I. Introduction
It is generally agreed that, of the sixteen extant manuscripts of the Res gestae of Ammianus Marcellinus, only two, both Carolingian, have any independent authority for reconstructing the text. One of these, from Fulda, was rediscovered by Poggio Bracciolini in 1417 (the same year as his recovery of Lucretius), was brought to Italy, and remains in the Vatican as Vat. Lat. 1873 = V.Footnote 1 The Fuldensis is the ancestor of the fourteen manuscripts from the fifteenth and sixteenth centuries. Poggio also learned of an ancient manuscript of Ammianus at the abbey of Hersfeld, but he never acquired it.Footnote 2 In 1533, the abbot of Hersfeld lent this manuscript, which already lacked at least book 31 and the end of book 30, to the publisher Hieronymus Froben of Basel, for use in an edition overseen by Froben's corrector Sigismundus Gelenius (Zigmund Hrubý z Jelení): although Gelenius patently relied heavily both on earlier editions and on his own conjectural skills, unmistakable evidence of the Hersfeldensis' contribution comes in the restoration of a long passage of Greek at 17.4.18–23, omitted by the Vaticanus and its descendants, and of eleven further scattered lines of authentic text omitted by V.Footnote 3 The reason we need evidence for the Hersfeldensis' contribution is that no scholar saw it again until six more or less complete pages from books 23, 28 and 30 were rediscovered and published in 1876. The manuscript had been taken apart in the late sixteenth century; the pages that were rediscovered had been used for binding account books in the castle of Friedewald, 7 miles from the monastery of Hersfeld.Footnote 4 The six pages were found, and for half a century remained, in the archive at Marburg (hence the siglum M); in 1923 they were moved to the Landesbibliothek at Kassel. In the 1980s, part of a bifolium from book 18 of the Hersfeldensis was discovered, also at Kassel, in the binding of a manuscript of Ps.-Paracelsus and other works assembled before 1603. These fragments were published in 1990, without provoking much reaction.Footnote 5
The two manuscripts are very close in both text and date. M, written on vellum in a handsome script, seems to be in the same principal hand in all the extant sections,Footnote 6 in books 18, 23, 28 and 30, with a few unobtrusive changes by subsequent hands.Footnote 7 The page size was originally c. 31 × 24 cm with a written area of just under 20 × 15 cm. There are 24 lines per side (fol. 7r has 23), of an average of 46 characters per line, with a range from 35 to 56; the average number of characters per page is just under 1,100. The extant text is relatively free of abbreviations other than q. for -que in the later folios, and suprascript final m, usually at line-end. V is written on vellum (208 folios of an original 210)Footnote 8 by a number of different scribes of varying ability, and contrasts in its functional appearance to the calligraphy of the surviving parts of M. The manuscript was checked in the period when it was written, and seemingly against the exemplar, since a number of missing lines are restored in the margins, missing words restored in the margins or in lacunae left in the text, and other small corrections carried out. There are also plentiful humanist variant readings, marginalia and clarifications of punctuation, letters and word-division, in hands including those of Poggio, Niccolò Niccoli and Biondo Flavio: there is no evidence that the humanist variants are anything but conjectural.Footnote 9 The page size is 28 × 24 cm, and the written area about 20 × 18 cm. There are usually 27 or 28 lines a page, with a considerably higher number of characters per line than in M and between one and half times and twice the characters per page, depending on the scribe. On the whole, the scribes of V are considerably more prone to use of abbreviations than that of M, including some curiosities that caused havoc in Renaissance copies.Footnote 10 One notable feature of both manuscripts is that spaces of varying lengths are left to indicate lacunae in the text, which in V can be of a few letters or several lines (for example, in book 29, V has a succession of lacunae of c. 3 lines each).Footnote 11 As a rule, the spaces in M have the same basic shape and approximate length as in the equivalent part of V.Footnote 12 As far as the date of the two manuscripts is concerned, palaeographical judgements have for the most part placed them very close to each other, with M perhaps associated with a very slightly later period. Thus, Bernhard Bischoff dates V closely to the first third of the ninth century and M to the first half.Footnote 13
Palaeographical consensus, then, places the two manuscripts close enough in time for such criteria to be effectively ignored in assessing their relationship. As well as being close in date and provenance, they are also very close in their text, being full of shared errors and lacking major divergences. There have always been two main possibilities for their relationship, a topic debated even before the rediscovery of the six pages of the Hersfeldensis: either that M and V were direct copies of the same exemplar, or that V was a direct copy of M.Footnote 14 The reverse relationship is ruled out by Gelenius' addition from M of authentic passages not in V; a third possibility, that V is descended from M through one or more intermediaries, has never been seriously entertained. Both of the main possibilities had their advocates, the former winning the support of Charles U. Clark in his great edition of 1910–15.Footnote 15 In 1936, however, Rodney P. Robinson published an article in University of Missouri Studies which argued in detail for the latter case; and his arguments have been taken as conclusive by all who have considered the question since, in particular the Teubner editor Wolfgang Seyfarth, and have been canonised by Leighton Reynolds' judgement in Texts and Transmission that ‘Robinson demonstrated as cogently as could be demonstrated that V was copied from M’.Footnote 16
Robinson could offer no single knockout argument. His method was a close collation of the passages of the entire extant portions of M against V. In places where they disagreed (trivially for the most part) and one reading was clearly better than the other, he found that M preserved the truth, or was closer to it, in 50 cases out of 55. The other 5 cases are as follows:
pręstant V] prestant M (23.6.39, R. v)
applicatos V] aplicatos M (28.4.33, R. lv)
penetrari V] paenetrari M (30.3.3, R. cvii)
ut apparebat V] ita parebat M (30.3.4, R. cxii)
frangeretur (-&ur) V] frangerentur M (30.4.1, R. cxxii)
Rightly dismissing the first three of these as orthographical trivialities, Robinson argued that the other two could be seen as easy corrections. He went on to suggest various places in which idiosyncratic details in the physical appearance of M could have led to error in V, and to argue that other errors in V need not imply an archetype other than M. After some comments on word-division (or its absence), he concluded by suggesting that the length of lines of the archetype of V, as inferred from passages of text omitted in copying and then inserted in the margin, was consistent with what can be inferred about the length of lines in M. In what follows we shall add the evidence of the new fragmentary bifolium from book 18, showing that it offers further cases of error in M that are not found in V (section ii; see also the Appendix). We shall then go through the case first made by Robinson point by point, and show that V, in fact, cannot be a direct copy of M (section iii); then we shall see what can be deduced about the archetype and the production of our two manuscripts (section iv); and at last examine what conclusions arise from revising the theory of the two manuscripts' relationship (section v).
