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A geometric view of closure phases in interferometry

Published online by Cambridge University Press:  07 April 2022

Nithyanandan Thyagarajan*
Affiliation:
National Radio Astronomy Observatory, 1003 Lopezville Road, Socorro, NM 87801, USA Commonwealth Scientific and Industrial Research Organisation (CSIRO), Space & Astronomy, P. O. Box 1130, Bentley, WA 6102, Australia
Chris L. Carilli
Affiliation:
National Radio Astronomy Observatory, 1003 Lopezville Road, Socorro, NM 87801, USA
*
Corresponding author: Nithyanandan Thyagarajan, email: Nithyanandan.Thyagarajan@csiro.au.
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Abstract

Closure phase is the phase of a closed-loop product of spatial coherences formed by a ${\ge}3$-element interferometer array. Its invariance to phase corruption attributable to individual array elements acquired during the propagation and the measurement processes, subsequent calibration, and errors therein, makes it a valuable tool in interferometry applications that otherwise require high-accuracy phase calibration. However, its understanding has remained mainly mathematical and limited to the aperture plane (Fourier dual of the image plane). Here, we present a geometrical, image domain view of closure phase, which until now has been lacking. Using the principal triangle in a 3-element interference image formed by a triad of interferometer elements, we show that the properties of closure phase, particularly its invariance to multiplicative element-based corruption factors (even of a large magnitude) and to translation, are intricately related to the conserved properties of the triangle, namely, its shape, orientation, and size, which is referred herein as the ‘shape-orientation-size (SOS) conservation principle’. In the absence of a need for element-based amplitude calibration of the interferometer array (as is typical in optical interferometry), the principal triangle in any 3-element interference image formed from phase-uncalibrated spatial coherences is still a true and uncorrupted representation of the source object’s morphology, except for a possible shift. Based on this knowledge of the triangle SOS conservation principle, we present two geometric methods to measure the closure phase directly from a simple 3-element interference image (without requiring an aperture-plane view): (i) the closure phase is directly measurable from any one of the triangle’s heights, and (ii) the squared closure phase is proportional to the product of the areas enclosed by the triad of array elements and the principal triangle in the aperture and image planes, respectively. We validate the geometric understanding of closure phase in the image plane using observations with the Karl G. Jansky Very Large Array, and the Event Horizon Telescope. These results verify the SOS conservation principle across a wide range of radio interferometric conditions. This geometric insight can be potentially valuable to other interferometric applications, such as optical interferometry. We also generalise these geometric relationships to an N-element interferometer.

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Research Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution, and reproduction in any medium, provided the original work is properly cited.
Copyright
© The Author(s), 2022. Published by Cambridge University Press on behalf of the Astronomical Society of Australia
Figure 0

Figure 1. A triad of aperture elements with positions, ${\boldsymbol{{x}}}_a/\lambda$, and spacings, ${\boldsymbol{{u}}}_{ab}$, both in units of wavelengths, with $a,b=0, 1, 2$, and $b\ne a$. ${\boldsymbol{{u}}}_{ab}$ represents the spatial frequencies of the image plane intensity distribution, $I(\hat{{\boldsymbol{{s}}}},\lambda)$, in the aperture plane. $V_{ab}(\lambda)$ denotes the complex-valued spatial coherence of $I(\hat{{\boldsymbol{{s}}}},\lambda)$ measured at ${\boldsymbol{{u}}}_{ab}$ in the aperture plane. The cyclic ordering of the element spacings is indicated by the arrowed (anticlockwise) circle. The three spatial frequencies, ${\boldsymbol{{u}}}_{ab}$, are shown by dashed, dash-dotted, and dotted lines, which will be used to denote the corresponding fringes in the image plane in subsequent figures.

