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When an animal is suddenly attacked by a predator, it must respond with great urgency if it is to escape. The neuronal circuits that initiate such an escape response must be both straightforward and reliable in order to fulfil their biological function. A staightforward circuit is essential to ensure speed in initiating the escape, and a reliable circuit is needed not only to make sure the response occurs when required but also to avoid false alarms. These qualities of simplicity and reliability, which are of great survival value to the animal, are also of service to the neuroethologist exploring the role that nerve cells play in behaviour. Consequently, several of these startle responses have been studied in detail and they provide valuable insight into the flow of information through the nervous system from sensory inputs to muscular output.
Furthermore, these neuronal circuits often involve neurons that are exceptionally large and, because of this, are called giant neurons. The function of giant neurons is to conduct spikes rapidly along the body, but their size also makes them readily accessible to study with microelectrodes. The giant neurons therefore offer a major opportunity to investigate the role of individual nerve cells in behaviour.
Two main functions must be carried out by the neuronal circuit that initiates any behaviour pattern, including escape. First of all, a decision to initiate an activity must be made at some point in the circuit.
Understanding the mechanisms which generate and control locomotory movements is fundamental to a complete knowledge of the neuronal control of behaviour. We can regard locomotion, such as jumping, walking or flying, as basic building blocks for much of an animal's behavioural repertoire; and we can pose three basic questions about the control of such movements. First, what mechanisms ensure that muscles contract in the appropriate sequence? In walking, for example, the basic pattern is repeated flexion and then extension of each leg, with flexion of the left leg coinciding with extension of the right. Second, how does a nervous system select, initiate and terminate a particular type of movement? For example, what initiates the pattern of walking; and how is walking rather than running or swimming selected? Third, how is the basic pattern for movement modulated appropriately? Stride pattern changes, for example, when a person walks up a flight of steps or turns a corner.
Experimental approaches to these questions have often involved work on invertebrates and lower vertebrates, animals in which the parts of the nervous system that generate programs for movement contain a limited number of neurons. This offers the opportunity to identify and characterise all the components involved in generating a particular movement. A specific question that has occupied many investigators is how to determine the source of rhythmical activity that underlies many regularly repeated movements, such as walking or flying.
The development of lead stimulus modification of startle is characterized by increasing inhibitory and decreasing facilitatory modification during the childhood years. Inhibitory lead stimulus modification of startle is particularly weak during a stage of neurophysiological development that involves increased reactivity to stimuli at both cortical and subcortical levels. This neurophysiological stage, occurring during the preschool years, coincides with the Piagetian stage of preoperational behavior. Lead stimulus modification of startle matures during a period of cortical remodeling and other structural brain changes in association with other neurophysiological changes suggestive of the maturation of both cortical and subcortical inhibitory processes. This neurophysiological stage, occurring during the grade-school years, coincides with the Piagetian stage of concrete operations.
In contrast to lead stimulus modification of startle, mature rates of habituation of startle are already achieved during the preschool years. P300 responses to startling stimuli in school-age children show mature lead stimulus modification and habituation, as does the startle response itself. Attentional and affective modification of startle is different in children than in adults, but the direction of differences is inconsistent and requires further study. Autonomic, myogenic, and electroencephalography activity accompanying startle habituation in children do not habituate; heart rate increases as startle habituates, suggesting a state of arousal accompanying startle habituation. These relationships have not been studied in adults.
Development of Startle Modification by Lead Stimulation
Background from Adult Studies
The magnitude of the startle-blink reflex in the human adult can be modified by nonstartling lead stimulation in at least three ways (Graham, 1975; Anthony, 1985).
Studies of the neural basis of short lead interval startle modification have been one extension of the anatomical and behavioral “mapping” of the “primary startle circuit.” The neural substrates of prepulse inhibition (PPI) – an operational measure of sensorimotor gating – are studied partly because several neuropsychiatric disorders are characterized both by deficits in PPI and by clinical evidence of impaired inhibition of cognitive, sensory, or motor information. Brain regions implicated in the pathophysiology of these disorders – limbic cortex, ventral striatum, pallidum, and pontine tegmentum – critically regulate PPI. The neurochemistry of PPI includes neurotransmitters that subserve this circuitry, particularly dopamine, glutamate, serotonin, acetylcholine, and gamma-amino-butyric acid; specific neuropeptides also appear to regulate PPL These neural substrates have been studied via traditional neuropharmacological techniques in laboratory rats, via studies of PPI in specific patient populations, and via developmental and genetic manipulations. Collectively, these studies may identify perturbations of brain function in this circuitry that lead to deficits in PPI – such as those observed in schizophrenia and other disorders – and, conversely, what interventions might act at each level of the circuitry to enhance or restore normal levels of sensorimotor gating.
Overview: Temporal Relationships in the Phasic and Tonic Regulation of Startle
Startle response modification by short lead stimuli has been studied systematically, drawing on the tremendous strengths of startle as a quantifiable, parametrically sensitive behavior. This work has important implications for understanding fundamental principles of information processing and for examining the biological basis of specific time-linked information-processing deficits in neuropsychiatric disorders.
