote 6 Although these examples of advocacy could have taken place regardless of whether Nima and Maamobi were human rights cities, the designation has allowed for a normative continuity in the community that has persisted over time, and activists have continued to draw from this philosophical foundation when mobilising the community around various campaigns.
A ‘city within a city’
In its establishment of a human rights city in Nima and Maamobi, the LRC has embraced many of the ideals of the human rights cities model including the use of a steering committee to determine community priorities and extensive human rights learning programming. At the same time, the Nima and Maamobi human rights city diverges from the established model. PDHRE has established a very specific methodology ‘for the formation of a human rights city’ (Oomen and Baumgärtel Reference Oomen2014: 714). Despite this outlined structure, as the introduction of this volume describes, there is wide variation in the actual form that human rights cities take around the world.
As discussed above, human rights are codified in Ghana in the country's constitution. Despite the formalisation of human rights law, lawyers and activists often struggle to compel enforcement of these laws. In Nima and Maamobi, much of the advocacy has therefore been focused on finding innovative ways to makes claims for human rights. Although the LRC has provided pro bono legal representation for many individuals in a variety of cases, most of the activism for community-wide human rights issues (like access to healthcare and sanitation) has occurred outside of the courtroom in the form of press releases, petitions, and demonstrations. The threat of court action, however, is regularly employed by both community residents and human rights lawyers.
One of the biggest challenges to the fulfilment of rights faced by activists in Nima and Maamobi descends from a factor that differentiates the community from most other human rights cities: the fact that they do not have their own municipal government. Marks, Modrowski, and Lichem (Reference Marks, Modrowski and Lichem2008: 45) state that one of the goals of a human rights city is to allow residents to use their knowledge of human rights ‘to influence laws, policies, resource allocation and relationships in ways that effectively realise political, civil, economic, social, and cultural rights’. Berends et al. concur, stating that cities are ‘appropriate spaces for the local implementation of human rights’ largely because they ‘form legal local authorities’ (2013: 27). Because Nima and Maamobi are not independent cities, they do not have separate laws or budgets. Resource allocation, development plans, and legal reform are all controlled by policy makers at the municipal level, policy makers who may have interests that do not align with the priorities established within the human rights ‘cities’ of Nima and Maamobi. In this way, the communities lack the institutionalisation of rights experienced by other human rights cities, such as Barcelona and Graz (Berends et al. Reference Berends, Hamaker, Hoff, Goossens, Hadtstein and Van Gerven2013). Without institutional support for human rights, activists are often faced with the challenge of advocating for human rights amidst pre-existing power structures, political priorities, and funding practices. The ethnographic examples in the following sections explore these obstacles in relation to one human rights campaign in the community as well as the controversy that has emerged over how some activists have attempted to cope with these challenges.
The slum upgrade project
According to a 2008 report issued by UN-Habitat, entitled ‘State of the World's Cities’, there are over 800 million people around the globe living in slums. The Millennium Development goals acknowledge this by setting a goal to ‘achieve, by 2020, a significant improvement in the lives of at least 100 million slum dwellers’ (Target 7D of the United Nations Millennium Development Goals). Despite the fact that the United Nations considers this goal to have been met ‘well in advance of the 2020 deadline’, slums remain a pervasive problem in many countries around the world. In 2005, 63 per cent of the urban population in Sub-Saharan Africa and 45.4 per cent of the urban population in Ghana lived in slums (UN-Habitat 2010: 179–180). Specifically in Accra, 58 per cent of the population lives in unplanned settlements (UN-Habitat 2009). Within this context, the Ghanaian government instituted a ‘Participatory Slum Upgrading and Prevention’ project, funded through UN-Habitat (Accra Metropolitan Assembly 2011). In 2013, members of the community in Nima and Maamobi were approached by the LRC with the news that their neighbourhoods had been selected as pilot communities for a new National Slum Upgrading Project.Footnote 7 This project would target several communities within Accra with the intention of expanding to encompass other areas in Ghana in the future. The project utilises a human rights-based approach to development, recognising the move of UN-Habitat and other organisations toward a ‘right to the city’ understanding of urban development (Kothari and Chaudhry Reference Kothari and Chaudhry2009; UN-Habitat 2010).Footnote 8
Nima and Maamobi were logical choices to pilot the project for several reasons. First, although the communities do not reflect the level of human rights institutionalisation found in many other human rights cities, there is a relatively organised and active network of individuals and groups involved in human rights causes already in place. This feature of the community is important as the project is being shaped with the help of the LRC to incorporate a human rights perspective when establishing the development plan. Second, the community is closely tied to the President at the time, John Dramani Mahama. When the project was initiated, Raymond Atuguba, one of the LRC's founders, was serving as President Mahama's Executive Secretary. In addition to this, Nima and Maamobi have been the focus of many academic studies over the years,Footnote 9 so there is a relatively large amount of data on the development needs and challenges of the community. Most notable, and often cited by residents, is the fact that the Millennium Cities Initiative research team from Columbia University's Earth Institute came to Nima to conduct mapping exercises (see Kang et al. Reference Kang, Pescina, Colin, Quashigah and Kumashie2010) and produce intricate design plans for the redevelopment of the community.Footnote 10
The new slum upgrade project incorporates community participation as a central tenet. Because of this, multiple community stakeholder meetings were held, beginning in June 2013. Although the project is supported by the central government, concerns raised by community members at these meetings speak to the contentious context of human rights activism to which residents have become accustomed. In addition, meetings about the slum upgrade project and other on-going advocacy projects have reignited debates amongst community activists about the relationship between party politics and human rights in Ghana.
‘One talkshop is one too many’
It is a misty morning in June when around forty people gather in a large hall on the outskirts of Nima and Maamobi for the first community stakeholders meeting about the upcoming slum upgrade project. In attendance are chiefs, youth leaders, women's representatives, local politicians, and opinion leaders in addition to several members of an international team of human rights advocates. The meeting would be the first of several meetings to occur over the course of a year. Although these meetings did not always have the same composition (some were large general community forums while others were smaller ‘steering committee’ meetings) several overarching themes emerged that shed light on the context of human rights activism within the Nima and Maamobi human rights city.