II. The new fragments
Since Robinson's case is based on the quality of the text in the six pages of M he knew, the discovery of the new fragments calls for a reappraisal of his argument. In publishing them, Broszinski and Teitler did not conduct such a reappraisal, in spite of the fact that they uncovered two more errors in M not in V in a passage of just eighty words in length.
18.6.13 per pabulum V] per rabulum M
18.6.15 lampade V] lampadae M
Lampadae, they claim with some justice, is a mere orthographic error.Footnote 17 This is true, though it is indicative of a more elementary confusion than something like paenetrari for penetrari (30.3.3). Per rabulum is certainly contained in M; what V originally read is harder to discern as there is later manipulation. Broszinski and Teitler follow Clark, who thought that V's original reading was rabulum. Clark, however, ignored the existence of an erased ascender on the first letter. It seems more likely that V originally contained babulum, as Eyssenhardt hesitantly suggested.Footnote 18 Still, the reading rabulum in M is revealing; it suggests that the archetype of M and V was in a script where r and p (and possibly b) could be confused.
Moreover, Broszinski and Teitler's transcription is capable of improvement. Thanks to the high-resolution facsimile made publicly available by the Universitätsbibliothek Kassel, we have been able to recover a number of letters that they were not able to see (see the Appendix below for a full transcription), and have identified one additional error in M which they missed: 18.5.1 calcitraret V] /trare M. As can be seen in the detail in Figure 1, the e is followed by a punctus and then the majuscule f of flexus. Above the e to the right, one can see a mark that could conceivably be Gelenius' insertion of a t (compare for example his minute corrections in M 4v, ll. 13–14; see n. 7 above). It is certainly not a contemporary correction.
M 1r, detail, with and without colour enhancement. University Library, Kassel, 4o Ms. chem. 31.
Adding this new error gives us three mistakes in M which are not in V in the new fragment, about one every twenty-five words. If we add these fragments to Robinson's assessment of those discovered earlier, the proportion of places where V has a better reading than M rises from five in 55 to 8 in 58; instead of being ten times as accurate, M is only six times more accurate than V (and we shall later see reasons to lower the multiple further). If the new fragment is more typical of M as a whole than the old, V should have thousands of correct readings not in M. Hence, what Robinson saw as the ‘unbelievable accuracy’ of M against V does not seem so certain: it might actually be a reflection of varying levels of competence among V's scribes. As it happens, the scribe of V for the passages in book 18 (the second scribe overall, whose contribution runs from 14.6.25 to 19.2.6) does seem to be the most consistently accurate, with comparatively few lines omitted and restored in the margin, and his distinctively spidery hand, easily distinguished from the many other scribes, reappears later correcting the work of his successors. At any rate, the impact of the new fragments should certainly make us examine the rest of Robinson's case more closely.
III. Is V an apograph of M?
The case Robinson makes is twofold: after demonstrating the overwhelming evidence for M's textual superiority, he tries to show from M that V must have been directly copied from it, using the evidence of letter-forms, physical features and scribal practice. His arguments have subsequently been supplemented by Seyfarth. We demonstrate that a close examination of the evidence not only does not prove V's direct descent from M, but indeed disproves it.
III.1 Lacunae
Potentially the most compelling of Robinson's arguments is his claim that V omits lacunae that occur at the end of the line in M. Unfortunately, he could only come up with two examples, and one of these, at 28.4.26 (4v, l. 13 = R. xli) bos nouunt for bonum norunt, is so short, only two characters long, that it might not be a lacuna, as Robinson admits,Footnote 19 and even if it is, could, given its brevity, just as easily have been missed in the middle as at the end of a line. There are also lacunae at line-end in M which are likewise present in V (e.g. M 4r, l. 11, after 28.4.23 licet and V, fol. 163v, l. 24). This leaves only one case, just above in the same section 28.4.26 (M 4v, l. 12 = R. xxxvii) – and all this single example would signify is that V missed a lacuna in its archetype. The fact that it is at the end of the line in M could be mere coincidence. More troublingly, the reading adopted by both Clark and Seyfarth is a reconstruction by Heraeus, ancillas suapte natura pallidior spiritu,Footnote 20 a reading that more closely follows V, which has no lacuna between pallidi and aspirati, than M. Whether Heraeus' conjecture is correct is another matter (no continuous sense can be extracted from the passage), but there is no definitive evidence in favour of the lacuna. It can hardly be incidental that V omits a lacuna where the text possibly requires none. Indeed it seems equally possible that M introduced a lacuna where the archetype had none. Further, there may be other lacunae in M which are not in V; for example, in the last line of fol. 7r, M has a space of about six letters after the punctus before the new period beginning Remigius (30.2.10), which is much longer than the space of one or two letters it usually leaves after a punctus. V, by contrast, leaves a space of only three characters (fol. 185r, l. 19), as it usually does after a punctus. It looks like M has indicated a non-existent lacuna, not to be found in V.
