1. Introduction and description of the results
1.1. Motivation and formulation of the problem
Given a finite subgroup G of
$SU(2)$
, the monoidal category of finite-dimensional
$SU(2)$
-modules acts, by restriction and tensor product, on the category of finite-dimensional G-modules. This observation is the basis of the so-called McKay correspondence, see [Reference McKay33], which, in particular, classifies finite subgroups of
$SU(2)$
in terms of extended Dynkin diagrams and also connects them to orbifold singularities and simple Lie groups.
Consider the simple complex Lie algebra
$\mathfrak {sl}_2$
. For this Lie algebra, we have the monoidal category
$\mathscr {C}$
of all finite-dimensional modules, with the obvious monoidal structure. The category
$\mathscr {C}$
is the obvious Lie-algebraic analog of the category of finite-dimensional
$SU(2)$
-modules. The category
$\mathscr {C}$
is an interesting and important object of study (see [Reference Etingof, Gelaki, Nikshych and Ostrik11]–[Reference Etingof and Ostrik13], [Reference Kirillov and Ostrik22] and the reference therein).
From the point of view of representation theory, of particular interest is the problem to study various types of
$\mathscr {C}$
-module categories. The most basic of these are the so-called simple
$\mathscr {C}$
-module categories (a.k.a. simple transitive in the terminology of [Reference Mazorchuk and Miemietz29]). In particular, simple
$\mathscr {C}$
-module categories of finite rank (i.e., with finitely many simple objects) were classified in [Reference Etingof and Ostrik13] in terms of certain graphs (and bilinear forms). As was shown in [Reference Etingof and Khovanov12], the combinatorics of a natural subclass of these categories is governed by extended Dynkin diagrams, similarly to the McKay correspondence.
In this article, we are trying to study
$\mathscr {C}$
-module categories in the context of Lie algebras and their representations. One of our starting questions was: What kind of
$\mathscr {C}$
-module categories one obtains if one looks at the action of
$\mathscr {C}$
on the category of finite-dimensional modules over some Lie subalgebra of
$\mathfrak {sl}_2$
? This is not very difficult to answer by direct computations as all Lie subalgebras of
$\mathfrak {sl}_2$
are easy to write down.
One immediate observation, as soon as one looks into examples, is that all the categories one obtains in the natural way have infinite rank (i.e., have infinitely many isomorphism classes of indecomposable objects). At the level of the Grothendieck ring, it is known from [Reference Etingof and Khovanov12] that the combinatorics of such kind of categories is governed by the so-called infinite Dynkin diagrams (see [Reference Happel, Preiser and Ringel15], [Reference Happel, Preiser and Ringel16] and §3.4). These are just six infinite diagrams, called
$A_\infty $
,
$A_\infty ^\infty $
,
$B_\infty $
,
$C_\infty $
,
$D_\infty $
, and
$T_\infty $
. It is then natural to ask: Do all of them appear? If one of them appears, then in how many different versions? If one of them appears, then what can one say about the properties of the corresponding
$\mathscr {C}$
-module category? These are the questions which we ask and address in the present article.
1.2. Setup and results
For the sake of increased flexibility, we adopt the following setup: we work with a finite-dimensional Lie algebra
$\mathfrak {g}$
with a fixed surjective Lie algebra homomorphism
$\varphi :\mathfrak {g}\to \mathfrak {sl}_2$
. In this situation, the pullback along
$\varphi $
allows us to consider the monoidal category
$\mathscr {C}$
as a monoidal subcategory of the category of all
$\mathfrak {g}$
-modules.
Further, we are interested in
$\mathscr {C}$
-module categories
$\mathcal {M}$
that are subcategories of
$\mathfrak {g}$
-Mod, closed under the natural action of
$\mathscr {C}$
, which have the following properties:
-
• $\mathcal {M}$
is locally finitary in the sense that all hom-spaces are finite dimensional; -
• $\mathcal {M}$
is additive, idempotent split, and Krull–Schmidt; -
• $\mathcal {M}$
is cyclic, in the sense that there exists an object
$M\in \mathcal {M}$
such that
$\mathcal {M}$
coincides with the additive closure of
$\mathscr {C}\cdot M$
.
Note that, automatically, such
$\mathcal {M}$
contains at most countably many indecomposable objects, up to isomorphism. A typical example of such
$\mathcal {M}$
is the left regular
$\mathscr {C}$
-module category
${}_{\mathscr {C}}\mathscr {C}$
.
In this setup, we obtain the following results about the realization of combinatorially different types of
$\mathscr {C}$
-module categories:
-
• Type $A_\infty $
is realized via the left regular
$\mathscr {C}$
-module category
${}_{\mathscr {C}}\mathscr {C}$
, moreover, such realization is unique up to equivalence (see Propositions 6 and 7). -
• Type $A_\infty ^\infty $
has uncountably many pairwise non-equivalent realizations via semi-simple categories which can be constructed already inside
$\mathfrak {sl}_2$
-mod (see Propositions 10 and 11). Moreover, we also construct a simple transitive realization of this type via a non-semi-simple category (see Proposition 14). -
• Type $B_\infty $
is not realizable in our setup (see Proposition 23). -
• Type $C_\infty $
admits a realization via projective–injective modules in the BGG category
$\mathcal {O}$
for
$\mathfrak {sl}_2$
(see Proposition 16). We note that any realization of this type must have a non-semi-simple underlying category. -
• Type $D_\infty $
admits a realization via
$\mathfrak {sl}_2$
-Harish-Chandra modules over the semi-direct product
$\mathfrak {g}=\mathfrak {sl}_2\ltimes L(4)$
(see Proposition 19). We also show that every simple transitive realization of this type forces the underlying category to be semi-simple (see Proposition 20). -
• Type $T_\infty $
admits a realization via Whittaker
$\mathfrak {sl}_2$
-modules and also via
$\mathfrak {sl}_2$
-Harish-Chandra modules over the Schrödinger Lie algebra (see Proposition 21). We also show that every simple transitive realization of this type forces the underlying category to be semi-simple (see Proposition 22).
Several of our realizations are taken from the literature, especially from [Reference Mazorchuk and Mrđen30], [Reference Mazorchuk and Mrđen31]. Additionally, we describe all
$\mathscr {C}$
-module categories inside
$\mathfrak {sl}_2$
-mod generated by simple modules and also the
$\mathscr {C}$
-module categories coming from the natural action of
$\mathscr {C}$
on the categories of finite-dimensional modules over Lie subalgebras of
$\mathfrak {sl}_2$
.
Our non-semi-simple simple transitive realization of type
$A_\infty ^\infty $
is especially interesting. This is because applying
$\mathscr {C}$
to simple objects in its abelianization never reaches non-zero projective objects. This is in a very sharp contrast to representations of finitary rigid monoidal categories (cf. [Reference Mazorchuk and Miemietz29, Lemma 12] and [Reference Kildetoft, Mackaay, Mazorchuk and Zimmermann20, Theorem 2]). In fact, as far as we know, this is the first example of such a phenomenon.
1.3. Structure of the article
The article is organized as follows: Section 2 contains all necessary preliminaries. In Section 3, we recall the classifications, characterizations, and combinatorics of Dynkin diagrams, both classical, affine and infinite. Section 4 studies realizations of type
$A_\infty $
. Section 5 studies realizations of type
$A_\infty ^\infty $
. Section 6 studies realizations of type
$C_\infty $
. Section 7 studies realizations of type
$D_\infty $
. Section 8 studies realizations of type
$T_\infty $
. Section 9 discusses realizations of type
$B_\infty $
. Finally, Section 10 describes the
$\mathscr {C}$
-module categories inside
$\mathfrak {sl}_2$
-mod generated by simple modules and also the
$\mathscr {C}$
-module categories coming from the natural action of
$\mathscr {C}$
on the categories of finite-dimensional modules over Lie subalgebras of
$\mathfrak {sl}_2$
.
2. Monoidal category of finite-dimensional
$\mathfrak {sl}_2$
-modules and its birepresentations
2.1. Preliminaries
We work over the field
$\mathbb {C}$
of complex numbers and, as usual, write
$\mathbb {C}^*$
for
$\mathbb {C}\setminus \{0\}$
. For a Lie algebra
$\mathfrak {g}$
, we denote by
$U(\mathfrak {g})$
the universal enveloping algebra of
$\mathfrak {g}$
and by
$Z(\mathfrak {g})$
the center of
$U(\mathfrak {g})$
. As usual, we denote by
$\mathfrak {g}$
-Mod the category of all
$\mathfrak {g}$
-modules and by
$\mathfrak {g}$
-mod the category of all finitely generated
$\mathfrak {g}$
-modules.
For all details on monoidal categories and their representations, we refer to [Reference Etingof, Gelaki, Nikshych and Ostrik11].
2.2. Finite-dimensional
$\mathfrak {sl}_2$
-modules
Consider the Lie algebra
$\mathfrak {sl}_2$
with the standard basis
$\{e,f,h\}$
, where
For details on the Lie algebra
$\mathfrak {sl}_2$
and its modules, we refer to [Reference Mazorchuk27].
Denote by
$\mathscr {C}$
the category of all finite-dimensional
$\mathfrak {sl}_2$
-modules. The category
$\mathscr {C}$
is semi-simple with simple objects
$L(m)$
, where
$m\in \mathbb {Z}_{\geq 0}$
. The
$\mathfrak {sl}_2$
-module
$L(m)$
is the unique simple
$\mathfrak {sl}_2$
-module of dimension
$m+1$
. The module
$L(m)$
is a highest weight module of highest weight m. Here, a weight means just an h-eigenvalue.
The category
$\mathscr {C}$
is monoidal with respect to the usual tensor product of
$\mathfrak {sl}_2$
-modules. The monoidal unit is the trivial
$\mathfrak {sl}_2$
-module
$L(0)$
. Recall the Clebsch–Gordan coefficients for
$\mathfrak {sl}_2$
: for
$m,n\in \mathbb {Z}_{\geq 0}$
, the
$\mathfrak {sl}_2$
-module
$L(m)\otimes _{\mathbb {C}}L(n)$
decomposes as
The monoidal category
$\mathscr {C}$
is rigid and symmetric. All objects of
$\mathscr {C}$
are self-dual. The category
$\mathscr {C}$
is generated by
$L(1)$
as a monoidal category. The category
$\mathscr {C}$
is simple in the sense that it does not have any non-trivial monoidal ideals.
To simplify notation, for every
$i\in \mathbb {Z}_{\geq 0}$
, we will sometimes denote by
$F_i$
the object
$L(i)$
of
$\mathscr {C}$
.
2.3. Locally finitary module categories over
$\mathscr {C}$
Let
$\mathcal {M}$
be a (left) module category over
$\mathscr {C}$
. We will say that
$\mathcal {M}$
is locally finitary provided that the following conditions are satisfied:\eject
-
• $\mathcal {M}$
is
$\mathbb {C}$
-linear, additive, idempotent split, and Krull–Schmidt; -
• $\mathcal {M}$
has at most countably many indecomposable objects, up to isomorphism; -
• all hom-spaces in $\mathcal {M}$
are finite dimensional (over
$\mathbb {C}$
).
A typical example of a locally finitary module category over
$\mathscr {C}$
is
$\mathcal {M}=\mathscr {C}$
with respect to the left regular action.
Following [Reference Mazorchuk and Miemietz29], we will say that
$\mathcal {M}$
is transitive provided that, for any indecomposable objects
$X,Y\in \mathcal {M}$
, there exists
$F\in \mathscr {C}$
such that Y is isomorphic to a summand of
$F(X)$
. We will say that
$\mathcal {M}$
is simple transitive provided that
$\mathcal {M}$
does not have any non-trivial
$\mathscr {C}$
-invariant ideals.