This chapter describes the neural pathways involved in the acoustic startle reflex itself and those involved in modification of startle by fear and stress. In the rat, the primary acoustic startle pathway probably involves three synapses onto (1) cochlear root neurons, (2) neurons in the nucleus reticularis pontis caudalis, and (3) motoneurons in the facial motor nucleus (pinna reflex) or spinal cord (whole body startle). The excitatory amino acid glutamate may well mediate startle at each of the three central synapses along the acoustic startle pathway. Startle can be potentiated by eliciting the reflex in the presence of a cue that has previously been paired with shock. This effect is blocked by chemical lesions or chemical inactivation of the amygdala. Very high levels of fear may fail to lead to increased startle because of activation of a brain area (the periacqueductal gray) which produces active escape behavior incompatible with startle. Startle also can be increased by sustained exposure to bright light or intraventricular administration of the stress peptide corticotropin-releasing hormone. These effects depend on a brain area called the bed nucleus of the stria terminalis. These results suggest that different brain areas may be involved in short-term increases in startle, akin to stimulus-specific fear, versus longer-lasting increases in startle, akin to anxiety.
Introduction
A major advantage of using the acoustic startle reflex to study behavior is that the startle reflex itself has an extraordinarily short latency (e.g., in rats, 8 msec measured electromyographically in the hind leg).
Although affective modification of the startle reflex is a robust phenomenon, it does not occur universally. Research is reviewed suggesting that affective startle modification varies systematically in relation to affective trait dispositions and clinical diagnosis of anxiety, mood, and schizophrenia spectrum disorders. Evidence supports a reliable association between high trait fearfulness and enhanced startle modification by affective valence. Findings for other affective individual differences are thus far only suggestive. Despite the fact that much interest in startle stems from reports of exaggerated startle in posttraumatic stress disorder (PTSD), the precise pattern of startle reactivity and modification in this disorder remains uncertain. Nevertheless, recent studies of affective startle modification in PTSD, as well as in schizophrenia and depression, have yielded provocative results that may ultimately inform our understanding of these disorders. The review emphasizes the need to use a range of affect manipulations and modification paradigms, more powerful research designs, and more appropriate statistical comparisons in future research in this area.
Introduction
A decade has now passed since the original report of affective startle modification in humans (Spence, Vrana, & Lang, 1987), and startle potentiation during aversive compared with pleasant and/or neutral conditions has been repeatedly demonstrated. In one popular paradigm (e.g., Bradley, Cuthbert, & Lang, 1990, 1991, 1996), pictures evoke different affects, startle is elicited with brief noises, and the magnitude of the eyeblink startle response is measured.
Disorders of the inhibitory control of attention have long been noted in schizophrenia spectrum patients. Operational, behavioral techniques were first applied to the construct of impaired sensory filtering in schizophrenia in the 1970s. Braff et al. (1978) noted Frances Graham's (1975) observation of short lead interval inhibition in normal subjects, and hypothesized, then demonstrated, that schizophrenia patients have diminished short lead interval inhibition reflecting impaired gating. Although originally thought to reflect an automatic, preattentive sensorimotor gating function, Dawson et al. (1993) demonstrated that short lead interval inhibition is modulated by attention and may represent a state-independent vulnerability marker for schizophrenia. The findings of impaired short lead interval inhibition in schizotypal subjects (Cadenhead et al., 1993), in conjunction with confirmation of a theoretical link between impaired short lead interval inhibition and thought disorder in schizophrenia patients (Perry & Braff, 1994), added further support to the notion that impaired short lead interval inhibition reflects a trait-linked deficit in sensorimotor gating in schizophrenia spectrum individuals. The neural basis of sensorimotor gating deficits in rats is now better understood, allowing the study of proposed brain abnormalities in schizophrenia patients in animal models. Future directions in application of short lead interval inhibition techniques to schizophrenia spectrum research will continue to include parallel animal model research in conjunction with studies of medication effects, gross and specific psychopathology, gender, laterality, family studies, and attentional manipulation in schizophrenia spectrum populations.
Overview of Attention, Information Processing, and Inhibition in Schizophrenia
Descriptions of impaired attention as a central feature of the pathology in schizophrenia spectrum disordered patients have been noted for most of the past century.
Startle modification refers to a set of reliable and ubiquitous phenomena. Specifically, the startle modification phenomena include the inhibition and facilitation of the startle reflex by nonstartling stimuli that accompany or precede the startle-eliciting stimulus. This chapter introduces these phenomena through historical examples drawn from both the human and nonhuman animal literature. Both the inhibition and the facilitation of the startle reflex are illustrated. The standard terms used throughout this book – “startle stimulus,” “lead stimulus,” and “lead interval” – are defined by reference to these prototypical examples. Potential implications of startle modification phenomena are identified for cognitive science, neuroscience, and clinical science, with special emphasis on integrative implications. Finally, the book is outlined with reference to each of the subsequent chapters.
