## 1. Introduction

The power generation efficiency of magnetic confinement nuclear fusion reactors will be strongly dependent on the effective transfer of heat from the sidewall of the reactor chamber to the fluid flowing through the surrounding cooling blankets, as it carries the heat from the reactor for power generation (Sukoriansky *et al.* Reference Sukoriansky, Klaiman, Branover and Greenspan1989; Barleon, Casal & Lenhart Reference Barleon, Casal and Lenhart1991; Smolentsev *et al.* Reference Smolentsev, Moreau, Bühler and Mistrangelo2010). The strong magnetic field required to confine plasma in the reactor chamber inhibits the turbulence and mixing desirable for efficient heat transfer from the duct walls into the flow. The present study draws motivation from this problem. Even though a number of techniques to enhance the duct heat transfer rate have been studied, including the insertion of bluff bodies for vortex generation (Frank, Barleon & Müller Reference Frank, Barleon and Müller2001; Dousset & Pothérat Reference Dousset and Pothérat2008), oscillating bodies for active enhancement (Hussam, Thompson & Sheard Reference Hussam, Thompson and Sheard2012*a*) and electrically generated vortices (Hamid, Hussam & Sheard Reference Hamid, Hussam and Sheard2016), the use of surface protrusions for heat transfer enhancement has only recently begun to receive attention (Murali, Hussam & Sheard Reference Murali, Hussam and Sheard2021), although an understanding of the hydrodynamic mechanisms destabilising these flows is lacking. The literature contains many investigations into the use of surface modifications in hydrodynamic flow through ducts (see Bhagoria, Saini & Solanki Reference Bhagoria, Saini and Solanki2002; Karwa Reference Karwa2003; Alam, Saini & Saini Reference Alam, Saini and Saini2014 and references therein), but most have focused on the heat transfer characteristics of high Reynolds number ($Re$) turbulent flows. However, in the cooling blankets of fusion reactors, the bulk flows are generally in a steady or transitional state (Smolentsev, Vetcha & Abdou Reference Smolentsev, Vetcha and Abdou2013), so interest is in mechanisms promoting the destabilisation of steady, laminar flows.

Past studies investigating hydrodynamic flow past two-dimensional surface-mounted obstacles at low $Re$ include Tropea & Gackstatter (Reference Tropea and Gackstatter1985) and Carvalho, Durst & Pereira (Reference Carvalho, Durst and Pereira1987) who focused only on the two-dimensional flow conditions. Those studies found that, at low blockage ratios, the reattachment length for the low $Re$ cases compared well with high $Re$ results. In the present study, flow in a hydrodynamic channel with periodically repeating surface wedges is considered, as this geometry was found to outperform rectangular steps and other geometries in terms of heat transfer efficiency in high $Re$ flows (Bhagoria *et al.* Reference Bhagoria, Saini and Solanki2002). Design and control of flow in cooling blanket ducts requires a thorough understanding of the flow dynamics focused on the steady and transitional regimes. Due to the lack of coverage of flows in similar set-ups, this study aims to characterise the hydrodynamic flow in a channel with repeated wedge-shaped protrusions covering the steady and transitional regimes. Additionally, from a fundamental perspective, understanding the onset of transition in non-parallel flows is an ongoing area of interest and the present study adds to the existing understanding in this aspect as well. Moreover, such a characterisation will add to our present knowledge on separating and reattaching flows which are significant in numerous engineering applications (Larson Reference Larson1959; Chilcott Reference Chilcott1967; Alam *et al.* Reference Alam, Saini and Saini2014).

The perpendicular front face of the wedge-shaped protrusions under investigation in this paper presents a sudden partial obstruction similar to the well-known forward-facing step (FFS) geometry (Stüer, Gyr & Kinzelbach Reference Stüer, Gyr and Kinzelbach1999; Wilhelm, Härtel & Kleiser Reference Wilhelm, Härtel and Kleiser2003; Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*b*), while the inclined rear surface may invoke recirculating flows similar to backward-facing step (BFS) flows (Armaly *et al.* Reference Armaly, Durst, Pereira and Schönung1983; Ghia, Osswald & Ghia Reference Ghia, Osswald and Ghia1989; Kaiktsis, Karniadakis & Orszag Reference Kaiktsis, Karniadakis and Orszag1996; Barkley, Gomes & Henderson Reference Barkley, Gomes and Henderson2002; Blackburn, Barkley & Sherwin Reference Blackburn, Barkley and Sherwin2008*a*). One key differentiating feature of the present work is the streamwise-periodic repetition of the geometric feature. Flows past BFS and FFS have been found to be extremely sensitive to incoming flow conditions (Gartling Reference Gartling1990; Barkley *et al.* Reference Barkley, Gomes and Henderson2002; Marino & Luchini Reference Marino and Luchini2009; Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*b*), making a direct comparison with these geometries difficult.

Thus, for a system comprising flow through a channel with repeated wedge-shaped protrusion, this study aims to:

(i) Characterise the long-time dynamics of hydrodynamic flow and its dependence on the geometry of the protrusion and flow conditions by quantifying the eigenmodes causing breakdown of the two-dimensional flow using a global linear stability analysis.

(ii) Understand the mechanisms causing the onset of primary instability via analysis of the energetics of the perturbation.

(iii) Characterise the short-time dynamics of the flow via a transient growth analysis.

(iv) Perform an adjoint analysis to understand the sensitivity of the flow to structural modifications and elucidate regions in the flow that are important from a flow control perspective.

Beyond contributions in the aforementioned areas, this work lays the foundation for future work into the magnetohydrodynamic (MHD) duct analogue.

The paper is organised and presented as follows: § 2 contains a description of the flow set-up and discussion of the governing equations. Details of the mesh used, mesh resolution study and validation are given in § 3. The results are discussed by starting with a description of two-dimensional flow through the duct in § 4, where base flow regimes, separation and reattachment characteristics and their dependence on the flow and geometric parameters of surface protrusion are explained. Thereafter, the breakdown of the steady two-dimensional (2-D) solutions to infinitesimally small 2-D and 3-D perturbations is characterised in detail in § 5, following which the sensitivity of the flow to forcing and structural modifications, and endogeneity of the leading eigenmodes are discussed in § 6. In § 7, linear transient growth is considered. The results sections are closed by discussion of weakly nonlinear effects on 3-D transitions in § 8. The main findings are then summarised in the conclusions, § 9.

## 2. Methodology

### 2.1. Problem set-up

The problem set-up for the present study is shown in figure 1. The fluid is Newtonian and incompressible with kinematic viscosity $\nu$ and density $\rho$. Dimensionless geometric parameters associated with the flow set-up are: blockage ratio $\beta =h_w/2L$, where $h_w$ and $2L$ are the wedge and duct height, respectively, pitch $\gamma =l_p/L$, where $l_p$ is the distance between the wedges and wedge angle $\phi =\tan ^{-1}(h_w/l_w)$, which is the angle that the tapered wedge surface makes with the horizontal. A streamwise-periodic flow domain is considered, no-slip boundary conditions are applied on the bottom and top walls and flow is maintained at a constant flow rate having a mean horizontal velocity $U_0$.

### 2.2. Governing equations

The flow is governed by the dimensionless incompressible Navier–Stokes equations,

where lengths, velocity $\boldsymbol {u}$, time $t$ and pressure $p$ are respectively scaled by $L$, $U_0$, $L/U_0$ and $\rho U_0^2$. The Reynolds number is defined as $Re=U_0L/\nu$.

At the interface between adjacent elements, each node on one element edge shares a single global node with its counterpart on the edge of the adjacent element. This preserves ($C_0$) continuity of the velocity and pressure values across element interfaces in the global solution. Element edge nodes along the left periodic boundary are connected to the edge nodes along the right periodic boundary in the same fashion. The periodic boundary is therefore numerically indistinguishable from any other element interface within the flow domain. In (2.2), pressure is decomposed into a streamwise-periodic fluctuating part and a background horizontal linear pressure gradient, i.e. $p = \tilde {p} - F(t)x$; $F(t)$ only enters the horizontal momentum equation, and its value is determined within each time integration step to maintain the desired flow rate. The numerical implementation to maintain the desired flow rate is explained in Appendix A.

