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This chapter establishes the broader contours of politics, conceived as a discrete domain of ethical behaviour. It begins by detailing some paradigmatic instances of political action, organised into two categories: 'direct' and 'indirect'. Next, it examines the relationship between political action and violence, arguing that although individual violent acts might instantiate ethically valuable politics to some degree, truly endemic violence is inimical to politics. Having established this, it turns to the relationship between politics, equality, and inclusion, arguing that politics takes place primarily within geographically demarcated communities and that, as a result, we are justified in prioritising the participation of our compatriots. Finally, this chapter examines the role played by governance institutions within contemporary states, arguing that they fulfil an essential facilitating function. This grants them 'quasi-independent' value as political 'artefacts', 'focuses', and 'forums'. Taken together, these various arguments bridge the conceptual and normative gap between the analysis of the previous chapter and the account of state creation advanced later in the book.
This chapter examines the view that state creation requires the existence of a normatively legitimate government. It begins by defining governmental legitimacy, arguing that it is best analysed in terms of the moral justifiability of individual acts of governance, whether viewed individually or in aggregate. Next, it considers what it means for institutions, social conventions, and legal principles to be legitimate before moving on to consider the negative argument that no theory of state creation that excludes a criterion of governmental legitimacy could ever be morally plausible. Having dismissed this objection as mistaken, the chapter then examines a range of legitimacy-based reconstructions, which draw respectively upon the philosophy of Thomas Hobbes, Immanuel Kant, and John Locke. Each position is critiqued and dismissed as an implausible approach to the law of state creation.
Building upon the analysis of the previous chapter, this final critical chapter examines theories of state creation focused upon the protection of human rights and the provision of representative government. Both approaches are examined through the lens of governmental legitimacy, and both are finally dismissed as implausible reconstructions of the relevant legal practice. In the course of this argument, significant attention is given to whether the protection of human rights and the provision of representative government are sufficient to render contemporary governments legitimate, to which a negative answer is ultimately given. In particular, neither the egalitarian credentials of representative government nor its facilitation of popular accountability are as normatively conclusive as many 'democratic statehood' theorists suggest.
This chapter considers the first of two additional reconstructions of state creation under international law, both of which present alternatives to statehood as political community. I call this first alternative 'the stability thesis', given its core claim that the law of state creation is primarily explicable and provisionally justifiable, not in terms of international peace and friendly relations, rather than political community. Two versions of this rational reconstruction are considered. Under the first, stability is secured by seeking to eliminate controversy: on this 'modus vivendi' approach, only those standards that meet broad international consensus should be considered legally relevant to the creation of states. Under the second, which prioritises substance over consensus, international practice is reconstructed so as to prioritise legal standards that are maximally conducive to stability in and of themselves. Ultimately, I argue that we should reject both versions of the stability thesis. Although international peace is morally important, both within state creation and otherwise, it cannot function as the primary normative foundation for this area of law.
This conclusion briefly summarises the argument of the book before considering its implications for two connected questions: the 'nature' or 'essence' of statehood under international law and the principle of state continuity. In relation to the latter, it advances a tentative additional principle for political membership that might be taken to explain the presumption of continuity as it applies to contemporary states. It also considers, albeit briefly, the current position of small island states, many of which are at risk of losing their inhabitable land due to human-caused climate change. As regards the nature or essence of statehood, the conclusion takes a somewhat sceptical view of attempts to characterise states in relation to one or more discrete concepts, arguing that not even statehood as political community should be viewed as an exhaustive account of what states 'really' are.
Alex Green argues that states arise under contemporary international law only when two abstract conditions are fulfilled. First, emerging states must constitute 'genuine political communities': collectives within which particular kinds of ethically valuable behaviour are possible. Second, such communities must emerge in a manner consistent with the ethical importance of individual political action. This uniquely 'Grotian' theory of state creation provides a clear legal framework comprising four factual 'antecedents' and five procedural principles, rendering the law of statehood both coherent and normatively attractive.
This chapter addresses, as a first component of the proposed framework, the first constituent expectation of trust in the citizen-government relationship: goodwill. It defines the expectation as consisting of two sub-expectations: an expectation of procedural fairness – which includes elements of transparency, citizen participation and respect for citizens’ right to equality – and an ‘expectation of good intentions’, which translates into an expectation that the elected branches’ staff will not act intransigently in exercising their control over social goods and services. The chapter also details how the courts can enforce the expectation. It explains that for this component, the courts, first, demand a fair decision-making procedure from the elected branches, and, secondly, respond to government intransigence by escalating to progressively less trusting judicial interventions. The chapter uses cases from various jurisdictions, including Canada, Colombia, Germany, Kenya, South Africa and the UK, to illustrate.
This chapter lays further conceptual foundation for the book’s proposed trust-based framework. It applies to the citizen-government relationship what I call the ‘network conception of trust’ from the social science scholarship. In doing so, it makes a claim of how trust functions in the social rights context. According to this conception, trust arises in, and depends on, complex structures or networks of relationships. Applying this conception to the citizen-government relationship, the chapter argues that in contemporary democracies, the citizen-government relationship arises in a network of relationships and that trust in the citizen-government relationship depends on the relationships that constitute the network – including, importantly, the relationship between citizens and the courts that arises out of the adjudication of social rights by courts. This argument adds nuance to our understanding of trust and lays foundation for my contention in Chapter 4 that the courts, via their enforcement of social rights, can foster citizens’ trust in the elected branches.
In preparation for Chapters 5–7 – which detail the three components of the proposed trust-based framework – this chapter addresses three issues. With reference to the social rights literature, it first substantiates the conclusion that social rights are justiciable, justifying the need for an enforcement framework to be used by the courts. Secondly, the chapter describes how the courts can use the concept of political trust as the basis for a social rights enforcement framework. It explains that under the trust-based framework, the courts promote the elected branches’ trustworthiness with respect to social rights. The courts specifically hold the elected branches to a ‘standard of trustworthiness’, effectively enforcing the three constituent expectations of trust in the citizen-government relationship – goodwill, competence and fiduciary responsibility. Lastly, the chapter outlines four justifications – theoretical, instrumental, practical and democratic – for why political trust should provide the basis for a social rights enforcement framework.