Introduction and Brief History
Reflexes are often considered simple, fixed, and invariant reactions to stimuli. However, it has been known for a number of years that reflexes are not fixed; rather, they are highly modifiable by a variety of events that occur concurrent with or immediately before the elicitation of the reflex. The amplitude of the patellar tendon “knee-jerk” reflex, for example, was shown over 100 years ago to vary systematically depending upon the time at which a voluntary motor response preceded the elicitation of the reflex (Bowditch & Warren, 1890). The amplitude of the human patellar reflex was facilitated if participants voluntarily clinched their hands in response to a bell simultaneously with the blow upon the tendon, but the reflex was inhibited, sometimes disappearing entirely, if the hand clinch occurred only a few hundred milliseconds before the patellar stimulation.
Neuroscientists such as Kandel (1978) and Thompson (1986) have exploited the behavioral and neuranatomical simplicity of reflexes in their development of reductionistically approachable model systems of learning and memory. It is argued in this chapter that the field of attention and performance would similarly benefit from the development of a simple model system based on startle and related reflexes. Representative studies are reviewed with respect to the three attentional subsystems distinguished by Posner and Petersen (1990) – the orienting, alerting, and executive networks. To integrate data from reflexology into the broader field of cognitive neuroscience, information processing models that incorporate a vertical architecture are recommended.
The Relevance of Reflexology
Contrasts can help us to grasp amorphous concepts. We may be unsure as to what exactly consciousness is, for example, but we are confident that the comatose patient lacks it, whereas an alert, healthy person has it. Approaching this poorly defined concept from the perspective of several distinct contrasts has helped bring it into clearer view: Experimental comparisons between wakefulness versus sleep, alertness versus anesthesia, masked versus supraliminal priming, ocular dominance versus suppression, blind sight versus visual awareness, and evoked potentials to attended versus ignored stimuli have provided a wealth of relevant data. It is the thesis of this review that direct comparisons of voluntary and reflexive reactions can also provide valuable insights into the neural bases of attention and consciousness.
Neurobehavioral research on reflexes has continued uninterrupted for a quarter of a millennium (e.g., Whytt, 1751, reviewed in Fearing, 1930).
Startle modification at long lead intervals has been assessed during orienting to signal stimuli and during Pavlovian conditioning to investigate attentional and emotional processes in humans. The results obtained in studies of orienting are not consistent with the assertion that startle is inhibited if attentional resources are allocated to a modality that is different from the one in which the startle-eliciting stimulus is presented. Research in Pavlovian conditioning that focused on the effects of emotion on startle modification has replicated the fear-potentiated startle effect observed in nonhuman animals. Research in both realms provides strong evidence that attentional and emotional processes interact to affect startle.
Introduction
Research on associative learning has undergone considerable change during the last 30 years. The conceptual framework has shifted from the notion that associative learning, and particularly Pavlovian conditioning, involves the formation of new stimulus–response connections to a position that asserts that the conditioned response is an indication that the organism has acquired new information (Mackintosh, 1983). Within this information-processing framework, there is an emphasis on the unexpectedness of the unconditional stimulus (Rescorla & Wagner, 1972), the extent to which the conditioned and unconditioned stimuli are primed in a short-term memory store (Wagner, 1978), the relative predictive accuracy of all cues (Mackintosh, 1974), the type of processing (automatic or controlled) that is devoted to the conditioned stimulus (CS) (Pearce & Hall, 1980; Dawson & Schell, 1985), and the nature of the attentional process underlying the processing of conditioned and unconditioned stimuli (Öhman, 1983, 1992).
In this chapter we review typical paradigms employed in investigations of startle modification at long lead intervals. We also summarize some of the basic phenomena associated with long lead interval startle modification. Such phenomena include the facilitation or inhibition of startle magnitude as a function of lead stimulus intensity and duration, cardiac deceleration, the modalities of the lead stimulus and the startle probe, whether participants are instructed to attend to or ignore the lead stimulus, and the emotional valence and arousal of the lead stimulus. Both relevant animal and human studies are reviewed, some of which have appeared previously only in doctoral dissertations. In addition, we discuss some of the conceptual issues that have driven much of this research, highlighting particular controversies that have received more attention, such as whether the relationship between lead stimulus intensity and startle amplitude is actually an inverted-U function, and what are the relative contributions of attentional and emotional processes in long lead startle modification.
Introduction
A burst of sound punctures the empty silence. Though brief, the noise burst is sufficiently intense to startle the hearer, producing a reflex blink. Now imagine that instead of being superimposed on silence, the noise burst follows a prior stimulus of several seconds duration – what we will refer to in this chapter as a “long lead stimulus.” What effect will that lead stimulus have on the hearer's startle blink to the subsequent noise burst? Will it mask the noise burst and thus attenuate the startle response? Will it summate with the noise burst and thus facilitate the reflex blink? Will it arouse and alert the listener, enhancing the reflex?