An in-house solver based on a nodal spectral-element method for spatial discretisation in the $x$–$y$ plane (Karniadakis & Sherwin Reference Karniadakis and Sherwin2005) and a third-order operator splitting scheme based on backward differentiation for time integration (Karniadakis, Israeli & Orszag Reference Karniadakis, Israeli and Orszag1991) is used for the simulations reported herein. A two-way refinement in terms of the number of elements (*h*-refinement) and polynomial order (*p*-refinement) is possible using this discretisation. For the 3-D direct numerical simulations, discretisation in the spanwise $z$-direction is via a Fourier series expansion of the flow variables (Karniadakis & Triantafyllou Reference Karniadakis and Triantafyllou1992; Sheard, Fitzgerald & Ryan Reference Sheard, Fitzgerald and Ryan2009) which imposes a spanwise periodicity in the $z$-direction.

### 2.3. Linear stability analysis

Linear stability analysis (Jackson Reference Jackson1987) is used to study the stability of 2-D flows by decomposing the flow variables $\{\boldsymbol {u},p\}$ into a 2-D component $\{\boldsymbol {U},P\}$ and a small 3-D disturbance, $\{\boldsymbol {u}',p'\}$, i.e.

*a*,

*b*)\begin{equation} \boldsymbol{u}=\boldsymbol{U}+\epsilon \boldsymbol{u}^\prime, \quad p=P+\epsilon p^\prime, \end{equation}

where $|\epsilon | \ll 1$. The linearised Navier–Stokes equations (LNSE) are obtained from (2.2) and (2.3*a*,*b*) and retaining terms of order $O(\epsilon )$, resulting in

where $\boldsymbol {N}^\prime$ is the linearised advection operator $\boldsymbol {N}^\prime (\boldsymbol {u}^\prime )=(\boldsymbol {U}\boldsymbol {\cdot } \boldsymbol {\nabla })\boldsymbol {u'} + (\boldsymbol {u'}\boldsymbol {\cdot } \boldsymbol {\nabla )}\boldsymbol {U}$. The perturbations are further decomposed into Fourier modes having spanwise wavenumber $k$ as

Linearisation decouples the equation governing the evolution of each Fourier mode, reducing the stability analysis from a 3-D problem in $Re$ to a set of 2-D problems in $(Re,k)$. Since the base flow is planar (has no $z$-component), a phase-locked form of the perturbation is used (Barkley & Henderson Reference Barkley and Henderson1996), further halving the computational cost of evolving the perturbation field. With respect to the enforcement of a constant flow rate on the base flow described in § 2.2, linearised perturbation fields having a non-zero wavenumber intrinsically satisfy a zero flow rate and so do not require special treatment. However, this is not the case for 2-D (zero-wavenumber) perturbations. A zero flow rate is imposed on these fields during time integration in a similar fashion to flow rate enforcement on the base flow.

Introducing a linear evolution operator $\mathscr {A}(\tau )$ representing time integration of a linearised perturbation field over time interval $\tau$, and assuming exponential growth over long times, linear stability is dictated by

where $\mu _i$ are the (complex) eigenvalues and $\boldsymbol {\hat {u}}_i$ the corresponding eigenvectors of $\mathscr {A}$. The eigenvalue $\max |\mu _i |$ determines the instability growth rate $\sigma$ and phase speed $\omega$ through

where $\tau$ can be chosen arbitrarily for a steady base flow. For a given $Re$ and $k$, $|\mu |>1$ denotes a flow where the mode grows exponentially in time, $|\mu |=1$ corresponds to neutral stability and, when $|\mu |<1$, the modes decay in time and hence the base flow is linearly stable.

Steady 2-D base flow solutions are first computed either directly using the timestepper mentioned earlier, or with the BoostConv algorithm augmenting it for unstable steady states (Citro *et al.* Reference Citro, Luchini, Giannetti and Auteri2017). The eigenvalue problem is then solved by an implicitly restarted Arnoldi iteration method for a range of spanwise wavenumbers (Barkley & Henderson Reference Barkley and Henderson1996; Sheard *et al.* Reference Sheard, Fitzgerald and Ryan2009). In this implementation, the perturbation field is initialised to a randomised field, and time integration over time interval $\tau$ is used to capture the action of $\mathscr {A}$ on the perturbation field. Iteration continues until the eigenvalues have converged to an accuracy of $10^{-8}$. The implicitly restarted Arnoldi iterations are implemented through the ARPACK package (Lehoucq, Sorensen & Yang Reference Lehoucq, Sorensen and Yang1998).

### 2.4. Span-averaged perturbation kinetic energy evolution

The instability mechanism causing the base flow to become unstable is explained by considering the energy transfer from the base flow to the eigenmodes by analysing its domain integrated kinetic energy (Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*a*,Reference Lanzerstorfer and Kuhlmann*b*; Sheard, Hussam & Tsai Reference Sheard, Hussam and Tsai2016). The perturbation kinetic energy (PKE) equation is obtained by taking the dot product of $\boldsymbol {u'}$ with (2.5), since

where $k'$ is the kinetic energy of the perturbation per unit mass. Averaging the resulting equation in the spanwise direction (in tensor notation with the summation convention used for brevity) yields

where ${\overline {s_{ij}'s_{ij}'}}$ is the spanwise-averaged double dot product of the strain-rate tensor $s_{ij}'$. It is possible to relate the growth rate of the eigenmode to (2.10) through (2.6) as

where $E_{k}=\int _{\varOmega } \overline {k'}\, \mathrm {d} \varOmega$ is the total PKE in the domain $\varOmega$ (Sheard *et al.* Reference Sheard, Hussam and Tsai2016). Each term on the right-hand side of (2.11) contributes to the instability growth rate and can be written in short as

where $\langle \mathscr {P} \rangle$ comprises the production terms and $\langle \mathscr {D} \rangle$ the dissipation term, each of which are given by

### 2.5. Receptivity and structural sensitivity analyses

To study the receptivity and sensitivity of the flow to initial conditions, momentum forcing or base flow variation, the adjoint LNSE are obtained following the method described in Barkley, Blackburn & Sherwin (Reference Barkley, Blackburn and Sherwin2008), and are given by

where $\boldsymbol {N}^*$ is the linearised advection operator of the adjoint equations, $\boldsymbol {N}^*(\boldsymbol {u}^*) =- (\boldsymbol {U}\boldsymbol {\cdot } \boldsymbol {\nabla }) \boldsymbol {u}^* + (\boldsymbol {\nabla }\boldsymbol {U})^{\rm T} \boldsymbol {\cdot } \boldsymbol {u}^*$, and $\boldsymbol {u}^*$ and $p^*$ are the respective adjoint velocity and pressure fields, and the perturbation is evolved backwards in time. An eigenvalue decomposition is used to obtain the adjoint eigenmodes, $\hat {\boldsymbol {u}}^{*}$, of the adjoint operator $\mathscr {A^*}$ using the same computational method as described in § 2.3.

The amplitude of a global mode can be shown to be dependent on initial condition ($\hat {\boldsymbol {u}}_0$) and momentum forcing ($\hat {\boldsymbol {f}}$) as

Thus, the location of maximum amplitude of the adjoint mode gives the region of maximum receptivity of the perturbations to initial condition and momentum forcing, as explained in Giannetti & Luchini (Reference Giannetti and Luchini2007).

Hill (Reference Hill1995) and later Giannetti & Luchini (Reference Giannetti and Luchini2007) have shown that the overlap region of the direct and the adjoint mode is most sensitive to any localised feedback. The sensitivity is given by

where $\hat {\boldsymbol {u}}_{k}$ and $\hat {\boldsymbol {u}}_{k}^{*}$ are the direct and adjoint eigenmodes for a linearised perturbation field with spanwise wavenumber $k$ corresponding to a growth rate. Further details can be found in Giannetti & Luchini (Reference Giannetti and Luchini2007).

