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To analyze plasmas that have a finite temperature it is necessary to use a statistical approach called “kinetic theory” which describes the distribution of particle velocities in a plasma. In this chapter a famous equation, called the “Vlasov equation,” is derived. This equation describes the evolution of the number of particles in a six-dimensional (velocity-position) coordinate system called “phase space.” The Vlasov equation assumes that there are no collisions. The only forces considered are due to long-range electromagnetic and electrostatic forces. By taking velocity moments of the Vlasov equation, a series of equations called the moment equations are developed that allows one to take into account the evolution of the average density, velocity, and pressure of plasma. Unfortunately, the moment equations do not consist of a closed set of equations and always require additional assumptions, specifically an equation of state. By assuming an adiabatic equation of state, two new electrostatic wave modes, the Langmuir mode and the ion acoustic mode, are revealed that do not exist in a cold plasma.
When a wave propagates through a plasma with a finite temperature the forces acting on a charged particle are Doppler-shifted from their rest-frame frequency by the thermal motion of the particle. Since these Doppler shifts greatly complicate the analysis, in this chapter the temperature is assumed to be zero, so that there are no thermal motions. Hence the term “cold plasma.” Two types of plasmas are analyzed, those with no background magnetic field, and those with a background magnetic field. To further simplify the analysis, the wave amplitudes are assumed to be small, so that the equations of motion can be linearized. The result is a very general solution can for all of the electromagnetic wave modes that can propagate in a cold plasma, plus one purely electrostatic mode, called the electron plasma oscillation. This analysis reveals almost all of the electromagnetic waves that can propagate in a plasma.
This chapter is devoted to the analysis of MHD equilibria and stability. By equilibria, we mean a plasma state that is time-independent. Such states may or may not have equilibrium flows. When the states do not have equilibrium flows, that is, U = 0 in some appropriate frame of reference, the equilibria are called magnetostatic equlibria. When the states have flows that cannot be simply eliminated by a Galilean transformation, the equilbria are called magnetohydrodynamic equilibria. When we introduce small perturbations in a particular equilibrium which is itself time-independent, the time dependence of the perturbations determines the stability of the system. If an equilibrium is unstable, the instability typically grows exponentially in time. The mathematical problem for the stability of magnetostatic equilibria is made tractable due to the formulation of the so-called energy principle. It turns out that when MHD equilibria contain flows that are spatially dependent, the power of the energy principle is weakened significantly, and there has been a general tendency to rely on the normal mode method, for which we provide simple examples.
In nature and in the laboratory, plasmas can be stable according to the equations of ideal MHD. However, even ideally stable plasmas can become unstable in the presence of small departures from idealness, such as a small amount of resistivity. This may appear counter-intuitive upon first glance unless one takes into account the fact that in the presence of even small dissipation the frozen field theorem discussed in Chapter 6 is violated, which enables the plasma to access states of lower potential energy through motions that would be forbidden for ideal plasmas, i.e., by allowing magnetic field lines to slip with respect to the plasma fluid. Such instabilities are called resistive instabilities. These instabilities are part of a general class of phenomena called magnetic reconnection, which is a subject of great interest for space, laboratory, and astrophysical plasmas.
An analysis is given of Coulomb collisions, which are the dominant collisional process that occurs in hot plasmas. We show that Coulomb collisions are dominated by small-angle grazing collisions, much different than collisions in a normal gas, which are almost always nearly isotropic. For such small angle collisions, the impact cross-section is dominated by large impact parameters. Because of Debye shielding the impact cross-section has an upper limit given by the Debye length. The small-angle scattering and the exponential cutoff of the impact cross-section caused by Debye shielding makes the analysis of collisional effects quite complicated. As an example, the collisional drag force acting on a Maxwellian velocity distribution of electrons drifting through a background of fixed ions is analyzed. The results show that the drag force on the electrons initially increases linearly with increasing drift velocity, reaches a maximum near the electron thermal velocity, and then decreases rapidly. When the drift is caused by an applied electric field this dependence leads to an upper limit, called the “Dreicer field,” beyond which the electrons accelerate without limit.