At the inaugural meetings held in June 2013, community residents sat and listened to the description of the project provided by staff member of the LRC and representatives from the international team. One of the lawyers described how the project would help to address areas where the community's development had been neglected in the past such as roads, sanitation, water, and schools. He also recalled some of the past situations in which community members had successfully used human rights language to frame their claims. When the floor was opened up for comment, many residents noted their support for human rights and the project in general. As one resident noted, ‘this is not an issue of humanitarianism. It is an issue of rights, that we rightly deserve this development’. Many of the same attendees, however, also expressed their scepticism concerning the project's funding and implementation. One resident stated:
We always hear of several programs, so what steps can we take so that the plan is implemented? In the past when government has made attempts to upgrade, there has been hesitation, so we must be ready. My concern is that I was here four years ago when this Millennium Cities Initiative happened. We haven't seen anything. Can we put action to our words? One workshop after another, so please can we move the words? Can we see structures? We need more than words. One talkshop is one too many (personal observation, 19 June 2013).
Another concurred:
I want to start by giving an example. If you cross the road here you are in Roman Ridge. Roman Ridge has access to water 24 hours a day, 7 days a week. On the other side of the road, people only may access water 3 times a week. Why? Something is wrong. We hear that so many projects are coming. We heard of the Millennium Cities project. Nice plans, very nice pictures, but we see nothing. But if you want to talk of human rights, and there are no resources, then how can you advocate for your rights? [LRC staff member] talked of being from this community, we also have the Executive Secretary to the President from this community, and still something is wrong here. So what is it? This is not different from the Millennium City (personal observation, 19 June 2013).
These comments reveal an overarching scepticism among community residents who have seen many planning stakeholder meetings come and go without project implementation. Within the human rights city, even if individuals do embrace the ideals of human rights and incorporate them into their lives, if the approach fails to yield results, either because of lack of funding or political will, community support may falter. In her research on battered women, Merry (Reference Merry2003) found that the chances of individuals continuing to represent their community as a ‘rights bearing’ community is largely dependent on the way that their claims are received. When claims framed in the language of human rights fail to produce results (in Merry's example, when police do not make an arrest or when prosecutors do not press charges) individuals may be less likely to represent themselves using human rights language in the future. The choice to frame a claim in a particular way (i.e. as a human rights or as a community obligation) is often a strategic one. Therefore, if a frame fails to achieve results, it may quickly be abandoned for another.
But the exasperated statement made by one community activist toward the end of the meeting alludes to the complicated nature of negotiating for human rights fulfilment in Ghana. He stated: ‘We have been denied our rights because we are poor. So with all respect, we stand on our rights, but they (politicians) will just say yes or no’. A few days later, I was walking with a young man who is a member of one of the neighbourhood community-based organisations, and we were discussing the meeting. I asked about the comment and questioned whether he thought walking into a Minister's office and telling him that the community had a human right to this development project would be effective. He paused for a minute and then responded: ‘I don't know. I think it would be difficult. If I said that to him, he would just say “yes, and it is everybody's right, so why should you get this project and not them?”’ When we discussed this further, the activist explained that everyone knows there is limited money in Ghana and that not every project can be funded. Some activists therefore believe that even if you have a right, and even if it has been legally upheld, fulfilling this right will always require ‘a favour’ from someone powerful. As I began to ask more community activists about this question, I learned that this belief was both commonly held and highly contentious.
The challenge of resource allocation
One of the primary challenges faced by community activists in Nima and Maamobi is a lack of resources. The difficulties posed by a shortage of finances are apparent at several levels. Community groups struggle with obtaining money for programs and community mobilisation activities, and the community as a whole must fight to win coveted places in the national budget for their development needs. The degree of difficulty in obtaining resources for infrastructure projects has become apparent to residents over the past few years as they have attempted to gain funding to rehabilitate a deteriorating drainage ditch that runs for over a mile within their communities. In the summer of 2011, after six years of actively lobbying the government for funds to build a concrete drain, the Ghanaian Parliament passed a supplementary budget, including 6,608,697 GH₵ (about $3,486,823 at the time) for the completion of the Nima drains. Three years later, after multiple charges of corruption with various contractors and difficulties obtaining the money from the government in a timely fashion, only a small portion of the drain has been built.
One of the problems that activists face when pursuing projects such as this is Ghana's system of political patronage. Patronage relationships are, by nature, hierarchical. The relationship can be described as reciprocal in that both parties obtain some benefit from patron–client transactions. However, the relationship differs from one of balanced reciprocity where the goods or services exchanged are relatively equal in value. In patronage, the goods exchanged between patron and client are not equivalent. The patron will provide tangible items such as money, food, or material goods, while the client will reciprocate with ‘intangible assets’ such as popularity, information, political loyalty (Wolf Reference Schmidt, Guasti, Landè and Scott1977: 174).
Scholars argue that political patronage is particularly pervasive in sub-Saharan Africa due to a combination of weak post-colonial state institutions and pre-colonial practices that have allowed politicians to gain and uphold political power by participating in patron–client relationships with their constituents (Hyden Reference Hyden2005). Patronage relationships are common in Ghana, particularly at the constituency level. In his study of clientelism in Ghana, Lindberg (Reference Lindberg2003: 124) found that Ghanaian parliamentarians regularly partake in paying for ‘schools fees, electricity and water bills, funeral and wedding expenses; or distributing cutlasses and other tools for agriculture, or even handing out ‘chop-money’ (small cash sums)’ to their constituents.
My ethnographic data supports these findings. In Nima and Maamobi, local-level politicians regularly pay for school fees, help facilitate travel to Mecca to perform Hajj, and assist residents in making connections with higher level government officials to address various personal and community needs. One member of the party's constituency leadership noted that although it is not the responsibility of politicians to participate in clientelism, ‘if you don't do it, it is a big problem, you have a big problem’ (personal communication, 12 March 2014). Other members of the party leadership similarly noted that if politicians did not participate in these forms of exchange, they would not be re-elected. My interviews with lower-level party members confirm these concerns. Both Nima and Maamobi have historically been strongholds of the current ruling party, the National Democratic Congress (NDC). Because of this, many individuals state that they feel they should be rewarded for their loyalty and their efforts in campaigning for political leaders. Individual party members often rely on patron–client relationships to address personal problems such as funding education and obtaining access to other state offices and institutions. Because of this reliance, many party members have expressed in my interviews with them that they would most likely not openly criticise leaders within their party.
Although patron-client relationships can occur at any level, McCauley (Reference McCauley2012: 5) notes that in Africa, patronage resources generally originate from within the state. Patrons access resources through their connections with those in various public offices who then provide goods such as schools, roads, and jobs to well-connected patrons and communities. In my interviews with them, political party members noted that a benefit of their party membership was having access to governmental offices and officials who could assist them in tasks such as obtaining visas, gaining employment, and being given introduction letters to other more powerful political officials. As an active member of the ruling party, one is able to obtain meetings with local and constituency level politicians, who then route the request to the appropriate channel. Without these connections (or worse, as a member of the opposition party), it can often be very difficult to obtain meetings with government officials.