Let
$\{X_i\,:\,i\in I\}$
be a complete and irredundant set of representatives of the isomorphism classes of indecomposable objects in
$\mathcal {M}$
. Then, with any
$F\in \mathscr {C}$
, we can associate an
$I\times I$
-matrix
$[F]=(m_{i,j})_{i,j\in I}$
with non-negative integer coefficients in which
$m_{i,j}$
is defined as the multiplicity of
$X_i$
as a summand of
$F(X_j)$
. Then
$\mathcal {M}$
is transitive if and only if, for all
$i,j\in I$
, there is some power
$[F_1]^k$
of
$[F_1]$
such that the
$(i,j)$
th coefficient in
$[F_1]^k$
is non-zero.
We also define the action graph
$\Lambda _{\mathcal {M}}$
of
$\mathcal {M}$
as an oriented graph (possibly with loops, but without multiple oriented edges) with vertices I, in which there is an oriented edge from i to j if and only if there is
$F\in \mathscr {C}$
such that the coefficient
$m_{j,i}$
in
$[F]$
is non-zero. By taking as F the unit object in
$\mathscr {C}$
, we see that
$\Lambda _{\mathcal {M}}$
has an oriented loop at each vertex. Then
$\mathcal {M}$
is transitive if and only if
$\Lambda _{\mathcal {M}}$
is strongly connected.
2.4. Grothendieck ring of
$\mathscr {C}$
Consider the polynomial algebra
$\mathbb {Z}[x]$
. For
$i\geq 0$
, define the polynomials
$R_i(x)$
recursively as follows:
These polynomials are sometimes called ultraspherical polynomials (see, e.g., [Reference Etingof and Ostrik13]). They can also be considered as renormalized Chebyshev polynomials of the second kind (see [Reference Rivlin36]).
The Grothendieck ring
$[\mathscr {C}]$
of
$\mathscr {C}$
is isomorphic to
$\mathbb {Z}[x]$
by sending the class of
$L(i)$
in
$[\mathscr {C}]$
to
$R_i(x)$
, for
$i\geq 0$
. Consequently, for any locally finitary
$\mathscr {C}$
-module category
$\mathcal {M}$
, we have
$[F_i]=R_i([F_1])$
, for
$i\geq 0$
.
Given a locally finitary
$\mathscr {C}$
-module category
$\mathcal {M}$
, the split Grothendieck group
$[\mathcal {M}]_\oplus $
of
$\mathcal {M}$
has the obvious structure of a
$[\mathscr {C}]$
-module.
2.5. Setup
Let
$\mathfrak {g}$
be a finite-dimensional Lie algebra with a fixed surjective Lie algebra homomorphism
$\varphi :\mathfrak {g}\to \mathfrak {sl}_2$
. The trivial example is
$\mathfrak {g}=\mathfrak {sl}_2$
with
$\varphi $
being the identity. The pullback along
$\varphi $
allows us to consider
$\mathscr {C}$
as a (monoidal) subcategory of
$\mathfrak {g}$
-Mod, up to monoidal equivalence.
We will be interested in
$\mathscr {C}$
-module categories of the form
$\mathcal {M}\subset \mathfrak {g}$
-Mod in which the
$\mathscr {C}$
-module structure is given by tensoring over
$\mathbb {C}$
and then using the standard comultiplication for
$U(\mathfrak {g})$
. We will be especially interested in such
$\mathcal {M}$
given by the additive closure of
$\mathscr {C}\cdot M$
, where
$M\in \mathfrak {g}$
-Mod, with particular emphasis on the case when M is simple. We will denote this kind of category by
$\mathrm {add}(\mathscr {C}\cdot M)$
.
2.6. Projective functors
The category
$\mathscr {C}$
is closely connected to the monoidal category of projective endofunctors for
$\mathfrak {sl}_2$
(see [Reference Bernstein and Gelfand4]). The latter are endofunctors of the full subcategory
$\mathcal {Z}$
of
$\mathfrak {sl}_2$
-Mod that consists of all modules, the action of
$Z(\mathfrak {sl}_2)$
on which is locally finite. Recall that
$Z(\mathfrak {sl}_2)$
is a polynomial algebra generated by the Casimir element
$\mathtt {c}=(h+1)^2+4fe$
. By [Reference Bernstein and Gelfand4, Subsection 1.8], the category
$\mathcal {Z}$
is a direct sum, over all
$\theta \in \mathbb {C}$
, of the full subcategories
$\mathcal {Z}_\theta $
of
$\mathcal {Z}$
consisting of all modules on which
$\mathtt {c}-\theta $
acts locally nilpotently.
Let us recall classification of indecomposable projective functors from [Reference Bernstein and Gelfand4, Theorem 3.3]. For this, recall that
$\mathfrak {sl}_2$
admits a triangular decomposition
where e spans
$\mathfrak {n}_+$
, f spans
$\mathfrak {n}_-$
, and h spans
$\mathfrak {h}$
. We can identify
$\mathfrak {h}^*$
with
$\mathbb {C}$
by sending
$\lambda \in \mathfrak {h}^*$
to
$\lambda (h)$
. Then, for each
$\lambda \in \mathbb {C}$
, we have the corresponding Verma module
$\Delta (\lambda )$
with highest weight
$\lambda $
and its unique simple quotient
$L(\lambda )$
. Both these modules belong to the BGG category
$\mathcal {O}$
(see [Reference Bernstein, Gelfand and Gelfand3], [Reference Humphreys17]). There, we also have the indecomposable projective cover
$P(\lambda )$
of
$L(\lambda )$
. Note that
$P(\lambda )=\Delta (\lambda )$
unless
$\lambda \in \{-2,-3,\dots \}$
and
$P(\lambda )=L(\lambda )$
unless
$\lambda \in (\mathbb {Z}\setminus \{-1\})$
.
An element
$\lambda \in \mathbb {C}$
is called dominant provided that
$\lambda \not \in \{-2,-3,\dots \}$
and anti-dominant provided that
$\lambda \not \in \mathbb {Z}_{\geq 0}$
. According to [Reference Bernstein and Gelfand4, Theorem 3.3], for each pair
$(\lambda ,\mu )\in \mathbb {C}^2$
satisfying
-
• $\lambda -\mu \in \mathbb {Z}$
; -
• $\lambda $
is dominant; -
• $\mu $
is anti-dominant if
$\lambda =-1$
;
there is a unique indecomposable projective functor
such that
$\theta _{\lambda ,\mu }\Delta (\lambda )=P(\mu )$
. All indecomposable projective endofunctors of
$\mathcal {Z}$
are of this form. If
$\lambda \not \in \mathbb {Z}$
, then
$\theta _{\lambda ,\mu }$
is an equivalence with inverse
$\theta _{\mu ,\lambda }$
.
We will say that
$\theta _{\lambda ,\mu }$
is special provided that
$\lambda \in \frac {1}{2}+\mathbb {Z}$
and
$\mu =-\lambda -2$
.
2.7. Abelianization
Let
$\mathcal {M}$
be a locally finitary
$\mathscr {C}$
-module category. Then we can consider the projective abelianization
$\overline {\mathcal {M}}$
of
$\mathcal {M}$
(see [Reference Mazorchuk and Miemietz28, Subsection 3.1]). The objects of
$\overline {\mathcal {M}}$
are diagrams
$X\to Y$
over
$\mathcal {M}$
and morphisms are (solid) commutative squares

modulo the ideal generated by all those squares in which the right vertical morphism admits a factorization via some dotted morphism. The category
$\overline {\mathcal {M}}$
is a
$\mathscr {C}$
-module category, with the
$\mathscr {C}$
-action inherited from
$\mathcal {M}$
.
If we additionally assume that, for each indecomposable object
$M\in \mathcal {M}$
, there are only finitely many indecomposable objects N, up to isomorphism, such that
$\mathcal {M}(M,N)\neq 0$
and there are only finitely many indecomposable objects N, up to isomorphism, such that
$\mathcal {M}(N,M)\neq 0$
, then the category
$\overline {\mathcal {M}}$
is an abelian length category in which the original category
$\mathcal {M}$
naturally embeds via
$P\mapsto (0\to P)$
and the closure of the image of this embedding with respect to isomorphism coincides with the category of projective objects in
$\overline {\mathcal {M}}$
. In full generality,
$\overline {\mathcal {M}}$
is abelian with the above properties if and only if
$\mathcal {M}$
has weak kernels (see [Reference Freyd14]). We will call such categories admissible. We refer the reader to [Reference Macpherson25], [Reference Macpherson26] for more details on locally finitary categories, where one can also find some information about how some of the above conditions may be relaxed.
3. Generalized Cartan matrices and Dynkin diagrams
3.1. Generalized Cartan matrix
Let I be an indexing set (finite or infinite). Recall that a generalized Cartan
$I\times I$
-matrix (GCM) is a matrix
$C=(c_{i,j})_{i,j\in I}$
such that
-
• $c_{i,i}\leq 2$
, for all i; -
• $c_{i,j}\in \{0,-1,-2,\dots \}$
, for all
$i\neq j$
; -
• $c_{i,j}=0$
if and only if
$c_{j,i}=0$
, for all
$i,j$
.
Given a GCM C on I, we can associate to it a graph
$\Gamma _C$
with vertex set I such that, for all
$i\neq j\in I$
, there are exactly
$-c_{i,j}$
oriented edges from i to j; moreover, for all
$i\in I$
, there are
$2-c_{i,i}$
loops at the vertex i. We denote by
$\widetilde {C}$
the adjacency matrix of
$\Gamma _C$
(with the convention that each loop corresponds to one on the main diagonal) and note that, by definition,
$C=2\mathrm {Id}_I-\widetilde {C}$
, where
$\mathrm {Id}_I$
is the identity
$I\times I$
-matrix. A pair of oppositely oriented edges between i and j, for
$i\neq j$
, will be simplified to one unoriented edge between these vertices. By convention, all loops are unoriented.
Example 1. The graph associated with the GCM
looks as follows:

3.2. Classical Dynkin diagrams and their characterization
Recall the classical finite Dynkin diagrams, drawn with our convention for the underlying graph (in all cases, the index is the number of vertices):

An important invariant of a Dynkin diagram is the so-called Coxeter number, usually denote by
$\mathtt {h}$
, given by the following table:
We can now recall the following standard characterization of the classical Dynkin diagrams (see [Reference Kac19, Chapter 4] and [Reference Etingof and Ostrik13, Corollary 3.9]).
Proposition 2. Let Q be an irreducible matrix with non-negative integer coefficients and zero diagonal. Then
$Q=\widetilde {C}$
, for some classical Dynkin diagram, if and only if the GCM
$2\mathrm {Id}-Q$
is positive definite. In the latter case, we have
$R_{\mathtt {h}-1}(Q)=0$
, where
$\mathtt {h}$
is the Coxeter number of the Dynkin diagram in question.
In the context of representations of monoidal categories, classical Dynkin diagrams appeared, for example, in [Reference Kildetoft, Mackaay, Mazorchuk and Zimmermann20], [Reference Kirillov and Ostrik22].
3.3. Affine Dynkin diagrams and their characterization
Next, recall the affine Dynkin diagrams (also known as generalized Euclidean diagrams):

The following proposition characterizes the above graphs (see [Reference Happel, Preiser and Ringel15, Theorem 2]).
Proposition 3. A connected GCM on a finite index set which annihilates some vector with positive integer coefficients is the GCM of one of the affine Dynkin diagrams.
3.4. Infinite Dynkin diagrams and their characterization
Finally, recall the following infinite Dynkin diagrams:

The following proposition characterizes the above graphs (see [Reference Happel, Preiser and Ringel15, p. 12]).