The wavemaker region as obtained from structural sensitivity analysis identifies the regions in the flow where the eigenvalue of the linearised evolution operator changes the most and how the global instability mode is affected by exogenous modification of $\mathscr {A}$. Another concept developed by Marquet & Lesshafft (Reference Marquet and Lesshafft2015) is the endogeneity of the eigenmode, in which the sensitivity to localised changes of the operator is confined to changes that preserve the local structure of the operator. The endogeneity of eigenmode ($\mu _k$, $\hat {\boldsymbol {u}}_{k}$) is therefore described by

the domain integral of which can be shown to be equal to the eigenvalue $\mu _k$. Equation (2.19) can be expanded to isolate the individual contributions of each term in the momentum equation to $E(x,y)$ as

Although (2.20) holds similarity to (2.11), the endogeneity recovers the local contribution to the growth rate ($E_{\sigma }(x,y)$) and frequency of the global eigenmode ($E_{\omega }(x,y)$) and individual contributions from each term on the right-hand side of (2.20). While the pressure contribution to endogeneity is expected to integrate to zero, it is nevertheless included in the present implementation to capture its positive or negative local contributions.

### 2.6. Transient growth

The interaction between the non-orthogonal eigenmodes of $\mathscr {A}$ can produce brief periods of large amplification of the kinetic energy of the linearised perturbations, even when the flow is asymptotically stable. The maximum growth in kinetic energy achievable over a finite time $\tau$ is determined using the eigenvalue method described in Barkley *et al.* (Reference Barkley, Blackburn and Sherwin2008). The kinetic energy of the perturbation relates to the inner product (the $1/2$ is omitted for simplicity)

Transient growth of an initial disturbance $\boldsymbol {u'}(0)$ over an interval can thus be written as

The maximum possible amplification of energy at time $\tau$ over all possible initial conditions $\boldsymbol {u'}(0)$ is called the optimal energy growth $G(\tau )$ and is given by

which is given by the largest eigenvalue of the operator $\mathscr {A}^*(\tau )\mathscr {A}(\tau )$ (equivalent to the largest singular value of the operator $\mathscr {A}$). For a given $Re$ and $k$, the optimal mode is the eigenvector corresponding to maximum optimal energy growth, $G_{max}$ at time $\tau =\tau _{opt}$ (Barkley *et al.* Reference Barkley, Blackburn and Sherwin2008).

Optimal energy growth and the corresponding initial fields producing them are obtained by starting from a random perturbation, and capturing the action of $\mathscr {A^*}\mathscr {A}$ on $\boldsymbol {u'}$ by time integrating forward over $\tau$ using the linear evolution operator $\mathscr {A}$ and then backward using the adjoint linear evolution operator $\mathscr {A^*}$. The eigenmodes here are evaluated using the same method described in § 2.3.

## 3. Mesh resolution study

The solver has been validated for numerous flow simulations, stability analyses (Sheard Reference Sheard2011; Sapardi *et al.* Reference Sapardi, Hussam, Pothérat and Sheard2017; Ng, Vo & Sheard Reference Ng, Vo and Sheard2018), transient growth analyses (Hussam, Thompson & Sheard Reference Hussam, Thompson and Sheard2012*b*; Cassells *et al.* Reference Cassells, Vo, Pothérat and Sheard2019) and energetics analyses (Sheard *et al.* Reference Sheard, Hussam and Tsai2016). Grid resolution is examined here for each of the analysis methods described in § 2.

A 594 $h$-element mesh with polynomial order $n_p=15$ is adopted for $\beta =0.25$, $\gamma =2$, $\tan (\phi )=0.125$ for the base flow and eigenvalue computations based on preliminary testing and refinement, and is shown in figure 2. For other $\beta$ and $\gamma$ cases, meshes were constructed such that the size of the smallest elements along the boundaries and largest elements remained the same as the mesh tested for grid resolution. The polynomial order for the base flow and eigenvalue computations for all the cases was also preserved. A polynomial order of 10 was used for both the base flow and eigenvalue computation for $\beta =0.95$, $\gamma =2$ given the higher mesh density at the small constriction gap. Table 1 shows solution convergence with increasing element polynomial order for a test case having $\beta =0.25$, $\gamma =2$, $\tan (\phi )=0.125$ at $Re=400$. The parameters tested for base flow convergence are the norm, $\mathscr {L}^2$ $=\sqrt {\int _{\varOmega } | \boldsymbol {u} |^2 \, \mathrm {d}\varOmega }$ (an integral 2-norm or Euclidean norm of the velocity field), the friction factor $f=(\Delta p/l_d) L$, where $l_d=l_p+l_w$ describes the non-dimensional form of the pressure drop per unit length of the channel and the percentage difference between the computed and target flow rate ($Q_{{diff}}$). Spanwise wavenumbers of $k=1$ and $k=0$ were used respectively to assess the convergence of growth rates from linear stability analysis and the energy growth at $\tau =1$ from transient growth analyses.

For validating the computed energy growth, the computed optimal mode for $Re=400$ at $\tau =5.5$ was used as the initial condition, and linearly evolved to time $\tau$ using (2.4)–(2.5). The energy of the evolved mode was then normalised by its initial energy and subsequently compared against the gain from the transient growth analysis: $G(\tau =5.5)=34.33102$. The energy ratio was found to be

demonstrating a relative error of less than $0.1\,\%$ between $G(\tau )$ and the computationally evolved energy ratio, thus validating the accuracy of the transient growth analysis implementation.

For validating the energetics analysis, the computed individual components of (2.12) are summed, yielding an estimate of the growth rate that may be compared with that computed from the linear stability analysis. These are shown in table 2 for $\beta =0.25$ and $Re=400$. The relative error of growth rate from the energetics analysis is within $0.05\,\%$ of that computed from linear stability analysis.

## 4. Two-dimensional flow

### 4.1. Flow regimes

Inspection of the computed 2-D flow solutions reveals that the flows may be classified into five regimes, as shown in figure 3. Regime-1 (figure 3*a*), occurring at low $Re$, is characterised by a single recirculation region that develops in front of the wedge. The flow otherwise remains attached to the channel walls. The appearance of a recirculation region at a sharp concave corner is a ubiquitous feature of low Reynolds number flows (Taneda Reference Taneda1979). This is similar to the low $Re$ flow over a FFS in which a primary recirculation region appears in front of the step (Mei & Plotkin Reference Mei and Plotkin1986; Stüer *et al.* Reference Stüer, Gyr and Kinzelbach1999). With an increase in $Re$, an adverse pressure gradient compels the flow to separate from the wedge taper, subsequently reattaching to the bottom wall in the gap before the next wedge. This creates another recirculation region extending from the tapered surface of the current wedge to the gap between the current and the subsequent wedge (regime-2, figure 3*b*), unlike the flow over a FFS where a secondary recirculation region forms immediately after the step. In regime-3 (figure 3*d*), the recirculation region identified in regime-2 merges with the recirculation region in front of the next wedge, forming a single recirculation region extending from the slanted wedge surface of the current wedge to the front of the next wedge. For higher blockage ratios of $\beta \gtrsim 0.5$, an additional steady secondary recirculation region is also observed immediately downstream of the wedge tip in regime-2 and regime-3 (figure 3*c*). Further increasing $Re$ produces an unsteady flow. In unsteady regime-4 (instantaneous snapshot in figure 3*e*), the steady recirculation region identified in regime-3 begins to shed, introducing vortices which sweep over the bottom wall, whereas the flow remains attached on the top wall of the channel. No vortex shedding from the wedge tip is observed in this regime. The last regime encountered, regime-5 (instantaneous snapshot in figure 3*f*) is characterised by vortex shedding occurring at the wedge tip along with entrainment of boundary layer vorticity into the bulk.