A human rights-based approach stands in potential conflict with these forms of patronage reciprocity. Patronage is inherently a vertical, hierarchical relationship. Human rights discourse, however, ideally operates as a horizontal communication founded on notions of equality. The basic principles of non-discrimination are at the foundation of human rights philosophy. In contrast, Wolf (1966: 86) defines patronage as ‘a socially or politically or economically superior person in a vertical relation with his social, political, or economic inferior. The tie is asymmetrical.’ All of the community-based organisations that I observed engaging in human rights-based advocacy also differed from the standard patronage system in that they are all officially non-partisan. Leaders of these groups cited various reasons for remaining non-partisan including the ability to work with government officials regardless of the current party in power and the fact that being neutral allowed them to speak out against politicians without risk of personal repercussions. One activist noted that remaining non-partisan allowed him to more freely criticise the government:
We need to be on our feet. We need to be very strong in our demands irrespective of the party in power. When the government is not actually doing what we want, we can actually come out and voice out and make sure we bring that party, that government, into order. But when we affiliate ourselves to a particular political party and it happens that that party is in power, we wouldn't be able to make much noise as we should have. So because of this, I don't think that we need to affiliate ourselves so that we can be flexible in our demands and we will not be restricted (personal communication, 23 March 2014).
Another activist directly acknowledged the patronage system and its impact on the expression of discontent and disagreement in the country. She stated:
Some of us who are neutral think it is good also for us because we can say the truth – you can bring out the truth because I don't belong to you. If you have money, you won't give me. If I say the truth, you won't give me. If I don't say, you won't give me. So I will say the truth to save the country (personal communication, 21 October 2013).
Between rights and reciprocity
Although all of the activists that I spoke with agreed that their organisations should remain non-partisan, they were split on whether, as individuals, they should be actively involved in political parties. Many activists do remain non-partisan for the reasons discussed above. Others, however, feel that because of Ghana's lack of resources, they must maintain connections with politicians if the rights of their communities are ever to be fulfilled. These individuals have made an effort to develop innovative strategies for claiming the things already officially entitled to them by Ghanaian law, attempting to combine the values of a human rights-based approach with reciprocity-based participation in party politics. By using various methods, such as media advocacy, demonstrations, and working through connections with political party officials, these flexible strategies often offer activists increased opportunities for negotiation. For example, individuals who have used this approach in the past often describe how they are able to get meetings with government officials when other non-partisan members of their groups cannot.
One member of a local youth club who is also involved in party politics explained his decision this way: ‘With politics, they have power which [our club] lacks. They can control resources. [We] can only make noise. It takes policy makers to decide whether or not to listen. And executives might listen more to those in their party than to people in a civil society group’ (personal communication, 30 March 2014). Other activists similarly stated that being active in political parties allowed them more opportunities for gaining meetings with duty bearers. Because they had access to duty bearers, they feel that they are more able to establish a productive dialogue to affect change rather than only using conflict-based methods such as demonstrations, which can be costly both financially and in terms of social capital.
Griffiths’ (Reference Griffiths1996) study of women's access to law in Botswana illustrates the potential importance of social connections for individuals who are attempting to address legal issues amidst power asymmetries. Griffiths’ study found that factors such as gender, education, economic capital and social networks impacted the options of women who were attempting to make claims against their male partners for issues such as property rights and child maintenance. Women who did not have economic capital or political connections often did not have the power to enter into dispute negotiations whereas those with extensive social networks were more able to engage in negotiations against their partners (1996: 97–98). In this way, Griffith's study reveals that individuals’ ability to engage with the legal process ‘is directly related to their non-legal power networks’ (1996: 93).
In many ways, Griffith's study sheds light on the strategy being attempted by some activists in Nima and Maamobi. By engaging in party politics without abandoning their advocacy efforts, activists are attempting to increase their access to social networks, institutional knowledge, and resources. Community activists may draw support from the transnational community when they employ a human rights-based approach (such as the international team that attended the first stakeholder's meeting about the slum upgrade project), but they may still struggle to obtain resources. By opening their social network to include politicians, they potentially increase their power to negotiate for their interests.
The situation in Ghana, however, is also different in significant ways, as activists in Nima and Maamobi also potentially risk losing social capital by becoming involved in party politics. There are several reasons why this may happen. First, human rights activists and politicians do not always share the same interests. In the example of the slum upgrade project, for example, the renewal plan being promoted by the LRC includes a holistic, participatory, and equitable approach to development. Although the slum upgrade project is officially sponsored by the central government, there are many levels of officials and elites who may have competing interests in relation to the speed and direction of the project. For example, recent research on slums suggests that the continued existence of slums today is partially due to the fact that there are many individuals who benefit from the underdevelopment of African cities, including politicians, due to patronage systems (Fox Reference Fox2014). It is very likely that individuals who benefit from this underdevelopment might not agree with a renewal plan guided by human rights principles.
More generally, there is often a conflict between civil society and political parties in Ghana over what they consider to be appropriate forms of lobbying. Throughout the course of the various stakeholder meetings, a human rights approach was discussed as a tool to hold government officials accountable. One LRC staff member stated: ‘In every urban renewal program, you will have competing interests…The only way we can resist is for us to come together. We have to speak with one voice. If we are not careful, they (the government) will try to divide us and then say ‘oh look, they are divided, we can do what we want’ (personal communication, 19 June 2013). The ability to hold governments accountable for transgressions is touted throughout the literature on human rights specifically, and civil society more generally. In this model, it is human rights advocates who are supposed to create conflict, make noise, and ‘name and shame’.
On the other hand, as mentioned above, political parties in Ghana tend to discourage public criticism, especially in the form of demonstrations, from their own party members as it is seen as helping the opposition party. When several members of one of the community-based organisations became more visibly involved in the NDC, some activists who have remained non-partisan openly expressed their concern because they believed it would inhibit their ability to take a strong stand against the policies of the ruling party. Activists who have become involved in party politics have likewise experienced some pushback from party leadership who see them as hard to control and potential sources for public criticism. Activists who are attempting to engage in both party politics and human rights advocacy have the potential for more flexible negotiations and access to resources, but if they do not maintain a careful balance between the two domains, they also risk a loss of support from either one or both spheres.