Proposition 4. A connected GCM on a countable index set which annihilates some vector with positive integer coefficients is the GCM of one of the infinite Dynkin diagrams.
We refer to [Reference Happel, Preiser and Ringel15], [Reference Happel, Preiser and Ringel16] for more details.
3.5. Combinatorics of transitive
$\mathscr {C}$
-categories
The following corollary follows from the definitions and the above characterizations of the affine and infinite Dynkin diagrams (see [Reference Etingof and Khovanov12, Theorem 4.1]).
Corollary 5. Let
$\mathcal {M}$
be a transitive
$\mathscr {C}$
-module category for which
$[L(1)]$
annihilates some vector with positive integer coefficients. Then the action of
$[L(1)]$
on the
$[\mathscr {C}]$
-module
$[\mathcal {M}]_\oplus $
is given by the matrix
$\widetilde {C}$
associated with either an affine Dynkin diagram or an infinite Dynkin diagram.
This raises a natural problem to find a realization for each possibility described in Corollary 5 within the context provided by Section 2.5. This is the main problem which we consider in this article. For the case of a finite rank, we have a (combinatorially quite complex) classification of simple
$\mathscr {C}$
-module categories obtained in [Reference Etingof and Ostrik13]. It is not clear where to look for such categories in our context. Therefore, we focus on the infinite rank case.
4. Realizations of type
$A_\infty $
4.1. First realization
Let
$\mathfrak {g}=\mathfrak {sl}_2$
with
$\varphi $
being the identity. Define
$\mathcal {M}_1:=\mathscr {C}$
with the left regular action.
Then the indecomposable objects in
$\mathcal {M}_1$
are
$L(i)$
, for
$i\geq 0$
, and the action of
$L(1)$
is given by
Therefore, we have
4.2. Second realization
Let
$\mathfrak {g}=\mathfrak {sl}_2$
with
$\varphi $
being the identity. Consider the BGG category
$\mathcal {O}$
for
$\mathfrak {g}$
(see [Reference Bernstein, Gelfand and Gelfand3], [Reference Mazorchuk27]). For
$\lambda \in \mathbb {C}$
, denote by
$L(\lambda )$
the simple highest weight
$\mathfrak {g}$
-module with highest weight
$\lambda $
. Also denote by
$P(\lambda )$
the projective cover of
$L(\lambda )$
in
$\mathcal {O}$
.
Define the category
$\mathcal {N}$
as the additive closure in
$\mathcal {O}$
of the modules
$L(\lambda )$
and
$P(\lambda )$
, for
$\lambda \in \{-1,-2,-3,\dots \}$
. Note that these are exactly the integral tilting modules in the sense of [Reference Collingwood and Irving6], [Reference Ringel35]. Also, note that
$L(-1)=P(-1),$
while
$L(\lambda )\not \simeq P(\lambda )$
, for
$\lambda \in \{-2,-3,\dots \}$
.
For
$\lambda \in \{-1,-2,-3,\dots \}$
, we have the following (see [Reference Mazorchuk27, Section 5]):
and
From these formulas, it follows that the additive closure of the modules
$P(\lambda )$
, with
$\lambda \in \{-1,-2,\dots \}$
, is a transitive
$\mathscr {C}$
-module subcategory of
$\mathcal {N}$
. Let
$\mathcal {I}$
be the ideal in
$\mathcal {N}$
generated by all
$P(\lambda )$
, where
$\lambda \in \{-1,-2,\dots \}$
. Then the formulas above imply that
$\mathcal {I}$
is
$\mathscr {C}$
-stable and hence
$\mathcal {M}_2:=\mathcal {N}/\mathcal {I}$
is a
$\mathscr {C}$
-module category. Now the above formulas imply Formula (1) for
$\mathcal {M}_2$
.
4.3. Statements
We can now summarize the content of this section in the following proposition.
Proposition 6. Both
$\mathcal {M}_1$
and
$\mathcal {M}_2$
are simple transitive
$\mathscr {C}$
-module categories of type
$A_\infty $
.
Proof. That
$\mathcal {M}_1$
and
$\mathcal {M}_2$
are of type
$A_\infty $
, follows from Formula (1). That both
$\mathcal {M}_1$
and
$\mathcal {M}_2$
are simple transitive follows by combining that they are transitive and semi-simple. The latter is obvious for
$\mathcal {M}_1$
and follows from Schur’s lemma for
$\mathcal {M}_2$
, since
$\mathcal {M}_2$
is, essentially, the additive closure of simple
$\mathfrak {g}$
-modules.
We also record the following observation.
Proposition 7. All admissible simple transitive
$\mathscr {C}$
-module categories of type
$A_\infty $
are equivalent (as
$\mathscr {C}$
-module categories).
Proof. Let
$\mathcal {M}$
be a simple transitive
$\mathscr {C}$
-module category of type
$A_\infty $
. We are going to prove that
$\mathcal {M}$
is equivalent, as a
$\mathscr {C}$
-module category, to the left regular
$\mathscr {C}$
-module category
${}_{\mathscr {C}}\mathscr {C}$
.
We have that
$[L(1)]$
is given by Formula (1) and hence there is a unique, up to isomorphism indecomposable object X in
$\mathcal {M}$
such that
$L(1)\cdot X$
is indecomposable.
Since
$L(i)\otimes _{\mathscr {C}} L(0)\cong L(i)$
in
${}_{\mathscr {C}}\mathscr {C}$
, the first column of each
$R_i([L(1)])$
has only one non-zero entry, namely,
$1$
in row
$i+1$
. This means that
$L(i)\cdot X$
is indecomposable, that
$L(i)\cdot X\cong L(j)\cdot X$
if and only if
$i=j$
and that all indecomposable objects of
$\mathcal {M}$
can be obtained in this way.
Now let us show that the radical of
$\mathcal {M}$
is
$\mathscr {C}$
-invariant. Since
$\mathscr {C}$
is generated by
$F_1$
, it is enough to show that the radical of
$\mathcal {M}$
is
$F_1$
-invariant. Let
$M_0,M_1,\dots $
be a list of indecomposables in
$\mathcal {M}$
such that, in the corresponding basis of the split Grothendieck group, the action of
$F_1$
is given by Formula (1).
If
$\varphi : M_i\to M_j$
is a morphism and
$|i-j|\neq 0,2$
, then
$F_1(M_i)$
and
$F_1(M_j)$
do not have isomorphic summands and hence
$F_1(\varphi )$
is a radical morphism. If
$\varphi : M_i\to M_i$
is a radical morphism, it is nilpotent as
$\mathcal {M}$
is locally finitary. Therefore,
$F_1(\varphi )$
is also nilpotent. As
$F_1(M_i)$
does not have isomorphic summands, it follows that
$F_1(\varphi )$
is a radical morphism.
It remains to consider the case of a morphism
$\varphi : M_i\to M_{i\pm 2}$
. Let us assume that
$\varphi : M_i\to M_{i+2}$
, in the other case, the arguments are similar. Consider the abelianization
$\overline {\mathcal {M}}$
and let
$N_i$
be the simple top of
$M_i$
in
$\overline {\mathcal {M}}$
, for
$i\in \mathbb {Z}_{\geq 0}$
.
Lemma 8. For
$i,j\in \mathbb {Z}_{\geq 0}$
, we have
Proof. Due to (1), the matrices
$[F_2]$
,
$[F_3]$
, and so on are as follows:
In particular, from [Reference Agerholm and Mazorchuk1, Lemma 8], it follows that
$F_i N_0\cong N_i$
. Denote by
$\mathcal {N}$
the additive closure of all
$N_i$
. Then
$\mathcal {N}$
is semi-simple and has the structure of a
$\mathscr {C}$
-module category by restriction. By [Reference Agerholm and Mazorchuk1, Lemma 8], the matrix of the action of
$F_1$
on
$\mathcal {N}$
is given by (1). Now the statement of the lemma follows from the matrix of
$F_i$
.
Recall that we have a non-zero morphism
$\varphi : M_i\to M_{i+2}$
. Then
$\varphi (M_i)$
is a submodule of the radical of
$M_{i+2}$
. By Lemma 8, we have
$F_1(N_{i+2})\cong N_{i+1}\oplus N_{i+3}$
. This means that, applying the exact functor
$F_1$
to the short exact sequence
we get a short exact sequence
in which
$F_1(N_{i+2})$
is isomorphic to the top of
$F_1(M_{i+2})$
. Therefore, we have
As
$\varphi (M_i)$
is a submodule of
$\mathrm {Rad}(M_{i+2})$
and
$F_1$
is exact, we obtain that
$F_1(\varphi (M_i))$
is a submodule of
$\mathrm {Rad}(F_1(M_{i+2}))$
, which means that
$F_1(\varphi )$
is a radical morphism. This is exactly what we needed to prove. This completes our argument that the radical of
$\mathcal {M}$
is
$\mathscr {C}$
-stable.
Now, the fact that
$\mathcal {M}$
is simple transitive implies that the radical of
$\mathcal {M}$
is zero. In other words,
$\mathcal {M}$
is semi-simple.
By Yoneda lemma, sending the unit object
$L(0)$
to X gives rise to a homomorphism of
$\mathscr {C}$
-module categories from
${}_{\mathscr {C}}\mathscr {C}$
to
$\mathcal {M}$
. From the previous paragraph, this homomorphism is an equivalence.
5. Realizations of type
$A_\infty ^\infty $
5.1. First realization
Consider the setup of Section 4.2. Let
$\mathfrak {g}=\mathfrak {sl}_2$
with
$\varphi $
being the identity. Consider the BGG category
$\mathcal {O}$
for
$\mathfrak {g}$
. For
$\lambda \in \mathbb {C}\setminus \mathbb {Z}$
, consider the simple highest weight module
$L(\lambda )$
with highest weight
$\lambda $
. Then the module
$L(\lambda )$
is also projective in
$\mathcal {O}$
.
For a fixed
$\mu \in \mathbb {C}\setminus \mathbb {Z}$
, let
$\mathcal {N}_1=\mathcal {N}_1(\mu )$
be the additive closure of all
$L(\lambda )$
such that
$\lambda -\mu \in \mathbb {Z}$
. Then, for any such
$\lambda $
, we have
In particular,
$\mathcal {N}_1$
is a semi-simple and transitive
$\mathscr {C}$
-module category.
From the above formula, we get that
5.2. Second realization
Let
$\mathfrak {g}$
be the Schrödinger Lie algebra in the
$1+1$
-dimensional space–time (see [Reference Dubsky, Lü, Mazorchuk and Zhao9]). This is a Lie algebra with basis
$\{e,f,h,p,q,z\}$
, where z is central and the rest of the Lie bracket is given by
The subalgebra of
$\mathfrak {g}$
generated by
$e,f,h$
is isomorphic to
$\mathfrak {sl}_2$
and the remaining basis elements of
$\mathfrak {g}$
span a nilpotent ideal. Thus, factoring that ideal out defines a surjective Lie algebra homomorphism
$\varphi :\mathfrak {g}\to \mathfrak {sl}_2$
. Therefore, we can view
$\mathscr {C}$
as a monoidal subcategory of
$\mathfrak {g}$
-mod.
We have a natural triangular decomposition
$\mathfrak {g}=\mathfrak {n}_-\oplus \mathfrak {h}\oplus \mathfrak {n}_+$
, where
$\mathfrak {n}_-$
is spanned by f and q,
$\mathfrak {h}$
is spanned by h and z, and
$\mathfrak {n}_+$
is spanned by e and p. Associated with this triangular decomposition, we have the corresponding BGG category
$\mathcal {O}$
(see [Reference Dubsky, Lü, Mazorchuk and Zhao9]). For
$\lambda \in \mathfrak {h}^*$
, we denote by
$L(\lambda )$
the simple highest weight
$\mathfrak {g}$
-module with highest weight
$\lambda $
, this module is an object in
$\mathcal {O}$
.