The regime maps for a range of $\beta$, $\gamma$ and $\phi$ are plotted in figure 4. The Reynolds number for the onset of each regime is termed $Re_{Ri}$, where $i=2\unicode{x2013}5$ denotes the regime of the flow observed at $Re >Re_{Ri}$; $Re_{R5} =Re_{cr,{2D}}$ is the approximate critical Reynolds number for the onset of 2-D vortex shedding in the flow. These threshold Reynolds numbers for changes in the steady flow topology were determined visually, accurate to within $\Delta Re =\pm 10$. The critical $Re$ for onset of the unsteady regime ($Re_{R4}$ for some cases if it exists, $Re_{R5}$ otherwise) is found through LSA, and is presented in § 5.1. The value of $Re_{cr,{2D}}$ decreases with increasing $\beta$, $\gamma$ and $\phi$. With increasing $\beta$, the range of $Re$ for each regime decreases and at higher blockage ratios, vortex shedding starts after the flow passes through two steady regimes – regimes 1 and 2. Regime-4 is not observed for $\beta \gtrsim 0.25$. Within $0.3 \lesssim \beta \lesssim 0.35$ regime-2 was not identified, whereas within $0.5 \lesssim \beta \lesssim 0.65$ regime-3 was not observed. A similar observation was made for $\gamma \gtrsim 4$. In the range of wedge angles investigated, the flow passes through each of the flow regimes identified before becoming unsteady. At higher $\beta$ and $\gamma$, each threshold $Re$ approaches a constant value. A similar trend can be seen with increasing $\phi$ for $Re_{R4}$.

### 4.2. Steady separation and reattachment

To further characterise the steady 2-D flow, the behaviour of different recirculation regions in the flow is elucidated by the migration of their separation and reattachment points along the bottom wall for various blockage ratios in figure 5. The recirculation regions are places of accumulation of fluid which does not interact with the bulk flow. From a heat transfer perspective, these are regions where high temperatures may develop and, lacking convective transport and mixing, might lead to structural failure. A diagram illustrating the location of the recirculation zones and nomenclature of the separation and reattachment points is illustrated in figure 5(*a*). The recirculation region that forms in front of the wedge (denoted as $1$) have separation and reattachment points $x_{s1}$ and $y_{r1}$, respectively. An increase in $x_{s1}$ denotes its migration to the right whereas an increase in $y_{r1}$ shows its movement upward on the vertical wall. For the recirculation region denoted as $3$, closed and open circles respectively are used to denote the separation ($x_{s3}$) on the tapered wall and the corresponding reattachment ($x_{r3}$) on the bottom wall between the current and the subsequent wedge. An increase in either of these values denotes a shift to the right. For $\beta \geq 0.5$, an additional recirculation region-2 appears with separation starting at the wedge tip and reattaching on the tapered wall ($x_{r2}$), represented by open triangle symbols. An increase in $x_{r2}$ shows its movement to the right, away from the wedge tip.

The trendlines showing the growth of different recirculation regions are explained for $\beta =0.25$. The growth of recirculation region-1 is shown as a decrease in $x_{s1}$ and increase in $y_{r1}$ with $Re$. Deviation from this trend is observed when recirculation region-3 forms further downstream (represented by the first dashed line from the bottom in figure 5*b*,*c*). Further, the growth of recirculation region-3 with $Re$ is shown as an increase in $x_{r3}$ and an approximately linear decrease in $x_{s3}$. A deviation in the trend of $x_{s3}$ and $y_{r1}$ is observed when recirculation regions 1 and 3 merge, shown by the second dashed line from the bottom in figure 5. A similar trend is observed for all blockage ratios (figure 5*b*,*c*), and pitch and wedge angle variations (not shown). This behaviour was also found for flows past a BFS (Erturk Reference Erturk2008), FFS (Marino & Luchini Reference Marino and Luchini2009) and in a 180 degree bend (Sapardi *et al.* Reference Sapardi, Hussam, Pothérat and Sheard2017).

## 5. Linear stability

LSA has been used in various confined flow set-ups to identify the bifurcation in the solution branch, such as the steady 3-D bifurcation in flow over a BFS (Barkley *et al.* Reference Barkley, Gomes and Henderson2002; Marquet *et al.* Reference Marquet, Sipp, Chomaz and Jacquin2008; Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*a*), the stability boundary of flow over a FFS (Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*b*) and flows in a 180 degree bend (Sapardi *et al.* Reference Sapardi, Hussam, Pothérat and Sheard2017). This section investigates the linear stability of the steady 2-D flows reported earlier for a range of $\beta$ and $\gamma$ values. The stability of the flow to 2-D perturbations is first discussed. Thereafter, the critical parameters, underlying eigenmodes and the mechanism responsible for the 3-D bifurcation are elucidated.

### 5.1. Two-dimensional instability

The 2-D stability of the flow is investigated in this section for a range of blockage ratios and pitch values by performing a LSA on its steady-state solutions. The resulting growth rates over a range of $Re$ for a few $\beta$ and $\gamma$ combinations are shown in figure 6.

Over almost the entire range of Reynolds numbers that produce steady flow solutions, the leading eigenmode has a real eigenvalue that remains stubbornly stable. This is labelled as the M1 mode here. As the unsteady Reynolds number regime is approached, evidence of a subdominant complex eigenmode is detected (labelled as M2 here). Using the BoostConv algorithm of Citro *et al.* (Reference Citro, Luchini, Giannetti and Auteri2017) steady-state solutions at higher Reynolds numbers are acquired, and analysis of these base flows reveals that this complex M2 mode rapidly overtakes the M1 mode, before becoming unstable at Reynolds numbers consistent with the appearance of unsteady flow, as described in § 4.1. The perturbation fields of the complex eigenmode (M2) responsible for the onset of 2-D unsteadiness is shown in figure 7. The eigenmode appears as a wave extending over the flow domain destabilising the shear layers on the bottom and top walls of the channel. By contrast, these oscillatory structures are absent from the M1 eigenmodes, which instead exhibits elongated streamwise structures extending the length of the domain. Since the streamwise-periodic boundary conditions imposed on this system permit only an integer number of oscillatory waves within the domain, it is possible that disturbances featuring a non-integer number of waves over any one wedge unit could lead to a slightly lower critical Reynolds number. This may explain the decrease in $Re_{cr, {2D}}$ observed in the flow with increasing $\gamma$ for every fixed value of $\beta$. Beyond a certain $\gamma$ where a sufficiently wide bands of streamwise oscillation wavelengths are available, $Re_{cr, {2D}}$ does not vary significantly with an increase in $\gamma$ (figure 4*b*).

To verify the findings from LSA, the steady-state solutions obtained at a Reynolds number slightly beyond $Re_{cr,\mathrm{2D}}$ using the BoostConv algorithm are naturally evolved, and the underlying disturbance structure is monitored. It is observed that the underlying disturbance structure matches with the dominant mode (M2) obtained from LSA at longer times. Snapshots of the disturbance field at a few time instances are shown in figure 8 for $\beta =0.25$, $\gamma =2$ at $Re=480$ as an example. Additionally, the frequency of oscillation ($f_{{linear}}$) obtained from linear evolution of the unstable mode M2 ($f_{{linear}}=0.26$ for $\beta =0.25$, $\gamma =2$, $Re=480$ and $f_{{linear}}=0.253$ for $\beta =0.5$, $\gamma =2$, $Re=130$) is found to match closely with the frequency of oscillation ($f$) of the unsteady 2-D flow ($f=0.261$ for $\beta =0.25$, $\gamma =2$, $Re=480$ and $f=0.251$ for $\beta =0.5$, $\gamma =2$, $Re=130$), thereby supporting our finding that the onset of 2-D unsteadiness is due to the linear instability mode M2.

### 5.2. Three-dimensional instability – growth rate and marginal stability

The stability of the steady flow to small 3-D perturbations is investigated in this section. The growth rates of the leading eigenmode are shown in figure 9 as functions of $Re$ and spanwise wavenumber $k$ for selected $\beta$ and $\gamma$ combinations. The primary instability of the steady flow occurs through a stationary 3-D eigenmode (having a real eigenvalue) for all $\beta$ and $\gamma$ investigated in this study. The $Re$ and $k$ at which the maximum growth rate of the perturbation is zero are the critical Reynolds number ($Re_{cr, 3{D}}$) and wavenumber ($k_{cr}$).