III.2 Letter-forms
Some of Robinson's remaining arguments rest on faulty analysis of the writing of M. In 23.6.38 (R. i) usus] usus M usue V, Robinson (Reference Robinson1936, 129) claims that there is ‘a blot or some kind of blemish’ on the s which makes it look like an e (M 3r, l. 4). In reality (as Robinson feared), it is a trick of black and white photography, where the writing on the reverse of the folio seems to bleed through under a flash, and becomes indistinguishable from the writing on the front. The colour facsimiles clearly show that the s (an s-longa) looks exactly as it should, and V simply made an error, possibly due to confusion of letter-forms (in some scripts, s can be confused with e), but only if V was not copied from M. In 30.2.8 (R. lxxxviii), si ad ea, M reads sieadea (with a deletion mark under the first e) and V si ęadea. Robinson (Reference Robinson1936, 130) considers this the ‘most convincing single bit of evidence we have’. The idea that the scribe of V mistook a deletion mark under an e for an e-caudata is clever, but improbable. The mark in M (M 7r, l. 18) does not look like a cauda, but a punctus, separated as it is from the letter. Our eyes, which have been trained on the appearance of the printed page, might consider that a scant difference, but it would have been immediately apparent to a medieval scribe. Robinson does not consider the obvious solution: the archetype read sieadea (arising from a correction from si eadem to si ad ea – confusion of ad ea and eadem is very common). The superfluous e was deleted by M (probably Ma) ex ope ingenii; V, less ingeniosus by all accounts, hypercorrected it to e-caudata. Likewise, in 30.2.12 (M 7v, l. 18 = R. xcvii), the scribe of M had dipped his pen before finishing off the e in urgente; the result is not elegant, but it certainly does not look like an æ. V's urgentę is yet another hypercorrection. The shape of rg in 28.4.27 (M 4v, l. 18 = R. xlii) turgidos does not look like ng, nor does M's xt in 28.6.1 (M 6v, l. 2 = R. lxxviii) textus look like an at. In the latter case, a later crease in the parchment generates the illusion of an irregular letter-formation. Indeed, a for x is an attested confusion, as for example in the manuscripts of Lucretius 3.596 exsangui] easangui and 6.385 extulerit] eatulerit (fa-).Footnote 21 In fact, exactly the same confusion is found a little earlier in both M and V, 28.4.26 fatorum] extoruith MV. Additionally, at the occurrence of the same word textus in 28.1.17, V's x is superimposed upon another letter, quite possibly an a. Hence, neither of these two examples gives any support to the idea that V's readings, tungidos and teatus respectively, were derived from aberrations in M. In a final case, at 30.3.2 (R. cii) gestorum, Robinson (Reference Robinson1936, 130) finds what he calls ‘a very striking bit of evidence’, where M's supposed o looks like an e, thereby giving rise to V's gesterum. In fact, M's o is simply an e (M 7v, l. 23), lacking the extended tongue, to be sure, but formed with a single stroke, unlike the double stroke of M's o. The te here is identical to the te found a line below in teme(rare). Hence, the archetype read gesterum.Footnote 22 All of these examples show that Robinson's arguments from letter-forms in M simply do not withstand close analysis, particularly with the aid of high-resolution colour facsimiles.
The rest of Robinson's arguments from letter-forms are simply ad hoc explanations of how particular corruptions could have arisen if V were copied from M, without providing any proof at all that V was in fact copied from M. Their probative value is nil, and since the archetype did in fact have the same text, and fairly similar line-length (see below), such explanations could fit the archetype just as well as M.
III.3 Punctuation and word-separation
Punctuation and word-separation can be dealt with briefly. Since the pioneering studies of Parkes and Saenger, we have a much more nuanced and accurate understanding of their employment in Carolingian manuscripts.Footnote 23 In ninth- and tenth-century manuscripts they depend on how the scribes literally read the text, that is, how they grouped together units of words, as they orally pronounced the lines they were writing. No evidence can therefore be gleaned from these areas to establish the priority of M, and the new fragments offer cases where M divides and V does not (2v, l. 14, in the Appendix below), and vice versa (2r, ll. 2, 9, and 15).