Let
$\lambda \in \mathfrak {h}^*$
be such that
$\lambda (z)\neq 0$
and
$\lambda (h)\not \in \frac {1}{2}\mathbb {Z}$
. Then, due to [Reference Dubsky, Lü, Mazorchuk and Zhao9, Proposition 3], the module
$L(\lambda )$
is projective in
$\mathcal {O}$
. Let
$\varepsilon \in \mathfrak {h}^*$
be such that
$\varepsilon (z)=0$
and
$\varepsilon (h)=1$
. By comparing the characters, we obtain that
Now, for a fixed
$\mu \in \mathfrak {h}^*$
such that
$\mu (z)\neq 0$
and
$\mu (h)\not \in \frac {1}{2}\mathbb {Z}$
, define
$\mathcal {N}_2$
as the additive closure of all
$L(\lambda )$
such that
$\lambda -\mu \in \mathbb {Z}\varepsilon $
. Then the formula in the previous paragraph implies that
$\mathcal {N}_2$
is a semi-simple and transitive
$\mathscr {C}$
-module category in which
$[L(1)]$
is given by Formula (3).
5.3. Third realization
Let
$\mathfrak {g}=\mathfrak {sl}_2\otimes _{\mathbb {C}} \mathbb {C}[x]/(x^2)$
be the Takiff Lie algebra of
$\mathfrak {sl}_2$
and
$\varphi :\mathfrak {g}\to \mathfrak {sl}_2$
be the natural projection. For
$g\in \mathfrak {sl}_2$
, denote by
$\overline {g}$
the element
$g\otimes x\in \mathfrak {g}$
. Then the center
$Z(\mathfrak {g})$
is generated by the elements
The standard triangular decomposition of
$\mathfrak {sl}_2$
induces a triangular decomposition of
$\mathfrak {g}$
in the obvious way. For
$\lambda \in \mathbb {C}\setminus \mathbb {Z}$
, consider the corresponding highest weight
$\mathfrak {sl}_2$
-module
$L(\lambda )$
with highest weight
$\lambda $
and set
Now, for
$\chi \in \mathbb {C}$
, define
and, for
$\theta \in \mathbb {C}$
, define
Then, by [Reference Zhu37, Proposition 3.2], the module
$Q(\lambda ,\chi ,\theta )$
is a simple
$\mathfrak {g}$
-module if and only if
$\theta \neq \sqrt {\chi }(\lambda +2k)$
, for all
$k\in \mathbb {Z}$
. If the latter conditions are satisfied, we have
$Q(\lambda ,\chi ,\theta )\cong Q(\lambda ',\chi ',\theta ')$
if and only if
$\chi =\chi '$
,
$\theta =\theta '$
, and
$\lambda -\lambda '\in 2\mathbb {Z}$
.
Now let us fix
$\lambda ,\chi ,\theta $
as above, satisfying
$\lambda \in \mathbb {C}\setminus \mathbb {Z}$
and
$\theta ^2\neq \chi (\lambda +j)^2$
, for all
$j\in \mathbb {Z}$
, and, additionally,
$\chi \neq 0$
. Denote by
$\mathcal {N}_3$
the additive closure of
$Q(\lambda +i,\chi ,\theta +i\sqrt {\chi })$
, for all
$i\in \mathbb {Z}$
.
Lemma 9. For
$\lambda ,\chi ,\theta $
as above, the module
$L(1)\otimes _{\mathbb {C}}Q(\lambda ,\chi ,\theta )$
is isomorphic to the module
$Q(\lambda +1,\chi ,\theta +\sqrt {\chi })\oplus Q(\lambda -1,\chi ,\theta -\sqrt {\chi })$
.
Proof. Note that
$\overline {g}$
kills
$L(1)$
, for all
$g\in \mathfrak {sl}_{2}$
. Therefore,
$\overline {C}$
acts on
$L(1)\otimes _{\mathbb {C}}Q(\lambda ,\chi ,\theta )$
with the same scalar, namely,
$\chi $
, as on
$Q(\lambda ,\chi ,\theta )$
.
Let us determine the action of C. By [Reference Zhu37, Lemma 3.1], the module
$Q(\lambda ,\chi ,\theta )$
, when restricted to
$\mathfrak {sl}_2$
, is a multiplicity-free direct sum of the simple highest weight modules
$L(\lambda +i)$
, where
$i\in 2\mathbb {Z}$
. As
$L(1)\otimes _{\mathbb {C}}L(\lambda +i)$
is isomorphic to
$L(\lambda +i+1)\oplus L(\lambda +i-1)$
, the module
$L(1)\otimes _{\mathbb {C}}Q(\lambda ,\chi ,\theta )$
has two linearly independent elements of weight
$\lambda +1$
that are killed by e. Let
$\{b_1,b_{-1}\}$
be the standard basis of
$L(1)$
, that is:
Let v be a non-zero highest weight vector of
$L(\lambda )\subset Q(\lambda ,\chi ,\theta )$
. Then we can take, as two linearly independent vectors in
$L(1)\otimes _{\mathbb {C}}Q(\lambda ,\chi ,\theta )$
of weight
$\lambda +1$
that are killed by e, the elements
It is easy to check that the matrix of the action of C on the linear span of u and w in the basis
$\{u,w\}$
is given by
The eigenvalues of this matrix are
$\theta \pm \sqrt {\chi }$
and they are different thanks to our assumption
$\chi \neq 0$
. Now the claim of the lemma follows from the universal property of the modules
$Q(\lambda +1,\chi ,\theta \pm \sqrt {\chi })$
. Note that here we use the simplicity of the modules
$Q(\lambda +1,\chi ,\theta \pm \sqrt {\chi })$
which is guaranteed by [Reference Zhu37, Proposition 3.2] and our assumption that
$\theta ^2\neq \chi (\lambda +j)^2$
, for all
$j\in \mathbb {Z}$
.
Lemma 9 implies that
$\mathcal {N}_3$
is a semi-simple and transitive
$\mathscr {C}$
-module category in which
$[L(1)]$
is given by Formula (3).
5.4. Fourth realization
We stay in the setup of the previous section, that is, we let
$\mathfrak {g}=\mathfrak {sl}_2\otimes _{\mathbb {C}} \mathbb {C}[x]/(x^2)$
be the Takiff Lie algebra of
$\mathfrak {sl}_2$
and
$\varphi :\mathfrak {g}\to \mathfrak {sl}_2$
be the natural projection. Let
$\chi \in \mathbb {C}^*$
and
$\lambda \in \mathbb {C}^*$
be such that
$\lambda ^2=\chi $
. Then, [Reference Mazorchuk and Mrđen30, Theorem 31] describes a family of simple
$\mathfrak {g}$
-module
$V(n,\lambda )$
, for
$n\in \mathbb {Z}$
, such that
-
• $\overline {C}$
acts on
$V(n,\lambda )$
as
$\chi $
; -
• when restricted to $\mathfrak {sl}_2$
, the module
$V(n,\lambda )$
is a direct sum of
$L(|n|)$
,
$L(|n|+2),$
and so on; -
• $V(n,\lambda )=V(n',\lambda ')$
if and only if
$(n',\lambda ')=(n,\lambda )$
or
$(n',\lambda ')=(-n,-\lambda )$
.
By [Reference Mazorchuk and Mrđen30, Proposition 29], we have
This implies that the additive closure
$\mathcal {N}_4$
of all
$V(n,\lambda )$
, for a fixed
$\lambda $
and for all
$n\in \mathbb {Z}$
, is a semi-simple and transitive
$\mathscr {C}$
-module category in which
$[L(1)]$
is given by Formula (3).
5.5. Statements
We can now summarize the content of this section in the following proposition.
Proposition 10. The categories
$\mathcal {N}_1$
,
$\mathcal {N}_2$
,
$\mathcal {N}_3$
, and
$\mathcal {N}_4$
are simple transitive
$\mathscr {C}$
-module categories of type
$A_\infty ^\infty $
.
Proof. All these categories are simple transitive as they are transitive and semi-simple. The identification of the type follows from Formula (3).
5.6. Comparison of 𝒩1(μ)
We can also compare the
$\mathscr {C}$
-module categories
$\mathcal {N}_1(\mu )$
with each other, for varying values of
$\mu $
. For the proofs, we need to recall the following notion: for two
$\mathfrak {sl}_2$
-modules M and N, we denote by
$\mathcal {L}(M,N)$
the
$U(\mathfrak {sl}_2)$
-
$U(\mathfrak {sl}_2)$
-subbimodule of
$\mathrm {Hom}_{\mathbb {C}}(M,N)$
consisting of all elements of the latter, the adjoint action of
$\mathfrak {sl}_2$
on which is locally finite (see [Reference Jantzen18, Kapitel 6] for details).
Proposition 11. Let
$\mu _1,\mu _2\in \mathbb {C}\setminus \mathbb {Z}$
. Then the
$\mathscr {C}$
-module categories
$\mathcal {N}_1(\mu _1)$
and
$\mathcal {N}_1(\mu _2)$
are equivalent, as
$\mathscr {C}$
-module categories, if and only if
$\mu _2\in \pm \mu _1+\mathbb {Z}$
.
Proof. For
$\lambda \in \mu _1+\mathbb {Z}$
, consider
$\theta =(\lambda +1)^2$
and let
$U_\theta $
denote the (primitive) quotient of
$U(\mathfrak {sl}_2)$
by the ideal generated by
$\mathtt {c}-\theta $
. Due to our choice of
$\lambda $
, we have that
$L(\lambda )$
is a Verma module and hence we have an isomorphism
$\mathcal {L}(L(\lambda ),L(\lambda ))\cong U_\theta $
of
$U(\mathfrak {sl}_2)$
-
$U(\mathfrak {sl}_2)$
-bimodules (see [Reference Jantzen18, Subsection 6.9).
Further, by [Reference Jantzen18, Subsection 6.8], we have an isomorphism
where
$\mathcal {L}(L(\lambda ),L(\lambda ))$
is considered as an
$\mathfrak {sl}_2$
-module under the adjoint action. Comparing this with [Reference Etingof, Gelaki, Nikshych and Ostrik11, Section 7.9], we obtain that algebra
$U_\theta $
is the algebra ind-object corresponding to the internal hom
$\underline {\mathrm {Hom}}(L(\lambda ),L(\lambda ))$
for the
$\mathscr {C}$
-module category
$\mathcal {N}_1(\mu _1)$
. By [Reference Etingof, Gelaki, Nikshych and Ostrik11, Theorem 7.10.1] and [Reference Etingof, Gelaki, Nikshych and Ostrik11, Remark 7.9.1], the latter module category can be recovered as the category of certain
$U_\theta $
-modules in the ind-completion of
$\mathscr {C}$
.
This implies that the
$\mathscr {C}$
-module categories
$\mathcal {N}_1(\mu _1)$
and
$\mathcal {N}_1(\mu _2)$
are equivalent, as
$\mathscr {C}$
-module categories, if and only if there exists
$\lambda _i\in \mu _i+\mathbb {Z}$
, for
$i=1,2$
, such that
$U_{(\lambda _1+1)^2}\cong U_{(\lambda _2+1)^2}$
. By [Reference Dixmier7, Theorem 6.4], we have
$U_{(\lambda _1+1)^2}\cong U_{(\lambda _2+1)^2}$
if and only if
$(\lambda _1+1)^2=(\lambda _2+1)^2$
. The claim follows.