Inspection of the eigenvalue spectra for $|(Re-Re_{cr, 3{D}})/Re_{cr, 3{D}}| \lesssim 0.035$ for different cases indicates a single dominant mode to be responsible for the bifurcation. In figure 10 the full eigenvalue spectrum near $Re_{cr, 3{D}}$ is shown for selected cases. With increasing $\gamma$ at a fixed blockage ratio the number of subdominant complex eigenvalues (all stable) appear to increase and are spread across the complex plane. An increase in $\beta$ at a fixed $\gamma$ shows complex subdominant eigenvalues (all stable) with only a single real eigenvalue which corresponds to the dominant eigenmode. The first subdominant mode also appears to move closer to the neutral curve with an increase in $\beta$ and $\gamma$. The dominant modes for different geometric parameter combinations are shown in figure 13 and the subdominant complex mode for $\beta =0.8$, $\gamma =2$ is shown in figure 10(*e*) as an example. They appear as counter-rotating streamwise vorticity structures concentrated near the wedge tip along with other pairs near the top and bottom walls seen downstream, which appear as chevron structures in the 2-D plane (not shown).

Marginal stability curves for selected blockage ratios and pitch values are shown in figure 11. The flow is linearly unstable at given wavenumbers to the right of these curves and stable to the left. With increasing blockage ratio, the curves shift to lower $Re$ irrespective of the pitch and the unstable wavenumber range grows wider, indicating that higher blockages are more destabilising for the flow. At any fixed blockage ratio, decreasing $\gamma$ causes the flow to become more unstable, which is observed as a shift in the neutral curves to the left. This is because the effect of the wedge on the flow becomes greater with increasing constriction and decreasing distance between the wedges.

In figure 4(*a*,*b*), $Re_{cr, 3{D}}$ is overlaid on the regime maps of the 2-D base flows as functions of $\beta$ and $\gamma$. For all $\gamma$ investigated here and for $\beta \lesssim 0.5$, $Re_{cr, 3{D}}$ is within regime-1, where only a single recirculation region exists upstream of the wedge. For cases with $\beta \gtrsim 0.5$, onset of three-dimensionality occurs within regime-2 when another recirculation region is formed immediately after the wedge tip.

The resemblance of the wedge geometry to a FFS motivates a rescaling of $Re_{cr, 3{D}}$ and $k_{cr}$ by constriction gap height ($2L-h_w$), consistent with the length scale based on the FFS downstream channel height used in Lanzerstorfer & Kuhlmann (Reference Lanzerstorfer and Kuhlmann2012*b*). The rescaled values are denoted as $Re_{cr,\beta }=2Re_{cr,3{D}}$($1-\beta$) and $k_{cr,\beta }=2k_{cr}$($1-\beta$). Similarly, to assess their variation with $\gamma$, they are rescaled based on the gap length $l_p$, i.e. $Re_{cr,\gamma }=\gamma Re_{cr,3{D}}$ and $k_{cr,\gamma }=\gamma k_{cr}$. The variation of these modified critical Reynolds number and wavenumber with $\beta$ at a fixed pitch of $\gamma =2$ and $\gamma =16$, as well as their variation with $\gamma$ at a fixed blockage ratio of $\beta =0.25$ and $\beta =0.8$, are shown in figure 12. Both $Re_{cr,\beta }$, $k_{cr,\beta }$ and $Re_{cr,\gamma }$, $k_{cr,\gamma }$ show a monotonic decrease with increasing $\beta$ and decreasing $\gamma$, irrespective of the fixed parameter. From figures 11 and 12 it can be observed that the influence of $\beta$ on the stability limit is greater at a larger pitch, whereas the influence of $\gamma$ is more pronounced at smaller values of $\beta$. On the other hand, the variation of critical wavenumber is almost negligible when the fixed parameter is changed.

Dependence of $Re_{cr,\beta }$ and $k_{cr,\beta }$ on blockage ratio is qualitatively similar to those in a FFS set-up (Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*b*) in which the blockage ratio was termed the constriction ratio. For $\beta =0.25$ and $\beta =0.5$ at $\gamma =2$ ($\gamma =16$) the critical wavelength of the leading eigenmode $\lambda _{cr}$ for the present flow domain are $6.9h_w$ ($7.85h_w$) and $3.2h_w$ ($3.31h_w$), respectively, which fall between the corresponding $\lambda _{cr}$ for the FFS set-up, $3h_s$ and $1.8h_s$ (Stüer *et al.* Reference Stüer, Gyr and Kinzelbach1999; Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*b*) and BFS set-up, $10h_s$ and $7.16h_s$ (Blackburn *et al.* Reference Blackburn, Barkley and Sherwin2008*a*; Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*a*). The value of $Re_{cr, 3{D}}$ in the present system is much lower than in those geometries. The disturbances from a leading wedge carry on to subsequent wedges in the present set-up due to the streamwise-periodic domain, therefore the flow is pre-disturbed at the inlet of a subsequent wedge, altering the stability characteristics. Figure 4(*b*) demonstrates that $Re_{cr, 3{D}}$ increases with increasing pitch. This is likely because a larger pitch effectively allows the disturbances to decay more before re-entering the domain to interact with a subsequent wedge, thereby increasing the stability. The increasing value of $Re_{cr, 3{D}}$ with increasing $\gamma$ and decreasing $\beta$ can also be attributed to the fact that those changes direct the present set-up towards a plane channel flow. These trends demonstrate that the periodic arrangement is favourable for promoting instability; as the distance between adjacent wedges increases, the flow becomes more stable.

### 5.3. Three-dimensional eigenmodes and instability mechanism

In this section the 3-D eigenmodes and the underlying mechanism which destabilises the steady base flow are discussed. Examples of these modes, visualised through their streamwise vorticity $\hat {\omega }_{x}$ and velocities $\hat {\boldsymbol {u}}$, are shown in figure 13. Instability manifests as a pair of counter-rotating streamwise vortices about the wedge for all blockage ratios. For $\beta \gtrsim 0.5$, as the influence of the top wall becomes greater, an additional pair of streamwise vortices emerges near the top wall above the wedge. For $\beta =0.8$ and $\beta =0.8$, an additional pair of streamwise perturbation velocity streaks also forms after the constriction near the top wall. The region of non-zero $\hat {w}$ of the eigenmode extends from the primary recirculation region over to the tip of the wedge and appears as counter-rotating spanwise rolls concentrated inside and outside the primary recirculation region (figure 14). For $\beta \gtrsim 0.5$, when a recirculation region is formed downstream of the wedge tip, the region of non-zero $\hat {w}$ extends over the separating streamline of that recirculation region, appearing as counter-rotating spanwise rolls located outside the secondary recirculation region (figure 14). The structure of the eigenmodes appears to be unaffected by $\gamma$ at the blockage ratios investigated, an example of which is shown in figure 13(*j*). The eigenmodes of the FFS (Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*b*) and BFS set-ups for lower expansion ratios (Barkley *et al.* Reference Barkley, Gomes and Henderson2002; Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*a*) appear as spanwise rolls concentrated entirely inside the recirculation region formed after the step. The eigenmodes for the current set-up shows resemblance to those modes as, elucidated in figure 14, in which $\hat {w}$ contours in the middle of the primary and secondary recirculation regions and a subsequent position further downstream in the flow domain are shown.

The imposition of streamwise periodicity over a single wedge in the present study raises the question as to whether this constraint excludes modes or flow features that would span multiple wedges. To test this, simulations have been performed in domains containing two successive wedges. Two distinct blockage ratios $\beta =0.25$ and $\beta =0.8$ were considered, both having $\gamma =2$ and $\tan (\phi )=0.125$. The critical Reynolds number and wavenumber for the double-wedge cases are found to match well with the corresponding values found using a single wedge. These are shown in figure 12(*b*,*d*). The global modes for the double-wedge cases also closely resemble the modes predicted using a single wedge, and are shown in figure 13(*m*–*o*) for a single case. These results provide evidence in support of the periodic single-wedge results reported herein as being representative of multi-wedge duct flows.