III.4 Stichometry
Robinson's final argument rests upon stichometry, or the line-lengths in V's archetype and M. We are in the unique position of having a very good idea of V's archetype's line-lengths, due to the negligence of V's scribes and the diligence with which it was corrected. For example, on fol. 92r, l. 10 (22.8.14), V has the nonsense admaxionem. But the corrector has deleted adma with deletion points, and supplied in the upper margin, h[oc est] ad mare ionium permeavit; dextrum igitur infle. What the corrector is telling us is that the original scribe skipped a line, i.e. the archetype read:
Further evidence for line-lengths in V includes other marginal additions that have the same general length, but do not break up individual words. Finally, we also have the evidence of Gelenius' edition, in which he supplied (as Froben tells us) ‘whole lines' which were missing in V from the Hersfeldensis.Footnote 24 Taking all these categories together Robinson gathers 59 examples of lines from V's archetype, falling within the range of 35 to 49 characters per line, with an average of 42. Likewise, he counts the number of characters in the lines from the extant fragments of M, and finds 264 lines, with an average of 46 characters. That, according to Robinson, is close enough to assert the identity of M with the archetype of V, considering how small a sample from the whole we have access to.Footnote 25
With the important exception of this final assertion, we have no quarrel with Robinson's methodology. He was meticulous in taking account of erasures in the main text as well as marginal lines to work out the precise length of lines of the archetype preserved in V's margins. He was also prudent in excluding some omissions restored in the margins that were anomalous, mostly shorter ones that could be explained as cases of saut du même au même,Footnote 26 and likewise in distinguishing between omissions that broke up words and those that did not, though in practice the range and average length of the reconstructed lines prove to be virtually identical. After checking his work, adding a line from M and another line from the margins of V that he missed, and a further three cases where transpositions in the text, corrected by the scribes, can clearly be seen as the result of skipping a line, we reached a very similar result to his.Footnote 27 From 64 lines we found the same range of 35 to 49 letters and calculated an average length for lines in the archetype of V of 41.8. Of course some of these omissions may have occurred in other ways than a single line of text being omitted, not only the obvious saut du même au même but also the copyist's eye dropping a line in the middle of the page. Reassuring, however, is the fact that, if cases where même au même is a likely explanation are excluded, the average line-length of our sample is virtually identical.Footnote 28 Likewise, if we consider only cases where the omission of a line included breaking up a word – and therefore almost certainly a product of line-omission – it produces a similar range of 35 to 46 and a very similar mean line-length of 41.5 letters.Footnote 29
In the case of M, we can add line-lengths from the newly discovered passages: these are reconstructed, in that the lines are only partial, but it is clear that the missing text can vary only minimally in length from that preserved in V. Adding 38 lines, we reach a total of 304 extant or reconstructable lines of M with an average length of 46.2 letters, with a range from 35 to 56.Footnote 30 It would, of course, be possible to calculate the length of lines of M on the basis of the amount of text on all known or reconstructable pages: one could add text lost in between closely positioned fragments, not only between 1r and 1v, 2r and 2v, and 5r and 5v, but also the complete missing bifolium between fols. 1 and 2, and the missing folio between fols. 5 and 6. Factoring in those pages would give an average number of letters per page of 1,094 and of just over 45.5 characters per line.Footnote 31 However, since we do not ultimately know what was or was not in those lost folios, it seems best to stick to a calculation based on lines actually preserved or closely reconstructable.
Where Robinson went wrong, however, was in his impressionistic response to the results of his survey on line-lengths: that averages of 42 and 46 were close enough. The sort of problem we have here requires a relatively straightforward statistical procedure. We have two samples – the lines from V's archetype and the lines in the extant fragments of M – and we want to determine whether those two samples come from the same population, that is, whether V's archetype is statistically identical to M in line-length. The classic formula is Student's t-test, since it is reasonable to assume that the line-lengths in a manuscript would follow a normal distribution (M, unlike V, seems to be written in a single hand throughout) and the t-test has been shown to be fairly robust even in non-standard populations.Footnote 32 Further, we have relatively random samples: the lines of V's archetype are from throughout the text, and the fragments of M, including the new ones, are from four different books, which means that progressive variation throughout the codex should not affect our sampling. The randomness of our samples more than compensates for the small proportion of the whole they represent. The t-test is used to calculate the probability of a null hypothesis that two samples represent the same population; if the t value exceeds a certain threshold, we reject the null hypothesis. So in this case, our two populations are the line-lengths of M and the line-lengths of V's archetype, and the null hypothesis is that of Robinson, that they represent the same population, i.e. that M is V's archetype. For our test, the number of samples in our first set (lines in the fragments of M, including the new fragments) is 302 (na = 302), and in our second (lines from V's archetype) it is 56 (nb = 56). Performing a t-test (t = 8.367; p[robability] < .001 two tailed) shows that it is extremely unlikely that the two samples derive from the same population.
But the t-test assumes normal distribution – which is a reasonable assumption, but one that has never been demonstrated for characters per line in a manuscript. Hence, we can also use a Wilcoxon rank-sum test, which determines the same thing, but does not make any strong assumptions about the distribution of the population.Footnote 33 Like a t-test, however, the Wilcoxon rank-sum test tests the null hypothesis that the two samples come from the same population. It returns a W value, which is used to reject the null hypothesis if it exceeds a set value. For this text, our sample numbers are the same (na = 302 and nb = 56), while the median values are 45.5 for na and 41.0 for nb. Running the test shows us that the two groups differ significantly (W = 13841, p < .001 two tailed). So we can reject the null hypothesis that the two samples come from the same population with more than 99% certainty; the chance that the lines from V's archetype were originally in the Hersfeldensis is less than one tenth of 1 per cent. Hence, the stichometric arguments that Robinson found persuasive not only are not as sound as he believed but actually very strongly indicate the opposite, that V was not copied from M.