5.7. Non-semi-simple realization
In this section, we construct, slightly outside of our setup, a non-semi-simple simple transitive
$\mathscr {C}$
-module category of type
$A_\infty ^\infty $
.
Consider the Lie algebra
$\mathfrak {g}=\mathfrak {sl}_2$
and its Borel subalgebra
$\mathfrak {b}$
generated by h and e. Denote by
$\mathcal {N}$
the category of all
$\mathfrak {b}$
-modules that are
-
• finitely generated;
-
• h-diagonalizable;
-
• free over $U(e)$
.
For
$\lambda \in \mathbb {C}$
, we have a
$\mathfrak {b}$
-module
$N(\lambda )\in \mathcal {N}$
with basis
$\{v_\mu \,:\,\mu \in \lambda +2\mathbb {Z}_{\geq 0}\}$
and the
$\mathfrak {b}$
-action given by
The
$\mathfrak {b}$
-module
$N(\lambda )$
is indecomposable and is a free
$U(e)$
-module of rank one. Every object in
$\mathcal {N}$
is a direct sum of finitely many objects of the form
$N(\lambda )$
. Note that
$\mathcal {N}$
is not semi-simple as
$N(\lambda +2)\hookrightarrow N(\lambda )$
, for any
$\lambda $
. For
$\lambda \in \mathbb {C}$
, denote by
$Q(\lambda )$
the quotient
$N(\lambda )/N(\lambda +2)$
. Then
$Q(\lambda )$
is a simple
$\mathfrak {b}$
-module and any simple finite-dimensional
$\mathfrak {b}$
-module is of such form.
Lemma 12. The category
$\mathcal {N}$
has the structure of a
$\mathscr {C}$
-module category by restriction.
Proof. Given
$N\in \mathcal {N}$
and a finite-dimensional
$\mathfrak {sl}_2$
-module V, we need to show that
$(\mathrm {Res}^{\mathfrak {sl}_2}_{\mathfrak {b}}(V))\otimes _{\mathbb {C}}N$
belongs to
$\mathcal {N}$
. This module is, clearly, h-diagonalizable and it is finitely generated as N is finitely generated and V is finite dimensional. The fact that this module is
$U(e)$
-free is proved similarly to the well-known statement that tensoring with finite-dimensional modules in category
$\mathcal {O}$
preserves the category of modules with Verma flag.
For a fixed
$ \lambda \in \mathbb {C}$
, denote by
$\mathcal {N}_5=\mathcal {N}_5(\lambda )$
the full additive subcategory of
$\mathcal {N}$
generated by all
$N(\mu )$
, for
$\mu \in \lambda +\mathbb {Z}$
. Clearly,
$\mathcal {N}_5$
inherits from
$\mathcal {N}$
the structure of a
$\mathscr {C}$
-module category by restriction.
Remark 13. Note that, for any
$\lambda ,\lambda '\in \mathbb {C}$
, the categories
$\mathcal {N}_5(\lambda )$
and
$\mathcal {N}_5(\lambda ')$
are equivalent as
$\mathscr {C}$
-module categories. The equivalence from
$\mathcal {N}_5(\lambda )$
to
$\mathcal {N}_5(\lambda ')$
is given by tensoring with
$Q(\lambda '-\lambda )$
with the inverse given by tensoring with
$Q(\lambda -\lambda ')$
. In particular, the group
$\mathbb {Z}$
acts on
$\mathcal {N}_5(\lambda )$
by self-equivalences, where
$k\in \mathbb {Z}$
maps
$N(\lambda )$
to
$N(\lambda +k)$
.
Proposition 14. The
$\mathscr {C}$
-module category
$\mathcal {N}_5$
is simple transitive of type
$A_\infty ^\infty $
.
Proof. It is easy to check that
from which it follows that
$\mathcal {N}_5$
is a transitive
$\mathscr {C}$
-module category of type
$A_\infty ^\infty $
.
Any radical morphism in
$\mathcal {N}_5$
is a linear combination of some morphisms of the form
$\psi (\mu ,k):=\big (N(\mu +2k)\hookrightarrow N(\mu )\big )$
, for
$k\in \mathbb {Z}_{>0}$
. Let
$\{v_\nu \,:\, \nu \in \{\mu +2k,\mu +2k+2,\dots \}\}$
be the standard basis of
$N(\mu +2k)$
. Let
$\{w_\nu \,:\, \nu \in \{\mu ,\mu +2,\dots \}\}$
be the standard basis of
$N(\mu )$
. Let
$\{e_{-1},e_1\}$
be the standard basis of
$L(1)$
.
Applying
$F_1$
, we get an embedding of the module
$N(\mu +2k+1)\oplus N(\mu +2k-1)$
into
$N(\mu +1)\oplus N(\mu -1)$
. The summand
$N(\mu +2k-1)$
is generated by
$e_{-1}\otimes v_{\mu +2k}$
and
$F_1(\psi (\mu ,k))$
maps the latter element to
$e_{-1}\otimes w_{\mu +2k}$
.
The summand
$N(\mu -1)$
is generated by
$e_{-1}\otimes w_{\mu }$
. Applying
$e^k$
to the latter outputs the element
Therefore, projecting from
$N(\mu +1)\oplus N(\mu -1)$
onto
$N(\mu +1)$
maps
$e_{-1}\otimes w_{\mu +2k}$
to a non-zero element of
$N(\mu +1)$
. In other words, the ideal generated by
$F_1(\psi (\mu ,k))$
contains
$\psi (\mu +1,k-1)$
. Proceeding inductively, we eventually get the identity morphism on
$N(\mu +k)$
. This implies that the
$\mathscr {C}$
-stable ideal generated by any non-zero morphism in
$\mathcal {N}_5$
contains the identity morphism on some non-zero objects. This means that
$\mathcal {N}_5$
is simple transitive and completes the proof.
It is easy to check that, for any
$i\in \mathbb {Z}_{\geq 0}$
, the
$\mathfrak {b}$
-module
$F_i(Q(\lambda ))$
is isomorphic to the quotient
$N(\lambda -i)/N(\lambda +2+i)$
, we denote the latter module by
$Q(\lambda ,i)$
. If we consider the additive closure
$\mathcal {N}_6$
of all
$Q(\lambda ,i)$
, for a fixed
$\lambda $
and for all
$i\in \mathbb {Z}_{\geq 0}$
, then it has the natural structure of a
$\mathscr {C}$
-module category.
Proposition 15. The
$\mathscr {C}$
-module category
$\mathcal {N}_6$
is simple transitive of type
$A_\infty $
.
Proof. It is straightforward to check that the
$\mathfrak {b}$
-module
$F_1(Q(\lambda ,i))$
is isomorphic to
$Q(\lambda ,i-1)\oplus Q(\lambda ,i+1)$
, for
$i>0$
. This implies that
$\mathcal {N}_6$
is transitive of type
$A_\infty $
. Simplicity is equivalent to the semi-simplicity of the underlying category of
$\mathcal {N}_6$
, that is, the equality
Recall that
$Q(\lambda ,k)$
is a uniserial module with top
$Q(\lambda -k)$
, socle
$Q(\lambda +k),$
and other composition subquotients
$Q(\lambda -k+2)$
,
$Q(\lambda -4)$
,…,
$Q(\lambda +k-2)$
. In particular, since the top of
$Q(\lambda ,k)$
has multiplicity one, any endomorphism of
$Q(\lambda ,k)$
is scalar.
If
$i>j$
, then
$[Q(\lambda ,j):Q(\lambda -i)]=0$
and hence there are no non-zero homomorphisms from
$Q(\lambda ,i)$
to
$Q(\lambda ,j)$
as the top of
$Q(\lambda ,i)$
has nowhere to go. If
$i<j$
, then we have
$[Q(\lambda ,i):Q(\lambda +j)]=0$
and hence there are no non-zero homomorphisms from
$Q(\lambda ,i)$
to
$Q(\lambda ,j)$
as there is nothing to cover the socle of
$Q(\lambda ,j)$
. This completes the proof.
We can alternatively construct
$\mathcal {N}_6$
by first considering
$\overline {\mathcal {N}_5}$
, where
$Q(\lambda )$
is a simple object and then taking the
$\mathscr {C}$
-module subcategory of
$\overline {\mathcal {N}_5}$
generated by this object
$Q(\lambda )$
.
The example of the categories
$\mathcal {N}_5$
and
$\mathcal {N}_6$
shows a striking difference between the behavior of
$\mathscr {C}$
and that of finitary monoidal categories (more precisely, the fiat bi- and 2-categories in the sense of [Reference Mazorchuk and Miemietz28]). In the latter case, starting from a simple object of the abelianization of a simple transitive
$2$
-representation and applying certain elements of
$\mathscr {C}$
will output projective objects, see [Reference Mazorchuk and Miemietz29, Lemma 12] and, more generally, [Reference Kildetoft, Mackaay, Mazorchuk and Zimmermann20, Theorem 2]. In our case, none of the
$Q(\lambda ,i)$
is projective in
$\overline {\mathcal {N}_5}$
. The major contributor to this behavior is the failure of [Reference Kildetoft and Mazorchuk21, Proposition 18] in the non-finitary context.
The
$\mathscr {C}$
-module category
$\mathcal {N}_6$
does not depend on
$\lambda $
, up to equivalence.
6. Realization of type
$C_\infty $
6.1. First realization
Consider the setup of Section 4.2. Let
$\mathfrak {g}=\mathfrak {sl}_2$
with
$\varphi $
being the identity. Consider the BGG category
$\mathcal {O}$
for
$\mathfrak {g}$
and the projective–injective modules
$P(\lambda )\in \mathcal {O}$
, for
$\lambda \in \{-1,-2,\dots \}$
. Let
$\mathcal {K}_1$
be the additive closure of these modules. Then
$\mathcal {K}_1$
is exactly the category of integral projective–injective modules in
$\mathcal {O}$
. Consequently, it is closed with respect to tensoring with finite-dimensional
$\mathfrak {sl}_2$
-modules and hence is a
$\mathscr {C}$
-module category.
From Formula (2), we have
6.2. Second realization
Let
$\mathfrak {g}=\mathfrak {sl}_2$
with
$\varphi $
being the identity. For a fixed non-zero
$\xi \in \mathbb {C}$
, let
$M(\xi )$
be the
$\mathfrak {g}$
-module defined as the quotient of
$U(\mathfrak {g})$
by the left ideal generated by
$\mathtt {c}$
and
$e-\xi $
. Then, the module
$M(\xi )$
is a simple
$\mathfrak {g}$
-module that appeared first in [Reference Arnal and Pinczon2]. The module
$M(\xi )$
is a Whittaker module in the sense of [Reference Kostant23].
Set
$X_{-1}:=M(\xi )$
and, for
$i\in \{1,2,\dots \}$
, define
$X_{-1-i}$
as the kernel of the central element
$(\mathtt {c}+i^2)^2$
acting on
$L(i)\otimes _{\mathbb {C}}M(\xi )$
. Then, by [Reference Miličić and Soergel34, Theorem 5.1] (see also [Reference Mazorchuk and Stroppel32, Theorem 67] and [Reference Mackaay, Mazorchuk and Miemietz24, Corollary 20]) all these
$X_{-1-i}$
are indecomposable (in fact, have length
$2$
with isomorphic subquotients) and the additive closure
$\mathcal {K}_2=\mathcal {K}_2(\xi )$
of all
$X_j$
, with
$j\in \{-1,-2,\dots \}$
, is closed under tensoring with finite-dimensional
$\mathfrak {sl}_2$
-modules.
6.3. Statements
We can now summarize the content of this section in the following proposition.
Proposition 16. Both
$\mathcal {K}_1$
and
$\mathcal {K}_2$
are simple transitive
$\mathscr {C}$
-module categories of type
$C_\infty $
.