Barkley *et al.* (Reference Barkley, Gomes and Henderson2002) found the region of maximum net outward angular momentum decrease, based on a modified inviscid centrifugal instability criterion given by Rayleigh (Bayly Reference Bayly1988), along the closed streamline of the recirculation region matching regions of peak three-dimensionality (spanwise velocity component) in a BFS set-up. Hence, they argued that centrifugal instability of the primary recirculation region was responsible for destabilising the flow. The associated eigenmode appeared as two counter-rotating spanwise velocity components concentrated entirely inside the recirculation region. This, however, is not the case for the periodic wedge set-up here, as the spanwise velocity component does not peak along the closed streamlines of the recirculation region. Another common vortex instability mechanism, elliptical instability, arises in strained vortices where perturbations grow strongly in the core of the strained vortex in the direction of the principal strain (Bayly, Orszag & Herbert Reference Bayly, Orszag and Herbert1988; Thompson, Leweke & Williamson Reference Thompson, Leweke and Williamson2001; Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*a*). No evidence of elliptic instability was detected in the eigenmodes in the present study.

For flow over a BFS, Ghia *et al.* (Reference Ghia, Osswald and Ghia1989) argued that instability manifests as Taylor–Görtler vortices in the bulk flow, forming along curved streamlines induced by the strong recirculation regions on the top and bottom walls. They argue that, until the appearance of the secondary recirculation region on the top wall, the dividing streamline at the point of separation of the primary recirculation region remains almost parallel to the flow direction and has a convex curvature further downstream and hence the flow remains stable. Destabilisation of the flow begins with the formation of a secondary recirculation region on the top wall. Taylor–Görtler vortices appear as streamwise counter-rotating vortices. The formation of these vortices occurs in flow over concave curvature and also when the dividing streamline of the recirculation region separates at an angle to the main flow direction (Smith Reference Smith1955; Drazin & Reid Reference Drazin and Reid2004). Unlike the flow topology in Ghia *et al.* (Reference Ghia, Osswald and Ghia1989), in the present set-up a secondary recirculation region on the top wall is absent in the steady base flow where instability occurs. The separating streamline of the recirculation region formed at the face of the wedge for higher blockage ratio has a concave curvature and the modes appear as counter-rotating streamwise vortices over this recirculation region. Since these modes persists even for lower blockage ratios, where the separating streamline is almost parallel to the flow direction, this mechanism might not be responsible for the onset of three-dimensionality in the flow. An assessment of the PKE budget in § 5.4 will reinforce this point.

Formation of the streamwise velocity ($\hat {u}$) streaks extending through the flow domain, as shown in figure 13(*c*, *f*,*i*,*l*), is characteristic of the lift-up mechanism (Landahl Reference Landahl1975) where a small transverse velocity component moves the fluid to a high-velocity region leading to the formation of streaks. These streaks match with the experimental observation in a FFS set-up (Stüer *et al.* Reference Stüer, Gyr and Kinzelbach1999). For FFS (Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*b*) and BFS set-ups at lower expansion ratio (Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*a*), this mechanism was found to be responsible for the instability. As a first step to check whether the lift-up mechanism underpins the instability here, the relative proportion of individual perturbation velocity components to their norms is quantified. In figure 15(*a*–*d*), ratios of the integral of the different velocity components of the leading eigenmode are plotted along the streamwise direction ($x$) for blockage ratios ranging from $\beta =0.25$ to $\beta =0.8$ at $\gamma =2$, along with the contours of absolute velocity of the leading eigenmode for each case. The plotted quantities are ratios of the following integrals:

*a*,

*b*)\begin{equation} I_{i}=\int_{y_{x,b}}^{2L} |\hat{u}_{i}| \, \mathrm{d} y, \quad I_{{total}} =\int_{y_{x,b}}^{2L} |\hat{\boldsymbol{u}}| \, \mathrm{d} y, \end{equation}

where $y_{x,b}$ is the $y$ coordinate of the bottom wall at the corresponding $x$-position and indices $i=1-3$ correspond to the velocity components $\hat {u}$, $\hat {v}$ and $\hat {w}$, respectively.

For $\beta =0.25$ and $\gamma =2$, $I_2$ and $I_3$ are an order of magnitude smaller than $I_1$ and are limited to the free shear layers formed in front of the wedge near the reattachment point $y_{r1}$ (figure 15*a*). With increasing $\beta$, $I_3$ increases at the expense of $I_1$ near the vertical wedge wall, and for $\beta \gtrsim 0.65$ (figure 15*c*,*d*), $I_3$ exceeds $I_1$ locally before relaxing back to its pre-disturbed levels, indicative of the lift-up mechanism. Similar observations were made for other $\beta$ and $\gamma$ combinations. Flows in a set-up with $\beta =0.5$ when varying $\gamma$ (figure 15*e*–*f*) are shown as examples to demonstrate that the contributions $I_i$ remain similar when varying $\gamma$ as they did with $\beta$ variation, indicating that the instability mechanism is not influenced by changes in $\gamma$.

### 5.4. Energetics of the 3-D instability modes

This section utilises the energy analysis described in § 2.4 to investigate the factors that contribute to perturbation growth. Local changes in the base flow and its contribution to the growth rate of the leading eigenmodes are discussed. Contributions of the terms in (2.12) to the growth rate of the leading eigenmode for all the investigated cases are shown in table 3. The largest contribution (corresponding to the largest positive value) to the growth rate, and thus the instability, comes from the production term $\langle \mathscr {P}_2 \rangle = (1/2E_{k})\int _{\varOmega } \overline {u'v'} \partial {U}/\partial y \, \mathrm {d}\varOmega$ for all cases investigated, whereas the most stabilising contribution (corresponding to the negative value having largest magnitude) comes from the dissipation term $\langle \mathscr {D} \rangle$. At $\gamma =2$, the production term $\langle \mathscr {P}_1 \rangle$ has a net stabilising contribution for lower blockage ratios $\beta =0.125$, $0.25$ and the highest blockage ratio investigated here $\beta =0.8$, whereas for intermediate blockage ratios $0.5 \lesssim \beta \lesssim 0.65$, their net contribution is positive, although an order of magnitude lower than the dominant production term $\langle \mathscr {P}_2 \rangle$. Terms $\langle \mathscr {P}_3 \rangle$ and $\langle \mathscr {P}_4 \rangle$ have net positive and negative contributions, respectively, for all cases investigated, although they are typically more than an order of magnitude smaller than the dominant production term $\langle \mathscr {P}_2 \rangle$. The dominance of the production term $\langle \mathscr {P}_2 \rangle$ for all the cases investigated shows that the mode gains energy predominantly through horizontal shear in the base flow. The streamwise velocity dominance of the perturbations in the flow domain as shown in § 5.3 along with the fact that $\langle \mathscr {P}_2 \rangle$ is the largest contributor to $\sigma$ confirms that the lift-up mechanism is responsible for the instability in the range of geometric parameters investigated.