III.5 Length of gatherings
At this point, one related argument, not adduced by Robinson, but in his support, needs to be confronted. Wolfgang Seyfarth, later to edit Ammianus, argued in 1962 that conclusive support for V's dependence on M could be found in an oddity of book 29. In that book, two lengthy passages of text have been transmitted the wrong way round in the Vaticanus: the order is 29.1.1–17, 29.3.4–29.5.39, 29.1.17–29.3.4, 29.5.39–end. This is a mechanical error caused by two quaternions being bound in the wrong order at an earlier stage of transmission. If one starts from the assumption that that earlier stage was the Hersfeldensis, the fact that Gelenius was first to correct the mistake may look like confirmation: but in fact, the problem should not have been beyond a good scholar and it is rather more surprising that it was not already solved by Mariangelus Accursius, who published his edition, containing the editio princeps of books 27–31, a few months earlier than Gelenius in 1533. Seyfarth's argument is rather more sophisticated. He calculates that the length of the reversed passages is almost exactly what one would expect for a quaternion of the Hersfeldensis, which should have 17,664 letters. His estimate is that the putative quaternion 29.1.17–29.3.4 contains 17,690 characters. The calculation is harder for the second quaternion, 29.3.4–29.5.39, given the regular series of three-line lacunae that punctuate it at beginning and end, but Seyfarth allows 1,242 characters (27 lines of the Hersfeldensis) for the lacunae and subtracts to reach a figure of 16,422 characters as target length for the remaining text, which is then matched by his estimate of 16,356 characters.Footnote 34
There are two problems with this reasoning. First, his calculation of the length of the quaternions, carried out by counting lines in Clark's edition and multiplying by an estimated average, is slightly awry: 29.1.17–29.3.4 is in fact not 17,690 but 18,220 characters, which would imply an average of 1,140 characters per side, within the range of known pages of the Hersfeldensis but markedly higher than the average.Footnote 35 Given the good reasons we have adduced to calculate that the archetype of V had an average of 42 characters per line, it seems likely that we should in fact imagine a manuscript with slightly shorter lines than the Hersfeldensis but rather more lines per page: probably 27 rather than 24. Seyfarth's calculation merely shows that the archetype had pages of a similar length to M's, if perhaps slightly longer.
III.6 A curious error in V
Further evidence for the format of the exemplar of V can be gleaned from comparing V with the new fragments of M. V has a curious mistake in book 19: it comes a page after a new scribe has taken over, aptly described in Clark's apparatus (19.2.6) as scriba multo neglegentior. After miscopying the first syllable of the word pallente (19.2.14, bal-), the scribe suddenly starts, at fol. 59r, l. 14, to copy a passage from the previous book, 18.6.20–2 (Syriis—mente quadam). The passage is copied haphazardly for twelve lines before suddenly the scribe stops and starts again on the word, pallente, that he should have been copying at the start. The repetition in V is not deleted, with the result that several of its descendants copied the repeated passage and it even appeared in the first four printed editions, before being removed by Accursius and Gelenius. In what circumstances could such a bizarre error have occurred? The most plausible explanation would seem to be that the scribe stopped at the end of a page, and having not properly marked the place returned after a pause to open the exemplar, or find the exemplar open, at what was in fact the wrong page. If the exemplar was unbound – and perhaps this is likelier – the scribe may have reached the end of a quaternion and then resumed copying the start of the same gathering rather than the next one; the 17,400 characters' distance between the two passages is in fact close to the length of the two gatherings in book 29 that we have seen were misplaced at some point in transmission.Footnote 36
One result of the discovery of the new fragments of M from book 18 is that we can calculate where in M 18.6.20–2 stood: it would have been about two thirds of the way down the seventh folio, recto, of a quaternion. If it had been at the top of a page or, even more, at the start of a quaternion, it might have acted as a powerful argument in support of V's derivation from M. Conversely, the actual situation implies that V is probably not a copy of M. Of course, it cannot be ruled out that the dislocation happened at an earlier stage in the transmission, but the fact that this error coincides with a change in scribe in V, who would not have recognised the text from the earlier book, and who at any rate is markedly unreliable, strongly suggests that its genesis is in V itself.
The case for V being an apograph of M does not stand up to close scrutiny. Robinson and Seyfarth have compiled an impressive number of different and independent pieces of evidence, but none of them withstands detailed analysis and one of them – the stichometry – virtually proves the opposite, that V was not directly copied from M.
IV. Evidence for a shared archetype
The evidence indicates that V was not copied directly from M. By itself, this fact does not prove that M and V are both copies of a single archetype, although some of the features we have examined seem to point in that direction, since, as we noted above, there remains the theoretical possibility that V was copied indirectly from M, that is, through one or more intermediaries. In the section, we will examine the positive evidence that M and V were both copied from a common archetype.
IV.1 Palaeographical evidence
Robinson, in searching for cases in which errors in V could be explained palaeographically from M, overlooked the more compelling palaeographic evidence that M and V share a common archetype. In fact, we have already seen in section iii.2 above one case where M and V seem to display parallel confusion (a for x). More examples may be added:
28.5.1 (R. lviii) intento] intento M invento V
30.3.2 (R. ci) moxque veris] /que veveris M moxque veteris V
V commits a similar error in both these cases (in the latter case, the iterated ve is probably archetypal). In the first, V reads te as ve, and in the second ve as te. This suggests that the archetype of V was in a script in which ve and te were liable to confusion. Insular script provides the most obvious solution, with its characteristically fine crossbar on the t, and the rounded first stroke common to both t and v.Footnote 37 Were the script fairly compressed, it would be easy to see the rounded first stroke of the e as the second stroke of a v.