Proof. That
$\mathcal {K}_1$
has type
$C_\infty $
, follows from Formula (4). If
$\mathcal {K}_1$
is not simple transitive, then there exists a non-trivial endomorphism
$\psi $
of some
$P(\lambda )$
, for
$\lambda \in \{-2,-3,\dots \}$
, such that the
$\mathscr {C}$
-stable ideal
$\mathcal {I}$
generated by
$\psi $
does not contain any identity morphism of a non-zero object in
$\mathcal {K}_1$
.
If
$\lambda =-2$
, then, tensoring with
$L(1)$
and taking the kernel of
$\mathtt {c}$
gives a nilpotent, but non-zero endomorphism of
$L(-1)\oplus L(-1)$
. As
$\mathrm {add}(L(-1))$
is semi-simple, it follows that
$\mathcal {I}$
contains the identity on
$L(-1)$
, a contradiction.
If
$\lambda <-2$
, then, tensoring with
$L(1)$
and taking the kernel of
$(\mathtt {c}-(\lambda +2)^2)^2$
maps
$\psi $
to a non-zero endomorphism of
$P(\lambda +1)$
which must thus belong to
$\mathcal {I}$
. Proceeding inductively, we will eventually come to the situation described in the previous paragraph. This proves that
$\mathcal {K}_1$
is simple transitive.
For
$\mathcal {K}_2$
, the claim follows from the claim for
$\mathcal {K}_1$
and the equivalence given by [Reference Miličić and Soergel34, Theorem 5.1].
Remark 17. The category
$\mathcal {K}_1$
is not semi-simple as the endomorphism algebras of the projective modules
$P(\lambda )$
are non-trivial, if
$\lambda \in \{-2,-3,\dots \}$
(in fact, all these endomorphism algebras are isomorphic to the dual numbers). This gives another example of a non-semi-simple simple transitive module category over a semi-simple rigid monoidal category.
In fact, semi-simple simple transitive
$\mathscr {C}$
-module categories of type
$C_\infty $
(or
$B_\infty $
) do not exist. Indeed, in each such category simple and projective objects coincide and hence, by [Reference Agerholm and Mazorchuk1, Lemma 8], the matrix
$[F_1]$
should be symmetric. In type
$B_\infty $
, we will have a stronger negative result in Proposition 23.
Proposition 18. All categories
$\mathcal {K}_1$
and
$\mathcal {K}_2(\xi )$
, for
$\xi \neq 0$
, are equivalent as
$\mathscr {C}$
-module categories.
Proof. That
$\mathcal {K}_1$
is equivalent, as a
$\mathscr {C}$
-module category, to
$\mathcal {K}_2(\xi )$
, for any
$\xi \neq 0$
, follows from [Reference Miličić and Soergel34, Theorem 5.1].
Here is a more elementary argument that all
$\mathcal {K}_2(\xi )$
are equivalent. For
$c\in \mathbb {C}^*$
, we have an automorphism
$\varphi _c$
of
$\mathfrak {sl}_2$
which keeps h, sends e to
$ce,$
and also sends f to
$\frac {1}{c}f$
. Directly from the definitions, we see that twisting
$M(\xi )$
by this automorphism outputs
$M(c\xi )$
(or
$M(c^{-1}\xi )$
, depending on the twisting conventions). Since such twisting preserves
$\mathscr {C}$
, it gives rise to an equivalence between
$\mathcal {K}_2(\xi )$
and
$\mathcal {K}_2(c\xi )$
.
Using the ideas of [Reference Miličić and Soergel34, Theorem 5.1] and, more generally, the results in [Reference Mazorchuk and Stroppel32, Theorem 67] and [Reference Mackaay, Mazorchuk and Miemietz24, Corollary 20], we can generalize the example of the
$\mathscr {C}$
-module category
$\mathcal {K}_2$
by taking as M any simple
$\mathfrak {g}$
-module which satisfies the condition
$\mathtt {c}M=0$
.
7. Realization of type
$D_\infty $
7.1. The realization
Consider the semi-direct product
$\mathfrak {g}=\mathfrak {sl}_2\ltimes L(4)$
, where
$L(4)$
is an abelian ideal and let
$\varphi :\mathfrak {g}\twoheadrightarrow \mathfrak {sl}_2$
be the natural projection (see [Reference Mazorchuk and Mrđen31]). Let
$\{v_i\,:\,i\in \{0,\pm 2,\pm 4\}\}$
be the standard basis of
$L(4)$
, that is, we have
$h\cdot v_i=iv_i$
, then
$e\cdot v_4=0$
and
$e\cdot v_{4-2i}=(5-i)v_{6-2i}$
, for
$i=1,2,3,4$
. The elements
are central in
$U(\mathfrak {g})$
. In [Reference Mazorchuk and Mrđen30, Theorem 68], see also [Reference Mazorchuk and Mrđen31, Theorem 12], for every
$\mu \in \mathbb {C}^*$
, one can find a construction of simple
$\mathfrak {g}$
-modules
$V'(0,\mu )$
,
$V'(2,\mu ),$
and
$V(n,\mu )$
, for
$n\in \mathbb {Z}_{\geq 1}$
, such that
-
• $C_2$
and
$C_3$
act on each such module as
$\mu ^2$
and
$\mu ^3$
, respectively; -
• the restriction of each of these modules to $\mathfrak {sl}_2$
is a direct sum of simple finite-dimensional modules with finite multiplicities.
By [Reference Mazorchuk and Mrđen31, Lemma 14], see also [Reference Mazorchuk and Mrđen30, Remark 75], we have
This means that, with respect to the basis given by the order
we have
We denote by
$\mathcal {Y}'$
the additive closure of all these
$V'(0,\mu )$
,
$V'(2,\mu )$
,
$V(1,\mu )$
,
$V(2,\mu )$
,
$V(3,\mu ),\dots $
.
7.2. Statement
We have the following proposition.
Proposition 19. The category
$\mathcal {Y}'$
is a simple transitive
$\mathscr {C}$
-module category of type
$D_\infty $
.
Proof. Simple transitivity follows by combining transitivity of the action of
$\mathscr {C}$
with the semi-simplicity of the underlying category. The identification of the type follows from Formula (5).
7.3. Additional properties
Proposition 20. Let
$\mathcal {Y}$
be an admissible simple transitive
$\mathscr {C}$
-module category of type
$D_\infty $
. Then
$\mathcal {Y}$
is a semi-simple category.
Proof. We need to prove that the radical of
$\mathcal {Y}$
is
$\mathscr {C}$
-invariant. Consider the abelianization
$\overline {\mathcal {Y}}$
. Let
$Y_0,Y_1,\dots $
be the list of indecomposables in
$\mathcal {Y}$
such that
$[F_1]$
is given by (5) in the corresponding basis of the Grothendieck group. These are the indecomposable projectives in
$\overline {\mathcal {Y}}$
. Let
$S_0,S_1,\dots $
be the corresponding simples in
$\overline {\mathcal {Y}}$
. Note that (5) is a symmetric matrix and therefore the matrix of the action of each
$F_i$
in the basis of projectives coincides with the matrix of the action of this
$F_i$
in the basis of simples.
We thus have
$F_1(S_0)\cong F_1(S_1)\cong S_2$
. The module
$F_1(S_2)$
has length three with simple subquotients
$S_0$
,
$S_1$
, and
$S_3$
, all appearing with multiplicity one. For
$i\in \{0,1\}$
, by adjunction, we have
and
Thus,
$S_i$
appears both in the socle and in the top of
$F_1(S_2)$
, which implies that
$F_1(S_2)\cong S_0\oplus S_1\oplus S_3$
.
Next, we see that
$F_1(S_3)$
has length two with simple subquotients
$S_2$
and
$S_4$
, both appearing with multiplicity one. By adjunction, we have
and
Therefore,
$S_2$
appears both in the socle and in the top of
$F_1(S_3)$
implying that we have
$F_1(S_3)\cong S_2\oplus S_4$
.
Proceeding inductively, we obtain that
$F_1(S_i)\cong S_{i-1}\oplus S_{i+1}$
, for all
$i\geq 3$
. Let
$\tilde {\mathcal {Y}}$
be the additive closure of all
$S_i$
, where
$i\geq 0$
. We have just shown that
$\tilde {\mathcal {Y}}$
is invariant under the action of
$F_1$
. Since
$F_1$
generates
$\mathscr {C}$
, it follows that
$\tilde {\mathcal {Y}}$
is
$\mathscr {C}$
-invariant. In other words,
$\tilde {\mathcal {Y}}$
is a simple transitive
$\mathscr {C}$
-module category of type
$D_\infty $
.
The rest is similar to the proof of Proposition 7. We need to show that the radical of
$\mathcal {Y}$
is
$F_1$
-invariant. Let
$\varphi :Y_i\to Y_i$
be a radical morphism, for some i. Then
$\varphi $
is nilpotent since
$\mathrm {End}_{\mathcal {Y}}(Y_i)$
is finite dimensional. Hence,
$F_1(\varphi )$
is also nilpotent. Since
$F_1(Y_i)$
does not have isomorphic summands, it follows that
$F_1(\varphi )$
is a radical morphism.
Let
$\varphi :Y_i\to Y_j$
be a non-zero morphism, for
$i\neq j$
(hence
$\varphi $
is automatically radical). Then
$\varphi (Y_i)$
belongs to the radical of
$Y_j$
. Applying the exact functor
$F_1$
to the short exact sequence
we get a short exact sequence
in which
$F_1(S_j)$
is isomorphic to the top of
$F_1(Y_j)$
by the above. Therefore, we have
As
$\varphi (Y_i)\subset \mathrm {Rad}(Y_{j})$
and
$F_1$
is exact, we obtain that
$F_1(\varphi (Y_i))$
is a submodule of
$\mathrm {Rad}(F_1(Y_j))$
, which means that
$F_1(\varphi )$
is a radical morphism. As the radical of
$\mathcal {Y}$
is generated by radical morphisms between indecomposable objects, it follows that the radical of
$\mathcal {Y}$
is
$\mathscr {C}$
-stable and completes the proof.
8. Realization of type
$T_\infty $
8.1. First realization
Let
$\mathfrak {g}=\mathfrak {sl}_2$
with
$\varphi $
being the identity. For a fixed non-zero
$\xi \in \mathbb {C}^*$
and
$\lambda \in \mathbb {Z}+\frac {1}{2}$
, let
$M(\lambda ,\xi )$
be the
$\mathfrak {g}$
-module defined as the quotient of
$U(\mathfrak {g})$
by the left ideal generated by
$\mathtt {c}-(\lambda +1)^2$
and
$e-\xi $
. Then, the module
$M(\lambda ,\xi )$
is a simple Whittaker
$\mathfrak {g}$
-module (see [Reference Arnal and Pinczon2], [Reference Kostant23]). Note that
$M(\lambda ,\xi )\cong M(-\lambda -2,\xi )$
due to our choice of
$\lambda $
.
As
$\lambda $
is not an integer, the functor
$L(1)\otimes _{\mathbb {C}}{}_-$
goes from
$\mathcal {Z}_{(\lambda +1)^2}$
to
$\mathcal {Z}_{\lambda ^2}\oplus \mathcal {Z}_{(\lambda +2)^2}$
and is isomorphic to the direct sum of
$\theta _{\lambda ,\lambda -1}$
and
$\theta _{\lambda ,\lambda +1}$
. It follows that
$L(1)\otimes _{\mathbb {C}}M(\lambda ,\xi )$
is a direct sum of
$M(\lambda -1,\xi )$
and
$M(\lambda +1,\xi )$
. Denote by
$\mathcal {X}_1$
the additive closure of all
$M(\lambda +i,\xi )$
, for
$i\in \mathbb {Z}$
. This coincides with the additive closure of all
$M(-\frac {3}{2}-i,\xi )$
, for
$i\in \mathbb {Z}_{\geq 0}$
, the latter now being pair-wise non-isomorphic.