Spatial contours of the terms of (2.10), which are the integrands of (2.13)–(2.14), are shown in figure 16. These plots for different $\beta$ and $\gamma$ combinations are visually similar to those already shown in figure 16. The regions in the flow domain where the streamwise and transverse velocities of the eigenmode grow due to strong streamwise and transverse velocity gradients in the base flow respectively are shown in the contours of $\overline {\mathscr {P}_1}$ and $\overline {\mathscr {P}_4}$. The streamwise velocity of the eigenmode grows predominantly in the region aft of the wedge tip (above the second recirculation region for $\beta \gtrsim 0.5$) and before the wedge. With increasing blockage ratio, the gain in the latter region is higher due to increasing streamwise velocity gradient in the base flow, as seen from the contours of $\overline {\mathscr {P}_1}$. The transverse velocity growth magnitude is highest inside the recirculation region formed before the wedge, where $\overline {\mathscr {P}_4}$ is stabilising (light contours in figure 16 for $\overline {\mathscr {P}_4}$). For higher $\beta$, due to the steeper transverse gradient in the constriction region above and after the wedge tip, a larger magnitude in $\hat {v}$ is observed in a similar region where $\overline {\mathscr {P}_4}$ makes a positive contribution to the growth rate (dark contours in figure 16 for $\overline {\mathscr {P}_4}$). The locations in the flow domain making the largest contribution to the perturbation growth rate due to strong horizontal and vertical shear in the base flow are shown in the contour plots for $\overline {\mathscr {P}_2}$ and $\overline {\mathscr {P}_3}$, respectively. Most of the dissipation $\bar {\mathscr {D}}$ is observed to occur about the wedge. The bottom row for each case shows the combined contributions of the terms shown ($\overline {\sum }$) to the growth of the leading eigenmode, superimposed by $\hat {w}$ line contours. The region of maximum $\hat {w}$ growth found in § 5.3 is where the net contribution $\overline {\sum }$ makes a highly stabilising contribution to the growth rate of the eigenmode, whereas the region dominated by the streamwise velocity contribution is where $\overline {\sum }$ makes the highest contribution to the growth rate. This confirms the statement made in § 5.3 that the Taylor–Görtler-type instability is not responsible for the formation of streamwise counter-rotating vortices.

## 6. Adjoint modes, sensitivity and endogeneity

In this section, the dynamics of the flow is explained further by computing the adjoint eigenmodes and their structural sensitivity for different geometric parameters which could also be useful from a flow control perspective. The power of adjoint analysis for flow control and sensitivity study was established for cylinder wakes by Giannetti & Luchini (Reference Giannetti and Luchini2007). Similar analysis for FFS (Marino & Luchini Reference Marino and Luchini2009) and smoothed BFS set-ups (Marquet *et al.* Reference Marquet, Lombardi, Chomaz, Sipp and Jacquin2009) revealed regions for placement of active and passive flow control mechanisms. The region of largest magnitude of the adjoint modes is where the flow is most receptive to initial conditions or momentum forcing which an active flow control device could exploit to produce an optimal response in terms of amplification of the instability (Hill Reference Hill1995; Akervik *et al.* Reference Akervik, Hœpffner, Ehrenstein and Henningson2007; Giannetti & Luchini Reference Giannetti and Luchini2007). Hill (Reference Hill1995) and later Giannetti & Luchini (Reference Giannetti and Luchini2007) have also shown that the overlap region is most sensitive to any localised feedback, which could be by the introduction of a passive structure to the flow (Strykowski & Sreenivasan Reference Strykowski and Sreenivasan1990), as it has the most impact on the eigenvalue of the linearised operator. The sensitivity field hence shows the wavemaker region or the location of the origin of the instability (Chomaz Reference Chomaz2005).

An analysis of the receptivity and sensitivity of the flow is carried out for a $Re > Re_{cr, {3D}}$ for a range of blockage ratios and pitch values. The regions in the flow most receptive to momentum forcing is shown in the left column of figure 17. For $\gamma =2$, the receptive region spans the incline of the wedge until the separation point and stretches further downstream with increasing $\beta$. For larger $\gamma$, additional receptive regions form in the gap between wedges (figure 17*i*,*k*), similar to what is observed in a FFS set-up (Marino & Luchini Reference Marino and Luchini2009; Lanzerstorfer & Kuhlmann Reference Lanzerstorfer and Kuhlmann2012*b*). The sensitive location given by the overlap region of the adjoint and direct mode's magnitude is shown for different $\beta$ and $\gamma$ in the right column of figure 17. The wavemaker is located in the region of strong base flow shear extending downstream of the wedge tip. At $\gamma =2$ and with increasing blockage ratio ($\beta \geq 0.5$), a recirculation region forms immediately after the wedge tip causing a shift in the most sensitive region away from the wedge tip, to between the two recirculation regions on the tapered wedge surface. With increasing pitch, the sensitive locations appear to extend further downstream from the wedge tip to the gap between the wedges (figure 17*j*,*l*). These sensitive regions strongly resemble the contours of $\overline {\mathscr {P}_2}$ in figure 16. These are regions in the flow that are important for the placement of a passive flow control mechanism in the flow (Strykowski & Sreenivasan Reference Strykowski and Sreenivasan1990; Akervik *et al.* Reference Akervik, Hœpffner, Ehrenstein and Henningson2007; Giannetti & Luchini Reference Giannetti and Luchini2007; Marquet *et al.* Reference Marquet, Lombardi, Chomaz, Sipp and Jacquin2009).

The endogeneity distribution and the real part of the individual contributions in (2.20) are examined to understand the local contribution to the growth rate of the destabilising eigenmode and to compare the integral values contributing to the growth rate found from the PKE analysis. The largest positive contribution to the growth rate of the global mode comes from the production due to base flow shear, whereas the largest negative contribution is from viscous dissipation of the perturbation velocity, consistent with the energetics analysis in § 5.4. However, a distinction from the PKE analysis is that there is also a destabilising contribution from convection of the perturbation by base flow velocity and the pressure forces. The convection contribution is modest, being almost an order of magnitude smaller than the production contribution. The pressure contribution should intrinsically integrate to zero, so its small finite values (being four to five orders of magnitude smaller than the production contributions) can be interpreted as an indication of the error level in the endogeneity calculations. These values are compared in table 4.

The total endogeneity field shown in figure 18(*e*) shows a local stabilising contribution (negative values) around the wedge tip and a destabilising contribution (positive values) to the growth rate of the global mode in regions covering approximately half the constriction height. Similar observation was also made for blockage ratios up to $\beta =0.8$ all with $\gamma =2$ and $\beta =0.5$, $\gamma =8$, although the destabilising region occupied more of the constriction gap with increasing blockage ratio. The individual component contributions in figure 18(*a*–*d*) shown for $\beta =0.25$, $\gamma =2$ with $\tan (\phi )=0.125$, reveal that the local contribution from the perturbation pressure gradient term swamps the total endogeneity, as $E_{\sigma }$ closely resembles $E_{\sigma, {pres}}$ for this case, and does not exhibit similarity to the wavemaker region obtained from the sensitivity analysis (figure 17*c*,*d*). This contrasts with the case of 2-D instability of the circular cylinder wake, in which the local endogeneity distribution exhibited qualitative similarity to the wavemaker region found from the sensitivity studies (Marquet & Lesshafft Reference Marquet and Lesshafft2015; Paladini *et al.* Reference Paladini, Marquet, Sipp, Robinet and Dandois2019). However, the region contributing most strongly to the growth rate predicted from the spanwise-averaged distribution of all contributions from the PKE analysis (figure 16) resembles more closely the sum of contributions from $E_{\sigma,{conv}}$, $E_{\sigma,{prod}}$ and $E_{\sigma,{diss}}$, as shown in figure 18( *f*). In contrast, the endogeneity for a longer pitch case of $\gamma =16$ at $\beta =0.5$ (figure 19*e*) showed a different distribution compared with the previous case, with a weaker distribution of the pressure contribution, which also shows a different distribution from the aforementioned case. In this case, the endogeneity distribution matches with the wavemaker region predicted from an exogeneous approach (figure 17*k*,*l*) with a stronger distribution around the wedge tip for the endogeneity field. The fields showing the individual contributions for this case are shown in figure 19(*a*–*d*), with the sum of contributions from $E_{\sigma,{conv}}$, $E_{\sigma,{prod}}$ and $E_{\sigma,{diss}}$ shown in figure 19(*e*). The sudden constriction due to the presence of the wedge might be one possible reason for the local pressure gradient to contribute significantly to the growth rate for all blockage ratios with the low pitch of $\gamma =2$ investigated in this study. The impact of the subsequent wedge relaxes further with increasing $\gamma$, which may explain why the pressure term has a weaker influence on the endogeneity in the case of $\gamma =16$, $\beta =0.5$.