It is also clear from Robinson's collation that V frequently confuses a for o and (more rarely) o for a:
23.6.40 (R. ix) abolito] abolito M obolito V
28.4.26 (R. xxxviii) consumpto] consumpto M consumpta V
30.4.1 (R. cxix) navabatur] navabatur M novabatur V
30.4.2 (R. cxxv) imperiale] imperiale M (Ma?) imperiole V
Insular script, and other scripts with a full round a, offer a convincing explanation for this error. But this error would not have consistently arisen from the Caroline a of M, with its small, frequently open and sometimes almost imperceptible loop. Rather, we know that this error derives from the script of the archetype, because on two occasions V gets it right and M gets it wrong, and in several further instances both M and V misread an a for o or vice versa:
23.6.41 (R. xii) amnes] omnes M amnes MaV
28.4.23 obliquato] aliquato MV
28.4.27 Micionas] micaunas MV
30.2.5 (R. lxxxv) instrumenta] instrumento M instrumenta Mb V
30.4.1 intestina] intestino MV
The same can be said of the error in the new fragment 18.6.13 per pabulum V] per rabulum M.Footnote 38 The potential for confusion between p and r is known to be a symptom of the archetype. Whatever V originally read, M certainly saw an r where there should be a p.
The fact that here we have M making this error probably independently of V shows that V was copied from the archetype not from M.
Perhaps even more significant is V's error in 28.5.11 (R. lxvii) ne nuda] nenuda M renuda V. Confusion of n for r is one of the most common of all errors in minuscule, but here M uses the majuscule form n . V is certainly capable of gross misreading, but it seems very suspicious that the scribe just happened to make an inexplicable slip in precisely a context where we might expect a simple palaeographic mistake. Taken together with Robinson's other examples of letter confusion (R. xlii, ng for rg and R. lxxviii, at for xt, discussed above) which do not seem to have an origin in the script of M, these cases suggest that many of V's errors can be explained palaeographically, but only if its archetype is not M.
IV.2 Multiple hands around lacunae
Further, close examination of V indicates that at some points there are clear variations in the writing around the lacunae. This is most evident on fol. 175, both on the verso and the recto, where the writing is clearly different around the two long lacunae.Footnote 39 On 175v, the main scribe left a large gap of at least seven lines. Subsequently, that scribe or another returned to the passage and copied parts of four of the missing lines. Such a practice would be very difficult to account for if the archetype was a manuscript like M with the lacunae already indicated; if, however, the archetype was physically damaged, it would make perfect sense for the scribe to have had recourse to a more experienced colleague, or to have returned later to the same passage to see what more could be deciphered. If M were V's archetype, it must have suffered additional physical damage in what would necessarily, on palaeographical grounds, have been the very brief period between its writing and V's.
IV.3 Correcting hands in M
If V were copied from M, it must have been copied after the first corrector (Ma) was at work, as attested by the following:
23.6.41 (M 3r, l. 34 = R. xii): amnes] omnes M amnes MaV
23.6.43 (M 3v, ll. 10–11 = R. xvi): Artacana] arteana M artacana MaV
28.5.2 (M 5v, l. 14 = R. lix): cum milites] conmilites M cum milites MaV
30.2.11 (M 7v, l. 5 = R. xci): praefectus] praefectos M praefectus MaV
(M 7v, l. 6 = R. xcii): luis] ruis M luis MaV
30.3.4 (M 8r, l. 16 = R. cxiii): quantoque] quante quae M quanto quae MaV
30.3.5 (M 8r, l. 22 = R. cxvi): tutius] tutius M totius MaV
Now this corrector is not identical to the main scribe. For example, in M 4r, l. 6 (28.4.22), the corrector inserts another i over the ii in regiis. Surely he did not think that the correct reading is regiiis; rather, as Robinson suggests, he read the word as regns, which clearly needs an i. This misunderstanding of the text points to a certain distance between the corrector and the main scribe: the difference between ii and n is perfectly clear in M, since the way they are written is very different, with a prominent curve at the top in the n. As Caroline minuscule matured, however, the forms of ii, n and u became increasingly assimilated, leading ultimately to the distinction of i with a stroke.
That creates a palaeographical problem. As mentioned above, V is relatively securely placed by Bischoff around the year 830, while M is placed nebulously in the first half of the ninth century.Footnote 40 Palaeographers seem to agree that the two manuscripts were written close together, separated by no more than a couple of decades. The date of the writing of M, however, is actually itself irrelevant to that of V, since, on this theory, V could only have been written after M was corrected. Therefore, the date of the first corrector (Ma) is the relevant point, not the date of the main hand. The letter-forms of Ma suggest a date somewhat later, no earlier than the middle of the ninth century. In two places above (28.5.2 and 30.2.11 = R. lix and xci), Ma has supplied a u. But the shape of his u is not the earlier wide and rounded u found in M and V, but verging on the later two-minim style, where there are two descenders faintly joined by clubbing at the bottom (Figure 2).
M 5v (colour enhanced) and M 7v, details of Ma's u and M's next u in the same line. University Library, Kassel, 2o Ms. philol. 27.
This finding is consistent with the case discussed above (regiis at 27.4.22), where the corrector misread the main text of M in precisely this way. Judgements of this sort are of course subjective, and we ought not rely too much on such fine-grained palaeographical analysis. Nonetheless, the fact that V could only have been copied from M after correction makes an already tight chronology less probable. Even if it is just barely possible in palaeographical terms that M was written before 830, it beggars belief to suggest that it was also corrected before that date. A fortiori the notion that M was written, corrected and copied, and that that copy in turn begat V, is chronologically preposterous.