A second potential risk involves the way that the groups are perceived by the community. As one activist explains:
Once you involve yourself, you impose upon yourself several limitations. You will be seen as having a certain ideology and you will not be able to get the entire community alongside. Your actions will be seen as political, so it's better to stay always neutral. That will afford you the opportunity to play a better role (personal communication, 22 March 2014).
Community activists in part draw their strength from their ability to mobilise other members of their community. This is especially true in the ‘training of trainers’ model employed by the LRC. If too many members of the groups become visibly partisan, they run the risk of being perceived as part of a political party and alienating members of their community who do not share their political beliefs. Likewise, groups run the risk of being marked as partisan and then finding it difficult to operate when the party in power changes. More generally, the procedures associated with human rights that are most often promoted by both local and international human rights NGOs place a focus on universalism and impersonal legality, whereas claims made on the basis of political loyalty and obligation are grounded in notions of relationships and reciprocity. As these approaches are foundationally distinct, this procedural pluralism may lead to conflicts among community actors.
Conclusion
In much of the literature on the human rights cities model that is presented by PDHRE, there is a mention of the goal of ‘moving charity to dignity’ (Koenig Reference Koenig, Marks, Modrowski and Lichem2008: 9). The examples described above, however, illustrate the challenges of separating human rights and charity in a context where a human rights city does not have the power to influence budgetary decisions. In Nima and Maamobi, because policy makers involved in the human rights city project are disconnected from those making decisions about budgetary allocations, activists face many challenges in obtaining resources. To cope with these obstacles, activists often feel that they must engage in the competing normative system of party politics in addition to their human rights work. In their study of human rights cities across Europe, Berends et al. (Reference Berends, Hamaker, Hoff, Goossens, Hadtstein and Van Gerven2013) found the economic situation to be the largest barrier to a well-functioning human rights city. They argue that for human rights cities that are ‘not municipality driven, one has to be creative to find funds’ (2013: 174–175). For activists in Nima and Maamobi, ‘being creative’ may mean choosing to engage in both party politics and human rights activism, even though the interests of the two spheres of action are often at odds. Although this may allow activists to more readily advance their current claims, it also may have additional consequences. Some argue that attempting to balance both systems potentially leaves activists less able to loudly hold government officials accountable and also supports a system of political patronage that may complicate the work of future activists. As a result, the complications surrounding securing funding for human rights-based development projects also impact the potential of the human rights city model to affect systemic change and alter existing power structures.
As the ethnographic data in this chapter illustrates, there is not a consensus about the best way to proceed. Community residents support the human rights approach, but also urgently need the funding required to address local problems such as lack of adequate sanitation, roads, and water provision. The examples in this chapter illustrate the contested nature of the local politics of human rights. Normative systems are seldom clearly divided, but rather are plural, intertwined, and used strategically by local actors. Because of this, activists in Nima and Maamobi will likely continue to navigate between the procedures of rights and reciprocity in an effort to fulfil the human rights of the community.
Introduction
In recent decades, many human rights cities have successfully integrated human rights thinking into local practices, policies and decision making (Oomen and Baumgärtel Reference Oomen2014). These cities have attempted to address a wide range of social and public issues from a rights-based perspective. The charters of human rights cities have explicitly stipulated a list of commitments to respect and realise the rights of their populations. Among these commitments the right to water has received limited articulation. Article XXII of the World Charter for the Right to the City explicitly provides for the right to ‘permanent access to public services of potable water’. In contrast, the European Charter for the Safeguarding of Human Rights in the City and the Global Charter Agenda of Human Rights in the City failed to refer to water as a human right.
The limited reference in human rights cities’ charters to the right to water is somewhat surprising, since access to drinking water is one of the traditional areas of cities’ responsibilities and is an issue of global concern: nearly 768 million people worldwide do not have adequate access to a source of safe water (WHO and UNICEF 2013: 8). The primary role of local government in ensuring provision of safe water for domestic uses is increasingly recognised and is reaffirmed at international events on water (UN-Habitat and UNITAR 2004; World Water Council 2009: 45–46), while local governments on numerous occasions have expressed their commitment to the right to water and the obligations it entails.Footnote 1
The human costs of lack of access to clean water have generated a significant response from the international community, which attempts to utilise a number of initiatives and frameworks to address the issue, including sustainable development, Millennium Development Goals, human rights and good water governance. The human rights-based approach is increasingly seen as a tool that can strengthen water governance at all levels, while the vision of access to drinking water as a human right is also gaining ground within the international community.
Its application at the municipal level, though, is not without difficulty. The introduction to the current volume refers to the process of human rights commitments being ever more regularly articulated by cities; yet the human right to water awaits its conscious mainstreaming and realisation at the city level. In 2007 the UN High Commissioner on Human Rights referred to a notable gap in understanding of the ‘role, responsibilities and specific obligations of local authorities’ in relation to access to drinking water.Footnote 2 Until now, the implications of the human rights-based approach to water in the urban context have been little understood in practice and in academia, although the UN Special Rapporteur on the right to water has begun to address this gap.
In response to the limited reference to the right to water by human rights cities, this chapter seeks to enhance the understanding of the implications of its realisation in the urban context. It attempts to deliver some preliminary insights into the ways in which the right is given meaning at the urban level. It addresses the status of the right as a matter of local responsibility, discussing the relevance of city action to the realisation of the right to water. Subsequently, the chapter examines the potential of domestic litigation emerging in the Global South in giving the human right to water substantive meaning in the context of urban justice.
Access to water as a city matter
Statistics show that cities have a better record of providing drinking water than do rural areas. It is estimated that 96 per cent of the world's urban population enjoys access to improved water, yet 132 million urban residents worldwide still rely on unimproved sources or surface water. Figures vary across the world, and the least water coverage is found in Sub-Saharan Africa, where 16 per cent of the urban population did not have access to an improved source in 2012.Footnote 3 Asian cities achieved nearly universal provision of water in the last few decades, having strongly invested in infrastructure development (UN-Habitat 2013: 49). However, the high level of infrastructure coverage does not guarantee adequate access to water to those connected to services. Poor quality of water supplies and regular water shortages documented in Asian, Latin American and particularly African cities indicate the deficiencies in service provision (Ibid.: 50–51). Daunting statistics on the growth of informal settlements in cities in the developing world show that slum residents are deprived of access to an improved source of water (Ibid.: 99).