## 7. Linear transient growth

A large transient growth associated with convective instabilities has been found in the linearly stable region in similar channel flow set-ups such as BFS (Blackburn, Sherwin & Barkley Reference Blackburn, Sherwin and Barkley2008*b*), rounded BFS (Marquet *et al.* Reference Marquet, Sipp, Chomaz and Jacquin2008) and stenotic flows (Blackburn *et al.* Reference Blackburn, Sherwin and Barkley2008*b*; Griffith *et al.* Reference Griffith, Leweke, Thompson and Hourigan2008). Such large transient amplification of disturbances over short time scales can occur in flows due to non-modal interactions, potentially triggering a bypass transition. By contrast, the analysis to follow demonstrates that both 2-D and 3-D disturbances in the present set-up exhibit modest linear transient growth.

### 7.1. Optimal growth of 2-D disturbances

The 2-D optimal disturbances in the linearly stable 2-D regimes from § 5.1 are presented for various combinations of $\beta$ and $\gamma$ over a range of Reynolds numbers. Optimal energy gain for a range of $Re$ is shown in figure 20(*a*) as a function of time $\tau$ for $\beta =0.25$ with $\gamma =2$. For $Re>40$, the optimal mode achieves a gain exceeding unity, reaching a maximum value $G_{max}$ at an optimal time $\tau _{opt}$, both of which increase with increasing $Re$. For $Re \gtrsim 400$, a second peak with lower gain than the first peak is observed, which is due to the interaction of the disturbance structure with the subsequent wedge and the free shear layers near the vertical wall of the wedge. Eventually, the energy in the disturbance structure monotonically decreases with increasing time horizon for all $Re$ in the range investigated. This is in agreement with the observation from the LSA, where the 2-D perturbations are asymptotically stable. In the contour plot in figure 20(*b*), $\log _{10}G(\tau )$ is plotted on the $Re-\tau$ plane. The point on the $Re$ axis where $\log _{10}G(\tau )=0$ gives a Reynolds number $Re_{E}$ below which all perturbations decay without any transient growth. For the case shown in figure 20(*b*) with $\beta =0.25$ and $\gamma =2$, $Re_{E} \approx 42.09$ while $Re_{cr, 2D} = 446$, as predicted from the stability analysis in § 5.1, the difference between these Reynolds numbers indicating the range where convective instabilities may be excited to an absolute state depending on the disturbance shape and amplitude.

The 2-D optimal modes (shown in the first panel of figure 21) are composed of narrow inclined structures of alternately sign, opposing the mean flow direction that are concentrated before the first separation point of the base flow after the wedge tip ($x_{s3}$ in figure 5). The linear evolution of the optimal mode at $Re=400$ is elucidated in figure 21 and is also provided in the first video in the supplementary material available at https://doi.org/10.1017/jfm.2022.200. Over time, the disturbances are advected downstream by the base flow, and the slanted structures are slowly rotated to an upright orientation by the background shear, suggesting the energy gain in the disturbance structure is by the 2-D Orr mechanism (Orr Reference Orr1907). On interaction with the subsequent wedge, the disturbance structure also gains energy from the free shear layers about the wedge tip. This can be observed from the increased density of line contours of PKE carried by the disturbance as it impinges on the subsequent wedge (figure 21, panel corresponding to $\tau _{opt}$). Similar observation can be made from the energy contours corresponding to the subsequent peaks labelled as $T2$ and $T3$ and $T4$ in figure 22 suggesting a contribution to the energy growth of the disturbance at impingement on the wedge wall. The lower energy gain in the subsequent peaks indicates that the optimal mode gains energy predominantly through its tilting in the base flow direction (the Orr mechanism), as this feature is only present through the primary $E(t)/E(0)$ maximum.

The influence of $\gamma$ and $\beta$ on the disturbance energy on linear evolution starting from the optimal mode is shown in figure 22. At $\beta =0.25$ and large $\gamma$, the base flow reattaches to the channel bottom wall well before the subsequent wedge ($x_{r3}$ in figure 5) unlike at $\gamma \lesssim 2$, where the recirculation region extends across the entire gap between the wedges. The energy gain from the larger extent of the free shear layer near the wedge wall at lower $\gamma$ could possibly be the reason for a higher optimal energy gain in those cases. The energy in successive peaks is also observed to be lower at higher $\gamma$ (figure 22*a*) since the disturbances decay much more in the gap before reaching the subsequent wedge. Contours showing the linear evolution of the optimal mode for $\gamma =8$ are provided in the supplementary material. At a low pitch of $\gamma =2$, increasing the blockage ratio also results in a lower optimal growth (shown for $\beta =0.5$ in figure 22*b*) since channel wall interactions at large blockage ratios limit the tilting of the optimal disturbances, and hence their energy gain. The linear evolution of the optimal mode for a higher blockage ratio case of $\beta =0.5$, $\gamma =2$ at $Re=100$ is also provided in the supplementary material.

The variation of $G_{max}$ and $\tau _{opt}$ for various combinations of $\beta$ and $\gamma$ are shown in figure 23 for Reynolds numbers interpolated at $Re/Re_{cr,2D} = 0.85$ and $0.95$. In the range of parameters investigated, $G_{max}$ is highest in the range $1\lesssim \gamma \lesssim 4$ for $\beta =0.25$, whereas for $\beta =0.5$, $G_{max}$ decreases monotonically until $\gamma \approx 8$ and a slightly higher value is found at $\gamma =16$. The optimal time horizon ($\tau _{opt}$) appears to increase with $\gamma$ in the low range for both $\beta =0.25$ and $0.5$, and decreases slowly at higher $\gamma \gtrsim 8$ for $\beta =0.25$, whereas it appears to plateau for $\beta =0.5$. The largest energy gain possible ($G_{max}$) is consistently lower at a higher blockage ratio of $\beta =0.5$ than those obtained at $\beta =0.25$ for all $\gamma$ in this study due to the limited tilting of the disturbances explained earlier.

### 7.2. Optimal growth of 3-D disturbances

Attention is now turned to the optimal growth of 3-D disturbances for subcritical Reynolds numbers, i.e. $Re < Re_{cr,{3D}}$. For different Reynolds numbers, transient growth amplification factors are determined for various spanwise wavenumbers $k$ and time horizons $\tau$. For each $\tau$, optimal energy growth increases to maximum, before decreasing with increasing $k$. An iso-surface plot showing the variation of the optimal energy growth for $\beta =0.5$, $\gamma =2$ at $\varepsilon =Re/Re_{cr,{3D}}=0.92$ is given in figure 24(*a*). An optimal wavenumber $k_{opt}$ exists corresponding to $G_{max}$ for each Reynolds number.

To demonstrate how the maximum optimal growth over all possible spanwise wavenumbers $G_{max}$ changes on approaching $Re_{cr,{3D}}$ and when varying blockage ratio and pitch, three different geometric parameter cases are considered (figure 24*b*). At a lower blockage ratio of $\beta =0.25$ with $\gamma =2$, and $\gamma=8$, the maximum optimal growth varies exponentially as $G_{max} \sim e^{2.76 \varepsilon}$ and $G_{max} \sim e^{3.09 \varepsilon}$, respectively. At a higher blockage ratio of $\beta =0.8$ at $\gamma =2$, an exponential increase in the maximum optimal growth, $G_{max} \sim {\rm e}^{4.5\varepsilon }$ was found, although the maximum growth remained a very modest $G_{max} \sim 10$ even on approaching the critical Reynolds number for 3-D transition. The implication of these results is that transient growth is unlikely to trigger a subcritical route to instability (e.g. bypass transition ignited by strong transient growth) in this system. The 3-D optimal initial disturbance fields for all the investigated parameters take the form of inclined streamwise opposite-signed structures lying along the inclined wedge surface and are shown in figure 25 for selected cases. On linear evolution of these optimal modes, the disturbance quickly takes the form of the linear global mode before decaying due to the subcritical Reynolds numbers.