But, if V is not a descendant of M, how do we explain the close agreement between Ma and V? The obvious answer is separate dependence on the archetype, but several pieces of evidence militate against this conclusion. An interesting case can be found at 30.4.1 (M 8v, l. 10 = R. cxx): arctoum] areto um M aroto um Ma utroto um V. The scribe of M made a simple slip of e for c, while the scribe of V seriously misread his archetype's arc as utro (the correct reading is transmitted by V's corrector). Nonsense that may be, but at least it contains a recognisably Latin word, utro, which is more than can be said of M's reading. Ma, however, changes one bit of nonsense into another by replacing the e with an o. Robinson thereby concludes (with some hesitation) that V must have been copied from M after its correction. But then where does Ma's o come from? Robinson suggests rather wildly that the archetype must have had so ill-formed a c that the scribe first read e and then changed his mind and made it an o. In any number of scripts, c can be mistaken for e and c can be mistaken for o, but it is unlikely that a single c could be mistaken for both. Rather, as elsewhere, Ma for whatever reason has imported its o from V. Hence, this case is very much like 30.3.5 (M 8r, l. 22 = R. cxvi) tutius, where Ma replaced a good reading in M with an error from V. The same can probably be said of 28.6.5 (M 6v, l. 23 = R. lxxxiii) ducens M, duces V. The correct reading is ducens, and that is what M seems to have contained, albeit with an untypical ns ligature perhaps occasioned by the line end. Unreported by Robinson and the editions is Ma's deletion mark under the first bar of the n ; he also seems to have overwritten the s of the ligature with another, clearer s. This suggests unavoidably that Ma reads duces, the same erroneous reading found in V. Hence, all the evidence comes together to suggest that M was corrected from V – intelligently on the whole, but with a few tell-tale cases of imported corruption. In addition, four of the seven agreements between Ma and V against M (three of them true) occur in the same passage (30.2.11–30.3.5); three of the five errors in M that are not in V are found in the same passage. This clustering suggests very strongly that the scribe of M was not working to his normal standards as he copied those two folios, and his contribution is only a little more accurate than that of the scribe of V at this point.Footnote 41
There exist, however, a residue of instances where Ma provides readings not in V. They are not as numerous as Robinson supposed, but still present a potential obstacle to the argument that M was corrected from V:
28.4.22 (R. xxiv) regiis] regiis MV regnis Ma
28.4.25 (R. xxxii) nec ante] negante MV necante Ma
28.4.26 (R. xxxv) profusius] profusus MV profusius Ma
28.6.4 (R. lxxxii) referti] reverti MV recerti Ma
30.2.10 (R. xc) favisse] fuisse MV favisse Ma
Of these five readings, one turns truth in MV to error, another exchanges one error for another, and three are probably correct. It does not seem inappropriate to ascribe such a record to the talent of the corrector. His successful guesses are hardly brilliant, but they do show an awareness of grammatical problems in corrupt passages. Hence, the existence of non-V corrections by Ma does not preclude the hypothesis that he had V at his disposal. Instead, the fact that there are vanishingly few correct V readings not imported into M by Ma makes it very likely that V is the origin of Ma's readings.
This conclusion is important for gauging the relationship between the two manuscripts. If M was corrected from V, then V has preserved many more correct readings than has been credited to it and M does not quite deserve the plaudits it has received. M still offers a vastly superior text to V: even when we add to V's credit the places where the corrector of M found the right answer in V (and to M's one where the corrector removed the correct reading), we still have only 14 places where V has a correct reading not in M, as against 49 places where M has the superior reading. However, the overall accuracy of M is enhanced thanks to the diligence of its corrector, since it also transmits the majority of V's best readings as well.
V. Editing Ammianus
Gehen wir von den kleinen Stücken aus, die sowohl im Vaticanus (V) als in den Marburger Fragmenten (M) erhalten sind, so zeigen zunächst die Lesarten deutlich, daß weder M aus V, noch V aus M abgeschrieben ist, sondern beide Handschriften derselben Vorlage (y) folgen.Footnote 42
So Ludwig Traube in 1903. In this article we have taken issue with the view of Rodney P. Robinson on the relationship of the Hersfeldensis and Fuldensis of Ammianus, generally accepted since 1936; both by refuting Robinson's arguments and by adducing new ones, we have shown that the two manuscripts should be seen as gemelli, copies of the same parent. We shall have something to say about that parent and about the history of the Hersfeldensis elsewhere; but in this conclusion it will be useful to consider what differences our results make to the study of Ammianus and of the history of texts.
First, an important consequence of this reassessment is that the dating of the two manuscripts is no longer constrained by the requirement, somewhat against the instincts of palaeographers, that M predate V. The date of the hand of M (and of its corrections) can now be revisited as a wholly palaeographical question.
What difference should it make to editions of Ammianus? Not a great deal. In purely presentational terms, the fact that M does not constitute the archetype means that when both manuscripts are extant the apparatus ought to include the readings of both whenever they diverge, something which Seyfarth does not always do.Footnote 43 In passages where M is extant, it retains its status as the more reliable manuscript, even though not the archetype; but in almost all divergences between the two, that does not affect our judgement in practice. In most of the work, where M is not extant, the effect on the text is still more limited. Logically, our reassessment has the consequence that readings of M preserved in Gelenius are not necessarily the readings of the archetype. The problem is, however, that, with few exceptions, the readings of Gelenius that differ from V cannot be demonstrated to represent those of M,Footnote 44 and even in the exceptional cases (restored lines of the archetype or the entire Greek text of the obelisk inscription), Gelenius' tendency to bold emendation needs to be taken into account. We can and should note where readings are taken from an earlier edition, and are therefore less likely to represent M, and we can often identify Gelenius' own emendations from prose rhythm, since Gelenius was either unaware of the cursus or unaware of its regularity.Footnote 45 The truth is, however, that on the vast majority of occasions when the readings of Gelenius are accepted it is because of their superiority rather than because of their source.
