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2 - The Use and Measurement of Compliance Programs in the Legal and Regulatory Domains

from Part 1 - The Compliance Industry, the State, and Measurement Needs

Published online by Cambridge University Press:  17 February 2022

By
Hui Chen
Edited by
Melissa Rorie  and
Benjamin van Rooij
Melissa Rorie
Affiliation:
University of Nevada, Las Vegas
Benjamin van Rooij
Affiliation:
University of Amsterdam, School of Law
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Summary

Abstract: This chapter examines the different ways in which compliance programs of business organizations are used and measured by various legal and regulatory remedial regimes; nearly all have articulated the goals of compliance programs as prevention and detection of violations of laws and regulations, and nearly all measure compliance program processes and efforts toward these goals rather than results and achievements in the actual prevention and detection of violations. The chapter argues that in order to achieve consistencies between the stated goals and actual performance of the compliance programs, and to meet the public interest of prevention and detecting corporate violations of laws and regulations, a movement toward outcome-based measurement is necessary.

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Type
Chapter
Information
Measuring Compliance
Assessing Corporate Crime and Misconduct Prevention
 , pp. 25 - 54
Publisher: Cambridge University Press
Print publication year: 2022

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