If
$\lambda =-\frac {3}{2}$
, then
$M(\lambda +1,\xi )\cong M(\lambda ,\xi )$
. If
$\lambda =-\frac {1}{2}$
, then
$M(\lambda -1,\xi )\cong M(\lambda ,\xi )$
. Therefore, we have
8.2. Second realization
Let
$\mathfrak {g}$
be the Schrödinger Lie algebra as in Section 5.2 (see [Reference Dubsky, Lü, Mazorchuk and Zhao9]), and
$\varphi :\mathfrak {g}\to \mathfrak {sl}_2$
be the natural projection. Then, for each
$\theta \in \mathbb {C}^*$
, [Reference Mazorchuk and Mrđen30, Theorem 54] describes a family of simple
$\mathfrak {g}$
-modules
$V(n,\theta )$
, where
$n\in \mathbb {Z}$
, such that
-
• z acts on $V(n,\theta )$
as
$\chi $
; -
• when restricted to $\mathfrak {sl}_2$
, the module
$V(n,\lambda )$
is a direct sum of
$L(|n|)$
,
$L(|n|+1),$
and so on; -
• $V(n,\theta )=V(n',\theta ')$
if and only if
$(n',\theta ')=(n,\theta )$
or
$(n',\theta ')=(-n,\theta )$
.
By [Reference Mazorchuk and Mrđen30, Proposition 53], we have
For a fixed
$\theta \in \mathbb {C}^*$
, denote by
$\mathcal {X}_2$
the additive closure of all
$V(n,\theta )$
, for
$n\in \mathbb {Z}$
. By the above,
$\mathcal {X}_2$
is semi-simple and has a natural structure of a
$\mathscr {C}$
-module category in which
$[L(1)]$
is given by (6).
8.3. Statement
We can now summarize the content of this section in the following proposition.
Proposition 21. The categories
$\mathcal {X}_1$
and
$\mathcal {X}_2$
are simple transitive
$\mathscr {C}$
-module categories of type
$T_\infty $
.
Proof. Simple transitivity follows by combining transitivity of the action of
$\mathscr {C}$
with the semi-simplicity of the underlying categories. The identification of the type follows from Formula (6).
8.4. Additional properties
Proposition 22. Let
$\mathcal {X}$
be an admissible simple transitive
$\mathscr {C}$
-module category of type
$T_\infty $
. Then
$\mathcal {X}$
is a semi-simple category.
Proof. We need to prove that the radical of
$\mathcal {X}$
is
$\mathscr {C}$
-invariant. Consider the abelianization
$\overline {\mathcal {X}}$
. Let
$X_0,X_1,\dots $
be the list of indecomposables in
$\mathcal {X}$
such that
$[F_1]$
is given by (6) in the corresponding basis of the Grothendieck group. These are the indecomposable projectives in
$\overline {\mathcal {X}}$
. Let
$S_0,S_1,\dots $
be the corresponding simples in
$\overline {\mathcal {X}}$
. Note that (6) is a symmetric matrix and therefore the matrix of the action of each
$F_i$
in the basis of projectives coincides with the matrix of the action of this
$F_i$
in the basis of simples.
In particular,
$F_1(S_0)$
has length two with simple subquotients
$S_0$
and
$S_1$
, both appearing with multiplicity one. Then
$S_0$
must appear either in the top or in the socle of
$F_1(S_0)$
. However, by adjunction, we have
and thus
$S_0$
appears both in the socle and in the top, which implies that
$F_1(S_0)\cong S_0\oplus S_1$
.
Next, we see that
$F_1(S_1)$
has length two with simple subquotients
$S_0$
and
$S_2$
, both appearing with multiplicity one. By adjunction, we have
and
Therefore,
$S_0$
appears both in the socle and in the top of
$F_1(S_1)$
implying that we have
$F_1(S_1)\cong S_0\oplus S_2$
.
Proceeding inductively, we obtain that
$F_1(S_i)\cong S_{i-1}\oplus S_{i+1}$
, for all
$i\geq 1$
. Let
$\tilde {\mathcal {X}}$
be the additive closure of all
$S_i$
, where
$i\geq 0$
. We have just shown that
$\tilde {\mathcal {X}}$
is invariant under the action of
$F_1$
. Since
$F_1$
generates
$\mathscr {C}$
, it follows that
$\tilde {\mathcal {X}}$
is
$\mathscr {C}$
-invariant. In other words,
$\tilde {\mathcal {X}}$
is a simple transitive
$\mathscr {C}$
-module category of type
$T_\infty $
.
The rest is similar to the proof of Proposition 7. We need to show that the radical of
$\mathcal {X}$
is
$F_1$
-invariant. Let
$\varphi :X_i\to X_i$
be a radical morphism, for some i. Then
$\varphi $
is nilpotent since
$\mathrm {End}_{\mathcal {X}}(X_i)$
is finite dimensional. Hence,
$F_1(\varphi )$
is also nilpotent. Since
$F_1(X_i)$
does not have isomorphic summands, it follows that
$F_1(\varphi )$
is a radical morphism.
Let
$\varphi :X_i\to X_j$
be a non-zero morphism, for
$i\neq j$
. Then
$\varphi (X_i)$
belongs to the radical of
$X_j$
. Applying the exact functor
$F_1$
to the short exact sequence
we get a short exact sequence
in which
$F_1(S_j)$
is isomorphic to the top of
$F_1(X_j)$
by the above. Therefore, we have
As
$\varphi (X_i)\subset \mathrm {Rad}(X_{j})$
and
$F_1$
is exact, we obtain that
$F_1(\varphi (X_i))$
is a submodule of
$\mathrm {Rad}(F_1(X_j))$
, which means that
$F_1(\varphi )$
is a radical morphism. As the radical of
$\mathcal {X}$
is generated by radical morphisms between indecomposable objects, it follows that the radical of
$\mathcal {X}$
is
$\mathscr {C}$
-stable and completes the proof.
9. Good and bad news on realizations of type
$B_\infty $
9.1. A realizations dual to
$C_\infty $
The easiest way to find a
$B_\infty $
-combinatorics is, of course, by taking the dual of a
$C_\infty $
-combinatorics. Let us do this with the example from Section 6.1.
Let
$\mathfrak {g}=\mathfrak {sl}_2$
with
$\varphi $
being the identity. Consider the BGG category
$\mathcal {O}$
for
$\mathfrak {g}$
and the projective–injective modules
$P(\lambda )\in \mathcal {O}$
, for
$\lambda \in \{-1,-2,\dots \}$
. Let
$\mathcal {K}_1$
be the additive closure of these modules. Then
$\mathcal {K}_1$
is a simple transitive
$\mathscr {C}$
-module category of type
$C_\infty $
(see §6.1 and Proposition 16).
Consider the projective abelianization
$\overline {\mathcal {K}_1}$
of
$\mathcal {K}_1$
(see §2.7).
Each indecomposable projective object
$P(\lambda )$
of
$\overline {\mathcal {K}_1}$
has unique simple top, which we denote by
$L(\lambda )$
. It can be identified with the simple highest weight
$\mathfrak {sl}_2$
-module with highest weight
$\lambda $
. Note that here
$\lambda $
is a negative integer. Recall that
Now, note that each element of
$\mathscr {C}$
acts as an exact endofunctor of
$\overline {\mathcal {K}_1}$
. From (2), it follows that, in the basis
$\{[L(-1)],[L(-2)],\dots \}$
of the Grothendieck group of
$\overline {\mathcal {K}_1}$
, the action of
$L(1)$
is given by the following matrix:
which is a type
$B_\infty $
matrix (i.e., the transpose of the type
$C_\infty $
matrix).
9.2. Impossibility of realizations of type
$B_\infty $
in our setup
Proposition 23. Locally finitary, admissible, simple transitive
$\mathscr {C}$
-module categories of type
$B_\infty $
over the complex numbers do not exist.
Proof. Let
$\mathcal {X}$
be a simple transitive
$\mathscr {C}$
-module category of type
$B_\infty $
. Let
$X_1,X_2,\dots $
be fixed representatives of isomorphism classes of indecomposable objects in
$\mathcal {X}$
such that, with respect to them, the matrix
$[L(1)]$
is given by (7). Consider the abelianization
$\overline {\mathcal {X}}$
as in the previous section and, for
$i=1,2,\dots $
, denote by
$N_i$
the simple top of
$P_i:=(0\to X_i)$
in
$\overline {\mathcal {X}}$
.
All elements of
$\mathscr {C}$
operate on
$\overline {\mathcal {X}}$
as exact self-adjoint functors. Therefore, we can consider the matrix of each such element written in the basis of the Grothendieck group of
$\overline {\mathcal {X}}$
given by simple objects. By [Reference Agerholm and Mazorchuk1, Lemma 8], this matrix is just the transpose of the matrix in the basis of the indecomposable projective objects. Therefore, the corresponding matrix for
$L(1)$
is given by (4), that is, it has type
$C_\infty $
.
Directly from this matrix of
$L(1)$
, we see that
$F_1(N_1)\cong N_2$
. Also,
$F_1(N_2)$
is a module of length three with composition subquotients
$N_1$
, appearing with multiplicity
$2$
, and
$N_3$
, appearing with multiplicity one. As
$N_2$
is a simple object and
$\mathbb {C}$
is algebraically closed, we have
$\overline {\mathcal {X}}(N_2,N_2)=\mathbb {C}$
. By adjunction, we thus have
Similarly, we also have
We have
$F_1\circ F_1\cong F_0\oplus F_2$
. Therefore,
The module
$F_2(N_1)$
has length two with composition subquotients
$N_1$
and
$N_3$
. Therefore,
$N_1$
must appear either in the top or in the socle of
$F_2(N_1)$
. In the first case, we have two copies of
$N_1$
in the top of
$F_1\circ F_1(N_1)$
leading to a contradiction with (9), In the second case, we get a similar contradiction with (8). This proves the claim.
Proposition 23 implies that, in order to have a chance to construct a locally finitary simple transitive
$\mathscr {C}$
-module category of type
$B_\infty $
, we need to change the base field to some field that is not algebraically closed, which would allow the endomorphism algebra of a simple object to have dimension greater than one. Note that one can satisfy the equalities (8) and (9), for example, if
$\overline {\mathcal {X}}(N_2,N_2)$
has dimension two while
$F_2(N_1)\cong N_1\oplus N_3$
and
$\overline {\mathcal {X}}(N_1,N_1)$
has dimension one.
10. General results
10.1. Module categories inside
$\mathfrak {sl}_2$
-mod generated by simple modules
Let
$\mathfrak {g}=\mathfrak {sl}_2$
with
$\varphi $
being the identity. Consider the
$\mathscr {C}$
-module category
$\mathrm {add}(\mathscr {C}\cdot M)$
, where M is a simple
$\mathfrak {sl}_2$
-module. By Schur’s lemma, see [Reference Dixmier8, Proposition 2.6.8], there is
$\vartheta \in \mathbb {C}$
such that
$(\mathtt {c}-\vartheta )M=0$
. We can explicitly classify the types of simple transitive subquotients of
$\mathrm {add}(\mathscr {C}\cdot M)$
.