The field known as magnetohydrodynamics (MHD) dates to the earliest days of plasma physics and assumes that a plasma is a charged conducting fluid that responds to electromagnetic fields governed by Maxwell’s equations. Since this fluid approach ignores cyclotron motions, the MHD model is valid only at low frequencies, well below the lowest ion cyclotron frequency, and at large spatial scales, much larger than the largest ion cyclotron radius. In this chapter we show that, except for an Ohm’s law conductivity that relates the current to the electric field, all of the basic MHD equations can be derived from the moment equations given in Chapter 5. An approximate conductivity equation, called the “generalized Ohm’s law,” is derived that relates charges and current in the plasma to the large scale electric and magnetic fields. Equations are also derived showing that the magnetic field produces an anisotropic pressure that adds to the plasma pressure, and that the magnetic field lines cab be “frozen” into the plasma if the conductivity is sufficiently large.
Discontinuities are a common feature of plasmas, especially in space and astrophysical applications where large spatial scales are involved. These discontinuities arise from a process called “wave steepening,” wherein nonlinear effects cause a wave to steepen into a discontinuity, the thickness of which is controlled by some microscopic scale length of the plasma, such as an ion cyclotron radius. Several types of discontinuities are discussed, the most important of which is a shock wave. In a shock wave the flow velocity suddenly changes from supersonic to subsonic at the discontinuity, with a corresponding increase in the plasma density and magnetic field strength. A detailed derivation of the equations that determines the propagation speed of a MHD shock wave is given, including the limiting cases of weak and strong shocks. The mechanisms by which shocks can accelerate particles to very high energies are discussed. These include shocks from solar coronal mass ejections, which are known to accelerate charged particles to energies of many tens of MeV, and shocks produced by supernovae explosions, which are believed to be responsible for the acceleration of cosmic rays to extremely high energies, 1014 eV or more.
Most energy generated in the gravitational collapse to a supernova is radiated in neutrinos, hence the role of these particles in a supernova explosion is crucial. Current models of core collapse supernovae focus on multidimensional hydrodynamics and nuclear burning and treat neutrino transport in a simplified manner. In this last chapter an example of accurate neutrino treatment in a spherically symmetric collapse is given. The role of multidimensional effects is discussed. These results are of interest for the multidimensional models with large-scale convection as well as for the ongoing experimental search for neutrinos from supernovae.
Supernova Models and Neutrinos
Supernovae (SNe) are produced by stars that end their late evolution in a catastrophic explosive process. The name supernova was introduced and the difference between SNe and novae in terms of their estimated explosive powers was described in [515]. The luminosity of a SN at its maximum, which lasts for several days, is comparable to the total luminosity of its host galaxy. It was first hypothesized in [516] that SN explosions should be accompanied by the formation of neutron stars; the neutron had been discovered just two years earlier. The total energy involved into explosion is approximately 1053 erg, mostly released in the form of neutrinos. Approximately 1% of this energy, namely, 1051 erg, is released in the form of kinetic energy of the SN ejecta. Only approximately 1% of that kinetic energy, i.e., 1049 erg, is emitted in the form of photons, which are detected as the SN event [517, 518]. The relevant timescales are as follows: collapse of the core occurs on a ≤ 0.1 s timescale, the SW propagation inside the collapsing core takes ~10 ms, and the neutrino cooling time of the hot neutron star is 10 s.
There are two general types of a SN, classified according to the presence of hydrogen absorption lines in observed spectra. Absorption lines are present in the spectra of Type II SNe and absent in the spectra of Type I SNe. In addition, Type II SNe normally contain compact remnants, although such a remnant was not found in the nearby SN 1987A [519]. In this chapter,mainly Type II SNe, or core-collapse SNe, are discussed.