Nevertheless, a better understanding of the archetype and of the likely types of corruption does have the potential to improve our texts of Ammianus. One important area is lacunae, where we can now presume that the lacunae indicated in V are the scribes' attempts to represent what they saw in a damaged archetype, and that they are not filtered through another manuscript.Footnote 46 In cases such as 28.4.26, where M has a lacuna and V does not (discussed in section iii.1 above), we can choose which to believe.
Although the editorial gains are limited, this argument does touch upon questions and fields broader than the relationship of the two manuscripts to which we owe the preservation of Ammianus. That the exemplar of the Res gestae was copied twice within several decades in a very limited geographic area is striking. Producing even one such copy would have required a significant investment of resources – both in time and in materials – given the length of even the extant portion of the Res gestae; producing two indicates a very serious commitment to the study of Roman history. In fact, many late antique histories were transmitted in the milieu of Fulda and Hersfeld in the first half of the ninth century: the so-called Epitome de Caesaribus, the Historia Augusta, possibly Suetonius, the first six books of the Annales and the opera minora of Tacitus, to name a few.Footnote 47 Elucidating the relationship between the two manuscripts of Ammianus – and particularly the fact that one manuscript was used to correct the other – sheds further light on this scholarly and scribal milieu. Further, the methods we have employed to arrive at these conclusions will, we hope, be of use in the study of other textual traditions.
Appendix
Diplomatic edition of the new fragments of M
Thanks to the high-resolution colour facsimiles made available online by the Universitätsbibliothek Kassel, we have been able to discern more of the text in some places than Broszinski and Teitler (Reference Broszinski and Teitler1990); in others, we were not confident that what they printed was actually visible. In one place, as explained above (section ii), we disagree with their reading.
The text not in bold, a corrected version of V, is purely indicative of characters wholly irrecoverable because of abrasion, trimming or physical damage. The text of the fragment is printed in bold. Individual letters are printed when enough survives to distinguish them; those that can be seen but not securely identified are italicised.
M 1r (18.5.1)
-
1 trare. Flexus in blanditias molliores confessusque
-
2 debitum per conludia in nomen fisci translatum iam
-
3 queausurus inmania
1 -traret V, edd., trare M; a small mark above and right of the e could possibly represent a t; if so it is in a second hand, and could represent correction in Gelenius' hand; cf. M 4v, ll. 13–14.
M 1v (18.5.3)
Tamsapore habitis 1
qui tractus omnes aduersos ducis potestate tunctueba 2
tur & antea cognitus misso a Persicis castris auxilio 3
M 2r (18.6.12–15)
-
1 hensum. Cum ego rapido ictu transirem interrogassent
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2 quisnamprofectus sit iudex audissentque Ursicinum pau
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3 loante urbem in gressum montem Izalam petere occiso in
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4 di ce in unum quaesiti conplures nos inrequietis cur
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5 sibus sectabantur quos cum iumenti agilitate prae
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6 gressus apudamudin munimentum infirmum disper
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7 sis perrabulum equis recubantes nos securius in
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8 uenissem porrecto extentius brachio et summitatibus
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9 sagicontortis elatius adesse hostes signo solito demon
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10 strabam Isdemque iunctus impetu communi ferebar
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11 aequo iam fatiscente terrebat autem nos plenilunium
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12 n octis & planities supina camporum nulla si occupas
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13 s& a rtior casus latibula praebere sufficiens ubi nec arbo
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14 res nec frutecta nec quicquam praeter herbas humi
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15 lesuisebatur. Excogitatum est ergo ut ardente superpo
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16 sita lampadae & circumligata ne rueret iumentum
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17 solum quodeam uehebat solutum sine rectore leuors
-
18 us ire permitteretur
2 quisna[m] p[ro]fectus V, prouectus Valesius, edd. 4 Line almost lost due to the cutting of the folio. 5 -bant[ur] V 7 per pabulum V, edd. In Clark's view, V's reading was corrected from rab-; there is certainly an erased ascender, possibly an added descender; Eyssenhardt read babulum [ut vid.], corrected to pabulum. 9 sagi contortis V, edd. 10 -strabam. Isdemq; V 13 artior V, edd.; the MS is damaged where the a should be. 15 -les uisebatur V 16 lampade V, edd.
M 2v (18.6.16–17)
Meiacarire nomine uenissemus, cui fontes dedere uo 1
cabulum gelidi lapsis accolis omnibus solum inremo 2
to secessu latentem inuenimus militem quioblatus 3
duci et locutus uaria prae timore ideoque suspec 4
tus adigente metu qui intentabatur pandit rerum 5
integram fidem docetque quod a p ud parisios na 6
tus in Galliis & equestri militans turma uindictam 7
quondam commissi facinoris timensad persasabier 8
at profugus exindeque morum probitate spectata 9
sortita coniuge liberisque susceptis speculatorem 10
se missum ad nostra saepe ueros nuntios reportasse 11
at nunc se a Tamsapore et Nohodare optimatibus 12
missum qui cateruas ductauerant praedatorum adeos 13
redire quae didicerat perlaturum. Post haec ad 14
iectis quae agi in parte diuersa norat occiditur Pro 15
inde curarum crescente sollicitudine indepassibus ci 16
tis Amidam pro temporis copia uenimus ciuitatem 17
postea secutis cladibus inclutam quoreuersis explor 18
4 Line wholly lost due to the cutting of the folio. 8 p[er]sas abierat V 9 spectata V; there is an erased letter preceding the final a, but it is beyond recovery. 12 It is unfortunately impossible to see whether M read Nohodareo, the erroneous reading of V. 14 posthaec V 17 imuns, the reading of Broszinski and Teitler, is a typo.