Theorem 24. Under the above assumptions, we have:
-
(a) If $\vartheta $
is not the square of a half-integer, then
$\mathrm {add}(\mathscr {C}\cdot M)$
is a simple transitive
$\mathscr {C}$
-module category of type
$A_\infty ^\infty $
. -
(b) If $\vartheta $
is the square of a half-integer but not an integer and there is a special projective functor
$\theta $
such that
$\theta M\cong M$
, then
$\mathrm {add}(\mathscr {C}\cdot M)$
is a simple transitive
$\mathscr {C}$
-module category of type
$T_\infty $
. -
(c) If $\vartheta $
is the square of a half-integer but not an integer and the condition in (b) is not satisfied, then
$\mathrm {add}(\mathscr {C}\cdot M)$
is a simple transitive
$\mathscr {C}$
-module category of type
$A_\infty ^\infty $
. -
(d) If M is finite dimensional, then $\mathrm {add}(\mathscr {C}\cdot M)$
is a simple transitive
$\mathscr {C}$
-module category of type
$A_\infty $
. -
(e) In all other cases, there is a short exact sequence
$$ \begin{align*} 0\to\mathcal{M}\to \mathrm{add}(\mathscr{C}\cdot M)\to \mathcal{N}\to 0 \end{align*} $$in the sense of [Reference Chan and Mazorchuk5, Subsection 5.2], where $\mathcal {M}$
is a simple transitive
$\mathscr {C}$
-module category of type
$C_\infty $
and
$\mathcal {N}$
is a simple transitive
$\mathscr {C}$
-module category of type
$A_\infty $
.
Note that the situations described in both Claims (b) and (c) are possible (see §§5.1 and 8.1).
Proof. Let M be a simple
$\mathfrak {sl}_2$
-module. If M is finite dimensional, then
$\mathrm {add}(\mathscr {C}\cdot M)=\mathscr {C}$
and hence Claim (d) follows from Proposition 6.
Assume now that M is infinite-dimensional and let
$L(\lambda )$
be a simple highest weight module with the same annihilator in
$U(\mathfrak {sl}_2)$
as M (see [Reference Duflo10]). This means, in particular, that
$\vartheta =(\lambda +1)^2$
. Assume first that
$\lambda \not \in \frac {1}{2}\mathbb {Z}$
. Then
with both
$\theta _{\lambda ,\lambda +1}M$
and
$\theta _{\lambda ,\lambda -1}M$
simple (as both
$\theta _{\lambda ,\lambda \pm 1}$
are equivalences of appropriate categories) and non-isomorphic (as the two modules have different annihilators). Moreover, the annihilators of both
$\theta _{\lambda ,\lambda \pm 1}M$
are different from the annihilator of M. Note that both
$\lambda \pm 1\not \in \frac {1}{2}\mathbb {Z}$
. Therefore, we can continue this recursively, ending up with Claim (a).
Next, let us assume that
$\lambda \in \frac {1}{2}+\mathbb {Z}$
. Then we still have the decomposition (10) with both summands being simple and non-isomorphic modules. However, if
$\lambda \in \{-\frac {1}{2},-\frac {3}{2}\}$
, then one of the two modules
$\theta _{\lambda ,\lambda \pm 1}M$
will have the same annihilator as M and thus we might have the situation that either
$\theta _{\lambda ,\lambda + 1}M$
or
$\theta _{\lambda ,\lambda -1}M$
is isomorphic to M. This splits our situation in two cases (with both occurring, see §§5.1 and 8.1).
In the first case, when neither
$\theta _{\lambda ,\lambda + 1}M$
nor
$\theta _{\lambda ,\lambda -1}M$
is isomorphic to M, we get that
$\mathrm {add}(\mathscr {C}\cdot M)$
is of type
$A_\infty ^\infty $
similarly to Section 5.1. In the other case, that is, when either
$\theta _{\lambda ,\lambda + 1}M$
or
$\theta _{\lambda ,\lambda -1}M$
is isomorphic to M, we get that
$\mathrm {add}(\mathscr {C}\cdot M)$
is of type
$T_\infty $
similarly to Section 8.1. This proves Claims (b) and (c).
It remains to consider the case
$\lambda \in \mathbb {Z}_{<0}$
. In this case, due to our conventions on the notation for projective functors, the decomposition (10) becomes
with both summands being simple and non-isomorphic modules provided that
$\lambda \neq -1$
. If
$\lambda =-1$
, then we have
In this way, recursively, starting from M, we can construct simple modules
$N(k)$
, for each
$k\in \mathbb {Z}_{<0}$
, with M being one of these modules, such that
$N(k)$
has the same annihilator as
$L(k)$
and
for all
$k\neq -1$
. Using [Reference Mazorchuk and Stroppel32, Theorem 67], we further have that the module
$N'(-2):=L(1)\otimes _{\mathbb {C}}N(-1)$
is indecomposable, has the dual numbers as the endomorphism algebra, and has simple top and socle isomorphic to
$N(-2)$
and no other infinite-dimensional simple subquotients. Setting
$N'(-1):=N(-1)\oplus N(-1)$
, we can now recursively define the indecomposable modules
$N'(k)$
, for
$k\leq -3$
, via
Let
$\mathcal {M}$
be the additive closure of all
$N'(k)$
, where
$k\leq -1$
. Let
$\mathcal {N}$
be the additive closure of all
$N(k)$
, for
$k\leq -2$
. Then
$\mathcal {M}$
is closed under the action of
$\mathscr {C}$
and the quotient of
$\mathrm {add}(\mathscr {C}\cdot M)$
by the ideal generated by
$\mathcal {M}$
is equivalent to
$\mathcal {N}$
. Therefore, we get Claim (e) by the same arguments as in Section 6.2. This completes the proof.
10.2. Module categories coming from restrictions to subalgebras
Let
$\mathfrak {a}$
be a Lie subalgebra of
$\mathfrak {sl}_2$
. Then
$\mathscr {C}$
acts, via restriction, on the category of all finite-dimensional
$\mathfrak {a}$
-modules. In this section, we will describe simple transitive
$\mathscr {C}$
-module categories of this kind generated by simple finite-dimensional
$\mathfrak {a}$
-modules. In the extreme case
$\mathfrak {a}=\mathfrak {sl}_2$
, we just get the left regular
$\mathscr {C}$
-module category
${}_{\mathscr {C}}\mathscr {C}$
. The other extreme case
$\mathfrak {a}=0$
is trivial.
It remains to consider the two cases when
$\mathfrak {a}$
has dimension
$1$
or
$2$
. Let us start with the case
$\dim (\mathfrak {a})=1$
. Then
$\mathfrak {a}$
is the linear span of some non-zero element
$g\in \mathfrak {sl}_2$
, in particular,
$U(\mathfrak {a})\cong \mathbb {C}[g]$
, the polynomial algebra in g. For
$\lambda \in \mathbb {C}$
, let
$\mathbb {C}_\lambda $
denote the one-dimensional
$\mathbb {C}[g]$
-module on which g acts via
$\lambda $
.
We have the following two cases:
-
• the element g is nilpotent;
-
• the element g is semi-simple with eigenvalues $\mu \neq 0$
and
$-\mu $
.
In the first case, we have a non-split short exact sequence
For
$n\in \mathbb {Z}_{>0}$
, denote by
$M(n,\lambda )$
the n-dimensional
$\mathbb {C}[g]$
-module on which g acts via an
$n\times n$
Jordan cell with eigenvalue
$\lambda $
. Let
$\mathcal {Y}(\lambda )$
be the additive closure of
$M(n,\lambda )$
, for all n, and let
$\widetilde {\mathcal {Y}}(\lambda )$
be the semi-simplification of
$\mathcal {Y}(\lambda )$
, that is, the quotient of
$\mathcal {Y}(\lambda )$
by its radical.
In the second case, we have
Let
$\mathcal {X}=\mathcal {X}(\lambda )$
denote the additive closure of all
$\mathbb {C}_{\lambda +n\mu }$
, where
$n\in \mathbb {Z}$
.
Proposition 25. We have the following two cases:
-
(a) If g is nilpotent, then, for each $\lambda \in \mathbb {C}$
, the category
$\mathcal {Y}(\lambda )$
is a transitive
$\mathscr {C}$
-module category of type
$A_\infty $
with simple transitive quotient
$\widetilde {\mathcal {Y}}(\lambda )$
. -
(b) If g is semi-simple, then, for each $\lambda \in \mathbb {C}$
, the category
$\mathcal {X}(\lambda )$
is a simple transitive
$\mathscr {C}$
-module category of type
$A_\infty ^\infty $
.
Proof. If g is nilpotent, then Formula (11), which can be written as
generalizes, by a direct computation, to
for
$n>1$
. This implies that
$\mathcal {Y}(\lambda )$
is a transitive
$\mathscr {C}$
-module category of type
$A_\infty $
. In order to prove that the simple transitive quotient of
$\mathcal {Y}(\lambda )$
is
$\widetilde {\mathcal {Y}}(\lambda )$
, it remains to show that the radical
$\mathcal {R}$
of
$\mathcal {Y}(\lambda )$
is
$\mathscr {C}$
-invariant. Since
$\mathscr {C}$
is generated by
$L(1)$
, we just need to show that
$\mathcal {R}$
is invariant under the action of
$L(1)$
.
It is easy to see that
$\mathcal {R}$
is generated by the projections
$M(n,\lambda )\twoheadrightarrow M(n-1,\lambda )$
and the injections
$M(n,\lambda )\twoheadrightarrow M(n+1,\lambda )$
. Applying
$L(1)$
to the former, we get a projection of
$M(n-1,\lambda )\oplus M(n+1,\lambda )$
onto
$M(n,\lambda )\oplus M(n-2,\lambda )$
(or just onto
$M(2,\lambda )$
, if
$n=2$
), which is obviously in
$\mathcal {R}$
since the domain and the codomain of this projection do not have isomorphic indecomposable summands. Similarly, applying
$L(1)$
to the latter, we get an injection of
$M(n+1,\lambda )\oplus M(n-1,\lambda )$
(or just of
$M(2,\lambda )$
, if
$n=1$
), into
$M(n+2,\lambda )\oplus M(n,\lambda )$
, which is obviously in
$\mathcal {R}$
for the same reasons as above. This implies that
$\mathcal {R}$
is
$\mathscr {C}$
-invariant and completes the proof of Claim (a).
If g is semi-simple, then
$\mathcal {X}(\lambda )$
is a semi-simple and transitive, hence simple transitive,
$\mathscr {C}$
-module category of type
$A_\infty ^\infty $
thanks to Formula (12). Claim (b) follows and the proof is complete.
We proceed with the case
$\dim (\mathfrak {a})=2$
. Up to an inner automorphism, the only two-dimensional subalgebra
$\mathfrak {a}$
of
$\mathfrak {sl}_2$
is the standard Borel subalgebra
$\mathfrak {b}$
generated by h and e. All simple finite-dimensional modules over this algebra have dimension one and have the following form: for each
$\lambda \in \mathbb {C}$
, we have the unique one-dimensional
$\mathfrak {b}$
-module
$Q(\lambda )$
which is annihilated by e and on which h acts via
$\lambda $
. The
$\mathscr {C}$
-module category
$\mathrm {add}(\mathscr {C}\cdot Q(\lambda ))$
appears in Proposition 15 where it was denoted by
$\mathcal {N}_6$
. In Proposition 15, it was shown that this is a semi-simple simple transitive
$\mathscr {C}$
-module category of type
$A_\infty $
. Moreover, as a
$\mathscr {C}$
-module category, it does not depend on
$\lambda $
, up to equivalence.
Acknowledgements
The first author presented the results of this article at the XLII Workshop on Geometric Methods in Physics in Białystok in July 2025. The authors are grateful to the organizers for this opportunity.
Funding statement
The first author is partially supported by the Swedish Research Council. The second author is partially supported by the Zhejiang Provincial Natural Science Foundation of China, Grant No. LQN25A010023.