Figure 1

Figure 2. Ideal fringes, $F_{ab}(\hat{{\boldsymbol{{s}}}},\lambda)$, and the respective NPCs (lines) in the image plane in direction-cosine ($\ell, m$) coordinates, with the line style in each panel corresponding to that of the array element spacings, ${\boldsymbol{{u}}}_{ab}$, in Figure 1. Equation (7) yields the fringe NPCs. The black lines in each line style corresponds to the principal fringe NPC ($n_{ab}=0$), while the varying shades of grey correspond to secondary ($|n_{ab}|>0$) fringe NPCs. The phase centre (origin) is marked (with a $+$ symbol). The positional offset from the phase centre to each of the principal fringe NPCs is shown in magenta and is related to the visibility phase, ${\unicode{x03C6}}_{ab}(\lambda)$, by Equation (8).

Figure 2

Figure 3. Illustration of the gauge-invariant and shape-orientation-size (SOS) conserving nature of closure phase. (a) Visibility fringes and phases, and closure phase on ideal (or perfectly calibrated) fringes, $F_{ab}(\hat{{\boldsymbol{{s}}}},\lambda)$ for $a = 0, 1, 2$, $b = \lceil a+1\rfloor_3$. The three principal fringe NPCs are annotated and shown in black lines with the line style corresponding to that in Figures 1 and 2 They enclose the principal triangle marked by the grey shaded region. Grey lines denote secondary fringe NPCs. The three principal visibility phases, ${\unicode{x03C6}}_{ab}(\lambda)$, are proportional to the positional offsets [see Equation (8)] shown in magenta from the phase centre (origin) marked by $+$ and annotated by $\mathcal{O}$. The closure phase from the principal fringes, ${\unicode{x03C6}}_3(\lambda)$, is the sum of the three visibility phases. The phase centre can be conveniently shifted to any one of the triangle’s vertices, $\mathcal{O}^\prime$, marked in brown, blue, or red, in which case the closure phase reduces simply to ${\unicode{x03C6}}_{ab}^\prime(\lambda)$, which are shown corresponding to the heights drawn from the vertex to the opposite side in brown (dashed), blue (dash-dotted), or red (dotted), respectively, according to Equation (18). Moreover, the area enclosed by the triangle is proportional to the closure phase squared (see Section 3.2). (b) Same as the ideal case in panel (a) but when considering uncalibrated (all three element phases corrupted randomly ranging from 15$^\circ$ to 75$^\circ$) and translated fringes in the middle and right panels, respectively. As a result, all the fringe NPCs are displaced parallel to themselves relative to the phase centre compared to the ideal case. The closure phase, which is still the sum of the three uncalibrated or translated visibility phases (corresponding to the positional offsets in magenta), remains unchanged. The geometrical equivalence is that the closure phase which is proportional to the heights drawn from one of the triangle’s vertices to the corresponding opposite side (brown dashed, blue dash-dotted, or red dotted lines) are independent of these shifts as well as of the phase centre. Though the individual fringes and the triangle enclosed by them are displaced, their displacements are constrained to be parallel to themselves with the only degree of freedom being an overall translation of the triangle, thereby conserving its SOS characteristics (hence, the area too). The SOS conservation, despite electromagnetic phase corruption attributable to individual array elements, and an overall translation in the image plane, geometrically demonstrates the gauge-invariance of closure phase.

Figure 3

Figure 4. A schematic diagram of the effect of a phase error attributable to a single element in a close triad of elements (denoted by dark circles) in an interferometer array. The original aperture plane (in dark grey shade) is at $Z=0$ with normal vector shown by the thick, solid upward arrow, with the focal (image) plane, in the $\hat{{\boldsymbol{{e}}}}_z$ direction. The phase error, $\delta\xi_a(\lambda)$, at one array element (indexed by a) can be effectively characterised as a change in path length, $\Delta D_a$, from that array element to the focal plane (sometimes referred to as ‘the piston effect’ Martinache et al. 2020) given by $\delta\xi_a(\lambda) = 2\unicode{x03C0}\Delta D_a/\lambda$. This change in effective path length leads to a tilt of the aperture plane (in light grey shade) as indicated by the new normal vector (tilted, dashed arrow), and hence a corresponding shift of the image plane. Thus, the image appears displaced relative to the original image plane. The fringes of all baseline vectors that contain the array element with the phase error will each be subject to a position offset as governed by Equation (8), $\Delta s_{ab}(\lambda)=\delta\xi_a(\lambda) / (2\unicode{x03C0}|{\boldsymbol{{u}}}_{ab}|)$. Regardless of the shift, SOS conservation will apply to the three-fringe interference image.