It is increasingly recognised that ‘the on-going, serious and growing water crisis – to a large extent is a crisis of governance’ (World Water Assessment Programme 2006: 50). In reality the water crisis unfolds locally, where the municipal authorities deal with it at the front line. Water supply is of equal importance and relevance to city authorities in developed countries. The extent of local responsibility for different types of water services varies from country to country, while the remit of urban authorities in the provision of water supply and sanitation is substantively reinforced in the context of decentralisation (UCLG 2014). While water supply is often the direct remit of the cities’ authorities, this public function can be shared between sub-national governments at multiple levels (Hague and Harrop Reference Hague and Harrop2007: 282).
In the above context, the vision of access to water as a human right appears to be relevant and important for cities for at least two reasons. First, the normative scope and content of the right to water fits well with the cities’ remit to ensure access to water for urban residents. Second, in the context of decentralisation the realisation of the human right to water should take place in the context of urban water governance. On the one hand, city authorities can have a front line role in the implementation of the right to water. On the other, they can and often do emerge as immediate violators of the right. To elaborate on this potential, the next part of this essay attempts to illustrate the relationship between right to water standards and city action on provision of water services to its population.
Cities and the human right to water
Understanding of access to water as a human rights issue and an independent right is gaining ground within the international community. It is explicitly referred to in a number of international and regional human rights instruments.Footnote 4 Access to drinking water has been officially interpreted by the UN Committee on Economic, Social and Cultural Rights (UNCESCR) as an independent self-standing right in its General Comment 15.Footnote 5 The Committee derived the right to water from the broader scope of the right to adequate standard of living and clarified the normative content of the right and the corresponding obligations of governments. It explicitly referred to the role of municipal authorities in the implementation of the right. This section, based on the interpretation of the right to water issued by the UNCESCR in its General Comment 15, addresses the normative standards of the right whilst simultaneously illustrating their application to the cities’ actions concerning drinking water.
Scope and content
The human right to water is defined by General Comment 15 as the right to access ‘sufficient, safe, acceptable, physically accessible and affordable water for personal and domestic uses’.Footnote 6 In regard to its scope, the right encompasses access to water for personal and domestic uses that ‘ordinarily include drinking, personal sanitation, washing of clothes, food preparation, personal and household hygiene’.Footnote 7 The use of water for other purposes, such as farming or industrial needs, falls outside the scope of the right, though General Comment 15 indicated that priority in allocation of water resources must be given to personal and domestic uses.Footnote 8 The content of the right to water is comprised of a number of substantive dimensions such as availability, quality and accessibility of water, of which the relevance to policies and actions at the local level is discussed next.
Availability
The availability dimension requires water supply to be both, sufficient and continuous.Footnote 9 The requirement of sufficiency is defined in General Comment 15 as ‘an adequate amount of water…necessary to prevent death from dehydration, to reduce the risk of water-related diseases and to provide for consumption, cooking, personal and domestic hygienic requirements’.Footnote 10 Experts recommend 50 litres per day per person as an essential standard (Gleick Reference Gleick1996: 83), while the WHO estimates the basic minimum requirement of daily consumption for drinking and personal hygiene as 20 litres (WHO and UNICEF 2005: 27). In practice, the average daily water consumption in developed countries comprises 200–400 litres per capita (Cosgrove and Rijsberman Reference Cosgrove and Rijsberman2000: 9), while in the developing world this figure can be as little as 12 litres in Uganda or 5 litres in arid areas of East Africa and western India (UNDP 2006: 35).
The condition of continuous supply implies that drinking water must be available at all times. Cities in the developing world, despite the quite high rate of water services coverage, appear often to fall short of meeting this requirement. Interruptions in water supply have been documented in Asian, Latin American and particularly African cities (UN-Habitat 2013: 50–51). In Bangalore, for instance, water is supplied once in forty-six hours for a period of two to three hours, which suggests that the availability requirement is not complied with in terms of sufficient and continuous supply (Ibid.: 50). As observed by one analyst, ‘no South Asian city can supply water 24/7 to its residents’ (Harris Reference Harris2008).
Quality
The ‘quality’ requirement, according to General Comment 15, entails that water for drinking and personal uses must be clean and safe, free from health hazards, such as micro-organisms, chemical substances and radiation, and of acceptable colour, taste and odour.Footnote 11 Cities and their public utilities, providing access to water in the form of services or facilities, must deliver safe water, while the onus is on the state to establish a system of monitoring the quality of drinking water. For instance, the failure of Galway city, Ireland, to provide public water of appropriate quality for more than six months in 2007 demonstrates how the ‘quality’ requirement was compromised by the city authorities (Pestova Reference Pestova2007: 65). Washington DC has been delivering lead contaminated water for over two years whilst failing to inform the public of this matter.Footnote 12 This case highlights the importance of the access to information concerning water issuesFootnote 13 in connection with quality requirement in urban context.
Accessibility
Accessibility is a complex component of the right to water, which encompasses three substantive dimensions, namely physical access, affordability and equal access. First, General Comment 15 provides that water ‘must be within safe physical reach’.Footnote 14 The criterion for physical access requires the distance to a water source to be reasonable, while access for people with disabilities, women, elderly and children must be safe and convenient. The WHO suggests the access to a source of water to be within a maximum of 1 kilometre (WHO and UNICEF 2005: 27). In urban contexts, where water is most often supplied directly to households connected to the public mains, this requirement is apparently fulfilled. For those not connected to the service, water facilities shall be available in the immediate vicinity, as well as being safe and accessible for the vulnerable groups as referred to above.
Second, water services and facilities must be economically accessible. The human right to water does not imply free service. However, it requires that ‘direct and indirect costs and charges associated with securing water must be affordable’.Footnote 15 Access to water often reflects the distribution of wealth, since poor communities in the developing world have the worst access to the resource (UNDP 2006: 7).Footnote 16 One of the challenges for the poor is the high cost of connecting to service networks. According to the UNDP ‘[i]n Manila the cost of connecting to the utility represents about three months’ income for the poorest 20% of households’ (Ibid.: 10). Not connected to the water mains, the poor are forced to buy water of questionable quality from private vendors, who can charge up to sixteen times higher than public utility tariffs (Ibid.: 52). Even if connected to the service, the poor end up paying the highest tariffs. According to the UNDP the poor residents in Accra pay ten times more for water than those living in high-income areas (Ibid.: 53). Setting connection rates, service tariffs and introducing subsidies for less fortunate citizens is often cities’ responsibility, which entails important human rights implications. General Comment 15 clearly states that inability to pay shall never deprive a person of the minimum essential level of water.Footnote 17 Disconnections for failure to pay, or installations of pre-paid water meters by cities often compromise the right to water requirements, depriving poor households of the access to basic water as discussed further in Section 4.