Figure 4

Figure 5. Three-fringe interference images from calibrated (left), uncalibrated (middle), and baseline-dependent phase-corrupted (right) 3C 286 data on projected array element spacings ($\lambda{\boldsymbol{{u}}}_{ab}$) of 7.5 km (dot-dashed), 12.4 km (dashed), and 15 km (dotted) from the VLA. The image coordinates are in Right Ascension (R.A.) and Declination (Dec.) at the J2000 epoch, which are equivalent to the direction-cosine coordinates used earlier (Taylor et al. 1999; Thompson et al. 2017). The principal fringe NPCs (black lines) were determined entirely from the image plane using the method described in the text. The calibrated and uncalibrated three-fringe interference patterns look identical except that the lack of calibration shifts the interference pattern by ${\approx}.\!\!0^{\prime\prime}2$ relative to the calibrated fringes, which indicates the magnitude of the required phase calibration terms. Independent of calibration, the principal fringe NPCs in both cases are nearly coincident with each other which geometrically confirm that 3C 286 has a highly compact structure and the closure phase, ${\unicode{x03C6}}_3(\lambda)\approx 0$ as expected, remains invariant even when the element-based instrumental and tropospheric phase corruption terms remain undetermined. A baseline-dependent phase error (80$^\circ$, relative to the calibrated case) on one of the visibilities results in a shifting of the fringes corresponding to that corrupted visibility (from the uncorrupted fringe NPC shown in white dashed line to the corrupted fringe NPC in black dashed line), while the other two remain unchanged. The resulting three-fringe interference pattern (right panel) is very different from the other two panels, and the fringe NPCs are no longer coincident as evident from the non-zero area of the triangle enclosed by the three black lines, and hence, the closure phase is non-zero even for 3C 286, a point-like source. Thus, in the presence of baseline-dependent phase errors, the SOS conservation does not apply to the enclosed triangle, and the three-fringe interference image is no longer a true physical observable.

Figure 5

Figure 6. Image of Cygnus A, a bright radio galaxy, synthesised from 4 min and 128 MHz of VLA data at $\lambda=3.75$ cm (Sebokolodi et al. 2020). Cygnus A has a complex structure at these wavelengths: a bright core centred on the active galactic nucleus (AGN) and two bright and non-symmetric lobes, classified as an FR II morphology. The angular resolution of the image (‘beam size’) is ${\approx}8^{\prime\prime}$. The contours correspond to $-2.5 \sigma$ (dashed), $2.5 \sigma$, $5 \sigma$, $10 \sigma$, $20 \sigma$, $40 \sigma$, $80 \sigma$, $160 \sigma$, and $320 \sigma$, where, $\sigma\approx 0.1$ Jy beam-1 is the RMS of noise in the image. The colour bar uses a ‘symmetric’ logarithmic scale to represent both negative and positive values of brightness.