Third, discrimination in access to water is prohibited.Footnote 18 The human right to water requires governments to ensure equal access for vulnerable groups, including women, children, older persons, inhabitants of deprived urban areas, and people with disabilities.Footnote 19 One of the most affected groups in terms of access to improved water is the population living in informal urban settlements, which comprised nearly 863,000 people in 2012 (UN-Habitat 2013: 49). Because slum-dwellers do not hold legitimate tenure over the land and the buildings they occupy, they are commonly denied access to water services by local authorities (Water Aid Nepal 2008), who are concerned that service connection may legitimise informal settlements (Langford Reference Langford2005: 278). As a result, the slum residents are left with no access to improved water, having to fetch it from unprotected sources or to purchase it from vendors at an unaffordable rate. In this regard General Comment 15 states that ‘informal human settlements…should have access to properly maintained water facilities. No household should be denied the right to water on the grounds of their housing or land status’.Footnote 20 In this connection Buerger (in this volume) offers useful insight to addressing the slum challenge in Ghana by means of a human rights-based approach.
Obligations
The actions of city authorities concerning public water supply ultimately impact on people's enjoyment of their right of access to safe drinking water.Footnote 21 Yet, there is little evidence of cities being conscious of the implications that the human right to water entails, including the obligations involved in the light of the wider discussion on global urban justice. This section provides a preliminary mapping of the intersection of the cities’ roles related to drinking water with their human rights responsibilities.
Human rights obligations cannot be discerned outside of the consideration of cities’ roles in ensuring public water supply. Urban authorities can be responsible for different aspects of water supply from the initial development, such as policy-making, financing, planning, to the ultimate service delivery, while these arrangements vary significantly across states. Cities may be engaged in adopting and implementing local policy on water supply, building and maintaining infrastructure, or keeping records on the status of services. Service provision may be a city function, but can also be delegated to public utilities or the private sector.
The right to drinking water entails a number of general obligations of governments. The duties to guarantee the realisation of the right without discrimination of any kind and to take deliberate, concrete and targeted steps towards the full realisation of the right are subject to immediate compliance.Footnote 22 In contrast, the duty ‘to move as expeditiously and efficiently as possible towards the full realisation of the right to water’ is a general obligation of a continuous nature.Footnote 23 Furthermore, the right to water creates a number of specific duties of governments, such as the duty to respect, protect and to fulfil the right.
Duty to respect
The obligation to respect requires governments to refrain from diminishing or polluting water, from arbitrarily interfering in arrangements for water allocation and from limiting access to, or destroying, water services and infrastructure as a punitive measure.Footnote 24 It applies to each level of government and entails abstaining from action that interferes with the enjoyment of the right.Footnote 25 According to this obligation, cities must not contaminate water sources, or limit access to, or destroy water services and infrastructure. When the city authority denies access to service on a discriminatory basis or disconnects a household from the service for non-payment leaving it without minimal access to water, it acts in violation of the duty to respect the right to water.Footnote 26
Duty to protect
The obligation to protect entails adopting legislative and other measures restraining third parties such as individuals, groups or corporations from denying equal access to adequate water, or otherwise interfering with access.Footnote 27 In the case of a third party operating water services, governments must employ an effective regulatory system to prevent the service provider from compromising the right.Footnote 28 Guisse suggests that governments at all levels share the obligation to protect the right of access to drinking water and to stop others from interfering with the existing access.Footnote 29 In practice, compliance with this duty would be dependent on the statutory arrangements in any given state. In Niger, for instance, the municipalities are empowered to prohibit activities during droughts that intensively use water for purposes not related to human consumption.Footnote 30 This example suggests that discharging the duty to protect should be facilitated by domestic legislation that empowers or obliges local government to protect the existing access to water.
Environmental management as a public function directly impacts people's access to clean water. Municipal responsibilities to maintain the safety of water resources in connection with waste water treatment, sanitation, litter disposal and monitoring compliance of third parties with the environmental legislation correspond with the human rights obligation to protect access to safe water.
Cities contracting out water services provision to a third party, such as a public utility or private company, must prevent people's access to water being compromised by third parties. In this context, the obligation to protect necessitates that cities establish a regulatory system that requires service providers ‘to ensure physical, affordable and equal access to safe, acceptable and sufficient water…and includes mechanisms to ensure genuine public participation, independent monitoring and compliance with regulations’.Footnote 31
Duty to fulfil
The obligation to fulfil is a complex one comprising a range of actions to be taken from legislative and policy change to actual measures to ensure provision of water. The obligation to fulfil considers the measures of the implementation of the right to water, such as recognition within the national political and legal systems, adoption of a national water strategy and a plan of action, taking measures to ensure it is affordable for everyone, and facilitating ‘improved and sustainable access to water, particularly in rural and deprived urban areas’.Footnote 32
The UN Special Rapporteur on the right to water reaffirmed that ‘each level of government in a state, including…the local authorities, has a responsibility to move progressively and as expeditiously as possible towards the full realisation of the right to water’.Footnote 33 He recommended that governments at all levels should develop plans of action for the full realisation of the right to water and prioritise the persons without any basic access in their policies and programmes.Footnote 34 Other means of realisation include normative, budgetary, administrative and social measures, which can all be utilised by cities responsible for the public water supply. For instance, construction and management of public water fountains and public wells is stipulated as a responsibility of districts in the Niger legislation.Footnote 35 In Serbia, local authorities regulate and define the use and management of springs, public wells and fountains (UN-Habitat 2007: 48).
City authorities can be considered as being bound by the obligation to fulfil within the extent of their functional competency assigned by statutory legislation or national policy. Steytler refers to ‘direct intersection’, correspondence, or ‘fit’ between the functional areas of municipal competence and the scope of socio-economic rights as a defining condition for assigning South African local governments the obligation to fulfil (Steytler Reference Steytler2004: 161). From this understanding one can argue that cities charged with the responsibility for water supply contribute to the compliance of the national governments’ duty to fulfil the right to water. This obligation, however, comes at a cost. General Comment 15 requests that national governments ensure that municipalities ‘have at their disposal sufficient resources to maintain and extend the necessary water services and facilities’.Footnote 36 This requirement provides cities with a powerful, and yet to be utilised, tool to press for adequate financial arrangements,Footnote 37 because ‘without the development of financial and institutional capacity to provide water services, the right to water is of only limited value’ (McCaffrey and Neville Reference McCaffrey and Neville2009: 680).
Domestic litigation and city action on drinking water
Davis (in this volume) explains how achieving local human rights accountability is a persistent challenge. Access to courts represents one of the core mechanisms of human rights accountability, whereas General Comment 15 reiterates that everyone should have access to effective judicial remedies for violation of their right to water.Footnote 38 In practice, access to justice can be impeded by a variety of barriers, including lack of constitutional and statutory recognition of the human rights standards in national legal systems. Domestic litigation in the Global South is gradually emerging as a mechanism capable of addressing the violations of the right to water at the urban level. It illustrates the prospective development of the rights-based accountability of city authorities for inadequate provision of services, contamination of drinking water, pollution of water resources and disconnections from supply. This section discusses these developments with a view to enhancing the understanding of the potential and limitations of the judicial action to address violations of the right to water and strengthening urban justice.
Provision of water and sanitation
Domestic jurisprudence provides encouraging examples of the proactive role of judiciary in adjudicating the obligations of sub-national governments to ensure adequate water and sanitation provision to their residents. Domestic courts in India and South Africa have considered cases regarding inadequate access to services and facilities resulting from failure of municipalities to fulfil their statutory obligations to meet the needs of the local population for water and sanitation. Judges considering these cases often referred to social justice values and invoked human rights norms when interpreting the statutory obligations of authorities. Indian courts, for instance, have referred to the constitutional right to life as a primary norm to which other claims and rights, including water and sanitation, are intrinsically connected.Footnote 39
Legal actions against sub-national governments have secured a variety of remedies. In some instances, judges have ordered the municipalities to address inadequate water and sanitation in their localities without delay. In Rampal v. State of Rajasthan the court directed the Municipal Board to construct proper sewers and drains within three months.Footnote 40 In another Indian case, Municipal Council Ratlam v. Vardhichand the municipal council was requested to construct a sufficient number of public latrines and deliver water supply to ensure sanitation provision within six months.Footnote 41 In the South African case of Nokotyana v. Ekurhuleni Metropolitan Municipality the judge ordered the provision of communal water taps for the neighbourhood, but dismissed the request for sanitation services.Footnote 42
The decisions in the above type of proceedings have considerable budgetary implications. The lack of financial resources represents a significant challenge for the local authorities in developing countries to ensure extension or maintenance of service infrastructure. The Indian courts have attempted to address this concern as follows. In Koolwal v. State of Rajasthan the lack of funding was put forward by the respondents as an argument in defence of their failure to perform the statutory duty, but was dismissed by court. In Ratlam v. Vardhichand the municipal council was requested to find resources within the budget to provide sanitation services. In Uzir v. Gauhati Municipal Corporation, the financial situation was carefully considered by the judge who ordered the State and municipal authorities to work out a collaborative solution.Footnote 43
Quality of drinking water
City authorities have appeared in court proceedings for failure to perform their statutory obligations to deliver clean potable water free from health hazards. In this regard, domestic litigation addressed a number of related issues such as poor maintenance of waterworks and the public sewer treatment system, lack of public sanitation facilities, proximity of leaking water supply and sanitation systems and pollution of water resources caused by unlawful emissions and discharges. Indian case law features a number of public interest cases filed against sub-national authorities to ensure their compliance with the duty to supply safe drinking water and to address causes of contamination.Footnote 44 Similar actions have been taken in Argentina in connection with the environmental pollution of natural resources.Footnote 45 Domestic litigation invoked the statutory responsibilities of cities to ensure supply of safe water. National legislation stipulating municipal functions underpins judicial considerations and allows adjudication of claims asserting violation of the right to water. In some instances, judgments are explicitly based on the reference to human rights standards stipulated in constitutions and international human rights instruments. Indian case law has interpreted access to safe drinking water as an organic facet of the right to life.Footnote 46 In Joseph v. State of Kerala the court stated ‘the right to have clean drinking water supplied in sufficient quantities also forms part of the right to life guaranteed under article 21 of the Constitution of India to citizens’.Footnote 47
Argentinean courts have founded their position on the basis of the rights to health and environment as stipulated in the national ConstitutionFootnote 48 and international human rights instruments such as the Convention on the Rights of the Child,Footnote 49 the UN Declaration of Human Rights, the International Covenant on Economic, Social and Cultural Rights and General Comment 15.Footnote 50 The judicial reference to the international and domestic human rights standards is important in asserting the human rights responsibilities of cities to ensure access to safe water and to protect it from contamination by third parties.
Considering remedies, courts issued directions to sub-national authorities to address contamination and restore provision of clean water. Indian courts have directed parties to set up a committee consisting of the responsible authorities and relevant stakeholders with a view to work out solutions to ensure the implementation of the judgment.Footnote 51 Alternatively, Indian judges have also requested the sub-national authorities, as respondents, to jointly take steps to address the water contamination and report back within the set time period.Footnote 52 Courts in Argentina have ordered to provide applicants, or all affected residents, with a certain amount of clean water on a daily basis, as well as to take steps to protect the environment, restore safe drinking water supply, examine the health impact of pollution and provide appropriate treatment to the affected population.Footnote 53
Disconnection from water services
Cities acting as service providers inevitably encounter situations in which households fail to pay for water. Since water is vital to sustain life, the dealings of authorities with such situations should not endanger people's health, dignity and life. Disconnection practices often result from unaffordable service rates, as, for instance, the recent massive disconnections of thousands residents of the City of Detroit. The special Rapporteur on the right to water in her statement on the situation in Detroit highlighted ‘the lack of due process in the way some disconnections have been carried out, and lack of effective remedies to challenge decisions’.Footnote 54 Paragraph 56 of the General Comment 15 outlines the essential conditions of lawful interference with the right to water, including an opportunity for affected individuals to obtain legal recourse and remedies. South African jurisprudence features several cases considering the legitimacy of discontinuation of water supply by the urban authorities.