Figure 6

Figure 7. Three element interference patterns similar to Figure 5 but for Cygnus A data. Corrupting one or all element phases results in the shifting of the interference pattern (middle and right panels) relative to the calibrated fringes (left panel), which indicates the magnitude of the required phase calibration. When a single element’s phase is corrupted by 80$^\circ$ (middle panel), the two fringes involving that element get affected and shift while the third fringe which is unaffected. This results in the entire triangle enclosed by the fringes sliding along the uncorrupted fringe as indicated by the red double-headed arrow while preserving its shape, orientation, and size (SOS conservation). The argument can be extended to the case when all three element phases are corrupted by random amounts as representative of real-world conditions (right panel) by applying the same logic sequentially to one corrupted element phase at a time. Independent of the degree of calibration, the principal fringe NPCs in all cases are clearly non-coincident with each other which geometrically confirms that Cygnus A has a complex structure (see Figure 6) in contrast to 3C 286. Grey-shaded regions indicate twice the RMS uncertainties in the determined positions of the fringe NPCs as determined from Equation (20), but they are barely visible due to the high $S/N$ (${\gtrsim}275$) in the visibilities. The closure phase calculated from the principal triangle’s heights is ${\unicode{x03C6}}_3(\lambda)\approx 112.4^\circ$ (see Section 3.1) with an RMS uncertainty of ${\approx}1.5^\circ$, and remains invariant even after corrupting one or more element phases by large amounts. ${\unicode{x03C6}}_3(\lambda)$ estimated from the area relations in Section 3.2 are ${\approx}112.5^\circ$, ${\approx}113.7^\circ$, and ${\approx}110.9^\circ$ from the fringe NPCs of the three cases considered, respectively. These images show clearly the SOS conservation principle, that is, for a closed triad of array elements, the resulting images are a true representation of the sky brightness distribution, independent of element-based phase corruption, besides an overall translation of the pattern which does not affect the SOS conservation. If the phase error was instead baseline-dependent (not shown here), only one of the NPCs that corresponds to the affected baseline will be displaced while the other two will remain unchanged and unconstrained by this phase perturbation, thereby changing the size of the resulting triangle in the image plane, as demonstrated in Figure 5 (right) for 3C 286. Thus, the SOS conservation principle will not hold for a baseline-dependent phase error.

Figure 7

Figure 8. Images of M87 at 229.1 GHz made using publicly available EHT data. Left: Images from the ‘network-calibrated’ data, that is, with just a priori flux density and delay calibration that still contains residual element-based phase errors. Right: Images after hybrid mapping (iterative imaging and self-calibration) as presented in Carilli & Thyagarajan (2022). The angular resolution of the image is ${\approx}20\mu$as. The contour levels of surface brightness progress geometrically in factors of two. The contours correspond to $-3 \sigma$ (dashed), $3 \sigma$, $6 \sigma$, $12 \sigma$, $24 \sigma$, $48\sigma$, and $96 \sigma$, where, $\sigma\approx 0.51$ mJy beam-1 is the RMS of noise in the self-calibrated image. The colour bar uses a linear scale as indicated on the top.

Figure 8

Figure 9. Three-fringe interference images of M87 using a snapshot (1 min) of EHT data at 229.1 GHz. The stations involved are: ALMA, the LMT, and the SMA. The first panel (from left) shows the three-fringe interference pattern that has a priori flux density scale and delay calibration applied. The second panel uses the same data but with one element (ALMA) phase-corrupted by 80$^\circ$. The third panel is obtained by hybrid mapping and self-calibration. The three-fringe interference pattern is found to be the same across these panels except for an overall translation relative to each other. The fourth panel is an inset showing the zoomed-in view of the self-calibrated three-fringe interference pattern. The fringe NPCs enclose a triangle of a finite area, thereby indicating a non-zero value for closure phase that was estimated from the image plane to be ${\approx}38.8^\circ$ and ${\approx}38.5^\circ$ from the ‘principal triangle’s height’ and ‘product of areas’ methods, respectively. These agree with the value of ${\approx}37.5^\circ$ derived from the aperture plane measurements (i.e., the visibilities) to within the expected uncertainties. Besides confirming that the three-fringe interference pattern remains the same except for relative overall shifts, these closure phase estimates were found to be consistent between the three panels denoting different degrees of calibration accuracy, thereby verifying the SOS conservation principle.