In Manquele v. Durban Transitional Metropolitan Council the applicant challenged the disconnection that resulted from non-payment on the basis of the right to basic water as provided in the Water Services Act.Footnote 55 The council argued that the right to basic water has no defined content in the absence of regulation setting down the extent of the right. Durban High Court supported the council, stating that it was not in a position to interpret the content of the right embodied in the Act. The applicant also claimed that she was unable to pay for basic services, whereas the section 4(3)c of the Water Services Act prohibits a customer being denied access to basic water for non-payment if s(he) is not in a position to pay.Footnote 56 The court concluded that as the council had been supplying the applicant with six kilolitres of water per month free of charge as a basic service, and she had far exceeded that amount in her use, ‘she cannot rely upon her inability to pay for such additional supply for the purposes of enjoying the protection afforded by this section’ (Kidd Reference Kidd2004: 126). Such restrictive interpretation effectively denied the consumers who receive free water allowance under the Free Basic Water Policy the protection contained in the section 4(3)c of the Water Services Act. Since the applicant based her claim on the right to basic supply stipulated in the Act, the judge failed to consider the right of the applicant to drinking water in its entirety as a constitutional and human right and dealt with the application in the formal and restrictive manner. The decision disregards the unequivocal requirement of General Comment 15 that ‘[u]nder no circumstances shall an individual be deprived of the minimum essential level of water’Footnote 57 and has been criticised by experts (Kidd Reference Kidd2004: 131).
In Residents of Bon Vista Mansions v. Southern Metro Local Council, the High Court granted interim measures to the applicants and ordered the municipality to reconnect the affected users to the water supply.Footnote 58 The court based its decision on the section 27(1)(a) of the Constitution, which stipulates the right of everyone to access water, and the section 7 of the same document, which refers to the duty of the state organs to protect the rights enumerated in the Constitution. The judicial decision has also referred to the international human rights instruments and scholarship as a source of interpretation of the constitutional duty of the state authorities to respect rights. The judgement stated that ‘if a local authority disconnects an existing water supply to consumers, this is prima facie a breach of its constitutional duty to respect the right of (existing) access to water, and requires constitutional justification’.Footnote 59 The onus was on the council to justify the disconnection and to prove that it complied with the requirements of the Water Services Act, which serves as a legislative curb on the limitation and termination of the supply to service users. As the council failed to prove that the disconnection was undertaken lawfully, an interim interdict granted that the applicants would have their water supply restored.
The judicial reasoning was quite different in the Highveldridge Residents v. Highveldridge Transitional Local Council case, in which a group of households also successfully challenged the disconnection of their water supply.Footnote 60 The judge applied the assessment of the balance of convenience in the case and considered the need of the applicants in water and the distress that may occur as a result of disconnection as outweighing the pecuniary losses of the respondent. As an interim measure, the water supply was reinstalled pending the final decision of the case on its merits.
Prepaid water meters
The practice of cities introducing devices which automatically cut the household off the supply when the paid upfront water is used up contradicts the human right to water. This practice primarily hits the most vulnerable population, mostly poor and women (CAWP and APF 2006). Access to water on a prepaid basis involves increased health risks for consumers. Conversion of free communal taps in Thungulu region of KwaZulu Natal in South Africa was the main reason for the cholera outbreak in 2000–2002 (Barrett and Jaichand Reference Barrett and Jaichand2007: 551). Evidence from the United Kingdom shows that the introduction of prepaid meters in the 1990s was associated with unduly high frequency of disconnections and increased public health concerns (Ibid.: 550). From the human rights perspective, this practice arbitrarily deprives households unable to pay from access to minimum essential level of water, violating substantive and procedural dimensions of the right to water.Footnote 61
South African legislation does not prohibit the use of prepaid meters, which allows cities to introduce the upfront payment devices for the communities that cannot always afford to pay for water. Such practice implemented by the authorities of the Johannesburg City in the poor, predominantly black areas had been challenged by a group of affected residents in the Mazibuko v. City of Johannesburg case.Footnote 62 The High Court and subsequently the Supreme Court supported the claim and declared the city policy as unlawful, discriminatory and unfair. However, the Constitutional Court reviewed the decisions of the lower courts in a retrogressive light and legitimised city policy on the use of prepayment meters,Footnote 63 failing to consider the human rights implications of disconnection. The controversy around the judicial interpretation of the legality of the prepaid form of water provision resonated with the public and was criticised by scholars (Humby and Grandbois Reference Humby and Grandbois2010: 537). The judgement also sent mixed messages to the local authorities, who received a green light from the Constitutional Court to introduce the prepaid water meters for the poor communities.
The standing of the city of Johannesburg assertively pursuing its cause against the people's basic right to water contrasts sharply with the position of the urban councils in the United Kingdom, which in 1998 requested the Director General of Water Services to stop the use and further instalment of the ‘budget payment units’ in domestic premises by water suppliers in their areas. As the Director General had refused to take the enforcement action, the six urban councils applied for judicial review and were granted an order of certiorari to quash the unfavourable decision.Footnote 64 As a result, the disconnection for non-payment and the use of pre-payment metering devices were prohibited by law in 1999.Footnote 65 This case illustrates the effective use of the judicial avenue by the urban authorities standing up to challenge the failure of the national government to protect the right to water from violation by the service providers and acting in the interests of their residents.
Conclusion
This contribution has attempted to discuss the relevance or the human right to water standards to city action on drinking water. Limited reference to the right in the human rights cities’ charters suggests that the conscious realisation of the right to water awaits its mainstreaming into the human rights cities’ discourse and praxis. Specifically, the understanding of the legal and policy implications of the rights-based approach to governance of water services in the human rights cities appears to be in its infancy. The limited degree of recognition of the right to water in domestic legal systems might be the reason for the poor attention of the human rights cities to the right. However, as the introduction to this volume explains, the lack of formal ratification of certain human rights treaties in the domestic systems did not stop the human rights cities from taking up the commitment to realise the rights articulated in these treaties.
Domestic litigation in the Global South offers examples of the judicial interpretation of the right to water standards applied in the city contexts. These developments indicate the potential for justiciability of the right to water to be achieved in the context of urban justice, but also suggest the problematic aspects for cities. Apart from the fact that urban authorities can be effectively named human rights violators, the enforcement of judgements often entails financial considerations for the authorities in regard to reallocation of budgetary priorities. The prospective of judicial intervention should not ‘put off’ human rights cities genuinely considering mainstreaming of the right to water standards in their policy and decision making. Instead, its lessons, where available, along with the outcomes of other forms of assessment of the local human rights performance, such as those discussed in Davis (in this volume), could inform cities’ action on implementation of the right.
This chapter has offered initial thoughts regarding the process of localising the right to water and its judicial enforcement at the urban level. While the scope remains for further research on the policy implications, challenges and success factors of advancement of the right to water in urban context, one would hope that human rights cities, driven by their progressive nature and goodwill, start to consider embracing the right to water more explicitly and assertively in their human rights charters, policies and decision making. The eventual fulfilment and enjoyment of the right to water is happening locally, close to home; therefore the explicit commitment of the human rights cities to engage with this process would enhance the implementation of the right and contribute to the strengthening of urban justice.