Figure 9

Figure B.1. An aperture plane view of an N-polygon interferometric array, indexed by $a=0,1,\ldots,N-1$. The aperture element spacing in wavelength units (or spatial frequencies) and the corresponding spatial coherence are indicated by ${\boldsymbol{{u}}}_{a\lceil a+1\rfloor_N}$ and $V_{a\lceil a+1\rfloor_N}(\lambda)$, respectively, on the adjacent sides. By choosing a vertex (indexed by 1 in this case), adjacent triads sharing this common vertex and having one overlapping side (shown by dashed lines) with the next triad can be defined, each with its own closure phase, $\unicode{x03C8}_{3(q)}(\lambda),\, q=1,2,\ldots N-2$. The closure phase on the N-polygon is the sum of the closure phases on these adjacent triads with a consistent cyclic rotation of the vertices as indicated by the arrowed circles, $\unicode{x03C8}_N(\lambda) = \sum_{q=1}^{N-2} \unicode{x03C8}_{3(q)}(\lambda)$.

Figure 10

Figure B.2. Left: An aperture plane view of a 4-polygon interferometric array decomposed as two adjacent triads sharing an edge (dashed lines). The element spacing of the shared side in one triad is negative of that in the adjacent triad as indicated. Thus, the corresponding spatial coherences are conjugates of each other. The area of the 4-polygon is $A_{\mathcal{A}4}(\lambda) = \sum_{q=1}^2 A_{\mathcal{A}3(q)}(\lambda)$. Right: An image plane view of the visibility phases on the 4-polygon and the adjacent triads using the principal NPCs of the corresponding fringes, $F_{ab}(\hat{{\boldsymbol{{s}}}},\lambda),\, a,b=0,1,\ldots N-1,\, b\ne a$. The principal fringe NPCs from adjacent spacings in the 4-polygon are shown by the thick, solid black lines, while that of the spacing shared by the adjacent triads is shown by the two dashed lines where one phase is negative of the other [${\unicode{x03C6}}_{02}(\lambda) = -{\unicode{x03C6}}_{20}(\lambda)$] due to the conjugate relationship between their spatial coherences. The closure phases of the two triads are ${\unicode{x03C6}}_{3(1)}(\lambda)={\unicode{x03C6}}_{01}(\lambda)+{\unicode{x03C6}}_{12}(\lambda)+{\unicode{x03C6}}_{20}(\lambda)$ and ${\unicode{x03C6}}_{3(2)}(\lambda)={\unicode{x03C6}}_{02}(\lambda)+{\unicode{x03C6}}_{23}(\lambda)+{\unicode{x03C6}}_{30}(\lambda)$, where the visibility phases, ${\unicode{x03C6}}_{ab}(\lambda)$ are the phase offsets associated with the positional offsets of the phase centre (origin) from the respective fringe NPCs according to Equation (7). The closure phase of the 4-polygon is the sum of closure phases of the two adjacent triads, ${\unicode{x03C6}}_4(\lambda)=\sum_{q=1}^2 {\unicode{x03C6}}_{3(q)}(\lambda) = \sum_{a=0}^3 {\unicode{x03C6}}_{a\lceil a+1\rfloor_4}(\lambda)$. However, the area enclosed by the fringe NPCs of the 4-polygon (area enclosed between the four thick, solid black lines), $A_{\mathcal{I}4}(\lambda)$, is not equal to the sum of the areas enclosed by the two sets of triad fringe NPCs (the two yellow-shaded regions). Thus, $A_{\mathcal{I}4}(\lambda)\ne\sum_{q=1}^2 A_{\mathcal{I}3(q)}(\lambda)$. The SOS conservation does not apply directly to the 4-fringe pattern (denoted by their NPCs in solid black lines) as a whole. However, the SOS conservation holds individually for the elemental triad fringe patterns denoted by the yellow shaded regions.